Form990-PF
Click to see list of attachments

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
THE HICKEY FAMILY FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)530 E HUBER STREET
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MESA, AZ85203
A Employer identification number

86-6331657
B Telephone number (see instructions)

(480) 962-8139
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$144,131,299J Accounting method:
MODIFIED CASH
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 2,000
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 2,096,977 2,096,977  
5a Gross rents............ 53,833 53,833  
b Net rental income or (loss) 49,195
6a Net gain or (loss) from sale of assets not on line 10 671,908
b Gross sales price for all assets on line 6a 79,861,532
7 Capital gain net income (from Part IV, line 2)... 671,908
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 27,228 27,228  
12 Total. Add lines 1 through 11........ 2,851,946 2,849,946  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 449,608     449,608
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 9,325     9,325
b Accounting fees (attach schedule)....... Click to see attachment 46,500 39,750   6,750
c Other professional fees (attach schedule).... Click to see attachment 12,000     12,000
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 50,002 2,605   11,897
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 1,638     1,638
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see list of attachments 334,497 290,034   44,463
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 903,570 332,389   535,681
25 Contributions, gifts, grants paid....... 6,032,804 6,032,804
26 Total expenses and disbursements. Add lines 24 and 25 6,936,374 332,389   6,568,485
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -4,084,428
b Net investment income (if negative, enter -0-) 2,517,557
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 2,878,822 2,655,122 2,655,122
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 137,704,629 Click to see attachment141,476,177 141,476,177
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 140,583,451 144,131,299 144,131,299
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment229,585 Click to see attachment152,000
23 Total liabilities (add lines 17 through 22)......... 229,585 152,000
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 140,353,866  
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 140,353,866 143,979,299
30 Total liabilities and net assets/fund balances (see instructions). 140,583,451 144,131,299
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
140,353,866
2
Enter amount from Part I, line 27a .....................
2
-4,084,428
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
7,709,861
4
Add lines 1, 2, and 3 ..........................
4
143,979,299
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
143,979,299
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 2500 APPLE INC COM P 2020-02-13 2020-03-17
b 96993.21 BBH LTD DURATION FUND CL I P 2020-04-07 2020-12-18
c 97370.983 BBH LTD DURATION FUND CL I P 2020-04-07 2020-11-18
d 97751.711 BBH LTD DURATION FUND CL I P 2020-04-07 2020-08-14
e 858.57 CARMAX AUTO OWNER TR 2018-2 ASSET BACKED NT CL A-3 DTD 04/25/18 2.980% DUE 01/17/23 P 2019-05-07 2020-04-14
22000 CATERPILLAR INC UNSECD SR NT C01/09/30 @100 DTD 04/09/20 2.600% DUE 04/09/30 P 2020-04-07 2020-08-17
6000 CATERPILLAR INC UNSECD SR NT C01/09/30 @100 DTD 04/09/20 2.600% DUE 04/09/30 P 2020-04-07 2020-08-14
16000 CATERPILLAR INC UNSECD SR NT C01/09/30 @100 DTD 04/09/20 2.600% DUE 04/09/30 P 2020-04-06 2020-08-14
29000 CATERPILLAR INC UNSECD SR NT C01/09/30 @100 DTD 04/09/20 2.600% DUE 04/09/30 P 2020-04-06 2020-08-14
13000 CATERPILLAR INC UNSECD SR NT C01/09/30 @100 DTD 04/09/20 2.600% DUE 04/09/30 P 2020-04-08 2020-08-11
3000 CATERPILLAR INC UNSECD SR NT C01/09/30 @100 DTD 04/09/20 2.600% DUE 04/09/30 P 2020-04-06 2020-08-11
3000 CATERPILLAR INC UNSECD SR NT C01/09/30 @100 DTD 04/09/20 2.600% DUE 04/09/30 P 2020-04-08 2020-08-10
1000 CATERPILLAR INC UNSECD SR NT C01/09/30 @100 DTD 04/09/20 2.600% DUE 04/09/30 P 2020-04-08 2020-08-04
18000 CATERPILLAR INC UNSECD SR NT C01/09/30 @100 DTD 04/09/20 2.600% DUE 04/09/30 P 2020-04-08 2020-08-04
50000 CATERPILLAR INC UNSECD SR NT C01/09/30 @100 DTD 04/09/20 2.600% DUE 04/09/30 P 2020-04-08 2020-08-04
154000 DISCOVERY COMMUNICATIONS LLC UNSECD SR NT C5/15/25 @100 DTD 12/15/18 3.950% DUE 06/15/25 P 2020-04-01 2020-07-31
36000 DISCOVERY COMMUNICATIONS LLC UNSECD SR NT C5/15/25 @100 DTD 12/15/18 3.950% DUE 06/15/25 P 2020-04-01 2020-07-30
63734.863 DOUBLELINE SHILLER ENHANCED CAPE FUND CL I P 2019-07-05 2020-06-02
64350.064 DOUBLELINE SHILLER ENHANCED CAPE FUND CL I P 2019-07-01 2020-06-02
78328.982 DOUBLELINE SHILLER ENHANCED CAPE FUND CL I P 2019-06-19 2020-06-02
65832.785 DOUBLELINE SHILLER ENHANCED CAPE FUND CL I P 2019-06-14 2020-06-02
9007.43 FEDERAL HOME LN MTG CORP POOL #SB8073 DTD 10/01/20 1.500% DUE 10/01/35 P 2020-10-05 2020-12-31
8558.28 FEDERAL HOME LN MTG CORP POOL #SB8073 DTD 10/01/20 1.500% DUE 10/01/35 P 2020-10-05 2020-11-30
5973.77 FEDERAL HOME LN MTG CORP POOL #SB8073 DTD 10/01/20 1.500% DUE 10/01/35 P 2020-10-05 2020-10-31
4738.19 FEDERAL NATL MTG ASSN POOL #BP6626 DTD 08/01/20 2.000% DUE 08/01/50 P 2020-09-09 2020-12-31
3173.33 FEDERAL NATL MTG ASSN POOL #BP6626 DTD 08/01/20 2.000% DUE 08/01/50 P 2020-09-09 2020-11-30
3182.42 FEDERAL NATL MTG ASSN POOL #BP6626 DTD 08/01/20 2.000% DUE 08/01/50 P 2020-09-09 2020-10-31
2517.35 FEDERAL NATL MTG ASSN POOL #BP6626 DTD 08/01/20 2.000% DUE 08/01/50 P 2020-09-09 2020-09-30
14793.06 FEDERAL NATL MTG ASSN POOL #CA1430 DTD 03/01/18 3.000% DUE 03/01/33 P 2019-12-17 2020-11-30
9704.53 FEDERAL NATL MTG ASSN POOL #CA1430 DTD 03/01/18 3.000% DUE 03/01/33 P 2019-12-17 2020-10-31
12128.94 FEDERAL NATL MTG ASSN POOL #CA1430 DTD 03/01/18 3.000% DUE 03/01/33 P 2019-12-17 2020-09-30
23806.62 FEDERAL NATL MTG ASSN POOL #CA1430 DTD 03/01/18 3.000% DUE 03/01/33 P 2019-12-17 2020-08-31
21826.35 FEDERAL NATL MTG ASSN POOL #CA1430 DTD 03/01/18 3.000% DUE 03/01/33 P 2019-12-17 2020-07-31
10265.12 FEDERAL NATL MTG ASSN POOL #CA1430 DTD 03/01/18 3.000% DUE 03/01/33 P 2019-12-17 2020-06-30
25113.57 FEDERAL NATL MTG ASSN POOL #CA1430 DTD 03/01/18 3.000% DUE 03/01/33 P 2019-12-17 2020-05-31
7687.98 FEDERAL NATL MTG ASSN POOL #CA1430 DTD 03/01/18 3.000% DUE 03/01/33 P 2019-12-17 2020-04-30
11270.08 FEDERAL NATL MTG ASSN POOL #CA1430 DTD 03/01/18 3.000% DUE 03/01/33 P 2019-12-17 2020-03-31
17607.83 FEDERAL NATL MTG ASSN POOL #CA1430 DTD 03/01/18 3.000% DUE 03/01/33 P 2019-12-17 2020-02-29
9717.21 FEDERAL NATL MTG ASSN POOL #CA1430 DTD 03/01/18 3.000% DUE 03/01/33 P 2019-12-17 2020-01-31
4577.96 FEDERAL NATL MTG ASSN POOL #CA5701 DTD 04/01/20 2.500% DUE 05/01/50 P 2020-08-17 2020-12-31
3562.94 FEDERAL NATL MTG ASSN POOL #CA5701 DTD 04/01/20 2.500% DUE 05/01/50 P 2020-08-17 2020-11-30
3307.85 FEDERAL NATL MTG ASSN POOL #CA5701 DTD 04/01/20 2.500% DUE 05/01/50 P 2020-08-17 2020-10-31
2659.81 FEDERAL NATL MTG ASSN POOL #CA5701 DTD 04/01/20 2.500% DUE 05/01/50 P 2020-08-17 2020-09-30
14008.26 FEDERAL NATL MTG ASSN POOL #FM1127 DTD 06/01/19 3.000% DUE 06/01/32 P 2019-08-14 2020-07-31
12462.19 FEDERAL NATL MTG ASSN POOL #FM1127 DTD 06/01/19 3.000% DUE 06/01/32 P 2019-08-14 2020-06-30
8753.91 FEDERAL NATL MTG ASSN POOL #FM1127 DTD 06/01/19 3.000% DUE 06/01/32 P 2019-08-14 2020-05-31
12362.38 FEDERAL NATL MTG ASSN POOL #FM1127 DTD 06/01/19 3.000% DUE 06/01/32 P 2019-08-14 2020-04-30
9653.23 FEDERAL NATL MTG ASSN POOL #FM1127 DTD 06/01/19 3.000% DUE 06/01/32 P 2019-08-14 2020-03-31
9535.38 FEDERAL NATL MTG ASSN POOL #FM1127 DTD 06/01/19 3.000% DUE 06/01/32 P 2019-08-14 2020-02-29
8397 FEDERAL NATL MTG ASSN POOL #FM1127 DTD 06/01/19 3.000% DUE 06/01/32 P 2019-08-14 2020-01-31
38188.03 FEDERAL NATL MTG ASSN POOL #FM1902 DTD 11/01/19 3.000% DUE 11/01/34 P 2019-12-17 2020-11-30
27344.47 FEDERAL NATL MTG ASSN POOL #FM1902 DTD 11/01/19 3.000% DUE 11/01/34 P 2019-12-17 2020-10-31
28155.04 FEDERAL NATL MTG ASSN POOL #FM1902 DTD 11/01/19 3.000% DUE 11/01/34 P 2019-12-17 2020-09-30
32409.26 FEDERAL NATL MTG ASSN POOL #FM1902 DTD 11/01/19 3.000% DUE 11/01/34 P 2019-12-17 2020-08-31
32179.55 FEDERAL NATL MTG ASSN POOL #FM1902 DTD 11/01/19 3.000% DUE 11/01/34 P 2019-12-17 2020-07-31
27452.72 FEDERAL NATL MTG ASSN POOL #FM1902 DTD 11/01/19 3.000% DUE 11/01/34 P 2019-12-17 2020-06-30
25891.72 FEDERAL NATL MTG ASSN POOL #FM1902 DTD 11/01/19 3.000% DUE 11/01/34 P 2019-12-17 2020-05-31
12437.42 FEDERAL NATL MTG ASSN POOL #FM1902 DTD 11/01/19 3.000% DUE 11/01/34 P 2019-12-17 2020-04-30
11780.68 FEDERAL NATL MTG ASSN POOL #FM1902 DTD 11/01/19 3.000% DUE 11/01/34 P 2019-12-17 2020-03-31
7731.26 FEDERAL NATL MTG ASSN POOL #FM1902 DTD 11/01/19 3.000% DUE 11/01/34 P 2019-12-17 2020-02-29
9024.19 FEDERAL NATL MTG ASSN POOL #FM1902 DTD 11/01/19 3.000% DUE 11/01/34 P 2019-12-17 2020-01-31
19182.37 FEDERAL NATL MTG ASSN POOL #MA3797 DTD 09/01/19 2.500% DUE 10/01/34 P 2019-10-07 2020-09-30
17243.2 FEDERAL NATL MTG ASSN POOL #MA3797 DTD 09/01/19 2.500% DUE 10/01/34 P 2019-10-07 2020-08-31
17339.5 FEDERAL NATL MTG ASSN POOL #MA3797 DTD 09/01/19 2.500% DUE 10/01/34 P 2019-10-07 2020-07-31
15056.39 FEDERAL NATL MTG ASSN POOL #MA3797 DTD 09/01/19 2.500% DUE 10/01/34 P 2019-10-07 2020-06-30
12364.3 FEDERAL NATL MTG ASSN POOL #MA3797 DTD 09/01/19 2.500% DUE 10/01/34 P 2019-10-07 2020-05-31
14239.91 FEDERAL NATL MTG ASSN POOL #MA3797 DTD 09/01/19 2.500% DUE 10/01/34 P 2019-10-07 2020-04-30
9089.54 FEDERAL NATL MTG ASSN POOL #MA3797 DTD 09/01/19 2.500% DUE 10/01/34 P 2019-10-07 2020-03-31
4597.3 FEDERAL NATL MTG ASSN POOL #MA3797 DTD 09/01/19 2.500% DUE 10/01/34 P 2019-10-07 2020-02-29
3314.09 FEDERAL NATL MTG ASSN POOL #MA3797 DTD 09/01/19 2.500% DUE 10/01/34 P 2019-10-07 2020-01-31
1941.24 FEDERAL NATL MTG ASSN POOL #MA4182 DTD 10/01/20 2.000% DUE 11/01/50 P 2020-10-23 2020-12-31
1545.19 FEDERAL NATL MTG ASSN POOL #MA4182 DTD 10/01/20 2.000% DUE 11/01/50 P 2020-10-23 2020-11-30
629.65 FEDERAL NATL MTG ASSN SER 2014-M9 CL A2 DTD 08/01/14 3.103% DUE 07/25/24 P 2020-12-04 2020-12-31
42000 GOLDMAN SACHS GROUP INC UNSECD SR GBL NT C4/26/21 @100 DTD 01/26/17 3.000% DUE 04/26/22 P 2020-04-02 2020-09-08
5000 HP INC UNSECD SR PIDI NT C5/17/25 @100 DTD 06/17/20 2.200% DUE 06/17/25 P 2020-06-09 2020-06-10
5000 INVESCO QQQ TRUST UNIT SER 1 P 2020-09-14 2020-11-10
5000 INVESCO QQQ TRUST UNIT SER 1 P 2020-09-14 2020-10-23
10010 INVESCO QQQ TRUST UNIT SER 1 P 2020-05-22 2020-09-04
5000 ISHARES 20+ YEAR TREAS BD ETF P 2020-04-30 2020-12-02
3000 ISHARES 20+ YEAR TREAS BD ETF P 2020-04-30 2020-11-23
2000 ISHARES 20+ YEAR TREAS BD ETF P 2020-04-24 2020-11-23
10000 ISHARES 20+ YEAR TREAS BD ETF P 2020-04-24 2020-06-05
5000 ISHARES CORE S&P 500 ETF P 2019-11-25 2020-03-12
4500 ISHARES CORE S&P 500 ETF P 2019-11-06 2020-03-12
8500 ISHARES CORE S&P 500 ETF P 2019-10-29 2020-03-12
15000 ISHARES EDGE MSCI MIN VOL USA ETF P 2019-12-10 2020-11-27
7500 ISHARES NASDAQ BIOTECHNOLOGY ETF P 2020-07-27 2020-11-18
634.4 JP MORGAN CHASE COML MTG SECS TR 2013-C16 COML MTG PASSTHRU CTF DTD 11/21/13 3.881% DUE 12/15/ P 2020-02-05 2020-11-30
44985.688 JPMORGAN EMERGING MKTS EQUITY FUND CL R6 P 2020-01-02 2020-03-05
729565.094 PGIM HIGH YIELD FUND CL Q P 2019-10-09 2020-03-12
552486.188 PGIM HIGH YIELD FUND CL Q P 2019-10-09 2020-02-28
82508.251 PIMCO INCOME FUND INSTL CL P 2019-06-19 2020-01-06
250000 PNC BK N A PITTSBURGH PA UNSECD MEDIUM TERM SR BK NT CALL DTD 01/22/18 2.500% DUE 01/22/21 12 P 2020-01-09 2020-12-23
20000 REGIONS FINL CORP NEW SR UNSECD BD CALL 07/14/22 @100 DTD 08/14/17 2.750% DUE 08/14/22 P 2020-08-19 2020-09-11
20000 SELECT SECTOR SPDR TR CONS STPLS SHS BEN INT P 2020-04-23 2020-05-22
20000 SELECT SECTOR SPDR TR CONS STPLS SHS BEN INT P 2020-04-17 2020-05-22
25000 SELECT SECTOR SPDR TR UTILITIES SHS BEN INT P 2020-03-05 2020-05-13
25000 SELECT SECTOR SPDR TR UTILITIES SHS BEN INT P 2020-02-28 2020-05-13
120000 SHIRE ACQ UNV IRELAND DA SR UNSECD NT C06/23/26 @100 IRELAND DTD 09/23/16 3.200% DUE 09/23/26 P 2019-09-23 2020-09-09
25000 SPDR S&P BK ETF P 2020-06-05 2020-09-18
25000 SPDR S&P BK ETF P 2020-06-05 2020-09-16
18000 U S BANCORP UNSECD SR MTN SER V CALL 12/23/21 @100 DTD 01/24/17 2.625% DUE 01/24/22 P 2020-04-07 2020-08-14
8000 U S BANCORP UNSECD SR MTN SER V CALL 12/23/21 @100 DTD 01/24/17 2.625% DUE 01/24/22 P 2020-04-07 2020-08-14
19000 U S BK NATL ASSN CINCINNATI OH SR UNSECD MEDIUM TERM BK NT CALL DTD 01/27/15 2.800% DUE 01/27/ P 2020-04-03 2020-08-18
7000 U S BK NATL ASSN CINCINNATI OH SR UNSECD MEDIUM TERM BK NT CALL DTD 01/27/15 2.800% DUE 01/27/2 P 2020-04-03 2020-08-14
25000 UNITED STATES TREAS NT DTD 02/01/16 1.375% DUE 01/31/21 P 2019-02-15 2020-01-13
35000 UNITED STATES TREAS NT DTD 05/31/19 2.125% DUE 05/31/21 P 2020-04-08 2020-10-07
350000 UNITED STATES TREAS NT DTD 05/31/19 2.125% DUE 05/31/21 P 2020-03-11 2020-10-07
115000 UNITED STATES TREAS NT DTD 05/31/19 2.125% DUE 05/31/21 P 2020-04-08 2020-08-06
15000 VANGUARD REAL ESTATE ETF P 2019-08-15 2020-04-21
15000 VANGUARD REAL ESTATE ETF P 2019-06-28 2020-04-21
15000 VANGUARD REAL ESTATE ETF P 2019-06-07 2020-04-21
225000 VERIZON COMMUNICATIONS INC UNSECD SR NT DTD 06/21/18 4.329% DUE 09/21/28 P 2019-06-12 2020-01-10
74000 VISA INC UNSECD SR NT C02/15/27 @100 DTD 04/02/20 1.900% DUE 04/15/27 P 2020-04-02 2020-06-03
37000 WELLS FARGO BK N A SAN FRANCISCO CA UNSECD MEDIUM TERM SR NT DTD 05/28/19 VAR RT DUE 05/27/22 P 2020-07-27 2020-09-08
68000 WELLS FARGO BK N A SAN FRANCISCO CA UNSECD MEDIUM TERM SR NT DTD 05/28/19 VAR RT DUE 05/27/22 P 2020-07-22 2020-09-08
55000 WELLS FARGO BK N A SAN FRANCISCO CA UNSECD MEDIUM TERM SR NT DTD 05/28/19 VAR RT DUE 05/27/22 P 2020-04-02 2020-09-08
1 SPDR GOLD TR GOLD SHS ETF P 2020-01-06 2020-01-10
1 SPDR GOLD TR GOLD SHS ETF P 2020-01-06 2020-02-05
1 SPDR GOLD TR GOLD SHS ETF P 2020-03-03 2020-03-13
1 SPDR GOLD TR GOLD SHS ETF P 2020-02-24 2020-03-13
1 SPDR GOLD TR GOLD SHS ETF P 2020-01-06 2020-03-13
1 SPDR GOLD TR GOLD SHS ETF P 2020-01-06 2020-04-07
1 SPDR GOLD TR GOLD SHS ETF P 2020-02-24 2020-04-07
1 SPDR GOLD TR GOLD SHS ETF P 2020-03-03 2020-04-07
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-23 2020-05-12
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-21 2020-05-12
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-09 2020-05-12
1 SPDR GOLD TR GOLD SHS ETF P 2020-03-03 2020-05-12
1 SPDR GOLD TR GOLD SHS ETF P 2020-02-24 2020-05-12
1 SPDR GOLD TR GOLD SHS ETF P 2020-01-06 2020-05-12
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-28 2020-05-12
1 SPDR GOLD TR GOLD SHS ETF P 2020-01-06 2020-06-10
1 SPDR GOLD TR GOLD SHS ETF P 2020-02-24 2020-06-10
1 SPDR GOLD TR GOLD SHS ETF P 2020-03-03 2020-06-10
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-09 2020-06-10
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-21 2020-06-10
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-23 2020-06-10
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-28 2020-06-10
1 SPDR GOLD TR GOLD SHS ETF P 2020-01-06 2020-07-10
1 SPDR GOLD TR GOLD SHS ETF P 2020-02-24 2020-07-10
1 SPDR GOLD TR GOLD SHS ETF P 2020-03-03 2020-07-10
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-09 2020-07-10
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-21 2020-07-10
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-23 2020-07-10
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-28 2020-07-10
1 SPDR GOLD TR GOLD SHS ETF P 2020-01-06 2020-08-11
1 SPDR GOLD TR GOLD SHS ETF P 2020-02-24 2020-08-11
1 SPDR GOLD TR GOLD SHS ETF P 2020-03-03 2020-08-11
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-09 2020-08-11
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-21 2020-08-11
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-23 2020-08-11
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-28 2020-09-15
1 SPDR GOLD TR GOLD SHS ETF P 2020-08-06 2020-09-15
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-28 2020-09-15
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-23 2020-09-15
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-21 2020-09-15
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-09 2020-09-15
1 SPDR GOLD TR GOLD SHS ETF P 2020-03-03 2020-09-15
1 SPDR GOLD TR GOLD SHS ETF P 2020-02-24 2020-09-15
1 SPDR GOLD TR GOLD SHS ETF P 2020-01-06 2020-09-15
1 SPDR GOLD TR GOLD SHS ETF P 2020-08-06 2020-09-15
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-28 2020-10-15
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-23 2020-10-15
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-21 2020-10-15
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-09 2020-10-15
1 SPDR GOLD TR GOLD SHS ETF P 2020-03-03 2020-10-15
1 SPDR GOLD TR GOLD SHS ETF P 2020-02-24 2020-10-15
1 SPDR GOLD TR GOLD SHS ETF P 2020-01-06 2020-11-17
1 SPDR GOLD TR GOLD SHS ETF P 2020-08-06 2020-11-17
1 SPDR GOLD TR GOLD SHS ETF P 2020-01-06 2020-11-17
1 SPDR GOLD TR GOLD SHS ETF P 2020-02-24 2020-11-17
1 SPDR GOLD TR GOLD SHS ETF P 2020-08-06 2020-11-17
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-28 2020-11-17
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-23 2020-11-17
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-21 2020-11-17
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-09 2020-11-17
1 SPDR GOLD TR GOLD SHS ETF P 2020-03-03 2020-11-17
1 SPDR GOLD TR GOLD SHS ETF P 2020-01-06 2020-12-04
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-28 2020-12-04
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-23 2020-12-04
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-23 2020-12-04
1 SPDR GOLD TR GOLD SHS ETF P 2020-04-09 2020-12-04
1 SPDR GOLD TR GOLD SHS ETF P 2020-03-03 2020-12-04
1 SPDR GOLD TR GOLD SHS ETF P 2020-02-24 2020-12-04
1 SPDR GOLD TR GOLD SHS ETF P 2020-08-06 2020-12-04
90000 AERCAP IRELAND CAP DESIGNATED ACTIVITY CO/AERCAP GBL UNSECD IE DTD 01/23/18 3.875% DUE 01/23/2 P 2018-01-16 2020-10-05
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2500 AMERICAN ELEC PWR INC COM P 2019-06-14 2020-11-23
200000 AMERICAN EXPRESS CO SR UNSECD NT DTD 12/03/12 2.650% DUE 12/02/22 P 2016-10-31 2020-07-30
200000 AMERICAN EXPRESS CO SR UNSECD NT DTD 12/03/12 2.650% DUE 12/02/22 P 2016-08-16 2020-07-30
2843 APPLE INC COM P 2010-12-01 2020-03-18
500000 APPLE INC SR UNSECD NT DTD 05/06/14 3.450% DUE 05/06/24 P 1951-01-01 2020-01-28
3435 BRISTOL MYERS SQUIBB CO CONTINGENT VALUE RT EXPIRES 03/30/21 P 2019-11-20 2020-12-02
12158.9 CARMAX AUTO OWNER TR 2018-2 ASSET BACKED NT CL A-3 DTD 04/25/18 2.980% DUE 01/17/23 P 2019-05-07 2020-12-14
13253.38 CARMAX AUTO OWNER TR 2018-2 ASSET BACKED NT CL A-3 DTD 04/25/18 2.980% DUE 01/17/23 P 2019-05-07 2020-11-14
13641.91 CARMAX AUTO OWNER TR 2018-2 ASSET BACKED NT CL A-3 DTD 04/25/18 2.980% DUE 01/17/23 P 2019-05-07 2020-10-14
14136.95 CARMAX AUTO OWNER TR 2018-2 ASSET BACKED NT CL A-3 DTD 04/25/18 2.980% DUE 01/17/23 P 2019-05-07 2020-09-14
14558.35 CARMAX AUTO OWNER TR 2018-2 ASSET BACKED NT CL A-3 DTD 04/25/18 2.980% DUE 01/17/23 P 2019-05-07 2020-08-14
14505.21 CARMAX AUTO OWNER TR 2018-2 ASSET BACKED NT CL A-3 DTD 04/25/18 2.980% DUE 01/17/23 P 2019-05-07 2020-07-14
13869.93 CARMAX AUTO OWNER TR 2018-2 ASSET BACKED NT CL A-3 DTD 04/25/18 2.980% DUE 01/17/23 P 2019-05-07 2020-06-14
13029.93 CARMAX AUTO OWNER TR 2018-2 ASSET BACKED NT CL A-3 DTD 04/25/18 2.980% DUE 01/17/23 P 2019-05-07 2020-05-14
100000 CATERPILLAR FINL SVCS CORP SR UNSECD MTN DTD 06/09/14 3.300% DUE 06/09/24 P 2016-03-07 2020-07-06
150000 CATERPILLAR FINL SVCS CORP SR UNSECD MTN DTD 06/09/14 3.300% DUE 06/09/24 P 2015-07-30 2020-07-06
150000 CATERPILLAR FINL SVCS CORP SR UNSECD MTN DTD 06/09/14 3.300% DUE 06/09/24 P 2015-06-02 2020-07-06
500 CHEVRON CORP COM P 2018-01-12 2020-01-31
1000 CHEVRON CORP COM P 2018-01-05 2020-01-31
320 CHEVRON CORP COM P 2016-11-01 2020-01-31
475 CHEVRON CORP COM P 2010-12-02 2020-01-31
875 CHEVRON CORP COM P 2010-12-02 2020-01-31
375 CHEVRON CORP COM P 2010-12-01 2020-01-31
207 CHUBB LTD COM SWITZERLAND P 2016-02-05 2020-04-30
210 CHUBB LTD COM SWITZERLAND P 2016-02-05 2020-04-30
313 CHUBB LTD COM SWITZERLAND P 2016-02-05 2020-04-30
40 CHUBB LTD COM SWITZERLAND P 2016-02-05 2020-04-30
557 CHUBB LTD COM SWITZERLAND P 2016-02-05 2020-04-30
598 CHUBB LTD COM SWITZERLAND P 2016-02-05 2020-04-30
250 CHUBB LTD COM SWITZERLAND P 2016-08-08 2020-04-30
500 CITIGROUP INC NEW COM P 2017-03-09 2020-04-16
1060 CITIGROUP INC NEW COM P 2016-08-30 2020-04-16
1500 CITIGROUP INC NEW COM P 2016-03-03 2020-04-16
1230 CITIGROUP INC NEW COM P 2012-03-16 2020-04-16
800 CITIGROUP INC NEW COM P 2011-11-04 2020-04-16
2850 CITIGROUP INC NEW COM P 2011-10-18 2020-04-16
25826.446 CONESTOGA SMALL CAP FUND INSTL CL P 2018-07-06 2020-04-03
8888.889 CONESTOGA SMALL CAP FUND INSTL CL P 2018-06-14 2020-04-03
18889.309 CONESTOGA SMALL CAP FUND INSTL CL P 2018-05-22 2020-04-03
1754.081 CONESTOGA SMALL CAP FUND INSTL CL P 2018-05-09 2020-04-03
200000 CVS CAREMARK CORP SR UNSECD NT CALL 6/20/20 @100 DTD 07/20/15 2.800% DUE 07/20/20 P 2018-12-18 2020-07-20
68000 DOWDUPONT INC UNSECD SR NT DTD 11/28/18 3.766% DUE 11/15/20 P 2018-11-20 2020-11-15
59000 DOWDUPONT INC UNSECD SR NT DTD 11/28/18 3.766% DUE 11/15/20 P 2018-11-15 2020-11-15
69000 DOWDUPONT INC UNSECD SR NT DTD 11/28/18 3.766% DUE 11/15/20 P 2018-11-15 2020-11-15
54000 DOWDUPONT INC UNSECD SR NT DTD 11/28/18 3.766% DUE 11/15/20 P 2018-11-14 2020-11-15
113000 DUKE ENERGY CORP NEW UNSECD SR NT CALL 08/01/21 @100 DTD 08/12/16 1.800% DUE 09/01/21 P 2018-06-20 2020-08-06
37000 DUKE ENERGY CORP NEW UNSECD SR NT CALL 08/01/21 @100 DTD 08/12/16 1.800% DUE 09/01/21 P 2018-06-19 2020-08-06
189 EOG RES INC COM P 2015-02-24 2020-01-31
77 EOG RES INC COM P 2015-02-24 2020-01-31
114 EOG RES INC COM P 2015-02-23 2020-01-31
50 EOG RES INC COM P 2014-11-20 2020-01-31
320 EOG RES INC COM P 2010-12-02 2020-01-31
870 EOG RES INC COM P 2010-12-01 2020-01-31
42.81 FEDERAL HOME LN MTG CORP POOL #1H1350 DTD 10/01/06 VAR RT DUE 10/01/36 P 2006-11-17 2020-12-31
36.54 FEDERAL HOME LN MTG CORP POOL #1H1350 DTD 10/01/06 VAR RT DUE 10/01/36 P 2006-11-17 2020-11-30
288.15 FEDERAL HOME LN MTG CORP POOL #1H1350 DTD 10/01/06 VAR RT DUE 10/01/36 P 2006-11-17 2020-10-31
44.62 FEDERAL HOME LN MTG CORP POOL #1H1350 DTD 10/01/06 VAR RT DUE 10/01/36 P 2006-11-17 2020-09-30
181.47 FEDERAL HOME LN MTG CORP POOL #1H1350 DTD 10/01/06 VAR RT DUE 10/01/36 P 2006-11-17 2020-08-31
160.21 FEDERAL HOME LN MTG CORP POOL #1H1350 DTD 10/01/06 VAR RT DUE 10/01/36 P 2006-11-17 2020-07-31
213.6 FEDERAL HOME LN MTG CORP POOL #1H1350 DTD 10/01/06 VAR RT DUE 10/01/36 P 2006-11-17 2020-06-30
339.94 FEDERAL HOME LN MTG CORP POOL #1H1350 DTD 10/01/06 VAR RT DUE 10/01/36 P 2006-11-17 2020-05-31
399.98 FEDERAL HOME LN MTG CORP POOL #1H1350 DTD 10/01/06 VAR RT DUE 10/01/36 P 2006-11-17 2020-04-30
182.18 FEDERAL HOME LN MTG CORP POOL #1H1350 DTD 10/01/06 VAR RT DUE 10/01/36 P 2006-11-17 2020-03-31
36.69 FEDERAL HOME LN MTG CORP POOL #1H1350 DTD 10/01/06 VAR RT DUE 10/01/36 P 2006-11-17 2020-02-29
65.21 FEDERAL HOME LN MTG CORP POOL #1H1350 DTD 10/01/06 VAR RT DUE 10/01/36 P 2006-11-17 2020-01-31
456.05 FEDERAL HOME LN MTG CORP POOL #A41226 DTD 12/01/05 5.500% DUE 01/01/36 P 2006-10-05 2020-12-31
3.97 FEDERAL HOME LN MTG CORP POOL #A41226 DTD 12/01/05 5.500% DUE 01/01/36 P 2006-10-05 2020-11-30
4.08 FEDERAL HOME LN MTG CORP POOL #A41226 DTD 12/01/05 5.500% DUE 01/01/36 P 2006-10-05 2020-10-31
3.99 FEDERAL HOME LN MTG CORP POOL #A41226 DTD 12/01/05 5.500% DUE 01/01/36 P 2006-10-05 2020-09-30
4.12 FEDERAL HOME LN MTG CORP POOL #A41226 DTD 12/01/05 5.500% DUE 01/01/36 P 2006-10-05 2020-08-31
3.95 FEDERAL HOME LN MTG CORP POOL #A41226 DTD 12/01/05 5.500% DUE 01/01/36 P 2006-10-05 2020-07-31
3.93 FEDERAL HOME LN MTG CORP POOL #A41226 DTD 12/01/05 5.500% DUE 01/01/36 P 2006-10-05 2020-06-30
3.91 FEDERAL HOME LN MTG CORP POOL #A41226 DTD 12/01/05 5.500% DUE 01/01/36 P 2006-10-05 2020-05-31
3.89 FEDERAL HOME LN MTG CORP POOL #A41226 DTD 12/01/05 5.500% DUE 01/01/36 P 2006-10-05 2020-04-30
3.87 FEDERAL HOME LN MTG CORP POOL #A41226 DTD 12/01/05 5.500% DUE 01/01/36 P 2006-10-05 2020-03-31
3.86 FEDERAL HOME LN MTG CORP POOL #A41226 DTD 12/01/05 5.500% DUE 01/01/36 P 2006-10-05 2020-02-29
3.77 FEDERAL HOME LN MTG CORP POOL #A41226 DTD 12/01/05 5.500% DUE 01/01/36 P 2006-10-05 2020-01-31
4316.9 FEDERAL HOME LN MTG CORP POOL #C91385 DTD 08/01/11 4.000% DUE 08/01/31 P 2015-10-07 2020-12-31
3437.13 FEDERAL HOME LN MTG CORP POOL #C91385 DTD 08/01/11 4.000% DUE 08/01/31 P 2015-10-07 2020-11-30
4451.29 FEDERAL HOME LN MTG CORP POOL #C91385 DTD 08/01/11 4.000% DUE 08/01/31 P 2015-10-07 2020-10-31
3906.85 FEDERAL HOME LN MTG CORP POOL #C91385 DTD 08/01/11 4.000% DUE 08/01/31 P 2015-10-07 2020-09-30
4437.22 FEDERAL HOME LN MTG CORP POOL #C91385 DTD 08/01/11 4.000% DUE 08/01/31 P 2015-10-07 2020-08-31
2870.75 FEDERAL HOME LN MTG CORP POOL #C91385 DTD 08/01/11 4.000% DUE 08/01/31 P 2015-10-07 2020-07-31
4489.38 FEDERAL HOME LN MTG CORP POOL #C91385 DTD 08/01/11 4.000% DUE 08/01/31 P 2015-10-07 2020-06-30
4388.52 FEDERAL HOME LN MTG CORP POOL #C91385 DTD 08/01/11 4.000% DUE 08/01/31 P 2015-10-07 2020-05-31
4193.08 FEDERAL HOME LN MTG CORP POOL #C91385 DTD 08/01/11 4.000% DUE 08/01/31 P 2015-10-07 2020-04-30
3870.68 FEDERAL HOME LN MTG CORP POOL #C91385 DTD 08/01/11 4.000% DUE 08/01/31 P 2015-10-07 2020-03-31
3492.09 FEDERAL HOME LN MTG CORP POOL #C91385 DTD 08/01/11 4.000% DUE 08/01/31 P 2015-10-07 2020-02-29
2931.25 FEDERAL HOME LN MTG CORP POOL #C91385 DTD 08/01/11 4.000% DUE 08/01/31 P 2015-10-07 2020-01-31
276.37 FEDERAL HOME LN MTG CORP POOL #G08112 DTD 02/01/06 6.000% DUE 02/01/36 P 2006-03-08 2020-12-31
113.28 FEDERAL HOME LN MTG CORP POOL #G08112 DTD 02/01/06 6.000% DUE 02/01/36 P 2006-03-08 2020-11-30
193.62 FEDERAL HOME LN MTG CORP POOL #G08112 DTD 02/01/06 6.000% DUE 02/01/36 P 2006-03-08 2020-10-31
162.66 FEDERAL HOME LN MTG CORP POOL #G08112 DTD 02/01/06 6.000% DUE 02/01/36 P 2006-03-08 2020-09-30
117.73 FEDERAL HOME LN MTG CORP POOL #G08112 DTD 02/01/06 6.000% DUE 02/01/36 P 2006-03-08 2020-08-31
275.83 FEDERAL HOME LN MTG CORP POOL #G08112 DTD 02/01/06 6.000% DUE 02/01/36 P 2006-03-08 2020-07-31
117.42 FEDERAL HOME LN MTG CORP POOL #G08112 DTD 02/01/06 6.000% DUE 02/01/36 P 2006-03-08 2020-06-30
273.68 FEDERAL HOME LN MTG CORP POOL #G08112 DTD 02/01/06 6.000% DUE 02/01/36 P 2006-03-08 2020-05-31
204.35 FEDERAL HOME LN MTG CORP POOL #G08112 DTD 02/01/06 6.000% DUE 02/01/36 P 2006-03-08 2020-04-30
43.64 FEDERAL HOME LN MTG CORP POOL #G08112 DTD 02/01/06 6.000% DUE 02/01/36 P 2006-03-08 2020-03-31
136.47 FEDERAL HOME LN MTG CORP POOL #G08112 DTD 02/01/06 6.000% DUE 02/01/36 P 2006-03-08 2020-02-29
289.51 FEDERAL HOME LN MTG CORP POOL #G08112 DTD 02/01/06 6.000% DUE 02/01/36 P 2006-03-08 2020-01-31
230871.296 FEDERAL HOME LN MTG CORP POOL #G61238 DTD 12/01/17 4.500% DUE 05/01/42 P 2018-04-11 2020-04-13
3847.54 FEDERAL HOME LN MTG CORP POOL #G61238 DTD 12/01/17 4.500% DUE 05/01/42 P 2018-04-11 2020-03-31
2967.55 FEDERAL HOME LN MTG CORP POOL #G61238 DTD 12/01/17 4.500% DUE 05/01/42 P 2018-04-11 2020-02-29
3858.4 FEDERAL HOME LN MTG CORP POOL #G61238 DTD 12/01/17 4.500% DUE 05/01/42 P 2018-04-11 2020-01-31
13742.63 FEDERAL HOME LN MTG CORP SER 3817 CL MJ DTD 03/01/11 3.500% DUE 10/15/37 P 2016-02-11 2020-12-31
10617 FEDERAL HOME LN MTG CORP SER 3817 CL MJ DTD 03/01/11 3.500% DUE 10/15/37 P 2016-02-11 2020-11-30
9424.55 FEDERAL HOME LN MTG CORP SER 3817 CL MJ DTD 03/01/11 3.500% DUE 10/15/37 P 2016-02-11 2020-10-31
13327.04 FEDERAL HOME LN MTG CORP SER 3817 CL MJ DTD 03/01/11 3.500% DUE 10/15/37 P 2016-02-11 2020-09-30
9489.2 FEDERAL HOME LN MTG CORP SER 3817 CL MJ DTD 03/01/11 3.500% DUE 10/15/37 P 2016-02-11 2020-08-31
9074.82 FEDERAL HOME LN MTG CORP SER 3817 CL MJ DTD 03/01/11 3.500% DUE 10/15/37 P 2016-02-11 2020-07-31
15534.99 FEDERAL HOME LN MTG CORP SER 3817 CL MJ DTD 03/01/11 3.500% DUE 10/15/37 P 2016-02-11 2020-06-30
10333.31 FEDERAL HOME LN MTG CORP SER 3817 CL MJ DTD 03/01/11 3.500% DUE 10/15/37 P 2016-02-11 2020-05-31
6766.69 FEDERAL HOME LN MTG CORP SER 3817 CL MJ DTD 03/01/11 3.500% DUE 10/15/37 P 2016-02-11 2020-04-30
6323.03 FEDERAL HOME LN MTG CORP SER 3817 CL MJ DTD 03/01/11 3.500% DUE 10/15/37 P 2016-02-11 2020-03-31
8026.66 FEDERAL HOME LN MTG CORP SER 3817 CL MJ DTD 03/01/11 3.500% DUE 10/15/37 P 2016-02-11 2020-02-29
5633.03 FEDERAL HOME LN MTG CORP SER 3817 CL MJ DTD 03/01/11 3.500% DUE 10/15/37 P 2016-02-11 2020-01-31
734.44 FEDERAL NATL MTG ASSN POOL #255554 DTD 12/01/04 5.500% DUE 01/01/35 P 2005-02-15 2020-12-31
491.56 FEDERAL NATL MTG ASSN POOL #255554 DTD 12/01/04 5.500% DUE 01/01/35 P 2005-02-15 2020-11-30
370.87 FEDERAL NATL MTG ASSN POOL #255554 DTD 12/01/04 5.500% DUE 01/01/35 P 2005-02-15 2020-10-31
638 FEDERAL NATL MTG ASSN POOL #255554 DTD 12/01/04 5.500% DUE 01/01/35 P 2005-02-15 2020-09-30
231.05 FEDERAL NATL MTG ASSN POOL #255554 DTD 12/01/04 5.500% DUE 01/01/35 P 2005-02-15 2020-08-31
266.04 FEDERAL NATL MTG ASSN POOL #255554 DTD 12/01/04 5.500% DUE 01/01/35 P 2005-02-15 2020-07-31
423.26 FEDERAL NATL MTG ASSN POOL #255554 DTD 12/01/04 5.500% DUE 01/01/35 P 2005-02-15 2020-06-30
744.88 FEDERAL NATL MTG ASSN POOL #255554 DTD 12/01/04 5.500% DUE 01/01/35 P 2005-02-15 2020-05-31
513.73 FEDERAL NATL MTG ASSN POOL #255554 DTD 12/01/04 5.500% DUE 01/01/35 P 2005-02-15 2020-04-30
540.84 FEDERAL NATL MTG ASSN POOL #255554 DTD 12/01/04 5.500% DUE 01/01/35 P 2005-02-15 2020-03-31
498.39 FEDERAL NATL MTG ASSN POOL #255554 DTD 12/01/04 5.500% DUE 01/01/35 P 2005-02-15 2020-02-29
659.73 FEDERAL NATL MTG ASSN POOL #255554 DTD 12/01/04 5.500% DUE 01/01/35 P 2005-02-15 2020-01-31
511.81 FEDERAL NATL MTG ASSN POOL #725027 DTD 12/01/03 5.000% DUE 11/01/33 P 2009-10-29 2020-12-31
451.92 FEDERAL NATL MTG ASSN POOL #725027 DTD 12/01/03 5.000% DUE 11/01/33 P 2009-10-29 2020-11-30
443.87 FEDERAL NATL MTG ASSN POOL #725027 DTD 12/01/03 5.000% DUE 11/01/33 P 2009-10-29 2020-10-31
389.77 FEDERAL NATL MTG ASSN POOL #725027 DTD 12/01/03 5.000% DUE 11/01/33 P 2009-10-29 2020-09-30
391.93 FEDERAL NATL MTG ASSN POOL #725027 DTD 12/01/03 5.000% DUE 11/01/33 P 2009-10-29 2020-08-31
400.88 FEDERAL NATL MTG ASSN POOL #725027 DTD 12/01/03 5.000% DUE 11/01/33 P 2009-10-29 2020-07-31
424.88 FEDERAL NATL MTG ASSN POOL #725027 DTD 12/01/03 5.000% DUE 11/01/33 P 2009-10-29 2020-06-30
348.89 FEDERAL NATL MTG ASSN POOL #725027 DTD 12/01/03 5.000% DUE 11/01/33 P 2009-10-29 2020-05-31
462.23 FEDERAL NATL MTG ASSN POOL #725027 DTD 12/01/03 5.000% DUE 11/01/33 P 2009-10-29 2020-04-30
380.83 FEDERAL NATL MTG ASSN POOL #725027 DTD 12/01/03 5.000% DUE 11/01/33 P 2009-10-29 2020-03-31
364.95 FEDERAL NATL MTG ASSN POOL #725027 DTD 12/01/03 5.000% DUE 11/01/33 P 2009-10-29 2020-02-29
383.29 FEDERAL NATL MTG ASSN POOL #725027 DTD 12/01/03 5.000% DUE 11/01/33 P 2009-10-29 2020-01-31
256.28 FEDERAL NATL MTG ASSN POOL #735061 DTD 11/01/04 6.000% DUE 11/01/34 P 2009-10-29 2020-12-31
163.9 FEDERAL NATL MTG ASSN POOL #735061 DTD 11/01/04 6.000% DUE 11/01/34 P 2009-10-29 2020-11-30
194.19 FEDERAL NATL MTG ASSN POOL #735061 DTD 11/01/04 6.000% DUE 11/01/34 P 2009-10-29 2020-10-31
270.49 FEDERAL NATL MTG ASSN POOL #735061 DTD 11/01/04 6.000% DUE 11/01/34 P 2009-10-29 2020-09-30
299.38 FEDERAL NATL MTG ASSN POOL #735061 DTD 11/01/04 6.000% DUE 11/01/34 P 2009-10-29 2020-08-31
201.85 FEDERAL NATL MTG ASSN POOL #735061 DTD 11/01/04 6.000% DUE 11/01/34 P 2009-10-29 2020-07-31
173.96 FEDERAL NATL MTG ASSN POOL #735061 DTD 11/01/04 6.000% DUE 11/01/34 P 2009-10-29 2020-06-30
182.94 FEDERAL NATL MTG ASSN POOL #735061 DTD 11/01/04 6.000% DUE 11/01/34 P 2009-10-29 2020-05-31
132.86 FEDERAL NATL MTG ASSN POOL #735061 DTD 11/01/04 6.000% DUE 11/01/34 P 2009-10-29 2020-04-30
123.09 FEDERAL NATL MTG ASSN POOL #735061 DTD 11/01/04 6.000% DUE 11/01/34 P 2009-10-29 2020-03-31
181.6 FEDERAL NATL MTG ASSN POOL #735061 DTD 11/01/04 6.000% DUE 11/01/34 P 2009-10-29 2020-02-29
97.49 FEDERAL NATL MTG ASSN POOL #735061 DTD 11/01/04 6.000% DUE 11/01/34 P 2009-10-29 2020-01-31
1464.39 FEDERAL NATL MTG ASSN POOL #773245 DTD 01/01/05 VAR RT DUE 02/01/35 P 2005-03-07 2020-12-31
95.02 FEDERAL NATL MTG ASSN POOL #773245 DTD 01/01/05 VAR RT DUE 02/01/35 P 2005-03-07 2020-11-30
93.37 FEDERAL NATL MTG ASSN POOL #773245 DTD 01/01/05 VAR RT DUE 02/01/35 P 2005-03-07 2020-10-31
94.67 FEDERAL NATL MTG ASSN POOL #773245 DTD 01/01/05 VAR RT DUE 02/01/35 P 2005-03-07 2020-09-30
93.39 FEDERAL NATL MTG ASSN POOL #773245 DTD 01/01/05 VAR RT DUE 02/01/35 P 2005-03-07 2020-08-31
94.03 FEDERAL NATL MTG ASSN POOL #773245 DTD 01/01/05 VAR RT DUE 02/01/35 P 2005-03-07 2020-07-31
2670.29 FEDERAL NATL MTG ASSN POOL #773245 DTD 01/01/05 VAR RT DUE 02/01/35 P 2005-03-07 2020-06-30
102.47 FEDERAL NATL MTG ASSN POOL #773245 DTD 01/01/05 VAR RT DUE 02/01/35 P 2005-03-07 2020-05-31
102.48 FEDERAL NATL MTG ASSN POOL #773245 DTD 01/01/05 VAR RT DUE 02/01/35 P 2005-03-07 2020-04-30
102.56 FEDERAL NATL MTG ASSN POOL #773245 DTD 01/01/05 VAR RT DUE 02/01/35 P 2005-03-07 2020-03-31
101.36 FEDERAL NATL MTG ASSN POOL #773245 DTD 01/01/05 VAR RT DUE 02/01/35 P 2005-03-07 2020-02-29
100.95 FEDERAL NATL MTG ASSN POOL #773245 DTD 01/01/05 VAR RT DUE 02/01/35 P 2005-03-07 2020-01-31
185.4 FEDERAL NATL MTG ASSN POOL #786458 DTD 07/01/04 5.000% DUE 05/01/34 P 2005-02-15 2020-12-31
187.22 FEDERAL NATL MTG ASSN POOL #786458 DTD 07/01/04 5.000% DUE 05/01/34 P 2005-02-15 2020-11-30
2331.03 FEDERAL NATL MTG ASSN POOL #786458 DTD 07/01/04 5.000% DUE 05/01/34 P 2005-02-15 2020-10-31
196.22 FEDERAL NATL MTG ASSN POOL #786458 DTD 07/01/04 5.000% DUE 05/01/34 P 2005-02-15 2020-09-30
204.81 FEDERAL NATL MTG ASSN POOL #786458 DTD 07/01/04 5.000% DUE 05/01/34 P 2005-02-15 2020-08-31
193.9 FEDERAL NATL MTG ASSN POOL #786458 DTD 07/01/04 5.000% DUE 05/01/34 P 2005-02-15 2020-07-31
2085.39 FEDERAL NATL MTG ASSN POOL #786458 DTD 07/01/04 5.000% DUE 05/01/34 P 2005-02-15 2020-06-30
757.99 FEDERAL NATL MTG ASSN POOL #786458 DTD 07/01/04 5.000% DUE 05/01/34 P 2005-02-15 2020-05-31
205.88 FEDERAL NATL MTG ASSN POOL #786458 DTD 07/01/04 5.000% DUE 05/01/34 P 2005-02-15 2020-04-30
845.19 FEDERAL NATL MTG ASSN POOL #786458 DTD 07/01/04 5.000% DUE 05/01/34 P 2005-02-15 2020-03-31
206.46 FEDERAL NATL MTG ASSN POOL #786458 DTD 07/01/04 5.000% DUE 05/01/34 P 2005-02-15 2020-02-29
208.56 FEDERAL NATL MTG ASSN POOL #786458 DTD 07/01/04 5.000% DUE 05/01/34 P 2005-02-15 2020-01-31
2410.66 FEDERAL NATL MTG ASSN POOL #AS3604 DTD 09/01/14 3.000% DUE 10/01/29 P 2014-12-03 2020-12-31
2601.9 FEDERAL NATL MTG ASSN POOL #AS3604 DTD 09/01/14 3.000% DUE 10/01/29 P 2014-12-03 2020-11-30
4764.62 FEDERAL NATL MTG ASSN POOL #AS3604 DTD 09/01/14 3.000% DUE 10/01/29 P 2014-12-03 2020-10-31
1368.32 FEDERAL NATL MTG ASSN POOL #AS3604 DTD 09/01/14 3.000% DUE 10/01/29 P 2014-12-03 2020-09-30
3569.15 FEDERAL NATL MTG ASSN POOL #AS3604 DTD 09/01/14 3.000% DUE 10/01/29 P 2014-12-03 2020-08-31
3175.19 FEDERAL NATL MTG ASSN POOL #AS3604 DTD 09/01/14 3.000% DUE 10/01/29 P 2014-12-03 2020-07-31
1269.89 FEDERAL NATL MTG ASSN POOL #AS3604 DTD 09/01/14 3.000% DUE 10/01/29 P 2014-12-03 2020-06-30
3491.61 FEDERAL NATL MTG ASSN POOL #AS3604 DTD 09/01/14 3.000% DUE 10/01/29 P 2014-12-03 2020-05-31
2921.87 FEDERAL NATL MTG ASSN POOL #AS3604 DTD 09/01/14 3.000% DUE 10/01/29 P 2014-12-03 2020-04-30
2768.41 FEDERAL NATL MTG ASSN POOL #AS3604 DTD 09/01/14 3.000% DUE 10/01/29 P 2014-12-03 2020-03-31
2224.12 FEDERAL NATL MTG ASSN POOL #AS3604 DTD 09/01/14 3.000% DUE 10/01/29 P 2014-12-03 2020-02-29
1501.63 FEDERAL NATL MTG ASSN POOL #AS3604 DTD 09/01/14 3.000% DUE 10/01/29 P 2014-12-03 2020-01-31
11109.81 FEDERAL NATL MTG ASSN POOL #AS6187 DTD 10/01/15 3.500% DUE 11/01/45 P 2017-11-29 2020-12-31
8849.7 FEDERAL NATL MTG ASSN POOL #AS6187 DTD 10/01/15 3.500% DUE 11/01/45 P 2017-11-29 2020-11-30
8206.91 FEDERAL NATL MTG ASSN POOL #AS6187 DTD 10/01/15 3.500% DUE 11/01/45 P 2017-11-29 2020-10-31
10978.5 FEDERAL NATL MTG ASSN POOL #AS6187 DTD 10/01/15 3.500% DUE 11/01/45 P 2017-11-29 2020-09-30
7353.76 FEDERAL NATL MTG ASSN POOL #AS6187 DTD 10/01/15 3.500% DUE 11/01/45 P 2017-11-29 2020-08-31
8600.84 FEDERAL NATL MTG ASSN POOL #AS6187 DTD 10/01/15 3.500% DUE 11/01/45 P 2017-11-29 2020-07-31
12078.35 FEDERAL NATL MTG ASSN POOL #AS6187 DTD 10/01/15 3.500% DUE 11/01/45 P 2017-11-29 2020-06-30
7258.85 FEDERAL NATL MTG ASSN POOL #AS6187 DTD 10/01/15 3.500% DUE 11/01/45 P 2017-11-29 2020-05-31
5169.92 FEDERAL NATL MTG ASSN POOL #AS6187 DTD 10/01/15 3.500% DUE 11/01/45 P 2017-11-29 2020-04-30
7222.05 FEDERAL NATL MTG ASSN POOL #AS6187 DTD 10/01/15 3.500% DUE 11/01/45 P 2017-11-29 2020-03-31
4074.69 FEDERAL NATL MTG ASSN POOL #AS6187 DTD 10/01/15 3.500% DUE 11/01/45 P 2017-11-29 2020-02-29
3690.6 FEDERAL NATL MTG ASSN POOL #AS6187 DTD 10/01/15 3.500% DUE 11/01/45 P 2017-11-29 2020-01-31
17368.93 FEDERAL NATL MTG ASSN POOL #AS7387 DTD 05/01/16 3.500% DUE 06/01/46 P 2016-09-30 2020-12-31
18311.47 FEDERAL NATL MTG ASSN POOL #AS7387 DTD 05/01/16 3.500% DUE 06/01/46 P 2016-09-30 2020-11-30
12840.87 FEDERAL NATL MTG ASSN POOL #AS7387 DTD 05/01/16 3.500% DUE 06/01/46 P 2016-09-30 2020-10-31
17367.42 FEDERAL NATL MTG ASSN POOL #AS7387 DTD 05/01/16 3.500% DUE 06/01/46 P 2016-09-30 2020-09-30
17227.76 FEDERAL NATL MTG ASSN POOL #AS7387 DTD 05/01/16 3.500% DUE 06/01/46 P 2016-09-30 2020-08-31
18174.91 FEDERAL NATL MTG ASSN POOL #AS7387 DTD 05/01/16 3.500% DUE 06/01/46 P 2016-09-30 2020-07-31
19229.56 FEDERAL NATL MTG ASSN POOL #AS7387 DTD 05/01/16 3.500% DUE 06/01/46 P 2016-09-30 2020-06-30
24916.31 FEDERAL NATL MTG ASSN POOL #AS7387 DTD 05/01/16 3.500% DUE 06/01/46 P 2016-09-30 2020-05-31
12840.25 FEDERAL NATL MTG ASSN POOL #AS7387 DTD 05/01/16 3.500% DUE 06/01/46 P 2016-09-30 2020-04-30
18022.96 FEDERAL NATL MTG ASSN POOL #AS7387 DTD 05/01/16 3.500% DUE 06/01/46 P 2016-09-30 2020-03-31
9680.27 FEDERAL NATL MTG ASSN POOL #AS7387 DTD 05/01/16 3.500% DUE 06/01/46 P 2016-09-30 2020-02-29
7419.8 FEDERAL NATL MTG ASSN POOL #AS7387 DTD 05/01/16 3.500% DUE 06/01/46 P 2016-09-30 2020-01-31
2809.1 FEDERAL NATL MTG ASSN POOL #AX5237 DTD 10/01/14 3.000% DUE 11/01/29 P 2014-12-03 2020-12-31
4197.45 FEDERAL NATL MTG ASSN POOL #AX5237 DTD 10/01/14 3.000% DUE 11/01/29 P 2014-12-03 2020-11-30
2487.99 FEDERAL NATL MTG ASSN POOL #AX5237 DTD 10/01/14 3.000% DUE 11/01/29 P 2014-12-03 2020-10-31
2525.38 FEDERAL NATL MTG ASSN POOL #AX5237 DTD 10/01/14 3.000% DUE 11/01/29 P 2014-12-03 2020-09-30
1412.22 FEDERAL NATL MTG ASSN POOL #AX5237 DTD 10/01/14 3.000% DUE 11/01/29 P 2014-12-03 2020-08-31
2398.26 FEDERAL NATL MTG ASSN POOL #AX5237 DTD 10/01/14 3.000% DUE 11/01/29 P 2014-12-03 2020-07-31
1360.14 FEDERAL NATL MTG ASSN POOL #AX5237 DTD 10/01/14 3.000% DUE 11/01/29 P 2014-12-03 2020-06-30
2326 FEDERAL NATL MTG ASSN POOL #AX5237 DTD 10/01/14 3.000% DUE 11/01/29 P 2014-12-03 2020-05-31
3701.27 FEDERAL NATL MTG ASSN POOL #AX5237 DTD 10/01/14 3.000% DUE 11/01/29 P 2014-12-03 2020-04-30
2774.63 FEDERAL NATL MTG ASSN POOL #AX5237 DTD 10/01/14 3.000% DUE 11/01/29 P 2014-12-03 2020-03-31
1634.54 FEDERAL NATL MTG ASSN POOL #AX5237 DTD 10/01/14 3.000% DUE 11/01/29 P 2014-12-03 2020-02-29
2088.73 FEDERAL NATL MTG ASSN POOL #AX5237 DTD 10/01/14 3.000% DUE 11/01/29 P 2014-12-03 2020-01-31
7791.65 FEDERAL NATL MTG ASSN POOL #BH1166 DTD 05/01/17 4.000% DUE 05/01/47 P 2017-12-12 2020-12-31
7678.61 FEDERAL NATL MTG ASSN POOL #BH1166 DTD 05/01/17 4.000% DUE 05/01/47 P 2017-12-12 2020-11-30
14667.62 FEDERAL NATL MTG ASSN POOL #BH1166 DTD 05/01/17 4.000% DUE 05/01/47 P 2017-12-12 2020-10-31
11809.49 FEDERAL NATL MTG ASSN POOL #BH1166 DTD 05/01/17 4.000% DUE 05/01/47 P 2017-12-12 2020-09-30
12807.21 FEDERAL NATL MTG ASSN POOL #BH1166 DTD 05/01/17 4.000% DUE 05/01/47 P 2017-12-12 2020-08-31
11406.05 FEDERAL NATL MTG ASSN POOL #BH1166 DTD 05/01/17 4.000% DUE 05/01/47 P 2017-12-12 2020-07-31
9236.53 FEDERAL NATL MTG ASSN POOL #BH1166 DTD 05/01/17 4.000% DUE 05/01/47 P 2017-12-12 2020-06-30
10565.18 FEDERAL NATL MTG ASSN POOL #BH1166 DTD 05/01/17 4.000% DUE 05/01/47 P 2017-12-12 2020-05-31
15452.43 FEDERAL NATL MTG ASSN POOL #BH1166 DTD 05/01/17 4.000% DUE 05/01/47 P 2017-12-12 2020-04-30
13174.26 FEDERAL NATL MTG ASSN POOL #BH1166 DTD 05/01/17 4.000% DUE 05/01/47 P 2017-12-12 2020-03-31
8045.03 FEDERAL NATL MTG ASSN POOL #BH1166 DTD 05/01/17 4.000% DUE 05/01/47 P 2017-12-12 2020-02-29
12413.88 FEDERAL NATL MTG ASSN POOL #BH1166 DTD 05/01/17 4.000% DUE 05/01/47 P 2017-12-12 2020-01-31
24805.32 FEDERAL NATL MTG ASSN POOL #CA1430 DTD 03/01/18 3.000% DUE 03/01/33 P 2019-12-17 2020-12-31
10481.59 FEDERAL NATL MTG ASSN POOL #FM1127 DTD 06/01/19 3.000% DUE 06/01/32 P 2019-08-14 2020-12-31
9790.1 FEDERAL NATL MTG ASSN POOL #FM1127 DTD 06/01/19 3.000% DUE 06/01/32 P 2019-08-14 2020-11-30
11958.53 FEDERAL NATL MTG ASSN POOL #FM1127 DTD 06/01/19 3.000% DUE 06/01/32 P 2019-08-14 2020-10-31
10044.34 FEDERAL NATL MTG ASSN POOL #FM1127 DTD 06/01/19 3.000% DUE 06/01/32 P 2019-08-14 2020-09-30
11829.71 FEDERAL NATL MTG ASSN POOL #FM1127 DTD 06/01/19 3.000% DUE 06/01/32 P 2019-08-14 2020-08-31
30923.81 FEDERAL NATL MTG ASSN POOL #FM1902 DTD 11/01/19 3.000% DUE 11/01/34 P 2019-12-17 2020-12-31
4214.54 FEDERAL NATL MTG ASSN POOL #MA0776 DTD 05/01/11 4.500% DUE 06/01/31 P 2015-09-03 2020-12-31
3029.95 FEDERAL NATL MTG ASSN POOL #MA0776 DTD 05/01/11 4.500% DUE 06/01/31 P 2015-09-03 2020-11-30
5050.54 FEDERAL NATL MTG ASSN POOL #MA0776 DTD 05/01/11 4.500% DUE 06/01/31 P 2015-09-03 2020-10-31
4181.36 FEDERAL NATL MTG ASSN POOL #MA0776 DTD 05/01/11 4.500% DUE 06/01/31 P 2015-09-03 2020-09-30
4233.18 FEDERAL NATL MTG ASSN POOL #MA0776 DTD 05/01/11 4.500% DUE 06/01/31 P 2015-09-03 2020-08-31
3430.89 FEDERAL NATL MTG ASSN POOL #MA0776 DTD 05/01/11 4.500% DUE 06/01/31 P 2015-09-03 2020-07-31
4456.53 FEDERAL NATL MTG ASSN POOL #MA0776 DTD 05/01/11 4.500% DUE 06/01/31 P 2015-09-03 2020-06-30
3356.9 FEDERAL NATL MTG ASSN POOL #MA0776 DTD 05/01/11 4.500% DUE 06/01/31 P 2015-09-03 2020-05-31
4934.88 FEDERAL NATL MTG ASSN POOL #MA0776 DTD 05/01/11 4.500% DUE 06/01/31 P 2015-09-03 2020-04-30
3804.85 FEDERAL NATL MTG ASSN POOL #MA0776 DTD 05/01/11 4.500% DUE 06/01/31 P 2015-09-03 2020-03-31
3863.62 FEDERAL NATL MTG ASSN POOL #MA0776 DTD 05/01/11 4.500% DUE 06/01/31 P 2015-09-03 2020-02-29
2015.9 FEDERAL NATL MTG ASSN POOL #MA0776 DTD 05/01/11 4.500% DUE 06/01/31 P 2015-09-03 2020-01-31
9582.83 FEDERAL NATL MTG ASSN POOL #MA0895 DTD 10/01/11 3.500% DUE 11/01/31 P 2017-06-15 2020-12-31
8721.3 FEDERAL NATL MTG ASSN POOL #MA0895 DTD 10/01/11 3.500% DUE 11/01/31 P 2017-06-15 2020-11-30
10434.2 FEDERAL NATL MTG ASSN POOL #MA0895 DTD 10/01/11 3.500% DUE 11/01/31 P 2017-06-15 2020-10-31
10076.36 FEDERAL NATL MTG ASSN POOL #MA0895 DTD 10/01/11 3.500% DUE 11/01/31 P 2017-06-15 2020-09-30
7475 FEDERAL NATL MTG ASSN POOL #MA0895 DTD 10/01/11 3.500% DUE 11/01/31 P 2017-06-15 2020-08-31
10108.1 FEDERAL NATL MTG ASSN POOL #MA0895 DTD 10/01/11 3.500% DUE 11/01/31 P 2017-06-15 2020-07-31
6853.9 FEDERAL NATL MTG ASSN POOL #MA0895 DTD 10/01/11 3.500% DUE 11/01/31 P 2017-06-15 2020-06-30
6180.59 FEDERAL NATL MTG ASSN POOL #MA0895 DTD 10/01/11 3.500% DUE 11/01/31 P 2017-06-15 2020-05-31
7001.22 FEDERAL NATL MTG ASSN POOL #MA0895 DTD 10/01/11 3.500% DUE 11/01/31 P 2017-06-15 2020-04-30
5802.92 FEDERAL NATL MTG ASSN POOL #MA0895 DTD 10/01/11 3.500% DUE 11/01/31 P 2017-06-15 2020-03-31
5533.12 FEDERAL NATL MTG ASSN POOL #MA0895 DTD 10/01/11 3.500% DUE 11/01/31 P 2017-06-15 2020-02-29
5452.14 FEDERAL NATL MTG ASSN POOL #MA0895 DTD 10/01/11 3.500% DUE 11/01/31 P 2017-06-15 2020-01-31
14034.02 FEDERAL NATL MTG ASSN POOL #MA3797 DTD 09/01/19 2.500% DUE 10/01/34 P 2019-10-07 2020-12-31
13589.95 FEDERAL NATL MTG ASSN POOL #MA3797 DTD 09/01/19 2.500% DUE 10/01/34 P 2019-10-07 2020-11-30
17008.28 FEDERAL NATL MTG ASSN POOL #MA3797 DTD 09/01/19 2.500% DUE 10/01/34 P 2019-10-07 2020-10-31
125000 FIDELITY NATL INFORMATION SVCS INC SR UNSECD NT C9/15/20 @100 DTD 10/20/15 3.625% DUE 10/15/2 P 2017-09-21 2020-01-02
800000 GENERAL MTRS FINL CO INC SR UNSECD NT CALL 6/13/20 @100 DTD 07/13/15 3.200% DUE 07/13/20 P 2015-07-16 2020-07-13
150000 GENERAL MTRS FINL CO INC UNSECD SR NT DTD 04/10/18 3.550% DUE 04/09/21 P 2018-11-28 2020-09-09
680.3 GOVERNMENT NATL MTG ASSN POOL #604290 DTD 05/01/03 5.000% DUE 05/15/33 P 2005-03-11 2020-12-31
2736.01 GOVERNMENT NATL MTG ASSN POOL #604290 DTD 05/01/03 5.000% DUE 05/15/33 P 2005-03-11 2020-11-30
693.67 GOVERNMENT NATL MTG ASSN POOL #604290 DTD 05/01/03 5.000% DUE 05/15/33 P 2005-03-11 2020-10-31
603.67 GOVERNMENT NATL MTG ASSN POOL #604290 DTD 05/01/03 5.000% DUE 05/15/33 P 2005-03-11 2020-09-30
8575.8 GOVERNMENT NATL MTG ASSN POOL #604290 DTD 05/01/03 5.000% DUE 05/15/33 P 2005-03-11 2020-08-31
975.25 GOVERNMENT NATL MTG ASSN POOL #604290 DTD 05/01/03 5.000% DUE 05/15/33 P 2005-03-11 2020-07-31
4577.77 GOVERNMENT NATL MTG ASSN POOL #604290 DTD 05/01/03 5.000% DUE 05/15/33 P 2005-03-11 2020-06-30
2022.27 GOVERNMENT NATL MTG ASSN POOL #604290 DTD 05/01/03 5.000% DUE 05/15/33 P 2005-03-11 2020-05-31
770.5 GOVERNMENT NATL MTG ASSN POOL #604290 DTD 05/01/03 5.000% DUE 05/15/33 P 2005-03-11 2020-04-30
783.36 GOVERNMENT NATL MTG ASSN POOL #604290 DTD 05/01/03 5.000% DUE 05/15/33 P 2005-03-11 2020-03-31
716.14 GOVERNMENT NATL MTG ASSN POOL #604290 DTD 05/01/03 5.000% DUE 05/15/33 P 2005-03-11 2020-02-29
878.76 GOVERNMENT NATL MTG ASSN POOL #604290 DTD 05/01/03 5.000% DUE 05/15/33 P 2005-03-11 2020-01-31
5.86 GOVERNMENT NATL MTG ASSN POOL #656394 DTD 02/01/07 6.000% DUE 02/15/37 P 2007-03-12 2020-12-31
5.94 GOVERNMENT NATL MTG ASSN POOL #656394 DTD 02/01/07 6.000% DUE 02/15/37 P 2007-03-12 2020-11-30
5.79 GOVERNMENT NATL MTG ASSN POOL #656394 DTD 02/01/07 6.000% DUE 02/15/37 P 2007-03-12 2020-10-31
5.76 GOVERNMENT NATL MTG ASSN POOL #656394 DTD 02/01/07 6.000% DUE 02/15/37 P 2007-03-12 2020-09-30
5.73 GOVERNMENT NATL MTG ASSN POOL #656394 DTD 02/01/07 6.000% DUE 02/15/37 P 2007-03-12 2020-08-31
376.48 GOVERNMENT NATL MTG ASSN POOL #656394 DTD 02/01/07 6.000% DUE 02/15/37 P 2007-03-12 2020-07-31
7.89 GOVERNMENT NATL MTG ASSN POOL #656394 DTD 02/01/07 6.000% DUE 02/15/37 P 2007-03-12 2020-06-30
7.85 GOVERNMENT NATL MTG ASSN POOL #656394 DTD 02/01/07 6.000% DUE 02/15/37 P 2007-03-12 2020-05-31
8.09 GOVERNMENT NATL MTG ASSN POOL #656394 DTD 02/01/07 6.000% DUE 02/15/37 P 2007-03-12 2020-04-30
7.64 GOVERNMENT NATL MTG ASSN POOL #656394 DTD 02/01/07 6.000% DUE 02/15/37 P 2007-03-12 2020-03-31
7.67 GOVERNMENT NATL MTG ASSN POOL #656394 DTD 02/01/07 6.000% DUE 02/15/37 P 2007-03-12 2020-02-29
7.27 GOVERNMENT NATL MTG ASSN POOL #656394 DTD 02/01/07 6.000% DUE 02/15/37 P 2007-03-12 2020-01-31
516.25 GOVERNMENT NATL MTG ASSN POOL #658029 DTD 07/01/06 6.000% DUE 07/15/36 P 2006-03-11 2020-12-31
260.69 GOVERNMENT NATL MTG ASSN POOL #658029 DTD 07/01/06 6.000% DUE 07/15/36 P 2006-03-11 2020-11-30
451.81 GOVERNMENT NATL MTG ASSN POOL #658029 DTD 07/01/06 6.000% DUE 07/15/36 P 2006-03-11 2020-10-31
59.76 GOVERNMENT NATL MTG ASSN POOL #658029 DTD 07/01/06 6.000% DUE 07/15/36 P 2006-03-11 2020-09-30
380.6 GOVERNMENT NATL MTG ASSN POOL #658029 DTD 07/01/06 6.000% DUE 07/15/36 P 2006-03-11 2020-08-31
536.2 GOVERNMENT NATL MTG ASSN POOL #658029 DTD 07/01/06 6.000% DUE 07/15/36 P 2006-03-11 2020-07-31
2331.9 GOVERNMENT NATL MTG ASSN POOL #658029 DTD 07/01/06 6.000% DUE 07/15/36 P 2006-03-11 2020-06-30
1054.34 GOVERNMENT NATL MTG ASSN POOL #658029 DTD 07/01/06 6.000% DUE 07/15/36 P 2006-03-11 2020-05-31
114.09 GOVERNMENT NATL MTG ASSN POOL #658029 DTD 07/01/06 6.000% DUE 07/15/36 P 2006-03-11 2020-04-30
277.15 GOVERNMENT NATL MTG ASSN POOL #658029 DTD 07/01/06 6.000% DUE 07/15/36 P 2006-03-11 2020-03-31
481.63 GOVERNMENT NATL MTG ASSN POOL #658029 DTD 07/01/06 6.000% DUE 07/15/36 P 2006-03-11 2020-02-29
70.73 GOVERNMENT NATL MTG ASSN POOL #658029 DTD 07/01/06 6.000% DUE 07/15/36 P 2006-03-11 2020-01-31
100000 INTERNATIONAL BUSINESS MACHS CORP NT DTD 11/01/11 2.900% DUE 11/01/21 P 2015-12-16 2020-01-28
40000 INTERNATIONAL BUSINESS MACHS CORP NT DTD 11/01/11 2.900% DUE 11/01/21 P 2014-09-03 2020-01-28
260000 INTERNATIONAL BUSINESS MACHS CORP NT DTD 11/01/11 2.900% DUE 11/01/21 P 2013-07-19 2020-01-28
3000 ISHARES CORE S&P 500 ETF P 2018-02-20 2020-03-12
2000 ISHARES CORE S&P 500 ETF P 2018-02-09 2020-03-12
2000 ISHARES CORE S&P 500 ETF P 2018-02-06 2020-03-12
1500 ISHARES RUSSELL 2000 ETF P 2012-11-28 2020-04-21
7000 ISHARES RUSSELL 2000 ETF P 2012-11-23 2020-04-21
2000 ISHARES RUSSELL 2000 ETF P 2010-08-12 2020-04-21
5338 ISHARES RUSSELL 2000 ETF P 2009-06-01 2020-04-21
125000 ISHARES RUSSELL MID-CAP ETF P 2018-12-31 2020-03-26
11862.396 JANUS ENTERPRISE FUND CL I P 2018-05-29 2020-03-31
6615.062 JANUS ENTERPRISE FUND CL I P 2018-02-01 2020-03-31
13376.137 JOHN HANCOCK FDS III DISCIPLINED VALUE MID CAP FUND P 2014-04-22 2020-10-16
8410.429 JOHN HANCOCK FDS III DISCIPLINED VALUE MID CAP FUND P 2012-05-30 2020-10-16
8375.209 JOHN HANCOCK FDS III DISCIPLINED VALUE MID CAP FUND P 2012-05-23 2020-10-16
19474.197 JOHN HANCOCK FDS III DISCIPLINED VALUE MID CAP FUND P 2010-10-27 2020-10-16
8445.946 JOHN HANCOCK FDS III DISCIPLINED VALUE MID CAP FUND P 2010-08-26 2020-10-16
8055.854 JOHN HANCOCK FDS III DISCIPLINED VALUE MID CAP FUND P 2010-08-18 2020-10-16
27322.404 JOHN HANCOCK FDS III DISCIPLINED VALUE MID CAP FUND P 2010-08-13 2020-10-16
1143.31 JPMDB COML MTG SECS TR 2017-C5 MTG PASS THRU CTF CL A-2 DTD 05/01/16 2.661% DUE 06/15/49 P 2018-08-14 2020-12-31
1241.52 JPMDB COML MTG SECS TR 2017-C5 MTG PASS THRU CTF CL A-2 DTD 05/01/16 2.661% DUE 06/15/49 P 2018-08-14 2020-11-30
49435.25 JPMDB COML MTG SECS TR 2017-C5 MTG PASS THRU CTF CL A-2 DTD 05/01/16 2.661% DUE 06/15/49 P 2018-08-14 2020-10-31
130927.94 JPMDB COML MTG SECS TR 2017-C5 MTG PASS THRU CTF CL A-2 DTD 05/01/16 2.661% DUE 06/15/49 P 2018-08-14 2020-09-30
400000 JPMORGAN CHASE & CO SR UNSECD NT DTD 07/22/10 4.400% DUE 07/22/20 P 2014-07-24 2020-07-22
400000 JPMORGAN CHASE & CO SR UNSECD NT DTD 07/22/10 4.400% DUE 07/22/20 P 2014-01-28 2020-07-22
75000 JPMORGAN CHASE & CO UNSECD SR GBL NT CALL 04/25/22 @100 DTD 04/25/17 2.776% DUE 04/25/23 P 2018-07-19 2020-02-04
1125 LAS VEGAS SANDS CORP COM P 2016-03-03 2020-03-17
10 LAUDER ESTEE COS INC CL A P 2014-03-05 2020-10-21
10 LAUDER ESTEE COS INC CL A P 2014-03-05 2020-10-21
11 LAUDER ESTEE COS INC CL A P 2014-03-05 2020-10-21
18 LAUDER ESTEE COS INC CL A P 2014-03-05 2020-10-21
205 LAUDER ESTEE COS INC CL A P 2014-03-05 2020-10-21
26 LAUDER ESTEE COS INC CL A P 2014-03-05 2020-10-21
720 LAUDER ESTEE COS INC CL A P 2014-03-05 2020-10-21
24832.381 MFS VALUE FUND CL I P 2016-01-07 2020-07-30
5911 MICROSOFT CORP COM P 2013-11-06 2020-03-18
680 MICROSOFT CORP COM P 2016-02-24 2020-03-17
1050 MICROSOFT CORP COM P 2015-11-24 2020-03-17
255 MICROSOFT CORP COM P 2015-11-24 2020-03-17
56 MICROSOFT CORP COM P 2015-11-20 2020-03-17
1337 MICROSOFT CORP COM P 2015-07-22 2020-03-17
670 MICROSOFT CORP COM P 2015-07-21 2020-03-17
438 MICROSOFT CORP COM P 2015-07-20 2020-03-17
130 MICROSOFT CORP COM P 2014-12-09 2020-03-17
230 MICROSOFT CORP COM P 2014-12-09 2020-03-17
145 MICROSOFT CORP COM P 2014-10-02 2020-03-17
9 MICROSOFT CORP COM P 2013-11-06 2020-03-17
19485.581 NATIXIS LOOMIS SAYLES GROWTH FUND CL Y P 2017-02-22 2020-10-16
67057.041 NATIXIS LOOMIS SAYLES GROWTH FUND CL Y P 2016-10-05 2020-10-16
225000 NUTRIEN LTD UNSECD SR NT CANADA C01/01/29 @100 DTD 04/01/19 4.200% DUE 04/01/29 P 2019-03-19 2020-09-08
400000 ORACLE CORP SR UNSECD NT DTD 10/25/12 2.500% DUE 10/15/22 P 2016-11-02 2020-01-28
479.301 PIMCO INCOME FUND INSTL CL P 2017-02-17 2020-01-06
175000 PIONEER NAT RES CO SR UNSECD NT CALL 04/15/22 @100 DTD 06/26/12 3.950% DUE 07/15/22 P 2019-03-05 2020-05-27
100000 PRUDENTIAL FINL INC SR UNSECD MTN DTD 05/15/14 3.500% DUE 05/15/24 P 2014-09-23 2020-02-04
50000 PRUDENTIAL FINL INC SR UNSECD MTN DTD 05/15/14 3.500% DUE 05/15/24 P 2014-09-23 2020-01-10
1167 RAYTHEON TECHNOLOGIES CORP COM P 2017-03-07 2020-10-23
0.4 RAYTHEON TECHNOLOGIES CORP COM P 2017-03-07 2020-05-29
135000 REGIONS BK BIRMINGHAM ALA UNSECD SR PIDI NT C8/13/20 @100 DTD 08/13/18 3.374% DUE 08/13/21 P 2018-12-28 2020-08-13
65000 REGIONS BK BIRMINGHAM ALA UNSECD SR PIDI NT C8/13/20 @100 DTD 08/13/18 3.374% DUE 08/13/21 P 2018-12-14 2020-08-13
125000 SUNOCO LOGISTICS PARTNERS OPERATIONS LP UNSECD SR NT DTD 09/21/17 4.000% DUE 10/01/27 CALL 7/ P 2017-09-20 2020-02-04
150000 SUNTRUST BK ATLANTA GA UNSECD MEDIUM TERM SR BK NT CALL DTD 02/02/18 2.590% DUE 01/29/21 01/2 P 2018-01-26 2020-01-29
955 SYSCO CORP COM P 2017-11-16 2020-10-21
2731 SYSCO CORP COM P 2017-06-22 2020-10-21
4 SYSCO CORP COM P 2017-06-22 2020-10-21
1450 SYSCO CORP COM P 2017-04-07 2020-10-21
275000 UNITED STATES TREAS NT DTD 02/01/16 1.375% DUE 01/31/21 P 2019-02-15 2020-04-23
150000 UNITED STATES TREAS NT DTD 02/01/16 1.375% DUE 01/31/21 P 2018-02-20 2020-04-23
175000 UNITED STATES TREAS NT DTD 02/01/16 1.375% DUE 01/31/21 P 2019-02-15 2020-03-16
225000 UNITED STATES TREAS NT DTD 02/15/18 2.750% DUE 02/15/28 P 2018-02-22 2020-04-08
175000 UNITED STATES TREAS NT DTD 06/17/19 1.750% DUE 06/15/22 P 2019-06-18 2020-10-07
150000 UNITED STATES TREAS NT DTD 08/15/18 2.875% DUE 08/15/28 P 2018-09-24 2020-04-06
175000 UNITED STATES TREAS NT DTD 08/15/18 2.875% DUE 08/15/28 P 2018-09-26 2020-04-03
50000 UNITED STATES TREAS NT DTD 08/15/18 2.875% DUE 08/15/28 P 2018-09-24 2020-04-03
75000 UNITED STATES TREAS NT DTD 08/15/18 2.875% DUE 08/15/28 P 2018-09-11 2020-04-03
125000 UNITED STATES TREAS NT DTD 08/15/18 2.875% DUE 08/15/28 P 2018-09-11 2020-03-11
175000 UNITED STATES TREAS NT DTD 11/15/18 3.125% DUE 11/15/28 P 2019-02-04 2020-03-11
25000 UNITED STATES TREAS NT DTD 11/16/15 2.250% DUE 11/15/25 P 2016-03-07 2020-10-26
150000 UNITED STATES TREAS NT DTD 11/16/15 2.250% DUE 11/15/25 P 2016-01-12 2020-10-26
150000 UNITED STATES TREAS NT DTD 12/31/18 2.625% DUE 12/31/25 P 2019-02-04 2020-03-16
100000 UNITED TECHNOLOGIES CORP NT DTD 06/01/12 3.100% DUE 06/01/22 P 2016-07-21 2020-01-28
260000 UNITED TECHNOLOGIES CORP NT DTD 06/01/12 3.100% DUE 06/01/22 P 2016-06-07 2020-01-28
540000 UNITED TECHNOLOGIES CORP NT DTD 06/01/12 3.100% DUE 06/01/22 P 2012-10-25 2020-01-28
1181 US BANCORP DEL COM NEW P 2016-04-12 2020-04-16
124 US BANCORP DEL COM NEW P 2016-04-12 2020-04-16
385 US BANCORP DEL COM NEW P 2016-04-12 2020-04-16
407 US BANCORP DEL COM NEW P 2016-04-12 2020-04-16
504 US BANCORP DEL COM NEW P 2016-04-12 2020-04-16
682 US BANCORP DEL COM NEW P 2016-04-12 2020-04-16
790 US BANCORP DEL COM NEW P 2016-04-12 2020-04-16
1283 US BANCORP DEL COM NEW P 2016-04-11 2020-04-16
142 US BANCORP DEL COM NEW P 2016-04-11 2020-04-16
285 US BANCORP DEL COM NEW P 2016-04-11 2020-04-16
897 US BANCORP DEL COM NEW P 2016-04-11 2020-04-16
15000 VANGUARD REAL ESTATE ETF P 2019-01-31 2020-04-21
138 WELLS FARGO & CO NEW COM P 2013-05-09 2020-04-16
87 WELLS FARGO & CO NEW COM P 2013-05-08 2020-04-16
360 WELLS FARGO & CO NEW COM P 2012-05-30 2020-04-16
215 WELLS FARGO & CO NEW COM P 2012-05-17 2020-04-16
575 WELLS FARGO & CO NEW COM P 2012-02-17 2020-04-16
485 WELLS FARGO & CO NEW COM P 2011-06-28 2020-04-16
35 WELLS FARGO & CO NEW COM P 2011-06-06 2020-04-16
230000 WFRBS COML MTG TR 2013-UBS1 MTG PASS THRU CTF CL A-3 DTD 12/01/13 3.591% DUE 03/15/46 P 2017-09-21 2020-11-18
US TRUST CAPITAL GAINS DISTRIBUTION P 2017-12-07 2020-12-31
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 620,642   814,000 -193,358
b 1,000,000   956,353 43,647
c 1,000,000   960,078 39,922
d 1,000,000   963,832 36,168
e 859   864 -5
24,207   21,852 2,355
6,614   5,960 654
17,637   15,930 1,707
31,967   28,878 3,089
14,442   12,960 1,482
3,333   2,987 346
3,346   2,991 355
1,122   1,001 121
20,202   17,945 2,257
56,069   49,847 6,222
173,966   153,133 20,833
40,637   35,797 4,840
913,321   1,000,000 -86,679
922,136   1,000,000 -77,864
1,122,454   1,200,000 -77,546
943,384   1,000,000 -56,616
9,007   9,208 -201
8,558   8,749 -191
5,974   6,107 -133
4,738   4,892 -154
3,173   3,276 -103
3,182   3,286 -104
2,517   2,599 -82
14,793   15,241 -448
9,705   9,999 -294
12,129   12,497 -368
23,807   24,528 -721
21,826   22,488 -662
10,265   10,576 -311
25,114   25,875 -761
7,688   7,921 -233
11,270   11,612 -342
17,608   18,142 -534
9,717   10,012 -295
4,578   4,858 -280
3,563   3,781 -218
3,308   3,510 -202
2,660   2,822 -162
14,008   14,400 -392
12,462   12,811 -349
8,754   8,999 -245
12,362   12,708 -346
9,653   9,923 -270
9,535   9,802 -267
8,397   8,632 -235
38,188   39,310 -1,122
27,344   28,148 -804
28,155   28,982 -827
32,409   33,361 -952
32,180   33,125 -945
27,453   28,259 -806
25,892   26,652 -760
12,437   12,803 -366
11,781   12,127 -346
7,731   7,958 -227
9,024   9,289 -265
19,182   19,443 -261
17,243   17,478 -235
17,340   17,575 -235
15,056   15,261 -205
12,364   12,532 -168
14,240   14,433 -193
9,090   9,213 -123
4,597   4,660 -63
3,314   3,359 -45
1,941   1,999 -58
1,545   1,591 -46
630   680 -50
42,659   42,257 402
5,031   4,988 43
1,409,271   1,376,999 32,272
1,418,453   1,376,999 41,454
2,835,520   2,297,395 538,125
780,683   844,492 -63,809
481,946   506,695 -24,749
321,297   341,215 -19,918
1,536,766   1,706,075 -169,309
1,282,512   1,573,153 -290,641
1,154,261   1,389,627 -235,366
2,180,271   2,589,968 -409,697
999,878   971,625 28,253
1,049,599   1,049,588 11
634   675 -41
1,403,104   1,500,000 -96,896
3,647,825   3,983,425 -335,600
3,000,000   3,016,575 -16,575
994,224   1,000,000 -5,776
250,000   251,683 -1,683
20,810   20,817 -7
1,146,375   1,169,954 -23,579
1,146,375   1,198,498 -52,123
1,360,470   1,710,625 -350,155
1,360,470   1,532,630 -172,160
134,599   124,062 10,537
776,483   932,250 -155,767
789,110   932,250 -143,140
18,557   18,269 288
8,248   8,119 129
20,736   19,709 1,027
7,644   7,261 383
24,940   24,453 487
35,454   35,790 -336
354,539   357,082 -2,543
116,873   117,596 -723
1,071,291   1,342,630 -271,339
1,071,291   1,307,752 -236,461
1,071,291   1,325,583 -254,292
256,379   245,151 11,228
77,166   74,509 2,657
37,648   37,718 -70
69,191   69,337 -146
55,963   55,268 695
120   120  
121   122 -1
354   373 -19
236   250 -14
118   118  
121   115 6
242   243 -1
363   362 1
121   123 -2
242   239 3
363   359 4
363   351 12
242   236 6
121   111 10
242   242  
133   121 12
266   256 10
399   381 18
399   389 10
266   259 7
133   133  
266   263 3
127   110 17
254   234 20
382   349 33
382   356 26
254   237 17
127   122 5
254   240 14
141   113 28
281   240 41
422   358 64
422   366 56
281   243 38
141   125 16
281   247 34
281   299 -18
314   274 40
157   139 18
314   270 44
471   407 64
471   398 73
314   267 47
157   126 31
314   332 -18
291   262 29
146   133 13
291   258 33
437   388 49
437   380 57
291   255 36
146   120 26
291   317 -26
157   130 27
314   275 39
314   342 -28
314   283 31
157   143 14
314   279 35
471   419 52
471   411 60
150   127 23
300   277 23
150   140 10
300   273 27
449   410 39
449   402 47
300   269 31
300   335 -35
82,913   89,697 -6,784
55,200   59,798 -4,598
207,560   226,670 -19,110
210,222   203,824 6,398
210,222   204,374 5,848
686,872   128,771 558,101
534,235   514,242 19,993
3,882   7,901 -4,019
12,159   12,234 -75
13,253   13,335 -82
13,642   13,726 -84
14,137   14,224 -87
14,558   14,648 -90
14,505   14,595 -90
13,870   13,956 -86
13,030   13,110 -80
109,867   102,528 7,339
164,801   151,676 13,125
164,801   152,366 12,435
53,348   66,631 -13,283
106,697   127,508 -20,811
34,143   34,061 82
50,681   40,153 10,528
93,360   73,758 19,602
40,011   31,132 8,879
22,730   23,244 -514
23,060   23,617 -557
34,370   35,127 -757
4,392   4,497 -105
61,163   62,790 -1,627
65,665   67,235 -1,570
27,452   31,761 -4,309
20,427   30,929 -10,502
43,304   50,183 -6,879
61,279   63,631 -2,352
50,249   44,938 5,311
32,682   24,092 8,590
116,431   84,588 31,843
1,166,322   1,500,000 -333,678
401,422   500,000 -98,578
853,041   1,000,000 -146,959
79,214   91,317 -12,103
200,000   197,806 2,194
68,000   68,209 -209
59,000   59,103 -103
69,000   69,094 -94
54,000   54,000  
114,558   108,042 6,516
37,510   35,380 2,130
13,792   17,325 -3,533
5,619   7,059 -1,440
8,319   10,306 -1,987
3,649   4,976 -1,327
23,352   14,884 8,468
63,488   39,859 23,629
43   49 -6
37   42 -5
288   332 -44
45   51 -6
181   208 -27
160   183 -23
214   244 -30
340   387 -47
400   455 -55
182   206 -24
37   41 -4
65   73 -8
456   955 -499
4   8 -4
4   9 -5
4   8 -4
4   9 -5
4   8 -4
4   8 -4
4   8 -4
4   8 -4
4   8 -4
4   8 -4
4   8 -4
4,317   4,622 -305
3,437   3,680 -243
4,451   4,766 -315
3,907   4,183 -276
4,437   4,751 -314
2,871   3,074 -203
4,489   4,806 -317
4,389   4,698 -309
4,193   4,489 -296
3,871   4,144 -273
3,492   3,739 -247
2,931   3,138 -207
276   309 -33
113   127 -14
194   217 -23
163   182 -19
118   132 -14
276   309 -33
117   131 -14
274   306 -32
204   229 -25
44   49 -5
136   153 -17
290   324 -34
254,824   243,714 11,110
3,848   4,062 -214
2,968   3,133 -165
3,858   4,073 -215
13,743   16,318 -2,575
10,617   12,595 -1,978
9,425   11,160 -1,735
13,327   15,751 -2,424
9,489   11,196 -1,707
9,075   10,686 -1,611
15,535   18,257 -2,722
10,333   12,124 -1,791
6,767   7,924 -1,157
6,323   7,388 -1,065
8,027   9,359 -1,332
5,633   6,554 -921
734   828 -94
492   554 -62
371   418 -47
638   719 -81
231   260 -29
266   300 -34
423   477 -54
745   840 -95
514   579 -65
541   610 -69
498   562 -64
660   744 -84
512   585 -73
452   516 -64
444   507 -63
390   445 -55
392   448 -56
401   458 -57
425   485 -60
349   399 -50
462   528 -66
381   435 -54
365   417 -52
383   438 -55
256   293 -37
164   188 -24
194   222 -28
270   310 -40
299   343 -44
202   231 -29
174   199 -25
183   209 -26
133   152 -19
123   141 -18
182   208 -26
97   112 -15
1,464   1,947 -483
95   126 -31
93   124 -31
95   126 -31
93   124 -31
94   125 -31
2,670   3,550 -880
102   136 -34
102   136 -34
103   136 -33
101   135 -34
101   134 -33
185   198 -13
187   200 -13
2,331   2,489 -158
196   210 -14
205   219 -14
194   207 -13
2,085   2,227 -142
758   810 -52
206   220 -14
845   903 -58
206   220 -14
209   223 -14
2,411   2,504 -93
2,602   2,703 -101
4,765   4,949 -184
1,368   1,421 -53
3,569   3,707 -138
3,175   3,298 -123
1,270   1,319 -49
3,492   3,627 -135
2,922   3,035 -113
2,768   2,876 -108
2,224   2,310 -86
1,502   1,560 -58
11,110   11,455 -345
8,850   9,125 -275
8,207   8,462 -255
10,979   11,320 -341
7,354   7,582 -228
8,601   8,868 -267
12,078   12,454 -376
7,259   7,485 -226
5,170   5,331 -161
7,222   7,447 -225
4,075   4,201 -126
3,691   3,805 -114
17,369   18,411 -1,042
18,311   19,410 -1,099
12,841   13,611 -770
17,367   18,409 -1,042
17,228   18,261 -1,033
18,175   19,265 -1,090
19,230   20,383 -1,153
24,916   26,411 -1,495
12,840   13,611 -771
18,023   19,104 -1,081
9,680   10,261 -581
7,420   7,865 -445
2,809   2,919 -110
4,197   4,361 -164
2,488   2,585 -97
2,525   2,624 -99
1,412   1,467 -55
2,398   2,492 -94
1,360   1,413 -53
2,326   2,417 -91
3,701   3,846 -145
2,775   2,883 -108
1,635   1,698 -63
2,089   2,170 -81
7,792   8,174 -382
7,679   8,055 -376
14,668   15,387 -719
11,809   12,389 -580
12,807   13,436 -629
11,406   11,966 -560
9,237   9,690 -453
10,565   11,084 -519
15,452   16,211 -759
13,174   13,821 -647
8,045   8,440 -395
12,414   13,023 -609
24,805   25,557 -752
10,482   10,775 -293
9,790   10,064 -274
11,959   12,293 -334
10,044   10,325 -281
11,830   12,161 -331
30,924   31,832 -908
4,215   4,595 -380
3,030   3,303 -273
5,051   5,506 -455
4,181   4,558 -377
4,233   4,615 -382
3,431   3,740 -309
4,457   4,858 -401
3,357   3,660 -303
4,935   5,380 -445
3,805   4,148 -343
3,864   4,212 -348
2,016   2,198 -182
9,583   10,062 -479
8,721   9,157 -436
10,434   10,956 -522
10,076   10,580 -504
7,475   7,849 -374
10,108   10,614 -506
6,854   7,197 -343
6,181   6,490 -309
7,001   7,351 -350
5,803   6,093 -290
5,533   5,810 -277
5,452   5,725 -273
14,034   14,225 -191
13,590   13,775 -185
17,008   17,239 -231
126,520   130,304 -3,784
800,000   792,432 7,568
152,211   147,575 4,636
680   808 -128
2,736   3,251 -515
694   824 -130
604   717 -113
8,576   10,190 -1,614
975   1,159 -184
4,578   5,440 -862
2,022   2,403 -381
771   916 -145
783   931 -148
716   851 -135
879   1,044 -165
6   7 -1
6   7 -1
6   6  
6   6  
6   6  
376   418 -42
8   9 -1
8   9 -1
8   9 -1
8   8  
8   9 -1
7   8 -1
516   545 -29
261   275 -14
452   477 -25
60   63 -3
381   402 -21
536   566 -30
2,332   2,461 -129
1,054   1,113 -59
114   120 -6
277   292 -15
482   508 -26
71   75 -4
102,097   101,472 625
40,839   40,774 65
265,452   260,546 4,906
769,507   826,187 -56,680
513,005   513,297 -292
513,005   538,828 -25,823
176,186   121,465 54,721
822,202   560,792 261,410
234,915   123,230 111,685
626,988   278,793 348,195
5,431,042   5,753,750 -322,708
1,283,986   1,500,000 -216,014
716,014   834,159 -118,145
274,345   250,000 24,345
172,498   100,000 72,498
171,776   100,000 71,776
399,416   200,000 199,416
173,226   75,000 98,226
165,226   75,000 90,226
560,383   250,000 310,383
1,143   1,131 12
1,242   1,228 14
49,435   48,889 546
130,928   129,481 1,447
400,000   435,752 -35,752
400,000   432,508 -32,508
76,443   72,788 3,655
42,663   59,512 -16,849
2,306   692 1,614
2,306   691 1,615
2,537   761 1,776
4,151   1,245 2,906
47,280   14,200 33,080
5,996   1,799 4,197
166,056   49,838 116,218
1,000,000   779,488 220,512
818,756   224,974 593,782
97,094   34,554 62,540
149,924   56,908 93,016
36,410   13,407 23,003
7,996   3,010 4,986
190,904   61,264 129,640
95,666   31,391 64,275
62,540   20,533 42,007
18,562   6,191 12,371
32,841   11,097 21,744
20,704   6,658 14,046
1,285   343 942
450,312   250,000 200,312
1,549,688   852,295 697,393
268,146   224,273 43,873
408,108   407,252 856
5,776   5,793 -17
182,875   178,477 4,398
107,121   99,568 7,553
53,200   49,784 3,416
73,082   76,827 -3,745
27   26 1
135,000   134,640 360
65,000   64,574 426
130,931   124,774 6,157
150,000   150,000  
61,365   52,088 9,277
175,485   144,707 30,778
257   212 45
93,172   75,041 18,131
277,696   268,984 8,712
151,471   145,588 5,883
176,518   171,172 5,346
260,824   221,643 39,181
179,703   175,000 4,703
177,492   147,270 30,222
208,257   171,876 36,381
59,502   49,090 10,412
89,253   74,350 14,903
146,348   123,916 22,432
208,100   180,947 27,153
27,350   25,707 1,643
164,098   151,840 12,258
166,506   150,047 16,459
102,936   106,799 -3,863
267,634   275,938 -8,304
555,854   577,973 -22,119
37,483   47,621 -10,138
3,936   4,961 -1,025
12,219   15,501 -3,282
12,918   16,181 -3,263
15,996   20,318 -4,322
21,646   27,510 -5,864
25,073   31,688 -6,615
40,721   50,816 -10,095
4,507   5,634 -1,127
9,045   11,292 -2,247
28,469   35,555 -7,086
1,071,291   1,231,465 -160,174
3,703   5,290 -1,587
2,334   3,365 -1,031
9,659   11,389 -1,730
5,769   6,827 -1,058
15,428   17,795 -2,367
13,013   13,277 -264
939   923 16
230,000   239,119 -9,119
418,723     418,723
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -193,358
b       43,647
c       39,922
d       36,168
e       -5
      2,355
      654
      1,707
      3,089
      1,482
      346
      355
      121
      2,257
      6,222
      20,833
      4,840
      -86,679
      -77,864
      -77,546
      -56,616
      -201
      -191
      -133
      -154
      -103
      -104
      -82
      -448
      -294
      -368
      -721
      -662
      -311
      -761
      -233
      -342
      -534
      -295
      -280
      -218
      -202
      -162
      -392
      -349
      -245
      -346
      -270
      -267
      -235
      -1,122
      -804
      -827
      -952
      -945
      -806
      -760
      -366
      -346
      -227
      -265
      -261
      -235
      -235
      -205
      -168
      -193
      -123
      -63
      -45
      -58
      -46
      -50
      402
      43
      32,272
      41,454
      538,125
      -63,809
      -24,749
      -19,918
      -169,309
      -290,641
      -235,366
      -409,697
      28,253
      11
      -41
      -96,896
      -335,600
      -16,575
      -5,776
      -1,683
      -7
      -23,579
      -52,123
      -350,155
      -172,160
      10,537
      -155,767
      -143,140
      288
      129
      1,027
      383
      487
      -336
      -2,543
      -723
      -271,339
      -236,461
      -254,292
      11,228
      2,657
      -70
      -146
      695
       
      -1
      -19
      -14
       
      6
      -1
      1
      -2
      3
      4
      12
      6
      10
       
      12
      10
      18
      10
      7
       
      3
      17
      20
      33
      26
      17
      5
      14
      28
      41
      64
      56
      38
      16
      34
      -18
      40
      18
      44
      64
      73
      47
      31
      -18
      29
      13
      33
      49
      57
      36
      26
      -26
      27
      39
      -28
      31
      14
      35
      52
      60
      23
      23
      10
      27
      39
      47
      31
      -35
      -6,784
      -4,598
      -19,110
      6,398
      5,848
      558,101
      19,993
      -4,019
      -75
      -82
      -84
      -87
      -90
      -90
      -86
      -80
      7,339
      13,125
      12,435
      -13,283
      -20,811
      82
      10,528
      19,602
      8,879
      -514
      -557
      -757
      -105
      -1,627
      -1,570
      -4,309
      -10,502
      -6,879
      -2,352
      5,311
      8,590
      31,843
      -333,678
      -98,578
      -146,959
      -12,103
      2,194
      -209
      -103
      -94
       
      6,516
      2,130
      -3,533
      -1,440
      -1,987
      -1,327
      8,468
      23,629
      -6
      -5
      -44
      -6
      -27
      -23
      -30
      -47
      -55
      -24
      -4
      -8
      -499
      -4
      -5
      -4
      -5
      -4
      -4
      -4
      -4
      -4
      -4
      -4
      -305
      -243
      -315
      -276
      -314
      -203
      -317
      -309
      -296
      -273
      -247
      -207
      -33
      -14
      -23
      -19
      -14
      -33
      -14
      -32
      -25
      -5
      -17
      -34
      11,110
      -214
      -165
      -215
      -2,575
      -1,978
      -1,735
      -2,424
      -1,707
      -1,611
      -2,722
      -1,791
      -1,157
      -1,065
      -1,332
      -921
      -94
      -62
      -47
      -81
      -29
      -34
      -54
      -95
      -65
      -69
      -64
      -84
      -73
      -64
      -63
      -55
      -56
      -57
      -60
      -50
      -66
      -54
      -52
      -55
      -37
      -24
      -28
      -40
      -44
      -29
      -25
      -26
      -19
      -18
      -26
      -15
      -483
      -31
      -31
      -31
      -31
      -31
      -880
      -34
      -34
      -33
      -34
      -33
      -13
      -13
      -158
      -14
      -14
      -13
      -142
      -52
      -14
      -58
      -14
      -14
      -93
      -101
      -184
      -53
      -138
      -123
      -49
      -135
      -113
      -108
      -86
      -58
      -345
      -275
      -255
      -341
      -228
      -267
      -376
      -226
      -161
      -225
      -126
      -114
      -1,042
      -1,099
      -770
      -1,042
      -1,033
      -1,090
      -1,153
      -1,495
      -771
      -1,081
      -581
      -445
      -110
      -164
      -97
      -99
      -55
      -94
      -53
      -91
      -145
      -108
      -63
      -81
      -382
      -376
      -719
      -580
      -629
      -560
      -453
      -519
      -759
      -647
      -395
      -609
      -752
      -293
      -274
      -334
      -281
      -331
      -908
      -380
      -273
      -455
      -377
      -382
      -309
      -401
      -303
      -445
      -343
      -348
      -182
      -479
      -436
      -522
      -504
      -374
      -506
      -343
      -309
      -350
      -290
      -277
      -273
      -191
      -185
      -231
      -3,784
      7,568
      4,636
      -128
      -515
      -130
      -113
      -1,614
      -184
      -862
      -381
      -145
      -148
      -135
      -165
      -1
      -1
       
       
       
      -42
      -1
      -1
      -1
       
      -1
      -1
      -29
      -14
      -25
      -3
      -21
      -30
      -129
      -59
      -6
      -15
      -26
      -4
      625
      65
      4,906
      -56,680
      -292
      -25,823
      54,721
      261,410
      111,685
      348,195
      -322,708
      -216,014
      -118,145
      24,345
      72,498
      71,776
      199,416
      98,226
      90,226
      310,383
      12
      14
      546
      1,447
      -35,752
      -32,508
      3,655
      -16,849
      1,614
      1,615
      1,776
      2,906
      33,080
      4,197
      116,218
      220,512
      593,782
      62,540
      93,016
      23,003
      4,986
      129,640
      64,275
      42,007
      12,371
      21,744
      14,046
      942
      200,312
      697,393
      43,873
      856
      -17
      4,398
      7,553
      3,416
      -3,745
      1
      360
      426
      6,157
       
      9,277
      30,778
      45
      18,131
      8,712
      5,883
      5,346
      39,181
      4,703
      30,222
      36,381
      10,412
      14,903
      22,432
      27,153
      1,643
      12,258
      16,459
      -3,863
      -8,304
      -22,119
      -10,138
      -1,025
      -3,282
      -3,263
      -4,322
      -5,864
      -6,615
      -10,095
      -1,127
      -2,247
      -7,086
      -160,174
      -1,587
      -1,031
      -1,730
      -1,058
      -2,367
      -264
      16
      -9,119
      418,723
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 671,908
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 34,994
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 34,994
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 34,994
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 40,500
b Exempt foreign organizations—tax withheld at source...... 6b  
c Tax paid with application for extension of time to file (Form 8868)... 6c 20,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 60,500
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 25,506
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet25,506 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletAZ
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletwww.hickeyfoundation.org
    14
    The books are in care ofbulletNANCY E BALDWIN Telephone no.bullet (480) 962-8139

    Located atbullet530 E HUBER STREETMESAAZ ZIP+4bullet85203
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    NANCY E BALDWIN CO-TTEE/ED
    58.00     		246,975 154,133  
    530 E HUBER STREET
    MESA,AZ85203
    KENNETH L NAIFF CO-TRUSTEE
    2.00     		6,000    
    530 E HUBER STREET
    MESA,AZ85203
    EUGENE PAYNE CO-TRUSTEE
    2.00     		8,500    
    1300 CIRCLE RIDGE DRIVE
    WEST LAKE HILLS,TX78746
    JOSEPH MANGONE CO-TRUSTEE
    2.00     		8,500    
    5211 N 70TH PLACE
    PARADISE VALLEY,AZ85253
    HELEN TROP-ZELL CO-TRUSTEE
    2.00     		8,500    
    530 E HUBER STREET
    MESA,AZ85203
    DIANA YAZZIE DEVINE CO-TRUSTEE
    2.00     		8,500    
    530 E HUBER STREET
    MESA,AZ85203
    CHARLES FLANAGAN CO-TRUSTEE
    2.00     		8,500    
    530 E HUBER STREET
    MESA,AZ85203
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    Bank of America Private Bank INVESTMENT ADVISORS 285,396
    114 WEST 47TH STREET NY8-114-07-07
    NEW YORK,NY100361510
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    128,895,176
    b
    Average of monthly cash balances.......................
    1b
    3,262,170
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    132,157,346
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    132,157,346
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    1,982,360
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    130,174,986
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    6,508,749
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    6,508,749
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    34,994
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    34,994
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    6,473,755
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    6,473,755
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    6,473,755
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    6,568,485
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    6,568,485
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    6,568,485
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 6,473,755
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 85,900
    b From 2016...... 310,111
    c From 2017......  
    d From 2018......  
    e From 2019...... 86,112
    fTotal of lines 3a through e........ 482,123
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 6,568,485
    a Applied to 2019, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 6,473,755
    e Remaining amount distributed out of corpus 94,730
    5 Excess distributions carryover applied to 2020.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 576,853
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		85,900
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		490,953
    10 Analysis of line 9:
    a Excess from 2016.... 310,111
    b Excess from 2017....  
    c Excess from 2018....  
    d Excess from 2019.... 86,112
    e Excess from 2020.... 94,730
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    Mountain Park Health Center
    3003 N Central Avenue Suite 1600
    Phoenix,AZ85012     		NONE EXEMPT Balsz Educare Health Clinic 100,000
    ALLIANCE OF ARIZONA NONPROFITS
    360 E CORONADO ROAD STE 120
    PHOENIX,AZ85012     		NONE EXEMPT Arizona Gives Day 2020, AZ Gives Day 2020 Fee Waiver Support 20,000
    FRIENDS OF PUBLIC RADIO AZ
    2323 W 14TH STREET
    TEMPE,AZ85281     		NONE EXEMPT SPOT 127 Student Transportation Project 25,280
    SONS OF DIVINE PROVIDENCE
    59 ASHLEY STREET
    EAST BOSTON,MA02128     		NONE EXEMPT OCTC Kenya Support During Covid-19 Pandemic, Cottolengo Filipino - Year 12, PAOFI Lucena - Covid 19 Response, OCTC Kenya - Year 8, Little Missionary Sisters - Payatas B Year 10, Payatas Tuberculosis Management Program - Year 15 394,463
    ARIZONA COMMUNITY FOUNDATION
    2201 E CAMELBACK ROAD SUITE 400
    PHOENIX,AZ85016     		NONE EXEMPT Summer Youth Program Fund 2020, HFF Anti-Human Trafficking Support Fund, AZ Together for Impact Fund - Year 2 Commitment 475,000
    POLARIS PROJECT
    PO BOX 65323
    WASHINGTON,DC20035     		NONE EXEMPT NHTRC - Support for BeFree Textline 100,000
    PROJECT PEANUT BUTTER
    7435 FLORA AVENUE
    Maplewood,MO63143     		NONE EXEMPT Treatment of Pregnant Women in Sierra Leone, Local Production of RUTF in Philippines, Treatment of Pregnant Women in Sierra Leone - Grant 2, Production of RUTF in Kenya to Repond to Covid-19 555,772
    EPIK PROJECT
    PO BOX 545
    VANCOUVER,WA98666     		NONE EXEMPT Support for Just.Men.Arizona 2020 55,889
    ARIZONA LEGAL WOMEN AND YOUTH SERVI
    24 W CAMELBACK ROAD A335
    PHOENIX,AZ85013     		NONE EXEMPT ALWAYS - YEAR 8 215,000
    ASSISTANCE LEAGUE OF EAST VALLEY
    2326 N ALMA SCHOOL ROAD SUITE 3
    CHANDLER,AZ85225     		NONE EXEMPT Operation School Bell - Year 9 65,000
    GIRLS SCOUTS AZ CACTUS PINE COUNCIL
    119 E CORONADO ROAD
    PHOENIX,AZ85004     		NONE EXEMPT SOAR Program 2020-21 110,000
    INTERNATIONAL MEDICAL CORPS
    12400 WILSHIRE BLVD SUITE 1500
    LOS ANGELES,CA90025     		NONE EXEMPT Health Services at Minawao Camp - Cameroon, Emergency Support - Covid-19 in Burundi and U.S.A. 300,000
    MEDS FOOD FOR KIDS
    8050 Watson Road Ste 355
    ST LOUIS,MO63123     		NONE EXEMPT MFK Rural Supplementation - Year 2, Rural Supplementation - Year 2 150,000
    NATIVE AMERICAN CONNECTIONS
    4520 N CENTRAL AVENUE SUITE 600
    PHOENIX,AZ85012     		NONE EXEMPT Youth Housing - HomeBase and Saguaro Ki 250,000
    NPH-USA
    134 N LASALLE STREET SUITE 500
    CHICAGO,IL60602     		NONE EXEMPT Emergency Support During Covid-19 Pandemic, Shinsky Matamoros Orphanage Support 2020-21, Grant - Education Scholarships for Youth 475,000
    PREVENT CHILD ABUSE ARIZONA
    PO BOX 26495
    PRESCOTT VALLEY,AZ86312     		NONE EXEMPT 2020 Virtual Conference Support 5,750
    MESA FIRE MEDICAL
    13 W 1ST STREET
    MESA,AZ85201     		NONE EXEMPT Aspire Academy 2020 OT Support, Mesa HEaT Initiative 2020 10,000
    YOUTH ON THEIR OWN
    1660 N ALVERNON WAY
    TUCSON,AZ85712     		NONE EXEMPT YOTO Program-Student Stipends Year 5 75,000
    CLEVELAND CLINIC FOUNDATION
    10000 CEDAR AVENUE
    CLEVELAND,OH44106     		NONE EXEMPT Mitria Medical, Enhale Medical Project, Cleveland Diagnostics Project 1,000,000
    ASU FNDTN CENTER FOR CHILD WELL BEI
    618 N Central Avenue Suite 100
    Phoenix,AZ85004     		NONE exempt Children of Incarcerated Parents Library Project 10,000
    Children's Global Health Fund
    254 McClain Street
    Mount Kisco,NY10549     		NONE Exempt Dominican Family Health Program 275,000
    OCJ Kids
    524 W Westcott Drive
    Phoenix,AZ85027     		NONE Exempt JIA and Go/Trunk Kit Expansion Programs 250,000
    CULTURE REFRAMED
    PO BOX 443
    STERLING,MA01564     		NONE EXEMPT Parents of Teens Program - Year 2 250,000
    Regents of the University of Califo
    700 Tiverton Avenue Room 11-260
    Los Angeles,CA90025     		NONE EXEMPT Breast Cancer Immunotherapy Research - Year 2 170,400
    Circle the City
    300 W Clarendon Ave Ste 200
    Phoenix,AZ85013     		NONE EXEMPT Mobile Medical Unit for West Valley 75,000
    City of Phoenix
    305 W Washington St 1st Floor
    Phoenix,AZ85003     		NONE EXEMPT Pediatric Health Care Initiative Fund (PCH HYO ACEs Prog.) 200,000
    Indiana University Foundation - AMP
    702 Rotary Circle Suite 101
    Indianaplois,IN46202     		NONE EXEMPT AMPATH - Malezi Mema Parenting Well Program in Kenya - Yr 3 110,000
    Mission of Mercy Arizona
    360 E Coronado Road Ste 160
    Phoenix,AZ85004     		NONE EXEMPT Replace Medicines + Equipment on MMU 10,000
    Scripps Media - KNXV
    P O Box 204268
    Dalas,TX75320     		NONE EXEMPT Anti-Trafficking Public Campaign Series - 1Q '20, 2Q Human Trafficking Campaign - HFF/AATN, 3Q '20 Human Trafficking Campaign, 4Q '20 Human Trafficking Campaign 125,250
    MESA POLICE DEPARTMENT
    13 W 1ST STREET
    MESA,AZ85201     		NONE EXEMPT Aspire Academy 2020 OT Support, Mesa HEaT Initiative 2020 175,000
    Total .................................bullet 3a 6,032,804
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 2,096,977  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....     16 49,195  
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     14 27,228  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 671,908  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   2,845,308  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    2,845,308
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID: 20011551
    Software Version: 2020v4.0


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    THE HICKEY FAMILY FOUNDATION
    EIN:
    86-6331657
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 46,500 39,750 0 6,750

    TY 2020 ContractorCompensationExpln
    Name:
    THE HICKEY FAMILY FOUNDATION
    EIN:
    86-6331657
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Contractor Explanation
    Bank of America Private Bank FEE BASED MANAGEMENT OF INVESTMENTS

    TY 2020 InvestmentsOtherSchedule2
    Name:
    THE HICKEY FAMILY FOUNDATION
    EIN:
    86-6331657
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    SEE ATTACHED STATEMENT 14 FMV 141,476,177 141,476,177

    TY 2020 LegalFeesSchedule
    Name:
    THE HICKEY FAMILY FOUNDATION
    EIN:
    86-6331657
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 9,325 0 0 9,325


    TY 2020 OtherExpensesSchedule
    Name:
    THE HICKEY FAMILY FOUNDATION
    EIN:
    86-6331657
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BOARD MEETING EXPENSE 12,293     12,293
    BOOKS, REFERENCE 432     432
    COMMISSIONS AND FEES 285,396 285,396    
    COMPUTER & OTHER OUTSIDE SERVICES 1,438     1,438
    DUES AND SUBSCRIPTIONS 9,351     9,351
    LIABILITY INSURANCE 7,247     7,247
    OFFICE EXPENSE 12,499     12,499
    POSTAGE 603     603
    Rental Expenses 4,638 4,638    
    TELEPHONE AND TELECOMMUNICATIONS 600     600


    TY 2020 OtherIncomeSchedule2
    Name:
    THE HICKEY FAMILY FOUNDATION
    EIN:
    86-6331657
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    Other Investment Income 27,228 27,228  


    TY 2020 OtherIncreasesSchedule
    Name:
    THE HICKEY FAMILY FOUNDATION
    EIN:
    86-6331657
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Description Amount
    ACCRUAL TO CASH ADJUSTMENTS FOR CASH RENTS 38,555
    UNREALIZED GAIN/LOSS 7,671,306


    TY 2020 OtherLiabilitiesSchedule
    Name:
    THE HICKEY FAMILY FOUNDATION
    EIN:
    86-6331657
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Description Beginning of Year - Book Value End of Year - Book Value
    UNEARNED RENT 38,555  
    OTHER CURRENT LIABILITIES 171,750  


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    THE HICKEY FAMILY FOUNDATION
    EIN:
    86-6331657
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CONSULTING 12,000 0 0 12,000


    TY 2020 TaxesSchedule
    Name:
    THE HICKEY FAMILY FOUNDATION
    EIN:
    86-6331657
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL TAX ESTIMATES 35,500      
    FOREIGN TAXES 2,605 2,605    
    PAYROLL TAXES 11,897     11,897