Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
THE UPLANDS FAMILY FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)6 LAGOON ROAD
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
BELVEDERE, CA94920
A Employer identification number

94-3257271
B Telephone number (see instructions)

(510) 654-9514
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$7,116,994J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 1,120 1,120  
4 Dividends and interest from securities... 22,529 22,529  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 416,066
b Gross sales price for all assets on line 6a 1,425,105
7 Capital gain net income (from Part IV, line 2)... 416,066
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 39,946    
12 Total. Add lines 1 through 11........ 479,661 439,715  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 72,000 24,000   48,000
14 Other employee salaries and wages...... 18,370 6,123   12,247
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 21,333 7,111   14,222
c Other professional fees (attach schedule).... Click to see attachment 82,512 82,512    
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 1,824 667   1,157
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 9,660 3,220   6,440
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see list of attachments 5,454 5,357   97
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 211,153 128,990   82,163
25 Contributions, gifts, grants paid....... 367,600 367,600
26 Total expenses and disbursements. Add lines 24 and 25 578,753 128,990   449,763
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -99,092
b Net investment income (if negative, enter -0-) 310,725
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 509,400 401,397 401,397
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 6,050 Click to see attachment6,041 11
b Investments—corporate stock (attach schedule)....... 1,005,697 Click to see attachment931,130 1,461,766
c Investments—corporate bonds (attach schedule).......     285
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 3,430,443 Click to see attachment3,514,329 5,253,535
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 4,951,590 4,852,897 7,116,994
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment497 Click to see attachment896
23 Total liabilities (add lines 17 through 22)......... 497 896
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 33,362 33,362
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds 4,917,731 4,818,639
29 Total net assets or fund balances (see instructions)..... 4,951,093 4,852,001
30 Total liabilities and net assets/fund balances (see instructions). 4,951,590 4,852,897
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
4,951,093
2
Enter amount from Part I, line 27a .....................
2
-99,092
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
4,852,001
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
4,852,001
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 1205 CARLYLE GROUP INC P 2014-09-26 2020-04-06
b 100 CARLYLE GROUP INC P 2014-09-26 2020-04-06
c 956 CARLYLE GROUP INC P 2015-12-21 2020-04-06
d 900 CARLYLE GROUP INC P 2015-12-21 2020-04-06
e 700 CARLYLE GROUP INC P 2015-12-21 2020-04-06
368 LAM RESEARCH CROP P 2013-06-25 2020-04-06
791 NXP SEMICONDUCTORS P 2012-10-25 2020-04-06
1820 WISDOMTREE EMERGING MARKET P 2018-11-02 2020-04-06
1 LEHMAN BROS HLDGS P 2020-04-02 2020-04-02
1 LEHMAN BROS HLDGS P 2020-04-02 2020-10-01
1 CHARLES SCHWAB #6218-4854 SEE ATTACHED P 2020-06-30 2020-12-31
1 CHARLES SCHWAB #6218-4854 SEE ATTACHED P 2019-06-30 2020-12-31
200000 LBN CHINA OPPORTUNITY FUND P 2019-05-28 2020-02-20
5.3730 DRAWBRIDGE SPECIAL OPP P 2019-06-30 2020-12-31
1 NORTHWEST FEILONG-PFIC CAPITAL GAIN P 2019-06-30 2020-12-31
1 TAIWAN OPP FUND LIMITED-PFIC CAPITAL GAI P 2019-06-30 2020-12-31
1 LONG TERM CAPITAL GAIN -K1 P 2019-06-30 2020-12-31
1 SHORT TERM CAPITAL LOSS -K1 P 2020-06-30 2020-12-31
1 LONG TERM CAPITAL GAIN DIST P 2019-06-30 2020-12-31
1 SHORT TERM CAPITAL GAIN DIST P 2020-06-30 2020-12-31
1 THE CARLYLE GROUP-GAIN ON CONVERSION P 2019-06-30 2020-12-31
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 26,182   36,930 -10,748
b 2,173   3,057 -884
c 20,772   14,861 5,911
d 19,559   13,990 5,569
e 15,213   10,881 4,332
90,052   16,661 73,391
66,796   18,889 47,907
60,871   75,283 -14,412
20     20
24     24
485,652   302,727 182,925
297,717   307,878 -10,161
299,894   200,000 99,894
5,325   7,826 -2,501
20,473     20,473
10,317     10,317
1,023     1,023
    56 -56
507     507
404     404
2,131     2,131
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -10,748
b       -884
c       5,911
d       5,569
e       4,332
      73,391
      47,907
      -14,412
      20
      24
      182,925
      -10,161
      99,894
      -2,501
      20,473
      10,317
      1,023
      -56
      507
      404
      2,131
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 416,066
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 4,319
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 4,319
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 4,319
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 13,598
b Exempt foreign organizations—tax withheld at source...... 6b  
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 13,598
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 9,279
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet9,279 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletMARIAN J BERG Telephone no.bullet (707) 254-1173

    Located atbulletP O BOX 2790NAPACA ZIP+4bullet94558
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JEFFREY HOROWITZ Secretary
    10.00     		36,000    
    6 LAGOON ROAD
    BELVEDERE,CA94920
    LYNN HOROWITZ President
    10.00     		36,000    
    6 LAGOON ROAD
    BELVEDERE,CA94920
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    5,823,159
    b
    Average of monthly cash balances.......................
    1b
    758,527
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    6,581,686
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    6,581,686
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    98,725
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    6,482,961
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    324,148
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    324,148
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    4,319
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    4,319
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    319,829
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    319,829
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    319,829
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    449,763
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    449,763
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    449,763
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 319,829
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 68,056
    b From 2016...... 85,241
    c From 2017...... 64,396
    d From 2018...... 59,809
    e From 2019...... 83,210
    fTotal of lines 3a through e........ 360,712
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 449,763
    a Applied to 2019, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 319,829
    e Remaining amount distributed out of corpus 129,934
    5 Excess distributions carryover applied to 2020.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 490,646
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		68,056
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		422,590
    10 Analysis of line 9:
    a Excess from 2016.... 85,241
    b Excess from 2017.... 64,396
    c Excess from 2018.... 59,809
    d Excess from 2019.... 83,210
    e Excess from 2020.... 129,934
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    JEFFREY HOROWITZ
    LYNN HOROWITZ
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AMERICAN BONE HEALTH
    1814 FRANKLIN STREET SUITE 620
    OAKLAND,CA94612     		  PC EDUCATION ON OSTEOPOROSIS AND BONE HEALTH 30,000
    CHATHAM HALL
    800 CHATHAM HALL CIR
    CHATHAM,VA24531     		  PC ALL GIRLS COLLEGE PREPARATORY EDUCATION 4,000
    COLLEGE OF THE ATLANTIC
    105 EDEN ST
    BAR HARBOR,ME04609     		  PC LIBERAL ARTS EDUCATION 5,000
    HOPALONG ANIMAL RESCUE
    945 22ND AVE
    OAKLAND,CA94606     		  PC RESCUE AND REHABILITATION OF ADOBTABLE ANIMALS TO MINIMIZE EUTHANASIA 1,000
    INNOCENCE PROJECT INC
    40 WORTH ST SUITE 701
    NEW YORK,NY10013     		  PC CRIMINAL JUSTICE REFORMS 1,000
    KQED
    2601 MARIPOSA STREET
    SAN FRANCISCO,CA94110     		  PC SUPPORT FOR PUBLIC TELEVISION PROGRAMMING 2,000
    MDI HISTORICAL SOCIETY
    1982 SOUND SCHOOL HOUSE
    MT DESERT,ME04660     		  PC CELEBRATES THE LIVES OF PEOPLE, THEIR TRADITIONS AND THE EVENTS THAT HAVE SHAPED OUR SHARED HISTORY. 2,000
    PEPPERWOOD FOUNDATION
    PEPPERWOOD PRESERVE RD
    SANTA ROSA,CA95404     		  PC SCIENCE BASED CONSERVATION IN THE MAYACAMAS MOUNTAIN 2,500
    USFUVG
    P O BOX 30
    PRINCETON,NJ08542     		  PC IMPROVE EDUCATIONAL OPPORTUNITIES FOR THE RURAL POOR OF GUATEMALA 4,000
    ZAMORANO
    2655 CASEY ST
    SAN DIEGO,CA92139     		  PC INTERNATIONAL EDUCATION 2,500
    CLIMATE ONE
    555 POST ST
    SAN FRANCISCO,CA94105     		  PC FORUM FOR DISCUSSIONS ON ENVIRONMENTAL, ENERGY AND CLIMATE CHANGE ISSUES 5,000
    MARIN AGRICULTURE LAND TRUST
    145 A ST
    POINT REYES STATION,CA94956     		  PC MARIN COUNTY CA LAND CONSERVATION 2,500
    NORTHEAST HARBOR LIBRARY
    1 JOY ROAD
    NORTHEAST HARBOR,ME04662     		  PC PROMOTES LITERACY AND ACCESS TO BOOKS 2,000
    THE NEIGHBORHOOD HOUSE
    953 DE HARO ST
    SAN FRANCISCO,CA94107     		  PC MULTI-SERVICE SOCIAL ADVOCACY AGENCY FOR DIVERSE ETHINIC FAMILIES 2,000
    UNIVERSITY OF PUGET SOUND
    1500 N WARMER ST
    TACOMA,WA98416     		  PC LIBERAL ARTS UNDERGRADUATE EDUCATION 2,000
    REACH SHIRATI
    P O BOX 7776
    BERKELEY,CA94707     		  PC PROVIDE LIFE CHANGING OPPORTUNITIES FOR RURAL TANZANIAN THROUGH EDUCATION 4,000
    PEGGY ADAMS ANIMAL RESCUE LEAGUE
    3100/3200 N MILITARY TRL
    WEST PALM BEACH,FL33409     		  PC PROVIDE SHELTER TO LOST, HOMELESS AND UNWANTED ANIMALS 2,000
    GLOBAL TEFL
    17 STATE STREET SUITE 4000
    NEW YORK,NY10004     		  PC PROVIDE GLOBAL LANGUAGE TRAINING 2,500
    SAINT PATRICK'S SCHOOL
    120 KING ST
    LARKSPUR,CA94939     		  PC PROVIDE CARING K-8 CURRICULUM TO DEVELOP LEARNING SKILLS, MORALS, AND ETHICAL VALUES 20,000
    MARIN HORIZON SCHOOL
    305 MONTFORD AVE
    MILL VALLEY,CA94941     		  PC PROMOTE ACADEMIC EXCELLENCE AND COMMUNITY VALUES 2,000
    CANAL ALLIANCE
    91 LARKSPUR STREET
    SAN RAFAEL,CA94901     		  PC TO HELP IMMIGRANTS WHO ARE CHALLENGED BY LACK OF RESOURCES AND AN UNFAMILIAR ENVIRONMENT 2,000
    MT DESERT NURSING ASSOCIATION
    12 SUMMIT ROAD
    NORTHEAST HARBOR,ME04662     		  PC TO SERVE HEALTH CARE NEEDS OF THE ISLAND OF MOUNT DESERT'S SEASONAL AND YEAR-ROUND RESIDENTS 2,500
    THE ROCKEND ART BARN
    5 ROCK END ROAD
    NORTHEAST HARBOR,ME04662     		  PC PROMOTION OF ART 5,000
    10000 DEGREES
    1401 LOS GAMOS DRIVE
    SAN RAFAEL,CA94903     		  PC TO HELP STUDENTS FROM LOW-INCOME BACKGROUNDS GET TO AND THROUGH COLLEGE IN ORDER TO POSITIVELY IMPACT THEIR COMMUNITIES AND THE WORLD. 6,600
    BELVEDERE TIBURON LIBRARY FOUNDATIO
    P O BOX 483
    TIBURON,CA94920     		  PC TO PROVIDE LIBRARY SERVICES TO ENCOURAGE AND SUPPORT A LITERATE,ENLIGHTENED AND CULTURED COMMUNITY 1,000
    CORAZN HEALDSBURG
    P O BOX 1004
    HEALDSBURG,CA95448     		  PC TO STRENGTHEN THE NORTHERN SONOMA COUNTY COMMUNITY BY BRIDGING THE RACIAL, CULTURAL AND ECONOMIC DIVIDES THAT EXIST AMONG US TODAY 25,000
    SOCIAL GOOD FUND
    PO BOX 5473
    RICHMOND,CA94805     		  PC TO CREATE AND ESTABLISH POSITIVE INFLUENCES FOR INDIVIDUALS, COMMUNITIES, AND THE ENVIRONMENT 75,000
    YALE UNIVERSITY
    157 CHURCH STREET
    NEW HAVEN,CT06510     		  PC COMMITTED TO IMPROVING THE WORLD TODAY AND FOR FUTURE GENERATIONS THROUGH OUTSTANDING RESEARCH, SCHOLARSHIP, EDUCATION, PRESERVATION, AND PRACTICE 2,500
    HEYDAY BOOKS
    1808 SAN PABLO AVENUE SUITE A
    BERKELEY,CA94702     		  PC PROMOTES CIVIC ENGAGEMENT AND SOCIAL JUSTICE, CELEBRTES NATURE'S BEAUTY, SUPPORT CALIFORNIA INDIAN CULTURAL RENEWAL, AND EXPLORE THE STATE'S RICH HISTORY, CULTURE,AND INFLUENCE. 70,000
    AGRICULTURAL INSTITUTE OF MARIN
    400 SMITH RAND ROAD
    SAN RAFAEL,CA94903     		  PC TO ENVISION A RESPONSIBLE FOOD AND FARMING SYSTEM THAT IS ENVIRONMENTALLY BENEFICIA, ECONOMICALLY VIABLE, AND SOCIALLY JUST. 10,000
    ALDEA CHILDERN FAMILY SERVICES
    1546 1ST ST
    NAPA,CA94559     		  PC TO IMPROVE LIVES AND CREATE BRIGHT FUTURES FOR PEOPLE WE SERVE BY PROVIDING PROFESSIONAL MENTAL HEALTH, CHILD WELFARE AND SUPPORT SERVICES IN A MANNER THAT RESPECTS THE DIGNITY AND INDIVIDUALITY OF EACH PERSON. 4,000
    COLUMBIA UNIVERSITY
    1130 AMSTERDAM AVE 212 HAMILTON HAL
    NEW YORK,NY10027     		  PC TO ATTRACT A DIVERSE AND INTERNATIONAL FACULTY AND STUDENT BODY, TO SUPPORT RESEARCH AND TEACHING ON GLOBAL ISSUES, AND TO CREATE ACADEMIC RELATIONSHIPS WITH MANY COUNTRIES AND REGIONS. 2,500
    DRY CREEK POMO TRADITIONAL DANCERS
    P O BOX 766
    GEYSERVILLE,CA95441     		  PC TO CREATE CULTURAL AND ETHNIC AWARENESS IN GEYSERVILLE, CA 2,000
    EDIBLE SCHOOLYARD PROJECT
    1781 ROSE ST
    BERKELEY,CA94703     		  PC TRANSFORMATION OF PUBLIC EDUCATION BY USING ORGANIC SCHOOL GARDENS, KITCHENS, AND CAFETERIAS TO TEACH BOTH ACADEMIC SUBJECT AND THE VALUES OF NOURISHMENT, STEWARDSHIP, AND COMMUNITY 5,000
    ISLAND HOUSING TRUT
    21 MECHANIC STREET
    VINEYARD HAVEN,MA02568     		  PC TO SUPPORTS A DIVERSE AND VITAL COMMUNITY ON THE ISLAND OF MARTHA'S VINEYARD BY CREATING AND SUSTAINING PERMANENTLY AFFORDABLE HOUSING, BOTH RENTAL AND OWNERSHIP. 10,000
    KIDS FOR THE BAY
    1771 ALCATRAZ AVE
    BERKELEY,CA94703     		  PC TO CONNECT CHILDREN WITH NATURE, TURNS CHILDREN ON TO SCIENCE, AND INSPIRES ENVIRONMENTAL ACTION. 2,000
    MARK DAY SCHOOL
    39 TRELLIS DR
    SAN RAFAEL,CA94903     		  PC TO DISCOVER AND NURTURE WHAT IS FINEST IN EACH CHILD IN A VIBRANT, INCLUSIVE LEARNING COMMUNITY. STRIVES TO DEVELOP WELL-ROUNDED CRITICAL THINKERS IN A CHALLENGING PROGRAM THAT FOSTERS ACADEMIC EXCELLENCE AND RESPONSIBLE WORLD CITIZENSHIP. 20,000
    MOUNT TAMALPAIS SCHOOL
    100 HARVARD AVENUE
    MILL VALLEY,CA94941     		  PC DEVELOPMENT OF KNOWLEDGE AND GOODNESS WITHIN CHILDREN IN AN INCLUSIVE, NURTURING, AND ACADEMICALLY INSPIRING ENVIRONMENT. 20,000
    NO BULLY
    MARKET STREET
    SAN FRANCISCO,CA94129     		  PC TO TEACH THE NEXT GENERATION HOW DO USE THEIR POWER WELL IN THE AGE OF THE INTERNET. 2,000
    OAKLAND PUBLIC EDUCATION FUND
    520 3RD STREET SUITE 109
    OAKLAND,CA94607     		  PC TO LEADS THE DEVELOPMENT AND INVESTMENT OF COMMUNITY RESOURCES IN OAKLAND PUBLIC SCHOOLS SO THAT ALL STUDENTS CAN LEARN, GROW, AND THRIVE. 2,500
    Total .................................bullet 3a 367,600
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 1,120  
    4 Dividends and interest from securities....     14 22,529  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     14 39,946  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 416,066  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   479,661  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    479,661
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID: 20011551
    Software Version: 2020v4.0


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    THE UPLANDS FAMILY FOUNDATION
    EIN:
    94-3257271
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEE 21,333 7,111 0 14,222

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    THE UPLANDS FAMILY FOUNDATION
    EIN:
    94-3257271
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Name of Stock End of Year Book Value End of Year Fair Market Value
    CHARLES SCHWAB - CANNEL CAPITAL 686,684 955,354
    BASIS ADJUSTMENT - LPL - ANNALY CAP MGT 18,418  
    LPL FINANCIAL - CORPORATE STOCK 226,028 506,412

    TY 2020 InvestmentsGovtObligationsSch
    Name:
    THE UPLANDS FAMILY FOUNDATION
    EIN:
    94-3257271
    Software ID:
    20011551
    Software Version:
    2020v4.0
    US Government Securities - End of Year Book Value:

    6,041
    US Government Securities - End of Year Fair Market Value:

    11
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2020 InvestmentsOtherSchedule2
    Name:
    THE UPLANDS FAMILY FOUNDATION
    EIN:
    94-3257271
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    CARYLE GROUP LTD - PTP K1 ADJ AT COST    
    LPL FINANCIAL - PTP AT COST    
    LPL FINANCIAL - MUTUAL FUNDS AT COST 512,801 521,236

    TY 2020 OtherExpensesSchedule
    Name:
    THE UPLANDS FAMILY FOUNDATION
    EIN:
    94-3257271
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MISC 142 47   95
    OTHER DEDUCTION K1 LINE 13H 8 8    
    OTHER DEDUCTION K1 LINE 13W 5,301 5,301    
    ROUNDING 3 1   2


    TY 2020 OtherIncomeSchedule2
    Name:
    THE UPLANDS FAMILY FOUNDATION
    EIN:
    94-3257271
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    Other Investment Income 39,946    


    TY 2020 OtherLiabilitiesSchedule
    Name:
    THE UPLANDS FAMILY FOUNDATION
    EIN:
    94-3257271
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Description Beginning of Year - Book Value End of Year - Book Value
    PAYROLL TAXES PAYABLE - JANUARY 2020 497 896
    CAPITAL CALL - TAG CRESTVIEW    


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    THE UPLANDS FAMILY FOUNDATION
    EIN:
    94-3257271
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ADR FEES - SCHWAB 197 197 0 0
    INVESTMENT FEES LPL 9,683 9,683 0 0
    INVESTMENT FEES TAG 72,632 72,632 0 0


    TY 2020 TaxesSchedule
    Name:
    THE UPLANDS FAMILY FOUNDATION
    EIN:
    94-3257271
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX - LPL 89 89    
    PAYROLL TAXES 1,650 550   1,100
    TAXES - ATTORNEY GENERAL 75 25   50
    TAXES - FTB 10 3   7