Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
PRITZKER FOUNDATION
 
% PRITZKER FAMILY OFFICE LLC
Number and street (or P.O. box number if mail is not delivered to street address)444 W LAKE STREET STE 3400
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO, IL60606
A Employer identification number

36-6058062
B Telephone number (see instructions)

(312) 803-4540
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ...
bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$655,568,560
J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check bullet.............
3 Interest on savings and temporary cash investments 5,449,075 5,369,534  
4 Dividends and interest from securities... 8,016,017 8,016,017  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 32,829,866
b Gross sales price for all assets on line 6a 55,346,099
7 Capital gain net income (from Part IV, line 2)... 32,829,865
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... 1,461,082 1,184,159  
12 Total. Add lines 1 through 11........ 47,756,040 47,399,575  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0      
14 Other employee salaries and wages...... 88,500     88,500
15 Pension plans, employee benefits....... 7,139     7,139
16a Legal fees (attach schedule)......... 12,419 9,916 0 2,503
b Accounting fees (attach schedule)....... 35,000 28,000 0 1,750
c Other professional fees (attach schedule).... 227,762 227,762    
17 Interest............... 548,715 548,708    
18 Taxes (attach schedule) (see instructions)... 287,788 87,175    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... 5,592,167 5,582,516   3,439
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 6,799,490 6,484,077 0 103,331
25 Contributions, gifts, grants paid....... 28,529,973 28,529,973
26 Total expenses and disbursements. Add lines 24 and 25 35,329,463 6,484,077 0 28,633,304
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 12,426,577
b Net investment income (if negative, enter -0-) 40,915,498
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 1,568,211 634,419 634,419
2 Savings and temporary cash investments......... 2,110,492 82,648 82,648
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 399,717,955 Click to see attachment415,078,895 654,815,463
14 Land, buildings, and equipment: basis bullet7,762
Less: accumulated depreciation (attach schedule) bullet7,762      
15 Other assets (describe bullet) Click to see attachment8,757 Click to see attachment36,030 Click to see attachment36,030
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 403,405,415 415,831,992 655,568,560
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment200 Click to see attachment200
23 Total liabilities (add lines 17 through 22)......... 200 200
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund 14,569,496 14,569,496
28 Retained earnings, accumulated income, endowment, or other funds 388,835,719 401,262,296
29 Total net assets or fund balances (see instructions)..... 403,405,215 415,831,792
30 Total liabilities and net assets/fund balances (see instructions). 403,405,415 415,831,992
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
403,405,215
2
Enter amount from Part I, line 27a .....................
2
12,426,577
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
415,831,792
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
415,831,792
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a BLACKROCK EMERGING MARKETS EQUITY STRATEGIES FUND P    
b GAOLING FEEDER, LTD P    
c JP MORGAN CHASE BANK, NA P   2020-12-15
d JP MORGAN CHASE BANK, NA P    
e BAIN CAPITAL CREDIT MANAGED ACCOUNT (E), LP (FKA SANKATY ENERGY PARTNE P    
BLACKROCK NEW FRONTIERS FUND, LLC P    
COLUMBIA CAPITAL EQUITY PARTNERS VII (QP), L.P. P    
ECHO STREET GOODCO SELECT II, LP P    
LEGACY VENTURE IX, LLC P    
LIME ROCK PARTNERS V, L.P. P    
OAKTREE POWER OPPORTUNITIES FUND IV, L.P. P    
OAKTREE POWER OPPORTUNITIES V, L.P. P    
PERCEPTIVE CREDIT OPPORTUNITIES FUND II, LP P    
PERCEPTIVE CREDIT OPPORTUNITIES FUND III, LP P    
PRITZKER FAMILY FOUNDATIONS, L.L.C. P    
RENAISSANCE INSTITUTIONAL DIVERSIFIED ALPHA FUND, LLC P    
TCI REAL ESTATE PARTNERS FUND II, LP P    
THE OVERLOOK PARTNERS FUND, LP P    
TIGER GLOBAL PRIVATE INVESTMENT PARTNERS XI, L.P. P    
TIGER GLOBAL PRIVATE INVESTMENT PARTNERS XII, L.P. P    
VELT PARTNERS FUND LLC (FKA M SQUARE BRAZIL FUND II) P    
BLACKROCK EMERGING MARKETS EQUITY STRATEGIES FUND P   2020-04-06
JP MORGAN CHASE BANK, NA P    
EAST BRIDGE CAPITAL OFFSHORE FUND LTD. P    
GAOLING FEEDER, LTD P    
HILDENE OPPORTUNITIES OFFSHORE FUND, LTD. P    
616 SHS INTUIT P   2020-12-15
IONIC VOLATILITY ARBITRAGE FUND II LTD. P    
PERRY PARTNERS INTERNATIONAL, INC. P    
SANDSTONE CAPITAL OFFSHORE P    
THE ALPHAGEN VOLANTIS CATALYST FUND II LIMITED P    
THE ALPHAGEN VOLANTIS CATALYST FUND LTD. P    
THE CHILDREN'S INVESTMENT FUND P    
TIGER GLOBAL LONG OPPORTUNITIES, LTD. P    
32,605 SHS UBER P   2020-12-15
ZP OFFSHORE ENERGY FUND LTD P    
ZP OFFSHORE UTILITY FUND, LTD. P    
BAIN CAPITAL CREDIT MANAGED ACCOUNT (E), LP (FKA SANKATY ENERGY PARTNE P    
BDT CAPITAL PARTNERS FUND 3 (TE), LP P    
BLACKROCK NEW FRONTIERS FUND, LLC P    
ECHO STREET GOODCO SELECT II, LP P    
LEGACY VENTURE IX, LLC P    
LIME ROCK PARTNERS V, L.P. P    
LIME ROCK PARTNERS VI, LP P    
LIME ROCK PARTNERS VII, L.P. P    
OAKTREE POWER OPPORTUNITIES FUND IV, L.P. P    
OVERLOOK 3G INVESTMENTS, L.P. P    
PERCEPTIVE CREDIT OPPORTUNITIES FUND II, LP P    
PRITZKER FAMILY FOUNDATIONS, L.L.C. P    
RENAISSANCE INSTITUTIONAL DIVERSIFIED ALPHA FUND, LLC P    
TCI REAL ESTATE PARTNERS FUND III, LP P    
THE OVERLOOK PARTNERS FUND, LP P    
TIGER GLOBAL PRIVATE INVESTMENT PARTNERS IX, L.P. P    
TIGER GLOBAL PRIVATE INVESTMENT PARTNERS V, LP P    
TIGER GLOBAL PRIVATE INVESTMENT PARTNERS VIII LP P    
TIGER GLOBAL PRIVATE INVESTMENT PARTNERS X, L.P. P    
TIGER GLOBAL PRIVATE INVESTMENT PARTNERS XI, L.P. P    
VALAR FUND V LP P    
VELT PARTNERS FUND LLC (FKA M SQUARE BRAZIL FUND II) P    
VISTRIA FUND II, LP P    
INDUS JAPAN LONG ONLY FUND, LP P    
INDUS JAPAN LONG ONLY FUND, LP P    
BAIN CAPITAL CREDIT MANAGED ACCOUNT (E), LP (FKA SANKATY ENERGY PARTNE P    
LIME ROCK PARTNERS V, L.P. P    
LIME ROCK PARTNERS VI, LP P    
LIME ROCK PARTNERS VII, L.P. P    
PRITZKER FAMILY FOUNDATIONS, L.L.C. P    
YCP DB MTP, LP P    
BAIN CAPITAL CREDIT MANAGED ACCOUNT (E), LP - 1256 GAIN P    
BAIN CAPITAL CREDIT MANAGED ACCOUNT (E), LP - 1256 GAIN P    
ABRAMS CAPITAL PARTNERS II, LP - DISPOSITION P    
BLACKROCK NEW FRONTIERS FUND, LLC - DISPOSITION P    
INDUS JAPAN LONG ONLY FUND, LP - DISPOSITION P    
RENAISSANCE INSTITUTIONAL DIVERSIFIED ALPHA FUND, LLC - DISPOSITION P    
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a 10,013   14,415 -4,402
b 349,242     349,242
c 10,271,614   10,230,076 41,538
d     5,601 -5,601
e     262 -262
    367,178 -367,178
    569 -569
35,838     35,838
220     220
    12,757 -12,757
6,220     6,220
135,879     135,879
624,034     624,034
163,006     163,006
    5,991,608 -5,991,608
    541,504 -541,504
114     114
53,573     53,573
35,305     35,305
    7,696 -7,696
    82,484 -82,484
796,434   1,244,526 -448,092
    1,401 -1,401
    149,208 -149,208
1,002,438     1,002,438
4,430,990     4,430,990
222,922   194,264 28,658
141,457     141,457
    12,143 -12,143
    56,615 -56,615
    36,307 -36,307
24,646     24,646
1,749,549     1,749,549
355,359     355,359
1,673,597   522,446 1,151,151
76,719     76,719
2,368,183     2,368,183
    259,432 -259,432
    18,785 -18,785
    1,800,002 -1,800,002
44,726     44,726
    1,306 -1,306
    132,623 -132,623
    6,173 -6,173
    108,683 -108,683
5,304,537     5,304,537
48,809     48,809
421,926     421,926
16,793,531     16,793,531
325,966     325,966
1     1
984,279     984,279
203,033     203,033
63,560     63,560
    111,108 -111,108
481,854     481,854
139,760     139,760
    2,847 -2,847
67,924     67,924
712,574     712,574
    99,266 -99,266
1,442,515     1,442,515
    476,275 -476,275
12,329     12,329
    113 -113
3,341     3,341
733,401     733,401
    15,973 -15,973
11,398     11,398
17,098     17,098
3,285     3,285
    12,587 -12,587
3,002,900     3,002,900
    1 -1
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a       -4,402
b       349,242
c       41,538
d       -5,601
e       -262
      -367,178
      -569
      35,838
      220
      -12,757
      6,220
      135,879
      624,034
      163,006
      -5,991,608
      -541,504
      114
      53,573
      35,305
      -7,696
      -82,484
      -448,092
      -1,401
      -149,208
      1,002,438
      4,430,990
      28,658
      141,457
      -12,143
      -56,615
      -36,307
      24,646
      1,749,549
      355,359
      1,151,151
      76,719
      2,368,183
      -259,432
      -18,785
      -1,800,002
      44,726
      -1,306
      -132,623
      -6,173
      -108,683
      5,304,537
      48,809
      421,926
      16,793,531
      325,966
      1
      984,279
      203,033
      63,560
      -111,108
      481,854
      139,760
      -2,847
      67,924
      712,574
      -99,266
      1,442,515
      -476,275
      12,329
      -113
      3,341
      733,401
      -15,973
      11,398
      17,098
      3,285
      -12,587
      3,002,900
      -1
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 32,829,865
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ...................
Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved
(b)
Reserved
(c)
Reserved
(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 568,725
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 568,725
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 568,725
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 538,457
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 125,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 663,457
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 94,732
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet94,732 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? Click to see list of attachments....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changesClick to see list of attachments....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.Click to see list of attachments
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCA, IL
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
    Yes
     
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletn/a
    14
    The books are in care ofbulletPRITZKER FAMILY OFFICE LLC Telephone no.bullet (312) 803-4540

    Located atbullet444 W LAKE STREET SUITE 3400CHICAGOIL ZIP+4bullet60606
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    THOMAS J PRITZKER DIRECTOR & V.P.
    0
    0 0 0
    150 N Riverside Plaza Suite 3200
    CHICAGO,IL60606
    GIGI PRITZKER PUCKER DIRECTOR & PRESIDENT
    0
    0 0 0
    150 N Riverside Plaza Suite 3200
    CHICAGO,IL60606
    PENNY S PRITZKER DIRECTOR & V.P.
    0
    0 0 0
    444 W LAKE STREET STE 3400
    CHICAGO,IL60606
    NICHOLAS J PRITZKER DIRECTOR & V.P.
    0
    0 0 0
    1 LETTERMAN DRIVE BULDING C
    SUITE 420
    SAN FRANCISCO,CA94129
    RONALD D WRAY V.P. & SECRETARY
    0
    0 0 0
    444 W LAKE STREET STE 3400
    CHICAGO,IL60606
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
    JULIE WILEN PROGRAM DIRECTOR
    10.0
    88,500    
    444 WEST LAKE STREET
    CHICAGO,IL60606
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    MONTICELLO ASSOCIATES INC INVESTMENT SERVICES 226,000
    1800 LARIMER STREET SUITE 2100
    DENVER,CO80202
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    0
    b
    Average of monthly cash balances.......................
    1b
    25,888,860
    c
    Fair market value of all other assets (see instructions)................
    1c
    529,508,161
    d
    Total (add lines 1a, b, and c).........................
    1d
    555,397,021
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    7,638,462
    3
    Subtract line 2 from line 1d.........................
    3
    547,758,559
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    8,216,378
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    539,542,181
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    26,977,109
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    26,977,109
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    568,725
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    568,725
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    26,408,384
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    26,408,384
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    26,408,384
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    28,633,304
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    28,633,304
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    28,633,304
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2019
    (c)
    2019
    (d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 26,408,384
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 25,394,106
    b Total for prior years:2018, 2017, 2016  
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017......  
    d From 2018......  
    e From 2019...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 28,633,304
    a Applied to 2019, but not more than line 2a 25,394,106
    b Applied to undistributed income of prior years
    (Election required—see instructions).....
     
    c Treated as distributions out of corpus (Election
    required—see instructions)........
     
    d Applied to 2020 distributable amount..... 3,239,198
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........
     
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
     
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
     
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
     
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........
    23,169,186
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......
     
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...
     
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......
    0
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018....  
    d Excess from 2019....  
    e Excess from 2020.... 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...
             
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    SEE ATTACHED
    SEE ATTACHED
    SEE ATTACHED,IL99999
        SEE ATTACHED 28,529,973
    Total .................................bullet 3a 28,529,973
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........
        14 5,369,534 79,540
    4 Dividends and interest from securities....     14 8,016,017  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............
        18 32,829,866  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aUBTI FROM PARTNERSHIPS
    525990 -294,508      
    bOTHER INCOME     14 1,184,160 571,431
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. -294,508 47,399,577 650,971
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    47,756,040
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    3 THE FOUNDATION RECEIVED TAX-EXEMPT INCOME OF $79,174 FROM PRITZKER FAMILY FOUNDATIONS, L.L.C. In addition, it received tax refunds of $366 from the IRS and state of California.
    11 THE FOUNDATION RECEIVED TAX REFUNDS OF $571,431 FROM THE INTERNAL REVENUE SERVICE AND THE STATES OF ARIZONA, CALIFORNIA, AND ILLINOIS.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    Firm's EIN SmallBullet
    Firm's address SmallBullet


    Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    PRITZKER FOUNDATION
    EIN:
    36-6058062
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PRICEWATERHOUSECOOPERS LLP 35,000 28,000   1,750

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2020 DepreciationSchedule
    Name:
    PRITZKER FOUNDATION
    EIN:
    36-6058062
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)
    Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

    TY 2020 InvestmentsOtherSchedule2
    Name:
    PRITZKER FOUNDATION
    EIN:
    36-6058062
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    140 SUMMER PARTNERS OFFSHORE L FMV 5,402,950 6,298,703
    3G SPECIAL SITUATIONS FUND IV, FMV 8,354,576 6,928,443
    ABRAMS CAPITAL PARTNERS II, LP FMV 0 0
    AH BIO FUND III, LP FMV 353,145 402,952
    ANDREESSEN HOROWITZ FUND VII, FMV 118,825 118,465
    ANDREESSEN HOROWITZ LSV FUND I FMV 3,304,233 6,388,135
    THE ALPHA GEN VOLANTIS CATALYS FMV 726,251 851,052
    THE ALPHA GEN VOLANTIS CATALYS FMV 2,041,516 2,590,481
    ATTESTOR VALUE FUND LIMITED FMV 8,372,811 10,101,045
    BAIN CAPITAL CREDIT MANAGED AC FMV 2,316,067 2,677,824
    BDT CAPITAL PARTNERS FUND 3 (T FMV 3,615,660 4,546,212
    BLACKROCK EMERGING MARKETS EQU FMV 0 0
    BLACKROCK EMERGING MARKETS FUN FMV 10,286,701 10,734,524
    BLACKROCK STRATEGIC INC OPP FMV 9,867 10,308
    BLACKROCK NEW FRONTIERS FUND L FMV 0 0
    THE CHILDREN'S FUND INTERNATIO FMV 9,518,669 29,639,778
    CNK FUND II, L.P. FMV 128,509 149,063
    COLUMBIA CAPITAL EQUITY PARTNE FMV 975,989 973,469
    CONTENT PARTNERS FUND 3, LP FMV 3,952,992 6,138,210
    CRAFT VENTURES II, L.P. FMV 713,162 1,101,287
    CRAKE GLOBAL FEEDER FUND ICAV FMV 8,503,177 13,194,848
    CRESCENT BRIKS HOLDINGS LTD. FMV 2,301,784 3,218,022
    CRESCENT ASIA CONSUMER AND DEE FMV 4,240,538 6,808,139
    DOUBLELINE OPPORTUNISTIC FUND FMV 83,814 149,829
    EAST BRIDGE CAPITAL OFFSHORE F FMV 9,790,000 8,488,812
    ECHO STREET GOODCO SELECT II, FMV 11,920,356 12,674,852
    ECHO STREET SELECT PLUS OFFSHO FMV 6,700,000 6,700,000
    GAOLING FEEDER, LTD FMV 16,362,084 31,161,978
    HCIF OFFSHORE, LP FMV 16,210,000 33,237,455
    HIGH BAND HOLDINGS, LLC FMV 1,397,866 1,398,337
    HILDENE OPPORTUNITIES OFFSHORE FMV 1,452,848 11,035,313
    HILLHOUSE FOCUSED GROWTH FUND FMV 63,043 47,544
    HILLHOUSE FUND II FEEDER, LP FMV 3,419,378 14,847,860
    HILLHOUSE FUND III FEEDER, LP FMV 4,617,165 11,482,036
    HILLHOUSE FUND IV FEEDER, LP FMV 6,458,383 10,423,693
    HILLHOUSE FUND V FEEDER, L.P. FMV 52,413 49,713
    HILLHOUSE VENTURE FUND V FEEDE FMV 135,799 119,135
    INDUS JAPAN LONG ONLY FUND, LP FMV 0 0
    IONIC VOLATILITY ARBITRAGE FUN FMV 0 0
    LEGACY VENTURE IX, LLC FMV 1,594,495 2,105,362
    LIME ROCK PARTNERS V, LP FMV 1,080,140 633,739
    LIME ROCK PARTNERS VI, LP FMV 1,519,054 804,705
    LIME ROCK PARTNERS VII, LP FMV 3,694,957 3,515,987
    LONE STAR FUND X, L.P. FMV 1,029,447 1,270,575
    LOWKEY VENTURES, L.P. (AKA. AT FMV 541,566 537,522
    LR-CROWNROCK MINERALS CO-INVES FMV 2,499,435 2,730,284
    LSF X U.S. HOLDINGS, L.P. FMV 5,871,517 7,246,809
    VELT PARTNERS FUND LLC (FKA M FMV 2,574,306 1,897,260
    M&T PRITZKER CHARITABLE FD, LL FMV 100 100
    MADISON IND HOLDINGS LLC FMV 11,954,016 40,656,283
    MB SPECTRUM HOLDINGS LLC FMV 463,071 465,015
    NEW VERNON INDIA FMV 537,286 218,980
    OAKTREE POWER OPPORTUNITIES FU FMV 2,795,578 6,662,678
    OAKTREE POWER OPPORTUNITIES V, FMV 3,670,308 3,947,120
    OVERLOOK 3G INVESTMENTS, L.P. FMV 1,618,570 2,615,251
    THE OVERLOOK PARTNERS FUND, LP FMV 7,638,185 10,651,659
    PATRON CAPITAL III SCOTLAND, L FMV 4,267,426 320,418
    PERCEPTIVE CREDIT OPPORTUNITIE FMV 6,608,057 6,696,092
    PERCEPTIVE CREDIT OPPORTUNITIE FMV 2,032,933 2,068,778
    PERRY PARTNERS INTERNATIONAL, FMV 0 0
    PF 2016 SPV1 FMV 13,880,753 18,950,066
    PRAIRIE SHORES INC. FMV 1,255 1,255
    PRITZKER FAMILY FOUNDATION LLC FMV 72,931,232 81,584,669
    PRITZKER PUCKER CHARITABLE FD, FMV 100 100
    RENAISSANCE INSTITUTIONAL DIVE FMV 0 0
    ROUNDTABLE HEALTHCARE PARTNERS FMV 5,814,476 9,414,062
    ROUNDTABLE HEALTHCARE PARTNERS FMV 946,129 932,485
    SANDSTONE CAPITAL INDIA OFFSHO FMV 0 0
    SPDR S&P 500 FMV 3,784,408 5,234,320
    TCI REAL ESTATE PARTNERS FUND FMV 11,548,934 11,022,086
    TCI RE PARTNERS FUND III, LP FMV 2,470,904 2,580,915
    THIRD ROCK VENTURES V, L.P. FMV 1,269,940 1,844,135
    TIGER GLOBAL LTD. FMV 3,570,885 36,247,874
    TIGER GLOBAL LONG OPPORTUNITIE FMV 2,749,078 11,045,588
    TIGER GLOBAL PRIVATE INVESTMEN FMV 157,783 69,673
    TIGER GLOBAL PRIVATE INVESTMEN FMV 3,938,893 7,794,387
    TIGER GLOBAL PRIVATE INVESTMEN FMV 472,285 1,363,909
    TIGER GLOBAL PRIVATE INVESTMEN FMV 4,218,651 7,878,565
    TIGER GLOBAL PRIVATE INVESTMEN FMV 6,077,031 16,928,283
    TIGER GLOBAL PRIVATE INVESTMEN FMV 5,647,568 9,522,503
    TIGER GLOBAL PRIVATE INVESTMEN FMV 6,327,533 8,171,298
    TIGER GLOBAL PIP VIII, LP FMV 177,592 331,663
    TIGER GLOBAL PIP X HOLDING, LP FMV 834,740 2,325,266
    UNDERGROUND FESTIVAL, INC. FMV 705,000 705,000
    VALAR FUND V LP FMV 1,804,234 3,360,425
    VALAR FUND VI LP FMV 885,254 901,727
    VISTRIA FUND II (FT), LP FMV 1,606,960 2,375,737
    VISTRIA FUND II, LP FMV 1,830,551 2,706,296
    VISTRIA FUND III (FT), LP FMV 935,452 928,085
    VR ARGENTINA RECOVERY OFFSHORE FMV 2,101,760 2,396,159
    VR GLOBAL OFFSHORE FUND LTD FMV 7,826,210 11,423,645
    YCP DB MTP,LP FMV 9,377,786 15,683,982
    ZP OFFSHORE ENERGY FUND LTD FMV 7,119,967 6,412,661
    ZP OFFSHORE MIDCAP FUND, LTD. FMV 4,101,350 4,647,951
    ZP OFFSHORE UTILITY FUND, LTD. FMV 13,793,183 20,010,389
    OTHER INVESTMENT FMV 280,000 288,170

    TY 2020 LandEtcSchedule2
    Name:
    PRITZKER FOUNDATION
    EIN:
    36-6058062
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    LEGAL COSTS 7,290 7,290    
    LOAN FEES 472 472    


    TY 2020 LegalFeesSchedule
    Name:
    PRITZKER FOUNDATION
    EIN:
    36-6058062
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LATHAM & WATKINS LLP 2,503     2,503
    WINSTON & STRAWN LLP 9,916 9,916    


    TY 2020 OtherAssetsSchedule
    Name:
    PRITZKER FOUNDATION
    EIN:
    36-6058062
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    OTHER RECEIVABLES 0 5 5
    DISTRIBUTION RECEIVABLE 0 0 0
    EXCESS BUSINESS INTEREST EXP 8,757 36,025 36,025


    TY 2020 OtherExpensesSchedule
    Name:
    PRITZKER FOUNDATION
    EIN:
    36-6058062
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LLC FILING FEES - 2019 CA 10     10
    NEW YORK HISTORICAL SOCIETY - 850      
    INSURANCE EXPENSE 66     66
    POSTAGE & DELIVERY 1,314     1,314
    BANK FEES - JP MORGAN CHASE BA 477 477    
    ADP, LLC - OTHER OFFICE/OPERAT 596     596
    TRAVEL 16     16
    MISC. EXPENSES - CHASE CARD SE 6      
    MISC. EXPENSES - UNITED STATES 185     185
    MISC. EXPENSES - ILLINOIS CHAR 15     15
    MISC. EXPENSES - SECRETARY OF 10     10
    STATE TAX PENALTY PAID - LA 20 35      
    BAIN CAPITAL CREDIT MANAGED AC 24 24    
    CONTENT PARTNERS FUND 3, LP - 767,330 767,330    
    LIME ROCK PARTNERS V, L.P. - R 1 1    
    LIME ROCK PARTNERS VI, LP - RO 10,836 10,836    
    LIME ROCK PARTNERS VII, L.P. - 64,698 64,698    
    LR-CROWNROCK MINERALS CO-INVES 41,551 41,551    
    BAIN CAPITAL CREDIT MANAGED AC 112,148 112,148    
    LIME ROCK PARTNERS V, L.P. - S 131 131    
    LIME ROCK PARTNERS VII, L.P. - 82,907 82,907    
    PRITZKER FAMILY FOUNDATIONS, L 38,927 38,927    
    BDT CAPITAL PARTNERS FUND 3 (T 153,330 153,330    
    CONTENT PARTNERS FUND 3, LP - 308,062 308,062    
    LEGACY VENTURE IX, LLC - PORTF 418 418    
    LIME ROCK PARTNERS VI, LP - PO 11 11    
    MADISON IND HOLDINGS LLC - POR 5,111 5,111    
    PRITZKER FAMILY FOUNDATIONS, L 41,464 41,464    
    RENAISSANCE INSTITUTIONAL DIVE 54,901 54,901    
    PRITZKER FAMILY FOUNDATIONS, L 27,951 27,951    
    BAIN CAPITAL CREDIT MANAGED AC 8     8
    LIME ROCK PARTNERS V, L.P. - C 2     2
    LIME ROCK PARTNERS VI, LP - CH 6     6
    LIME ROCK PARTNERS VII, LP - C 8     8
    PRITZKER FAMILY FOUNDATIONS, L 1,203     1,203
    3G SPECIAL SITUATIONS FUND IV, 175,494 175,494    
    AH BIO FUND III, LP - OTHER DE 11,809 11,809    
    ANDREESSEN HOROWITZ FUND VII, 1,575 1,575    
    ANDREESSEN HOROWITZ LSV FUND I 43,775 43,775    
    BAIN CAPITAL CREDIT MANAGED AC 29,525 29,525    
    CNK FUND II, L.P. - OTHER DEDU 5,891 5,891    
    COLUMBIA CAPITAL EQUITY PARTNE 130,900 130,900    
    CRAFT VENTURES II, L.P. - OTHE 31,165 31,165    
    CRESCENT ACDV FUND II, L.P. - 138,841 138,841    
    CRESCENT BRIKS HOLDINGS LTD. - 11,500 11,500    
    ECHO STREET GOODCO SELECT II, 11,976 11,976    
    HIGH BAND HOLDINGS, LLC - OTHE 1,496 1,496    
    LEGACY VENTURE IX, LLC - OTHER 106,450 106,450    
    LIME ROCK PARTNERS V, L.P. - O 7,259 7,259    
    LIME ROCK PARTNERS VI, LP - OT 19,706 19,706    
    LIME ROCK PARTNERS VII, L.P. - 60,893 60,893    
    LONE STAR FUND X, L.P. - OTHER 9,657 9,657    
    LOWKEY VENTURES, L.P. - OTHER 43,216 43,216    
    LR-CROWNROCK MINERALS CO-INVES 1,497 1,497    
    LSF X U.S. HOLDINGS, L.P. - OT 26,471 26,471    
    MB SPECTRUM HOLDINGS LLC - FOR 3,276 3,276    
    OAKTREE POWER OPPORTUNITIES FU 98,559 98,559    
    OAKTREE POWER OPPORTUNITIES V, 144,794 144,794    
    OVERLOOK 3G INVESTMENTS, L.P. 21,886 21,886    
    PERCEPTIVE CREDIT OPPORTUNITIE 1,388 1,388    
    PF 2016 SPV1 - OTHER DEDUCTION 128,543 128,543    
    PRITZKER FAMILY FOUNDATIONS, L 679,704 679,704    
    ROUNDTABLE HEALTHCARE PARTNERS 160,656 160,656    
    ROUNDTABLE HEALTHCARE PARTNERS 179,002 179,002    
    TCI REAL ESTATE PARTNERS FUND 8,800 8,800    
    TCI REAL ESTATE PARTNERS FUND 1,981 1,981    
    THE OVERLOOK PARTNERS FUND, LP 80,364 80,364    
    THIRD ROCK VENTURES V, L.P. - 95,536 95,536    
    TIGER GLOBAL PIP VIII PARTNERS 2,302 2,302    
    TIGER GLOBAL PIP X HOLDING, LP 219 219    
    TIGER GLOBAL PRIVATE INVESTMEN 1,068 1,068    
    TIGER GLOBAL PRIVATE INVESTMEN 72,695 72,695    
    TIGER GLOBAL PRIVATE INVESTMEN 3,759 3,759    
    TIGER GLOBAL PRIVATE INVESTMEN 92,222 92,222    
    TIGER GLOBAL PRIVATE INVESTMEN 89,835 89,835    
    TIGER GLOBAL PRIVATE INVESTMEN 117,111 117,111    
    TIGER GLOBAL PRIVATE INVESTMEN 227,109 227,109    
    VALAR FUND V LP - OTHER DEDUCT 36,322 36,322    
    VALAR FUND VI LP - OTHER DEDUC 39,110 39,110    
    VELT PARTNERS FUND LLC - OTHER 83,295 83,295    
    VISTRIA FUND II (FT), LP - OTH 479 479    
    VISTRIA FUND II, LP - OTHER DE 49,706 49,706    
    VISTRIA FUND III (FT), LP - OT 81,276 81,276    
    YCP DB MTP, LP - OTHER DEDUCTI 184,328 184,328    
    PRITZKER FAMILY FOUNDATIONS, L 43,776 43,776    
    COLUMBIA CAPITAL EQUITY PARTNE 1      
    CONTENT PARTNERS FUND 3, LP - 3      
    LIME ROCK PARTNERS V, L.P. - N 1,360      
    LIME ROCK PARTNERS VI, LP - NO 37      
    LIME ROCK PARTNERS VII, L.P. - 68      
    LR-CROWNROCK MINERALS CO-INVES 3      
    PRITZKER FAMILY FOUNDATIONS, L 10,210      
    RENAISSANCE INSTITUTIONAL DIVE 20      
    TIGER GLOBAL PIP VIII PARTNERS -66      
    YCP DB MTP, LP - NONDEDUCTIBLE 6,008      
    LIME ROCK PARTNERS VI, L.P. - 12,815 12,815    
    LIME ROCK PARTNERS VII, L.P. - 120,550 120,550    
    BAIN CAPITAL CREDIT MANAGED AC 56,133 56,133    
    LIME ROCK PARTNERS VI, LP - DE 15,208 15,208    
    LIME ROCK PARTNERS VII, L.P. - 1,698 1,698    
    LIME ROCK PARTNERS VIII, L.P. 15,870 15,870    
    LR-CROWNROCK MINERALS CO-INVES 51,767 51,767    
    BAIN CAPITAL CREDIT MANAGED AC -12,269      
    LIME ROCK PARTNERS V, L.P. -16      
    LIME ROCK PARTNERS VII, L.P. -38      


    TY 2020 OtherIncomeSchedule2
    Name:
    PRITZKER FOUNDATION
    EIN:
    36-6058062
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    Illinois Department of Employment Security Refund 1,024    
    State of Arizona - 2018 Tax Refund 14,950    
    State of California - 2018 Tax Refund 21,947    
    State of Illinois - 2018 Tax Refund 85,010    
    2018 Federal Tax Refund 448,500    
    Bain Capital Credit Managed Account (E), LP - Ordi 65,897 65,897  
    Columbia Capital Equity Partners VII (QP), L.P. - -557 -557  
    Content Partners Fund 3, LP - Ordinary Income 201 201  
    Legacy Venture IX, LLC - Ordinary Income -3 -3  
    Lime Rock Partners V, L.P. - Ordinary Income -84,258 -84,258  
    Lime Rock Partners VI, LP - Ordinary Income -54,365 -54,365  
    Lime Rock Partners VII, L.P. - Ordinary Income 13,443 13,443  
    Perceptive Credit Opportunities Fund II, LP - Ordi 654,003 654,003  
    Perceptive Credit Opportunities Fund III, LP - Ord 2,006 2,006  
    Pritzker Family Foundations, L.L.C. - Ordinary Inc -467,173 -467,173  
    Tiger Global PIP VIII Partners, L.P. - Ordinary In -14,409 -14,409  
    Columbia Capital Equity Partners VII (QP), L.P. - -5,255 -5,255  
    Pritzker Family Foundations, L.L.C. - Net R/E Inco -136,724 -136,724  
    YCP DB MTP, LP - Net R/E Income -1,490,347 -1,490,347  
    Bain Capital Credit Managed Account (E), LP (fka S 332 332  
    Content Partners Fund 3, LP - Royalties 1,444,673 1,444,673  
    Lime Rock Partners V, L.P. - Royalties 123 123  
    Lime Rock Partners VI, LP - Royalties 69,665 69,665  
    Lime Rock Partners VII, L.P. - Royalties 344,745 344,745  
    LR-Crownrock Minerals Co-Investment, L.P. - Royalt 321,735 321,735  
    Bain Capital Credit Managed Account (E), LP - Port 363 363  
    BDT Capital Partners Fund 3 (TE), LP - Portfolio I 1,411 1,411  
    Content Partners Fund 3, LP - Portfolio Income 269,665 269,665  
    ECHO STREET GOODCO SELECT II, LP - Portfolio Incom 54,413 54,413  
    Indus Japan Long Only Fund, LP - Portfolio Income 1,714 1,714  
    Lime Rock Partners V, L.P. - Portfolio Income -21 -21  
    Lime Rock Partners VII, L.P. - Portfolio Income 1,520 1,520  
    Oaktree Power Opportunities V, L.P. - Portfolio In -12 -12  
    Pritzker Family Foundations, L.L.C. - Portfolio In -8,626 -8,626  
    TCI Real Estate Partners Fund II, LP - Portfolio I 4,963 4,963  
    TCI Real Estate Partners Fund III, LP - Portfolio 2,004 2,004  
    VELT Partners Fund LLC (fka M Square Brazil Fund I -724 -724  
    Indus Japan Long Only Fund, LP - Section 1256 (Gai -11,593 -11,593  
    Renaissance Institutional Diversified Alpha Fund, 158,817 158,817  
    Bain Capital Credit Managed Account (E), LP (fka S 209,519 209,519  
    Lime Rock Partners VI, LP - COD Income -1,419 -1,419  
    Pritzker Family Foundations, L.L.C. - COD Income 577 577  
    Bain Capital Credit Managed Account (E), LP (fka S -381 -381  
    LSF X U.S. Holdings, L.P. - Other Income 85 85  
    Pritzker Family Foundations, L.L.C. - Other Income 917,316 917,316  
    Tiger Global PIP VIII Partners, L.P. - Other Incom -192 -192  
    BlackRock New Frontiers Fund, LLC - Sec 988 -7,153 -7,153  
    Indus Japan Long Only Fund, LP - Sec 988 2,978 2,978  
    Legacy Venture IX, LLC - Sec 988 -3 -3  
    Renaissance Institutional Diversified Alpha Fund, 102,253 102,253  
    BlackRock New Frontiers Fund, LLC - Swap Income -511,789 -511,789  
    Renaissance Institutional Diversified Alpha Fund, 2,046 2,046  
    BlackRock New Frontiers Fund, LLC - Other T/B Exp -45,542 -45,542  
    Indus Japan Long Only Fund, LP - Other T/B Exp -49,563 -49,563  
    Renaissance Institutional Diversified Alpha Fund, -74,555 -74,555  
    BlackRock New Frontiers Fund, LLC - T/B Interest E -241 -241  
    Indus Japan Long Only Fund, LP - T/B Interest Exp -590 -590  
    Content Partners Fund 3, LP - 743(b) Adj 6,595 6,595  
    BDT Capital Partners Fund 3 (TE), LP - Sec 988 -1,199 -1,199  
    ECHO STREET GOODCO SELECT II, LP - Sec 988 -12,022 -12,022  
    Legacy Venture IX, LLC - Sec 988 -4 -4  
    Lone Star Fund X, L.P. - Sec 988 -157,431 -157,431  
    LSF X U.S. Holdings, L.P. - Sec 988 -366,280 -366,280  
    Oaktree Power Opportunities V, L.P. - Sec 988 80 80  
    TCI Real Estate Partners Fund II, LP - Sec 988 -150,236 -150,236  
    TCI Real Estate Partners Fund III, LP - Sec 988 -29,727 -29,727  
    Tiger Global Private Investment Partners IX, L.P. 3 3  
    Tiger Global Private Investment Partners VIII LP - 5 5  
    Tiger Global Private Investment Partners X, L.P. - 2 2  
    VELT Partners Fund LLC (fka M Square Brazil Fund I -81,107 -81,107  
    Unrelated Business Taxable Income   294,508  


    TY 2020 OtherLiabilitiesSchedule
    Name:
    PRITZKER FOUNDATION
    EIN:
    36-6058062
    Description Beginning of Year - Book Value End of Year - Book Value
    M&T PRITZKER CHARITABLE FUND, 100 100
    PRITZKER PUCKER CHARITABLE FUN 100 100


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    PRITZKER FOUNDATION
    EIN:
    36-6058062
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CHARLES LEVENBERG, LLC 1,762 1,762    
    MONTICELLO ASSOCIATES, INC. 226,000 226,000    


    TY 2020 TaxesSchedule
    Name:
    PRITZKER FOUNDATION
    EIN:
    36-6058062
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BLACKROCK EMERGING MARKETS FUN 1,876 1,876    
    STATE OF LA - 2018 100      
    ABRAMS CAPITAL PARTNERS II, LP 79      
    LIME ROCK PARTNERS VI, LP 91      
    LIME ROCK PARTNERS VII, L.P. 184      
    PRITZKER FAMILY FOUNDATIONS, L 97      
    US TREASURY - EFTPS - 3RD QTR 100,000      
    US TREASURY - EFTPS - 2019 - E 100,000      
    LIME ROCK PARTNERS VII, L.P. 62      
    CONTENT PARTNERS FUND 3, LP 2,135 2,135    
    PRITZKER FAMILY FOUNDATIONS, L 25,909 25,909    
    THE OVERLOOK PARTNERS FUND, LP 17,574 17,574    
    PRITZKER FAMILY FOUNDATIONS, L 3,400 3,400    
    BLACKROCK NEW FRONTIERS FUND, 5,375 5,375    
    ECHO STREET GOODCO SELECT II, 235 235    
    INDUS JAPAN LONG ONLY FUND, LP 12,562 12,562    
    OVERLOOK 3G INVESTMENTS, L.P. 7,745 7,745    
    RENAISSANCE INSTITUTIONAL DIVE 7,788 7,788    
    TIGER GLOBAL PRIVATE INVESTMEN 610 610    
    TIGER GLOBAL PRIVATE INVESTMEN 365 365    
    VELT PARTNERS FUND LLC (FKA M 1,601 1,601