TY 2020 Form 990PF

- TIN:

Form990-PF
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Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
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Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2020

Open to Public Inspection

For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020

Name of foundation
Thomas and Candace Dee
Family Foundation

Number and street (or P.O. box number if mail is not delivered to street address)1575 Devonshire Drive
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
Salt Lake City, UT84108

A Employer identification number

27-3949457

B Telephone number (see instructions)

(801) 647-0604

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$7,849,632J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)	263,350
2	Check .............
3	Interest on savings and temporary cash investments	10,501		10,501	10,501
4	Dividends and interest from securities...	127,654		127,654	127,654
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		-147,488
b	Gross sales price for all assets on line 6a 4,439,979
7	Capital gain net income (from Part IV, line 2)...
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	254,017		138,155	138,155
13	Compensation of officers, directors, trustees, etc.
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........
b	Accounting fees (attach schedule).......		1,416
c	Other professional fees (attach schedule)....
17	Interest...............
18	Taxes (attach schedule) (see instructions)...		1,087	1,087
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		45,932	45,932
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	48,435		47,019		0
25	Contributions, gifts, grants paid.......	327,500				327,500
26	Total expenses and disbursements. Add lines 24 and 25	375,935		47,019		327,500
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-121,918
b	Net investment income (if negative, enter -0-)			91,136
c	Adjusted net income (if negative, enter -0-)...				138,155

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2020)

Form 990-PF (2020)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............
	2	Savings and temporary cash investments.........	146,564	386,335	386,335
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)		288,747	288,747
	b	Investments—corporate stock (attach schedule).......	1,340,038	4,200,387	4,200,387
	c	Investments—corporate bonds (attach schedule).......
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	5,783,130	2,974,163	2,974,163
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	7,269,732	7,849,632	7,849,632
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........		0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........	7,269,732
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds
	29	Total net assets or fund balances (see instructions).....	7,269,732	7,849,632
	30	Total liabilities and net assets/fund balances (see instructions).	7,269,732	7,849,632

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

7,269,732

Enter amount from Part I, line 27a .....................

-121,918

Other increases not included in line 2 (itemize) bullet

701,818

Add lines 1, 2, and 3 ..........................

7,849,632

Decreases not included in line 2 (itemize) bullet

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

7,849,632

Form 990-PF (2020)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	398.089 Shs PRINCIPAL REAL ESTATE I	P	2019-09-23	2020-07-31
b	200.000 Shs ISHARES RUSSELL 3000 ETF	P	2011-01-07	2020-04-29
c	2000.000 Shs PRUDENTIAL FIN 5.7%	P	2013-03-08	2020-09-23
d	13226.986 Shs BLACKROCK EQUITY DIVIDEND	P	2012-01-06	2020-06-04
e	14589.672 Shs BLACKROCK GLOBAL DIV PORT	P	2018-11-23	2020-06-04
	2804.216 Shs BLACKROCK EQUITY DIVIDEND	P	2011-10-18	2020-04-13
	127.454 Shs BLACKROCK EQUITY DIVIDEND	P	2011-10-20	2020-04-13
	12.194 Shs BLACKROCK EQUITY DIVIDEND	P	2011-12-08	2020-04-13
	55.896 Shs BLACKROCK EQUITY DIVIDEND	P	2011-12-08	2020-04-13
	113.782 Shs BLACKROCK EQUITY DIVIDEND	P	2011-12-08	2020-06-04
	49.000 Shs AIRBUS SE UNSPONSORED ADR	P	2019-10-01	2020-06-29
	46.000 Shs AIRBUS SE UNSPONSORED ADR	P	2019-10-01	2020-06-24
	96.000 Shs AIRBUS SE UNSPONSORED ADR	P	2019-12-03	2020-06-24
	74.000 Shs AIRBUS SE UNSPONSORED ADR	P	2019-12-03	2020-06-19
	139.000 Shs AIRBUS SE UNSPONSORED ADR	P	2019-08-01	2020-06-18
	119.000 Shs AIRBUS SE UNSPONSORED ADR	P	2019-08-19	2020-06-18
	32.000 Shs AIRBUS SE UNSPONSORED ADR	P	2019-12-03	2020-06-18
	13.000 Shs AKAMAI TECHNOLOGIES INC	P	2020-06-18	2020-12-22
	24.000 Shs AKAMAI TECHNOLOGIES INC	P	2020-06-18	2020-12-14
	51.000 Shs AMERICAN ELECTRIC POWER CO	P	2019-04-15	2020-04-08
	7.000 Shs AMERICAN EXPRESS CO	P	2020-07-21	2020-12-15
	12.000 Shs AMERICAN EXPRESS CO	P	2020-06-18	2020-12-14
	14.000 Shs AMERICAN EXPRESS CO	P	2020-07-21	2020-12-14
	6.000 Shs AMERICAN EXPRESS CO	P	2020-06-18	2020-12-10
	15.000 Shs AMERICAN EXPRESS CO	P	2020-06-18	2020-12-08
	12.000 Shs AMERICAN EXPRESS CO	P	2020-06-18	2020-12-07
	8.000 Shs AMERICAN EXPRESS CO	P	2020-06-18	2020-12-02
	12.000 Shs AMERICAN EXPRESS CO	P	2020-06-18	2020-11-24
	11.000 Shs AMERICAN EXPRESS CO	P	2020-06-18	2020-11-09
	23.000 Shs AMERICAN EXPRESS CO	P	2020-06-18	2020-11-06
	37.000 Shs AMERICAN EXPRESS CO	P	2020-06-18	2020-10-30
	37.000 Shs AMN HEALTHCARE SVCS INC	P	2020-06-18	2020-07-07
	72.000 Shs AMN HEALTHCARE SVCS INC	P	2020-06-18	2020-07-06
	77.000 Shs APPLE INC	P	2020-06-18	2020-12-23
	38.000 Shs APPLE INC	P	2020-06-18	2020-11-24
	14.000 Shs APPLE INC	P	2020-06-18	2020-08-24
	8.000 Shs APPLE INC	P	2020-06-25	2020-08-24
	2.000 Shs APPLE INC	P	2020-06-25	2020-08-24
	4.000 Shs APPLE INC	P	2020-07-21	2020-08-24
	2.000 Shs APPLE INC	P	2020-07-21	2020-08-24
	2.000 Shs ASML HOLDING NV NY REG NEW	P	2020-11-03	2020-12-14
	1.000 Shs ASML HOLDING NV NY REG NEW	P	2020-11-04	2020-12-14
	14.000 Shs ASTRAZENECA PLC ADS	P	2020-06-18	2020-08-04
	2.000 Shs ASTRAZENECA PLC ADS	P	2020-07-21	2020-08-04
	11857.646 Shs BLACKROCK EQUITY DIVIDEND I	P	2019-07-18	2020-06-18
	664.191 Shs BLACKROCK EQUITY DIVIDEND I	P	2019-07-18	2020-06-18
	467.562 Shs BLACKROCK MULTI-ASSET INC INST	P	2019-06-28	2020-06-18
	460.710 Shs BLACKROCK MULTI-ASSET INC INST	P	2019-07-31	2020-06-18
	35.000 Shs BNP PARIBAS SP ADR REPSTG	P	2020-06-18	2020-10-26
	64.000 Shs BNP PARIBAS SP ADR REPSTG	P	2020-06-18	2020-09-15
	29.000 Shs CH ROBINSON WORLDWIDE INC NEW	P	2020-06-18	2020-11-19
	12.000 Shs CH ROBINSON WORLDWIDE INC NEW	P	2020-06-18	2020-11-02
	12.000 Shs CH ROBINSON WORLDWIDE INC NEW	P	2020-06-18	2020-10-30
	3.000 Shs CH ROBINSON WORLDWIDE INC NEW	P	2020-06-18	2020-10-26
	16.000 Shs CH ROBINSON WORLDWIDE INC NEW	P	2020-06-18	2020-10-22
	7.000 Shs CH ROBINSON WORLDWIDE INC NEW	P	2020-06-18	2020-10-12
	2.000 Shs CH ROBINSON WORLDWIDE INC NEW	P	2020-06-18	2020-10-06
	9.000 Shs CH ROBINSON WORLDWIDE INC NEW	P	2020-06-18	2020-10-05
	3.000 Shs CH ROBINSON WORLDWIDE INC NEW	P	2020-06-18	2020-09-24
	14.000 Shs CH ROBINSON WORLDWIDE INC NEW	P	2020-06-18	2020-09-23
	66.000 Shs CHARLES SCHWAB NEW	P	2019-10-29	2020-07-13
	29.000 Shs CHARLES SCHWAB NEW	P	2019-10-29	2020-06-24
	32.000 Shs CHARLES SCHWAB NEW	P	2020-02-05	2020-06-24
	28.000 Shs CHARLES SCHWAB NEW	P	2020-02-05	2020-06-18
	22.000 Shs CHEVRON CORP	P	2020-06-18	2020-12-08
	14.000 Shs CIGNA CORP	P	2020-05-19	2020-06-18
	4.000 Shs CIGNA CORP	P	2020-05-19	2020-06-18
	6.000 Shs CISCO SYS INC	P	2020-06-18	2020-09-29
	40.000 Shs CISCO SYS INC	P	2020-07-21	2020-09-29
	24.000 Shs COMCAST CORP (NEW) CLASS A	P	2020-06-18	2020-12-18
	80.000 Shs COMCAST CORP (NEW) CLASS A	P	2020-06-18	2020-12-10
	38.000 Shs COMCAST CORP (NEW) CLASS A	P	2020-06-18	2020-08-17
	4.000 Shs COMCAST CORP (NEW) CLASS A	P	2020-07-21	2020-08-17
	4.000 Shs COMCAST CORP (NEW) CLASS A	P	2020-07-21	2020-08-17
	37.000 Shs COMCAST CORP (NEW) CLASS A	P	2020-07-21	2020-08-17
	94.000 Shs COMPAGNIE FIN RICHEMONTAG ADR	P	2020-12-07	2020-12-29
	15.000 Shs COMPAGNIE FIN RICHEMONTAG ADR	P	2020-12-08	2020-12-29
	25.000 Shs COMPAGNIE FIN RICHEMONTAG ADR	P	2020-12-09	2020-12-29
	185.000 Shs COMPAGNIE FIN RICHEMONTAG ADR	P	2020-12-10	2020-12-29
	138.000 Shs CONOCOPHILLIPS	P	2020-06-18	2020-12-08
	171.000 Shs CONOCOPHILLIPS	P	2019-12-03	2020-04-15
	4.000 Shs COPA HOLDINGS S.A. CLA A	P	2020-05-01	2020-08-19
	1.000 Shs COPA HOLDINGS S.A. CLA A	P	2020-05-01	2020-08-18
	19.000 Shs COPA HOLDINGS S.A. CLA A	P	2020-05-01	2020-08-17
	21.000 Shs CRH PLC ADR	P	2019-12-03	2020-06-18
	37.999 Shs CRH PLC ADR	P	2019-12-04	2020-06-18
	24.001 Shs CRH PLC ADR	P	2019-12-04	2020-06-18
	30.000 Shs CRH PLC ADR	P	2019-12-04	2020-06-18
	260.000 Shs DANONE SPONSORED ADR	P	2020-06-18	2020-10-26
	2.000 Shs DIAGEO PLC SPON ADR NEW	P	2020-07-21	2020-09-21
	1.000 Shs DIAGEO PLC SPON ADR NEW	P	2020-07-21	2020-09-21
	4.000 Shs DOCUSIGN INC	P	2020-06-18	2020-09-11
	1.000 Shs DOCUSIGN INC	P	2020-07-21	2020-09-11
	28.000 Shs DOCUSIGN INC	P	2020-06-18	2020-07-09
	79.000 Shs DOMINION ENERGY INC	P	2020-06-18	2020-12-22
	8.000 Shs DOMINION ENERGY INC	P	2020-07-21	2020-12-22
	73.000 Shs ENBRIDGE INC	P	2020-06-18	2020-11-11
	14.000 Shs ESSEX PROPERTY TRUST INC	P	2019-07-26	2020-06-18
	13.000 Shs ESSEX PROPERTY TRUST INC	P	2019-12-27	2020-06-18
	161.000 Shs EXPERIAN GP LTD ADR	P	2019-11-14	2020-06-18
	73.000 Shs EXPERIAN GP LTD ADR	P	2020-01-16	2020-06-18
	8.000 Shs FACEBOOK INC CL-A	P	2020-06-18	2020-12-07
	10.000 Shs FACEBOOK INC CL-A	P	2020-07-21	2020-12-07
	18.000 Shs FERRARI N V	P	2019-09-11	2020-06-18
	16.000 Shs FERRARI N V	P	2019-12-23	2020-06-18
	19.000 Shs FERRARI N V	P	2019-12-27	2020-06-18
	11.000 Shs FIRST REPUBLIC BANK	P	2020-03-02	2020-06-18
	27.000 Shs FIRST REPUBLIC BANK	P	2020-03-03	2020-06-18
	2.000 Shs FIRST REPUBLIC BANK	P	2020-04-15	2020-06-18
	8.000 Shs FORTUNE BRANDS HOME & SEC INC	P	2019-09-06	2020-06-18
	15.000 Shs GENMAB A S ADR	P	2020-06-18	2020-09-15
	16.000 Shs GENMAB A S ADR	P	2020-06-18	2020-09-14
	36.000 Shs HDFC BANK LTD ADR	P	2019-06-20	2020-06-18
	66.000 Shs HDFC BANK LTD ADR	P	2019-07-02	2020-06-18
	46.000 Shs HDFC BANK LTD ADR	P	2019-07-03	2020-06-18
	52.000 Shs HDFC BANK LTD ADR	P	2019-11-25	2020-06-18
	49.000 Shs HDFC BANK LTD ADR	P	2019-12-30	2020-06-18
	21.000 Shs HONEYWELL INTERNATIONAL INC	P	2020-06-18	2020-11-05
	3.000 Shs HONEYWELL INTERNATIONAL INC	P	2020-07-21	2020-11-05
	8.000 Shs HONEYWELL INTERNATIONAL INC	P	2020-07-21	2020-11-05
	144.000 Shs INTEL CORP	P	2020-06-18	2020-08-18
	262.000 Shs INTEL CORP	P	2020-06-18	2020-07-30
	16.000 Shs INTEL CORP	P	2020-07-21	2020-07-30
	33.000 Shs INTERCONTINENTAL HOTLS GRP ADR	P	2020-06-18	2020-06-22
	29.000 Shs JARDINE MATHESON HLDGS LTD ADR	P	2020-06-18	2020-06-23
	19.000 Shs JPMORGAN CHASE & CO	P	2020-04-29	2020-10-01
	12.000 Shs JPMORGAN CHASE & CO	P	2020-07-21	2020-10-01
	1.000 Shs KEYENCE CORP	P	2020-07-21	2020-12-14
	5.000 Shs KLA CORPORATION	P	2020-06-18	2020-12-22
	4.000 Shs KLA CORPORATION	P	2020-07-21	2020-12-22
	0.156 Shs KONINKLIJKE PHIL EL SP ADR NEW	P	2020-06-18	2020-07-07
	14.000 Shs L OREAL CO ADR	P	2020-06-18	2020-07-22
	2.000 Shs L OREAL CO ADR	P	2020-07-21	2020-07-22
	4.000 Shs LAM RESEARCH CORPORATION	P	2020-06-18	2020-12-22
	4.000 Shs LAM RESEARCH CORPORATION	P	2020-07-21	2020-12-22
	39.000 Shs LENNAR CORPORATION	P	2019-05-23	2020-02-05
	9.000 Shs LULULEMON ATHLETICA INC	P	2019-11-11	2020-06-18
	11.000 Shs LULULEMON ATHLETICA INC	P	2019-11-12	2020-06-18
	34.000 Shs LULULEMON ATHLETICA INC	P	2019-11-14	2020-06-18
	1.000 Shs MASTERCARD INC CL A	P	2020-07-21	2020-09-25
	5.000 Shs MC DONALDS CORP	P	2019-12-27	2020-06-18
	2.000 Shs MICROSOFT CORP	P	2020-07-21	2020-12-22
	16.000 Shs MICROSOFT CORP	P	2020-07-21	2020-12-22
	9.000 Shs MICROSOFT CORP	P	2020-07-21	2020-12-22
	1.000 Shs MICROSOFT CORP	P	2020-08-17	2020-12-22
	14.000 Shs MICROSOFT CORP	P	2020-06-18	2020-06-23
	58.000 Shs MURATA MANUFACTURING CO LTD	P	2020-06-18	2020-08-05
	9.000 Shs MURATA MANUFACTURING CO LTD	P	2020-07-21	2020-08-05
	8.000 Shs NEXTERA ENERGY INC	P	2020-05-18	2020-06-18
	37.000 Shs NIDEC CORP	P	2020-06-18	2020-12-15
	9.000 Shs NIDEC CORP	P	2020-07-21	2020-12-15
	25.000 Shs NOVARTIS AG ADR	P	2020-06-18	2020-11-05
	25.000 Shs NOVO NORDISK A/S ADR	P	2020-06-18	2020-08-04
	2.000 Shs NOVO NORDISK A/S ADR	P	2020-07-21	2020-08-04
	6.000 Shs NVENT ELECTRIC PLC	P	2020-06-18	2020-09-11
	17.000 Shs NVENT ELECTRIC PLC	P	2020-07-21	2020-09-11
	37.000 Shs NVENT ELECTRIC PLC	P	2020-06-18	2020-09-10
	34.000 Shs NVENT ELECTRIC PLC	P	2020-06-18	2020-09-09
	69.000 Shs NVENT ELECTRIC PLC	P	2020-06-18	2020-09-08
	24.000 Shs NVENT ELECTRIC PLC	P	2020-06-18	2020-09-04
	38.000 Shs PERNOD RICARD SA UNSPONS ADR	P	2020-06-18	2020-10-09
	10.000 Shs PERNOD RICARD SA UNSPONS ADR	P	2020-07-21	2020-10-09
	36.000 Shs PRIMERICA INC	P	2020-06-18	2020-09-24
	3.000 Shs PRIMERICA INC	P	2020-07-21	2020-09-24
	17.000 Shs QUALCOMM INC	P	2020-06-18	2020-10-06
	13.000 Shs QUALCOMM INC	P	2020-07-21	2020-10-06
	5.000 Shs RBC BEARINGS INC	P	2020-06-18	2020-11-02
	1.000 Shs RBC BEARINGS INC	P	2020-07-21	2020-11-02
	6.000 Shs RBC BEARINGS INC	P	2020-06-18	2020-10-30
	9.000 Shs RBC BEARINGS INC	P	2020-06-18	2020-10-29
	15.000 Shs RBC BEARINGS INC	P	2020-06-18	2020-10-23
	3.000 Shs RBC BEARINGS INC	P	2020-06-18	2020-10-16
	10.000 Shs S&P GLOBAL INC COM	P	2020-03-02	2020-12-02
	12.000 Shs S&P GLOBAL INC COM	P	2020-03-02	2020-06-18
	79.000 Shs SAMPO OYJ UNSPON ADR	P	2020-06-18	2020-10-30
	6.000 Shs SAP AG	P	2020-06-18	2020-11-23
	1.000 Shs SAP AG	P	2020-07-21	2020-11-23
	29.000 Shs SOFTBANK CORP UNSPONS ADR	P	2020-06-18	2020-09-15
	16.000 Shs SOFTBANK CORP UNSPONS ADR	P	2020-06-18	2020-09-14
	47.000 Shs SONOVA HLDG AG UNSP ADR	P	2020-06-18	2020-12-15
	1.000 Shs SONOVA HLDG AG UNSP ADR	P	2020-07-21	2020-12-15
	1.000 Shs STARBUCKS CORP WASHINGTON	P	2020-07-21	2020-08-17
	105.000 Shs STORE CAPITAL CORPORATION	P	2020-02-20	2020-06-18
	346.000 Shs SVENSKA HANDELSBANKEN AB ADR	P	2020-06-18	2020-12-10
	25.000 Shs SVENSKA HANDELSBANKEN AB ADR	P	2020-07-21	2020-12-10
	18.000 Shs TENCENT HLDGS LTD UNSPON ADR	P	2020-07-21	2020-11-02
	8.000 Shs TENCENT HLDGS LTD UNSPON ADR	P	2020-07-21	2020-11-02
	21.000 Shs TEXAS INSTRUMENTS	P	2020-06-18	2020-12-08
	9.000 Shs TEXAS INSTRUMENTS	P	2020-07-21	2020-12-08
	9.000 Shs THERMO FISHER SCIENTIFIC	P	2020-06-18	2020-10-06
	142.000 Shs UBER TECHNOLOGIES INC	P	2020-06-18	2020-12-02
	4.000 Shs ULTA BEAUTY INC	P	2020-06-18	2020-11-24
	108.000 Shs UNICHARM CORP UNSPON ADR	P	2020-06-18	2020-06-30
	10.000 Shs UNITED PARCEL SER INC CL-B	P	2020-06-24	2020-12-07
	1.000 Shs UNITED PARCEL SER INC CL-B	P	2020-07-21	2020-12-07
	1.000 Shs UNITED PARCEL SER INC CL-B	P	2020-07-21	2020-12-07
	2.000 Shs UNITED PARCEL SER INC CL-B	P	2020-07-21	2020-12-07
	14.000 Shs UNITED PARCEL SER INC CL-B	P	2020-06-18	2020-06-23
	10.000 Shs UNITEDHEALTH GP INC	P	2020-06-18	2020-10-06
	2.000 Shs UNITEDHEALTH GP INC	P	2020-07-21	2020-10-06
	124.000 Shs VALERO ENERGY CP DELA NEW	P	2020-06-18	2020-12-22
	3.000 Shs VALERO ENERGY CP DELA NEW	P	2020-07-21	2020-12-22
	25.000 Shs VALERO ENERGY CP DELA NEW	P	2020-06-18	2020-12-08
	24.000 Shs VEEVA SYS INC CL A	P	2019-11-05	2020-06-18
	63.000 Shs VODAFONE GROUP PLC	P	2020-06-18	2020-08-11
	3.000 Shs VODAFONE GROUP PLC	P	2020-07-21	2020-08-11
	22.000 Shs WALMART INC	P	2020-06-18	2020-12-22
	4.000 Shs WALMART INC	P	2020-07-21	2020-12-22
	31.000 Shs WALT DISNEY CO HLDG CO	P	2020-06-18	2020-12-07
	12.000 Shs WALT DISNEY CO HLDG CO	P	2020-07-21	2020-12-07
	6.000 Shs WELLTOWER INC	P	2019-06-18	2020-06-18
	2.000 Shs WELLTOWER INC	P	2019-07-17	2020-06-18
	42.000 Shs WELLTOWER INC	P	2019-07-30	2020-06-18
	29.000 Shs WELLTOWER INC	P	2019-08-02	2020-06-18
	34.000 Shs WYNN MACAU LTD UNSPON ADR	P	2020-06-18	2020-10-28
	7.000 Shs WYNN MACAU LTD UNSPON ADR	P	2020-07-21	2020-10-28
	39.000 Shs WYNN MACAU LTD UNSPON ADR	P	2020-06-18	2020-10-27
	0.000 Shs FHLMC 30G SD8113 2000 50DE01	P	2020-11-06	2020-12-25
	0.000 Shs FHLMC 30G SD8113 2000 50DE01	P	2020-11-06	2021-01-25
	0.000 Shs FHLMC 30G SD8113 2000 50DE01	P	2020-12-10	2021-01-25
	0.000 Shs FNMA POOL MA4204 2000 40DE01	P	2020-12-09	2021-01-25
	58.000 Shs AIRBUS SE UNSPONSORED ADR	P	2019-06-06	2020-07-02
	6.000 Shs AIRBUS SE UNSPONSORED ADR	P	2019-06-06	2020-06-29
	9.000 Shs ALIBABA GROUP HLDG LTD	P	2018-09-06	2020-06-18
	21.000 Shs ALIBABA GROUP HLDG LTD	P	2018-11-28	2020-06-18
	16.000 Shs ALIBABA GROUP HLDG LTD	P	2018-12-10	2020-06-18
	18.000 Shs ALIBABA GROUP HLDG LTD	P	2018-12-11	2020-06-18
	30.000 Shs ALIBABA GROUP HLDG LTD	P	2018-12-13	2020-06-18
	7.000 Shs ALIBABA GROUP HLDG LTD	P	2018-12-14	2020-06-18
	26.000 Shs ALIBABA GROUP HLDG LTD	P	2019-01-16	2020-06-18
	14.000 Shs ALIBABA GROUP HLDG LTD	P	2018-09-06	2020-01-16
	22.000 Shs AMERICAN ELECTRIC POWER CO	P	2019-04-08	2020-05-18
	2.000 Shs AMERICAN ELECTRIC POWER CO	P	2019-04-15	2020-05-18
	26.000 Shs AMERICAN ELECTRIC POWER CO	P	2019-04-23	2020-05-18
	44.000 Shs AMERIPRISE FINCL INC	P	2017-01-05	2020-06-18
	25.000 Shs AMERIPRISE FINCL INC	P	2017-04-18	2020-06-18
	41079.543 Shs BLACKROCK EQUITY DIVIDEND I	P	2012-01-06	2020-06-18
	384.995 Shs BLACKROCK EQUITY DIVIDEND I	P	2012-04-18	2020-06-18
	396.669 Shs BLACKROCK EQUITY DIVIDEND I	P	2012-07-19	2020-06-18
	425.322 Shs BLACKROCK EQUITY DIVIDEND I	P	2012-10-18	2020-06-18
	22.688 Shs BLACKROCK EQUITY DIVIDEND I	P	2012-12-12	2020-06-18
	537.809 Shs BLACKROCK EQUITY DIVIDEND I	P	2012-12-12	2020-06-18
	384.395 Shs BLACKROCK EQUITY DIVIDEND I	P	2013-04-17	2020-06-18
	310.082 Shs BLACKROCK EQUITY DIVIDEND I	P	2013-07-18	2020-06-18
	397.317 Shs BLACKROCK EQUITY DIVIDEND I	P	2013-10-17	2020-06-18
	76.029 Shs BLACKROCK EQUITY DIVIDEND I	P	2013-12-13	2020-06-18
	350.407 Shs BLACKROCK EQUITY DIVIDEND I	P	2013-12-13	2020-06-18
	370.187 Shs BLACKROCK EQUITY DIVIDEND I	P	2014-04-16	2020-06-18
	310.017 Shs BLACKROCK EQUITY DIVIDEND I	P	2014-07-17	2020-06-18
	352.851 Shs BLACKROCK EQUITY DIVIDEND I	P	2014-10-16	2020-06-18
	25.313 Shs BLACKROCK EQUITY DIVIDEND I	P	2014-12-12	2020-06-18
	3498.858 Shs BLACKROCK EQUITY DIVIDEND I	P	2014-12-12	2020-06-18
	314.664 Shs BLACKROCK EQUITY DIVIDEND I	P	2014-12-12	2020-06-18
	304.203 Shs BLACKROCK EQUITY DIVIDEND I	P	2015-04-15	2020-06-18
	320.044 Shs BLACKROCK EQUITY DIVIDEND I	P	2015-07-16	2020-06-18
	296.763 Shs BLACKROCK EQUITY DIVIDEND I	P	2015-10-15	2020-06-18
	12695.994 Shs BLACKROCK EQUITY DIVIDEND I	P	2015-12-11	2020-06-18
	264.452 Shs BLACKROCK EQUITY DIVIDEND I	P	2015-12-11	2020-06-18
	470.057 Shs BLACKROCK EQUITY DIVIDEND I	P	2015-12-11	2020-06-18
	399.290 Shs BLACKROCK EQUITY DIVIDEND I	P	2016-04-13	2020-06-18
	336.607 Shs BLACKROCK EQUITY DIVIDEND I	P	2016-07-21	2020-06-18
	431.512 Shs BLACKROCK EQUITY DIVIDEND I	P	2016-10-13	2020-06-18
	249.206 Shs BLACKROCK EQUITY DIVIDEND I	P	2016-12-06	2020-06-18
	404.650 Shs BLACKROCK EQUITY DIVIDEND I	P	2016-12-06	2020-06-18
	5160.792 Shs BLACKROCK EQUITY DIVIDEND I	P	2016-12-06	2020-06-18
	332.414 Shs BLACKROCK EQUITY DIVIDEND I	P	2017-04-12	2020-06-18
	467.174 Shs BLACKROCK EQUITY DIVIDEND I	P	2017-07-20	2020-06-18
	8032.862 Shs BLACKROCK EQUITY DIVIDEND I	P	2017-07-20	2020-06-18
	387.538 Shs BLACKROCK EQUITY DIVIDEND I	P	2017-07-20	2020-06-18
	421.676 Shs BLACKROCK EQUITY DIVIDEND I	P	2017-10-12	2020-06-18
	340.220 Shs BLACKROCK EQUITY DIVIDEND I	P	2017-12-04	2020-06-18
	4243.604 Shs BLACKROCK EQUITY DIVIDEND I	P	2017-12-04	2020-06-18
	216.094 Shs BLACKROCK EQUITY DIVIDEND I	P	2017-12-04	2020-06-18
	413.303 Shs BLACKROCK EQUITY DIVIDEND I	P	2018-04-11	2020-06-18
	371.325 Shs BLACKROCK EQUITY DIVIDEND I	P	2018-07-19	2020-06-18
	563.621 Shs BLACKROCK EQUITY DIVIDEND I	P	2018-10-11	2020-06-18
	1075.114 Shs BLACKROCK EQUITY DIVIDEND I	P	2018-11-27	2020-06-18
	10913.549 Shs BLACKROCK EQUITY DIVIDEND I	P	2018-11-27	2020-06-18
	525.944 Shs BLACKROCK EQUITY DIVIDEND I	P	2018-11-27	2020-06-18
	628.782 Shs BLACKROCK EQUITY DIVIDEND I	P	2019-04-10	2020-06-18
	33979.683 Shs BLACKROCK MULTI-ASSET INC INST	P	2016-08-01	2020-06-18
	22601.375 Shs BLACKROCK MULTI-ASSET INC INST	P	2017-12-06	2020-06-18
	36493.078 Shs BLACKROCK MULTI-ASSET INC INST	P	2018-03-12	2020-06-18
	4.305 Shs BLACKROCK MULTI-ASSET INC INST	P	2016-08-31	2020-06-18
	147.096 Shs BLACKROCK MULTI-ASSET INC INST	P	2016-08-31	2020-06-18
	167.006 Shs BLACKROCK MULTI-ASSET INC INST	P	2016-09-30	2020-06-18
	176.278 Shs BLACKROCK MULTI-ASSET INC INST	P	2017-01-31	2020-06-18
	170.207 Shs BLACKROCK MULTI-ASSET INC INST	P	2017-02-28	2020-06-18
	191.832 Shs BLACKROCK MULTI-ASSET INC INST	P	2017-03-31	2020-06-18
	199.544 Shs BLACKROCK MULTI-ASSET INC INST	P	2017-04-28	2020-06-18
	196.371 Shs BLACKROCK MULTI-ASSET INC INST	P	2017-05-31	2020-06-18
	186.761 Shs BLACKROCK MULTI-ASSET INC INST	P	2017-06-30	2020-06-18
	175.610 Shs BLACKROCK MULTI-ASSET INC INST	P	2017-07-31	2020-06-18
	186.035 Shs BLACKROCK MULTI-ASSET INC INST	P	2017-08-31	2020-06-18
	190.136 Shs BLACKROCK MULTI-ASSET INC INST	P	2017-09-29	2020-06-18
	163.118 Shs BLACKROCK MULTI-ASSET INC INST	P	2017-10-31	2020-06-18
	192.356 Shs BLACKROCK MULTI-ASSET INC INST	P	2017-11-30	2020-06-18
	208.255 Shs BLACKROCK MULTI-ASSET INC INST	P	2017-12-22	2020-06-18
	245.311 Shs BLACKROCK MULTI-ASSET INC INST	P	2017-12-29	2020-06-18
	246.096 Shs BLACKROCK MULTI-ASSET INC INST	P	2018-01-31	2020-06-18
	309.242 Shs BLACKROCK MULTI-ASSET INC INST	P	2018-02-28	2020-06-18
	386.593 Shs BLACKROCK MULTI-ASSET INC INST	P	2018-03-29	2020-06-18
	498.046 Shs BLACKROCK MULTI-ASSET INC INST	P	2018-04-30	2020-06-18
	554.402 Shs BLACKROCK MULTI-ASSET INC INST	P	2018-05-31	2020-06-18
	455.636 Shs BLACKROCK MULTI-ASSET INC INST	P	2018-07-31	2020-06-18
	478.646 Shs BLACKROCK MULTI-ASSET INC INST	P	2018-08-31	2020-06-18
	434.965 Shs BLACKROCK MULTI-ASSET INC INST	P	2018-09-28	2020-06-18
	495.122 Shs BLACKROCK MULTI-ASSET INC INST	P	2019-04-30	2020-06-18
	9.000 Shs CIGNA CORP	P	2017-06-14	2020-06-18
	7.000 Shs COPA HOLDINGS S.A. CLA A	P	2018-12-06	2020-08-17
	10.000 Shs COPA HOLDINGS S.A. CLA A	P	2018-12-06	2020-07-22
	12.000 Shs COPA HOLDINGS S.A. CLA A	P	2018-12-07	2020-07-22
	44.000 Shs COPA HOLDINGS S.A. CLA A	P	2018-10-09	2020-06-18
	16.000 Shs COPA HOLDINGS S.A. CLA A	P	2018-12-03	2020-06-18
	2.000 Shs COPA HOLDINGS S.A. CLA A	P	2018-12-04	2020-06-18
	9.000 Shs COPA HOLDINGS S.A. CLA A	P	2018-12-07	2020-06-18
	3.000 Shs COPA HOLDINGS S.A. CLA A	P	2019-01-22	2020-06-18
	14.000 Shs DANAHER CORPORATION	P	2016-09-08	2020-06-18
	46.000 Shs DANAHER CORPORATION	P	2018-11-19	2020-06-18
	22.000 Shs DANAHER CORPORATION	P	2018-12-11	2020-06-18
	11.000 Shs DANAHER CORPORATION	P	2018-04-17	2020-04-29
	10.000 Shs DANAHER CORPORATION	P	2018-12-11	2020-04-29
	17.000 Shs DIAGEO PLC SPON ADR NEW	P	2018-06-27	2020-10-21
	20.000 Shs DIAGEO PLC SPON ADR NEW	P	2018-06-27	2020-09-21
	13.000 Shs DIAGEO PLC SPON ADR NEW	P	2017-12-21	2020-06-18
	54.000 Shs DIAGEO PLC SPON ADR NEW	P	2018-06-12	2020-06-18
	41.000 Shs DIAGEO PLC SPON ADR NEW	P	2018-06-25	2020-06-18
	15.000 Shs DIAGEO PLC SPON ADR NEW	P	2018-06-27	2020-06-18
	13.000 Shs ESSEX PROPERTY TRUST INC	P	2019-03-19	2020-12-31
	4.000 Shs ESSEX PROPERTY TRUST INC	P	2019-03-18	2020-10-06
	3.000 Shs ESSEX PROPERTY TRUST INC	P	2019-03-19	2020-10-06
	6.000 Shs ESSEX PROPERTY TRUST INC	P	2019-03-13	2020-07-02
	4.000 Shs ESSEX PROPERTY TRUST INC	P	2019-03-18	2020-07-02
	11.000 Shs ESSEX PROPERTY TRUST INC	P	2019-03-13	2020-06-18
	27.000 Shs ESTEE LAUDER CO INC CL A	P	2018-09-07	2020-06-18
	28.000 Shs ESTEE LAUDER CO INC CL A	P	2018-09-11	2020-06-18
	49.000 Shs EXTRA SPACE STORAGE INC	P	2019-01-16	2020-02-20
	34.000 Shs FERRARI N V	P	2019-05-09	2020-06-18
	13.000 Shs FERRARI N V	P	2019-05-10	2020-06-18
	84.000 Shs FORTUNE BRANDS HOME & SEC INC	P	2019-06-06	2020-06-18
	31.000 Shs LENNAR CORPORATION	P	2019-02-12	2020-12-16
	30.000 Shs LENNAR CORPORATION	P	2019-02-12	2020-06-18
	104.000 Shs LENNAR CORPORATION	P	2019-04-10	2020-06-18
	29.000 Shs LENNAR CORPORATION	P	2019-05-23	2020-06-18
	10.000 Shs LVMH MOET HENNESSY LOUIS VUITT	P	2018-11-05	2020-11-24
	23.000 Shs LVMH MOET HENNESSY LOUIS VUITT	P	2018-11-05	2020-11-24
	91.000 Shs LVMH MOET HENNESSY LOUIS VUITT	P	2018-11-02	2020-06-18
	48.000 Shs LVMH MOET HENNESSY LOUIS VUITT	P	2018-11-05	2020-06-18
	6.000 Shs MASTERCARD INC CL A	P	2012-05-08	2020-12-02
	5.000 Shs MASTERCARD INC CL A	P	2012-05-08	2020-10-01
	6.000 Shs MASTERCARD INC CL A	P	2012-05-08	2020-09-25
	31.000 Shs MASTERCARD INC CL A	P	2012-04-11	2020-06-18
	1.000 Shs MASTERCARD INC CL A	P	2012-05-08	2020-06-18
	44.000 Shs MASTERCARD INC CL A	P	2017-04-26	2020-06-18
	24.000 Shs MASTERCARD INC CL A	P	2017-05-30	2020-06-18
	11.000 Shs MASTERCARD INC CL A	P	2018-06-27	2020-06-18
	15.000 Shs NETEASE.COM INC ADS	P	2018-12-21	2020-06-18
	6.000 Shs NETEASE.COM INC ADS	P	2019-01-30	2020-06-18
	36.000 Shs NIPPON TELEGRAPH&TELEPHONE ADS	P	2015-10-06	2020-06-18
	172.000 Shs NIPPON TELEGRAPH&TELEPHONE ADS	P	2015-10-07	2020-06-18
	29.000 Shs NIPPON TELEGRAPH&TELEPHONE ADS	P	2015-10-13	2020-06-18
	49.000 Shs NORTHERN TRUST CORP	P	2018-12-21	2020-05-19
	21.000 Shs NORTHERN TRUST CORP	P	2018-03-26	2020-03-03
	6.000 Shs NORTHERN TRUST CORP	P	2018-04-03	2020-03-03
	17.000 Shs NORTHERN TRUST CORP	P	2018-03-26	2020-03-02
	10.000 Shs RYANAIR HLDGS PLC ADR	P	2012-04-03	2020-06-18
	56.000 Shs RYANAIR HLDGS PLC ADR	P	2012-04-26	2020-06-18
	22.000 Shs STARBUCKS CORP WASHINGTON	P	2018-01-24	2020-08-17
	33.000 Shs STARBUCKS CORP WASHINGTON	P	2018-01-24	2020-06-18
	41.000 Shs STORE CAPITAL CORPORATION	P	2019-04-18	2020-06-18
	98.000 Shs STORE CAPITAL CORPORATION	P	2019-04-23	2020-06-18
	118.000 Shs STORE CAPITAL CORPORATION	P	2019-04-25	2020-06-18
	2.000 Shs SVB FNCL GRP	P	2019-03-04	2020-06-18
	5.000 Shs SVB FNCL GRP	P	2019-03-13	2020-06-18
	29.000 Shs SVB FNCL GRP	P	2019-03-18	2020-06-18
	7.000 Shs SVB FNCL GRP	P	2019-03-04	2020-04-16
	7.000 Shs SVB FNCL GRP	P	2019-03-04	2020-04-15
	20.000 Shs TAIWAN SMCNDCTR MFG CO LTD ADR	P	2014-05-08	2020-06-29
	71.000 Shs TAIWAN SMCNDCTR MFG CO LTD ADR	P	2014-05-08	2020-06-18
	31.000 Shs TAIWAN SMCNDCTR MFG CO LTD ADR	P	2014-10-06	2020-06-18
	9.000 Shs TENCENT HLDGS LTD UNSPON ADR	P	2015-12-02	2020-11-02
	25.000 Shs TENCENT HLDGS LTD UNSPON ADR	P	2015-12-02	2020-07-13
	66.000 Shs TENCENT HLDGS LTD UNSPON ADR	P	2015-11-20	2020-06-18
	41.000 Shs TENCENT HLDGS LTD UNSPON ADR	P	2015-12-02	2020-06-18
	90.000 Shs TENCENT HLDGS LTD UNSPON ADR	P	2016-03-22	2020-06-18
	101.000 Shs TENCENT HLDGS LTD UNSPON ADR	P	2016-03-31	2020-06-18
	77.000 Shs TENCENT HLDGS LTD UNSPON ADR	P	2016-07-22	2020-06-18
	40.000 Shs VANGUARD FTSE EUROPE ETF	P	2019-02-28	2020-06-19
	13.000 Shs VANGUARD FTSE EUROPE ETF	P	2019-03-22	2020-06-19
	27.000 Shs VANGUARD FTSE EUROPE ETF	P	2019-03-01	2020-06-18
	39.000 Shs VANGUARD FTSE EUROPE ETF	P	2019-03-21	2020-06-18
	6.000 Shs VANGUARD FTSE EUROPE ETF	P	2019-03-22	2020-06-18
	12.000 Shs VANGUARD FTSE EUROPE ETF	P	2019-03-20	2020-05-20
	29.000 Shs VANGUARD FTSE EUROPE ETF	P	2019-03-21	2020-05-20
	22.000 Shs VANGUARD FTSE EUROPE ETF	P	2019-04-03	2020-05-20
	16.000 Shs VANGUARD FTSE EUROPE ETF	P	2019-03-20	2020-05-01
	54.000 Shs VANGUARD FTSE EUROPE ETF	P	2019-04-03	2020-05-01
	19.000 Shs VMWARE INC CLASS A	P	2017-03-22	2020-03-02
	79.000 Shs VMWARE INC CLASS A	P	2017-04-27	2020-03-02
	5.000 Shs VMWARE INC CLASS A	P	2017-05-08	2020-03-02
	35.000 Shs WELLTOWER INC	P	2019-04-09	2020-08-10
	34.000 Shs WELLTOWER INC	P	2019-04-09	2020-08-05
	3.000 Shs WELLTOWER INC	P	2019-04-15	2020-08-05
	13.000 Shs WELLTOWER INC	P	2019-04-08	2020-07-14
	3.000 Shs WELLTOWER INC	P	2019-04-08	2020-07-14
	5.000 Shs WELLTOWER INC	P	2019-04-09	2020-07-14
	8.000 Shs WELLTOWER INC	P	2019-04-08	2020-06-18
	38.000 Shs WELLTOWER INC	P	2019-06-17	2020-06-18
	0.000 Shs FHLMC 30G G08737 3000 46DE01	P	2020-08-11	2020-09-15
	0.000 Shs FHLMC 30G G08737 3000 46DE01	P	2020-08-11	2020-10-15
	0.000 Shs FHLMC 30G G08737 3000 46DE01	P	2020-08-11	2020-11-15
	0.000 Shs FHLMC 30G G08737 3000 46DE01	P	2020-08-11	2020-12-15
	0.000 Shs FHLMC 30G G08737 3000 46DE01	P	2020-08-11	2021-01-15
	0.000 Shs FHLMC 30G SD8010 3000 49AU01	P	2020-07-10	2020-08-25
	0.000 Shs FHLMC 30G SD8010 3000 49SP01	P	2020-07-10	2020-09-25
	0.000 Shs FHLMC 30G SD8010 3000 49SP01	P	2020-07-10	2020-10-25
	0.000 Shs FHLMC 30G SD8010 3000 49SP01	P	2020-07-10	2020-11-25
	0.000 Shs FHLMC 30G SD8010 3000 49SP01	P	2020-07-10	2020-12-25
	0.000 Shs FHLMC 30G SD8010 3000 49SP01	P	2020-07-10	2021-01-25
	0.000 Shs FNMA POOL MA3521 4000 48NV01	P	2020-07-10	2020-08-25
	0.000 Shs FNMA POOL MA3521 4000 48NV01	P	2020-07-10	2020-09-25
	0.000 Shs FNMA POOL MA3521 4000 48NV01	P	2020-07-10	2020-10-25
	49000.000 Shs FNMA POOL MA3521 4000 48NV01	P	2020-07-10	2020-11-06
	0.000 Shs FNMA POOL MA3521 4000 48NV01	P	2020-07-10	2020-11-25
	0.000 Shs FNMA POOL MA3945 4500 50FB01	P	2020-07-10	2020-08-01
	0.000 Shs FNMA POOL MA3945 4500 50FB01	P	2020-07-10	2020-09-01
	0.000 Shs FNMA POOL MA3945 4500 50FB01	P	2020-08-10	2020-09-01
	0.000 Shs FNMA POOL MA3945 4500 50FB01	P	2020-07-10	2020-10-01
	0.000 Shs FNMA POOL MA3945 4500 50FB01	P	2020-08-10	2020-10-01
	0.000 Shs FNMA POOL MA3945 4500 50FB01	P	2020-07-10	2020-11-01
	0.000 Shs FNMA POOL MA3945 4500 50FB01	P	2020-08-10	2020-11-01
	0.000 Shs FNMA POOL MA3945 4500 50FB01	P	2020-07-10	2020-12-01
	0.000 Shs FNMA POOL MA3945 4500 50FB01	P	2020-08-10	2020-12-01
	0.000 Shs FNMA POOL MA3945 4500 50FB01	P	2020-07-10	2021-01-25
	0.000 Shs FNMA POOL MA3945 4500 50FB01	P	2020-08-10	2021-01-25
	0.000 Shs FNMA POOL MA3961 3500 50MH01	P	2020-07-13	2020-08-25
	0.000 Shs FNMA POOL MA3961 3500 50MH01	P	2020-07-13	2020-09-25
	0.000 Shs FNMA POOL MA3961 3500 50MH01	P	2020-07-13	2020-10-25
	0.000 Shs FNMA POOL MA3961 3500 50MH01	P	2020-07-13	2020-11-25
	41000.000 Shs FNMA POOL MA3961 3500 50MH01	P	2020-07-13	2020-12-09
	0.000 Shs FNMA POOL MA3961 3500 50MH01	P	2020-07-13	2020-12-25
	Capital Gain Dividends
	Wash Sale

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	10,000	11,055	-1,055
b	34,056	15,057	18,999
c	50,000	50,000
d	247,867	241,922	5,945
e	170,547	178,000	-7,453
	46,740	49,130	-2,390
	2,124	2,219	-95
	203	215	-12
	931	987	-56
	2,132	2,009	123
	879	1,562	-683
	827	1,466	-639
	1,725	3,300	-1,575
	1,422	2,544	-1,122
	2,629	4,951	-2,322
	2,251	4,121	-1,870
	605	1,100	-495
	1,382	1,298	84
	2,498	2,396	102
	4,205	4,296	-91
	825	675	150
	1,413	1,227	186
	1,649	1,349	300
	729	613	116
	1,851	1,533	318
	1,481	1,227	254
	969	818	151
	1,439	1,227	212
	1,284	1,124	160
	2,230	2,351	-121
	3,345	3,782	-437
	1,606	1,673	-67
	3,168	3,256	-88
	10,145	6,774	3,371
	4,363	3,343	1,020
	7,061	4,927	2,134
	4,035	2,894	1,141
	1,009	724	285
	2,018	1,566	452
	1,009	783	226
	910	745	165
	455	380	75
	786	736	50
	112	117	-5
	217,114	233,969	-16,855
	12,161	13,105	-944
	4,881	5,077	-196
	4,810	5,004	-194
	680	700	-20
	1,371	1,280	91
	2,704	2,241	463
	1,052	927	125
	1,057	927	130
	297	232	65
	1,597	1,236	361
	736	541	195
	207	155	52
	933	695	238
	305	232	73
	1,427	1,082	345
	2,291	2,733	-442
	990	1,201	-211
	1,092	1,535	-443
	1,035	1,343	-308
	2,019	2,027	-8
	2,653	2,725	-72
	758	779	-21
	234	273	-39
	1,558	1,883	-325
	1,223	947	276
	4,036	3,156	880
	1,660	1,499	161
	175	171	4
	175	171	4
	1,617	1,578	39
	3		3

	1		1
	6		6
	5,861	6,130	-269
	5,505	10,103	-4,598
	195	169	26
	49	42	7
	935	803	132
	748	796	-48
	1,354	1,458	-104
	855	921	-66
	1,069	1,151	-82
	3,089	3,699	-610
	255	288	-33
	128	144	-16
	789	646	143
	197	202	-5
	5,950	4,521	1,429
	5,811	6,639	-828
	588	625	-37
	2,222	2,320	-98
	3,368	4,225	-857
	3,127	3,899	-772
	5,640	5,109	531
	2,557	2,505	52
	2,289	1,877	412
	2,861	2,432	429
	3,024	2,742	282
	2,688	2,700	-12
	3,192	3,221	-29
	1,211	1,153	58
	2,972	2,794	178
	220	191	29
	502	417	85
	555	470	85
	578	501	77
	1,585	2,316	-731
	2,907	4,308	-1,401
	2,026	3,022	-996
	2,290	3,244	-954
	2,158	3,084	-926
	3,847	3,110	737
	550	466	84
	1,466	1,241	225
	7,046	8,638	-1,592
	12,575	15,717	-3,142
	768	978	-210
	1,584	1,629	-45
	1,204	1,279	-75
	1,830	1,879	-49
	1,156	1,194	-38
	503	433	70
	1,291	963	328
	1,032	817	215
	7	7
	929	871	58
	133	134	-1
	1,909	1,261	648
	1,909	1,429	480
	2,568	2,026	542
	2,701	1,859	842
	3,301	2,281	1,020
	10,204	7,238	2,966
	329	310	19
	946	989	-43
	449	422	27
	3,589	3,375	214
	2,019	1,899	120
	224	210	14
	2,854	2,735	119
	903	878	25
	140	142	-2
	1,976	1,872	104
	1,124	590	534
	273	174	99
	2,107	2,248	-141
	1,615	1,655	-40
	129	137	-8
	110	116	-6
	311	327	-16
	679	713	-34
	635	655	-20
	1,290	1,329	-39
	457	462	-5
	1,231	1,223	8
	324	331	-7
	4,000	4,257	-257
	333	360	-27
	2,066	1,527	539
	1,580	1,204	376
	607	686	-79
	121	131	-10
	714	824	-110
	1,063	1,236	-173
	1,911	2,059	-148
	379	412	-33
	3,329	2,793	536
	3,916	3,351	565
	1,476	1,330	146
	702	811	-109
	117	164	-47
	868	735	133
	476	405	71
	2,325	1,994	331
	49	45	4
	78	76	2
	2,624	3,947	-1,323
	1,720	1,674	46
	124	123	1
	1,382	1,293	89
	614	575	39
	3,508	2,645	863
	1,503	1,231	272
	4,038	3,161	877
	7,478	4,726	2,752
	1,138	875	263
	880	864	16
	1,671	1,098	573
	167	119	48
	167	119	48
	334	239	95
	1,539	1,503	36
	3,187	2,901	286
	637	610	27
	6,742	8,093	-1,351
	163	173	-10
	1,472	1,632	-160
	5,436	3,381	2,055
	982	996	-14
	47	50	-3
	3,185	2,597	588
	579	531	48
	4,735	3,639	1,096
	1,833	1,431	402
	333	499	-166
	111	169	-58
	2,330	3,519	-1,189
	1,609	2,444	-835
	479	616	-137
	99	126	-27
	570	706	-136
	78	82	-4
	115	122	-7
	9	9
	121	127	-6
	1,066	1,931	-865
	107	199	-92
	2,017	1,443	574
	4,708	3,292	1,416
	3,587	2,406	1,181
	4,035	2,741	1,294
	6,726	4,556	2,170
	1,569	1,035	534
	5,829	3,982	1,847
	3,128	2,246	882
	1,757	1,822	-65
	159	168	-9
	2,076	2,172	-96
	6,673	5,001	1,672
	3,792	3,164	628
	752,166	754,078	-1,912
	7,049	7,469	-420
	7,263	7,739	-476
	7,788	8,703	-915
	415	454	-39
	9,847	10,774	-927
	7,038	8,179	-1,141
	5,678	7,040	-1,362
	7,275	9,112	-1,837
	1,392	1,774	-382
	6,416	8,177	-1,761
	6,778	9,054	-2,276
	5,676	7,819	-2,143
	6,461	8,379	-1,918
	463	613	-150
	64,064	84,699	-20,635
	5,762	7,617	-1,855
	5,570	7,630	-2,060
	5,860	8,085	-2,225
	5,434	7,178	-1,744
	232,464	262,999	-30,535
	4,842	5,478	-636
	8,607	9,737	-1,130
	7,311	8,512	-1,201
	6,163	7,530	-1,367
	7,901	9,476	-1,575
	4,563	5,558	-995
	7,409	9,024	-1,615
	94,494	115,090	-20,596
	6,087	7,653	-1,566
	8,554	10,353	-1,799
	147,082	178,011	-30,929
	7,096	8,588	-1,492
	7,721	9,624	-1,903
	6,229	7,710	-1,481
	77,700	96,169	-18,469
	3,957	4,897	-940
	7,568	9,234	-1,666
	6,799	8,583	-1,784
	10,320	12,790	-2,470
	19,685	21,656	-1,971
	199,827	219,832	-20,005
	9,630	10,594	-964
	11,513	13,101	-1,588
	354,748	364,348	-9,600
	235,958	249,596	-13,638
	380,988	399,348	-18,360
	45	46	-1
	1,536	1,585	-49
	1,744	1,796	-52
	1,840	1,895	-55
	1,777	1,846	-69
	2,003	2,082	-79
	2,083	2,180	-97
	2,050	2,153	-103
	1,950	2,051	-101
	1,833	1,939	-106
	1,942	2,051	-109
	1,985	2,100	-115
	1,703	1,806	-103
	2,008	2,128	-120
	2,174	2,302	-128
	2,561	2,716	-155
	2,569	2,747	-178
	3,228	3,372	-144
	4,036	4,172	-136
	5,200	5,370	-170
	5,788	5,950	-162
	4,757	4,913	-156
	4,997	5,161	-164
	4,541	4,677	-136
	5,169	5,336	-167
	1,705	1,504	201
	345	570	-225
	468	815	-347
	561	989	-428
	2,211	3,632	-1,421
	804	1,401	-597
	100	172	-72
	452	742	-290
	151	266	-115
	2,464	1,106	1,358
	8,097	4,653	3,444
	3,873	2,226	1,647
	1,810	1,119	691
	1,645	1,012	633
	2,311	2,426	-115
	2,553	2,855	-302
	1,831	1,859	-28
	7,606	7,934	-328
	5,775	5,862	-87
	2,113	2,141	-28
	3,058	3,712	-654
	851	1,148	-297
	638	857	-219
	1,414	1,735	-321
	943	1,148	-205
	2,646	3,181	-535
	5,280	3,745	1,535
	5,475	3,870	1,605
	5,228	4,495	733
	5,712	4,818	894
	2,184	1,828	356
	5,272	4,350	922
	2,294	1,498	796
	1,859	1,450	409
	6,445	5,257	1,188
	1,797	1,507	290
	1,171	635	536
	2,693	1,461	1,232
	7,675	5,828	1,847
	4,048	3,048	1,000
	2,025	256	1,769
	1,711	214	1,497
	1,973	256	1,717
	9,349	1,337	8,012
	302	43	259
	13,269	5,106	8,163
	7,238	2,913	4,325
	3,317	2,155	1,162
	6,202	3,677	2,525
	2,481	1,455	1,026
	837	655	182
	3,999	3,101	898
	674	522	152
	3,653	3,929	-276
	1,805	2,161	-356
	516	618	-102
	1,490	1,749	-259
	716	376	340
	4,008	1,933	2,075
	1,726	1,331	395
	2,521	1,997	524
	1,025	1,309	-284
	2,449	3,169	-720
	2,949	3,878	-929
	441	501	-60
	1,102	1,217	-115
	6,390	7,253	-863
	1,116	1,754	-638
	1,143	1,754	-611
	1,122	410	712
	3,988	1,456	2,532
	1,741	646	1,095
	691	178	513
	1,754	495	1,259
	3,910	1,331	2,579
	2,429	812	1,617
	5,331	1,853	3,478
	5,983	2,063	3,920
	4,561	1,847	2,714
	2,048	2,143	-95
	666	702	-36
	1,373	1,458	-85
	1,984	2,135	-151
	305	324	-19
	560	658	-98
	1,353	1,588	-235
	1,026	1,211	-185
	722	877	-155
	2,436	2,973	-537
	2,297	1,541	756
	9,551	6,626	2,925
	604	422	182
	2,000	2,652	-652
	1,800	2,576	-776
	159	228	-69
	648	990	-342
	150	229	-79
	249	379	-130
	444	610	-166
	2,108	3,179	-1,071
	137	142	-5
	149	157	-8
	161	168	-7
	138	145	-7
	137	143	-6
	1,335	1,371	-36
	1,382	1,431	-49
	1,443	1,488	-45
	1,429	1,470	-41
	1,097	1,135	-38
	1,058	1,093	-35
	1,687	1,741	-54
	1,570	1,641	-71
	1,491	1,557	-66
	17,964	18,041	-77
	1,351	1,412	-61
	1,985	2,064	-79
	1,705	1,811	-106
	251	262	-11
	2,423	2,522	-99
	356	371	-15
	1,462	1,552	-90
	215	228	-13
	1,013	1,098	-85
	149	162	-13
	1,970	2,051	-81
	290	302	-12
	1,537	1,604	-67
	2,161	2,268	-107
	2,110	2,210	-100
	2,702	2,796	-94
	29,087	29,234	-147
	1,999	2,085	-86
			18,499
			572

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-1,055
b			18,999
c
d			5,945
e			-7,453
			-2,390
			-95
			-12
			-56
			123
			-683
			-639
			-1,575
			-1,122
			-2,322
			-1,870
			-495
			84
			102
			-91
			150
			186
			300
			116
			318
			254
			151
			212
			160
			-121
			-437
			-67
			-88
			3,371
			1,020
			2,134
			1,141
			285
			452
			226
			165
			75
			50
			-5
			-16,855
			-944
			-196
			-194
			-20
			91
			463
			125
			130
			65
			361
			195
			52
			238
			73
			345
			-442
			-211
			-443
			-308
			-8
			-72
			-21
			-39
			-325
			276
			880
			161
			4
			4
			39
			3

			1
			6
			-269
			-4,598
			26
			7
			132
			-48
			-104
			-66
			-82
			-610
			-33
			-16
			143
			-5
			1,429
			-828
			-37
			-98
			-857
			-772
			531
			52
			412
			429
			282
			-12
			-29
			58
			178
			29
			85
			85
			77
			-731
			-1,401
			-996
			-954
			-926
			737
			84
			225
			-1,592
			-3,142
			-210
			-45
			-75
			-49
			-38
			70
			328
			215

			58
			-1
			648
			480
			542
			842
			1,020
			2,966
			19
			-43
			27
			214
			120
			14
			119
			25
			-2
			104
			534
			99
			-141
			-40
			-8
			-6
			-16
			-34
			-20
			-39
			-5
			8
			-7
			-257
			-27
			539
			376
			-79
			-10
			-110
			-173
			-148
			-33
			536
			565
			146
			-109
			-47
			133
			71
			331
			4
			2
			-1,323
			46
			1
			89
			39
			863
			272
			877
			2,752
			263
			16
			573
			48
			48
			95
			36
			286
			27
			-1,351
			-10
			-160
			2,055
			-14
			-3
			588
			48
			1,096
			402
			-166
			-58
			-1,189
			-835
			-137
			-27
			-136
			-4
			-7

			-6
			-865
			-92
			574
			1,416
			1,181
			1,294
			2,170
			534
			1,847
			882
			-65
			-9
			-96
			1,672
			628
			-1,912
			-420
			-476
			-915
			-39
			-927
			-1,141
			-1,362
			-1,837
			-382
			-1,761
			-2,276
			-2,143
			-1,918
			-150
			-20,635
			-1,855
			-2,060
			-2,225
			-1,744
			-30,535
			-636
			-1,130
			-1,201
			-1,367
			-1,575
			-995
			-1,615
			-20,596
			-1,566
			-1,799
			-30,929
			-1,492
			-1,903
			-1,481
			-18,469
			-940
			-1,666
			-1,784
			-2,470
			-1,971
			-20,005
			-964
			-1,588
			-9,600
			-13,638
			-18,360
			-1
			-49
			-52
			-55
			-69
			-79
			-97
			-103
			-101
			-106
			-109
			-115
			-103
			-120
			-128
			-155
			-178
			-144
			-136
			-170
			-162
			-156
			-164
			-136
			-167
			201
			-225
			-347
			-428
			-1,421
			-597
			-72
			-290
			-115
			1,358
			3,444
			1,647
			691
			633
			-115
			-302
			-28
			-328
			-87
			-28
			-654
			-297
			-219
			-321
			-205
			-535
			1,535
			1,605
			733
			894
			356
			922
			796
			409
			1,188
			290
			536
			1,232
			1,847
			1,000
			1,769
			1,497
			1,717
			8,012
			259
			8,163
			4,325
			1,162
			2,525
			1,026
			182
			898
			152
			-276
			-356
			-102
			-259
			340
			2,075
			395
			524
			-284
			-720
			-929
			-60
			-115
			-863
			-638
			-611
			712
			2,532
			1,095
			513
			1,259
			2,579
			1,617
			3,478
			3,920
			2,714
			-95
			-36
			-85
			-151
			-19
			-98
			-235
			-185
			-155
			-537
			756
			2,925
			182
			-652
			-776
			-69
			-342
			-79
			-130
			-166
			-1,071
			-5
			-8
			-7
			-7
			-6
			-36
			-49
			-45
			-41
			-38
			-35
			-54
			-71
			-66
			-77
			-61
			-79
			-106
			-11
			-99
			-15
			-90
			-13
			-85
			-13
			-81
			-12
			-67
			-107
			-100
			-94
			-147
			-86

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	-146,916
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3	-16,506

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE

1 Reserved

(a) Reserved	(b) Reserved	(c) Reserved	(d) Reserved

Reserved...........................

Reserved,..........................

Form 990-PF (2020)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Reserved................................	1	1,267
c	All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2
3	Add lines 1 and 2...........................	3	1,267
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	1,267
6	Credits/Payments:

a	2020 estimated tax payments and 2019 overpayment credited to 2020	6a	7,884
b	Exempt foreign organizations—tax withheld at source......	6b
c	Tax paid with application for extension of time to file (Form 8868)...	6c
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	7,884
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	6,617
11	Enter the amount of line 10 to be: Credited to 2021 estimated tax6,617	Refunded	11

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2020)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

Thomas D Dee III Telephone no. bullet

(801) 647-0604

Located at bullet

1575 Devonshire DriveSalt Lake CityUT ZIP+4 bullet

841082552

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2020?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2020, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2020?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2020.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?

Form 990-PF (2020)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
Thomas D Dee III	Trustee 2.00	0
1575 Devonshire Drive Salt Lake City,UT841082552	Trustee 2.00	0
Candace C Dee	Trustee 2.00	0
1575 Devonshire Drive Salt Lake City,UT841082552	Trustee 2.00	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................

Form 990-PF (2020)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2020)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

6,496,351

Average of monthly cash balances.......................

315,947

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

6,812,298

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

6,812,298

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

102,184

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

6,710,114

Minimum investment return. Enter 5% of line 5..................

335,506

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part X, line 6....................

335,506

Tax on investment income for 2020 from Part VI, line 5......

1,267

Income tax for 2020. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

1,267

Distributable amount before adjustments. Subtract line 2c from line 1............

334,239

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

334,239

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

334,239

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

327,500

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

327,500

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

327,500

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2020)

Page 9

Part XIII

Undistributed Income (see instructions)

	(a) Corpus	(c) 2019	(d) 2020
1 Distributable amount for 2020 from Part XI, line 7			334,239
2 Undistributed income, if any, as of the end of 2020:
a Enter amount for 2019 only.......		308,462
b Total for prior years:20, 20, 20
3 Excess distributions carryover, if any, to 2020:
a From 2015......
b From 2016......
c From 2017......
d From 2018......
e From 2019......
fTotal of lines 3a through e........
4Qualifying distributions for 2020 from Part
XII, line 4: $ 327,500
a Applied to 2019, but not more than line 2a		308,462
b Applied to undistributed income of prior years (Election required—see instructions).....
c Treated as distributions out of corpus (Election required—see instructions)........	0
d Applied to 2020 distributable amount.....			19,038
e Remaining amount distributed out of corpus
5 Excess distributions carryover applied to 2020.
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............
f Undistributed income for 2020. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2021 ..........			315,201
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......
8 Excess distributions carryover from 2015 not applied on line 5 or line 7 (see instructions) ...
9Excess distributions carryover to 2021. Subtract lines 7 and 8 from line 6a ......
10 Analysis of line 9:
a Excess from 2016....
b Excess from 2017....
c Excess from 2018....
d Excess from 2019....
e Excess from 2020....

Form 990-PF (2020)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2020	(b) 2019	(c) 2018	(d) 2017	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

Thomas D Dee III

Candace C Dee

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2020)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
United Way 257 East 200 South Suite 300 Salt Lake City,UT84111	N/A	501(c)(3)	Promise Partnership - health initiatives	10,000
John A Moran Eye Center 65 Mario Capecchi Drive Salt Lake City,UT84132	N/A	501(c)(3)	Hope in Sight campaign/ongoing research	60,000
Lewis Clark College 0615 SW Palatine Hill Road Portland,OR97219	N/A	501(c)(3)	Endowed scholarship and student internships	45,000
The Nature Conservancy of Utah 559 East South Temple Salt Lake City,UT84102	N/A	501(c)(3)	Utah project support - new campaign	18,750
Boys and Girls Club of SLC 669 South 200 East Suite 100 Salt Lake City,UT84111	N/A	501(c)(3)	Advanced education scholarship and operational support	15,000
University of Utah - College of Nur 10 South 2000 East Salt Lake City,UT84112	N/A	501(c)(3)	Faculty support- expendable fund	50,000
Intermountain Foundation 4401 Harrison Blvd Ogden,UT84403	N/A	501(c)(3)	Layton Hospital Campaign	12,500
Primary Children's Hospital Foundat 100 N Mario Capecchi Drive Salt Lake City,UT84113	N/A	501(c)(3)	Honorary Grandparents' Fund	10,000
Wasatch Community Gardens 824 South 400 West Suite 127 Salt Lake City,UT84101	N/A	501(c)(3)	New Wasatch Community Garden Central Campus Project	50,000
Bear Lake Watch PO Box 205 St Charles,ID83272	N/A	501(c)(3)	To protect and preserve Bear Lake.	6,250
Bicycle Collective 2312 South West Temple Salt Lake City,UT84115	N/A	501(c)(3)	To promote cycling as an effective and sustainable form of transportation, recreation, and as a cornerstone of a cleaner, healthier, and safer society	25,000
Ronald McDonald House 935 East South Temple Salt Lake City,UT84102	N/A	501(c)(3)	To surround families with the support they need to be near and care for their seriously ill or injured children.	25,000
Total ................................. 3a				327,500

bApproved for future payment

Total ................................. 3b

Form 990-PF (2020)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........					10,501
4 Dividends and interest from securities....					127,654
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............					-147,488
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..					-9,333

13Total. Add line 12, columns (b), (d), and (e)..................

-9,333

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2020)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2020)

Additional Data

Software ID:	20011551
Software Version:	2020v4.0

Form 990PF - Special Condition Description:

Special Condition Description

Name of organization Thomas and Candace Dee Family Foundation

Part I Contributors	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
1	Thomas D Dee III Candace C Dee 1575 Devonshire Drive Salt Lake City, UT841082552	$ 10,000	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
2	Thomas D Dee III Candace C Dee 1575 Devonshire Drive Salt Lake City, UT841082552	$ 154,503	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
3	Thomas D Dee III Candace C Dee 1575 Devonshire Drive Salt Lake City, UT841082552	$ 98,847	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)

Name of organization Thomas and Candace Dee Family Foundation		Employer identification number 27-3949457

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
2	6,602.704 Shares - Mainstay Mackay Stock	$ 154,503	2020-12-03
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
3	585 Shares - iShares S&P 100 Stock	$ 98,847	2020-12-03
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
Accrued Interest	FMV	1,725	1,725
Accrued Interest	FMV	766	766
Accrued Interest	FMV	277	277
iShares MSCI EAFE Index (1,475 Shs)	FMV	107,616	107,616
iShares Russell Midcap Value (421 Shs)	FMV	40,820	40,820
iShares S&P Smallcap (546 Shs)	FMV	62,342	62,342
iShares S&P SmallCap (438 Shs)	FMV	35,614	35,614
iShares Russ Midcap Growth (1,008 Shs)	FMV	103,471	103,471
iShares Tr Russ 3000 Index (1,056 Shs)	FMV	236,069	236,069
Simon Prop Group REIT, Inc. (169 Shs)	FMV	14,412	14,412
SPDR Dow Jones Global RE (93 Shs)	FMV	4,135	4,135
Fidelity Advisor II FLTG (2,351.525 Shs)	FMV	21,775	21,775
Mainstay FDS Conv FD (7,498.388 Shs)	FMV	173,213	173,213
Vanguard Dividend ET (400 Shs)	FMV	56,468	56,468
Vanguard Intl Equity (337 Shs)	FMV	16,887	16,887
Janus Invt FD (945.180 Shs)	FMV	10,785	10,785
John Hancock Funds (578.704 Shs)	FMV	13,495	13,495
Doubleline Income (662 Shs)	FMV	10,976	10,976
SPDR S&P Insurance (1,098 Shs)	FMV	36,871	36,871
Ebay Inc (2,000 Shs)	FMV	52,760	52,760
Blackrock Multi-Asset (21,123.953 Shs)	FMV	236,166	236,166
iShares Russell Midcap (968 Shs)	FMV	66,356	66,356
Putnam Equity Income (3,069.826 Shs)	FMV	80,859	80,859
iShares Russell 1000 Growth (400 Shs)	FMV	96,456	96,456
Invesco Developing Mkt (2,018.299 Shs)	FMV	86,625	86,625
Principal FDS Inc (1,920.861 Shs)	FMV	66,981	66,981
Principal Equity (1,452.644 Shs)	FMV	51,627	51,627
Principal Inv Fund (4,024.793 Shs)	FMV	105,087	105,087
Capital One (4,000 Shs)	FMV	106,360	106,360
JP Morgan Ser (4,000 Shs)	FMV	113,920	113,920
iShares S&P 100 (585 Shs)	FMV	100,409	100,409
Shell International (13,000 Shs)	FMV	14,377	14,377
Verizon Communications (12,000 Shs)	FMV	14,144	14,144
CVS Health Corp (12,000 Shs)	FMV	14,280	14,280
Wells Fargo & Co (12,000 Shs)	FMV	13,603	13,603
Citigroup Inc (12,000 Shs)	FMV	13,605	13,605
Comcast Corp (12,000 Shs)	FMV	14,445	14,445
JPMorgan Chase & Co (15,000 Shs)	FMV	17,934	17,934
Goldman Sachs Group (12,000 Shs)	FMV	14,120	14,120
Bank of America Corp (13,000 Shs)	FMV	14,275	14,275
General Electric Co (8,000 Shs)	FMV	10,843	10,843
Microsoft Corp (12,000 Shs)	FMV	16,977	16,977
Enterprise Products (7,000 Shs)	FMV	8,835	8,835
Pimco Income I2 (19,281.632 Shs)	FMV	233,501	233,501
WA Smash SRS (21,606 Shs)	FMV	203,745	203,745
Western Asset Smash (11,017 Shs)	FMV	108,076	108,076
Western Asset Smash (13,258 Shs)	FMV	150,080	150,080


Name of organization Thomas and Candace Dee Family Foundation			Employer identification number 27-3949457
Part III Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) $ Use duplicate copies of Part III if additional space is needed.

Name of Stock	End of Year Book Value	End of Year Fair Market Value
Apple, Inc. (2,312 Shs)	306,779	306,779
United Health Group Inc. (433 Shs)	151,845	151,845
Apple, Inc. (901 Shs)	119,554	119,554
Comcast (1,169 Shs)	61,256	61,256
JP Morgan Chase (432 Shs)	54,894	54,894
MasterCard Inc. (62 Shs)	22,130	22,130
Ryanair Holdings (47 Shs)	5,169	5,169
Taiwan Smcndctr (325 Shs)	35,438	35,438
Disney Walt Company (100 Shs)	18,118	18,118
Nippon Telegraph (380 Shs)	9,766	9,766
Tencent Hldgs (411 Shs)	29,547	29,547
Intl Business Machines (643 Shs)	80,941	80,941
Danaher Corp (57 Shs)	12,662	12,662
Ameriprise Fincl (50 Shs)	9,717	9,717
Cigna Corporation (26 Shs)	5,413	5,413
Diageo PLC (94 Shs)	14,928	14,928
McDonalds Corp (97 Shs)	20,814	20,814
Netease.com (80 Shs)	7,662	7,662
Target Corporation (213 Shs)	37,601	37,601
Northern Trust Corp (172 Shs)	16,020	16,020
Alibaba Group (92 Shs)	21,411	21,411
Estee Lauder Co (40 Shs)	10,648	10,648
LVMH Moet (157 Shs)	19,583	19,583
Microsoft Corp (581 Shs)	129,226	129,226
Abbott Laboratories (300 Shs)	32,847	32,847
Medtronic PLC (250 Shs)	29,285	29,285
Microsoft Corp MSFT (250 Shs)	55,605	55,605
Paychex Inc (250 Shs)	23,295	23,295
Wabtec (204 Shs)	14,933	14,933
Airbus Se (154 Shs)	4,207	4,207
CRH PLC (160 Shs)	6,813	6,813
Experian GP (172 Shs)	6,529	6,529
Extra Space Storage (71 Shs)	8,226	8,226
Ferrari N V (72 Shs)	16,525	16,525
Fortune Brands Home (63 Shs)	5,400	5,400
HDFC Bank (239 Shs)	17,270	17,270
Lennar Corporation (86 Shs)	6,556	6,556
Lululemon Athletics (39 Shs)	13,573	13,573
Nextera Energy (324 Shs)	24,997	24,997
Store Capital Corp (395 Shs)	13,422	13,422
SVB Fincl (27 Shs)	10,471	10,471
Veeva Sys Inc (18 Shs)	4,901	4,901
Qualcomm Inc (50 Shs)	7,617	7,617
ABB Ltd (187 Shs)	5,229	5,229
Abbott Laboratories (77 Shs)	8,431	8,431
Accenture PLC (76 Shs)	19,852	19,852
Adobe Inc (68 Shs)	34,008	34,008
Advance Auto Parts (88 Shs)	13,861	13,861
AIA Group (241 Shs)	11,840	11,840
Air Liquide (59 Shs)	1,940	1,940
Akamai Technologies (139 Shs)	14,594	14,594
Alcon Inc (158 Shs)	10,425	10,425
Alexion Pharm (124 Shs)	19,374	19,374
Allegion Pub (68 Shs)	7,914	7,914
Allstate Corp (208 Shs)	22,865	22,865
Amazon Com (27 Shs)	87,937	87,937
Ameren Corp (135 Shs)	10,538	10,538
America Movil SA (80 Shs)	1,163	1,163
American Elec Pwr (124 Shs)	10,325	10,325
Amgen Inc (92 Shs)	21,153	21,153
Analog Devices (131 Shs)	19,353	19,353
Anheuser Busch (55 Shs)	3,845	3,845
Ansys Inc (17 Shs)	6,185	6,185
Aon PLC (10 Shs)	2,113	2,113
Aptiv PLC (109 Shs)	14,202	14,202
Asahi Kaisei (189 Shs)	3,900	3,900
ASML Holding (44 Shs)	21,460	21,460
Aspen Technology (52 Shs)	6,773	6,773
Assa Abloy (130 Shs)	1,599	1,599
Astrazeneca PLC (170 Shs)	8,498	8,498
AT&T Inc (311 Shs)	8,944	8,944
Atlassian Corp (12 Shs)	2,806	2,806
Automatic Data Processing (83 Shs)	14,624	14,624
Avalonbay Comm (31 Shs)	4,973	4,973
Avery Dennison (50 Shs)	7,756	7,756
B&M European Value (59 Shs)	1,675	1,675
Banco Bilbao Viz (638 Shs)	3,152	3,152
Bank of America Corp (1,150 Shs)	34,857	34,857
Baxter Intl (106 Shs)	8,505	8,505
Beigene Ltd (14 Shs)	3,617	3,617
Bentley Sys Inc (186 Shs)	7,535	7,535
Berkley WR Corp (129 Shs)	8,568	8,568
Best Buy Co (57 Shs)	5,688	5,688
Biomarin Pharmac (103 Shs)	9,032	9,032
Blackrock Inc (30 Shs)	21,646	21,646
Bright Horizons (35 Shs)	6,055	6,055
Bristol Myers Squibb (321 Shs)	19,912	19,912
British Amer Tob Spon (146 Shs)	5,474	5,474
Broadcom Inc (81 Shs)	35,466	35,466
Canadian Natl Railway (22 Shs)	2,417	2,417
Carlsberg AS (287 Shs)	9,221	9,221
CDW Corporation (64 Shs)	8,435	8,435
Charles River Labs (43 Shs)	10,744	10,744
Chemed Corporation (14 Shs)	7,457	7,457
Chevron Corp (313 Shs)	26,433	26,433
Chubb Ltd (154 Shs)	23,704	23,704
Cisco Sys Inc (718 Shs)	32,130	32,130
Citrix Systems (57 Shs)	7,416	7,416
CME Group Inc (85 Shs)	15,474	15,474
CMS Energy (135 Shs)	8,236	8,236
Compagnie Fin Richemontag (319 Shs)	2,855	2,855
Conocophillips (176 Shs)	7,038	7,038
Cooper Co (28 Shs)	10,173	10,173
Copart Inc (74 Shs)	9,417	9,417
Costco Wholesale (54 Shs)	20,346	20,346
Crown Castle (56 Shs)	8,915	8,915
Cummins Inc (46 Shs)	10,447	10,447
CVS Health Corp (275 Shs)	18,783	18,783
Daiichi Sankyo (81 Shs)	2,806	2,806
Daikin Inds Ltd (129 Shs)	2,881	2,881
DBS Group Holdings (30 Shs)	2,282	2,282
Deere & Co (49 Shs)	13,183	13,183
Deutsche Boerse AG (115 Shs)	1,944	1,944
Digital Realty Trust (111 Shs)	15,486	15,486
DNB ASA Sponsored (190 Shs)	3,726	3,726
Docusign Inc (56 Shs)	12,449	12,449
DSV Panalpina (45 Shs)	3,781	3,781
DTE Energy (61 Shs)	7,406	7,406
Duke Energy (39 Shs)	3,571	3,571
Eaton Corp (104 Shs)	12,495	12,495
Ebay Inc (264 Shs)	13,266	13,266
Ecolab Inc (74 Shs)	16,011	16,011
Elanco Animal Health (152 Shs)	4,662	4,662
Eli Lilly & Co (125 Shs)	21,105	21,105
Enel Societa Per Azioni (919 Shs)	9,328	9,328
Engie Spons Adr (112 Shs)	1,714	1,714
EOG Resources (145 Shs)	7,231	7,231
Equifax Inc (44 Shs)	8,485	8,485
Equinix Inc (21 Shs)	14,998	14,998
Essilorluxottica (83 Shs)	6,454	6,454
Euronet Worldwide (10 Shs)	1,449	1,449
Eversource Energy (116 Shs)	10,035	10,035
Exponent Inc (57 Shs)	5,132	5,132
Facebook (203 Shs)	55,451	55,451
Fair Isaac & Co (12 Shs)	6,132	6,132
Fidelity Natl Information (214 Shs)	30,272	30,272
First Republic Bank (76 Shs)	11,167	11,167
FLIR Systems (130 Shs)	5,698	5,698
Flutter Entmt (14 Shs)	1,460	1,460
Franco-Nevada Corp (45 Shs)	5,640	5,640
Galapagos NV (23 Shs)	2,277	2,277
Genmab AS Adr (162 Shs)	6,587	6,587
Gilead Science (98 Shs)	5,709	5,709
Givaudan SA Adr (72 Shs)	6,110	6,110
Grifols SA Adr (73 Shs)	1,346	1,346
Hermes Intl (33 Shs)	3,568	3,568
Hershey Company (50 Shs)	7,617	7,617
Home Depot Inc (198 Shs)	52,593	52,593
Honeywell International (246 Shs)	52,324	52,324
Hong Kong Exchanges (74 Shs)	4,051	4,051
Hoya Corp (31 Shs)	4,302	4,302
Hutchison China Meditech (69 Shs)	2,209	2,209
Iberdrola SA Spon Adr (120 Shs)	6,900	6,900
IHS Markit Ltd (260 Shs)	23,356	23,356
Industria De Diseno (217 Shs)	3,481	3,481
Interactive Brokers Group (78 Shs)	4,752	4,752
Intl Business Machines (214 Shs)	26,938	26,938
Jack Henry & Assoc (35 Shs)	5,670	5,670
Jardine Matheson Hldgs (34 Shs)	1,911	1,911
Johnson & Johnson (321 Shs)	50,519	50,519
Kering SA Adr (111 Shs)	8,042	8,042
Keyence Corp (26 Shs)	14,606	14,606
Kimberly Clark Corp (103 Shs)	13,887	13,887
KLA Corporation (91 Shs)	23,561	23,561
Koninklijke Phil El (62 Shs)	3,359	3,359
L'Oreal Co (93 Shs)	7,082	7,082
Lam Research Corporation (62 Shs)	29,281	29,281
Lennox Intl (27 Shs)	7,397	7,397
Lockheed Martin Corp (87 Shs)	30,883	30,883
London Stk Exchange (666 Shs)	20,819	20,819
Marsh & McLennan (193 Shs)	22,581	22,581
Medtronic PLC (179 Shs)	20,968	20,968
Mercadolibre Inc (5 Shs)	8,376	8,376
Merck & Co Inc (452 Shs)	36,974	36,974
MGM Resorts International (118 Shs)	3,718	3,718
Mondelez Intl (154 Shs)	9,004	9,004
Monster Beverage Corp (169 Shs)	15,629	15,629
MSCI Inc (31 Shs)	13,842	13,842
Murata Manufacturing (142 Shs)	3,217	3,217
Nestle Spon Adr (69 Shs)	8,128	8,128
Nidec Corp (129 Shs)	4,089	4,089
Nitori Hldgs (122 Shs)	2,584	2,584
Nordson CP (47 Shs)	9,445	9,445
Northrop Grumman (30 Shs)	9,142	9,142
Novo Nordisk (147 Shs)	10,268	10,268
Nutanix Inc (192 Shs)	6,119	6,119
NVIDIA Corporation (49 Shs)	25,588	25,588
NXP Semiconductors (79 Shs)	12,562	12,562
Packaging Corp (45 Shs)	6,206	6,206
Palo Alto Networks (61 Shs)	21,679	21,679
Parker Hannifin Corp (51 Shs)	13,893	13,893
Pepsico Inc (142 Shs)	21,059	21,059
Pernod Ricard SA (118 Shs)	4,525	4,525
Philip Morris Intl (177 Shs)	14,654	14,654
Phillips 66 (100 Shs)	6,994	6,994
Pinnacle West Capital (46 Shs)	3,678	3,678
Planet Fitness Inc (15 Shs)	1,164	1,164
PNC Finl Svcs (142 Shs)	21,158	21,158
Pool Corp (30 Shs)	11,175	11,175
Procter & Gamble (210 Shs)	29,219	29,219
Prosus NV Sponsored (93 Shs)	2,017	2,017
Qualcomm Inc (183 Shs)	27,878	27,878
Reckit Benckiser PLC (307 Shs)	5,563	5,563
Recruit Holdings (278 Shs)	2,338	2,338
RELX PLC (239 Shs)	5,894	5,894
Rio Tinto PLC (18 Shs)	1,354	1,354
Rollins Inc (159 Shs)	6,212	6,212
Royal KPN NV (1,028 Shs)	3,177	3,177
Safran SA (243 Shs)	8,617	8,617
Salesforce.com (138 Shs)	30,709	30,709
SAP AG (53 Shs)	6,911	6,911
Sea Limited Adr (26 Shs)	5,175	5,175
Shin Etsu Chem Co (166 Shs)	7,301	7,301
Shionogi & Co (314 Shs)	4,302	4,302
Siteone Landscape (78 Shs)	12,373	12,373
SMC Corp (11 Shs)	6,707	6,707
Softbank Corp (126 Shs)	4,871	4,871
Sonoco Products (129 Shs)	7,643	7,643
Splunk Inc (114 Shs)	19,367	19,367
STMicroelectronics NV (87 Shs)	3,229	3,229
Straumann Hldg (78 Shs)	4,727	4,727
Suzuki Mtr Corp (10 Shs)	1,869	1,869
T Rowe Price Group (107 Shs)	16,199	16,199
TE Connectivity (75 Shs)	9,080	9,080
Teradyne Inc (130 Shs)	15,586	15,586
Terumo Corp (93 Shs)	3,934	3,934
Texas Instruments (261 Shs)	42,838	42,838
TFI Intl (33 Shs)	1,702	1,702
The Scotts Miracle-Gro Co (89 Shs)	17,723	17,723
Thermo Fisher Scientific (62 Shs)	28,878	28,878
Thor Industries (95 Shs)	8,834	8,834
Tokyo Electron Ltd (22 Shs)	2,059	2,059
Total SA Adr (61 Shs)	2,557	2,557
Trane Technologies (157 Shs)	22,790	22,790
US Bancorp (265 Shs)	12,346	12,346
Uber Technologies (322 Shs)	16,422	16,422
Ulta Beauty Inc (59 Shs)	16,942	16,942
Unicharm Corp (610 Shs)	5,850	5,850
Unilever PLC (23 Shs)	1,388	1,388
Union Pacific Corp (180 Shs)	37,480	37,480
United Parcel Ser Inc (241 Shs)	40,584	40,584
United Rentals Inc (19 Shs)	4,406	4,406
Unitedhealth Gp (157 Shs)	55,057	55,057
Verizon Communications (303 Shs)	17,801	17,801
VISA Inc (201 Shs)	43,964	43,964
VMWare Inc (93 Shs)	13,044	13,044
W W Grainger Inc (44 Shs)	17,966	17,966
Walmart Inc (121 Shs)	17,442	17,442
Walt Disney Co (127 Shs)	23,009	23,009
Waste Mgmt Inc (131 Shs)	15,448	15,448
WEC Energy Group (127 Shs)	11,687	11,687
Workday Inc (24 Shs)	5,750	5,750
Xcel Energy (170 Shs)	11,333	11,333
Zebra Tech (33 Shs)	12,682	12,682