Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
RICHARD K LUBIN FOUNDATION
C/O CASTLE ROCK ADVISORS
Number and street (or P.O. box number if mail is not delivered to street address)200 CLARENDON STREET 35TH FLOOR
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
BOSTON, MA02116
A Employer identification number

22-2773808
B Telephone number (see instructions)

(617) 227-0050
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$219,717,768J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 2,174,707
2 Check bullet.............
3 Interest on savings and temporary cash investments 1,384,636 1,380,778  
4 Dividends and interest from securities... 2,851,574 2,851,116  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 7,915,181
b Gross sales price for all assets on line 6a 27,913,466
7 Capital gain net income (from Part IV, line 2)... 7,900,535
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment -788,151 -966,405  
12 Total. Add lines 1 through 11........ 13,537,947 11,166,024  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 436,046 0   436,046
14 Other employee salaries and wages......        
15 Pension plans, employee benefits....... 17,622 0   17,622
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 7,100 3,550   0
c Other professional fees (attach schedule).... Click to see attachment 463,619 181,004   105,816
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 212,183 96,769   23,314
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 52,440 0   52,440
21 Travel, conferences, and meetings....... 1,280 0   1,280
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 14,720 0   13,030
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 1,205,010 281,323   649,548
25 Contributions, gifts, grants paid....... 8,717,743 8,717,743
26 Total expenses and disbursements. Add lines 24 and 25 9,922,753 281,323   9,367,291
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 3,615,194
b Net investment income (if negative, enter -0-) 10,884,701
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 10,637,015 11,533,236 11,533,236
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 138,208,339 Click to see attachment141,454,382 208,175,232
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment9,300 Click to see attachment9,300 Click to see attachment9,300
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 148,854,654 152,996,918 219,717,768
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment57,965 Click to see attachment1,196,682
23 Total liabilities (add lines 17 through 22)......... 57,965 1,196,682
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 148,796,689 151,800,236
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 0 0
29 Total net assets or fund balances (see instructions)..... 148,796,689 151,800,236
30 Total liabilities and net assets/fund balances (see instructions). 148,854,654 152,996,918
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
148,796,689
2
Enter amount from Part I, line 27a .....................
2
3,615,194
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
152,411,883
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
611,647
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
151,800,236
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a FROM K-1 - CRA FUND II LLC P 2020-01-01 2020-07-01
b FROM K-1 - CRA FUND II LLC P 2020-01-01 2020-07-01
c MORGAN STANLEY #9007 (AVAILABLE UPON REQUEST) P 2020-01-01 2020-07-01
d MORGAN STANLEY #9007 (AVAILABLE UPON REQUEST) P 2020-01-01 2020-07-01
e MORGAN STANLEY #9007 (AVAILABLE UPON REQUEST) P 2020-01-01 2020-07-01
GOLDMAN SACHS #65908 (AVAILABLE UPON REQUEST) P 2020-01-01 2020-07-01
GOLDMAN SACHS #65908 (AVAILABLE UPON REQUEST) P 2020-01-01 2020-07-01
GOLDMAN SACHS #65909 (AVAILABLE UPON REQUEST) P 2020-01-01 2020-07-01
GOLDMAN SACHS #65909 (AVAILABLE UPON REQUEST) P 2020-01-01 2020-07-01
GOLDMAN SACHS #65909 (AVAILABLE UPON REQUEST) P 2020-01-01 2020-07-01
GOLDMAN SACHS #65912 (AVAILABLE UPON REQUEST) P 2020-01-01 2020-07-01
GOLDMAN SACHS #65912 (AVAILABLE UPON REQUEST) P 2020-01-01 2020-07-01
GOLDMAN SACHS #50685 (AVAILABLE UPON REQUEST) P 2020-01-01 2020-07-01
GOLDMAN SACHS #50685 (AVAILABLE UPON REQUEST) P 2020-01-01 2020-07-01
GOLDMAN SACHS #03105 (AVAILABLE UPON REQUEST) P 2020-01-01 2020-07-01
GOLDMAN SACHS #03105 (AVAILABLE UPON REQUEST) P 2020-01-01 2020-07-01
GOLDMAN SACHS #03105 (AVAILABLE UPON REQUEST) P 2020-01-01 2020-07-01
FROM K-1 - STOCKBRIDGE COINVESTORS LLC P 2020-01-01 2020-07-01
FROM K-1 - STOCKBRIDGE COINVESTORS LLC P 2020-01-01 2020-07-01
FROM K-1 - BIL P 2020-01-01 2020-07-01
FROM K-1 - HIGH VISTA II P 2020-01-01 2020-07-01
FROM K-1 - HIGH VISTA II P 2020-01-01 2020-07-01
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 602,714   2,970 599,744
b     119,885 -119,885
c 513   835 -322
d 240,237   299,859 -59,622
e 117,351   56,843 60,508
6,036,492     6,036,492
52,047   126 51,921
26,118   25,594 524
4,927,711   5,485,622 -557,911
1,749,950   1,700,363 49,587
632,408   666,642 -34,234
2,168,603   2,277,631 -109,028
3,565,285   3,583,803 -18,518
3,537,237   3,439,238 97,999
700,000   700,000 0
1,321,874   1,321,874 0
325,000   325,000 0
27,227     27,227
302,769     302,769
16     16
151,138   509 150,629
102,408   6,137 96,271
1,326,368     1,326,368
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       599,744
b       -119,885
c       -322
d       -59,622
e       60,508
      6,036,492
      51,921
      524
      -557,911
      49,587
      -34,234
      -109,028
      -18,518
      97,999
      0
      0
      0
      27,227
      302,769
      16
      150,629
      96,271
      1,326,368
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 7,900,535
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 151,297
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 151,297
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 151,297
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 89,208
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 142,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 231,208
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 79,911
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet79,911 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletRICHARD K LUBIN Telephone no.bullet (617) 227-0050

    Located atbullet200 CLARENDON STREET 35TH FLOORBOSTONMA ZIP+4bullet02116
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    RICHARD K LUBIN TRUSTEE
    5.00     		0 0 0
    C/O CASTLE ROCK ADVISORS 200
    CLARENDON STREET 35TH FLOOR
    BOSTON,MA02116
    NANCY K LUBIN TRUSTEE
    1.00     		0 0 0
    C/O CASTLE ROCK ADVISORS 200
    CLARENDON STREET 35TH FLOOR
    BOSTON,MA02116
    KATE E LUBIN TRUSTEE
    3.00     		0 0 0
    C/O CASTLE ROCK ADVISORS 200
    CLARENDON STREET 35TH FLOOR
    BOSTON,MA02116
    EMILY L WOODS TRUSTEE
    20.00     		62,500 0 0
    C/O CASTLE ROCK ADVISORS 200
    CLARENDON STREET 35TH FLOOR
    BOSTON,MA02116
    GLENDON SUTTON TRUSTEE
    1.00     		0 0 0
    C/O CASTLE ROCK ADVISORS 200
    CLARENDON STREET 35TH FLOOR
    BOSTON,MA02116
    GREG WOODS TRUSTEE
    1.00     		0 0 0
    C/O CASTLE ROCK ADVISORS 200
    CLARENDON STREET 35TH FLOOR
    BOSTON,MA02116
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    SUSAN COHEN EXECUTIVE DIRECTOR
    40.00     		324,038 11,262 3,165
    27 WALNUT PLACE
    BROOKLINE,MA02445
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    GOLDMAN SACHS INVESTMENT MANAGEMENT 235,369
    125 HIGH STREET 20TH FLOOR
    BOSTON,MA021102704
    MORGAN STANLEY INVESTMENT MANAGEMENT 65,967
    53 STATE STREET 39TH FLOOR
    BOSTON,MA02109
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    193,055,665
    b
    Average of monthly cash balances.......................
    1b
    5,536,025
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    198,591,690
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    198,591,690
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    2,978,875
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    195,612,815
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    9,780,641
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    9,780,641
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    151,297
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
    574
    c
    Add lines 2a and 2b............................
    2c
    151,871
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    9,628,770
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    9,628,770
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    9,628,770
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    9,367,291
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    9,367,291
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    9,367,291
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 9,628,770
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 8,787,049
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017......  
    d From 2018......  
    e From 2019......  
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 9,367,291
    a Applied to 2019, but not more than line 2a 8,787,049
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 580,242
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		9,048,528
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018....  
    d Excess from 2019....  
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    RICHARD K LUBIN
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALZHEIMER'S ASSOCIATION
    480 PLEASANT STREET
    WATERTOWN,MA02472     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 5,000
    ALZHEIMER'S DISEASE RESEARCH
    34 WASHINGTON STREET SUITE 200
    WELLESLEY HILLS,MA02481     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 1,000
    BABSON COLLEGE
    231 FOREST STREET
    BABSON PARK,MA02457     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 2,000
    BEACON ACADEMY
    477 LONGWOOD AVENUE
    BOSTON,MA02215     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 20,000
    BELMONT GOLF SCHOLARSHIP FUND
    151 TREMONT STREET
    BOSTON,MA02111     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 1,000
    BETH ISRAEL DEACONESS MEDICAL CENTER
    110 FRANCIS STREET
    BOSTON,MA02215     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 260,000
    BIG BROTHERS BIG SISTERS
    75 FEDERAL STREET 8TH FL
    BOSTON,MA02210     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 10,000
    BOSTON CHILDRENS HOSPITAL
    300 LONGWOOD AVENUE
    BOSTON,MA02115     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 5,000
    BOSTON EDUCATIONAL DEVELOPMENT
    7 PALMER STREET 2ND FLOOR
    ROXBURY,MA02119     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 115,000
    BOSTON FOUNDATION
    75 ARLINGTON STREET
    BOSTON,MA02116     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 10,000
    BOSTON MEDICAL CENTER
    ONE MEDICAL CENTER PLACE
    BOSTON,MA02118     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 160,000
    BOSTON PUBLIC SCHOOLS
    700 BOYLSTON STREET
    BOSTON,MA02115     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 14,000
    BOSTON SYMPHONY ORCHESTRA
    301 MASSACHUSETTS AVENUE
    BOSTON,MA02115     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 575,000
    BOTTOM LINE
    500 AMORY STREET
    JAMAICA PLAIN,MA02130     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 15,000
    BOWDOIN COLLEGE
    5000 SOUTH STREET
    BRUNSWICK,ME04011     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 66,500
    BOWDOIN INTERNATIONAL MUSIC FESTIVAL
    6300 COLLEGE STATION
    BRUNSWICK,ME040118463     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 1,000
    BOYS AND GIRLS CLUBS OF BOSTON
    50 CONGRESS STREET SUITE 730
    BOSTON,MA02109     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 52,500
    BRIGHAM & WOMEN'S HOSPITAL
    75 FRANCIS STREET
    BOSTON,MA02115     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 100,000
    BROWN UNIVERSITY
    PO BOX 1876
    PROVIDENCE,RI02912     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 16,000
    CAMP HARBOR VIEW FOUNDATION
    1946 WASHINGTON STREET
    BOSTON,MA02118     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 1,000
    CARROLL SCHOOL
    1841 TRAPELO ROAD
    WALTHAM,MA02451     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 35,000
    CELEBRITY SERIES OF BOSTON
    20 PARK PLAZA 1032
    BOSTON,MA02116     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 2,500
    CELLOBELLO
    1200 WASHINGTON STREET SUITE 320
    BOSTON,MA02118     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 50,000
    COMBINED JEWISH PHILANTHROPIES
    126 HIGH STREET
    BOSTON,MA02110     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 83,334
    COMMUNITY FOUNDATION OF NANTUCKET
    117 ORANGE STREET
    NANTUCKET,MA02554     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 1,000
    COMMUNITY MUSICWORKS
    1392 WESTMINSTER STREET
    PROVIDENCE,RI02909     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 10,000
    DANA-FARBER CANCER INSTITUTE
    450 BROOKLINE AVENUE
    BOSTON,MA02215     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 2,147,809
    FACING HISTORY AND OURSELVES
    16 HURD ROAD
    BROOKLINE,MA02445     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 10,000
    FAMILY NUTURING CENTER OF MASSACHUSETTS
    200 BOWDOIN STREET
    DORCHESTER,MA02122     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 15,000
    FERRIS STATE UNIVERSITY
    1201 S STATE STREET
    BIG RAPIDS,MI49307     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 2,000
    FRANCIS OUIMET SCHOLARSHIP FUND
    300 ARNOLD PALMER BLVD
    NORTON,MA02766     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 1,000
    FRESH TRUCK INC
    69 SHIRLEY STREET
    BOSTON,MA02119     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 5,000
    FROM THE TOP
    295 HUNTINGTON AVENUE SUITE 201
    BOSTON,MA02115     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 25,000
    GEORGETOWN UNIVERSITY LAW CENTER
    600 NEW JERSEY AVENUE NW
    WASHINGTON,DC20001     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 8,000
    HANDEL & HAYDN SOCIETY
    300 MASSACHUSETTS AVENUE
    BOSTON,MA02115     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 31,000
    HEBREW SENIOR LIFE
    1200 CENTRE STREET
    ROSLINDALE,MA02131     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 2,500
    HILL HOUSE INC
    127 MT VERNON STREET
    BOSTON,MA02108     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 5,000
    HISTORIC NEW ENGLAND
    OTIS HOUSE 141 CAMBRIDGE STREET
    BOSTON,MA02114     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 1,000
    HORIZONS FOR HOMELESS CHILDREN
    1705 COLUMBUS AVENUE
    ROXBURY,MA02119     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 127,000
    HUNTINGTON THEATRE COMPANY
    264 HUNTINGTON AVE 4606
    BOSTON,MA02115     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 6,500
    ISABELLA STEWART GARDNER MUSEUM
    25 EVANS WAY
    BOSTON,MA02115     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 1,000
    JEWISH FEDERATION OF PALM BEACH
    1 HARVARD CIRC 100
    WEST PALM BEACH,FL33409     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 5,000
    JUVENILE DIABETES FUND
    20 BATTERSON PARK ROAD 302
    FARMINGTON,CT06032     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 1,000
    MAKE-A-WISH FOUNDATION
    1 BULFINCH PLACE 201
    BOSTON,MA02114     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 1,000
    MARIA MITCHELL ASSOCIATION
    89 NANTUCKET AVENUE
    NANTUCKET,MA02554     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 1,000
    MASSACHUSETTS GENERAL HOSPITAL
    55 FRUIT STREET
    BOSTON,MA02114     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 5,000
    MUSEUM OF FINE ARTS - BOSTON
    465 HUNTINGTON AVENUE
    BOSTON,MA02115     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 2,250,000
    MUSEUM OF SCIENCE
    1 SCIENCE PARK
    BOSTON,MA02114     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 1,200
    MUSIC CONNECTS
    20 BELGRADE AVENUE 1
    ROSLINDALE,MA02131     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 5,000
    NANTUCKET ATHENEUM
    1 INDIA STREET
    NANTUCKET,MA02554     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 1,000
    NANTUCKET BOOK FESTIVAL
    35 OLD SOUTH ROAD
    NANTUCKET ISLANE,MA02554     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 500
    NANTUCKET CONSERVATION FOUNDATION
    118 CLIFF ROAD
    NANTUCKET,MA02554     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 5,000
    NANTUCKET COTTAGE HOSPITAL
    57 PROSPECT STREET
    NANTUCKET,MA02554     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 500,000
    NANTUCKET DREAMLAND
    17 S WATER STREET
    NANTUCKET,MA02554     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 50,000
    NANTUCKET HISTORICAL ASSOCIATION
    15 BROAD STREET
    NANTUCKET,MA02554     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 3,500
    NANTUCKET MUSIC CENTER
    56 CENTRE STREET
    NANTUCKET,MA02554     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 1,000
    NATIONAL CENTER FOR COMMUNITY SCHOOLS
    475 RIVERSIDE DRIVE
    NEW YORK,NY10115     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 80,000
    NEW ENGLAND CONSERVATORY
    290 HUNTINGTON AVENUE
    BOSTON,MA02115     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 50,000
    NEWTON-WELLESLEY HOSPITAL
    2014 WASHINGTON STREET
    NEWTON,MA02462     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 1,000
    NOTICE ABILITY
    PO BOX 380617
    CAMBRIDGE,MA02238     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 4,000
    PALM BEACH COUNTRY CLUB FOUNDATION
    760 N OCEAN BLVD
    PALM BEACH,FL33480     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 1,000
    PHILANTHROPY MASSACHUSETTS
    133 FEDERAL STREET SUITE 802
    BOSTON,MA02110     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 4,500
    REACH OUT AND READ
    89 SOUTH STREET
    BOSTON,MA02111     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 1,000
    ROSIES PLACE
    889 HARRISON AVENUE
    BOSTON,MA02118     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 2,500
    SCHOLAR ATHLETICS
    57 MAGAZINE STREET
    ROXBURY,MA02119     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 1,000
    SEED GLOBAL HEALTH
    20 ASHBURTON PLACE 6TH FLOOR
    BOSTON,MA02108     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 10,000
    SEEDS OF PEACE
    370 LEXINGTON AVENUE
    NEW YORK,NY10017     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 500
    SOUTH END LIBRARY
    685 TREMONT STREET
    BOSTON,MA02118     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 1,000
    SPAULDING REHABILITATION HOSPITAL
    300 1ST AVENUE
    CHARLESTOWN,MA02129     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 25,000
    SPORTSMEN'S TENNIS CLUB
    950 BLUE HILL AVENUE
    DORCHESTER,MA02124     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 2,000
    SPRUCE STREET NURSERY SCHOOL
    5 AVERY PLACE
    BOSTON,MA02111     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 2,500
    SQUASHBUSTERS
    795 COLUMBUS AVENUE
    ROXBURY CROSSING,MA02120     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 131,000
    STEPPING STONE FOUNDATION
    155 FEDERAL STREET 800
    BOSTON,MA02110     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 10,000
    TEACH FOR AMERICA
    PO BOX 398305
    SAN FRANCISCO,CA941398305     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 5,000
    TEREZIN MUSIC FOUNDATION
    PO BOX 230206
    BOSTON,MA02123     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 1,000
    THE INSTITUTE OF CONTEMPORARY ART
    25 HARBOR SHORE DRIVE
    BOSTON,MA02210     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 1,000
    THE MAX WARBURG COURAGE CURRICULUM
    263 HUNTINGTON AVENUE 366
    BOSTON,MA02115     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 10,000
    THE NANTUCKET BOYS AND GIRLS CLUB
    61 SPARKS AVENUE
    NANTUCKET,MA02554     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 10,000
    THE PARK SCHOOL
    171 GODDARD AVENUE
    BROOKLINE,MA02445     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 90,000
    THEATRE WORKSHOP OF NANTUCKET
    62 CENTRE STREET
    NANTUCKET,MA02554     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 500
    UNITED WAY
    51 SLEEPER STREET
    BOSTON,MA02210     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 67,500
    UNIVERSITY OF PENNSYLVANIA
    3451 WALNUT STREET
    PHILADELPHIA,PA19104     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 20,000
    URBAN IMPROV
    670 CENTRE STREET
    JAMAICA PLAIN,MA02130     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 1,000
    VAIL HEALTH FOUNDATION
    181 W MEADOW DRIVE
    VAIL,CO81657     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 20,000
    VAIL VALLEY FOUNDATION
    SUITE 300 90 BENCHMARK ROAD
    AVON,CO81620     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 1,500
    WBUR (PUBLIC RADIO 909FM BOSTON)
    890 COMMONWEALTH AVENUE 3RD FLOOR
    BOSTON,MA02215     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 1,500
    WGBH (PUBLIC RADIO 897FM BOSTON)
    ONE GUEST STREET
    BOSTON,MA02135     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 200,000
    WHEATON COLLEGE
    26 E MAIN STREET
    NORTON,MA02766     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 100,000
    WINSOR SCHOOL
    103 PILGRIM ROAD
    BOSTON,MA02215     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 70,000
    WORLD CHILDREN'S INITIATIVE
    PO BOX 7281
    MENLO PARK,CA94026     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 18,000
    YEAR UP
    45 MILK ST 9TH FLR
    BOSTON,MA02109     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 125,000
    YMCA OF GREATER BOSTON
    316 HUNTINGTON AVENUE
    BOSTON,MA02115     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 226,900
    CHILDRENS AID
    117 WEST 124TH STREET 3RD FLOOR
    NEW YORK,NY10027     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 60,000
    DAVID ORTIZ CHILDRENS FUND
    214 MAIN STREET SUITE 448
    EL SEGUNDO,CA90245     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 10,000
    EAGLE VALLEY COMMUNITY FOUNDATION
    56 EDWARDS VILLAGE BLVD SUITE 219
    EDWARDS,CO81632     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 10,000
    ESPLANADE ASSOCIATION
    575 BOYLSTON STREET SUITE 4R
    BOSTON,MA02116     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 3,000
    FAMILYAID BOSTON INC
    3815 WASHINGTON STREET
    BOSTON,MA02130     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 500
    FRIENDS OF THE PUBLIC GARDEN
    69 BEACON STREET
    BOSTON,MA02108     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 10,000
    HARVARD ART MUSEUMS
    32 QUINCY ST
    CAMBRIDGE,MA02138     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 1,500
    HORIZONS GREATER BOSTON
    90 SANDY VALLEY RD
    DEDHAM,MA02026     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 1,000
    LATINOS FOR EDUCATION INC
    275 PAYSON RD
    BELMONT,MA02478     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 50,000
    MASSACHUSETTS GOLF ASSOCIATION INC
    300 ARNOLD PALMER BLVD
    NORTON,MA02766     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 2,000
    NANTUCKET PARTNERSHIP FOR CHILDREN INC
    PO BOX 2021
    NANTUCKET,MA02584     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 5,000
    NO KID HUNGRY
    1030 15TH ST NW
    WASHINGTON,DC20005     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 1,000
    PARTNERS IN HEALTH
    800 BOYLSTON SUITE 300
    BOSTON,MA02199     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 5,000
    PINE STREET INN
    444 HARRISON AVE
    BOSTON,MA02118     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 5,000
    PRESIDENT AND FELLOWS OF HARVARD COLLEGE
    1563 MASSACHUSETTS AVE
    CAMBRIDGE,MA02138     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 400,000
    VAIL DANCE FESTIVAL
    530 S FRONTAGE RD E
    VAIL,CO81657     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 10,000
    THE JOEY FUND
    55 CAMBRIDGE PARKWAY
    CAMBRIDGE,MA02141     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 5,000
    THE RACHEL BARTON PINE FOUNDATION
    333 W/ HUBBARD ST SUITE 901
    CHICAGO,IL60654     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 1,000
    RECLAIM CHILDHOOD INC
    45 PROSPECT STREET
    CAMBRIDGE,MA02139     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 1,000
    SABURA YOUTH PROGRAMS
    PO BOX 2843
    BROCKTON,MA02305     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 10,000
    SOMERSET CLUB CHARITABLE TRUST
    42 BEACON STREET
    BOSTON,MA02108     		NONE 501(C)(3) TO PROVIDE SUPPORT FOR THE NEEDS OF THE ORGANIZATION. 1,000
    Total .................................bullet 3a 8,717,743
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		523000 486 14 1,380,778 3,372
    4 Dividends and interest from securities.... 523000 458 14 2,851,116  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		523000 14,646 18 7,900,535  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aFROM K-1 - CRA FUND II, LLC - OTHER INCOME (LOSS)     		523000 -7,684 14 -1,254,500  
    bFROM K-1 - STOCKBRIDGE COINVESTORS 523000 180,122 14 -210  
    cFROM K-1 - HIGHVISTA II, LP - OTHER INCOME (LOSS) 523000 5,816 14 -4,450  
    dFROM K-1 - BIL - OTHER INCOME (LOSS) 523000 0 14 276,154  
    eGOLDMAN SACHS #50685 523000 0 14 468  
    fGOLDMAN SACHS #03105 523000 0 14 16,133  
    12 Subtotal. Add columns (b), (d), and (e).. 193,844 11,166,024 3,372
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    11,363,240
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    3 FEDERALLY TAX EXEMPT INTEREST (IRC SECTION 103)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    RICHARD K LUBIN FOUNDATION
    C/O CASTLE ROCK ADVISORS
    Employer identification number

    22-2773808
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    RICHARD K LUBIN FOUNDATION
    C/O CASTLE ROCK ADVISORS         		Employer identification number
    22-2773808
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    RICHARD K LUBIN
     
    776 BOYLSTON STREET PH1G
     
    BOSTON, MA02199

    		$ 267,607


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
    RICHARD K LUBIN
     
    776 BOYLSTON STREET PH1G
     
    BOSTON, MA02199

    		$ 7,100


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
    RICHARD K LUBIN
     
    776 BOYLSTON STREET PH1G
     
    BOSTON, MA02199

    		$ 1,900,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    RICHARD K LUBIN FOUNDATION
    C/O CASTLE ROCK ADVISORS         		Employer identification number

    22-2773808
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 445 SHARES OF TRANSDIGM GROUP, INC $ 267,607 2020-12-14
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    RICHARD K LUBIN FOUNDATION
    C/O CASTLE ROCK ADVISORS         		Employer identification number

    22-2773808
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    RICHARD K LUBIN FOUNDATION
     
    C/O CASTLE ROCK ADVISORS
    EIN:
    22-2773808
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEES 7,100 3,550   0

    TY 2020 InvestmentsOtherSchedule2
    Name:
    RICHARD K LUBIN FOUNDATION
     
    C/O CASTLE ROCK ADVISORS
    EIN:
    22-2773808
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    FROM K-1 - CRA FUND II, LLC AT COST 17,994,358 19,111,394
    FROM K-1 - HIGHVISTA II, LP AT COST 8,226,895 8,234,734
    GOLDMAN SACHS #65908 AT COST 2,936,822 46,402,183
    GOLDMAN SACHS #65912 AT COST 4,931,327 6,905,591
    GOLDMAN SACHS #65909 AT COST 54,298,047 63,942,085
    STOCKBRIDGE COINVESTORS AT COST 5,485,357 9,727,511
    GOLDMAN SACHS #50685 AT COST 27,717,001 29,508,882
    BIL, LTD. AT COST 8,250,776 8,397,536
    MORGAN STANLEY #9007 AT COST 3,374,647 7,540,175
    GOLDMAN SACHS #03105 AT COST 8,239,152 8,405,141

    TY 2020 OtherAssetsSchedule
    Name:
    RICHARD K LUBIN FOUNDATION
     
    C/O CASTLE ROCK ADVISORS
    EIN:
    22-2773808
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    PREPAID RENT 6,200 6,200 6,200
    SECURITY DEPOSIT 3,100 3,100 3,100


    TY 2020 OtherDecreasesSchedule
    Name:
    RICHARD K LUBIN FOUNDATION
     
    C/O CASTLE ROCK ADVISORS
    EIN:
    22-2773808
    Description Amount
    UNREALIZED APPRECIATION ON CONTRIBUTED SECURITIES 267,607
    RECONCILIATION/TIMING ADJUSTMENTS 344,040


    TY 2020 OtherExpensesSchedule
    Name:
    RICHARD K LUBIN FOUNDATION
     
    C/O CASTLE ROCK ADVISORS
    EIN:
    22-2773808
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    NONDEDUCTIBLE EXPENSES FROM K-1 - CRA FUND II 246 0   0
    NONDEDUCTIBLE EXPENSES FROM K-1 - HIGHVISTA II LP 1,439 0   0
    NONDEDUCTIBLE EXPENSES FROM K-1 - STOCKBRIDGE COINVESTORS, LLC 5 0   0
    INSURANCE 7,704 0   7,704
    SUPPLIES 1,725 0   1,725
    TELEPHONE 1,464 0   1,464
    MEMBERSHIPS & SUBSCRIPTIONS 170 0   170
    PAYROLL FEES 1,899 0   1,899
    POSTAGE 68 0   68


    TY 2020 OtherIncomeSchedule2
    Name:
    RICHARD K LUBIN FOUNDATION
     
    C/O CASTLE ROCK ADVISORS
    EIN:
    22-2773808
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    FROM K-1 - CRA FUND II, LLC - OTHER INCOME (LOSS) -1,262,184 -1,254,500 -1,262,184
    FROM K-1 - STOCKBRIDGE COINVESTORS 179,912 -210 179,912
    FROM K-1 - HIGHVISTA II, LP - OTHER INCOME (LOSS) 1,366 -4,450 1,366
    FROM K-1 - BIL - OTHER INCOME (LOSS) 276,154 276,154 276,154
    GOLDMAN SACHS #50685 468 468 468
    GOLDMAN SACHS #03105 16,133 16,133 16,133


    TY 2020 OtherLiabilitiesSchedule
    Name:
    RICHARD K LUBIN FOUNDATION
     
    C/O CASTLE ROCK ADVISORS
    EIN:
    22-2773808
    Description Beginning of Year - Book Value End of Year - Book Value
    OUTSTANDING CHECKS 50,500 1,191,500
    ACCOUNTS PAYABLE 7,465 5,182


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    RICHARD K LUBIN FOUNDATION
     
    C/O CASTLE ROCK ADVISORS
    EIN:
    22-2773808
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    GOLDMAN SACHS #65909 89,351 44,676   0
    GOLDMAN SACHS #65912 59,300 31,664   0
    GOLDMAN SACHS #50685 71,735 35,868   0
    GOLDMAN SACHS #01305 19,010 9,505   0
    MORGAN STANLEY #9007 66,139 33,156   0
    BOOKKEEPING SERVICES 8,910 0   8,910
    IT SERVICES 19,652 0   19,652
    OTHER PROFESSIONAL SERVICES 77,254 0   77,254
    STOCKBRIDGE COINVESTORS - MANAGEMENT FEES 10,437 5,219   0
    HIGHVISTA - MANAGEMENT FEES 41,831 20,916   0


    TY 2020 TaxesSchedule
    Name:
    RICHARD K LUBIN FOUNDATION
     
    C/O CASTLE ROCK ADVISORS
    EIN:
    22-2773808
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL ESTIMATED TAX PAYMENTS 35,000 0   0
    FEDERAL PRIOR-YEAR EXTENSION PAYMENT 55,100 0   0
    FOREIGN TAX FROM K-1 - CRA FUND II, LLC 4,076 4,076   0
    FOREIGN TAX FROM K-1 - HIGHVISTA II LP 3,196 3,196   0
    FOREIGN TAX FROM K-1 - STOCKBRIDGE COINVESTORS LLC 800 800   0
    FOREIGN TAX - GOLDMAN SACHS #65908 5,486 5,486   0
    FOREIGN TAX - GOLDMAN SACHS #65909 70,836 70,836   0
    FOREIGN TAX - GOLDMAN SACHS #65912 10,014 10,014   0
    MASSACHUSETTS TAXES 2,000 0   0
    FOREIGN TAX - MORGAN STANLEY #9007 2,361 2,361   0
    PAYROLL TAXES 23,314 0   23,314