Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
T GARY AND KATHLEEN ROGERS PRIVATE
FAMILY FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)10 CLAY STREET NO 200
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
OAKLAND, CA94607
A Employer identification number

65-1202020
B Telephone number (see instructions)

(510) 899-7900
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$84,153,865J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 627,500
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 393,544 1,235,896  
5a Gross rents............ 696,000 696,000  
b Net rental income or (loss) -217,750
6a Net gain or (loss) from sale of assets not on line 10 1,860,410
b Gross sales price for all assets on line 6a 2,571,554
7 Capital gain net income (from Part IV, line 2)... 1,515,311
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 0 -44,197  
12 Total. Add lines 1 through 11........ 3,577,454 3,403,010  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 443,130 0   443,130
14 Other employee salaries and wages...... 912,161 0   912,161
15 Pension plans, employee benefits....... 231,971 0   235,184
16a Legal fees (attach schedule)......... Click to see attachment 48 0   3,470
b Accounting fees (attach schedule)....... Click to see attachment 136,057 55,922   73,316
c Other professional fees (attach schedule).... Click to see attachment 618,107 223,873   316,917
17 Interest............... 169,173 169,173   0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 169,876 3,300   17,576
19 Depreciation (attach schedule) and depletion... 883,926 870,159  
20 Occupancy.............. 478,816 14,375   502,016
21 Travel, conferences, and meetings....... 49,238 0   39,800
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 137,251 818,196   54,653
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 4,229,754 2,154,998   2,598,223
25 Contributions, gifts, grants paid....... 2,951,023 3,602,093
26 Total expenses and disbursements. Add lines 24 and 25 7,180,777 2,154,998   6,200,316
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -3,603,323
b Net investment income (if negative, enter -0-) 1,248,012
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 1,459,291 1,140,593 1,140,593
2 Savings and temporary cash investments......... 1,153,230 4,571,310 4,571,310
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................   100,000 100,000
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 200,626 157,307 157,307
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 27,545,938 Click to see attachment22,004,193 22,004,193
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 35,724,916 Click to see attachment44,044,352 44,044,352
14 Land, buildings, and equipment: basis bullet21,834,468
Less: accumulated depreciation (attach schedule) bullet10,026,158 12,692,236 Click to see attachment11,808,310 11,808,310
15 Other assets (describe bullet) Click to see attachment141,753 Click to see attachment327,800 Click to see attachment327,800
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 78,917,990 84,153,865 84,153,865
Liabilities 17 Accounts payable and accrued expenses.......... 20,348 197,860
18 Grants payable................. 3,017,337 2,366,267
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)...... 5,120,000 5,120,000
22 Other liabilities (describe bullet) Click to see attachment80,000 Click to see attachment116,000
23 Total liabilities (add lines 17 through 22)......... 8,237,685 7,800,127
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 70,680,305 75,747,596
25 Net assets with donor restrictions............   606,142
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 70,680,305 76,353,738
30 Total liabilities and net assets/fund balances (see instructions). 78,917,990 84,153,865
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
70,680,305
2
Enter amount from Part I, line 27a .....................
2
-3,603,323
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
9,276,756
4
Add lines 1, 2, and 3 ..........................
4
76,353,738
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
76,353,738
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES      
b CERBERUS INSTITUTIONAL PARTNERS, LP (SERIES FOUR) P 2020-01-01 2020-12-31
c CROSSLINK VENTURES V, LP P 2020-01-01 2020-12-31
d DODDINGTON EMERGING MARKETS FUND, LLC P 2020-01-01 2020-12-31
e ENCAP ENERGY CAPITAL FUND VI-B, LP P 2020-01-01 2020-12-31
ENCAP ENERGY CAPITAL FUND VII-B, LP P 2020-01-01 2020-12-31
ENCAP ENERGY CAPITAL FUND X, LP P 2020-01-01 2020-12-31
EPI HACIENDA LLC P 2020-01-01 2020-12-31
EPL PRUNEYARD, LLC P 2020-01-01 2020-12-31
EPL PRUNEYARD OFFICE INVESTORS, LLC P 2020-01-01 2020-12-31
FARALLON CAPITAL INSTITUTIONAL PARTNERS, LP P 2020-01-01 2020-12-31
FINTAN IRUSAN FUND, LP P 2020-01-01 2020-12-31
GREENSPRING SPV (AV IV), LP P 2020-01-01 2020-12-31
HELLMAN & FRIEDMAN CAPITAL PARTNERS VI, LP P 2020-01-01 2020-12-31
H&F CHICAGO AIV II, LP P 2020-01-01 2020-12-31
H&F HARRINGTON AIV II, LP P 2020-01-01 2020-12-31
JC FLOWERS II, LP P 2020-01-01 2020-12-31
PASSPORT SPECIAL OPPORTUNITIES FUND, LP P 2020-01-01 2020-12-31
PRIME FINANCE CMBS B-PIECE FUND I, LP P 2020-01-01 2020-12-31
PRIME FINANCE SHORT DURATION VI, LP P 2020-01-01 2020-12-31
SRI INVESTORS EIGHT, LLC P 2020-01-01 2020-12-31
SRI INVESTORS ELEVEN, LLC P 2020-01-01 2020-12-31
SRI INVESTORS NINE, LLC P 2020-01-01 2020-12-31
SVERICA CAPITAL PARTNERS IV LP P 2020-01-01 2020-12-31
SCP IV AIV I LP P 2020-01-01 2020-12-31
SCP IV AIV VII LP P 2020-01-01 2020-12-31
SFW CAPITAL PARTNERS II, L.P P 2020-01-01 2020-12-31
RESOURCE CAPITAL FUND IV P 2020-01-01 2020-12-31
GMT BAY RESRC P 2020-01-01 2020-12-31
INDABA CAPITAL PARTNERS (CAYMAN), L.P. P 2020-01-01 2020-12-31
OWL CREEK P 2020-01-01 2020-12-31
PERRY PARTNERS INTERNATIONAL INC P 2020-01-01 2020-12-31
TIGER GLOBAL, LTD. P 2020-01-01 2020-12-31
WELLINGTON SPIN P 2020-01-01 2020-12-31
IEC FUND III LP P 2020-01-01 2020-12-31
EMERGING MARKETS GLOBAL FUND P 2020-01-01 2020-12-31
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 296,192     296,192
b 21,688     21,688
c 59     59
d 53,175   53,175 0
e     294,188 -294,188
    28,597 -28,597
51,140     51,140
11,718   11,718 0
40,402   40,402 0
24,489   24,489 0
    13,480 -13,480
15,453   92,432 -76,979
30,747     30,747
    131,368 -131,368
    11,426 -11,426
35,307     35,307
    24,970 -24,970
    538 -538
251,136   200,921 50,215
191,539   191,539 0
83,022     83,022
19,215   19,215 0
93,409     93,409
      0
949     949
6,208     6,208
15,923   10,595 5,328
      0
    3,788 -3,788
395,650     395,650
46,215     46,215
    115 -115
494,092     494,092
    3,264 -3,264
393,826     393,826
99,977     99,977
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       296,192
b       21,688
c       59
d       0
e       -294,188
      -28,597
      51,140
      0
      0
      0
      -13,480
      -76,979
      30,747
      -131,368
      -11,426
      35,307
      -24,970
      -538
      50,215
      0
      83,022
      0
      93,409
      0
      949
      6,208
      5,328
      0
      -3,788
      395,650
      46,215
      -115
      494,092
      -3,264
      393,826
      99,977
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,515,311
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 17,347
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 17,347
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 17,347
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 39,342
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 24,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 63,342
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 45,995
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet45,995 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletROGERSFOUNDATION.ORG
    14
    The books are in care ofbulletKATHLEEN ROGERS Telephone no.bullet (510) 899-7900

    Located atbullet10 CLAY STREET STE 200OAKLANDCA ZIP+4bullet94607
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    RHONNEL S SOTELO EXECUTIVE DIRECTOR
    40.00     		258,481 16,527 33,785
    10 CLAY STREET STE 200
    OAKLAND,CA94607
    BRIAN K ROGERS CEO AND BOARD SECRETARY
    40.00     		184,649 11,479 36,439
    10 CLAY STREET STE 200
    OAKLAND,CA94607
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    GREGORY D KLEIN SENIOR DIR, INNOVATI
    40.00     		129,982 8,579 31,148
    10 CLAY STREET STE 200
    OAKLAND,CA94607
    DANA A WELLHAUSEN SENIOR DIR OF STRATE
    40.00     		144,213 8,962 12,527
    10 CLAY STREET STE 200
    OAKLAND,CA94607
    BONNIE LOOK GRANT & PROGRAM OPER
    40.00     		119,533 7,622 16,232
    10 CLAY STREET STE 200
    OAKLAND,CA94607
    SARA R LEVINE SENIOR PROGRAM OFFIC
    40.00     		124,735 7,587 9,094
    10 CLAY STREET STE 200
    OAKLAND,CA94607
    CYNTHIA SUTER SENIOR EXECUTIVE ASS
    40.00     		100,316 6,363 16,610
    10 CLAY STREET STE 200
    OAKLAND,CA94607
    Total number of other employees paid over $50,000...................bullet 2
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    BOARDON TRACK MANAGEMENT PLATFORM FOR SCHOOL BOARDS 132,753
    177 HUNTINGTON AVE STE 1703 50437
    BOSTON,MA02115
    JENNA STAUFFER STRATEGY CONSULTANT 71,438
    7589 HANSOM DRIVE
    OAKLAND,CA94605
    TRAYNOR GROUP ACCOUNTING 62,190
    6500 FAIRMOUNT AVE STE 11
    EL CERRITO,CA94530
    HOOD & STRONG LLP ACCOUNTING 55,000
    275 BATTERY ST STE 900
    SAN FRANCISCO,CA94111
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    22,652,249
    b
    Average of monthly cash balances.......................
    1b
    2,687,613
    c
    Fair market value of all other assets (see instructions)................
    1c
    44,529,459
    d
    Total (add lines 1a, b, and c).........................
    1d
    69,869,321
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    69,869,321
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    1,048,040
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    68,821,281
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    3,441,064
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    3,441,064
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    17,347
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
    3,380
    c
    Add lines 2a and 2b............................
    2c
    20,727
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    3,420,337
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    3,420,337
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    3,420,337
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    6,200,316
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    6,200,316
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    6,200,316
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 3,420,337
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017......  
    d From 2018...... 398,575
    e From 2019...... 3,482,086
    fTotal of lines 3a through e........ 3,880,661
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 6,200,316
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 3,420,337
    e Remaining amount distributed out of corpus 2,779,979
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 6,660,640
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		6,660,640
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018.... 398,575
    d Excess from 2019.... 3,482,086
    e Excess from 2020.... 2,779,979
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    APPLICATIONS ARE COMPLETED VIA OUR
    10 CLAY STREET STE 200
    OAKLAND,CA94607
    (510) 899-7900
    bThe form in which applications should be submitted and information and materials they should include:
    IF REQUIRED, APPLICATIONS ARE GENERALLY SUBMITTED ELECTRONICALLY THROUGH A GRANTEE PORTAL. GRANTEES PROVIDE INFORMATION ON THE PURPOSE OF THE GRANT, INTENDED OUTCOMES AND OUTPUTS, THE REQUESTED GRANT AMOUNT, AND A BUDGET.
    cAny submission deadlines:
    APPLICATIONS ARE DUE APRIL FOR OUR JUNE BOARD MEETING AND OCTOBER FOR OUR DECEMBER BOARD MEETING.
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    EDUCATION STRATEGY GRANTS ARE FOCUSED ON NON-PROFITS THAT FOCUS ON SUPPORTING AND EDUCATION STUDENTS IN OAKLAND, CA. GRANTS OUTSIDE OF OUR STRATEGY ARE DIRECTED BY THE FAMILY AND DO NOT HAVE THE SAME LIMITATIONS. TO BE ELIGIBLE GRANT APPLICANTS MUST BE TAX-EXEMPT UNDER IRC SECTION 501(C)(3) AND NOT CLASSIFIED AS A PRIVATE FOUNDATION. POTENTIAL GRANTEES CAN ALSO SUBMIT APPLICATIONS THROUGH A SPONSORING ORGANIZATION IF THE SPONSOR HAS 501(C)(3) STATUS, IS NOT A PRIVATE FOUNDATION, AND PROVIDES CONFIRMATION OF ITS WILLINGNESS TO ACT AS THE FISCAL SPONSOR. AS DETERMINED BY THE FOUNDATION, A GRANT TO A FOR PROFIT CAN BE MADE EXERCISING EXPENDITURE RESPONSIBILITY IF THERE IS A CLEAR CHARITABLE PURPOSE. THE FOUNDATION DOES NOT FUND: I. SCHOLARSHIP FUNDS FOR INDIVIDUALS II. RESERVE FUNDS III. POLITICAL CAMPAIGNS OR LOBBYING EFFORTS IV. ONE-DAY OR SHORT-TERM EVENTS V. FUNDRAISING EVENTS VI. PROGRAMS, PROJECTS, SCHOOLS, AND ORGANIZATIONS THAT DO NOT WORK WITH YOUTH IN OAKLAND, CA
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    LIGHTHOUSE COMMUNITY CHARTER SCHOOLS
    444 HEGENBERGER ROAD
    OAKLAND,CA94621     		N/A GOV GENERAL SUPPORT 784,562
    GO PUBLIC SCHOOLS
    5960 SOUTH LAND PARK DRIVE 513
    SACRAMENTO,CA95822     		N/A PC GENERAL SUPPORT 445,000
    EDUCATION FOR CHANGE
    334 HEGENBERGER ROAD STE 600
    OAKLAND,CA94622     		N/A PC GENERAL SUPPORT 264,100
    OAKLAND PUBLIC EDUCATION FUND
    520 3RD STREET STE 109
    OAKLAND,CA94607     		N/A PC GENERAL SUPPORT 253,015
    EDUCATE78
    2323 BROADWAY
    OAKLAND,CA94612     		N/A PC GENERAL SUPPORT 250,000
    OAKLAND LITERACY COALITION INC
    120 LINDEN STREET
    OAKLAND,CA94607     		N/A PC GENERAL SUPPORT 210,430
    THE GILLISPIE SCHOOL
    7380 GIRARD AVE
    LA JOLLA,CA92037     		N/A PC GENERAL SUPPORT 150,000
    URBAN MONTESSORI CHARTER SCHOOL
    4551 STEELE STREET
    OAKLAND,CA94619     		N/A GOV GENERAL SUPPORT 143,905
    ENVISION EDUCATION
    11 MYRTLE STREET STE 203
    OAKLAND,CA94607     		N/A PC GENERAL SUPPORT 87,625
    OAKLAND REACH
    333 HEGENBERGER ROAD STE 750
    OAKLAND,CA94621     		N/A PC GENERAL SUPPORT 81,850
    ASPIRE PUBLIC SCHOOLS
    1001 22ND AVENUE STE 100
    OAKLAND,CA94606     		N/A PC GENERAL SUPPORT 72,500
    SPRINGBOARD COLLABORATIVE
    1500 JFK BLVD STE 1160
    PHILADELPHIA,PA19102     		N/A PC GENERAL SUPPORT 62,500
    PHILANTHROPIC VENTURES FOUNDATION
    1222 PRESERVATION PARK WAY
    OAKLAND,CA946121201     		N/A PC GENERAL SUPPORT 60,200
    READING PARTNERS
    180 GRANT AVE STE 800
    OAKLAND,CA946123748     		N/A PC GENERAL SUPPORT 55,000
    COMMUNITY SCHOOL FOR CREATIVE EDUCATION
    2111 INTERNATIONAL BOULEVARD
    OAKLAND,CA94606     		N/A PC GENERAL SUPPORT 52,380
    GIRLS INCORPORATED OF ALAMEDA COUNTY
    510 16TH STREET
    OAKLAND,CA94610     		N/A PC GENERAL SUPPORT 50,000
    NATIONAL EQUITY PROJECT
    1720 BROADWAY STREET STE 400
    OAKLAND,CA94612     		N/A PC GENERAL SUPPORT 40,000
    EAST OAKLAND YOUTH DEVELOPMENT CENTER
    8200 INTERNATIONAL BLVD
    OAKLAND,CA94621     		N/A PC GENERAL SUPPORT 35,000
    FAMILY ENGAGEMENT LAB
    1999 HARRISON STREET STE 1100
    OAKLAND,CA946124708     		N/A PC GENERAL SUPPORT 35,000
    SURGE INSTITUTE
    1212 BROADWAY STE 700
    OAKLAND,CA94612     		N/A PC GENERAL SUPPORT 35,000
    BOY SCOUTS OF AMERICA-SF BAY AREA COUNCIL
    1001 DAVIS STREET
    SAN LEANDRO,CA94577     		N/A PC GENERAL SUPPORT 33,000
    CORE DISTRICTS FOR OAKLAND
    1107 9TH ST STE 500
    SACRAMENTO,CA95814     		N/A PC GENERAL SUPPORT 32,200
    ENTITLED FUTURES
    195 41ST STREET
    OAKLAND,CA94611     		N/A PC GENERAL SUPPORT 31,500
    DONORSCHOOSE
    134 W 37TH STREET
    NEW YORK CITY,NY100186908     		N/A PC GENERAL SUPPORT 30,651
    EAST BAY INNOVATION ACADEMY
    3400 MALCOLM AVENUE
    OAKLAND,CA94605     		N/A PC GENERAL SUPPORT 27,188
    MILLS COLLEGE
    5000 MACARTHUR BLVD
    OAKLAND,CA94613     		N/A PC GENERAL SUPPORT 25,900
    GREAT SCHOOL CHOICES
    342 EAST 11ITH STREET STE 3A
    NEW YORK,NY10035     		N/A PC GENERAL SUPPORT 25,000
    THE TEACHING WELL
    2650 EAST 29TH STREET
    OAKLAND,CA94601     		N/A PC GENERAL SUPPORT 25,000
    EDVENTURE MORE
    PO BOX 2854
    SAN FRANCISCO,CA941262854     		N/A PC GENERAL SUPPORT 20,000
    OAKLAND PROMISE
    300 FRANK H OGAWA PLAZA
    OAKLAND,CA94612     		N/A PC GENERAL SUPPORT 20,000
    ONEGOAL
    180 NORTH WABASH AVE STE 800
    CHICAGO,IL60601     		N/A PC GENERAL SUPPORT 20,000
    SUPER STARS LITERACY
    333 HEGENBERGER ROAD STE 503
    OAKLAND,CA94621     		N/A PC GENERAL SUPPORT 20,000
    EAST OAKLAND BOXING ASSOCIATION
    816 98TH AVE
    OAKLAND,CA94603     		N/A PC GENERAL SUPPORT 15,000
    UC BERKELEY FOUNDATION
    2080 ADDISON STREET 4200
    BERKELEY,CA94720     		N/A PC GENERAL SUPPORT 10,150
    CAMP PHOENIX
    10974 STAR COURT
    OAKLAND,CA94603     		N/A PC GENERAL SUPPORT 10,075
    BISHOP O'DOWD HIGH SCHOOL
    9500 STEARNS AVENUE
    OAKLAND,CA946054799     		N/A PC GENERAL SUPPORT 10,000
    COMMUNITY INITIATIVES
    1000 BROADWAY STE 480
    OAKLAND,CA94607     		N/A PC GENERAL SUPPORT 10,000
    FAITH NETWORK OF THE EAST BAY
    2633 TELEGRAPH AVE UNIT 412
    OAKLAND,CA94612     		N/A PC GENERAL SUPPORT 10,000
    I-SEED
    1330 BROADWAY STE 300
    OAKLAND,CA94612     		N/A PC GENERAL SUPPORT 10,000
    ST JOSEPH NOTRE DAME HIGH SCHOOL
    1011 CHESTNUT STREET
    ALAMEDA,CA94501     		N/A PC GENERAL SUPPORT 10,000
    THE MAKER EDUCATION INITIATIVE
    1808 FIFTH STREET
    BERKELEY,CA94710     		N/A PC GENERAL SUPPORT 10,000
    CONSERVATION SOCIETY OF CALIFORNIA
    PO BOX 5238
    OAKLAND,CA94605     		N/A PC GENERAL SUPPORT 5,000
    OAKLAND CHILDREN'S FAIRYLAND INC
    699 BELLEVUE AVE
    OAKLAND,CA94610     		N/A PC GENERAL SUPPORT 5,000
    YU MING SCHOOL
    1085 ALCATRAZ AVE
    OAKLAND,CA946081265     		N/A PC GENERAL SUPPORT 3,000
    FOPSL
    6101 CHELTON DRIVE
    OAKLAND,CA94611     		N/A PC GENERAL SUPPORT 1,500
    YOUNG VETS
    255 SHORELINE DRIVE SUITE 510
    REDWOOD CITY,CA94065     		N/A PC GENERAL SUPPORT 1,199
    UC SAN DIEGO FOUNDATION
    9500 GILMAN DRIVE
    LA JOLLA,CA92093     		N/A PC GENERAL SUPPORT 1,000
    ENVISION SCHOOLS
    1515 WEBSTER ST
    OAKLAND,CA94612     		N/A PC GENERAL SUPPORT 750
    ARTSPAN
    934 BRANNAN STREET 2ND FLOOR
    SAN FRANCISCO,CA94103     		N/A PC GENERAL SUPPORT 600
    LIGHTHOUSE COMMUNITY PUBLIC SCHOOLS
    444 HEGENBERGER ROAD
    OAKLAND,CA94621     		N/A PC GENERAL SUPPORT 550
    SILVERSPOT COOPERATIVE NURSERY SCHOOL
    4 SOLANO STREET
    BRISBANE,CA94005     		N/A PC GENERAL SUPPORT 500
    SMILE TRAIN
    633 THIRD AVENUE
    NEW YORK,NY10017     		N/A PC GENERAL SUPPORT 500
    LA CASA DE LAS MADRES
    1269 HOWARD ST
    SAN FRANCISCO,CA94103     		N/A PC GENERAL SUPPORT 454
    UC DAVIS FOUNDATION
    ONE SHIELDS AVENUE
    DAVIS,CA956168574     		N/A PC GENERAL SUPPORT 450
    ALAMEDA EMERGENCY FOOD
    650 W RANGER AVE SUITE D
    ALAMEDA,CA94501     		N/A PC GENERAL SUPPORT 412
    KQED
    PO BOX 7618
    SAN FRANCISCO,CA94120     		N/A PC GENERAL SUPPORT 355
    CAMPS IN COMMON
    462 ELWOOD AVE
    OAKLAND,CA94610     		N/A PC GENERAL SUPPORT 350
    OUR FAMILY COALITION
    1385 MISSION ST SUITE 330
    SAN FRANCISCO,CA94103     		N/A PC GENERAL SUPPORT 325
    SALVATION ARMY
    615 SLATERS LANE
    ALEXANDRIA,VA22313     		N/A PC GENERAL SUPPORT 312
    FRANK OTIS SCHOOL PTA
    3010 FILLMORE ST
    ALAMEDA,CA94501     		N/A PC GENERAL SUPPORT 307
    MONUMENT CRISIS CENTER
    1990 MARKET ST
    CONCORD,CA94520     		N/A PC GENERAL SUPPORT 300
    NURTURY PRESCHOOL
    10 MORAGA VALLEY LN
    MORAGA,CA94556     		N/A PC GENERAL SUPPORT 258
    PLANTING JUSTICE
    319 105TH AVENUE
    OAKLAND,CA94603     		N/A PC GENERAL SUPPORT 257
    BLINK NOW
    PO BOX 453
    MENDHAM,NJ07945     		N/A PC GENERAL SUPPORT 255
    CENTRO LEGAL DE LA RAZA
    3400 E 12TH ST
    OAKLAND,CA94601     		N/A PC GENERAL SUPPORT 250
    CITIZENS FOR RESPONSIBILITY AND ETHICS IN WASHINGTON
    455 MASSACHUSETTS AVENUE NW SIXTH
    FLOOR
    WASHINGTON,DC20001     		N/A PC GENERAL SUPPORT 250
    EDUCATION LEADERS OF COLOR
    3680 WILSHIRE BLVD STE P-04-1052
    LOS ANGELES,CA90010     		N/A PC GENERAL SUPPORT 250
    NAVAJO NATION
    1849 C STREET NW
    WASHINGTON,DC20240     		N/A PC GENERAL SUPPORT 250
    UNIVERSITY OF WASHINGTON
    4333 BROOKLYN AVE NE BOX 359505
    SEATTLE,WA981959505     		N/A PC GENERAL SUPPORT 250
    BESTPTO
    410 DAVIS RD
    BEDFORD,MA01730     		N/A PC GENERAL SUPPORT 200
    EDEN I & R
    570 B ST
    HAYWARD,CA94541     		N/A PC GENERAL SUPPORT 200
    LANDSCAPE ARCHITECTURE FOUNDATION
    1200 17TH ST NW SUITE 210
    WASHINGTON,DC20036     		N/A PC GENERAL SUPPORT 200
    MINNESOTA FREEDON FUND
    PO BOX 6398
    MINNEAPOLIS,MN55406     		N/A PC GENERAL SUPPORT 200
    THE STAGE
    490 S 1ST ST
    SAN JOSE,CA95113     		N/A PC GENERAL SUPPORT 200
    BEYOND EMANCIPATION
    675 HEGENBERGER RD 100
    OAKLAND,CA94621     		N/A PC GENERAL SUPPORT 155
    FIRST DESCENTS
    3001 BRIGHTON BLVD SUITE 623
    DENVER,CO80216     		N/A PC GENERAL SUPPORT 153
    ARRAY ALLIANCE
    180 GLENDALE BLVD 5826
    LOS ANGELES,CA90026     		N/A PC GENERAL SUPPORT 150
    COMMUNITY SCHOOLS FOR CREATIVE EDUCATION
    2111 INTERNATIONAL BOULEVARD
    OAKLAND,CA94606     		N/A PC GENERAL SUPPORT 150
    PLANTING FOR JUSTICE
    319 105TH AVENUE
    OAKLAND,CA94603     		N/A PC GENERAL SUPPORT 150
    VIDA VERDE FOUNDATION
    3540 LA HONDA RD
    SAN GREGORIO,CA94074     		N/A PC GENERAL SUPPORT 150
    INTERNATIONAL RESCUE COMMITTEE
    122 EAST 42ND STREET
    NEW YORK,NY10168     		N/A PC GENERAL SUPPORT 103
    SOCCER WITHOUT BORDERS
    3700 EASTERN AVE
    BALTIMORE,MD21224     		N/A PC GENERAL SUPPORT 103
    DOCTORS WITHOUT BORDERS
    40 RECTOR ST 16TH FLOOR
    NEW YORK,NY10006     		N/A PC GENERAL SUPPORT 100
    EAT LEARN PLAY FOUNDATION
    10 CLAY STREET SUITE 250
    OAKLAND,CA94607     		N/A PC GENERAL SUPPORT 100
    FRIENDS OF OAKLAND ANIMAL SERVICES
    721 WASHINGTON STREET
    OAKLAND,CA94607     		N/A PC GENERAL SUPPORT 100
    MANTENA GLOBAL CARE
    294 FERRY ST
    NEWARK,NJ07105     		N/A PC GENERAL SUPPORT 100
    WETHEPROTESTERS
    30 EAST 125TH ST 132
    NEW YORK,NY10035     		N/A PC GENERAL SUPPORT 100
    MOVEMENT STRATEGY CENTER
    436 14TH STREET 5TH FLOOR
    OAKLAND,CA94612     		N/A PC GENERAL SUPPORT 75
    THE OAKLAND REACH
    333 HEGENBERGER ROAD STE 750
    OAKLAND,CA94621     		N/A PC GENERAL SUPPORT 75
    TRANSGENDER LAW CENTER
    PO BOX 70976
    OAKLAND,CA94612     		N/A PC GENERAL SUPPORT 75
    GARDEN FOR THE ENVIRONMENT
    1590 7TH AVE
    SAN FRANCISCO,CA94122     		N/A PC GENERAL SUPPORT 53
    INTERTRIBAL FRIENDSHIP HOUSE
    523 INTERNATIONAL BLVD
    OAKLAND,CA94606     		N/A PC GENERAL SUPPORT 53
    LIGHTHOUSE PUBLIC CHARTER SCHOOL
    444 HEGENBERGER ROAD
    OAKLAND,CA94621     		N/A GOV GENERAL SUPPORT 52
    TIDES CENTER
    1012 TORNEY AVENUE
    SAN FRANCISCO,CA941291755     		N/A PC GENERAL SUPPORT 52
    YOUTH RADIO
    1701 BROADWAY
    OAKLAND,CA94612     		N/A PC GENERAL SUPPORT 51
    CLAREMONT MIDDLE SCHOOL
    5750 COLLEGE AVE
    OAKLAND,CA94618     		N/A GOV GENERAL SUPPORT 50
    HOMIES EMPOWERMENT
    7645 MACARTHUR BLVD
    OAKLAND,CA94605     		N/A PC GENERAL SUPPORT 50
    OAKLAND PARKS AND RECREATION FOUNDATION
    PO BOX 13267
    OAKLAND,CA94661     		N/A PC GENERAL SUPPORT 50
    TEACH FOR AMERICA
    315 W 36TH ST
    NEW YORK,NY10018     		N/A PC GENERAL SUPPORT 50
    UNITED NEGRO COLLEGE FUND
    1805 7TH STREET
    NW WASHINGTON,DC20001     		N/A PC GENERAL SUPPORT 50
    COVENANT HOUSE CALIFORNIA
    200 HARRISON ST
    OAKLAND,CA94607     		N/A PC GENERAL SUPPORT 46
    WIKIPEDIA FOUNDATION
    1 MONTGOMERY STREET SUITE 1600
    SAN FRANCISCO,CA94104     		N/A PC GENERAL SUPPORT 26
    JUNTOS COLLECTIVE INC
    1220 STANNAGE AVENUE
    BERKELEY,CA94706     		N/A PC GENERAL SUPPORT 26
    TEACHING WELL
    360 GRAND AVE 77
    OAKLAND,CA94610     		N/A PC GENERAL SUPPORT 20
    AMERICAN FOUNDATION FOR SUICIDE PREVENTION
    199 WATER STREET 11TH FLOOR
    NEW YORK,NY10038     		N/A PC GENERAL SUPPORT 10
    Total .................................bullet 3a 3,602,093
    bApproved for future payment
    OAKLAND PUBLIC EDUCATION FUND
    520 3RD STREET STE 109
    OAKLAND,CA94607     		N/A PC GENERAL SUPPORT 80,000
    YU MING SCHOOL
    1085 ALCATRAZ AVE
    OAKLAND,CA946081265     		N/A PC GENERAL SUPPORT 2,000
    EDUCATION FOR CHANGE INC
    333 HEGENBERGER ROAD SUITE 600
    OAKLAND,CA94621     		N/A PC GENERAL SUPPORT 450,000
    OAKLAND REACH
    333 HEGENBERGER ROAD SUITE 750
    OAKLAND,CA94621     		N/A PC GENERAL SUPPORT 150,103
    PHILANTHROPIC VENTURES FOUNDATION
    1222 PRESERVATION PARK WAY
    OAKLAND,CA946121201     		N/A PC GENERAL SUPPORT 225,000
    LIGHTHOUSE COMMUNITY CHARTER SCHOOLS
    444 HEGENBERGER ROAD
    OAKLAND,CA94621     		N/A GOV GENERAL SUPPORT 450,000
    ENVISION EDUCATION
    11 MYRTLE STREET SUITE 203
    OAKLAND,CA94607     		N/A PC GENERAL SUPPORT 325,000
    URBAN MONTESSORI CHARTER SCHOOL
    4551 STEELE STREET
    OAKLAND,CA94619     		N/A GOV GENERAL SUPPORT 125,000
    SANTA CLARA UNIVERSITY
    550 CRESCENT ST
    QUINCY,CA959719130     		N/A PC GENERAL SUPPORT 3,500
    JUNTOS COLLECTIVE
    1220 STANNAGE AVENUE
    BERKELEY,CA94706     		N/A PC GENERAL SUPPORT 103
    VIVA VERDE NATURE FOUDNATION
    3540 LA HONDA RD
    SAN GREGORIO,CA94074     		N/A PC GENERAL SUPPORT 233
    Total .................................bullet 3b 1,810,939
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 393,544  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....     16 -217,750  
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		523000 18,882 18 1,841,528  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 18,882 2,017,322 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    2,036,204
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    LIGHTHOUSE COMMUNITY CHARTER SCHOOLS444 HEGENBERGER ROAD
    OAKLAND,CA94621     		N/A GOV GENERAL SUPPORT 784,562
    GO PUBLIC SCHOOLS5960 SOUTH LAND PARK DRIVE 513
    SACRAMENTO,CA95822     		N/A PC GENERAL SUPPORT 445,000
    EDUCATION FOR CHANGE334 HEGENBERGER ROAD STE 600
    OAKLAND,CA94622     		N/A PC GENERAL SUPPORT 264,100
    OAKLAND PUBLIC EDUCATION FUND520 3RD STREET STE 109
    OAKLAND,CA94607     		N/A PC GENERAL SUPPORT 253,015
    EDUCATE782323 BROADWAY
    OAKLAND,CA94612     		N/A PC GENERAL SUPPORT 250,000
    OAKLAND LITERACY COALITION INC120 LINDEN STREET
    OAKLAND,CA94607     		N/A PC GENERAL SUPPORT 210,430
    THE GILLISPIE SCHOOL7380 GIRARD AVE
    LA JOLLA,CA92037     		N/A PC GENERAL SUPPORT 150,000
    URBAN MONTESSORI CHARTER SCHOOL4551 STEELE STREET
    OAKLAND,CA94619     		N/A GOV GENERAL SUPPORT 143,905
    ENVISION EDUCATION11 MYRTLE STREET STE 203
    OAKLAND,CA94607     		N/A PC GENERAL SUPPORT 87,625
    OAKLAND REACH333 HEGENBERGER ROAD STE 750
    OAKLAND,CA94621     		N/A PC GENERAL SUPPORT 81,850
    ASPIRE PUBLIC SCHOOLS1001 22ND AVENUE STE 100
    OAKLAND,CA94606     		N/A PC GENERAL SUPPORT 72,500
    SPRINGBOARD COLLABORATIVE1500 JFK BLVD STE 1160
    PHILADELPHIA,PA19102     		N/A PC GENERAL SUPPORT 62,500
    PHILANTHROPIC VENTURES FOUNDATION1222 PRESERVATION PARK WAY
    OAKLAND,CA946121201     		N/A PC GENERAL SUPPORT 60,200
    READING PARTNERS180 GRANT AVE STE 800
    OAKLAND,CA946123748     		N/A PC GENERAL SUPPORT 55,000
    COMMUNITY SCHOOL FOR CREATIVE EDUCATION2111 INTERNATIONAL BOULEVARD
    OAKLAND,CA94606     		N/A PC GENERAL SUPPORT 52,380
    GIRLS INCORPORATED OF ALAMEDA COUNTY510 16TH STREET
    OAKLAND,CA94610     		N/A PC GENERAL SUPPORT 50,000
    NATIONAL EQUITY PROJECT1720 BROADWAY STREET STE 400
    OAKLAND,CA94612     		N/A PC GENERAL SUPPORT 40,000
    EAST OAKLAND YOUTH DEVELOPMENT CENTER8200 INTERNATIONAL BLVD
    OAKLAND,CA94621     		N/A PC GENERAL SUPPORT 35,000
    FAMILY ENGAGEMENT LAB1999 HARRISON STREET STE 1100
    OAKLAND,CA946124708     		N/A PC GENERAL SUPPORT 35,000
    SURGE INSTITUTE1212 BROADWAY STE 700
    OAKLAND,CA94612     		N/A PC GENERAL SUPPORT 35,000
    BOY SCOUTS OF AMERICA-SF BAY AREA COUNCIL1001 DAVIS STREET
    SAN LEANDRO,CA94577     		N/A PC GENERAL SUPPORT 33,000
    CORE DISTRICTS FOR OAKLAND1107 9TH ST STE 500
    SACRAMENTO,CA95814     		N/A PC GENERAL SUPPORT 32,200
    ENTITLED FUTURES195 41ST STREET
    OAKLAND,CA94611     		N/A PC GENERAL SUPPORT 31,500
    DONORSCHOOSE134 W 37TH STREET
    NEW YORK CITY,NY100186908     		N/A PC GENERAL SUPPORT 30,651
    EAST BAY INNOVATION ACADEMY3400 MALCOLM AVENUE
    OAKLAND,CA94605     		N/A PC GENERAL SUPPORT 27,188
    MILLS COLLEGE5000 MACARTHUR BLVD
    OAKLAND,CA94613     		N/A PC GENERAL SUPPORT 25,900
    GREAT SCHOOL CHOICES342 EAST 11ITH STREET STE 3A
    NEW YORK,NY10035     		N/A PC GENERAL SUPPORT 25,000
    THE TEACHING WELL2650 EAST 29TH STREET
    OAKLAND,CA94601     		N/A PC GENERAL SUPPORT 25,000
    EDVENTURE MOREPO BOX 2854
    SAN FRANCISCO,CA941262854     		N/A PC GENERAL SUPPORT 20,000
    OAKLAND PROMISE300 FRANK H OGAWA PLAZA
    OAKLAND,CA94612     		N/A PC GENERAL SUPPORT 20,000
    ONEGOAL180 NORTH WABASH AVE STE 800
    CHICAGO,IL60601     		N/A PC GENERAL SUPPORT 20,000
    SUPER STARS LITERACY333 HEGENBERGER ROAD STE 503
    OAKLAND,CA94621     		N/A PC GENERAL SUPPORT 20,000
    EAST OAKLAND BOXING ASSOCIATION816 98TH AVE
    OAKLAND,CA94603     		N/A PC GENERAL SUPPORT 15,000
    UC BERKELEY FOUNDATION2080 ADDISON STREET 4200
    BERKELEY,CA94720     		N/A PC GENERAL SUPPORT 10,150
    CAMP PHOENIX10974 STAR COURT
    OAKLAND,CA94603     		N/A PC GENERAL SUPPORT 10,075
    BISHOP O'DOWD HIGH SCHOOL9500 STEARNS AVENUE
    OAKLAND,CA946054799     		N/A PC GENERAL SUPPORT 10,000
    COMMUNITY INITIATIVES1000 BROADWAY STE 480
    OAKLAND,CA94607     		N/A PC GENERAL SUPPORT 10,000
    FAITH NETWORK OF THE EAST BAY2633 TELEGRAPH AVE UNIT 412
    OAKLAND,CA94612     		N/A PC GENERAL SUPPORT 10,000
    I-SEED1330 BROADWAY STE 300
    OAKLAND,CA94612     		N/A PC GENERAL SUPPORT 10,000
    ST JOSEPH NOTRE DAME HIGH SCHOOL1011 CHESTNUT STREET
    ALAMEDA,CA94501     		N/A PC GENERAL SUPPORT 10,000
    THE MAKER EDUCATION INITIATIVE1808 FIFTH STREET
    BERKELEY,CA94710     		N/A PC GENERAL SUPPORT 10,000
    CONSERVATION SOCIETY OF CALIFORNIAPO BOX 5238
    OAKLAND,CA94605     		N/A PC GENERAL SUPPORT 5,000
    OAKLAND CHILDREN'S FAIRYLAND INC699 BELLEVUE AVE
    OAKLAND,CA94610     		N/A PC GENERAL SUPPORT 5,000
    YU MING SCHOOL1085 ALCATRAZ AVE
    OAKLAND,CA946081265     		N/A PC GENERAL SUPPORT 3,000
    FOPSL6101 CHELTON DRIVE
    OAKLAND,CA94611     		N/A PC GENERAL SUPPORT 1,500
    YOUNG VETS255 SHORELINE DRIVE SUITE 510
    REDWOOD CITY,CA94065     		N/A PC GENERAL SUPPORT 1,199
    UC SAN DIEGO FOUNDATION9500 GILMAN DRIVE
    LA JOLLA,CA92093     		N/A PC GENERAL SUPPORT 1,000
    ENVISION SCHOOLS1515 WEBSTER ST
    OAKLAND,CA94612     		N/A PC GENERAL SUPPORT 750
    ARTSPAN934 BRANNAN STREET 2ND FLOOR
    SAN FRANCISCO,CA94103     		N/A PC GENERAL SUPPORT 600
    LIGHTHOUSE COMMUNITY PUBLIC SCHOOLS444 HEGENBERGER ROAD
    OAKLAND,CA94621     		N/A PC GENERAL SUPPORT 550
    SILVERSPOT COOPERATIVE NURSERY SCHOOL4 SOLANO STREET
    BRISBANE,CA94005     		N/A PC GENERAL SUPPORT 500
    SMILE TRAIN633 THIRD AVENUE
    NEW YORK,NY10017     		N/A PC GENERAL SUPPORT 500
    LA CASA DE LAS MADRES1269 HOWARD ST
    SAN FRANCISCO,CA94103     		N/A PC GENERAL SUPPORT 454
    UC DAVIS FOUNDATIONONE SHIELDS AVENUE
    DAVIS,CA956168574     		N/A PC GENERAL SUPPORT 450
    ALAMEDA EMERGENCY FOOD650 W RANGER AVE SUITE D
    ALAMEDA,CA94501     		N/A PC GENERAL SUPPORT 412
    KQEDPO BOX 7618
    SAN FRANCISCO,CA94120     		N/A PC GENERAL SUPPORT 355
    CAMPS IN COMMON462 ELWOOD AVE
    OAKLAND,CA94610     		N/A PC GENERAL SUPPORT 350
    OUR FAMILY COALITION1385 MISSION ST SUITE 330
    SAN FRANCISCO,CA94103     		N/A PC GENERAL SUPPORT 325
    SALVATION ARMY615 SLATERS LANE
    ALEXANDRIA,VA22313     		N/A PC GENERAL SUPPORT 312
    FRANK OTIS SCHOOL PTA3010 FILLMORE ST
    ALAMEDA,CA94501     		N/A PC GENERAL SUPPORT 307
    MONUMENT CRISIS CENTER1990 MARKET ST
    CONCORD,CA94520     		N/A PC GENERAL SUPPORT 300
    NURTURY PRESCHOOL10 MORAGA VALLEY LN
    MORAGA,CA94556     		N/A PC GENERAL SUPPORT 258
    PLANTING JUSTICE319 105TH AVENUE
    OAKLAND,CA94603     		N/A PC GENERAL SUPPORT 257
    BLINK NOWPO BOX 453
    MENDHAM,NJ07945     		N/A PC GENERAL SUPPORT 255
    CENTRO LEGAL DE LA RAZA3400 E 12TH ST
    OAKLAND,CA94601     		N/A PC GENERAL SUPPORT 250
    CITIZENS FOR RESPONSIBILITY AND ETHICS IN WASHINGTON455 MASSACHUSETTS AVENUE NW SIXTH
    FLOOR
    WASHINGTON,DC20001     		N/A PC GENERAL SUPPORT 250
    EDUCATION LEADERS OF COLOR3680 WILSHIRE BLVD STE P-04-1052
    LOS ANGELES,CA90010     		N/A PC GENERAL SUPPORT 250
    NAVAJO NATION1849 C STREET NW
    WASHINGTON,DC20240     		N/A PC GENERAL SUPPORT 250
    UNIVERSITY OF WASHINGTON4333 BROOKLYN AVE NE BOX 359505
    SEATTLE,WA981959505     		N/A PC GENERAL SUPPORT 250
    BESTPTO410 DAVIS RD
    BEDFORD,MA01730     		N/A PC GENERAL SUPPORT 200
    EDEN I & R570 B ST
    HAYWARD,CA94541     		N/A PC GENERAL SUPPORT 200
    LANDSCAPE ARCHITECTURE FOUNDATION1200 17TH ST NW SUITE 210
    WASHINGTON,DC20036     		N/A PC GENERAL SUPPORT 200
    MINNESOTA FREEDON FUNDPO BOX 6398
    MINNEAPOLIS,MN55406     		N/A PC GENERAL SUPPORT 200
    THE STAGE490 S 1ST ST
    SAN JOSE,CA95113     		N/A PC GENERAL SUPPORT 200
    BEYOND EMANCIPATION675 HEGENBERGER RD 100
    OAKLAND,CA94621     		N/A PC GENERAL SUPPORT 155
    FIRST DESCENTS3001 BRIGHTON BLVD SUITE 623
    DENVER,CO80216     		N/A PC GENERAL SUPPORT 153
    ARRAY ALLIANCE180 GLENDALE BLVD 5826
    LOS ANGELES,CA90026     		N/A PC GENERAL SUPPORT 150
    COMMUNITY SCHOOLS FOR CREATIVE EDUCATION2111 INTERNATIONAL BOULEVARD
    OAKLAND,CA94606     		N/A PC GENERAL SUPPORT 150
    PLANTING FOR JUSTICE319 105TH AVENUE
    OAKLAND,CA94603     		N/A PC GENERAL SUPPORT 150
    VIDA VERDE FOUNDATION3540 LA HONDA RD
    SAN GREGORIO,CA94074     		N/A PC GENERAL SUPPORT 150
    INTERNATIONAL RESCUE COMMITTEE122 EAST 42ND STREET
    NEW YORK,NY10168     		N/A PC GENERAL SUPPORT 103
    SOCCER WITHOUT BORDERS3700 EASTERN AVE
    BALTIMORE,MD21224     		N/A PC GENERAL SUPPORT 103
    DOCTORS WITHOUT BORDERS40 RECTOR ST 16TH FLOOR
    NEW YORK,NY10006     		N/A PC GENERAL SUPPORT 100
    EAT LEARN PLAY FOUNDATION10 CLAY STREET SUITE 250
    OAKLAND,CA94607     		N/A PC GENERAL SUPPORT 100
    FRIENDS OF OAKLAND ANIMAL SERVICES721 WASHINGTON STREET
    OAKLAND,CA94607     		N/A PC GENERAL SUPPORT 100
    MANTENA GLOBAL CARE294 FERRY ST
    NEWARK,NJ07105     		N/A PC GENERAL SUPPORT 100
    WETHEPROTESTERS30 EAST 125TH ST 132
    NEW YORK,NY10035     		N/A PC GENERAL SUPPORT 100
    MOVEMENT STRATEGY CENTER436 14TH STREET 5TH FLOOR
    OAKLAND,CA94612     		N/A PC GENERAL SUPPORT 75
    THE OAKLAND REACH333 HEGENBERGER ROAD STE 750
    OAKLAND,CA94621     		N/A PC GENERAL SUPPORT 75
    TRANSGENDER LAW CENTERPO BOX 70976
    OAKLAND,CA94612     		N/A PC GENERAL SUPPORT 75
    GARDEN FOR THE ENVIRONMENT1590 7TH AVE
    SAN FRANCISCO,CA94122     		N/A PC GENERAL SUPPORT 53
    INTERTRIBAL FRIENDSHIP HOUSE523 INTERNATIONAL BLVD
    OAKLAND,CA94606     		N/A PC GENERAL SUPPORT 53
    LIGHTHOUSE PUBLIC CHARTER SCHOOL444 HEGENBERGER ROAD
    OAKLAND,CA94621     		N/A GOV GENERAL SUPPORT 52
    TIDES CENTER1012 TORNEY AVENUE
    SAN FRANCISCO,CA941291755     		N/A PC GENERAL SUPPORT 52
    YOUTH RADIO1701 BROADWAY
    OAKLAND,CA94612     		N/A PC GENERAL SUPPORT 51
    CLAREMONT MIDDLE SCHOOL5750 COLLEGE AVE
    OAKLAND,CA94618     		N/A GOV GENERAL SUPPORT 50
    HOMIES EMPOWERMENT7645 MACARTHUR BLVD
    OAKLAND,CA94605     		N/A PC GENERAL SUPPORT 50
    OAKLAND PARKS AND RECREATION FOUNDATIONPO BOX 13267
    OAKLAND,CA94661     		N/A PC GENERAL SUPPORT 50
    TEACH FOR AMERICA315 W 36TH ST
    NEW YORK,NY10018     		N/A PC GENERAL SUPPORT 50
    UNITED NEGRO COLLEGE FUND1805 7TH STREET
    NW WASHINGTON,DC20001     		N/A PC GENERAL SUPPORT 50
    COVENANT HOUSE CALIFORNIA200 HARRISON ST
    OAKLAND,CA94607     		N/A PC GENERAL SUPPORT 46
    WIKIPEDIA FOUNDATION1 MONTGOMERY STREET SUITE 1600
    SAN FRANCISCO,CA94104     		N/A PC GENERAL SUPPORT 26
    JUNTOS COLLECTIVE INC1220 STANNAGE AVENUE
    BERKELEY,CA94706     		N/A PC GENERAL SUPPORT 26
    TEACHING WELL360 GRAND AVE 77
    OAKLAND,CA94610     		N/A PC GENERAL SUPPORT 20
    AMERICAN FOUNDATION FOR SUICIDE PREVENTION199 WATER STREET 11TH FLOOR
    NEW YORK,NY10038     		N/A PC GENERAL SUPPORT 10
    Total ...............................bullet 3a 3,602,093
    bApproved for future payment
    OAKLAND PUBLIC EDUCATION FUND520 3RD STREET STE 109
    OAKLAND,CA94607     		N/A PC GENERAL SUPPORT 80,000
    YU MING SCHOOL1085 ALCATRAZ AVE
    OAKLAND,CA946081265     		N/A PC GENERAL SUPPORT 2,000
    EDUCATION FOR CHANGE INC333 HEGENBERGER ROAD SUITE 600
    OAKLAND,CA94621     		N/A PC GENERAL SUPPORT 450,000
    OAKLAND REACH333 HEGENBERGER ROAD SUITE 750
    OAKLAND,CA94621     		N/A PC GENERAL SUPPORT 150,103
    PHILANTHROPIC VENTURES FOUNDATION1222 PRESERVATION PARK WAY
    OAKLAND,CA946121201     		N/A PC GENERAL SUPPORT 225,000
    LIGHTHOUSE COMMUNITY CHARTER SCHOOLS444 HEGENBERGER ROAD
    OAKLAND,CA94621     		N/A GOV GENERAL SUPPORT 450,000
    ENVISION EDUCATION11 MYRTLE STREET SUITE 203
    OAKLAND,CA94607     		N/A PC GENERAL SUPPORT 325,000
    URBAN MONTESSORI CHARTER SCHOOL4551 STEELE STREET
    OAKLAND,CA94619     		N/A GOV GENERAL SUPPORT 125,000
    SANTA CLARA UNIVERSITY550 CRESCENT ST
    QUINCY,CA959719130     		N/A PC GENERAL SUPPORT 3,500
    JUNTOS COLLECTIVE1220 STANNAGE AVENUE
    BERKELEY,CA94706     		N/A PC GENERAL SUPPORT 103
    VIVA VERDE NATURE FOUDNATION3540 LA HONDA RD
    SAN GREGORIO,CA94074     		N/A PC GENERAL SUPPORT 233
    Total ................................bullet 3b 1,810,939
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    T GARY AND KATHLEEN ROGERS PRIVATE
    FAMILY FOUNDATION
    Employer identification number

    65-1202020
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    T GARY AND KATHLEEN ROGERS PRIVATE
    FAMILY FOUNDATION         		Employer identification number
    65-1202020
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    CHARLES AND HELEN SCHWAB FOUNDATION
     
    201 MISSION STREET SUITE 1950
     
    SAN FRANCISCO, CA94105

    		$ 500,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
    THE WALTON FAMILY FOUNDATION
     
    535 SMITHFIELD ST STE 800
     
    PITTSBURGH, PA15222

    		$ 75,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
    THE CITY FUND
     
    6312 SEVEN CORNERS CENTER NO 354
     
    FALLS CHURCH, VA22044

    		$ 50,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    T GARY AND KATHLEEN ROGERS PRIVATE
    FAMILY FOUNDATION         		Employer identification number

    65-1202020
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    T GARY AND KATHLEEN ROGERS PRIVATE
    FAMILY FOUNDATION         		Employer identification number

    65-1202020
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    T GARY AND KATHLEEN ROGERS PRIVATE
     
    FAMILY FOUNDATION
    EIN:
    65-1202020
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING 131,369 51,234   73,316
    ACCOUNTING FEES - RENTAL 4,688 4,688   0

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    T GARY AND KATHLEEN ROGERS PRIVATE
     
    FAMILY FOUNDATION
    EIN:
    65-1202020
    Name of Stock End of Year Book Value End of Year Fair Market Value
    DODGE AND COX STOCK FUND 3,868,510 3,868,510
    PRIMECAP ODYSSEY GROWTH 3,832,950 3,832,950
    CITY OF LONDON EMERGING MARKET GLOBAL FUND 1,575,185 1,575,185
    DODGE AND COX INTERNATIONAL STOCK FUND 2,793,791 2,793,791
    JOHCM EMERGING MARKET 1,199,309 1,199,309
    MORGAN STANLEY INTERNATIONAL STOCK FUND 2,691,168 2,691,168
    PIMCO TOTAL RETURN FUND 2,989,400 2,989,400
    DOUBLELINE 3,053,880 3,053,880

    TY 2020 InvestmentsOtherSchedule2
    Name:
    T GARY AND KATHLEEN ROGERS PRIVATE
     
    FAMILY FOUNDATION
    EIN:
    65-1202020
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    FARALLON CAPITAL INSTITUTIONAL PARTNERS, LP FMV 137,072 137,072
    OWL CREEK OVERSEAS FUND, LTD FMV 4,333,953 4,333,953
    GCM LITTLE ARBOR PARTNERS (CAYMAN), LTD FMV 52,338 52,338
    BAY RESOURCE PARTNERS OFFSHORE FUND, LTD FMV 22,031 22,031
    INDABA CAPITAL PARTNERS (CAYMAN), LP FMV 3,347,911 3,347,911
    PASSPORT SPECIAL OPPORTUNITIES FUND, L.P. FMV 15,512 15,512
    TIGER GLOBAL FMV 1,438,547 1,438,547
    RESOURCE CAPITAL FUND IV, L.P. FMV 200,508 200,508
    CERBERUS INSTITUTIONAL PARTNERS, L.P. (SERIES FOUR) FMV 54,752 54,752
    CROSSLINK VENTURES V, L.P. FMV 119,162 119,162
    DODDINGTON EMERGING MARKETS FUND LLC FMV 1,441,279 1,441,279
    ENCAP ENERGY CAPITAL FUND VI, L.P. FMV 18,125 18,125
    ENCAP ENERGY CAPITAL FUND VII FMV 29,270 29,270
    ENCAP ENERGY CAPITAL FUND X LP FMV 760,444 760,444
    GREENSPRING FMV 4,219,965 4,219,965
    HELLMAN & FRIEDMAN CAPITAL PTRS VI FMV 810,529 810,529
    SFW CAPITAL PARTNERS FUND II, LP FMV 1,953,451 1,953,451
    SVERICA CAPITAL PARTNERS IV FMV 2,514,318 2,514,318
    IEC FUND III LP FMV 2,565,060 2,565,060
    PRIME FINANCE CMBS B-PIECE FUND I, LP FMV 1,980,867 1,980,867
    PRIME FINANCE - SHORT DURATION FMV 1,188,901 1,188,901
    SPO PARTNERS II, L.P. FMV 1,065 1,065
    HYDROFARM CO-INVESTMENT FUND, LP FMV 5,193,339 5,193,339
    EPL PRUNEYARD OFFICE INVESTORS LLC FMV 494,658 494,658
    TRI-COUNTY INVESTMENTS LLC FMV 7,940,000 7,940,000
    MF BB2 LLC FMV 776,482 776,482
    SHORENSTEIN INVESTORS EIGHT LLC FMV 848,567 848,567
    SHORENSTEIN INVESTORS NINE LLC FMV 83,281 83,281
    SHORENSTEIN INVESTORS ELEVEN LLC FMV 1,502,965 1,502,965

    TY 2020 LandEtcSchedule2
    Name:
    T GARY AND KATHLEEN ROGERS PRIVATE
     
    FAMILY FOUNDATION
    EIN:
    65-1202020
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    FURNITURE, FIXTURES, & EQUIPMENT 136,590 33,911 102,679 102,679
    SOFTWARE 28,295 27,691 604 604
    WEBSITE 65,877 63,168 2,709 2,708
    LEASEHOLD IMPROVEMENTS 233,260 6,665 226,595 226,596
    BUILDING & IMPROVEMENTS 17,403,183 9,894,723 7,508,460 7,508,460
    LAND 3,967,263 0 3,967,263 3,967,263


    TY 2020 LegalFeesSchedule
    Name:
    T GARY AND KATHLEEN ROGERS PRIVATE
     
    FAMILY FOUNDATION
    EIN:
    65-1202020
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL 48 0   3,470


    TY 2020 OtherAssetsSchedule
    Name:
    T GARY AND KATHLEEN ROGERS PRIVATE
     
    FAMILY FOUNDATION
    EIN:
    65-1202020
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    INVESTMENT DISTRIBUTIONS PENDING SETTLEMENT 141,753 327,800 327,800


    TY 2020 OtherExpensesSchedule
    Name:
    T GARY AND KATHLEEN ROGERS PRIVATE
     
    FAMILY FOUNDATION
    EIN:
    65-1202020
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PASSTHROUGH DEDUCTIONS 0 731,452   0
    SUPPLIES 2,020 0   2,022
    INSURANCE 8,428 0   12,572
    STAFF DEVELOPMENT 8,857 0   8,857
    CUSTODY FEES 65,516 65,516   0
    EQUIPMENT RENTAL & MAINTENANCE 1,500 0   1,500
    ORGANIZATIONAL EXPENSES 150 0   150
    WEB SERVICES 8,413 0   8,413
    TELEPHONE 6,735 0   6,735
    MEALS & ENTERTAINMENT 2,404 0   2,404
    OFFICE EXPENSES 1,050 0   1,050
    EVENTS 1,361 0   1,361
    MEMBERSHIP DUES 1,978 0   1,978
    SMALL EQUIPMENT 7,611 0   7,611
    INSURANCE - RENTAL 21,228 21,228   0


    TY 2020 OtherIncomeSchedule2
    Name:
    T GARY AND KATHLEEN ROGERS PRIVATE
     
    FAMILY FOUNDATION
    EIN:
    65-1202020
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    PASSTHROUGH INCOME/LOSS   -44,197  


    TY 2020 OtherIncreasesSchedule
    Name:
    T GARY AND KATHLEEN ROGERS PRIVATE
     
    FAMILY FOUNDATION
    EIN:
    65-1202020
    Description Amount
    UNREALIZED GAINS ON INVESTMENTS 9,276,756


    TY 2020 OtherLiabilitiesSchedule
    Name:
    T GARY AND KATHLEEN ROGERS PRIVATE
     
    FAMILY FOUNDATION
    EIN:
    65-1202020
    Description Beginning of Year - Book Value End of Year - Book Value
    DEFERRED TAX LIABILITIES 80,000 116,000


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    T GARY AND KATHLEEN ROGERS PRIVATE
     
    FAMILY FOUNDATION
    EIN:
    65-1202020
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    HR SERVICES 9,553 0   9,553
    CONSULTING 134,506 0   57,189
    RETIREMENT PLAN ADMINISTRATIVE SERVICES 6,723 0   6,723
    ADVISORY 3,888 0   3,888
    MANAGEMENT PLATFORM 156,753 0   156,753
    DATA SERVICE 3,250 0   3,250
    OTHER PROFESSIONAL FEES 4,413 0   4,413
    COMPUTER SERVICES 75,148 0   75,148
    INVESTMENT MANAGEMENT FEES 223,873 223,873   0


    TY 2020 TaxesSchedule
    Name:
    T GARY AND KATHLEEN ROGERS PRIVATE
     
    FAMILY FOUNDATION
    EIN:
    65-1202020
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CA TAXES AND FEES 17,155 0   17,155
    FEDERAL TAXES 149,000 0   0
    OTHER TAXES 421 0   421
    OTHER TAXES - RENTAL 3,300 3,300   0