Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
SUSAN AND ELIHU ROSE FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)777 THIRD AVENUE 6TH FLOOR
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY100171307
A Employer identification number

13-3484181
B Telephone number (see instructions)

(212) 210-6666
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$7,498,823J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 1,703 1,703  
4 Dividends and interest from securities... 93,151 96,031  
5a Gross rents............   76,037  
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,019,520
b Gross sales price for all assets on line 6a 5,552,551
7 Capital gain net income (from Part IV, line 2)... 989,345
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 0 882  
12 Total. Add lines 1 through 11........ 1,114,374 1,163,998  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 3,573 954   3,573
b Accounting fees (attach schedule)....... Click to see attachment 23,350 0   23,350
c Other professional fees (attach schedule).... Click to see attachment 59,250 64,050   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 51,587 1,587   0
19 Depreciation (attach schedule) and depletion...   3,917  
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 6,075 98,988   2,297
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 143,835 169,496   29,220
25 Contributions, gifts, grants paid....... 1,703,665 1,703,665
26 Total expenses and disbursements. Add lines 24 and 25 1,847,500 169,496   1,732,885
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -733,126
b Net investment income (if negative, enter -0-) 994,502
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 1,026,807 889,949 889,949
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 2,860,357 Click to see attachment2,378,223 3,271,795
c Investments—corporate bonds (attach schedule)....... 225,000 Click to see attachment200,392 197,100
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 1,093,092 Click to see attachment1,003,566 3,139,979
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 5,205,256 4,472,130 7,498,823
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 5,205,256 4,472,130
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 5,205,256 4,472,130
30 Total liabilities and net assets/fund balances (see instructions). 5,205,256 4,472,130
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
5,205,256
2
Enter amount from Part I, line 27a .....................
2
-733,126
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
4,472,130
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
4,472,130
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES P    
b MILLENIUM INTERNATIONAL LTD. P    
c FARALLON CAPITAL INSTITUTIONAL PARTNERS LP P    
d CAPITAL GAINS DIVIDENDS P    
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 5,552,517   5,086,369 466,148
b       553,338
c       -30,175
d 34     34
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       466,148
b       553,338
c       -30,175
d       34
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 989,345
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 13,824
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 13,824
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 13,824
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 70,666
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 70,666
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 56,842
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet56,842 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletDE, NY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletNONE
    14
    The books are in care ofbulletMICHAEL SCHINDLER Telephone no.bullet (212) 210-6666

    Located atbullet777 THIRD AVENUE 6TH FLOORNEW YORKNY ZIP+4bullet100171307
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ELIHU ROSE PRESIDENT/SECRETARY/DIRECTOR
    2.00     		0 0 0
    777 THIRD AVENUE 6TH FLOOR
    NEW YORK,NY100171307
    SUSAN W ROSE TREASURER/DIRECTOR
    2.00     		0 0 0
    777 THIRD AVENUE 6TH FLOOR
    NEW YORK,NY100171307
    AMY ROSE DIRECTOR
    2.00     		0 0 0
    777 THIRD AVENUE 6TH FLOOR
    NEW YORK,NY100171307
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    6,320,761
    b
    Average of monthly cash balances.......................
    1b
    741,959
    c
    Fair market value of all other assets (see instructions)................
    1c
    891,117
    d
    Total (add lines 1a, b, and c).........................
    1d
    7,953,837
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    7,953,837
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    119,308
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    7,834,529
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    391,726
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    391,726
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    13,824
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    13,824
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    377,902
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    377,902
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    377,902
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,732,885
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,732,885
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,732,885
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 377,902
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 1,912,226
    b From 2016...... 4,331,931
    c From 2017...... 4,426,701
    d From 2018...... 5,209,155
    e From 2019...... 1,731,535
    fTotal of lines 3a through e........ 17,611,548
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 1,732,885
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 377,902
    e Remaining amount distributed out of corpus 1,354,983
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 18,966,531
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		1,912,226
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		17,054,305
    10 Analysis of line 9:
    a Excess from 2016.... 4,331,931
    b Excess from 2017.... 4,426,701
    c Excess from 2018.... 5,209,155
    d Excess from 2019.... 1,731,535
    e Excess from 2020.... 1,354,983
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    ELIHU ROSE
    SUSAN W ROSE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    92ND STREET Y
    1395 LEXINGTON AVENUE
    NEW YORK,NY10128     		N/A PC GENERAL OPERATING SUPPORT 375
    AGMA RELIEF FUND
    1430 BROADWAY
    NEW YORK,NY10018     		N/A PC GENERAL OPERATING SUPPORT 500
    AMERICAN COMPOSERS ORCHESTRA
    494 EIGHTH AVENUE SUITE 503
    NEW YORK,NY10001     		N/A PC GENERAL OPERATING SUPPORT 1,000
    AMERICAN FRIENDS OF THE PARIS OPERA & BALLET
    972 5TH AVE
    NEW YORK,NY10075     		N/A PC GENERAL OPERATING SUPPORT 1,000
    AMERICAN MUSEUM OF NATURAL HISTORY
    CENTRAL PARK WEST AT 79TH STREET
    NEW YORK,NY10024     		N/A PC GENERAL OPERATING SUPPORT 3,500
    ARMY WAR COLLEGE FOUNDATION
    125 FORBES AVENUE
    CARLISLE,PA17013     		N/A PC GENERAL OPERATING SUPPORT 10,000
    BUSINESS EXECUTIVES FOR NATIONAL SECURITY
    1030 15TH ST NW STE 200 E
    WASHINGTON,DC20005     		N/A PC GENERAL OPERATING SUPPORT 25,000
    CARAMOOR CENTER FOR MUSIC & THE ARTS INC
    149 GIRDLE RIDGE RD
    KATONAH,NY10536     		N/A PC GENERAL OPERATING SUPPORT 5,000
    CARNEGIE HALL
    881 SEVENTH AVE
    NEW YORK,NY10019     		N/A PC GENERAL OPERATING SUPPORT 45,000
    CARNEGIE HILL NEIGHBORS INC
    1326 MADISON AVENUE
    NEW YORK,NY10128     		N/A PC GENERAL OPERATING SUPPORT 1,250
    CENTRAL SYNAGOGUE
    123 E 55TH ST
    NEW YORK,NY10022     		N/A PC GENERAL OPERATING SUPPORT 9,400
    CENTRAL SYNAGOGUE
    123 E 55TH ST
    NEW YORK,NY10022     		N/A PC YOM KIPPUR APPEAL 25,000
    CIVICS UNPLUGGED
    1115 5TH AVE APT 8C
    NEW YORK,NY10128     		N/A PC GENERAL OPERATING SUPPORT 6,000
    COUNCIL ON FOREIGN RELATIONS
    58 EAST 68TH STREET
    NEW YORK,NY10065     		N/A PC GENERAL OPERATING SUPPORT 30,000
    FOOT STEPS INC
    PO BOX 20833
    WINSTONSALEM,NC27127     		N/A PC GENERAL OPERATING SUPPORT 5,000
    FRENCH HERITAGE SOCIETY INC
    14 E 60TH STREET SUITE 605
    NEW YORK,NY10022     		N/A PC GENERAL OPERATING SUPPORT 1,500
    HARMONY PROGRAM
    1700 BROADWAY 39TH FLOOR
    NEW YORK,NY10019     		N/A PC GENERAL OPERATING SUPPORT 1,000
    HASTY PUDDING INSTITUTE OF 1770
    PO BOX 381940
    CAMBRIDGE,MA02238     		N/A PC GENERAL OPERATING SUPPORT 25,000
    HOSPITAL FOR SPECIAL SURGERY
    535 E 70TH ST
    NEW YORK,NY10021     		N/A PC GENERAL OPERATING SUPPORT 36,500
    HOSPITAL FOR SPECIAL SURGERY
    535 E 70TH ST
    NEW YORK,NY10021     		N/A PC SUSAN W. ROSE AND JONATHAN T. DELAND CHAIR FOR RESEARCH IN FOOT AND ANKLE SURGERY 140,000
    INTERNATIONAL CENTER OF PHOTOGRAPHY
    79 ESSEX ST
    NEW YORK,NY10002     		N/A PC GENERAL OPERATING SUPPORT 2,500
    INTERNATIONAL RESCUE COMMITTEE
    122 EAST 42ND STREET
    NEW YORK,NY10168     		N/A PC GENERAL OPERATING SUPPORT 1,000
    INTERNATIONAL WOMEN'S HEALTH COALITION
    333 SEVENTH AVENUE 6TH FL
    NEW YORK,NY10001     		N/A PC GENERAL OPERATING SUPPORT 1,000
    LIBRARY OF AMERICA
    14 E 60TH ST
    NEW YORK,NY10022     		N/A PC GENERAL OPERATING SUPPORT 20,000
    LIBRARY OF AMERICA
    14 E 60TH ST
    NEW YORK,NY10022     		N/A PC ENDOWMENT FUND 100,000
    LINCOLN CENTER THEATER
    150 W 65TH STREET
    NEW YORK,NY10023     		N/A PC GENERAL OPERATING SUPPORT 15,000
    LOWER EAST SIDE TENEMENT MUSEUM
    103 ORCHARD ST
    NEW YORK,NY10002     		N/A PC GENERAL OPERATING SUPPORT 1,000
    LYRICA CHAMBER MUSIC
    240 SOUTHERN BLVD
    CHATHAM TOWNSHIP,NJ07928     		N/A PC GENERAL OPERATING SUPPORT 1,000
    MABEL MERCER FOUNDATION
    630 9TH AVENUE SUITE 402
    NEW YORK,NY10036     		N/A PC GENERAL OPERATING SUPPORT 10,000
    MARINE CORPS UNIVERSITY FOUNDATION
    PO BOX 122
    QUANTICO,VA22134     		N/A PC GENERAL OPERATING SUPPORT 5,000
    MASTERVOICES INC (FORMERLY THE COLLEGIATE CHORALE)
    1441 BROADWAY SUITE 3024
    NEW YORK,NY10018     		N/A PC GENERAL OPERATING SUPPORT 7,500
    METROPOLITAN OPERA
    LINCOLN CENTER
    NEW YORK,NY10023     		N/A PC PRODUCTION MACHINERY SYSTEMS 5,000
    MONTCLAIR KIMBERLEY ACADEMY FOUNDATION
    201 VALLEY ROAD
    MONTCLAIR,NJ07042     		N/A PC GENERAL OPERATING SUPPORT 1,000
    MUSEUM OF MODERN ART
    11 WEST 53RD STREET
    NEW YORK,NY10019     		N/A PC GENERAL OPERATING SUPPORT 1,500
    MUSEUM OF THE CITY OF NEW YORK
    1220 FIFTH AVENUE
    NEW YORK,NY10029     		N/A PC GENERAL OPERATING SUPPORT 5,000
    NATIONAL PARKS OF NY HARBOR CONSERVANCY
    26 WALL ST
    NEW YORK,NY10005     		N/A PC GENERAL OPERATING SUPPORT 1,250
    NEW YORK HISTORICAL SOCIETY
    170 CENTRAL PARK WEST
    NEW YORK,NY10024     		N/A PC GENERAL OPERATING SUPPORT 12,000
    NEW YORK PHILHARMONIC
    10 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		N/A PC GENERAL OPERATING SUPPORT 180,000
    NEW YORK PHILHARMONIC
    10 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		N/A PC ENDOWMENT TEACHING ARTIST 500,000
    NEW YORK PUBLIC RADIO DBA WNYC RADIO WQXR AND NJ PUBLIC RADIO
    160 VARICK STREET
    NEW YORK,NY10013     		N/A PC GENERAL OPERATING SUPPORT 1,200
    ORCHESTRA OF ST LUKES
    330 W 42ND ST 9TH FL
    NEW YORK,NY10036     		N/A PC GENERAL OPERATING SUPPORT 1,000
    PARK AVENUE ARMORY
    643 PARK AVE
    NEW YORK,NY10065     		N/A PC GENERAL OPERATING SUPPORT 50,000
    PUBLIC HEALTH SOLUTIONS
    220 CHURCH STREET 5TH FL
    NEW YORK,NY10013     		N/A PC GENERAL OPERATING SUPPORT 1,000
    ROUND TABLE OF CULTURAL SEMINARS
    45 EAST 78TH STREET
    NEW YORK,NY10021     		N/A PC GENERAL OPERATING SUPPORT 750
    SAMUEL WAXMAN CANCER RESEARCH FDN
    30 OAKLEY AVE
    MT VERNON,NY10550     		N/A PC GENERAL OPERATING SUPPORT 3,500
    SMITHSONIAN INSTITUTION
    PO BOX 37012 MRC 035
    WASHINGTON,DC20013     		N/A PC GENERAL OPERATING SUPPORT 10,000
    THE FRICK COLLECTION
    1 EAST 70TH STREET
    NEW YORK,NY10021     		N/A PC GENERAL OPERATING SUPPORT 2,150
    THE JEWISH MUSEUM
    1109 FIFTH AVENUE
    NEW YORK,NY10128     		N/A PC CURATORS CIRCLE 10,000
    THE JUILLIARD SCHOOL
    60 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		N/A PC GENERAL OPERATING SUPPORT 90,000
    THE JUILLIARD SCHOOL
    60 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		N/A PC SUSAN W. ROSE GRADUATE FELLOWSHIP FUND 200,000
    THE KNIGHTS
    1275 PROSPECT AVENUE
    BROOKLYN,NY11218     		N/A PC GENERAL OPERATING SUPPORT 10,000
    THE KNIGHTS
    1275 PROSPECT AVENUE
    BROOKLYN,NY11218     		N/A PC 2020 FUND: EYE ON THE FUTURE 25,000
    THE SANTA FE OPERA
    301 OPERA DR
    SANTA FE,NM87506     		N/A PC THE LORD OF CRIES 50,000
    UNITED STATES HOLOCAUST MEMORIAL COUNCIL
    100 RAOUL WALLENBERG PL SW
    WASHINGTON,DC20024     		N/A PC GENERAL OPERATING SUPPORT 250
    WIKIMEDIA FOUNDATION INC
    1 MONTGOMERY STREET SUITE 1600
    SAN FRANCISCO,CA94104     		N/A PC GENERAL OPERATING SUPPORT 1,040
    WNET - THIRTEEN
    825 8TH AVE FL 14
    NEW YORK,NY10019     		N/A PC GENERAL OPERATING SUPPORT 5,000
    YOUNG CONCERT ARTISTS
    1776 BROADWAY STE 1500
    NEW YORK,NY10019     		N/A PC GENERAL OPERATING SUPPORT 1,000
    Total .................................bullet 3a 1,703,665
    bApproved for future payment
    HOSPITAL FOR SPECIAL SURGERY
    535 E 70TH ST
    NEW YORK,NY10021     		N/A PC SUSAN W. ROSE AND JONATHAN T. DELAND CHAIR FOR RESEARCH IN FOOT AND ANKLE SURGERY 140,000
    HOSPITAL FOR SPECIAL SURGERY
    535 E 70TH ST
    NEW YORK,NY10021     		N/A PC RIVER BUILDING CONSTRUCTION 400,000
    LIBRARY OF AMERICA
    14 E 60TH ST
    NEW YORK,NY10022     		N/A PC ENDOWMENT FUND 100,000
    METROPOLITAN OPERA
    LINCOLN CENTER
    NEW YORK,NY10023     		N/A PC PRODUCTION MACHINERY SYSTEMS 10,000
    NEW YORK PHILHARMONIC
    10 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		N/A PC DAVID GEFFEN RENOVATION CAMPAIGN 1,000,000
    THE JUILLIARD SCHOOL
    60 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		N/A PC NUCLEUS FUND 100,000
    THE JUILLIARD SCHOOL
    60 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		N/A PC SUSAN W. ROSE GRADUATE FELLOWSHIP FUND 200,000
    THE KNIGHTS
    1275 PROSPECT AVENUE
    BROOKLYN,NY11218     		N/A PC 2020 FUND: EYE ON THE FUTURE 75,000
    THE SANTA FE OPERA
    301 OPERA DR
    SANTA FE,NM87506     		N/A PC THE LORD OF CRIES 50,000
    Total .................................bullet 3b 2,075,000
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 1,703  
    4 Dividends and interest from securities....     14 93,151  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 1,019,520  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 1,114,374 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    1,114,374
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    92ND STREET Y1395 LEXINGTON AVENUE
    NEW YORK,NY10128     		N/A PC GENERAL OPERATING SUPPORT 375
    AGMA RELIEF FUND1430 BROADWAY
    NEW YORK,NY10018     		N/A PC GENERAL OPERATING SUPPORT 500
    AMERICAN COMPOSERS ORCHESTRA494 EIGHTH AVENUE SUITE 503
    NEW YORK,NY10001     		N/A PC GENERAL OPERATING SUPPORT 1,000
    AMERICAN FRIENDS OF THE PARIS OPERA & BALLET972 5TH AVE
    NEW YORK,NY10075     		N/A PC GENERAL OPERATING SUPPORT 1,000
    AMERICAN MUSEUM OF NATURAL HISTORYCENTRAL PARK WEST AT 79TH STREET
    NEW YORK,NY10024     		N/A PC GENERAL OPERATING SUPPORT 3,500
    ARMY WAR COLLEGE FOUNDATION125 FORBES AVENUE
    CARLISLE,PA17013     		N/A PC GENERAL OPERATING SUPPORT 10,000
    BUSINESS EXECUTIVES FOR NATIONAL SECURITY1030 15TH ST NW STE 200 E
    WASHINGTON,DC20005     		N/A PC GENERAL OPERATING SUPPORT 25,000
    CARAMOOR CENTER FOR MUSIC & THE ARTS INC149 GIRDLE RIDGE RD
    KATONAH,NY10536     		N/A PC GENERAL OPERATING SUPPORT 5,000
    CARNEGIE HALL881 SEVENTH AVE
    NEW YORK,NY10019     		N/A PC GENERAL OPERATING SUPPORT 45,000
    CARNEGIE HILL NEIGHBORS INC1326 MADISON AVENUE
    NEW YORK,NY10128     		N/A PC GENERAL OPERATING SUPPORT 1,250
    CENTRAL SYNAGOGUE123 E 55TH ST
    NEW YORK,NY10022     		N/A PC GENERAL OPERATING SUPPORT 9,400
    CENTRAL SYNAGOGUE123 E 55TH ST
    NEW YORK,NY10022     		N/A PC YOM KIPPUR APPEAL 25,000
    CIVICS UNPLUGGED1115 5TH AVE APT 8C
    NEW YORK,NY10128     		N/A PC GENERAL OPERATING SUPPORT 6,000
    COUNCIL ON FOREIGN RELATIONS58 EAST 68TH STREET
    NEW YORK,NY10065     		N/A PC GENERAL OPERATING SUPPORT 30,000
    FOOT STEPS INCPO BOX 20833
    WINSTONSALEM,NC27127     		N/A PC GENERAL OPERATING SUPPORT 5,000
    FRENCH HERITAGE SOCIETY INC14 E 60TH STREET SUITE 605
    NEW YORK,NY10022     		N/A PC GENERAL OPERATING SUPPORT 1,500
    HARMONY PROGRAM1700 BROADWAY 39TH FLOOR
    NEW YORK,NY10019     		N/A PC GENERAL OPERATING SUPPORT 1,000
    HASTY PUDDING INSTITUTE OF 1770PO BOX 381940
    CAMBRIDGE,MA02238     		N/A PC GENERAL OPERATING SUPPORT 25,000
    HOSPITAL FOR SPECIAL SURGERY535 E 70TH ST
    NEW YORK,NY10021     		N/A PC GENERAL OPERATING SUPPORT 36,500
    HOSPITAL FOR SPECIAL SURGERY535 E 70TH ST
    NEW YORK,NY10021     		N/A PC SUSAN W. ROSE AND JONATHAN T. DELAND CHAIR FOR RESEARCH IN FOOT AND ANKLE SURGERY 140,000
    INTERNATIONAL CENTER OF PHOTOGRAPHY79 ESSEX ST
    NEW YORK,NY10002     		N/A PC GENERAL OPERATING SUPPORT 2,500
    INTERNATIONAL RESCUE COMMITTEE122 EAST 42ND STREET
    NEW YORK,NY10168     		N/A PC GENERAL OPERATING SUPPORT 1,000
    INTERNATIONAL WOMEN'S HEALTH COALITION333 SEVENTH AVENUE 6TH FL
    NEW YORK,NY10001     		N/A PC GENERAL OPERATING SUPPORT 1,000
    LIBRARY OF AMERICA14 E 60TH ST
    NEW YORK,NY10022     		N/A PC GENERAL OPERATING SUPPORT 20,000
    LIBRARY OF AMERICA14 E 60TH ST
    NEW YORK,NY10022     		N/A PC ENDOWMENT FUND 100,000
    LINCOLN CENTER THEATER150 W 65TH STREET
    NEW YORK,NY10023     		N/A PC GENERAL OPERATING SUPPORT 15,000
    LOWER EAST SIDE TENEMENT MUSEUM103 ORCHARD ST
    NEW YORK,NY10002     		N/A PC GENERAL OPERATING SUPPORT 1,000
    LYRICA CHAMBER MUSIC240 SOUTHERN BLVD
    CHATHAM TOWNSHIP,NJ07928     		N/A PC GENERAL OPERATING SUPPORT 1,000
    MABEL MERCER FOUNDATION630 9TH AVENUE SUITE 402
    NEW YORK,NY10036     		N/A PC GENERAL OPERATING SUPPORT 10,000
    MARINE CORPS UNIVERSITY FOUNDATIONPO BOX 122
    QUANTICO,VA22134     		N/A PC GENERAL OPERATING SUPPORT 5,000
    MASTERVOICES INC (FORMERLY THE COLLEGIATE CHORALE)1441 BROADWAY SUITE 3024
    NEW YORK,NY10018     		N/A PC GENERAL OPERATING SUPPORT 7,500
    METROPOLITAN OPERALINCOLN CENTER
    NEW YORK,NY10023     		N/A PC PRODUCTION MACHINERY SYSTEMS 5,000
    MONTCLAIR KIMBERLEY ACADEMY FOUNDATION201 VALLEY ROAD
    MONTCLAIR,NJ07042     		N/A PC GENERAL OPERATING SUPPORT 1,000
    MUSEUM OF MODERN ART11 WEST 53RD STREET
    NEW YORK,NY10019     		N/A PC GENERAL OPERATING SUPPORT 1,500
    MUSEUM OF THE CITY OF NEW YORK1220 FIFTH AVENUE
    NEW YORK,NY10029     		N/A PC GENERAL OPERATING SUPPORT 5,000
    NATIONAL PARKS OF NY HARBOR CONSERVANCY26 WALL ST
    NEW YORK,NY10005     		N/A PC GENERAL OPERATING SUPPORT 1,250
    NEW YORK HISTORICAL SOCIETY170 CENTRAL PARK WEST
    NEW YORK,NY10024     		N/A PC GENERAL OPERATING SUPPORT 12,000
    NEW YORK PHILHARMONIC10 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		N/A PC GENERAL OPERATING SUPPORT 180,000
    NEW YORK PHILHARMONIC10 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		N/A PC ENDOWMENT TEACHING ARTIST 500,000
    NEW YORK PUBLIC RADIO DBA WNYC RADIO WQXR AND NJ PUBLIC RADIO160 VARICK STREET
    NEW YORK,NY10013     		N/A PC GENERAL OPERATING SUPPORT 1,200
    ORCHESTRA OF ST LUKES330 W 42ND ST 9TH FL
    NEW YORK,NY10036     		N/A PC GENERAL OPERATING SUPPORT 1,000
    PARK AVENUE ARMORY643 PARK AVE
    NEW YORK,NY10065     		N/A PC GENERAL OPERATING SUPPORT 50,000
    PUBLIC HEALTH SOLUTIONS220 CHURCH STREET 5TH FL
    NEW YORK,NY10013     		N/A PC GENERAL OPERATING SUPPORT 1,000
    ROUND TABLE OF CULTURAL SEMINARS45 EAST 78TH STREET
    NEW YORK,NY10021     		N/A PC GENERAL OPERATING SUPPORT 750
    SAMUEL WAXMAN CANCER RESEARCH FDN30 OAKLEY AVE
    MT VERNON,NY10550     		N/A PC GENERAL OPERATING SUPPORT 3,500
    SMITHSONIAN INSTITUTIONPO BOX 37012 MRC 035
    WASHINGTON,DC20013     		N/A PC GENERAL OPERATING SUPPORT 10,000
    THE FRICK COLLECTION1 EAST 70TH STREET
    NEW YORK,NY10021     		N/A PC GENERAL OPERATING SUPPORT 2,150
    THE JEWISH MUSEUM1109 FIFTH AVENUE
    NEW YORK,NY10128     		N/A PC CURATORS CIRCLE 10,000
    THE JUILLIARD SCHOOL60 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		N/A PC GENERAL OPERATING SUPPORT 90,000
    THE JUILLIARD SCHOOL60 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		N/A PC SUSAN W. ROSE GRADUATE FELLOWSHIP FUND 200,000
    THE KNIGHTS1275 PROSPECT AVENUE
    BROOKLYN,NY11218     		N/A PC GENERAL OPERATING SUPPORT 10,000
    THE KNIGHTS1275 PROSPECT AVENUE
    BROOKLYN,NY11218     		N/A PC 2020 FUND: EYE ON THE FUTURE 25,000
    THE SANTA FE OPERA301 OPERA DR
    SANTA FE,NM87506     		N/A PC THE LORD OF CRIES 50,000
    UNITED STATES HOLOCAUST MEMORIAL COUNCIL100 RAOUL WALLENBERG PL SW
    WASHINGTON,DC20024     		N/A PC GENERAL OPERATING SUPPORT 250
    WIKIMEDIA FOUNDATION INC1 MONTGOMERY STREET SUITE 1600
    SAN FRANCISCO,CA94104     		N/A PC GENERAL OPERATING SUPPORT 1,040
    WNET - THIRTEEN825 8TH AVE FL 14
    NEW YORK,NY10019     		N/A PC GENERAL OPERATING SUPPORT 5,000
    YOUNG CONCERT ARTISTS1776 BROADWAY STE 1500
    NEW YORK,NY10019     		N/A PC GENERAL OPERATING SUPPORT 1,000
    Total ...............................bullet 3a 1,703,665
    bApproved for future payment
    HOSPITAL FOR SPECIAL SURGERY535 E 70TH ST
    NEW YORK,NY10021     		N/A PC SUSAN W. ROSE AND JONATHAN T. DELAND CHAIR FOR RESEARCH IN FOOT AND ANKLE SURGERY 140,000
    HOSPITAL FOR SPECIAL SURGERY535 E 70TH ST
    NEW YORK,NY10021     		N/A PC RIVER BUILDING CONSTRUCTION 400,000
    LIBRARY OF AMERICA14 E 60TH ST
    NEW YORK,NY10022     		N/A PC ENDOWMENT FUND 100,000
    METROPOLITAN OPERALINCOLN CENTER
    NEW YORK,NY10023     		N/A PC PRODUCTION MACHINERY SYSTEMS 10,000
    NEW YORK PHILHARMONIC10 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		N/A PC DAVID GEFFEN RENOVATION CAMPAIGN 1,000,000
    THE JUILLIARD SCHOOL60 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		N/A PC NUCLEUS FUND 100,000
    THE JUILLIARD SCHOOL60 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		N/A PC SUSAN W. ROSE GRADUATE FELLOWSHIP FUND 200,000
    THE KNIGHTS1275 PROSPECT AVENUE
    BROOKLYN,NY11218     		N/A PC 2020 FUND: EYE ON THE FUTURE 75,000
    THE SANTA FE OPERA301 OPERA DR
    SANTA FE,NM87506     		N/A PC THE LORD OF CRIES 50,000
    Total ................................bullet 3b 2,075,000

    TY 2020 AccountingFeesSchedule
    Name:
    SUSAN AND ELIHU ROSE FOUNDATION INC
    EIN:
    13-3484181
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING AND RETURN PREPARATION FEES 23,350 0   23,350

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    SUSAN AND ELIHU ROSE FOUNDATION INC
    EIN:
    13-3484181
    Name of Bond End of Year Book Value End of Year Fair Market Value
    200,000 QNTY. OF CITI 9.1% WORST OF CONTINGENT DAILY CALL 200,392 197,100

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    SUSAN AND ELIHU ROSE FOUNDATION INC
    EIN:
    13-3484181
    Name of Stock End of Year Book Value End of Year Fair Market Value
    6 SHRS. OF 10X GENOMICS INC CL A 481 852
    88 SHRS. OF ABBOTT LABORATORIES 7,229 9,635
    35 SHRS. OF ACCENTURE PLC IRELAND CL A 3,948 9,142
    1,125 SHRS. OF ACTIVISION BLIZZARD INC 87,810 104,456
    48 SHRS. OF ADOBE INC 7,821 24,006
    2 SHRS. OF AGILENT TECHNOLOGIES 228 237
    2 SHRS. OF AIR PROD & CHEM INC 488 546
    3 SHRS. OF AIRBNB INC CL A 440 440
    51 SHRS. OF ALCON INC 3,036 3,365
    11 SHRS. OF ALIGN TECHNOLOGY 1,058 5,878
    32 SHRS. OF ALLEGION PUB LTD CO 3,236 3,724
    2 SHRS. OF ALNYLAM PHARMACEUTICALS INC 265 260
    6 SHRS. OF ALPHABET INC CL A 4,997 10,516
    7 SHRS. OF ALPHABET INC CL C 5,112 12,263
    70 SHRS. OF ALPHABET INC CL C 36,086 122,632
    4 SHRS. OF AMAZON COM INC 6,408 13,028
    950 SHRS. OF AMERICAN EXPRESS COMPANY 93,659 114,865
    11 SHRS. OF AMERICAN TOWER REIT COM 2,811 2,469
    20 SHRS. OF AMERIPRISE FINCL INC 1,911 3,887
    20 SHRS. OF AMGEN INC 4,311 4,598
    22 SHRS. OF ANSYS INC 6,305 8,003
    8 SHRS. OF AON PLC CL A 1,595 1,690
    37 SHRS. OF ARCH CAPITAL GROUP LTD 1,124 1,335
    42 SHRS. OF AUTODESK INC DELAWARE 7,989 12,824
    27 SHRS. OF BLACKKNIGHT INC 2,075 2,385
    125 SHRS. OF BLACKROCK INC 58,229 90,193
    21 SHRS. OF BOOKING HOLDINGS INC 36,304 46,773
    2 SHRS. OF BRIGHT HORIZONS FAMILYSOLUT 267 346
    172 SHRS. OF BROOKFIELD ASSET MGNT CL A 5,599 7,098
    17 SHRS. OF BROOKFIELD INFRASTURE SB VTGA 785 1,229
    12 SHRS. OF BROOKFIELD PPTYREIT INC CL A 129 179
    1 SHRS. OF BROOKFIELD RENEWABLE CORP CL A 52 58
    28 SHRS. OF BROWN & BROWN INC 1,145 1,327
    7 SHRS. OF BROWN FORMAN CORP CL B 459 556
    171 SHRS. OF CABOT OIL& GAS COR A 3,325 2,783
    3,475 SHRS. OF CAMPBELL SOUP CO 164,786 168,016
    4 SHRS. OF CANNAE HLDGS INC 141 177
    40 SHRS. OF CAPITAL ONE FINANCIAL CORP 3,103 3,954
    33 SHRS. OF CARMAX INC 3,008 3,117
    8 SHRS. OF CARVANA CO CL A 739 1,916
    30 SHRS. OF CBRE GROUP INC CL A 1,370 1,882
    20 SHRS. OF CHARLES SCHWAB NEW 743 1,061
    4 SHRS. OF CHARTER COMMUNCATIONS INC 2,174 2,646
    9 SHRS. OF CHEWY INC CL A 402 809
    18 SHRS. OF CHUBB LTD 2,158 2,771
    34 SHRS. OF CINCINNATI FINANCIAL OHIO 2,299 2,971
    11 SHRS. OF CLOUDFLARE INC CL A 591 837
    75 SHRS. OF COCA COLA CO 3,530 4,113
    2,150 SHRS. OF COCA-COLA CO 92,041 117,906
    3 SHRS. OF COGNEXCORP 167 241
    9 SHRS. OF COLFAXCORP 258 344
    33 SHRS. OF COMMERCE BANCSHARES 2,003 2,168
    23 SHRS. OF COPART INC 2,057 2,927
    115 SHRS. OF CORTEVA INC 3,089 4,453
    2 SHRS. OF COSTAR GROUP INC 1,302 1,849
    4 SHRS. OF COSTCO WHOLESALE CORP NEW 1,411 1,507
    7 SHRS. OF COUPA SOFTWARE INC 1,630 2,372
    4 SHRS. OF CREDIT ACCEPTANCE CORP. 1,634 1,385
    27 SHRS. OF CULLEN FROST BANKERS INC 2,168 2,355
    36 SHRS. OF DANAHER CORPORATION 5,965 7,997
    4 SHRS. OF DEXCOM INC 1,523 1,479
    620 SHRS. OF DIAGEO PLC SPONSORED ADR NEW 79,656 98,462
    100 SHRS. DISNEY WALT CO COM 7,128 18,179
    30 SHRS. OF DOLLAR GEN CORP NEW COM 2,334 6,309
    245 SHRS. OF DOMINO'S PIZZA, INC. 93,633 93,948
    3 SHRS. OF DOMINOS PIZZAINC 1,149 1,150
    4 SHRS. OF DOORDASH INC CL A 701 571
    47 SHRS. OF EAST WEST BANCORP 1,695 2,383
    4,150 SHRS. OF EBAY INC 187,185 208,538
    1 SHRS. OF ECOLAB INC 214 216
    116 SHRS. OF ELANCO ANIMAL HEALTH INC 2,454 3,558
    2 SHRS. OF EQUINIX INC 814 1,428
    27 SHRS. OF EQUITY LIFESTYLE PROPERTIES 1,701 1,711
    75 SHRS. OF FACEBOOK INC CL-A 12,743 20,487
    26 SHRS. OF FASTENAL CO 1,066 1,270
    9 SHRS. OF FASTLY INC CL A 820 786
    32 SHRS. OF FIDELITYNATIONAL FINANCIAL IN 1,081 1,251
    6 SHRS. OF FIRST REPUBLIC BANK 657 882
    40 SHRS. OF GARTNER INC 3,935 6,408
    17 SHRS. OF GENL DYNAMICS CORP 2,509 2,530
    7 SHRS. OF GUARDANT HEALTH INC 621 902
    10 SHRS. OF GUIDEWIRE SOFTWARE INC 1,055 1,287
    9 SHRS. OF HEICOCORP CLASS A 765 1,054
    33 SHRS. OF HILTON WORLDWIDE HLDGS INC 2,720 3,672
    280 SHRS. OF HOME DEPOT INC 54,885 74,374
    9 SHRS. OF HOWARD HUGHES CORP 500 710
    9 SHRS. OF HYATT HOTELS CORP COM CL A 515 668
    4 SHRS. OF IDEXX LABS 1,247 2,000
    15 SHRS. OF IHS MARKIT LTD 743 1,347
    15 SHRS. OF ILLUMINA INC 5,131 5,550
    8 SHRS. OF INTUIT INC 2,282 3,039
    8 SHRS. OF INTUITIVE SURGICAL INC 5,277 6,544
    900 SHRS. OF JOHNSON & JOHNSON COM 131,969 141,642
    77 SHRS. OF JOHNSON CTLS INTL PLC 2,432 3,587
    30 SHRS. OF JPMORGAN CHASE & CO 1,967 3,812
    25 SHRS. OF KENNEDY-WILSON HLDGS INC COM 366 447
    79 SHRS. OF KKR & CO INC CL A 2,325 3,199
    69 SHRS. OF LEMNAR CORPORATION 4,176 5,260
    15 SHRS. OF LIBERTY BROADBAND CORP S-C 1,987 2,375
    3 SHRS. OF LIBERTYBROADBAND CORP S-A 406 473
    5 SHRS. OF LIBERTYMEDIAC SER ASIRIUSXM 187 216
    15 SHRS. OF LIBERTYMEDIAC SER CSIRIUSXM 547 653
    2 SHRS. OF LIBERTYMEDIACORP SER A 70 76
    19 SHRS. OF LIBERTYMEDIACORP SER C 686 809
    5 SHRS. OF LINDE PLC 1,030 1,318
    18 SHRS. OF LIVE NATION ENTERTAINMENT INC 889 1,323
    425 SHRS. OF LVMH (ADR) 42,620 53,010
    2 SHRS. OF M&T BANKCORP 215 255
    2 SHRS. OF MARKEL CORP (HOLDINGCO) 1,904 2,067
    18 SHRS. OF MARTIN MARIETTA MATERIALS 3,567 5,112
    34 SHRS. OF MASTERCARD INC CL A 6,432 12,136
    385 SHRS. OF MCDONALDS CORP 42,393 82,613
    39 SHRS. OF MEDTRONIC PLC SHC 3,616 4,568
    1 SHRS. OF METTLER TOLEDO INTL 816 1,140
    136 SHRS. OF MICHELIN COMPAGNIE GENERALE DE 3,225 3,498
    49 SHRS. OF MICROCHIP TECHNOLOGY INC 4,705 6,767
    122 SHRS. OF MICROSOFT CORP 11,364 27,136
    500 SHRS. MICROSOFT CORP 40,732 111,210
    380 SHRS. OF MISTUBISHI UFJ FINCL GRP ADS 1,568 1,683
    4 SHRS. OF MODERNA INC 249 418
    3 SHRS. OF MONGODB INC CL A 702 1,077
    6 SHRS. OF MOODYS CORP 1,646 1,742
    5 SHRS. OF MOTOROLASOLUTIONS INC 697 850
    11 SHRS. OF MSCI INC COM 2,723 4,912
    950 SHRS. OF NESTLE SA SPONSORED ADR REPSTG REG SH 67,857 111,910
    3 SHRS. OF NETFLIX INC 1,464 1,622
    32 SHRS. OF NIKE INC B 1,801 4,527
    34 SHRS. OF NOVARTIS AG ADR 2,280 3,211
    5 SHRS. OF NVIDIA CORPORATION 1,214 2,611
    8 SHRS. OF OKTA, INC CL A 1,624 2,034
    6 SHRS. OF O'REILLY AUTOMOTIVE INC NEW 2,513 2,716
    16 SHRS. OF PARKER HANNIFIN CORP 2,938 4,359
    67 SHRS. OF PAYPAL HLDGS INC COM 8,199 15,692
    850 SHRS. OF PEPSICO INCORPORATED 111,537 126,055
    33 SHRS. OF PHILIP 66 COM 2,570 2,308
    22 SHRS. OF PINTEREST INC CL A 1,478 1,450
    13 SHRS. OF PIONEER NATURAL RESOURCES CO 1,187 1,481
    25 SHRS. OF PNC FINL SVCS GP 2,874 3,725
    26 SHRS. OF PROCTER & GAMBLE 3,479 3,618
    800 SHRS. OF PROCTER & GAMBLE 100,200 111,312
    12 SHRS. OF PROGRESSIVE CORP OHIO 946 1,186
    37 SHRS.OF QUALCOMM INC 2,289 5,637
    850 SHRS. OF QUALCOMM INC 98,605 129,489
    40 SHRS. OF R P M INC 2,932 3,631
    15 SHRS. OF REALPAGE INC 1,026 1,309
    10 SHRS. OF REGENERON PHARMACEUTICALS INC 3,879 4,831
    25 SHRS. OF RESTAURANT BRANDS INTL INC COM 1,424 1,528
    6 SHRS. OF ROPER TECHNOLOGIES INC 2,368 2,586
    6 SHRS. OF ROSS STORES INC 539 737
    1 SHRS. OF ROYAL GOLD INC 135 106
    11 SHRS. OF ROYALTY PHARMA PLC SHS CL A 483 549
    4 SHRS. OF S&P GLOBAL INC COM 1,306 1,315
    39 SHRS. OF SALESFORCE.COM,INC. 7,208 8,678
    9 SHRS. OF SBA COMMUNICATNS CORP NEWCL A 2,861 2,539
    16 SHRS. OF SERVICENOW INC 4,367 8,807
    70 SHRS. OF SHERWIN-WILLIAMS CO 29,925 51,444
    4 SHRS. OF SHOPIFY INC 2,995 4,528
    15 SHRS. OF SLACKTECHNOLOGIES INC CL A 569 634
    64 SHRS. OF SNAP INC CL A 1,608 3,204
    9 SHRS. OF SNOWFLAKE INC CL A 2,390 2,533
    55 SHRS. OF SONY CORP ADR 1974 NEW 3,593 5,561
    14 SHRS. OF SPOTIFY TECHNOLOGY SA 2,666 4,406
    22 SHRS. OF SQUARE INC CLASS A 1,819 4,788
    71 SHRS. OF STARBUCKS CORP WASHINGTON 4,489 7,596
    19 SHRS. OF SUMMIT MATLS INC CL A 299 380
    12 SHRS. OF SUN COMMUNITIES INC 1,679 1,823
    825 SHRS. OF TARGET CORP COM 99,896 145,637
    2 SHRS. OF TRADE DESK INC CL A 620 1,602
    12 SHRS. OF TRANSDIGM GROUP INC 5,175 7,426
    14 SHRS. OF TRANSUNION 1,228 1,389
    8 SHRS. OF TWILIO INC CL A 1,915 2,708
    137 SHRS. OF TWITTER INC 4,530 7,419
    1 SHRS. OF TYLER TECHNOLOGIES INC 341 436
    42 SHRS. OF TYSON FOODS INC CLA 2,607 2,706
    78 SHRS. OF UBER TECHNOLOGIES INC 2,901 3,978
    800 SHRS. OF UNITED PARCEL SERVICE 125,601 134,720
    15 SHRS. OF UNITEDHEALTH GP INC 4,671 5,260
    5 SHRS. OF UNITY SOFTWARE 410 767
    5 SHRS. OF VAIL RESORTS 972 1,395
    12 SHRS. OF VEEVA SYS INC CL A 2,624 3,267
    9 SHRS. OF VERISIGN INC 1,920 1,947
    7 SHRS. OF VERISK ANALYTICS INC COM 1,190 1,453
    55 SHRS. OF VISA INC CL A 5,875 12,029
    5 SHRS. OF VORNADO REALTY TRUST 199 187
    14 SHRS. OF VULCAN MATERIALS CO 1,523 2,076
    35 SHRS. OF WALGREENS BOOTS ALLIANCE INC 2,258 1,396
    625 SHRS. OF WALMART INC 40,202 90,094
    5 SHRS. OF WAYFAIR INC 850 1,129
    1,400 SHRS. OF WILLIAMS-SONOMA INC 70,874 142,576
    9 SHRS. OF WIX COM LTD 2,040 2,250
    41 SHRS. OF XYLEM INC COM 2,732 4,173
    16 SHRS. OF ZILLOW GROUP INC CL C CAP 1,237 2,077
    51 SHRS. OF ZOETIS INC CLASS-A 3,742 8,440
    10 SHRS. OF ZOOM VIDEO COMMUNICATIONS A 2,039 3,373

    TY 2020 InvestmentsOtherSchedule2
    Name:
    SUSAN AND ELIHU ROSE FOUNDATION INC
    EIN:
    13-3484181
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    FARALLON CAPITAL INSTITUTIONAL PARTNERS, LP AT COST 379,122 278,532
    GOODHUE RESIDENTIAL COMPANY AT COST 0 92,117
    532 SHRS. OF ISHARES CORE TOTAL BOND ETF AT COST 28,897 29,037
    932 SHRS. OF ISHARES CORE U.S. AGGREGATE AT COST 10,867 10,873
    3,454.19 SHRS. OF LORD ABBETT BOND DEB F AT COST 28,522 28,981
    8,723.53 SHRS. OF LORD ABBETT FLT RT F AT COST 69,865 72,318
    8,578.49 SHRS. OF LORD ABBETT SHT DURATION INC F(52.00%) AT COST 35,636 36,115
    5,215. 87 SHRS. OF LORD ABBETT ULTRA SHORT BD F AT COST 52,367 52,367
    531.8289 SHRS. OF MILLENIUM ITAL LTD AT COST 0 1,613,906
    2,323.85 SHARES OF PIMCO MORTGAGE OPP & BD I2 AT COST 25,254 25,516
    3,607.94 SHRS. OF PIMCO SHORT ASSET INVEST I2(75.00%) AT COST 36,079 36,115
    REAL ESTATE - 20 EAST 35TH STREET AT COST 272,183 799,000
    782 SHARES OF VANGUARD SHORT-TERM CORPORATE AT COST 64,774 65,102

    TY 2020 LegalFeesSchedule
    Name:
    SUSAN AND ELIHU ROSE FOUNDATION INC
    EIN:
    13-3484181
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    GENERAL AND ADMINISTRATIVE LEGAL FEES 3,573 0   3,573
    LEGAL FEES THRU RENTAL PROPERTY 0 954   0


    TY 2020 OtherExpensesSchedule
    Name:
    SUSAN AND ELIHU ROSE FOUNDATION INC
    EIN:
    13-3484181
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ADR FEES, AGENT CUSTODIAN FEES AND OTHER STOCK FEES 3,778 3,778   0
    FILING FEES 947 0   947
    OTHER INVESTMENT EXPENSES THRU SCHEDULE K-1'S 0 511   0
    RENTAL PROPERTY INSURANCE 0 1,562   0
    RENTAL PROPERTY MAINTENANCE CHARGES 0 92,486   0
    RENTAL PROPERTY MISCELLANEOUS EXPENSES 0 651   0
    DUES AND MEMBERSHIPS 1,350 0   1,350


    TY 2020 OtherIncomeSchedule2
    Name:
    SUSAN AND ELIHU ROSE FOUNDATION INC
    EIN:
    13-3484181
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER INCOME (LOSS) THRU SCHEDULE K-1'S   -11,486  
    ORDINARY BUSINESS INCOME THRU SCHEDULE K-1'S   12,368  


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    SUSAN AND ELIHU ROSE FOUNDATION INC
    EIN:
    13-3484181
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT FEES 40,500 40,500   0
    INVESTMENT ADVISORY FEES 18,750 18,750   0
    MANAGEMENT FEES THRU RENTAL PROPERTY 0 4,800   0


    TY 2020 TaxesSchedule
    Name:
    SUSAN AND ELIHU ROSE FOUNDATION INC
    EIN:
    13-3484181
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX 50,000 0   0
    FOREIGN TAXES WITHHELD 1,587 1,587   0