Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
ABRAHAM & SONIA ROCHLIN FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)3690 GRANT DRIVE NO I-2
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
RENO, NV89509
A Employer identification number

94-1696244
B Telephone number (see instructions)

(775) 329-1611
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$51,607,577J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 1,496,430 1,496,430  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,770,172
b Gross sales price for all assets on line 6a 8,370,530
7 Capital gain net income (from Part IV, line 2)... 1,770,172
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 144,252 114,781  
12 Total. Add lines 1 through 11........ 3,410,854 3,381,383  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 14,887 11,165   3,722
c Other professional fees (attach schedule).... Click to see attachment 212,275 120,791   91,484
17 Interest............... 145 145   0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 51,824 6,880   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 1,530 1,148   383
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 5,907 4,503   1,404
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 286,568 144,632   96,993
25 Contributions, gifts, grants paid....... 2,560,450 2,560,450
26 Total expenses and disbursements. Add lines 24 and 25 2,847,018 144,632   2,657,443
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 563,836
b Net investment income (if negative, enter -0-) 3,236,751
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 923,412 744,479 744,479
2 Savings and temporary cash investments.........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 28,976,653 Click to see attachment30,413,745 48,311,009
c Investments—corporate bonds (attach schedule)....... 3,092,962 Click to see attachment2,398,639 2,552,089
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 32,993,027 33,556,863 51,607,577
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 10,722,209 10,722,209
28 Retained earnings, accumulated income, endowment, or other funds 22,270,818 22,834,654
29 Total net assets or fund balances (see instructions)..... 32,993,027 33,556,863
30 Total liabilities and net assets/fund balances (see instructions). 32,993,027 33,556,863
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
32,993,027
2
Enter amount from Part I, line 27a .....................
2
563,836
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
33,556,863
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
33,556,863
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES P    
b PUBLICLY TRADED SECURITIES CAPITAL GAIN DISTRIBUTIONS P    
c ALLIANCE BERNSTEIN - LONG-TERM CAPITAL GAIN, NET P    
d ALLIANCE BERNSTEIN - SHORT-TERM CAPITAL LOSS, NET P    
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 8,316,672   6,598,860 1,717,812
b 50,542     50,542
c 3,316     3,316
d     1,498 -1,498
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       1,717,812
b       50,542
c       3,316
d       -1,498
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,770,172
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 44,991
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 44,991
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 44,991
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 35,859
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 35,859
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 211
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 9,343
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletDE, NV
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletHEIDEMARIE ROCHLIN Telephone no.bullet (775) 329-1611

    Located atbullet3690 GRANT DR STE I-2RENONV ZIP+4bullet89509
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    HEIDEMARIE ROCHLIN PRESIDENT
    20.00     		0 0 0
    3690 GRANT DR SUITE I-2
    RENO,NV89509
    JOSEPH SCHONWALD VICE - PRESIDENT
    20.00     		45,742 0 0
    3690 GRANT DR SUITE I-2
    RENO,NV89509
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    46,966,944
    b
    Average of monthly cash balances.......................
    1b
    833,945
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    47,800,889
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    47,800,889
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    717,013
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    47,083,876
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    2,354,194
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    2,354,194
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    44,991
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
    27,277
    c
    Add lines 2a and 2b............................
    2c
    72,268
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    2,281,926
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    2,281,926
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    2,281,926
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    2,657,443
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    2,657,443
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    2,657,443
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 2,281,926
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016...... 76,398
    c From 2017...... 274,063
    d From 2018...... 177,507
    e From 2019...... 154,227
    fTotal of lines 3a through e........ 682,195
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 2,657,443
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 2,281,926
    e Remaining amount distributed out of corpus 375,517
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 1,057,712
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		1,057,712
    10 Analysis of line 9:
    a Excess from 2016.... 76,398
    b Excess from 2017.... 274,063
    c Excess from 2018.... 177,507
    d Excess from 2019.... 154,227
    e Excess from 2020.... 375,517
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    HEIDEMARIE ROCHLIN
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    FROM K-1 ALLIANCEBERNSTEIN HOLDINGS LP
    1345 AVE OF THE AMERICAS
    NEW YORK,NY10105     		NONE PUBLIC CHARITY VARIOUS 450
    PEF ISRAEL ENDOWMENT FUNDS
    317 MADISON AVE 607
    NEW YORK,NY100175269     		NONE PUBLIC CHARITY ORGANIZATIONAL MISSION 2,008,000
    THE AMERICAN JEWISH JOINT DISTRIBUTION COMMITTEE INC
    711 THIRD AVENUE
    NEW YORK,NY10017     		NONE PUBLIC CHARITY ORGANIZATIONAL MISSION 380,000
    AMERICAN FRIENDS OF CHASDEI LEV
    1078 EAST 26TH ST
    BROOKLYN,NY11210     		NONE PUBLIC CHARITY ORGANIZATIONAL MISSION 30,000
    KNPB CHANNEL 5 PUBLIC BROADCASTING
    1670 NORTH VIRGINIA STREET
    RENO,NV89503     		NONE PUBLIC CHARITY ORGANIZATIONAL MISSION 15,000
    CENTRAL FUND OF ISRAEL
    980 AVE OF THE AMERICAS FRNT 3
    NEW YORK,NY10018     		NONE PUBLIC CHARITY ORGANIZATIONAL MISSION 20,000
    HAROLD GRINSPOON FOUNDATION
    67 HUNT STREET SUITE 100
    AGAWAM,MA01001     		NONE PRIVATE FOUNDATION ORGANIZATIONAL MISSION 25,000
    PROJECT KESHER
    600 MAMARONECK AVE 400
    HARRISON,NY10528     		NONE PUBLIC CHARITY ORGANIZATIONAL MISSION 15,000
    JBI BRAILLE
    110 EAST 30TH STREE
    NEW YORK,NY10016     		NONE PUBLIC CHARITY ORGANIZATIONAL MISSION 2,000
    AMERICAN FRIENDS OF LEKET ISRAEL
    PO BOX 2090
    TEANECK,NJ07666     		NONE PUBLIC CHARITY ORGANIZATIONAL MISSION 25,000
    UNR FOUNDATION
    1664 N VIRGINIA STREET
    RENO,NV89557     		NONE PUBLIC CHARITY ORGANIZATIONAL MISSION 20,000
    BNAI ZION FOUNDATION
    1430 BROADWAY SUITE 1804
    NEW YORK,NY10018     		NONE PUBLIC CHARITY ORGANIZATIONAL MISSION 20,000
    Total .................................bullet 3a 2,560,450
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 1,496,430  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income..... 551112 144,252      
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 1,770,172  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 144,252 3,266,602 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    3,410,854
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    ABRAHAM & SONIA ROCHLIN FOUNDATION
    EIN:
    94-1696244
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES - J.A. SOLARI & PARTNERS, LLC 14,887 11,165   3,722

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    ABRAHAM & SONIA ROCHLIN FOUNDATION
    EIN:
    94-1696244
    Name of Bond End of Year Book Value End of Year Fair Market Value
    BONDS - AMERICAN TOWER ORP SR.NOTE 4% 6/1/2025 51,403 56,470
    BONDS - BANK OF AMER.CORP INT.NTS.MED.TERM 4.25% 10/22/26 100,624 117,297
    BONDS - CITIGROUP INC, SUBORDINATED 4.45% 9/29/27 100,291 118,214
    BONDS - CRED.SUISSE MTG,CAP SER 2006-2 .6%3/25/36 93,867 51,255
    BONDS - CRED.SUISSE MTG,CAP SER.2006-7 6.5% 8/25/36 54,488 14,657
    BONDS - ELECTRONIC ARTS INC SR UNSECURED 4.8% 3/1/2026 101,666 118,956
    BONDS - FEDL HOME LN MTG CORP MULTI REMIC 4491 2.5% 3/15/40 92,651 100,447
    BONDS - G T E CORP DEB INT RATE 6.49% 4/15/2028 59,367 65,783
    BONDS - KOHL'S CORP UNSECURED 4.75% 12/15/2023 28,409 29,944
    BONDS - MORGAN STANLEY 4.1% 05/22/2023 MED.TERM NTS 99,670 108,523
    BONDS - MORGAN STANLEY SUB.MED.TERM NTS 4.35% 9/8/26 201,205 235,798
    BONDS - M.S.STEP UP RANGE ACCR.NTS 6.5.% 4/8/26 200,000 214,000
    BONDS - OMEGA HLTHCARE INVESTORS SR.UNSEC.NTS 5.25%1/15/26 101,880 114,319
    BONDS - AT&T INC FXD RT GLOBAL NT 4.25% 3/1/27 48,815 58,487
    BONDS - BP CAPTIAL MARKETS PLC FIX RT 3.017% 1/16/27 68,933 77,271
    BONDS - FRANCE TELECOM SA NT 4.125% 9/14/2021 50,199 51,256
    BONDS - GLAXOSMITHKLINE CAP INC GTD NT 2.8% 3/18/23 48,851 52,649
    BONDS - GOLDMAN SACHS GROUP DEP SHS PDF SER P 5% 11/10/22 190,005 202,000
    BONDS - MURPHY OIL CORP NOTE 4.45% 12/1/2022 106,206 107,590
    BONDS - TEVA PHARMACEUTIAL FIN.CO B V 3.65% 11/10/2021 72,283 75,938
    BONDS - GENERAL MOTORS FINL. CO.GTD FIX RT 5.25% 3/1/2026 20,062 23,522
    BONDS - GILEAD SCIENCES INC.FXD RT SR.NOTE 2.95% 3/1/2027 68,434 76,908
    BONDS - UNITED HEALTH GROUP FXD RT NOTE 3.75% 7/15/2025 77,289 85,450
    BONDS - UNITED TECHNOLOGIES CORP FXD SR.NOTE 4.125% 11/16/28 77,965 89,412
    BONDS - WESTPAC BKG CORP SR.NT ISIN #US961214DK65 3.35% 3/8/27 70,652 79,259
    BONDS - AMERICAN MOVIL SA DE CV NOTES 6.375% 3/1/2035 55,915 60,134
    BONDS - CONOCO FDG CO SR NOTES 7.25% 10/15/2031 56,914 59,944
    BONDS - SHELL INTL FIN B V SR NOTES 3.875% 10/13/2028 100,595 106,606

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    ABRAHAM & SONIA ROCHLIN FOUNDATION
    EIN:
    94-1696244
    Name of Stock End of Year Book Value End of Year Fair Market Value
    STOCKS - 2,500 SHS ABBOTT LABORATORIES 53,183 273,725
    STOCKS - 2,500 SHS ABBVIE, INC 57,672 267,875
    STOCKS - 4,634 SHS ALLSTATE CORP 36,271 509,416
    STOCKS - 5,000 SHS AMERICAN ELECTRIC POWER 88,925 416,350
    STOCKS - 1,000 SHS AMERCO 173,989 453,960
    STOCKS - 16,000 SHS APPLIED MATERIALS 226,471 1,380,800
    STOCKS - 24,180 SHS A.T.&T, INC (SCHWAB) 164,079 695,417
    STOCKS - 14,220 SHS ARES CAP. CORP COM 239,334 240,176
    STOCKS - 5,000 SHS AUTOMATIC DATA PROCESSING INC. 198,836 881,000
    STOCKS - 5,300 SHS AVANGRID INC COM 240,182 240,885
    STOCKS - 11,274 SHS BANK OF AMERICA CORP 192,274 341,715
    STOCKS - 3,500 SHS BOEING CO 452,384 749,210
    STOCKS - 9,000 SHS BRISTOL MYERS SQUIBB 280,306 558,270
    STOCKS - 15,000 SHS CALAMOS CONV & HI INCOME 203,474 214,200
    STOCKS - 8,000 SHS CALAMOS DYNAMIC CONVERT.&INCOME FD 177,802 225,360
    STOCKS - 1,666 SHS CDK GLOBAL INC (SPIN-OFF FROM ADP) 28,758 86,349
    STOCKS - 40,500 SHS CENTRICA PLC 32,375 25,458
    STOCKS - 3,460 SHS CINCINNATI FINL CORP. COM 263,399 302,300
    STOCKS - 80,108.053 SHS CITY NATL.ROCHDALE FIX.INC.OPPORTUNITY FD CL.N 2,053,821 1,870,523
    STOCKS - 2,950 SHS CMS ENERGY CORP 140,812 179,980
    STOCKS - 8,680 SHS COCA COLA 224,119 476,011
    STOCKS - 12,400 SHS COLGATE PALMOLIVE 100,055 1,060,324
    STOCKS - 18,498 SHS COMCAST CORP, CL.A NEW 200,249 969,295
    STOCKS - 13,000 SHS DOUBLELINE INCOME SOLUTION FUND 306,601 215,540
    STOCKS - 4,000 SHS EMERSON ELECTRIC CO 191,569 321,480
    STOCKS - 1,916 SHS ESSEX PROPERTY TRUST, INC 85,960 454,897
    STOCKS - 37,134 SHS GABELLI EQUITY TR 157,562 232,830
    STOCKS - 3,000 SHS GENERAL DYNAMICS CORP COM 161,701 446,460
    STOCKS - 8,941 SHS GOLDFIELDS LTD 92,343 82,883
    STOCKS - 3,000 SHS INTL.BUSINESS MACHINES CORP 310,927 377,640
    STOCKS - 9,000 SHS INT'L PAPER CO 285,970 447,480
    STOCKS - 4,000 SHS JOHNSON & JOHNSON 238,600 629,520
    STOCKS - 9,470 SHS J.P.MORGAN 82,995 1,203,353
    STOCKS - 4,041 SHS KAYNE ANDERSON MLP.INVT.COMP 46,129 23,236
    STOCKS - 6,215 SHS KAYNE ANDERSON MIDSTREAM INVESTMENT 137,643 35,736
    STOCKS - 1,666 SHS KRAFT HEINZ COMPANY 45,728 57,744
    STOCKS - 5,692 SHS MACERICH COMPANY 63,359 60,734
    STOCKS - 10,588 SHS MACY'S INC 179,918 119,115
    STOCKS - 15,000 SHS MARATHON PETROLEUM CORP 75,252 620,400
    STOCKS - 1,500 SHS MCKESSON CORPORATION 297,009 260,880
    STOCKS - 4,000 SHS MEDTRONIC INC 205,354 468,560
    STOCKS - 3,338 SHS MERCK & CO. INC. NEW .COM 220,116 273,048
    STOCKS - 5,000 SHS MONDELEZ INTL.INC., COM 89,377 292,350
    STOCKS - 6,900 SHS MORGAN STANLEY 124,475 472,857
    STOCKS - 10,998 SHS NEW GERMANY FUND 125,111 209,292
    STOCKS - 2,699 SHS NEWMONT MINING 103,169 161,643
    STOCKS - 3,000 SHS NORFOLK SOUTHERN CORP 219,909 712,830
    STOCKS - 20,000 SHS NUVEEN HIGH INCOME NOVEMBER 21 TARGET 200,000 184,000
    STOCKS - 4,000 SHS NUVEEN PFD & INCOME 2022 TERM FUND 100,000 97,380
    STOCKS - 4,060 SHS PAYCHEX INC COM 240,311 378,311
    STOCKS - 2,000 SHS PHILIP MORRIS INTERNATIONAL, INC 79,619 165,580
    STOCKS - 5,645 SHS PHILLIPS 66 22,898 394,811
    STOCKS - 2,740 SHS PROCTER & GAMBLE CO. COM 240,178 381,244
    STOCKS - 9,000 SHS REALTY INCOME CORP REIT 395,719 559,530
    STOCKS - 3,662 SHS SASOL LTD ADR 41,984 32,445
    STOCKS - 4,000 SHS SEMPRA ENERGY 76,602 509,640
    STOCKS - 37,334 SHS SINGAPORE AIRLINES LTD SIA 196,916 121,007
    STOCKS - 27,253 SHS SINGAPORE AIRPORT TERMINAL 43,605 82,141
    STOCKS - 12,600 SHS SOUTHERN CORP 128,228 774,018
    STOCKS - 6,000 SHS STONECASTLE FINANCIAL CORP 143,543 115,500
    STOCKS - 4,000 SHS TSAKOS ENERGY NAVIGATION SER.E PFD 9.25% 100,000 82,960
    STOCKS - 3,573 SHS WEYERHAEUSER 66,494 119,803
    STOCKS - 4,162 SHS WYNDHAM WORLDWIDE CORP 83,903 186,707
    STOCKS - 4,851 SHS AMERICAN ELECTRIC POWER 387,973 403,943
    STOCKS - 2,570 SHS CROWN CASTLE INTL CORP NEW 258,075 409,118
    STOCKS - 3,435 SHS DOMINION ENERGY INC COM 220,679 258,312
    STOCKS - 2,845 SHS DUKE ENERGY CORP 257,993 260,488
    STOCKS - 3,760 SHS EVERSOURCE ENERGY COM 234,230 325,278
    STOCKS - 2,561 SHS GALLAGHER ARTHUR J & CO 191,263 316,821
    STOCKS - 10,050 SHS HEALTHCARE TR. AMER INC 256,672 276,777
    STOCKS - 4,100 SHS MID-AMERICA APT. CMNTYS INC.COM 402,110 519,429
    STOCKS - 2,730 SHS PHILIP MORRIS INT'L INC.COM 222,742 226,017
    STOCKS - 1,500 SHS SONOCO PRODUCTS 264,983 302,175
    STOCKS - 4,753 SHS UNILEVER PLC SPON ADR NEW 257,735 286,891
    STOCKS - 4,162 SHS WYNDHAM HOTELS & RESORTS 105,751 247,389
    STOCKS - 4,816 SHS XCEL ENERGY INC 258,403 321,083
    STOCKS - 511,647.12 SHS VANGUARD TREASURY MONEY MARKET 201,754 201,754
    STOCKS - 1,125 SHS ALIBABA GROUP 196,709 261,821
    STOCKS - 310 SHS ALPHABET INC 342,118 543,318
    STOCKS - 3,810 SHS ALTRIA GROUP INC 186,676 156,210
    STOCKS - 7,592 APPLE INC. 288,805 1,007,382
    STOCKS - 6,700 SHS BCE INC.COM 312,074 286,760
    STOCKS - 338 SHS EQUINOX INC.COM 125,480 241,393
    STOCKS - 41,291 SHS FIERA CAPITAL EMERGENCY MKTS 1,694,565 2,495,235
    STOCKS - 8,112 SHS HEALTHPEAK PPTY INC. 48,658 245,226
    STOCKS - 8,751 SHS INTEL CORP 363,038 435,975
    STOCKS - 17,884 SHS INVESCO EXCHANGE TRADED FD. TR 11 PFD 249,490 272,910
    STOCKS - 9,000 SHS INVESTCORP CREDIT MGMT 135,000 42,840
    STOCKS - 2,560 SHS KIMBERLY CLARK CORP 305,692 345,165
    STOCKS - 1,030 SHS LOCKHEED MARTIN CORP 304,536 365,629
    STOCKS - 585 SHS NORTHROP GRUMMAN CORP 149,120 178,261
    STOCKS - 7,649 SHS NATIONAL RETAIL PPTY INC.COM 285,086 312,874
    STOCKS - 10,000 SHS NUVEEN CREDIT OPPTYS 2022 TARGET TERM 99,788 80,400
    STOCKS - 7,270 SHS PFIZER, INC. 290,218 267,609
    STOCKS - 2,000 SHS SCHLUMBERGER 18,374 43,660
    STOCKS - 1,780 SHS UNITED HEALTHCARE GROUP 440,581 624,210
    STOCKS - 13,880 SHS VANGUARD INDEX FDS VANGUARD SMALL-CAP ETF 1,694,081 1,973,875
    STOCKS - 6,491 SHS VERIZON 241,456 381,346
    STOCKS - 710 SHS AON PLC 157,807 150,002
    STOCKS - 480 SHS ASML HLDG 133,731 234,106
    STOCKS - 1,315 SHS ACCENTURE PLC IRELAND 224,887 343,491
    STOCKS - 4,519 ALLY FINL 156,191 161,148
    STOCKS - 80 SHS AMAZON 184,373 260,554
    STOCKS - 993 SHS BERKSHIRE HATHAWAY 205,503 230,247
    STOCKS - 3,870 SHS BLACKSTONE GROUP 201,839 250,815
    STOCKS - 5,780 SHS CISCO SYSTEMS 269,567 258,655
    STOCKS - 1,310 SHS CLOROX CO 253,316 264,515
    STOCKS - 1,000 SHS CME GROUP 216,201 182,050
    STOCKS - 870 SHS COSTCO 259,796 327,799
    STOCKS - 5,657 SHS CRESCENT CAPITAL BDC 154,650 82,122
    STOCKS - 2,070 SHS CVS HEALTH CORP 129,929 141,381
    STOCKS - 2,510 SHS DISNEY 323,286 454,762
    STOCKS - 3,120 SHS EDWARDS LIFESCIENCES 212,968 284,638
    STOCKS - 4,120 SHS EMERSON ELECTRIC CO 287,059 331,124
    STOCKS - 11,970 SHS FIFTH THIRD BANCORP 283,224 330,013
    STOCKS - 15,000 SHS FIRST EAGLE SENIOR LOAN FD 299,336 209,550
    STOCKS - 4,350 SHS GENERAL MILLS 261,361 255,780
    STOCKS - 6,940 SHS HARTFORD FINL SVCS 289,324 339,921
    STOCKS - 1,830 SHS HCA HEALTHCARE 187,251 300,962
    STOCKS - 6,140 SHS INT'L PAPER CO 285,777 305,281
    STOCKS - 1,000 SHS L3 HARRIS TECHNOLOGIES 189,738 189,020
    STOCKS - 1,177 SHS MCDONALDS 246,301 252,561
    STOCKS - 1,760 SHS PEPSI 243,956 261,008
    STOCKS - 3,550 SHS PINNACLE WEST CAP CORP 274,427 283,823
    STOCKS - 4,601 SHS PROLOGIS INC 315,663 458,536
    STOCKS - 3,350 SHS QUALCOMM INC 262,515 510,339
    STOCKS - 437 SHS S&P GLOBAL 141,963 143,655
    STOCKS - 200 SHS SHERWIN WILLIAMS 143,844 146,982
    STOCKS - 1,980 SHS T-MOBILE US 158,226 267,003
    STOCKS - 1,555 SHS TRANE TECHNOLOGIES 185,389 225,723
    STOCKS - 1,560 SHS TRANSUNION 130,888 154,783
    STOCKS - 902 SHS VIATRIS INC 16,004 16,902

    TY 2020 OtherExpensesSchedule
    Name:
    ABRAHAM & SONIA ROCHLIN FOUNDATION
    EIN:
    94-1696244
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    DUES & SUBSCRIPTIONS 806 403   403
    MISCELLANEOUS EXPENSES FROM INVESTMENTS 3,098 3,098   0
    COMMUNICATION EXPENSES 2,003 1,002   1,001


    TY 2020 OtherIncomeSchedule2
    Name:
    ABRAHAM & SONIA ROCHLIN FOUNDATION
    EIN:
    94-1696244
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    K-1 ALLIANCE CAPITAL MANAGEMENT 29,229 0 29,229
    K-1 BROOKFIELD PROPERTY PARTNERS LP 242 0 242
    K-1 ALLIANCE CAPITAL MANAGEMENT - ODINARY GAIN 114,781 114,781 114,781


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    ABRAHAM & SONIA ROCHLIN FOUNDATION
    EIN:
    94-1696244
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TRUST ADMINSTATIVE EXPENSE 0 0   0
    MANAGEMENT FEES - RIM 120,791 120,791   0
    MANAGEMENT FEES - JOSEPH SCHONWALD 45,742 0   45,742
    MANAGEMENT FEES - ROLINDA SCHONWALD 45,742 0   45,742


    TY 2020 TaxesSchedule
    Name:
    ABRAHAM & SONIA ROCHLIN FOUNDATION
    EIN:
    94-1696244
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX WITHHOLDING ON DIVIDENDS 6,880 6,880   0
    INCOME TAX EXPENSE 44,944 0   0