Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
ROSENBERG FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)131 STEUART STREET NO 650
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
SAN FRANCISCO, CA94105
A Employer identification number

94-1186182
B Telephone number (see instructions)

(415) 644-9777
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$65,423,807J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 125,000
2 Check bullet.............
3 Interest on savings and temporary cash investments 1,346 1,346  
4 Dividends and interest from securities... 1,959,928 1,959,674  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment 1,079,882
b Gross sales price for all assets on line 6a 5,832,643
7 Capital gain net income (from Part IV, line 2)... 1,079,705
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment -7,457 -5,104  
12 Total. Add lines 1 through 11........ 3,158,699 3,035,621  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 308,000 15,400   292,600
14 Other employee salaries and wages...... 370,743 6,134   336,858
15 Pension plans, employee benefits....... 176,028 8,801   180,547
16a Legal fees (attach schedule)......... Click to see attachment 39,498 0   39,498
b Accounting fees (attach schedule)....... Click to see attachment 69,262 12,699   60,313
c Other professional fees (attach schedule).... Click to see attachment 118,260 0   119,498
17 Interest............... 223 124   0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 27,680 1,532   0
19 Depreciation (attach schedule) and depletion... 4,265 0  
20 Occupancy.............. 129,937 6,497   134,331
21 Travel, conferences, and meetings....... 15,328 0   18,771
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 334,276 121,424   219,651
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 1,593,500 172,611   1,402,067
25 Contributions, gifts, grants paid....... 1,580,350 2,117,350
26 Total expenses and disbursements. Add lines 24 and 25 3,173,850 172,611   3,519,417
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -15,151
b Net investment income (if negative, enter -0-) 2,863,010
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 217,291 127,465 127,465
2 Savings and temporary cash investments.........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable................. 905,000 460,001 460,001
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 48,892 94,550 94,550
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 34,303,840 Click to see attachment39,591,034 39,591,034
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 23,243,962 Click to see attachment25,124,013 25,124,013
14 Land, buildings, and equipment: basis bullet134,821
Less: accumulated depreciation (attach schedule) bullet114,095 23,640 20,726 20,726
15 Other assets (describe bullet) Click to see attachment1,394,642 Click to see attachment6,018 Click to see attachment6,018
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 60,137,267 65,423,807 65,423,807
Liabilities 17 Accounts payable and accrued expenses.......... 218,459 275,899
18 Grants payable................. 1,814,000 977,000
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 2,032,459 1,252,899
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 57,171,880 63,718,089
25 Net assets with donor restrictions............ 932,928 452,819
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 58,104,808 64,170,908
30 Total liabilities and net assets/fund balances (see instructions). 60,137,267 65,423,807
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
58,104,808
2
Enter amount from Part I, line 27a .....................
2
-15,151
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
6,081,251
4
Add lines 1, 2, and 3 ..........................
4
64,170,908
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
64,170,908
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES   2020-01-01 2020-12-31
b PARTNERSHIP INVESTMENT P 2020-01-01 2020-12-31
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 5,832,643   5,068,697 763,946
b       315,759
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       763,946
b       315,759
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,079,705
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 39,796
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 39,796
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 39,796
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 108,118
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 108,118
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 68,322
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet68,322 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.ROSENBERGFOUND.ORG
    14
    The books are in care ofbulletLINDA MOLL Telephone no.bullet (415) 644-9777

    Located atbullet131 STEUART STREET SUITE 650SAN FRANCISCOCA ZIP+4bullet94105
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    MICK HELLMAN CHAIR
    1.50     		0 0 0
    131 STEUART STREET SUITE 650
    SAN FRANCISCO,CA94105
    BENJAMIN TODD JEALOUS VICE CHAIR/SECRETARY
    1.00     		0 0 0
    131 STEUART STREET SUITE 650
    SAN FRANCISCO,CA94105
    LATEEFAH SIMON SECOND VICE CHAIR
    1.00     		0 0 0
    131 STEUART STREET SUITE 650
    SAN FRANCISCO,CA94105
    ROBERT FRIEDMAN TREASURER
    1.00     		0 0 0
    131 STEUART STREET SUITE 650
    SAN FRANCISCO,CA94105
    PHYLLIS COOK BOARD MEMBER
    1.00     		0 0 0
    131 STEUART STREET SUITE 650
    SAN FRANCISCO,CA94105
    DANIEL GROSSMAN BOARD MEMBER
    1.00     		0 0 0
    131 STEUART STREET SUITE 650
    SAN FRANCISCO,CA94105
    KATE KENDELL BOARD MEMBER
    1.00     		0 0 0
    131 STEUART STREET SUITE 650
    SAN FRANCISCO,CA94105
    BILL LANN LEE BOARD MEMBER
    1.00     		0 0 0
    131 STEUART STREET SUITE 650
    SAN FRANCISCO,CA94105
    SHAUNA MARSHALL BOARD MEMBER
    1.00     		0 0 0
    131 STEUART STREET SUITE 650
    SAN FRANCISCO,CA94105
    HUGO MORALES BOARD MEMBER
    1.00     		0 0 0
    131 STEUART STREET SUITE 650
    SAN FRANCISCO,CA94105
    ALBERT MORENO BOARD MEMBER
    1.00     		0 0 0
    131 STEUART STREET SUITE 650
    SAN FRANCISCO,CA94105
    CLARA SHIN BOARD MEMBER
    1.00     		0 0 0
    131 STEUART STREET SUITE 650
    SAN FRANCISCO,CA94105
    SARAH STEIN BOARD MEMBER
    1.00     		0 0 0
    131 STEUART STREET SUITE 650
    SAN FRANCISCO,CA94105
    TIMOTHY SILARD PRESIDENT
    40.00     		308,000 50,288 0
    131 STEUART STREET SUITE 650
    SAN FRANCISCO,CA94105
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    LINDA MOLL BUS./GRANTS MANAGER
    40.00     		122,682 37,782 0
    131 STEUART STREET SUITE 650
    SAN FRANCISCO,CA94105
    NAOMI BRILEY PROGRAM MANAGER
    40.00     		110,155 24,244 0
    131 STEUART STREET SUITE 650
    SAN FRANCISCO,CA94105
    JONATHAN MOORE OFFICE MANAGER AND E
    40.00     		110,155 19,109 0
    131 STEUART STREET SUITE 650
    SAN FRANCISCO,CA94105
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    CHANGE CONSULTING BILEN MESFIN COMMUNICATIONS SUPPORT 91,362
    214 GRANT AVENUE APT 48
    OAKLAND,CA94610
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 THE MOST COMMON FORMS OF DCA INCLUDED: IMPLEMENTING THE LEADING EDGE FUND, LEVERAGING FUNDS FROM CALIFORNIA-BASED AND NATIONAL FOUNDATIONS FOR OUR GRANTEES' WORK; ORGANIZING CONVENINGS, CONFERENCES AND BRIEFINGS, AND; PROVIDING TECHNICAL ASSISTANCE, PROGRAM PLANNING, AND STRATEGIC COMMUNICATIONS SUPPORT FOR INDIVIDUAL GRANTEES AND GRANTEE COLLABORATIVES. 521,354
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    55,268,315
    b
    Average of monthly cash balances.......................
    1b
    223,632
    c
    Fair market value of all other assets (see instructions)................
    1c
    1,820,581
    d
    Total (add lines 1a, b, and c).........................
    1d
    57,312,528
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    57,312,528
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    859,688
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    56,452,840
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    2,822,642
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    2,822,642
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    39,796
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    39,796
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    2,782,846
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    2,782,846
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    2,782,846
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    3,519,417
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    3,519,417
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    3,519,417
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 2,782,846
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 634,368
    b From 2016...... 1,035,537
    c From 2017...... 1,773,662
    d From 2018...... 931,750
    e From 2019...... 1,161,323
    fTotal of lines 3a through e........ 5,536,640
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 3,519,417
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 2,782,846
    e Remaining amount distributed out of corpus 736,571
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 6,273,211
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		634,368
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		5,638,843
    10 Analysis of line 9:
    a Excess from 2016.... 1,035,537
    b Excess from 2017.... 1,773,662
    c Excess from 2018.... 931,750
    d Excess from 2019.... 1,161,323
    e Excess from 2020.... 736,571
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    BUSINESS AND GRANT MANAGER
    131 STEUART STREET SUITE 650
    SAN FRANCISCO,CA94105
    (415) 644-9777
    bThe form in which applications should be submitted and information and materials they should include:
    THE FOUNDATION ENCOURAGES LETTERS OF INQUIRY FOR PUBLIC-INTEREST ADVOCACY EFFORTS THAT WILL HELP MAKE CALIFORNIA A JUST AND ECONOMICALLY INCLUSIVE STATE AS ALIGNED WITH OUR GRANTMAKING PRIORITIES. LETTERS OF INQUIRY FOR PRELIMINARY RESEARCH AND PLANNING ALSO WILL BE ACCEPTED. LETTERS OF INQUIRY SHOULD BE LIMITED TO ONE TO TWO PAGES AND SHOULD INCLUDE THE FOLLOWING INFORMATION: 1) DESCRIPTION OF PROJECT AND ITS OBJECTIVES 2) DESCRIPTION OF SPONSORING ORGANIZATION 3) TOTAL REQUEST AMOUNT, PROJECT AMOUNT, AND SIZE OF AGENCY BUDGET. APPLICANTS SELECTED FROM THE LETTER OF INQUIRY PROCESS TO APPLY FOR A GRANT WILL BE CONTACTED AND GIVEN INSTRUCTIONS FOR SUBMITTING A FULL PROPOSAL. PROPOSALS ARE REVIEWED BY FOUNDATION STAFF AND ACTED UPON BY THE BOARD OF DIRECTORS AT MEETINGS THROUGHOUT THE YEAR. THE FOUNDATION WILL ACT SELECTIVELY TO ENSURE THAT THE FOUNDATION'S RESOURCES ARE USED MOST EFFECTIVELY.
    cAny submission deadlines:
    NO DEADLINES.
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    IN ITS SOLE PROGRAM AREA, ECONOMIC INCLUSION AND HUMAN RIGHTS, THE ROSENBERG FOUNDATION CURRENTLY MAKES GRANTS TO FURTHER POLICY REFORM IN THREE PRIORITY AREAS: JUSTICE AND PUBLIC SAFETY, IMMIGRANT RIGHTS AND INTEGRATION, AND JUSTICE FOR FARM WORKERS. PLEASE VISIT OUR GRANT PROGRAMS FOR MORE INFORMATION ON EACH OF THESE AREAS. FIT AND ELIGIBILITY - APPLICANTS MUST MEET THE FOLLOWING CRITERIA: 1) NONPROFIT ORGANIZATIONS THAT ARE TAX-EXEMPT UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE SERVICE CODE AND NOT CLASSIFIED AS A PRIVATE FOUNDATION UNDER SECTION 509(A) OF THE CODE; OR PUBLIC AGENTS. 2)FOR ALL PROGRAM AREAS, BE BASED IN OR MANAGING SIGNIFICANT ACTIVITIES IN CALIFORNIA.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALLIANCE SAN DIEGO
    PO BOX 12266
    SAN DIEGO,CA92112     		  PC GENERAL SUPPORT 30,000
    AMITY FOUNDATION
    3745 S GRAND AVE
    LOS ANGELES,CA90007     		  PC GENERAL SUPPORT 100,000
    ASIAN AMERICANS PACIFIC ISLANDERS IN PHILANTHROPY
    300 FRANK H OGAWA PLAZA 256
    OAKLAND,CA94612     		  PC GENERAL SUPPORT 500
    ASSOCIATION OF BLACK FOUNDATION EXECUTIVES
    42 BROADWAY 20TH FLOOR
    NEW YORK,NY10004     		  PC GENERAL SUPPORT 500
    CALIFORNIA IMMIGRANT POLICY CENTER
    1225 8TH ST SUITE 590
    SACRAMENTO,CA95814     		  PC GENERAL SUPPORT 25,000
    CALIFORNIA RURAL LEGAL ASSISTANCE FOUNDATION
    2210 K STREET SUITE 200
    SACRAMENTO,CA95816     		  PC GENERAL SUPPORT 40,000
    CALIFORNIA RURAL LEGAL ASSISTANCE FOUNDATION
    2210 K STREET SUITE 200
    SACRAMENTO,CA95816     		  PC GENERAL SUPPORT 40,000
    CENTER FOR MEDIA JUSTICE
    436 14TH ST 5
    OAKLAND,CA94612     		  PC GENERAL SUPPORT 30,000
    CENTRAL VALLEY IMMIGRANT INTEGRATION COLLABORATIVE
    516 VILLA AVENUE SUITE 28
    CLOVIS,CA93612     		  PC GENERAL SUPPORT 20,000
    CENTRAL VALLEY IMMIGRANT INTEGRATION
    516 VILLA AVE SUITE 28
    CLOVIS,CA93612     		  PC GENERAL SUPPORT 30,000
    COALITION FOR HUMANE IMMIGRANT RIGHTS OF LOS ANGELES
    2533 WEST 3RD STREET SUITE 101
    LOS ANGELES,CA90057     		  PC GENERAL SUPPORT 25,000
    COMITE CIVICO DEL VALLE
    235 MAIN ST
    BRAWLEY,CA92227     		  PC GENERAL SUPPORT 15,000
    DIGNITY AND POWER NOW
    3655 S GRAND AVE
    LOS ANGELES,CA90007     		  PC GENERAL SUPPORT 83,334
    DOLORES C HUERTA FOUNDATION
    PO BOX 2087
    BAKERSFIELD,CA93303     		  PC GENERAL SUPPORT 25,000
    DREAM CORPS
    436 14TH ST 920
    OAKLAND,CA94612     		  PC GENERAL SUPPORT 15,000
    ESSIE JUSTICE GROUP
    1700 BROADWAY SUITE 200
    OAKLAND,CA94612     		  PC GENERAL SUPPORT 83,333
    FAITH IN THE VALLEY
    2027 E HARDING WAY
    STOCKTON,CA95205     		  PC GENERAL SUPPORT 25,000
    FARMWORKER JUSTICE
    1700 BROADWAY SUITE 200
    OAKLAND,CA94612     		  PC GENERAL SUPPORT 30,000
    FOUNDATION CENTER
    32 OLD SLIP 24TH FLOOR
    NEW YORK,NY10005     		  PC GENERAL SUPPORT 750
    FUNDERS FOR LGBTQ ISSUES
    45 WEST 36TH ST
    NEW YORK,NY10018     		  PC GENERAL SUPPORT 500
    FUTURES WITHOUT VIOLENCE
    100 MONTGOMERY ST THE PRESIDIO
    SAN FRANCISCO,CA94128     		  PC GENERAL SUPPORT 5,000
    GRACE
    85 SOUTH GRANDE AVE
    PASADENA,CA94105     		  PC GENERAL SUPPORT 50,000
    GOOD FILMS IMPACT
    1320 EAST 7TH STREET SUITE 260
    LOS ANGELES,CA90021     		  PC GENERAL SUPPORT 75,000
    GRANTMAKERS CONCERNED WITH IMMIGRANTS AND REFUGEES
    777 TILTON ROAD
    SEBASTOPOL,CA95472     		  PC GENERAL SUPPORT 5,000
    GSOF
    345 CALIFORNIA ST SUITE 600
    SAN FRANCISCO,CA94104     		  PC GENERAL SUPPORT 15,000
    HISPANICS IN PHILANTHROPY
    414 - 13TH STREET SUITE 200
    OAKLAND,CA94612     		  PC GENERAL SUPPORT 500
    INITIATE JUSTICE
    1035 S GRAND AVE SUITE 300
    LOS ANGELES,CA90015     		  PC GENERAL SUPPORT 10,000
    JUSTICE REINVESTMENT IN CALIFORNIA CO FORWARD CHANGE
    PO BOX 7775
    SAN FRANCISCO,CA94120     		  PC GENERAL SUPPORT 6,000
    KHMER GIRLS IN ACTION
    1355 REDONDO AVE
    LONG BEACH,CA90804     		  PC GENERAL SUPPORT 20,000
    KHMER GIRLS IN ACTION
    1355 REDONDO AVE
    LONG BEACH,CA90804     		  PC GENERAL SUPPORT 83,333
    LIBERTY HILL FOUNDATION
    6420 WILSHIRE BLVD 700
    LOS ANGELES,CA90048     		  PC GENERAL SUPPORT 100,000
    LIVING THROUGH GIVING FOUNDATION
    7250 MELROSE AVE SUITE 1
    LOS ANGELES,CA90046     		  PC GENERAL SUPPORT 20,000
    MEXICAN AMERICAN LEGAL DEFENSE & ED FUND
    634 S SPRING STREET
    LOS ANGELES,CA90014     		  PC GENERAL SUPPORT 50,000
    MEXICAN AMERICAN LEGAL DEFENSE & ED FUND
    634 S SPRING STREET
    LOS ANGELES,CA90014     		  PC GENERAL SUPPORT 25,000
    MEXICAN AMERICAN LEGAL DEFENSE & ED FUND
    634 S SPRING STREET
    LOS ANGELES,CA90014     		  PC GENERAL SUPPORT 50,000
    MIGRATION DIALOGUE
    1004 EAGLE PLACE
    DAVIS,CA95616     		  PC GENERAL SUPPORT 2,500
    MOVEMENT STRATEGY CENTER
    436 14TH STREET SUITE 425
    OAKLAND,CA94612     		  PC GENERAL SUPPORT 5,000
    NATIONAL COMMITTEE FOR RESPONSIVE PHILANTHROPY
    1004 EAGLE PLACE
    DAVIS,CA95616     		  PC GENERAL SUPPORT 500
    NATIVE AMERICANS IN PHILANTHROPY
    1000 ALAMEDA ST SUITE 116
    LOS ANGELES,CA90012     		  PC GENERAL SUPPORT 500
    NEIGHBORHOOD FUNDERS GROUP
    300 FRANK OGAWA PLAZA SUITE 700
    OAKLAND,CA94612     		  PC GENERAL SUPPORT 750
    NEW BREATH FOUNDATION
    1999 HARRISON STREET SUITE 1800
    OAKLAND,CA94612     		  PC GENERAL SUPPORT 83,334
    NORTHERN CALIFORNIA GRANTMAKERS
    160 SPEAR ST SUITE 360
    SAN FRANCISCO,CA94105     		  PC GENERAL SUPPORT 1,500
    NORTHERN CALIFORNIA GRANTMAKERS
    160 SPEAR ST SUITE 360
    SAN FRANCISCO,CA94105     		  PC GENERAL SUPPORT 3,000
    ORGANIZACION EN CALIFORNIA DE LIDERES CAMPESINAS
    2101 S ROSE AVE SUITE A
    OXNARD,CA93033     		  PC GENERAL SUPPORT 25,000
    PARTNERSHIP FOR THE ADVANCEMENT OF NEW AMERICANS
    4089 FAIRMOUNT AVE
    SAN DIEGO,CA92105     		  PC GENERAL SUPPORT 83,333
    PARTNERSHIP FOR THE ADVANCEMENT OF NEW AMERICANS
    4089 FAIRMOUNT AVE
    SAN DIEGO,CA92105     		  PC GENERAL SUPPORT 20,000
    PEACE DEVELOPMENT FUND
    3221 22ND STREET
    SAN FRANCISCO,CA94110     		  PC GENERAL SUPPORT 20,000
    PEAK GRANTMAKING (FORMERLY GRANT MANAGERS NETWORK)
    1666 K STREET NW SUITE 440
    WASHINGTON,DC20006     		  PC GENERAL SUPPORT 750
    PROGRESSIVE MULTIPLIER FUND
    714 G ST SE SUITE 200
    WASHINGTON,CA20003     		  PC GENERAL SUPPORT 15,000
    PROSECUTORS' ALLIANCE OF CALIFORNIA CO TIDES
    PO BOX 29903 BUILDING 1014
    SAN FRANCISCO,CA94129     		  PC GENERAL SUPPORT 15,000
    ROCKEFELLER PHILANTHROPY ADVISORS
    575 MARKET STREET SUITE 3625
    SAN FRANCISCO,CA94105     		  PC GENERAL SUPPORT 10,000
    SARGENT SHRIVER NATIONAL CENTER ON POVERTY LAW
    67 E MADISON ST 2000
    CHICAGO,IL60603     		  PC GENERAL SUPPORT 5,000
    SILICON VALLEY COMMUNITY FOUNDATION
    2440 W EL CAMINO REAL SUITE 300
    MOUNTAIN VIEW,CA94040     		  PC GENERAL SUPPORT 100,000
    SILICON VALLEY DE-BUG
    701 LENZEN AVE
    SAN JOSE,CA95126     		  PC GENERAL SUPPORT 20,000
    SILICON VALLEY DE-BUG
    701 LENZEN AVE
    SAN JOSE,CA95126     		  PC GENERAL SUPPORT 15,000
    SOCIAL AND ENVIRONMENTAL ENTREPRENEURS
    23532 CALABASAS RD SUITE A
    CALABASAS,CA91302     		  PC GENERAL SUPPORT 83,333
    SOCIAL GOOD FUND
    12651 SAN PABLO AVE
    RICHMOND,CA94805     		  PC GENERAL SUPPORT 83,334
    SOCIAL GOOD FUND
    12651 SAN PABLO AVE
    RICHMOND,CA94805     		  PC GENERAL SUPPORT 10,000
    SOUTHERN CALIFORNIA GRANTMAKERS
    1000 ALAMEDA ST 230
    LOS ANGELES,CA90012     		  PC GENERAL SUPPORT 1,000
    STARTING OVER INC
    1390 W 6TH ST STE 100
    CORONA,CA92882     		  PC GENERAL SUPPORT 83,333
    STARTING OVER INC
    1390 W 6TH ST STE 100
    CORONA,CA92882     		  PC GENERAL SUPPORT 20,000
    THE NEW PRESS
    120 WALL ST 31ST FLOOR
    NEW YORK,NY10005     		  PC GENERAL SUPPORT 10,000
    TIDES CENTER
    PO BOX 29903
    SAN FRANCISCO,CA94129     		  PC GENERAL SUPPORT 10,000
    TIDES CENTER
    PO BOX 29903
    SAN FRANCISCO,CA94129     		  PC GENERAL SUPPORT 300,000
    TIDES FOUNDATION
    PO BOX 29903
    SAN FRANCISCO,CA94129     		  PC GENERAL SUPPORT 10,000
    TODEC LEGAL CENTER
    234 SOUTH D ST
    PERRIS,CA92570     		  PC GENERAL SUPPORT 15,000
    UC BERKELEY CENTER FOR LABOR RESEARCH AND EDUCATION
    2521 CHANNING WAY 5555
    BERKELEY,CA94720     		  PC GENERAL SUPPORT 32,000
    UNITED FARM WORKER FOUNDATION
    3002 WHITTIER BLVD
    LOS ANGELES,CA90023     		  PC GENERAL SUPPORT 40,000
    WAREHOUSE WORKER RESOURCE CENTER
    521 N EUCLID AVE
    ONTARIO,CA91762     		  PC GENERAL SUPPORT 45,000
    YOUNG WOMENS FREEDOM CENTER
    832 FOLSOM ST SUITE 700
    SAN FRANCISCO,CA94107     		  PC GENERAL SUPPORT 20,000
    YOUNG WOMENS FREEDOM CENTER
    832 FOLSOM ST SUITE 700
    SAN FRANCISCO,CA94107     		  PC GENERAL SUPPORT 83,333
    YOUNG WOMENS FREEDOM CENTER
    832 FOLSOM ST SUITE 700
    SAN FRANCISCO,CA94107     		  PC GENERAL SUPPORT 11,100
    Total .................................bullet 3a 2,417,350
    bApproved for future payment
    SILICON VALLEY COMMUNITY FOUNDATION
    2440 W EL CAMINO REAL SUITE 300
    MOUNTAIN VIEW,CA94040     		  PC GENERAL SUPPORT 100,000
    TIDES FOUNDATION
    PO BOX 29903
    SAN FRANCISCO,CA94129     		  PC GENERAL SUPPORT 50,000
    Total .................................bullet 3b 150,000
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 1,346  
    4 Dividends and interest from securities.... 900099 254 14 1,959,674  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		900099 177 18 1,079,705  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aOTHER INCOME FROM PARTNERSHIP     		    01 -5,104  
    bOTHER INCOME FROM PARTNERSHIP (UNRELATED BUSINESS INCOME) 900099 -2,353      
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. -1,922 3,035,621 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    3,033,699
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    ROSENBERG FOUNDATION
     
    Employer identification number

    94-1186182
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    ROSENBERG FOUNDATION
          		Employer identification number
    94-1186182
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    AKONADI FOUNDATION
     
    436 14TH STREET
     
    OAKLAND, CA94612

    		$ 75,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
    SILICON VALLEY DE-BUG
     
    701 LENZEN AVENUE
     
    SAN JOSE, CA95126

    		$ 50,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    ROSENBERG FOUNDATION
          		Employer identification number

    94-1186182
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    ROSENBERG FOUNDATION
          		Employer identification number

    94-1186182
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    ROSENBERG FOUNDATION
    EIN:
    94-1186182
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING AND AUDIT 69,262 12,699   60,313

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2020 GainLossSaleOtherAssetsSch
    Name:
    ROSENBERG FOUNDATION
    EIN:
    94-1186182
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    INCOME FROM PARTNERSHIP 2020-01 PURCHASED 2020-12       COST 0 177  

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    ROSENBERG FOUNDATION
    EIN:
    94-1186182
    Name of Stock End of Year Book Value End of Year Fair Market Value
    VANGUARD FTSE SOCIAL INDEX INST 9,534,399 9,534,399
    VANGUARD INTERNATIONAL GROWTH ADM 5,205,313 5,205,313
    VANGUARD INTERNATIONAL VALUE FUND 5,110,186 5,110,186
    VANGUARD PRIMECAP FUND ADMIRAL 4,804,188 4,804,188
    VANGUARD TOT INTL STOCK IX INST 9,818,397 9,818,397
    VANGUARD WINDSOR FUND ADMIRAL 5,118,551 5,118,551

    TY 2020 InvestmentsOtherSchedule2
    Name:
    ROSENBERG FOUNDATION
    EIN:
    94-1186182
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    AMERICAN CENTURY GIFTTRUST INVESTMENTS FMV 4,252 4,252
    HRJ CAPITAL VC VI (INT'L) FMV 581,116 581,116
    HRJ CAPITAL VC VI (U.S.) FMV 982,768 982,768
    HRJ GLOBAL BUY-OUT III (ASIA) FMV 8,956 8,956
    HRJ GLOBAL BUY-OUT III (EUROPE) FMV 40,673 40,673
    HRJ GLOBAL BUY-OUT III (U.S.) FMV 73,196 73,196
    HRJ SPECIAL OPPORTUNITIES II (INT'L) FMV 26,716 26,716
    HRJ SPECIAL OPPORTUNITIES II (U.S.) FMV 114,869 114,869
    METROPOLITAN REAL ESTATE PARTNERS II FMV 49,203 49,203
    METROPOLITAN REAL ESTATE PARTNERS V FMV 67,444 67,444
    VANGUARD INTER-TERM INVEST-GR ADM FMV 3,502,061 3,502,061
    VANGUARD LONG-TERM INVEST-GR ADM FMV 1,016,364 1,016,364
    VANGUARD SHORT-TERM INVEST-GR ADM FMV 3,601,163 3,601,163
    VANGUARD TOT INTL BOND IX INSTITL FMV 6,971,535 6,971,535
    VANGUARD TOTAL BOND MKT INDEX INST FMV 8,083,697 8,083,697

    TY 2020 LegalFeesSchedule
    Name:
    ROSENBERG FOUNDATION
    EIN:
    94-1186182
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL SERVICES 39,498 0   39,498


    TY 2020 OtherAssetsSchedule
    Name:
    ROSENBERG FOUNDATION
    EIN:
    94-1186182
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    DEPOSITS 6,018 6,018 6,018
    DISTRIBUTION RECEIVABLE 1,374,809 0 0
    OTHER RECEIVABLE 13,815    


    TY 2020 OtherExpensesSchedule
    Name:
    ROSENBERG FOUNDATION
    EIN:
    94-1186182
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BOARD MEETING EXPENSES 1,307 131   1,177
    COMPUTER SOFTWARE 7,207 360   6,847
    FELLOWSHIP TECHNICAL ASSISTANCE 158,021 0   152,673
    FURNITURE AND EQUIPMENT EXPENSE 2,129 106   9,969
    INSURANCE 17,732 1,773   15,162
    INVESTMENT FEE 88,794 88,794   0
    OFFICE SUPPLIES 12,567 628   16,830
    OTHER 344 0   344
    OTHER K1 DEDUCTIONS 29,407 29,279   0
    PROFESSIONAL DEVELOPMENT 8,601 0   8,601
    PUBLICATIONS AND MEMBERSHIPS 1,110 0   1,126
    TELEPHONE/POSTAGE/DELIVERY 7,057 353   6,922


    TY 2020 OtherIncomeSchedule2
    Name:
    ROSENBERG FOUNDATION
    EIN:
    94-1186182
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER INCOME FROM PARTNERSHIP -5,104 -5,104 -5,104
    OTHER INCOME FROM PARTNERSHIP (UNRELATED BUSINESS INCOME) -2,353 0 -2,353


    TY 2020 OtherIncreasesSchedule
    Name:
    ROSENBERG FOUNDATION
    EIN:
    94-1186182
    Description Amount
    UNREALIZED GAIN FROM INVESTMENT 5,821,341
    BOOK TO TAX DIFFERENCE - PARTNERSHIPS 259,910


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    ROSENBERG FOUNDATION
    EIN:
    94-1186182
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    IT/COMPUTER CONSULTING 7,800 0   7,800
    OTHER CONSULTING FEES 108,744 0   109,982
    PAYROLL PROCESSING FEES 1,716 0   1,716


    TY 2020 TaxesSchedule
    Name:
    ROSENBERG FOUNDATION
    EIN:
    94-1186182
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXCISE TAXES 26,135 0   0
    TAXES PER SCHEDULE K-1S 1,545 1,532   0