Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 07-01-2020 , and ending 06-30-2021
Name of foundation
KOCH GWENDOLYN TUA #A IRREV-MAIN
 
Number and street (or P.O. box number if mail is not delivered to street address)6325 S RAINBOW BLVD STE 300
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
LAS VEGAS, NV89118
A Employer identification number

84-6049291
B Telephone number (see instructions)

(888) 730-4933
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,605,566J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 55,850 55,850  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 38,232
b Gross sales price for all assets on line 6a 483,641
7 Capital gain net income (from Part IV, line 2)... 38,232
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 94,082 94,082  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 34,057 30,651   3,406
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 891 0 0 891
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 2,448 791   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 11 11    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 37,407 31,453 0 4,297
25 Contributions, gifts, grants paid....... 100,000 100,000
26 Total expenses and disbursements. Add lines 24 and 25 137,407 31,453 0 104,297
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -43,325
b Net investment income (if negative, enter -0-) 62,629
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 215 52 52
2 Savings and temporary cash investments......... 119,797 50,119 50,119
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......   Click to see attachment365,622 658,622
c Investments—corporate bonds (attach schedule).......   Click to see attachment366,851 381,315
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 1,779,942 Click to see attachment1,073,484 1,515,458
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,899,954 1,856,128 2,605,566
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 1,899,954 1,856,128
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 1,899,954 1,856,128
30 Total liabilities and net assets/fund balances (see instructions). 1,899,954 1,856,128
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
1,899,954
2
Enter amount from Part I, line 27a .....................
2
-43,325
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
552
4
Add lines 1, 2, and 3 ..........................
4
1,857,181
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
1,053
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
1,856,128
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 5000. ANTHEM INC 3.650% 12/01/27   2019-09-18 2020-07-13
b 10000. APPLE INC 2.400% 5/03/23   2017-11-16 2020-07-13
c 5000. BANK OF MONTREAL 2.500% 6/28/24   2019-09-26 2020-07-13
d 5000. CVS HEALTH CORP 4.100% 3/25/25   2019-08-26 2020-07-13
e 10000. CITIGROUP INC 2.700% 10/27/22   2017-11-16 2020-07-13
5000. HSBC HOLDING PLC 4.000% 3/30/22   2019-09-26 2020-07-13
5000. HOME DEPOT INC 3.000% 4/01/26   2017-11-16 2020-07-13
5000. HOME DEPOT INC 3.000% 4/01/26   2019-09-26 2020-07-13
75. ISHARES MBS ETF   2020-06-16 2020-07-13
10000. JPMORGAN CHASE & CO 2.950% 10/01/26   2019-09-26 2020-07-13
5000. METLIFE INC 3.600% 4/10/24   2017-11-16 2020-07-13
5000. METLIFE INC 3.600% 4/10/24   2019-09-26 2020-07-13
10000. MITSUBISHI UFJ FIN 3.761% 7/26/23   2019-11-14 2020-07-13
5000. MITSUBISHI UFJ FIN 3.761% 7/26/23   2019-05-21 2020-07-13
5000. MORGAN STANLEY 2.500% 4/21/21   2017-11-16 2020-07-13
12765.062 PRINCIPAL HIGH YIELD-R6 #4264     2020-07-13
5000. SUMITOMO MITSUI FINL 2.784% 7/12/22   2018-05-17 2020-07-13
5000. SUNTRUST BANKS INC 4.000% 5/01/25   2019-09-26 2020-07-13
5000. US TREASURY NOTE 2.750% 2/15/28   2019-07-01 2020-07-13
5000. US TREASURY NOTE 2.750% 2/15/28   2019-09-26 2020-07-13
5000. US TREASURY NOTE 2.625% 3/31/25   2018-04-30 2020-07-13
5000. US TREASURY NOTE 2.625% 3/31/25   2019-09-26 2020-07-13
10000. US TREASURY NOTE 2.375% 5/15/29   2019-09-25 2020-07-13
5000. US TREASURY NOTE 2.125% 5/31/26   2019-07-18 2020-07-13
10000. US TREASURY NOTE 2.125% 9/30/21   2017-11-16 2020-07-13
5000. US TREASURY NOTE 2.250% 11/15/25   2019-09-26 2020-07-13
5000. US TREASURY NOTE 2.250% 11/15/25   2017-11-16 2020-07-13
7000. CVS HEALTH CORP 4.100% 3/25/25   2019-09-26 2020-08-25
18. COGNIZANT TECH SOLUTIONS CRP COM   2016-09-08 2020-08-25
31. TORONTO DOMINION BK ONT COM NEW     2020-08-25
9. UNITED PARCEL SERVICE-CL B   2018-11-26 2020-08-25
35. APPLE INC   2013-09-24 2020-09-15
12. NIKE INC CL B   2017-10-12 2020-09-15
8. UNITED PARCEL SERVICE-CL B     2020-09-15
12. TE CONNECTIVITY LTD   2016-11-09 2020-09-15
5000. CONAGRA BRANDS INC 3.800% 10/22/21   2020-07-13 2020-10-19
11. APPLE INC   2013-09-24 2020-10-20
18. AT & T INC   2019-12-24 2020-10-26
30. AT & T INC     2020-10-26
9. CME GROUP INC   2020-04-07 2020-10-26
19. CME GROUP INC   2014-12-05 2020-10-26
11. NIKE INC CL B   2017-10-12 2020-10-26
8. UNITED PARCEL SERVICE-CL B   2017-03-30 2020-10-26
205. FLEXTRONICS INTL LTD   2018-03-07 2020-10-26
36. AT & T INC   2018-02-13 2020-11-03
18. CVS HEALTH CORPORATION     2020-11-03
41. SPIRIT AEROSYTSEMS HOLD-CL A   2020-04-07 2020-11-03
56. SPIRIT AEROSYTSEMS HOLD-CL A     2020-11-03
2. THERMO FISHER SCIENTIFIC INC   2016-04-25 2020-11-03
10000. HSBC HOLDING PLC 4.000% 3/30/22   2018-11-27 2020-11-24
10. GILEAD SCIENCES INC   2020-04-07 2020-12-10
53. GILEAD SCIENCES INC     2020-12-10
4. LAM RESEARCH CORP COM   2018-07-24 2020-12-10
10. NIKE INC CL B   2017-10-12 2020-12-10
8. UNION PACIFIC CORP   2020-04-07 2020-12-10
3000. CVS HEALTH CORP 4.100% 3/25/25   2019-09-18 2020-12-18
14. APPLE INC   2013-09-24 2021-02-10
7. BROADCOM INC     2021-02-10
3. LAM RESEARCH CORP COM   2018-07-24 2021-02-10
146. MANULIFE FINANCIAL CORP     2021-02-10
320. AT & T INC     2021-04-08
3. BROADCOM INC   2019-07-03 2021-04-08
2. LAM RESEARCH CORP COM   2020-04-07 2021-04-08
17. SYSCO CORP   2020-04-07 2021-04-08
10. TARGET CORP   2020-04-07 2021-04-08
10000. APPLE INC 2.400% 5/03/23     2021-04-20
90. ISHARES MBS ETF   2020-06-16 2021-04-20
10000. US TREASURY NOTE 2.125% 9/30/21   2017-11-16 2021-04-20
10000. MORGAN STANLEY 2.500% 4/21/21   2017-11-16 2021-04-21
899.687 TCW EMRG MRKTS INC-PLAN #5721   2020-07-13 2021-04-26
8013.622 TCW EMRG MRKTS INC-PLAN #5721     2021-04-26
9. ORGANON & CO     2021-06-14
6. TARGET CORP   2020-04-07 2021-06-14
.8 ORGANON & CO   2020-04-07 2021-06-28
CAPITAL GAIN DIVIDENDS P    
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(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 5,715   5,228 487
b 10,553   9,899 654
c 5,328   5,049 279
d 5,665   5,357 308
e 10,445   9,917 528
5,283   5,216 67
5,619   5,019 600
5,619   5,246 373
8,292   8,322 -30
10,998   10,268 730
5,565   5,233 332
5,565   5,300 265
10,875   10,518 357
5,438   5,148 290
5,075   4,989 86
86,547   88,938 -2,391
5,210   4,824 386
5,691   5,417 274
5,831   5,305 526
5,831   5,422 409
5,547   4,913 634
5,547   5,252 295
11,540   10,575 965
5,503   5,064 439
10,237   10,064 173
5,505   5,181 324
5,505   4,981 524
8,042   7,469 573
1,202   1,012 190
1,509   1,745 -236
1,427   986 441
3,992   614 3,378
1,433   609 824
1,288   862 426
1,211   784 427
5,177   5,204 -27
1,287   193 1,094
490   701 -211
816   1,136 -320
1,431   1,632 -201
3,022   1,684 1,338
1,403   558 845
1,339   854 485
2,870   3,777 -907
991   1,321 -330
1,073   1,349 -276
803   778 25
1,097   3,132 -2,035
984   293 691
10,500   10,069 431
604   749 -145
3,203   3,688 -485
1,961   694 1,267
1,379   507 872
1,622   1,177 445
3,411   3,196 215
1,893   246 1,647
3,290   2,018 1,272
1,589   521 1,068
2,825   2,567 258
9,596   10,359 -763
1,444   854 590
1,330   515 815
1,363   790 573
2,033   997 1,036
10,431   9,913 518
9,783   9,986 -203
10,093   10,064 29
10,000   9,977 23
7,368   7,350 18
65,632   64,840 792
271   247 24
1,392   598 794
24   30 -6
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
      13,188
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       487
b       654
c       279
d       308
e       528
      67
      600
      373
      -30
      730
      332
      265
      357
      290
      86
      -2,391
      386
      274
      526
      409
      634
      295
      965
      439
      173
      324
      524
      573
      190
      -236
      441
      3,378
      824
      426
      427
      -27
      1,094
      -211
      -320
      -201
      1,338
      845
      485
      -907
      -330
      -276
      25
      -2,035
      691
      431
      -145
      -485
      1,267
      872
      445
      215
      1,647
      1,272
      1,068
      258
      -763
      590
      815
      573
      1,036
      518
      -203
      29
      23
      18
      792
      24
      794
      -6
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 38,232
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 871
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 871
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 871
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 1,328
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 1,328
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 457
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet457 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCO
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletWELLS FARGO BANK NA Telephone no.bullet (888) 730-4933

    Located atbullet100 N MAIN ST MAC D4001-117WINSTON SALEMNC ZIP+4bullet27101
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    WELLS FARGO BANK N A TRUSTEE
    1     		34,057    
    100 N MAIN ST MAC D4001-117
    WINSTON SALEM,NC27101
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    2,309,902
    b
    Average of monthly cash balances.......................
    1b
    94,156
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    2,404,058
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    2,404,058
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    36,061
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    2,367,997
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    118,400
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    118,400
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    871
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    871
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    117,529
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    117,529
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    117,529
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    104,297
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    104,297
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    104,297
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 117,529
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 93,115
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 0
    b From 2016...... 0
    c From 2017...... 0
    d From 2018...... 0
    e From 2019...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 104,297
    a Applied to 2019, but not more than line 2a 93,115
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 11,182
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		106,347
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2016.... 0
    b Excess from 2017.... 0
    c Excess from 2018.... 0
    d Excess from 2019.... 0
    e Excess from 2020.... 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    DOMESTIC AND FOREIGN MISSIONARY SOC
    815 SECOND AVE 3RD FL
    NEW YORK,NY100174503     		NONE PC GENERAL OPERATING 28,800
    DISABILITY SERVICES INC
    5660 N ACADEMY BLVD
    COLORADO SPRINGS,CO809183659     		NONE PC GENERAL OPERATING 7,400
    CHILDFUND INTERNATIONAL
    2821 EMERYWOOD PARKWAY
    RICHMOND,VA23294     		NONE PC GENERAL OPERATING 7,400
    ORDER OF ST ANNE
    PO BOX 8749
    DENVER,CO802018749     		NONE PC GENERAL OPERATING 6,400
    GRACE EPISCOPAL CHURCH
    601 N TEJON ST
    COLORADO SPRINGS,CO80903     		NONE PC GENERAL OPERATING 16,000
    COLORADO SPRINGS SCHOOL
    21 BROADMOOR AVE
    COLORADO SPRINGS,CO80906     		NONE PC GENERAL OPERATING 6,400
    CITY OF COLORADO SPRINGS
    30 S NEVADA AVE SUITE 230
    COLORADO SPRINGS,CO809011575     		NONE PC GENERAL OPERATING 7,400
    YMCA
    4901 INDIAN SCHOOL ROAD NE
    ALBUQUERQUE,NM87110     		NONE PC GENERAL OPERATING 6,400
    DIOCESE OF THE RIO GRANDE
    6400 COORS BOULEVARD NW
    ALBUQUERQUE,NM87102     		NONE PC GENERAL OPERATING 7,400
    UNITED WAY OF CENTRAL NEW MEXICO
    2340 ALAMO AVENUE SE 2ND FLOOR
    ALBUQUERQUE,NM87106     		NONE PC GENERAL OPERATING 6,400
    Total .................................bullet 3a 100,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 55,850  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 38,232  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   94,082  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    94,082
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    KOCH GWENDOLYN TUA #A IRREV-MAIN
    EIN:
    84-6049291
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 891     891

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    KOCH GWENDOLYN TUA #A IRREV-MAIN
    EIN:
    84-6049291
    Name of Bond End of Year Book Value End of Year Fair Market Value
    20030NCT6 COMCAST CORP 11,947 11,576
    29444UBL9 EQUINIX INC 5,022 4,910
    00206RDC3 AT&T INC 10,123 10,920
    06051GGA1 BANK OF AMERICA CORP 5,201 5,424
    59156RBH0 METLIFE INC 3.600% 4 10,466 10,817
    606822BA1 MITSUBISHI UFJ FIN 9,920 10,684
    9128286A3 US TREASURY NOTE 10,135 10,817
    38148LAE6 GOLDMAN SACHS GROUP 10,289 10,940
    9128286X3 US TREASURY NOTE 10,127 10,606
    256677AC9 DOLLAR GENERAL CORP 5,336 5,218
    406216BD2 HALLIBURTON COMPANY 2,074 2,108
    172967LQ2 CITIGROUP INC 9,917 10,291
    166764BW9 CHEVRON CORP 10,350 10,247
    9128283W8 US TREASURY NOTE 10,274 11,018
    9128286T2 US TREASURY NOTE 2.3 10,464 10,791
    693475AZ8 PNC FINANCIAL SERVIC 10,883 10,519
    912828XQ8 US TREASURY NOTE 9,938 10,205
    254687FL5 WALT DISNEY COMPANY/ 10,308 10,108
    46625HRV4 JPMORGAN CHASE & CO 10,268 10,761
    14040HBN4 CAPITAL ONE FINANCIA 11,124 11,111
    867914BS1 SUNTRUST BANKS INC 10,166 11,119
    9128284F4 US TREASURY NOTE 9,825 10,741
    3135G0ZR7 FED NATL MTG ASSN 2. 20,400 21,372
    78016EZM2 ROYAL BANK OF CANADA 4,940 4,932
    86562MAQ3 SUMITOMO MITSUI FINL 9,649 10,256
    126650DM9 CVS HEALTH CORP 4,886 4,905
    00287YAQ2 ABBVIE INC 11,092 10,912
    437076BM3 HOME DEPOT INC 10,038 10,902
    61746BEF9 MORGAN STANLEY 5,555 5,544
    25389JAR7 DIGITAL REALTY TRUST 5,762 5,596
    912828WJ5 US TREASURY NOTE 2.5 15,261 15,889
    961214DW0 WESTPAC BANKING CORP 9,931 11,151
    036752AB9 ANTHEM INC 10,031 11,192
    110122DP0 BRISTOL-MYERS SQUIBB 9,811 9,849
    06367WMQ3 BANK OF MONTREAL 10,012 10,556
    42824CBJ7 HP ENTERPRISE CO 5,103 5,085
    912828M56 US TREASURY NOTE 9,739 10,639
    912828N30 US TREASURY NOTE 2.1 10,014 10,291
    9128285M8 US TREASURY NOTE 10,470 11,313

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    KOCH GWENDOLYN TUA #A IRREV-MAIN
    EIN:
    84-6049291
    Name of Stock End of Year Book Value End of Year Fair Market Value
    31620M106 FIDELITY NATL INFORM 7,777 8,784
    285512109 ELECTRONIC ARTS INC 7,899 11,650
    460690100 INTERPUBLIC GROUP CO 4,994 8,577
    512807108 LAM RESEARCH CORP CO 4,102 12,363
    654106103 NIKE INC CL B 5,482 12,823
    94106L109 WASTE MANAGEMENT INC 10,633 13,451
    911312106 UNITED PARCEL SERVIC 6,656 14,142
    91324P102 UNITEDHEALTH GROUP I 7,063 20,823
    09247X101 BLACKROCK INC 8,026 17,499
    58933Y105 MERCK & CO INC NEW 5,808 7,621
    17275R102 CISCO SYSTEMS INC 8,888 14,628
    25243Q205 DIAGEO PLC - ADR 8,125 11,885
    H2906T109 GARMIN LTD 7,081 11,137
    150870103 CELANESE CORP 5,745 12,583
    H84989104 TE CONNECTIVITY LTD 4,203 8,653
    30303M102 FACEBOOK INC 6,231 6,954
    609207105 MONDELEZ INTERNATION 8,277 11,427
    92826C839 VISA INC-CLASS A SHR 6,330 9,119
    883556102 THERMO FISHER SCIENT 3,408 9,080
    09260D107 BLACKSTONE GROUP INC 8,007 14,182
    172967424 CITIGROUP INC. 11,940 18,183
    G29183103 EATON CORP PLC 11,133 13,633
    Y2573F102 FLEX LTD 4,751 7,595
    254687106 WALT DISNEY CO 4,640 12,655
    532457108 ELI LILLY & CO COM 5,172 12,394
    89151E109 TOTAL S.A. - ADR 9,639 9,867
    405217100 HAIN CELESTIAL GROUP 4,720 7,543
    11135F101 BROADCOM INC 7,603 13,352
    46625H100 JPMORGAN CHASE & CO 9,990 23,175
    867224107 SUNCOR ENERGY INC NE 8,781 8,605
    G5960L103 MEDTRONIC PLC 7,425 9,434
    192446102 COGNIZANT TECH SOLUT 6,262 8,658
    871829107 SYSCO CORP 6,220 9,952
    904767704 UNILEVER PLC - ADR 7,245 7,898
    87612E106 TARGET CORP 2,348 12,329
    75513E101 RAYTHEON TECHNOLOGIE 9,819 11,858
    031162100 AMGEN INC 5,230 5,119
    097023105 BOEING CO 6,465 9,343
    126650100 CVS HEALTH CORPORATI 8,700 10,680
    594918104 MICROSOFT CORP 12,737 49,846
    891160509 TORONTO DOMINION BK 9,966 13,450
    907818108 UNION PACIFIC CORP 4,320 10,557
    56501R106 MANULIFE FINANCIAL C 8,937 13,593
    02079K107 ALPHABET INC CL C 14,081 42,607
    517834107 LAS VEGAS SANDS CORP 9,664 10,064
    037833100 APPLE INC 12,420 46,019
    00287Y109 ABBVIE INC 5,572 5,857
    418056107 HASBRO INC 8,365 8,223
    09857L108 BOOKING HOLDINGS INC 6,742 8,752

    TY 2020 InvestmentsOtherSchedule2
    Name:
    KOCH GWENDOLYN TUA #A IRREV-MAIN
    EIN:
    84-6049291
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    911312106 UNITED PARCEL SERVIC      
    78467Y107 SPDR S&P MIDCAP 400 AT COST 10,685 55,484
    172967424 CITIGROUP INC.      
    04314H758 ARTISAN SMALL CAP FU AT COST 25,013 66,603
    172967LQ2 CITIGROUP INC      
    961214DW0 WESTPAC BANKING CORP      
    404280AN9 HSBC HOLDING PLC 4.0      
    912828WJ5 US TREASURY NOTE 2.5      
    9128283W8 US TREASURY NOTE      
    61746BEA0 MORGAN STANLEY      
    74256W584 PRINCIPAL MIDCAP FUN AT COST 8,209 15,131
    87612E106 TARGET CORP      
    9128284F4 US TREASURY NOTE      
    38148LAE6 GOLDMAN SACHS GROUP      
    87234N765 TCW EMRG MKTS INCM-I      
    512807108 LAM RESEARCH CORP CO      
    91324P102 UNITEDHEALTH GROUP I      
    405217100 HAIN CELESTIAL GROUP      
    46625H100 JPMORGAN CHASE & CO      
    256206103 DODGE & COX INTL STO AT COST 34,331 50,848
    464287465 ISHARES MSCI EAFE ET AT COST 17,393 23,585
    848574109 SPIRIT AEROSYTSEMS H      
    285512109 ELECTRONIC ARTS INC      
    464287481 ISHARES RUSSELL MID- AT COST 18,164 88,975
    517834107 LAS VEGAS SANDS CORP      
    3135G0ZR7 FED NATL MTG ASSN 2.      
    912828F21 US TREASURY NOTE 2.1      
    912828XQ8 US TREASURY NOTE      
    912828M56 US TREASURY NOTE      
    867914BS1 SUNTRUST BANKS INC      
    9128285M8 US TREASURY NOTE      
    464288588 ISHARES MBS ETF AT COST 23,856 23,269
    17275R102 CISCO SYSTEMS INC      
    375558103 GILEAD SCIENCES INC      
    56501R106 MANULIFE FINANCIAL C      
    922908553 VANGUARD REAL ESTATE AT COST 7,924 23,615
    00143W859 INV OPP DEVELOP MRKT AT COST 49,248 68,548
    150870103 CELANESE CORP      
    464288885 ISHARES MSCI EAFE GR AT COST 9,589 14,590
    00206R102 AT & T INC      
    609207105 MONDELEZ INTERNATION      
    036752AB9 ANTHEM INC      
    59156RBH0 METLIFE INC 3.600% 4      
    406216BD2 HALLIBURTON COMPANY      
    Y2573F102 FLEX LTD      
    037833100 APPLE INC      
    126650100 CVS HEALTH CORPORATI      
    532457108 ELI LILLY & CO COM      
    891160509 TORONTO DOMINION BK      
    89151E109 TOTAL S.A. - ADR      
    09247X101 BLACKROCK INC      
    867224107 SUNCOR ENERGY INC NE      
    02079K107 ALPHABET INC CL C      
    78463X863 SPDR DJ WILSHIRE INT AT COST 19,426 20,159
    25243Q205 DIAGEO PLC - ADR      
    594918104 MICROSOFT CORP      
    907818108 UNION PACIFIC CORP      
    H84989104 TE CONNECTIVITY LTD      
    922042858 VANGUARD FTSE EMERGI AT COST 20,812 30,468
    31620M106 FIDELITY NATL INFORM      
    606822BA1 MITSUBISHI UFJ FIN      
    912828N30 US TREASURY NOTE 2.1      
    00206RDC3 AT&T INC      
    86562MAQ3 SUMITOMO MITSUI FINL      
    9128286A3 US TREASURY NOTE      
    437076BM3 HOME DEPOT INC      
    037833AK6 APPLE INC 2.400% 5/0      
    254687106 WALT DISNEY CO      
    883556102 THERMO FISHER SCIENT      
    464287614 ISHARES RUSSELL 1000 AT COST 2,653 4,887
    58933Y105 MERCK & CO INC NEW      
    12572Q105 CME GROUP INC      
    097023105 BOEING CO      
    192446102 COGNIZANT TECH SOLUT      
    654106103 NIKE INC CL B      
    381430503 GOLDMAN ACTIVEBETA U AT COST 144,989 213,440
    06367WMQ3 BANK OF MONTREAL      
    94106L109 WASTE MANAGEMENT INC      
    9128286X3 US TREASURY NOTE      
    H2906T109 GARMIN LTD      
    74256W626 PRINCIPAL HIGH YIELD      
    09857L108 BOOKING HOLDINGS INC      
    20030NCT6 COMCAST CORP      
    25389JAR7 DIGITAL REALTY TRUST      
    256677AC9 DOLLAR GENERAL CORP      
    77956H435 T ROWE PR OVERSEAS S AT COST 2,120 2,678
    46625HRV4 JPMORGAN CHASE & CO      
    166764BW9 CHEVRON CORP      
    254687FL5 WALT DISNEY COMPANY/      
    75513E101 RAYTHEON TECHNOLOGIE      
    92826C839 VISA INC-CLASS A SHR      
    126650CW8 CVS HEALTH CORP      
    00287YAQ2 ABBVIE INC      
    46432F339 ISHARES EDGE MSCI US AT COST 28,796 43,714
    11135F101 BROADCOM INC      
    277923264 EATON VANCE GLOB MAC      
    9128286T2 US TREASURY NOTE 2.3      
    85917K546 STERLING CAPITAL STR AT COST 19,970 21,553
    09260D107 BLACKSTONE GROUP INC      
    14040HBN4 CAPITAL ONE FINANCIA      
    476313408 JENSEN QUALITY GROWT AT COST 59,410 69,121
    871829107 SYSCO CORP      
    06051GGA1 BANK OF AMERICA CORP      
    89155T649 TOUCHSTONE MID CAP-I AT COST 92,480 135,985
    G5960L103 MEDTRONIC PLC      
    693475AZ8 PNC FINANCIAL SERVIC      
    46090F100 INVESCO OPTIMUM YIEL AT COST 57,800 97,155
    904784709 UNILEVER N.V. - ADR      
    27830W108 EV GL MACR ABS RTRN AT COST 57,500 65,398
    31641Q755 FIDELITY NEW MRKTS I AT COST 58,000 58,598
    872365713 TCW EMRG MRKTS INC-P AT COST 111,116 115,776
    74440Y884 PGIM HIGH YIELD-Q 10 AT COST 194,000 205,878

    TY 2020 OtherDecreasesSchedule
    Name:
    KOCH GWENDOLYN TUA #A IRREV-MAIN
    EIN:
    84-6049291
    Description Amount
    MUTUAL FUND TIMING ADJ 980
    PURCHASE OF ACCRUED INTEREST CARRYOVER 73


    TY 2020 OtherExpensesSchedule
    Name:
    KOCH GWENDOLYN TUA #A IRREV-MAIN
    EIN:
    84-6049291
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT EXPENSES - ADR FEES 11 11   0


    TY 2020 OtherIncreasesSchedule
    Name:
    KOCH GWENDOLYN TUA #A IRREV-MAIN
    EIN:
    84-6049291
    Description Amount
    COST BASIS ADJUSTMENT 552


    TY 2020 TaxesSchedule
    Name:
    KOCH GWENDOLYN TUA #A IRREV-MAIN
    EIN:
    84-6049291
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 664 664   0
    FEDERAL TAX PAYMENT - PRIOR YE 329 0   0
    FEDERAL ESTIMATES - PRINCIPAL 1,328 0   0
    FOREIGN TAXES ON QUALIFIED FOR 22 22   0
    FOREIGN TAXES ON NONQUALIFIED 105 105   0