TY 2020 Form 990PF

- TIN:

Form990-PF
Click to see list of attachments

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2020

Open to Public Inspection

For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020

Name of foundation
The Frank H Bartholomew Foundation
co Anna Pope Trustee

Number and street (or P.O. box number if mail is not delivered to street address)1695 Castle Road
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
Sonoma, CA95476

A Employer identification number

94-3129676

B Telephone number (see instructions)

(415) 693-2041

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$33,254,101J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)		(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments		167,695		167,695	167,695
4	Dividends and interest from securities...		85,277		85,277	85,277
5a	Gross rents............		217,881		217,881	217,881
b	Net rental income or (loss) 87,991
6a	Net gain or (loss) from sale of assets not on line 10			148,460
b	Gross sales price for all assets on line 6a 3,383,560
7	Capital gain net income (from Part IV, line 2)...				148,460
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances	54,960
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....			54,960		54,960
11	Other income (attach schedule).......			-680,604		1,638
12	Total. Add lines 1 through 11........		-6,331		619,313	527,451
13	Compensation of officers, directors, trustees, etc.		202,000		20,200	37,600	164,400
14	Other employee salaries and wages......		158,138				158,138
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........			4,383			4,383
b	Accounting fees (attach schedule).......			16,452	1,646	1,646	14,807
c	Other professional fees (attach schedule)....			300			300
17	Interest...............
18	Taxes (attach schedule) (see instructions)...			78,659	1,377	1,377	21,282
19	Depreciation (attach schedule) and depletion...			155,443	52,048	52,048
20	Occupancy..............
21	Travel, conferences, and meetings.......		985				985
22	Printing and publications..........
23	Other expenses (attach schedule).......			401,947	121,678	159,238	242,709
24	Total operating and administrative expenses.
	Add lines 13 through 23..........		1,018,307		196,949	251,909	607,004
25	Contributions, gifts, grants paid.......		3,226				3,226
26	Total expenses and disbursements. Add lines 24 and 25		1,021,533		196,949	251,909	610,230
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements		-1,027,864
b	Net investment income (if negative, enter -0-)				422,364
c	Adjusted net income (if negative, enter -0-)...					275,542

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2020)

Form 990-PF (2020)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	100	99	100
	2	Savings and temporary cash investments.........	82,669	160,659	160,659
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule) 2,790,123
		Less: allowance for doubtful accounts	1,856,200	2,790,123	2,790,123
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......
	c	Investments—corporate bonds (attach schedule).......	83,837
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	6,331,815	4,777,287	5,303,219
	14	Land, buildings, and equipment: basis 9,295,156
		Less: accumulated depreciation (attach schedule) 3,830,640	5,619,959	5,464,516	25,000,000
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	13,974,580	13,192,684	33,254,101
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......		245,968
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........		245,968
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........	7,321,142	6,653,438
	25	Net assets with donor restrictions............		6,653,438
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds
	29	Total net assets or fund balances (see instructions).....	13,974,580	12,946,716
	30	Total liabilities and net assets/fund balances (see instructions).	13,974,580	13,192,684

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

13,974,580

Enter amount from Part I, line 27a .....................

-1,027,864

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

12,946,716

Decreases not included in line 2 (itemize) bullet

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

12,946,716

Form 990-PF (2020)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	Charles Schwab - Details attached	P	2019-01-01	2020-12-31
b	PTE-FCP Realty Fund III LP	P	2019-01-01	2020-12-31
c	PTE-PCCP Equity VIII Sec 1231 Non UBI	P	2019-01-01	2020-12-31
d	Capital Gain Dividends
e

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	3,246,683	3,235,100	11,583
b	92,586		92,586
c	813		813
d			43,478
e

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			11,583
b			92,586
c			813
d
e

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	148,460
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE

1 Reserved

(a) Reserved	(b) Reserved	(c) Reserved	(d) Reserved

Reserved...........................

Reserved,..........................

Form 990-PF (2020)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Reserved................................	1	5,871
c	All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2
3	Add lines 1 and 2...........................	3	5,871
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	5,871
6	Credits/Payments:

a	2020 estimated tax payments and 2019 overpayment credited to 2020	6a	28,792
b	Exempt foreign organizations—tax withheld at source......	6b
c	Tax paid with application for extension of time to file (Form 8868)...	6c
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	28,792
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	22,921
11	Enter the amount of line 10 to be: Credited to 2021 estimated tax22,921	Refunded	11

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Yes

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2020)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

Scott Clyde Telephone no. bullet

(707) 938-2244

Located at bullet

1695 Castle RoadSonomaCA ZIP+4 bullet

95476

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2020?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2020, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2020?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2020.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?

Form 990-PF (2020)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)
Scott Clyde	General Manager 40.00	115,000
1695 Castle Road Sonoma,CA95476	General Manager 40.00	115,000
Anna Pope	Trustee 40.00	87,000
1695 Castle Road Sonoma,CA95476	Trustee 40.00	87,000

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
Jose Z Rojas	Supervisor 40.00	63,112
2005 Castle Rd Sonoma,CA95476	Supervisor 40.00	63,112
Urbano Ponce	Supervisor 40.00	52,852
1610 Lauren Dr Petaluma,CA94954	Supervisor 40.00	52,852






Total number of other employees paid over $50,000...................

Form 990-PF (2020)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
Stearns Financial Group	Investment Manager	33,225
324 W Wendover Ave Suite 204 Greensboro,NC27408	Investment Manager	33,225

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1	Expenses of the Villa:The Villa (historical landmark), The Bartholomew Memorial Park and the Bartholomew Park Winery and Museum are dedicated to the Foundation purposes as provided under the Trust Instrument which took effect on the deaths of donors: Frank H. Bartholomew (deceased on March 26, 1985) and Antonia P. Bartholomew (deceased on September 28, 1990). The final provision to set up the Frank H. Bartholomew Foundation became operational on September 28, 1990.	228,615
2	Park & Hiking Trails	249,195
3	Winery	99,932
4	Vineyard	29,262

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2020)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

5,228,089

Average of monthly cash balances.......................

252,144

Fair market value of all other assets (see instructions)................

700,210

Total (add lines 1a, b, and c).........................

6,180,443

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

6,180,443

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

92,707

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

6,087,736

Minimum investment return. Enter 5% of line 5..................

304,387

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part X, line 6....................

Tax on investment income for 2020 from Part VI, line 5......

Income tax for 2020. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

Distributable amount before adjustments. Subtract line 2c from line 1............

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

610,230

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

610,230

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

610,230

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2020)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2019	(c) 2019	(d) 2020
1 Distributable amount for 2020 from Part XI, line 7
2 Undistributed income, if any, as of the end of 2020:
a Enter amount for 2019 only.......
b Total for prior years:20, 20, 20
3 Excess distributions carryover, if any, to 2020:
a From 2015......
b From 2016......
c From 2017......
d From 2018......
e From 2019......
fTotal of lines 3a through e........
4Qualifying distributions for 2020 from Part
XII, line 4: $
a Applied to 2019, but not more than line 2a
b Applied to undistributed income of prior years (Election required—see instructions).....
c Treated as distributions out of corpus (Election required—see instructions)........
d Applied to 2020 distributable amount.....
e Remaining amount distributed out of corpus
5 Excess distributions carryover applied to 2020.
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............
f Undistributed income for 2020. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2021 ..........
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......
8 Excess distributions carryover from 2015 not applied on line 5 or line 7 (see instructions) ...
9Excess distributions carryover to 2021. Subtract lines 7 and 8 from line 6a ......
10 Analysis of line 9:
a Excess from 2016....
b Excess from 2017....
c Excess from 2018....
d Excess from 2019....
e Excess from 2020....

Form 990-PF (2020)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet

1991-10-11

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2020	(b) 2019	(c) 2018	(d) 2017	(e) Total
	275,542	397,305	169,251	148,488	990,586
b 85% of line 2a .........	234,211	337,709	143,863	126,215	841,998
c Qualifying distributions from Part XII, line 4 for each year listed .....	610,230	635,995	711,420	730,997	2,688,642
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....	610,230	635,995	711,420	730,997	2,688,642
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...	202,925	264,870	311,841	317,617	1,097,253
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2020)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
Sonoma Valley Rotary P O Box 923 Sonoma,CA95476	None	PC	General support	100
PTE Various Organizations 1000 Vineyard Lane Sonoma,CA95476	None	PC	General Support	3,126
Total ................................. 3a				3,226

bApproved for future payment

Total ................................. 3b

Form 990-PF (2020)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
aFire Damage Recovery			1	1,638
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........			14	167,695
4 Dividends and interest from securities....			14	85,277
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....			16	87,991
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............			18	148,460
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory					54,960
11 Other revenue: aBell HNW Fund VI LLC	531390	-8,046			-3,652
bGlen Lennox LLC	531360	-14,471			-270
cGrubb Southeast Real Esta	531390	-1,356			-7,130
dRegenerative Gift LLC					-619,954
eGlen Lennox Phase One LLC	531390	-11,120			-2,254
fPCCP Equity VIII LP	531390	-4,132			-7,540
gPCCP Equity VIII 1231 Gain	531390	1,323
hFCP Realty Fund III					-3,640
12 Subtotal. Add columns (b), (d), and (e)..		-37,802		491,061	-589,480

13Total. Add line 12, columns (b), (d), and (e)..................

-136,221

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)
All	All funds are used only to meet the Foundation's exempt purpose.

Form 990-PF (2020)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2020)

Additional Data

Software ID:	20011551
Software Version:	2020v4.0

Form 990PF - Special Condition Description:

Special Condition Description

- TIN:

TY 2020 AccountingFeesSchedule

Name:

The Frank H Bartholomew Foundation

co Anna Pope Trustee

EIN:

94-3129676

Software ID:

20011551

Software Version:

2020v4.0

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
Accounting	16,452	1,646	1,646	14,807

- TIN:

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

TY 2020 DepreciationSchedule

Name:

The Frank H Bartholomew Foundation

co Anna Pope Trustee

EIN:

94-3129676

Software ID:

20011551

Software Version:

2020v4.0

Description of Property	Date Acquired	Cost or Other Basis	Prior Years' Depreciation	Computation Method	Rate / Life (# of years)	Current Year's Depreciation Expense	Net Investment Income
Ranch prop, roadway & imp	1990-09-28	893,276	635,651	SL	40.0000	22,332
Ranch prop, improvements	1997-01-01	27,307	15,709	SL	40.0000	683
Park improvements	1990-09-28	394,984	269,269	SL	40.0000	9,875
Park improvements	1997-01-01	7,299	4,186	SL	40.0000	182
Historical landmark-Villa	1990-09-28	743,297	521,312	SL	40.0000	18,582
Historical Villa improve	1997-01-01	23,800	13,685	SL	40.0000	595
Rental properties	1990-09-28	701,044	509,329	SL	40.0000	17,526
Winery	1990-09-28	480,214	303,924	SL	40.0000	12,005	12,005
Winery facility imprvmnts	1997-01-01	13,358	7,682	SL	40.0000	334	334
Vineyard costs 1996	2002-01-01	21,894	19,162	SL	5.00 %	1,095
Vineyard costs 1997	2002-01-01	14,599	12,775	SL	5.00 %	730
1998 Planting contract-97	2002-01-01	41,785	36,558	SL	5.00 %	2,089
Vineyard costs 1998	2002-01-01	23,384	20,458	SL	5.00 %	1,169
Vineyard Improv. 2001	2001-07-01	15,019	13,893	SL	20.0000	751
Vineyard Improv. 2002	2005-07-01	154,217	111,809	SL	20.0000	7,711
Kitchen Window/Main	2003-04-18	3,200	1,938	SL	3.64 %	116
Vineyard Improv. 2003	2006-07-01	49,447	33,372	SL	20.0000	2,472
New Sliding Glass Door	2003-01-15	7,000	4,324	SL	3.64 %	255
Office Electrical Upgrade	2004-07-01	9,856	3,911	SL	2.56 %	253
Rebuild Gazebo	2004-12-09	5,860	2,256	SL	2.56 %	150
Windows-Mianna's House	2004-12-29	11,800	6,453	SL	3.64 %	429
Furnace-Scott's Cottage	2004-10-14	2,100	1,156	SL	3.64 %	76
Vineyard Improvmts 2004	2007-07-01	115,823	72,388	SL	20.0000	5,791
Windows & Doors-Mianna's	2005-07-01	15,578	8,187	SL	3.64 %	566
Ranch Improvements	2005-07-01	13,749	13,345	150DB	2.95 %	404
Vineyard Improments 2005	2008-01-01	24,522	14,712	SL	20.0000	1,226
Electric Gate	2006-06-30	6,497	5,967	150DB	5.91 %	384
Parking Lot Improvements	2007-06-07	86,521	73,750	150DB	5.90 %	5,105
Park Restrooms	2007-03-06	40,750	13,368	SL	2.56 %	1,045
Park Improvements	2007-07-02	35,472	30,236	150DB	5.90 %	2,093
Vineyard Improv. 2006	2009-06-30	151,908	79,748	SL	20.0000	7,595
Vineyard Improvmt 2007	2010-07-01	30,447	14,459	SL	20.0000	1,522
Winery Rental Roof	2009-08-14	19,500	5,188	SL	2.56 %	500	500
Guest House	2011-08-09	123,095	37,487	SL	3.64 %	4,476
Sauv Bl & Cab 2008 add	2011-07-01	37,974	16,141	SL	20.0000	1,899
Winery Balcony rebuild	2011-12-13	2,694	555	SL	2.56 %	69	69
Winery Roof	2011-12-31	8,568	1,714	SL	2.56 %	220	220
Living Room House Improve	2011-08-09	50,016	15,234	SL	3.64 %	1,819
Guest & Kitchen House Imp	2011-12-12	13,881	4,061	SL	3.64 %	505
Ranch Building Improvemen	2011-12-08	17,587	3,627	SL	2.56 %	451
New Roof	2012-03-09	8,350	1,668	SL	2.56 %	214	214
Fence	2012-08-08	477	266	150DB	5.91 %	28
Villa Roof	2012-11-16	103,701	18,946	SL	2.56 %	2,659
Main House Bathroom	2015-07-03	2,345	379	SL	3.64 %	85
Dam water meter	2015-12-18	989	932	200DB	5.76 %	57
Pump Filter Housing	2015-04-15	2,392	2,254	200DB	5.76 %	138
Office Remodel	2017-09-13	23,844	1,391	SL	40.0000	596
2017 Ford Truck	2017-11-16	55,313	23,048	SL	5.0000	11,063
Chipper/Shredder	2017-10-18	4,549	986	SL	10.0000	455
Electric Charger	2018-04-05	2,755	483	SL	10.0000	276
Lawnmower	2018-06-12	1,243	197	SL	10.0000	124
Winery Renovation	2018-12-31	85,565	2,139	SL	40.0000	2,139	2,139
Winery Improvements	2019-07-01	100,668	1,258	SL	40.0000	2,517	2,517
New computer, laser print Remaining Basis	2015-04-17	220	208	200DB	5.76 %	12

- TIN:

TY 2020 InvestmentsOtherSchedule2

Name:

The Frank H Bartholomew Foundation

co Anna Pope Trustee

EIN:

94-3129676

Software ID:

20011551

Software Version:

2020v4.0

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
Other Assets	AT COST	1,206,826	1,531,731
Limited partnership investments	AT COST	129,237	129,237
Money Market Funds	AT COST	1,285,158	1,285,158
Mutual Funds	AT COST	2,156,066	2,357,093
Closed-End Funds	AT COST

- TIN:

TY 2020 LandEtcSchedule2

Name:

The Frank H Bartholomew Foundation

co Anna Pope Trustee

EIN:

94-3129676

Software ID:

20011551

Software Version:

2020v4.0

Category / Item	Cost / Other Basis	Accumulated Depreciation	Book Value	End of Year Fair Market Value
Auto./Transportation Equip.	98,337	77,135	21,202
Furniture and Fixtures	340,190	316,800	23,390
Machinery and Equipment	200,120	168,252	31,868
Buildings	2,358,691	1,242,682	1,116,009
Improvements	1,688,004	1,169,004	519,000
Land	3,727,202		3,727,202	25,000,000
Miscellaneous	882,612	856,767	25,845

- TIN:

TY 2020 LegalFeesSchedule

Name:

The Frank H Bartholomew Foundation

co Anna Pope Trustee

EIN:

94-3129676

Software ID:

20011551

Software Version:

2020v4.0

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
Legal Administrative Fees	4,383	0	0	4,383

- TIN:

TY 2020 MortgagesAndNotesPayableSch

Name:

The Frank H Bartholomew Foundation

co Anna Pope Trustee

EIN:

94-3129676

Software ID:

20011551

Software Version:

2020v4.0

Total Mortgage Amount:

Item No.	1
Lender's Name	US Small Business Admin
Lender's Title
Relationship to Insider	None
Original Amount of Loan	150,000
Balance Due	150,000
Date of Note	2020-06
Maturity Date	2050-06
Repayment Terms	P& I Beg 6/16/21
Interest Rate	2.7500
Security Provided by Borrower	None
Purpose of Loan	EIDL
Description of Lender Consideration	Cash
Consideration FMV	150000

Item No.	2
Lender's Name	Westamerica Bank
Lender's Title
Relationship to Insider	None
Original Amount of Loan	95,968
Balance Due	95,968
Date of Note	2020-05
Maturity Date	2025-05
Repayment Terms	Qualifies for forgiveness
Interest Rate	1.0000
Security Provided by Borrower	none
Purpose of Loan	PPP
Description of Lender Consideration	Cash
Consideration FMV	95968

- TIN:

TY 2020 OtherExpensesSchedule

Name:

The Frank H Bartholomew Foundation

co Anna Pope Trustee

EIN:

94-3129676

Software ID:

20011551

Software Version:

2020v4.0

Description	Revenue and Expenses per Books	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
Telephone	6,541			6,541
Employee Benefits	88,260	8,826	8,826	79,434
Bank fees	93	93	93
Payroll Service Fees	1,315			1,315
Supplies - Park	1,413			1,413
Supplies - Ranch	1,979		1,979
Supplies - Office	1,615			1,615
Fuel & Oil	9,554		9,554
Postage	169			169
R & M Ranch	18,514		10,058	8,456
R & M Residential	11,407			11,407
R & M Villa	2,216			2,216
R & M Office	1,916			1,916
R & M Equipment	6,933			6,933
R & M Park	9,710			9,710
R & M Irrigation	4,524		4,524
R & M Water	11,445		11,445
R & M Main Gate	643			643
Vehicle Expense	5,734			5,734
Insurance	70,495			70,495
Workers Compensation Insurance	16,918	1,692	1,692	15,226
Utilities	15,630			15,630
Villa Security	597			597
Dues & Subscriptions	1,341			1,341
Miscellaneous Expenses	222			222
Meals	1,696			1,696
Investment Management Fee	33,225	33,225	33,225
Rental Expenses	77,842	77,842	77,842

- TIN:

TY 2020 OtherIncomeSchedule2

Name:

The Frank H Bartholomew Foundation

co Anna Pope Trustee

EIN:

94-3129676

Software ID:

20011551

Software Version:

2020v4.0

Description	Revenue And Expenses Per Books	Adjusted Net Income
Fire Damage Recovery	1,638	1,638
PCCP Equity VIII 1231 Gain	1,323
FCP Realty Fund III	-3,640
Grubb Southeast Real Esta	-8,486
PCCP Equity VIII LP	-11,672
Bell HNW Fund VI LLC	-11,698
Glen Lennox Phase One LLC	-13,374
Glen Lennox LLC	-14,741
Regenerative Gift LLC	-619,954

- TIN:

TY 2020 OtherNotesLoansRcvblShortSch2

Name:

The Frank H Bartholomew Foundation

co Anna Pope Trustee

EIN:

94-3129676

Software ID:

20011551

Software Version:

2020v4.0

Name of 501(c)(3) Organization	Balance Due
Regenerative Gifts LLC	2,790,123

- TIN:

TY 2020 OtherProfessionalFeesSchedule

Name:

The Frank H Bartholomew Foundation

co Anna Pope Trustee

EIN:

94-3129676

Software ID:

20011551

Software Version:

2020v4.0

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
Other Consultants	300	0	0	300

- TIN:

TY 2020 SalesOfInventoryList

Name:

The Frank H Bartholomew Foundation

co Anna Pope Trustee

EIN:

94-3129676

Software ID:

20011551

Software Version:

2020v4.0

Category	Gross Sales	Cost of Goods Sold	Net (Gross Sales Minus Cost of Goods Sold)
Grape Sales	54,960		54,960

- TIN:

TY 2020 TaxesSchedule

Name:

The Frank H Bartholomew Foundation

co Anna Pope Trustee

EIN:

94-3129676

Software ID:

20011551

Software Version:

2020v4.0

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
Payroll Taxes	21,956	1,150	1,150	20,806
Federal Tax	56,000
License & Permits	316			316
Foreign Taxes Paid	227	227	227
Filing Fees	160			160