| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING FEES | 2,960 | 2,960 | 0 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| CHARLES SCHWAB CORPORATE STOCK | 182,720 | 438,452 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| CHARLES SCHWAB VARIOUS INVESTMENTS | AT COST | 12,201,331 | 15,178,092 |
| STIFEL | AT COST | 1,467,195 | 1,702,345 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| OTHER ASSETS | 5,487 | 0 | 0 |
| DEFERRED DIVIDENDS | 348 | 348 | 348 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| DUES & SUBSCRIPTIONS | 4,707 | 4,707 | 0 | |
| INSURANCE | 2,250 | 2,250 | 0 | |
| MEALS & ENTERTAINMENT | 16 | 16 | 0 | |
| BANK CHARGES | 75 | 75 | 0 | |
| OFFICE EXPENSE | 1,548 | 1,548 | 0 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| NB CO-INVESTMENT PARTNERSHIP ROYALTIES | 2 | 2 | 2 |
| NB CO-INVESTMENT PARTNERSHIP ROYALTIES | 1,269 | 1,269 | 1,269 |
| SETTLEMENT INCOME | 43 | 43 | 43 |
| NB CO-INVESTMENT II K-1 INCOME (LOSS) | -7,535 | -8,902 | -7,535 |
| NB CO-INVESTMENT III K-1 INCOME (LOSS) | -12,405 | -12,204 | -12,405 |
| NB CO-INVESTMENT CAYMAN K-1 INCOME (LOSS) | -81 | -81 | -81 |
| A&M CAPITAL PARTNERS K-1 INCOME (LOSS) | -4,537 | -4,537 | -4,537 |
| AMCP SECURITY AIV K-1 INCOME (LOSS) | -44 | -592 | -44 |
| AMCP PAYMENTS AIV K-1 INCOME (LOSS) | -5,484 | -389 | -5,484 |
| AMCP PIPELINE AIV K-1 INCOME (LOSS) | 303 | -12,193 | 303 |
| AMCP AIV K-1 INCOME (LOSS) | -17 | -17 | -17 |
| AMCP CLOUD AIV, LP | 6,483 | -537 | 6,483 |
| AMCP PARAMEDICS AIV, LP | -36 | -36 | -36 |
| NB REAL ESTATE | -10,383 | -3,483 | -10,383 |
| NB STRATEGIC CAPITAL | -21,033 | -22,064 | -21,033 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| PAYROLL PROCESSING FEES | 1,841 | 1,841 | 0 | |
| INVESTMENT FEES | 35,659 | 35,659 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| PAYROLL TAXES | 11,370 | 11,370 | 0 | |
| FOREIGN TAXES | 215 | 215 | 0 | |
| EXCISE TAXES | 2,017 | 0 | 0 |