Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
THE DALE AND MAX BERGER
FAMILY FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)MAX BERGER CO BLBG 1251 6TH AVENU
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10020
A Employer identification number

46-1612011
B Telephone number (see instructions)

(212) 840-3456
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$15,672,536J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 1,489,176
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 200,980 200,980  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 378,324
b Gross sales price for all assets on line 6a 5,072,346
7 Capital gain net income (from Part IV, line 2)... 1,115,271
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment -62 -62  
12 Total. Add lines 1 through 11........ 2,068,418 1,316,189  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 20,000 10,000   10,000
c Other professional fees (attach schedule).... Click to see attachment 33,741 33,741   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 10,875 875   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 1,056 1,056   0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 65,672 45,672   10,000
25 Contributions, gifts, grants paid....... 725,400 725,400
26 Total expenses and disbursements. Add lines 24 and 25 791,072 45,672   735,400
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 1,277,346
b Net investment income (if negative, enter -0-) 1,270,517
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 576,525 1,123,969 1,123,969
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 5,149,941 Click to see attachment5,591,001 6,594,335
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 5,318,394 Click to see attachment5,728,259 7,947,833
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment8,024 Click to see attachment6,399 Click to see attachment6,399
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 11,052,884 12,449,628 15,672,536
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 11,052,884 12,449,628
29 Total net assets or fund balances (see instructions)..... 11,052,884 12,449,628
30 Total liabilities and net assets/fund balances (see instructions). 11,052,884 12,449,628
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
11,052,884
2
Enter amount from Part I, line 27a .....................
2
1,277,346
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
119,398
4
Add lines 1, 2, and 3 ..........................
4
12,449,628
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
12,449,628
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a LTCG - PERSHING#1047 P   2020-12-31
b STCG -BNY#1613 P   2020-12-31
c LTCG - PERSHING#2465 P   2020-12-31
d LTCG -BNY#1613 P   2020-12-31
e STCG NON-COVERED- BNY#1126 P   2020-12-31
LTCG NON-COVERED- BNY#1126 P   2020-12-31
LTCG - BNY#1126 P   2020-12-31
STCG - PERSHING#1047 P   2020-12-31
STCG - PERSHING#2465 P   2020-12-31
LTCG 841.78 SHS INSTITUTIONAL DIRECT LENDING FUND THREE LTD. P   2020-12-31
LTCG 66.20 SHS INSTITUTIONAL DISTRESSED OPPORTUNITIES FUND LTD. P   2020-12-31
LTCG - BIOTECHNOLOGY FUND P   2020-12-31
LTCG - PERSHING#1047 -DONATED SECURITIES D   2020-12-31
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 167,738   181,830 -14,092
b 1,167,190   1,181,977 -14,787
c 955,597   712,755 242,842
d 504,306   390,974 113,332
e 266,844   299,715 -32,871
252,149   206,935 45,214
94,729   44,899 49,830
41,372   41,372 0
41,674   39,700 1,974
96,168   97,985 -1,817
6,680   6,705 -25
7,066     7,066
1,449,038   752,228 696,810
21,795     21,795
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -14,092
b       -14,787
c       242,842
d       113,332
e       -32,871
      45,214
      49,830
      0
      1,974
      -1,817
      -25
      7,066
      696,810
      21,795
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,115,271
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 17,660
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 17,660
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 17,660
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 17,103
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 15,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 32,103
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 14,443
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet14,443 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changesClick to see attachment....
3
Yes
 
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletANCHIN BLOCK ANCHIN LLP Telephone no.bullet (212) 840-3456

    Located atbullet1375 BROADWAYNEW YORKNY ZIP+4bullet10018
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    MAX W BERGER TRUSTEE
    5.00     		0 0 0
    C/O BLBG 1285 6TH AVE 38TH FLOOR
    NEW YORK,NY10019
    DALE BERGER TRUSTEE
    10.00     		0 0 0
    C/O BLBG 1285 6TH AVE 38TH FLOOR
    NEW YORK,NE10019
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    6,062,263
    b
    Average of monthly cash balances.......................
    1b
    1,336,056
    c
    Fair market value of all other assets (see instructions)................
    1c
    7,947,833
    d
    Total (add lines 1a, b, and c).........................
    1d
    15,346,152
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    15,346,152
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    230,192
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    15,115,960
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    755,798
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    755,798
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    17,660
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    17,660
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    738,138
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    738,138
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    738,138
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    735,400
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    735,400
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    735,400
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 738,138
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 364,487
    b From 2016...... 275,775
    c From 2017...... 663,205
    d From 2018......  
    e From 2019...... 511,680
    fTotal of lines 3a through e........ 1,815,147
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 735,400
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 735,400
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 2,738 2,738
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 1,812,409
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		361,749
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		1,450,660
    10 Analysis of line 9:
    a Excess from 2016.... 275,775
    b Excess from 2017.... 663,205
    c Excess from 2018....  
    d Excess from 2019.... 511,680
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AMERICAN CONSTITUTION SOCIETY
    1899 L STREET NW SUITE 200
    WASHINGTON,DC20036     		NONE PC GENERAL SUPPORT 5,000
    ANTI-DEFAMATION LEAGUE FOUNDATION
    605 THIRD AVENUE
    NEW YORK,NY10158     		NONE PC GENERAL SUPPORT 25,000
    BARUCH COLLEGE
    55 LEXINGTON AVE
    NEW YORK,NY10010     		NONE PC GENERAL SUPPORT 100,500
    BRENNAN CENTER FOR JUSTICE
    120 BROADWAY SUITE 1750
    NEW YORK,NY10271     		NONE PC GENERAL SUPPORT 5,000
    BUTTERFLIES USA CHILDREN'S CHARITY
    PO BOX 272
    NEW YORK,NY10159     		NONE PC GENERAL SUPPORT 5,000
    CITY YEAR NY
    20 W 22ND ST 3RD FLOOR
    NEW YORK,NY10010     		NONE PC GENERAL SUPPORT 10,000
    COLUMBIA LAW SCHOOL
    435 WEST 116TH STREET
    NEW YORK,NY10027     		NONE PC GENERAL SUPPORT 100,000
    EAST BAY COMMUNITY LAW CENTER
    2921 ADELINE STREET
    BERKELY,CA94703     		NONE PC GENERAL SUPPORT 2,500
    EQUAL JUSTICE INITIATIVE
    122 COMMERCE STREET
    MONTGOMERY,AL36104     		NONE PC GENERAL SUPPORT 5,000
    GETTING OUT AND STAYING OUT
    75TH E 116TH ST
    NEW YORK,NY10029     		NONE PC GENERAL SUPPORT 5,000
    HER JUSTICE
    100 BROADWAY 10TH FLOOR
    NEW YORK,NY10005     		NONE PC GENERAL SUPPORT 60,000
    MEDIA MATTERS FOR AMERICA
    455 MASSACHUSETTS AVE NW NO 6TH
    WASHINGTON,DC20001     		NONE PC GENERAL SUPPORT 25,000
    MEMORIAL SLOAN KETTERING
    885 SECOND AVENUE 7TH FL
    NEW YORK,NY10017     		NONE PC GENERAL SUPPORT 10,000
    NEW ALTERNATIVES FOR CHILDREN
    37 WEST 26TH ST
    NEW YORK,NY10010     		NONE PC GENERAL SUPPORT 15,000
    NYU LANGONE HEALTH
    ONE PARK AVENUE 5TH FL
    NEW YORK,NY10016     		NONE PC GENERAL SUPPORT 2,000
    PARK AVENUE SYNAGOGUE
    50 EAST 87TH STREET
    NEW YORK,NY10128     		NONE PC GENERAL SUPPORT 30,400
    SKIDMORE COLLEGE
    815 NORTH BROADWAY
    SARATOGA SPRINGS,NY12866     		NONE PC GENERAL SUPPORT 25,000
    SOUTHERN POVERTY LAW CENTER
    400 WASHINGTON AVENUE
    MONTGOMERY,AL36104     		NONE PC GENERAL SUPPORT 10,000
    THE ANDREW GOODMAN FOUNDATION
    PO BOX 394
    MAHWAH,NJ07430     		NONE PC GENERAL SUPPORT 85,000
    UJA FEDERATION
    130 E 59TH STREET
    NEW YORK,NY10022     		NONE PC GENERAL SUPPORT 100,000
    WOMEN FOR WOMEN
    2000 M STREET NW SUITE 200
    WASHINGTON,DC20036     		NONE PC GENERAL SUPPORT 100,000
    Total .................................bullet 3a 725,400
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 200,980  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 378,324  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aOTHER INCOME/LOSS - PARTNERSHIP     		    14 -226  
    bMISCELLANEOUS INCOME     14 164  
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 579,242 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    579,242
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    THE DALE AND MAX BERGER
    FAMILY FOUNDATION
    Employer identification number

    46-1612011
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    THE DALE AND MAX BERGER
    FAMILY FOUNDATION         		Employer identification number
    46-1612011
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    MAX W BERGER & DALE G BERGER
     
    181 EAST 65TH STREET
     
    NEW YORK, NY10065

    		$ 1,489,176


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    THE DALE AND MAX BERGER
    FAMILY FOUNDATION         		Employer identification number

    46-1612011
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 1,275 SHS PERNOD RICARD $ 211,937 2020-02-27
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 500 SHS DIAGEO PLC ORD $ 18,170 2020-02-27
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 915 SHS HEINEKEN HLDG $ 76,014 2020-02-27
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 1,414 SHS BERKSHIRE HATHAWAY INC $ 298,114 2020-02-27
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 1,300 SHS BROWN FORMAN CORP $ 82,700 2020-02-27
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 595 SHS COMCAST CORP CL A. $ 24,868 2020-02-27
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Name of organization
    THE DALE AND MAX BERGER
    FAMILY FOUNDATION         		Employer identification number

    46-1612011
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 1,580 SHS MASTERCARD INC CL $ 456,928 2020-02-27
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 3,075 SHS NESTLE SA $ 320,445 2020-02-27
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    THE DALE AND MAX BERGER
    FAMILY FOUNDATION         		Employer identification number

    46-1612011
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    THE DALE AND MAX BERGER
     
    FAMILY FOUNDATION
    EIN:
    46-1612011
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 20,000 10,000   10,000

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    THE DALE AND MAX BERGER
     
    FAMILY FOUNDATION
    EIN:
    46-1612011
    Name of Stock End of Year Book Value End of Year Fair Market Value
    BNY UMF 1126 - SHIFT4 PMTS INC CL A - 80 SHS 3,954 6,032
    BNY UMF 1126 - HEICO CORP NEW COM - 72 SHS 4,526 9,533
    BNY UMF 1126 - COSTAR GROUP INC COM - 12 SHS 6,698 11,091
    BNY UMF 1613 - DISNEY WALT CO DISNEY COM - 75 SHS 8,793 13,589
    BNY UMF 1126 - SHAKE SHACK INC CL A - 190 SHS 9,486 16,108
    BNY UMF 1126 - ANSYS INC COM - 53 SHS 10,250 19,281
    BNY UMF 1126 - TENABLE HLDGS INC COM - 334 SHS 12,448 17,455
    BNY UMF 1126 - REPLIGEN CORP COM - 104 SHS 12,892 19,930
    BNY UMF 1126 - EXPEDITORS INTL WASH INC COM - 206 SHS 14,273 19,593
    BNY UMF 1126 - ADVANCED DRAIN SYS INC DEL COM - 261 SHS 16,388 21,814
    BNY UMF 1126 - HIL ROM HLDGS COM - 198 SHS 16,840 19,398
    BNY UMF 1126 - LIVE NATION ENTMT INC COM - 429 SHS 19,333 31,523
    BNY UMF 1126 - ROLLINS INC - 838 SHS 20,010 32,741
    BNY UMF 1613 - SHERWIN WILLIAMS CO COM - 50 SHS 22,265 36,746
    BNY UMF 1613 - LVMH (MOET HENNESSY LOUIS VUITTON) - 61 SHS 23,216 38,127
    BNY UMF 1613 - BOOKING HLDGS INC COM - 15 SHS 26,371 33,409
    BNY UMF 1126 - WILLIAMS SONOMA INC COM - 379 SHS 27,252 38,597
    BNY UMF 1126 - POOL CORP COM - 88 SHS 28,108 32,780
    BNY UMF 1126 - STERIS PLC REGISTERED SHS - 205 SHS 29,455 38,856
    BNY UMF 1126 - CERIDIAN HCM HLDG INC COM - 650 SHS 33,271 69,264
    BNY UMF 1613 - BLACKROCK INC COM - 90 SHS 42,964 64,939
    BNY UMF 1613 - HOME DEPOT INC COM - 205 SHS 43,138 54,452
    BNY UMF 1126 - ULTA SALON COSMETICS & FRAGRANCE INC - 211 SHS 43,304 60,591
    BNY UMF 1126 - TORO CO - 650 SHS 43,473 61,646
    BNY UMF 1126 - ENTEGRIS INC COM - 650 SHS 43,747 62,465
    BNY UMF 1126 - AMPHENOL CORP NEW CL A - 555 SHS 45,245 72,577
    BNY UMF 1126 - PERKINELMER INC COM - 615 SHS 45,830 88,253
    BNY UMF 1126 - TRACTOR SUPPLY CO COM - 387 SHS 46,073 54,404
    BNY UMF 1126 - BROWN & BROWN INC - 1455 SHS 46,285 68,982
    BNY UMF 1126 - FIRST REP BK SAN FRANCISCO CALIF NEW COM - 573 SHS 46,318 84,191
    BNY UMF 1126 - EVERBRIDGE INC COM - 492 SHS 47,247 73,342
    BNY UMF 1126 VAIL RESORTS INC COM - 225 SHS 47,601 62,766
    BNY UMF 1126 - PAYCHEX INC COM - 744 SHS 47,828 69,326
    BNY UMF 1126 - JACOBS ENGR GROUP INC COM - 666 SHS 49,125 72,567
    BNY UMF 1613 - WALMART INC COM - 425 SHS 50,288 61,264
    BNY UMF 1613 - MCDONALDS CORP - 275 SHS 50,669 59,010
    BNY UMF 1126 - MORNINGSTAR INC COM - 262 SHS 52,977 60,671
    BNY UMF 1126 - CLARIVATE PLC SHS - 2788 SHS 53,489 82,831
    BNY UMF 1613 - DIAGEO PLC SPONSORED ADR NEW - 400 SHS 56,500 63,524
    BNY UMF 1126 - SERVICE CORP INTL - 1421 SHS 57,512 69,771
    BNY UMF 1613 - MICROSOFT CORP COM - 350 SHS 57,852 77,847
    BNY UMF 1126 - SS&C TECHNOLOGIES HLDGS INC COM - 1245 SHS 60,437 90,574
    BNY UMF 1613 - ACTIVISION BLIZZARD INC COM - 775 SHS 61,126 71,959
    BNY UMF 1613 - NESTLE SA CHAM ET VEVEY SHS COM NEW - 675 SHS 62,047 81,850
    BNY UMF 1613 - WILLIAMS SONOMA INC COM - 975 SHS 62,161 99,294
    BNY UMF 1126 - GODADDY INC CL A - 1051 SHS 62,568 87,180
    BNY UMF 1613 - ALPHABET INC CAP STK CL C - 49 SHS 62,957 85,842
    BNY UMF 1613 - DOMINOS PIZZA INC COM - 165 SHS 63,218 63,271
    BNY UMF 1613 - COCA COLA COMPANY - 1500 SHS 68,601 82,260
    BNY UMF 1613 - AMERICAN EXPRESS COMPANY - 675 SHS 69,122 81,614
    BNY UMF 1126 - CDW CORP COM - 712 SHS 69,532 93,834
    BNY UMF 1613 - TARGET CORP COM - 575 SHS 69,907 101,505
    BNY UMF 1126 - CINCINNATI FINL CORP COM - 953 SHS 70,136 83,264
    BNY UMF 1613 - QUALCOMM INC - 600 SHS 71,511 91,404
    BNY UMF 1613 - PROCTER & GAMBLE CO COM - 575 SHS 72,553 80,006
    BNY UMF 1126 - MARTIN MARIETTA MATLS INC COM - 362 SHS 74,416 102,797
    BNY UMF 1613 - PEPSICO INC COM - 575 SHS 75,954 85,273
    BNY UMF 1613 - UNITED PARCEL SVC INC CL B 83,151 88,410
    BNY UMF 1613 - JOHNSON & JOHNSON COM - 650 SHS 95,736 102,297
    BNY UMF 1613 - CAMPBELL SOUP CO COM - 2450 SHS 116,657 118,458
    BNY UMF 1613 - EBAY INC COM - 2875 SHS 132,973 144,469
    JP MORGAN CHASE BANK #6006 - LOOMIS SAYLES GLOBAL BOND 702,175 811,161
    PERSHING, LLC #1047 - PIMCO TOTAL RETURN FUND INSTITUTIONAL - 99364.588 SHS 999,135 1,053,265
    PERSHING, LLC #1047 - BLACKSTONE MTG TR INC COM CL A - 34255.777 SHS 1,021,634 943,062

    TY 2020 InvestmentsOtherSchedule2
    Name:
    THE DALE AND MAX BERGER
     
    FAMILY FOUNDATION
    EIN:
    46-1612011
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    BIOTECHONOLOGY FUND AT COST 136,726 37,591
    EP LIFE SCIENCES LTD AT COST 495,154 919,223
    INSTITUTIONAL DIRECT LENDING FUND III LTD. AT COST 642,829 735,806
    INSTITUTIONAL DISTRESSED OPPORTUNITIES FUND AT COST 818,295 860,386
    EP HEDGED EQUITY STRATEGIES LTD. AT COST 1,397,290 2,460,736
    EP ABSOLUTE RETURN STRATEGIES TWO LTD. AT COST 2,237,965 2,934,091

    TY 2020 OtherAssetsSchedule
    Name:
    THE DALE AND MAX BERGER
     
    FAMILY FOUNDATION
    EIN:
    46-1612011
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    DUE FROM/TO BROKER 8,024 6,399 6,399


    TY 2020 OtherExpensesSchedule
    Name:
    THE DALE AND MAX BERGER
     
    FAMILY FOUNDATION
    EIN:
    46-1612011
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CUSTODY FEE 1,021 1,021   0
    ADR FEES 35 35   0


    TY 2020 OtherIncomeSchedule2
    Name:
    THE DALE AND MAX BERGER
     
    FAMILY FOUNDATION
    EIN:
    46-1612011
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER INCOME/LOSS - PARTNERSHIP -226 -226 -226
    MISCELLANEOUS INCOME 164 164 164


    TY 2020 OtherIncreasesSchedule
    Name:
    THE DALE AND MAX BERGER
     
    FAMILY FOUNDATION
    EIN:
    46-1612011
    Description Amount
    BIOTECHNOLOGY VALUE FUND II LP- TAX BASIS ADJUSTMENT 119,398


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    THE DALE AND MAX BERGER
     
    FAMILY FOUNDATION
    EIN:
    46-1612011
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT FEES 33,741 33,741   0


    TY 2020 TaxesSchedule
    Name:
    THE DALE AND MAX BERGER
     
    FAMILY FOUNDATION
    EIN:
    46-1612011
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 875 875   0
    FEDERAL EXCISE TAX 10,000 0   0