| Identifier | Return Reference | Explanation |
|---|---|---|
| ELECTION UNDER REGS. 53.4942(A)-3(C)(2)(IV) | 990-PF, PART XIII, LINE 7 | RICHARD LICHTER CHARITY FOR DOGS, INC.100 FIRST STAMFORD PLACE, 2ND FLOORSTAMFORD, CT 06902 TAXPAYER ID: 47-1567416PURSUANT TO TREASURY REGULATION 53.4942(A)-3(C)(2)(IV), THE FOUNDATION HEREBY ELECTS TO TREAT AS A CURRENT DISTRIBUTION OUT OF CORPUS THE FOLLOWING UNUSED PRIOR YEAR DISTRIBUTIONS THAT WERE TREATED AS CORPUS DISTRIBUTIONS UNDER REGULATION 53.4942(A)-3(D)(1)(III) IN SUCH PRIOR TAX YEAR:TAX YEAR AMOUNT 2015 $159,2272016 $266,6802017 $158,9402019 $160,253A SIGNED PDF COPY OF THIS ELECTION HAS BEEN ATTACHED TO THIS RETURN. THE TAXPAYER HAS ALSO MAILED A SIGNED PAPER COPY OF THE ABOVE ELECTION TO: DEPARTMENT OF THE TREASURY, INTERNAL REVENUE SERVICE CENTER, AUSTIN, TX 73301-0002. |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| GLAXOSMITHKLINE | 46,508 | 46,508 |
| VANGUARD FEDERAL MONKEY MARKET FUND | 233,341 | 233,341 |
| NEW MOUNTAIN FINANCE CORP | 250,149 | 250,149 |
| NEW MOUNTAIN PARTNERS SPECIAL AIV-B | 15,247 | 15,247 |
| NEW MOUNTAIN PARTNERS SPECIAL AIV-C | 25,473 | 25,473 |
| NEW MOUNTAIN PARTNERS SPECIAL AIV-D | 20,808 | 20,808 |
| NEW MOUNTAIN PARTNERS SPECIAL AIV-E | 19,611 | 19,611 |
| BLACKSTONE TACTICAL OPPORTUNITIES III CORP | 495,579 | 495,579 |
| NEW MOUNTAIN PARTNERS SPECIAL AIV-F | 12,633 | 12,633 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| PARTNERSHIP INTEREST JFL EQUITY INVESTORS IV LP | AT COST | 227,241 | 227,241 |
| PARTNERSHIP INTEREST NEW MOUNTAIN PARTNERS LP | AT COST | 258,585 | 258,585 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| DUE FROM NBRY | 0 | 69,237 | 69,237 |
| Description | Amount |
|---|---|
| REVERSAL OF RECHARACTERIZATION OF PRIOR YEAR DIVIDENDS | 2,225 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FIDELITY FEES | 30 | 30 | 0 | |
| INVESTMENT INCOME EXPENSE THROUGH K-1S | 2,104 | 2,104 | 0 | |
| PORTFOLIO EXPENSE THROUGH K-1'S | 17,111 | 17,111 | 0 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| INTEREST INCOME THROUGH JFL EQUITY INVESTORS K-1 | 50 | 50 | 50 |
| INTEREST INCOME THROUGH NEW MOUNTAIN PARTNERS K-1 | 7 | 7 | 7 |
| DIVIDEND INCOME THROUGH NEW MOUNTAIN PARTNERS AIV-C | 466 | 466 | 466 |
| DIVIDENED INCOME THROUGH JFL EQUITY INVESTORS K-1 | 21,086 | 21,086 | 21,086 |
| DIVIDEND INCOME THROUGH BTOF III | 11,703 | 11,703 | 11,703 |
| Description | Beginning of Year - Book Value | End of Year - Book Value |
|---|---|---|
| INVESTMENT IN BLACKSTONE TACTICAL Q L.P | 0 | 20 |
| Name | Address |
|---|---|
| RICHARD LICHTER |
C/O NEWBURY PARTNERS LLC 100 FIRST STAMFORD PL 2ND FLOOR STAMFORD,CT06902 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| EXCISE TAXES | 1,690 | 0 | 0 |