| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING FEES | 1,700 | 850 | 0 | 850 |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| DUFF & PHELPS UTIL & CORPORATE BD TR | 19,018 | 21,114 |
| EAGLE POINT CREDIT CO 7.75% | 11,262 | 11,308 |
| FIRST TRUST ABERDEEN GLOBAL | 11,515 | 11,801 |
| GLADSTONE INVESTMENT CORP | 10,578 | 10,823 |
| PHENIXFIN CORP - PFXNL | 8,525 | 8,565 |
| OXFORD LANE CAPITAL CORP | 8,363 | 8,160 |
| OXFORD SQUARE CAPITAL CO | 11,250 | 11,273 |
| ASCENDANT DIGITAL ACQUISITION - ACND | 12,438 | 12,875 |
| VANGUARD LONG TERM BOND INDEX FUND | 27,776 | 26,610 |
| LMP CAP & INCOME FD INC - SCD | 8,052 | 7,994 |
| MFS INTER INCOME TR - MIN SH BEN INT | 11,888 | 12,096 |
| RIVERNORTH SPECIALTY FINANCE - RSF CORPORATION | 11,278 | 12,432 |
| NUVEEN NY AMT FREE MUNI COMMON - NRK | 13,812 | 14,728 |
| GREENROSE ACQUISITION CORP - GNRS | 12,623 | 13,107 |
| WESTERN ASSET INFLATION LINKED | 12,057 | 13,366 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| ABERDEEN EMERGING MARKETS EQUITY | 5,800 | 5,170 |
| VANGUARD INFORMATION TECHNOLOGY | 7,852 | 12,296 |
| VANGUARD FTSE EMERGING MARKETS INDEX | 28,016 | 32,300 |
| VANGUARD FTSE EUROPE INDEX FUND | 16,459 | 17,015 |
| VANGUARD FTSE PACIFIC INDEX FUND | 12,067 | 16,645 |
| VANGUARD GROWTH INDEX FUND | 19,428 | 27,585 |
| VANGUARD S P 500 ETF | 56,747 | 78,241 |
| VANGUARD SMALL CAP INDEX FUND | 23,726 | 38,725 |
| VOYA GLOBAL EQUITY DIVIDEND PREMIUM | 7,875 | 6,783 |
| ABERDEEN TOTAL DYNAMIC DIVID - AOD | 749 | 1,247 |
| ADAMS DIVERSIFIED EQUITY FUND | 4,116 | 6,256 |
| ALLIANZGI AI TECH OPPORTUNITIES - AIO | 10,190 | 17,018 |
| ALLIANZGI NFJ DIV INTEREST PREM | 10,430 | 11,222 |
| T ROWE PRICE GLOBAL STOCK FUND | 2,820 | 4,383 |
| COHEN & STEERS QUALITY INCOME | 9,728 | 10,205 |
| EATON VANCE TAX MANAGED GLOBAL | 1,536 | 2,638 |
| EATON VANCE TX MGD DIV | 5,286 | 7,867 |
| GUGGENHEIM ENHANCED EQUITY INC - GPM COMMON | 13,649 | 14,999 |
| HANCOCK JOHN TAX ADVANTAGED DVD FD - HTD | 3,976 | 5,340 |
| INVESCO S P 500 EQUAL WEIGHT - RSP ETF | 3,300 | 3,163 |
| ISHARES MSCI EAFE GROWTH | 9,141 | 10,944 |
| ISHARES MSCI SOUTH KOREA | 4,080 | 4,405 |
| ISHARES RUSSELL 1000 | 10,924 | 13,661 |
| LIBERTY ALL STAR EQUITY FD - USA | 6,108 | 8,615 |
| ROYCE MICRO CAP | 7,910 | 9,717 |
| VANGUARD ESG INTERNATIONAL | 5,860 | 6,548 |
| VANGUARD ESG US | 5,168 | 5,583 |
| VANGUARD FTSE DEVELOPING MARKETS | 6,719 | 6,562 |
| EATON VANCE ENHANCED | 5,130 | 7,487 |
| VANGUARD SMALL CAP GROWTH INDEX FUND | 6,986 | 9,572 |
| GABELLI HEALTHCARE WELLNESS | 8,895 | 9,996 |
| GABELLI DIVID & INCOME TR | 13,438 | 16,870 |
| ISHARES MSCI CANADA | 3,385 | 3,978 |
| JAPAN SMALLER CAPITALIZATION FD INC | 2,027 | 1,738 |
| MORGAN STANLEY INDIA INVESTMENT FUND | 3,406 | 3,320 |
| BLACKROCK ENHANCED INTERNATIONAL | 4,040 | 4,883 |
| BLACKROCK ENHANCED GLOBAL | 4,622 | 5,685 |
| NEW GERMANY FD INC | 4,819 | 7,245 |
| CHINA FUND INC | 1,960 | 3,107 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| ESC CB EXO RESOURCES | AT COST | 973 | 0 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT EXPENSE | 6,612 | 6,612 | 0 | 0 |
| Description | Amount |
|---|---|
| MISC ADJUSTMENTS | 2,555 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAXES | 204 | 204 | 0 | 0 |
| DEPARTMENT OF TREASURY | 687 | 0 | 0 | 0 |
| NYS DEPARTMENT OF OF LAW | 100 | 0 | 0 | 100 |