| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Accounting & Tax Preparation | 1,200 | 1,000 | 0 | 200 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| 100 Sh Amazon | ||
| 2,100 Sh Apple | ||
| 14,900 Sh Ares Capital Corp | 189,955 | 251,661 |
| 11,000 Sh Blackrock TCP Capital | 93,458 | 123,640 |
| 1,000 Sh Clorox Co | ||
| 18,800 Sh Golub Capital BDC Inc | 207,162 | 265,832 |
| 11,500 Sh Monroe Capital Corp | 93,380 | 92,345 |
| 22,500 Sh New Mountain Fin Co | 190,799 | 255,600 |
| 20,400 Sh Oaktree Strategic Income | 106,080 | 113,628 |
| 16,900 Sh Owl Rock Capital Corp | 209,878 | 213,954 |
| 12,400 Sh Sixth Street Specialty | 199,286 | 257,300 |
| 6,200 Sh Solar Capital LTD | 92,623 | 108,562 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| 29,000 Enterprise Product Ptrs LP | AT COST | 562,237 | 568,110 |
| ABL One LLC | AT COST | 303,738 | 300,000 |
| Brevet DL SD Fd Class P | AT COST | 420,000 | 445,158 |
| Emerald Creek Capital Income Fd V | AT COST | 225,214 | 225,000 |
| PCA Global Secondary Fd V LP-B | AT COST | 31,929 | 35,136 |
| S3 Real Estate Capital Fund IV | AT COST | 609,535 | 600,000 |
| Star Mountain Diversified Cr Inc Fd III | AT COST | 150,653 | 150,085 |
| Star Mountain SBIC Fund LP | AT COST | 21,886 | 20,351 |
| TP Claremont Holdings LLC | AT COST | 165,939 | 165,292 |
| Upper 90 Thrasio II LLC | AT COST | ||
| Upper 90 Fund II LP | AT COST | 48,432 | 53,973 |
| GEMS 5i (offshore) | AT COST | 180,000 | 218,098 |
| MGG Special Opportunity Fund (Cayman) | AT COST | 135,820 | 135,820 |
| PCA Bain Distressed (offshore) | AT COST | 341,797 | 366,098 |
| Item No. | 1 |
|---|---|
| Lender's Name | Harad Investments LLLP |
| Lender's Title | |
| Relationship to Insider | Trustee Contr0lled Partnership |
| Original Amount of Loan | 25,000 |
| Balance Due | 25,000 |
| Date of Note | 2019-02 |
| Maturity Date | 2021-02 |
| Repayment Terms | Two Year Note |
| Interest Rate | |
| Security Provided by Borrower | None |
| Purpose of Loan | Investment loan |
| Description of Lender Consideration | |
| Consideration FMV |
| Description | Amount |
|---|---|
| 2019 Federal Penalty | 78 |
| Enterprise Products Ptrs LP K-1 Nondeductible Expense | 96 |
| Prior Period Book Basis Adjustments | 440,074 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Emerald Creek Cap Inc Fd V LLC - Inv Exp | 2 | 2 | ||
| PCA Global Sec Fd LP-B - Investment Exp | 897 | 897 | ||
| Star Mountain SBIC Fund - Investment Exp | 4,121 | 4,121 | ||
| Upper 90 Fund II - Investment Exp | 3,645 | 3,645 | ||
| Upper 90 Thrasio II - Investment Exp | 2,126 | 2,126 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| Partnership - Other Income | 5,215 | 5,215 | |
| Partnership - Other Portfolio Income | 505 | 505 | |
| Partnership K-1 UBI | -95,771 |
| Description | Amount |
|---|---|
| Prior Period Book Basis Adjustments | 40,000 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Excise Tax | 12,103 |