| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| HAWTHORN AGENCY FEE | 163,798 | 162,226 | ||
| HAWTHORN INV MGMT FEE | 298,315 | 295,451 | ||
| HAWTHORN OTHER EXPENSS | 88,541 | 87,691 | ||
| HAWTHRON OTHER EXP NON-ALLOC | 7,992 |
| Description of Property | Date Acquired | Cost or Other Basis | Prior Years' Depreciation | Computation Method | Rate / Life (# of years) |
Current Year's Depreciation Expense | Net Investment Income | Adjusted Net Income | Cost of Goods Sold Not Included |
|---|
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| AT&T INC | 59,575 | 67,472 |
| ABBVIE INC | 53,493 | 54,355 |
| AMERICAN ELECTRIC POWER | 50,203 | 49,521 |
| AMERICAN TOWER CORP | 26,718 | 26,834 |
| AMGEN INC | 52,259 | 51,949 |
| ANHEUSER-BUSCH INBEV WOR | 59,990 | 68,417 |
| ANTHEM INC | 50,317 | 51,471 |
| APPLE INC | 101,599 | 108,935 |
| BANK OF AMERICA CORP | 85,963 | 83,018 |
| BP CAP MARKETS AMERICA | 48,056 | 52,226 |
| CVS HEALTH CORP | 51,425 | 51,741 |
| CARRIER GLOBAL | 18,640 | 18,722 |
| CITIGROUP INC | 61,478 | 70,444 |
| COMCAST CORP | 73,819 | 75,640 |
| DTE ELECTRIC CORP | 53,765 | 51,319 |
| WALT DISNEY COMPANY | 63,819 | 63,746 |
| DUKE ENERGY CAROLINAS | 0 | 0 |
| ENBRIDGE INC | 24,604 | 26,679 |
| ENTERPRISE PRODUCTS OPER | 27,122 | 26,437 |
| EXXON MOBIL CORPORATION | 50,096 | 53,647 |
| GENERAL MILLS | 55,334 | 58,846 |
| GILEAD SCIENCES INC | 52,781 | 53,645 |
| GOLDMAN SACHS GROUP INC | 51,609 | 49,711 |
| HSBC HOLDING PLC | 0 | 0 |
| HOME DEPOT INC | 62,093 | 60,134 |
| JP MORGAN CHASE & CO | 77,336 | 79,182 |
| LOCKHEED MARTIN CORP | 49,703 | 49,746 |
| MERCK & CO INC | 76,574 | 84,126 |
| MORGAN STANLEY | 63,171 | 66,448 |
| NEXTERA ENERGY CAPITAL | 45,926 | 44,165 |
| PEPSICO INC | 73,984 | 80,851 |
| PRUDENTIAL FINANCIAL INC | 42,587 | 43,319 |
| SCHLUMBERGER INVESTMENT | 91,463 | 95,998 |
| CHARLES SCHWAB CORP | 44,752 | 44,671 |
| STARBUCKS CORP | 88,978 | 100,625 |
| STATE STREET CORPORATION | 75,272 | 78,857 |
| THERMO TISHER SCIENTIFIC | 55,492 | 53,942 |
| TOTAL CAPITAL INTL SA | 81,655 | 86,867 |
| UNITED PARCEL SERVICE | 77,542 | 82,890 |
| UNITED TECHNOLOGIES CORP | 27,876 | 27,201 |
| UNITED HEALTH GROUP INC | 78,574 | 76,363 |
| VERIZON COMMUNICATIONS | 47,846 | 48,688 |
| VISA INC | 49,623 | 49,248 |
| WELLS FARGO & COMPANY | 79,049 | 78,493 |
| WESTPAC BANKING CORP | 0 | 0 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| EQUITY STOCKS - SEE DETAIL | 31,684,778 | 47,292,172 |
| ETF EQUITY - SEE DETAIL | 52,803,728 | 72,393,188 |
| MUTUAL FDS EQUITY - SEE DETAIL | 3,527,205 | 3,790,477 |
| PRIV. EQU. - HAMILTON LANE FD | 1,084,516 | 1,400,491 |
| PRIV. EQU. - RCP FUND XV, LP | 120,000 | 120,000 |
| ETF - ALTERNATIVE INVESTMENTS | 1,619,661 | 1,534,562 |
| MUTUAL FDS ALTERN INV-SEE DETA | 14,437,074 | 15,336,079 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| CATHAIN CAPITAL, LP | 27,585 | 27,585 | |
| VANGUARD TOTAL BOND MARKET | 11,498,362 | 12,051,054 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| TAX PREPARATION AND PLANNING | 919 | 919 | ||
| LEGAL FEES | 8,088 | 8,088 | ||
| AUDIT FEES | 14,248 | 14,248 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| WEB AND DOMAIN EXPENSE | 1,024 | 1,024 | ||
| GRANT MAKING SOFTWARE FEES | 16,500 | 16,500 | ||
| BUSINESS INSURANCE | 4,349 | 1,087 | 3,262 | |
| SUPPLIES | 3,984 | 996 | 2,988 | |
| MEDICAL/DENTAL/VISION INSURANC | 12,721 | 3,180 | 9,541 | |
| MEMBERSHIPS | 12,761 | 12,761 | ||
| PAYROLL PROCESSING FEE | 3,314 | 828 | 2,486 | |
| TELEPHONE SYSTEM | 1,958 | 489 | 1,469 | |
| DESKTOP SOFTWARE | 3,684 | 3,684 | ||
| CATHAIN K-1 EXPENSES | 15 | 7 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| PPG CLASS ACTION SETTTLEMENT | 868 | 868 |
| Description | Amount |
|---|---|
| CATHAIN ACCRUED INT CONVERTED TO EQUITY | 3,067 |
| HAWTHORN COST BASIS ADJUSTMENT | 1,232 |
| MISC | 177 |
| REVERSAL OF PY ACCRUED GRANTS PAID IN CY | 1,721,113 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| CONSULTING FEES | 4,636 | 4,636 |
| Name | Address |
|---|---|
| KENT MCELHATTAN |
10 W WOODLAND ROAD PITTSBURGH,PA15232 |
| ESTATE OF KENTON MCELHATTAN |
10 W WOODLAND ROAD PITTSBURGH,PA15232 |
| FLORENCE MCELHATTAN |
PROVIDENCE POINT 100 ADAMS AVE AP PITTSBURGH,PA15243 |
| JUSTIN MCELHATTAN |
109 JEFFERSON DRIVE PITTSBURGH,PA15228 |
| ELAINE BONOMA |
15 FLORIO DRIVE CONCORD,MA01742 |
| WILLIAM MCELHATTAN |
109 JEFFERSON DRIVE PITTSBURGH,PA15228 |
| JESSE MCELHATTAN |
109 JEFFERSON DRIVE PITTSBURGH,PA15228 |
| MARY MCELHATTAN |
109 JEFFERSON DRIVE PITTSBURGH,PA15228 |
| K JOSHUA MCELHATTAN LESLEY CARL |
5315 WESTMINSTER PLACE PITTSBURGH,PA15232 |
| CLAUDIA MCELHATTAN |
5315 WESTMINSTER PLACE PITTSBURGH,PA15232 |
| HARRY MCELHATTAN |
5315 WESTMINSTER PLACE PITTSBURGH,PA15232 |
| ERIN MCCLELLAND |
1160 HILL ROAD NEW BETHLEHEM,PA16242 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAXES HAWTHORN | 50,664 | 50,664 | ||
| PAYROLL TAXES | 21,386 | 5,346 | 16,040 | |
| 2020 ESTIMATED TAX PAYMENTS | 15,410 | |||
| EXCISE AND OTHER TAXES | 9,000 | |||
| US TREASURY NOTICE FOR 6/30/20 | 9,139 |