Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
Berger North Foundation
 
% Berger North Foundation
Number and street (or P.O. box number if mail is not delivered to street address)1624 Highway 395 suite 3
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Minden, NV89423
A Employer identification number

27-3132546
B Telephone number (see instructions)

(775) 782-3013
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$20,415,876J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check bullet.............
3 Interest on savings and temporary cash investments 1,036 1,036  
4 Dividends and interest from securities... 368,622 368,622  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 57,221
b Gross sales price for all assets on line 6a 6,886,225
7 Capital gain net income (from Part IV, line 2)... 55,462
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 7,855 25,864  
12 Total. Add lines 1 through 11........ 434,734 450,984  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 122,015     122,015
14 Other employee salaries and wages......        
15 Pension plans, employee benefits....... 55,090     55,090
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 177,429 174,751   2,678
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 4,372 772    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 6,989     6,989
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 109,421 74,808   34,574
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 475,316 250,331   221,346
25 Contributions, gifts, grants paid....... 676,000 676,000
26 Total expenses and disbursements. Add lines 24 and 25 1,151,316 250,331   897,346
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -716,582
b Net investment income (if negative, enter -0-) 200,653
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 297,498 119,418 119,418
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 2,898,638 Click to see attachment2,356,171 2,450,743
b Investments—corporate stock (attach schedule)....... 12,139,807 Click to see attachment9,808,257 12,677,054
c Investments—corporate bonds (attach schedule)....... 1,485,852 Click to see attachment1,756,614 1,756,349
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 421,549 Click to see attachment2,486,302 3,412,312
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 17,243,344 16,526,762 20,415,876
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds 17,243,344 16,526,762
29 Total net assets or fund balances (see instructions)..... 17,243,344 16,526,762
30 Total liabilities and net assets/fund balances (see instructions). 17,243,344 16,526,762
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
17,243,344
2
Enter amount from Part I, line 27a .....................
2
-716,582
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
16,526,762
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
16,526,762
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a Publicly-traded Securities      
b PASSTHROUGH K1 CAPITAL GAIN/(LOSS)      
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 6,886,225   6,862,740 23,485
b       31,977
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a        
b        
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 55,462
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 2,789
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 2,789
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 2,789
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 7,600
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 7,600
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 4,811
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet3,000 RefundedBullet 11 1,811
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNV
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletBerger North Foundation Telephone no.bullet (775) 782-3013

    Located atbullet1624 Highway 395 Suite 3MindenNV ZIP+4bullet89423
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    John N Berger Trustee
    20.0     		50,015 31,852 0
    1624 Highway 395 suite 3
    Minden,NV89423
    Ingrid C Tanner Trustee
    40.0     		72,000 14,387 0
    1624 Highway 395 suite 3
    Minden,NV89423
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    CORIENT CAPITAL PARTNERS LLC Investment Mgmt 174,751
    500 Newport Center Drive Suite 700
    NEWPORT BEACH,CA92660
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    16,725,615
    b
    Average of monthly cash balances.......................
    1b
    277,871
    c
    Fair market value of all other assets (see instructions)................
    1c
    2,066,316
    d
    Total (add lines 1a, b, and c).........................
    1d
    19,069,802
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    19,069,802
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    286,047
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    18,783,755
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    939,188
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    939,188
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    2,789
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    2,789
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    936,399
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    936,399
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    936,399
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    897,346
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    897,346
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    897,346
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 936,399
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 858,182
    b Total for prior years:2018, 2017, 2016  
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017......  
    d From 2018......  
    e From 2019......  
    fTotal of lines 3a through e........  
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 897,346
    a Applied to 2019, but not more than line 2a 858,182
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2020 distributable amount..... 39,164
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		897,235
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018....  
    d Excess from 2019....  
    e Excess from 2020.... 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    BOUNDLESS EMPOWERMENT
    PO BOX 572
    MAMMOTH LAKES,CA93546     		N/A PC General & Unrestricted 120,000
    BOUNTIFUL CHILDRENS FOUNDATION
    PO BOX 1415
    SPANISH FORK,UT84660     		N/A PC General & Unrestricted 100,000
    FAMILY SUPPORT COUNCIL OF DOUGLAS COUNTY
    1255 WATERLOO LN UNIT A
    GARDNERVILLE,NV89410     		N/A PC General & Unrestricted 60,000
    FRIENDS IN SERVICE HELPING-EMERGENCY REFERRAL SERV
    138 E LONG ST
    CARSON CITY,NV89706     		N/A PC General & Unrestricted 86,000
    MARIANNE FROSTIG CENTER OF EDUCATIONAL THERAPY
    971 N ALTADENA DR
    PASADENA,CA91107     		N/A PC General & Unrestricted 20,000
    PAWSIBILITIES
    3770 WHITE PINE DR
    WASHOE VALLEY,NV89704     		N/A PC General & Unrestricted 35,000
    RACHEL COVEY FOUNDATION
    1141 WATKINS LN
    ALPINE,UT84004     		N/A PC General & Unrestricted 40,000
    THE CHURCH OF JESUS CHRIST OF LATTER-DAY SAINTS
    5405 W 300 S
    SALT LAKE CTY,UT84104     		N/A PC BYU Pathways Scholarship Fund 100,000
    TRUCKERS AGAINST TRAFFICKING
    PO BOX 816
    ENGLEWOOD,CO80151     		N/A PC General & Unrestricted 100,000
    UNIVERSITY OF NEVADA-RENO FOUNDATION
    1664 N VIRGINIA ST MAILSTOP 162
    RENO,NV89557     		N/A PC General & Unrestricted 15,000
    Total .................................bullet 3a 676,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 1,036  
    4 Dividends and interest from securities....     14 368,622  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		525990 1,759 18 55,462  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aK-1 LOSS     		525990 -18,027 14 25,882  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. -16,268 451,002  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    434,734
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


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    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

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    TY 2020 DepreciationSchedule
    Name:
    Berger North Foundation
    EIN:
    27-3132546
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

    TY 2020 GeneralExplanationAttachment
    Name:
    Berger North Foundation
    EIN:
    27-3132546
    Identifier Return Reference Explanation
    RECONCILIATION OF NET GAIN/(LOSS) FROM SALES OF ASSETS NOT INCLUDED IN PAR PART I LINE 6A (990-PF) PART I LINE 6A (990-PF) - RECONCILIATION OF NET GAIN/(LOSS) FROM SALES OF ASSETS NOT INCLUDED IN PART IV TOTAL INCLUDED IN PART IV: (DETAILS BELOW) NET GAIN/(LOSS): $55,462 TOTAL NOT INCLUDED IN PART IV: PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - UBI NET GAIN/(LOSS): $1,759 TOTAL PART I, LINE 6A: $57,221 DETAILS OF ASSETS INCLUDED IN PART IV: PUBLICLY-TRAIDED SECURITIES GROSS SALES PRICE: $6,886,225 BOOK BASIS: $6,862,740 NET GAIN/(LOSS): $23,485 PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - NON UBI NET GAIN/(LOSS): $31,977

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    Berger North Foundation
    EIN:
    27-3132546
    Name of Bond End of Year Book Value End of Year Fair Market Value
    AT&T BD - 3.000% - 06/30/2022 105,940 105,561
    BANK AMER CORP FR - 3.300% - 0 104,364 106,021
    CAPITAL ONE FINL CORP NOTE - 3 106,833 105,712
    CATHOLIC HEALTH INITIATIVES - 122,312 130,555
    CITIGROUP INC SUB NT - 3.500% 104,154 106,071
    COMCAST CORP - 3.700% - 04/15/ 120,648 119,052
    ENERGY TRANSFER OPERATING LP - 121,517 121,193
    GENERAL MOTORS - 3.450% - 01/1 110,946 109,863
    IBRD - 1.625% - 03/09/2021 197,766 200,549
    JPMORGAN CHASE & CO - 4.350% - 108,566 105,631
    KINDER MORGAN ENER PART NOTE - 111,685 104,847
    MORGAN STANLEY - 4.100% - 05/2 119,128 117,205
    TRUIST FINL CORP ALTTIER I PER 112,870 115,457
    WELLS FARGO CO - 4.600% - 04/0 108,305 103,976
    WESTPAC BKG CORP - 2.800% - 01 101,580 104,656

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    Berger North Foundation
    EIN:
    27-3132546
    Name of Stock End of Year Book Value End of Year Fair Market Value
    10X GENOMICS CLASS A 6,964 6,089
    3M CO 19,575 16,955
    ABBOTT LABS 32,006 48,614
    ABBVIE INC 55,598 75,541
    ABIOMED 7,301 6,808
    ACADIA HEALTHCARE CO INC 4,475 6,634
    ACADIA RLTY TR 5,201 2,682
    ACCENTURE PLC 30,763 48,324
    ACTIVISION BLIZZARD INC 14,803 23,491
    ACUITY BRANDS INC 3,609 3,391
    ADOBE SYSTEMS, INC 42,713 75,518
    ADVANCE AUTO PARTS INC 4,548 4,410
    ADVANCED ENERGY IND INC 5,141 10,667
    ADVANCED MICRO DEVICES INC 7,881 28,614
    AECOM TECHNOLOGY CORPORATION 5,785 9,558
    AES CORP 2,398 3,972
    AFFILIATED MANAGERS GROUP 1,728 1,220
    AFLAC INC 7,869 7,560
    AGILENT TECHNOLOGIES INC 11,697 15,285
    AIR PRODS & CHEM INC 13,258 22,677
    AIRBNB 6,202 6,753
    AKAMAI TECH COM STK 2,767 4,095
    ALASKA AIR GROUP INC 2,399 1,872
    ALBEMARLE CP 2,864 4,278
    ALEXION PHARMACEUTICALS, INC 9,875 12,187
    ALIGN TECHNOLOGY, INC 14,595 22,978
    ALKERMES 3,672 2,294
    ALLEGHANY CP 8,009 7,848
    ALLEGION PLC 1,877 2,444
    ALLETE INC 8,830 6,628
    ALLIANCE DATA SYSTEM CORP 2,466 815
    ALLIANT CORP 1,897 2,267
    ALLSTATE CORP 6,145 7,255
    ALLY FINANCIAL INC 5,969 8,202
    ALNYLAM PHARMACEUTICALS, INC 3,747 5,849
    ALPHABET INC CL A 106,182 159,489
    ALPHABET INC CL C 105,392 159,420
    ALTRIA GROUP INC 46,249 32,677
    AMAZON COM 235,757 416,886
    AMC NETWORKS INC 3,806 2,182
    AMCOR LTD ORD SHS 5,589 6,803
    AMER INTERNATIONAL GROUP INC 16,391 12,683
    AMEREN CORPORATION 2,177 2,576
    AMERICAN AIRLINES GROUP INC 2,886 3,722
    AMERICAN ASSETS TRUST INC 6,976 4,448
    AMERICAN EAGLES OUTFITTERS INC 3,572 3,552
    AMERICAN ELECTRIC POWER INC 28,881 37,055
    AMERICAN EXPRESS CO 21,801 24,182
    AMERICAN STATES WATER CO 5,483 6,202
    AMERICAN TOWER REIT INC 17,872 25,140
    AMERICAN WATER WORKS COMPANY I 3,966 6,599
    AMERIPRISE FINANCIAL INC 5,198 8,939
    AMERISOURCEBERGEN CORP 2,819 3,128
    AMETEK INC 1,926 3,024
    AMGEN INC 51,346 62,308
    AMPHENOL CORPORATION 5,442 7,715
    ANALOG DEVICES INC 32,886 50,376
    ANGEL OAK MULTI-STRATEGY INCOM 215,272 199,296
    ANNALY MTG MGMT INC. COM 8,331 6,929
    ANSYS INC 5,356 11,642
    ANTHEM INC 15,872 17,981
    ANWORTH MORTGAGE ASSET CORP 6,773 4,423
    AON PLC CL A 8,143 10,986
    APACHE CORPORATION 3,354 1,149
    APARTMENT INCOME REIT CORP 1,447 1,460
    APARTMENT INV AND MGMT COMPANY 1,397 201
    APOLLO COMMERCIAL REAL ESTATE 5,214 3,239
    APPLE INC 223,225 591,398
    APPLIED MATERIALS INC 7,818 18,123
    APTIV PLC 7,091 10,944
    ARAMARK 3,742 4,848
    ARCH CAPITAL GROUP LTD 8,156 9,162
    ARCHER DANIELS MDLND 5,272 5,545
    ARCONIC CORP 866 2,891
    ARENA PHARMACEUTICALS, INC. 8,483 7,990
    ARISTA NETWORKS 7,378 7,845
    ASML HOLDING NV NY REG SHS 8,866 12,681
    ASPEN TECHNOLOGY, INC 3,734 4,950
    ASTEC INDUSTRIES, INC. 3,765 5,614
    ASTRAZENECA 20,805 29,244
    AT&T, INC 91,984 81,161
    ATLANTIC POWER CORP 3,607 2,837
    ATLASSIAN CORP PLC 10,643 17,774
    ATMOS ENERGY CORP 2,261 2,195
    AUTODESK, INC 7,470 15,572
    AUTOMATIC DATA PROCESSING INC 41,442 68,542
    AUTOZONE INC 5,670 8,298
    AVALARA INC 7,275 7,585
    AVALONBAY CMNTYS INC 3,489 3,048
    AVERY DENNISON CORP 1,781 2,482
    AXONIC STRATEGIC INCOME FUND 188,346 200,222
    BAKER HUGHES COMPANY 3,357 2,565
    BALL CP 10,503 17,238
    BANCORPSOUTH BANK 7,052 6,476
    BANK NEW YORK MELLON CORP COM 4,509 3,692
    BANK OF AMERICA CORP 40,774 48,284
    BANK OZK 8,629 8,693
    BAXTER INTERNATIONAL INC 8,081 8,826
    BECTON DICKINSON & CO 15,307 15,263
    BENCHMARK ELECTRS INC 5,129 5,294
    BERKSHIRE HATHAWAY INC. CLASS 103,990 114,543
    BEST BUY INC 6,860 9,480
    BEYOND MEAT INC 2,125 1,875
    BIO TECHNE CORPORATION 3,790 6,351
    BIOGEN INC 14,900 11,264
    BIOMARIN PHARMACEUTICAL INC 6,389 6,226
    BLACKROCK INC 29,377 50,508
    BLUEBIRD BIO INC 3,748 1,168
    BOEING CO 50,919 29,540
    BOK FINANCIAL CORP 10,655 9,313
    BOOKING HOLDINGS INC 20,445 24,500
    BOOZ ALLEN HAMILTON HOLDING CO 3,839 6,277
    BORG WARNER INC 2,287 2,473
    BOSTON PPTYS INC 4,682 3,403
    BOSTON SCIENTIFIC 16,017 15,063
    BRIGHTHOUSE FINANCIAL INC 1,761 1,412
    BRISTOL-MYERS SQUIBB CO 48,416 51,671
    BROADCOM INC 21,180 37,655
    BROADRIDGE FINANCIAL 3,122 3,983
    BROWN FORMAN CORP CL B 6,279 10,008
    BRYN MAWR BANK CORP 6,763 5,416
    BUNGE LTD 3,717 4,853
    BURLINGTON STORES, INC 3,875 7,062
    BWX TECHNOLOGIES INC 5,407 6,691
    C H ROBINSON WORLDWIDE INC 2,813 2,816
    CABLE ONE INC 2,761 6,683
    CABOT CP 3,585 3,680
    CADENCE DESIGN SYSTEMS INC 2,773 8,459
    CAESARS ENTERTAINMENT INC 3,952 7,724
    CAMPBELL SOUP CO 1,792 2,176
    CAPITAL ONE FINANCIAL CORP 16,098 19,770
    CAPRI HOLDINGS LTD.SHS 3,942 3,696
    CARDINAL HEALTH INC 4,313 4,285
    CARMAX INC 2,911 3,873
    CARNIVAL CORP 5,263 1,798
    CARRIER GLOBAL 4,735 7,808
    CARVANA CO. 4,937 5,270
    CATALENT INC 3,715 9,158
    CATERPILLAR INC 23,743 30,761
    CBOE HOLDINGS INC 2,730 2,421
    CDW CORP 6,276 8,962
    CENTENE CORP 8,370 7,804
    CENTERPOINT ENERGY 2,770 2,142
    CENTRAL PACIFIC FNCL 6,804 4,524
    CENTURYLINK INC 4,167 1,950
    CF INDUSTRIES HOLDINGS, INC 2,992 2,400
    CHARLES RIV LABORATORIES INTL 3,725 6,746
    CHARLES SCHWAB CORP 12,951 14,798
    CHARTER COMMUNICATIONS, INC 11,075 22,493
    CHEMOCENTRYX INC 3,658 4,211
    CHENIERE ENERGY INC 5,502 4,982
    CHEVRON CORP 88,564 66,969
    CHIPOTLE MEX GRILL 10,094 19,414
    CHOICE HOTELS INTERNATIONAL IN 3,787 5,123
    CHUBB LIMITED 15,086 18,163
    CHURCH & DWIGHT 2,611 3,751
    CIENA CORP 3,784 5,126
    CIGNA CORPORATION 21,111 23,316
    CIMAREX ENERGY CO 2,851 1,238
    CINCINNATI FINANCIAL CORP 7,356 7,776
    CINTAS CRP 6,287 8,837
    CISCO SYSTEMS INC 37,921 34,995
    CITIGROUP INC 32,357 30,522
    CITIZENS FINANCIAL GROUP, INC 3,205 3,040
    CITY OFFICE REIT 5,051 4,426
    CME GROUP, INC 18,328 19,297
    CMS ENERGY CP 2,694 3,295
    CNO FINANCIAL GROUP INC 4,289 5,824
    COGNEX CORPORATION 3,810 5,941
    COGNIZANT TECHNOLOGY SOLUTIONS 11,287 12,784
    COLGATE-PALMOLIVE COMPANY 8,366 11,116
    COLONY FINANCIAL INC 3,731 3,478
    COLUMBIA SPORTSWEAR CO 5,250 4,544
    COMCAST CORP 40,336 57,378
    COMERICA INC 3,099 2,011
    COMMMUNITY HEALTHCARE TRUST 5,092 7,302
    COMMSCOPE HOLDING COMPANY INC 3,723 2,278
    CONAGRA FOODS INC 3,140 3,336
    CONCHO RESOURCES INC 9,432 4,610
    CONDUENT INC 8,526 4,603
    CONOCOPHILLIPS 28,815 16,276
    CONSOLIDATED EDISON INC 4,767 4,408
    CONSTELLATION BRANDS INC 7,860 8,324
    COPART INC 2,647 6,744
    CORNING INC 6,899 7,092
    CORTEVA INC 7,892 9,757
    COSTAR GROUP, INC 10,789 20,334
    COSTCO WHOLESALE CORPORATION 28,546 46,721
    COTY INC 3,817 2,436
    COUPONS.COM 3,080 11,523
    COVETRUS INC 584 374
    CROWDSTRIKE HOLDINGS ORD SHS C 7,704 11,226
    CROWN CASTLE INTL 10,925 15,441
    CSX CORP 11,951 15,155
    CULLEN FROST BANKERS INC 13,161 11,340
    CUMMINS INC 4,815 7,494
    CURTISS WRIGHT CP 2,062 2,094
    CVS CAREMARK CORP 36,263 36,199
    D R HORTON 5,682 9,718
    DANAHER CORP 21,939 46,872
    DARDEN RESTAURANTS INC 2,773 2,978
    DATADOG INC 5,831 6,792
    DAVITA HEALTHCARE PARTNERS INC 2,649 4,696
    DEERE CO 12,817 22,600
    DENTSPLY SIRONA INC 1,901 2,566
    DEVON ENERGY CORPORATION 3,884 1,565
    DEXCOM, INC 4,011 10,352
    DIAMONDBACK ENERGY INC 5,253 2,662
    DIAMONDROCK HOSP CO 5,183 4,026
    DIGITAL RLTY TR INC 28,236 32,506
    DISCOVER FINL SVCS COM 5,312 6,518
    DISCOVERY INC (FORMERLY DISC C 2,720 2,514
    DISH NETWORK CORPORATION 1,736 1,585
    DOCUSIGN INC 21,299 24,008
    DOLLAR GENERAL CORP 6,711 12,408
    DOLLAR TREE INC 3,890 4,970
    DOMINION ENERGY INC 47,437 49,557
    DOMINOS PIZZA INC 4,008 6,135
    DOW INC 15,412 13,986
    DTE ENERGY CO COM 4,485 4,735
    DU PONT DE NEMOURS 21,509 17,138
    DUKE ENERGY CO 13,610 14,924
    DXC TECHNOLOGY COMPANY 4,174 1,236
    DYNATRACE 2,318 2,423
    DYNEX CAPITAL INC REIT 5,202 5,144
    EAGLE BANCORP INC 4,167 4,295
    EAST WEST BANCORP, INC 13,233 14,199
    EASTERLY GVMT PPTYS INC 5,091 6,478
    EASTGROUP PROPERTIES INC 10,795 13,944
    EASTMAN CHEMICAL CO 20,929 21,861
    EATON CORP PLC 20,554 30,756
    EBAY INC 6,274 9,598
    ECOLAB INC 5,471 7,573
    EDISON INTL 12,849 12,690
    EDWARDS LIFESCIENCES 10,728 17,790
    ELECTRONIC ARTS 10,734 14,791
    ELI LILLY & CO 51,933 82,224
    EMERSON ELECTRIC CO 9,109 10,127
    ENBRIDGE INC 22,374 23,065
    ENPHASE ENERGY ORD SHS 4,982 7,896
    ENTEGRIS INC MINNESOTA 2,838 7,784
    ENTERGY CORP 2,749 3,295
    EOG RESOURCES INC 15,614 6,633
    EPAM SYSTEMS INC 5,799 12,901
    EQUIFAX INC 3,203 5,207
    EQUINIX, INC 16,625 22,854
    EQUITY LIFESTYLE PRP 11,293 14,953
    EQUITY RESIDENTIAL PPTYS TR 4,722 4,150
    ERIE INDEMNITY CO CLASS A 7,070 9,333
    ESSENTIAL UTILITIES INC 7,470 9,931
    ESSEX PRTY TR INC 1,995 1,899
    ESTEE LAUDER COMPANIES INC 14,232 23,957
    ETSY INC 1,762 4,626
    EURONET WORLDWIDE INC 3,795 4,058
    EVEREST RE GROUP LTD 1,830 1,873
    EVERSOURCE ENERGYINC 4,436 5,883
    EXACT SCIENCES CORPORATION 4,012 6,227
    EXELIXIS, INC. 3,756 3,271
    EXELON CORPORATION 10,152 9,584
    EXPEDIA INC 3,700 3,840
    EXPEDITORS INTL WASH INC 2,514 3,139
    EXTRA SPACE STORAGE 2,408 3,128
    EXXON MOBIL CORP 102,283 62,077
    F M C CP 2,401 3,678
    FACEBOOK INC 115,066 189,026
    FACTSET RESH SYST INC 3,929 5,653
    FASTENAL COMPANY 4,261 7,325
    FASTLY INC 1,884 1,835
    FEDERAL RLTY INVT TR 1,755 1,192
    FEDEX CORPORATION 12,435 14,279
    FERRARI NV 5,218 7,574
    FIBROGEN INC 3,697 2,522
    FIDELITY NATIONAL FINANCIAL IN 1,206 1,446
    FIDELITY NATIONAL INFORMATION 17,851 23,907
    FIFTH THIRD BANCORP 3,148 3,115
    FIRST BUSEY CORP 8,607 7,090
    FIRST COMMONWEALTH FINANCIAL C 6,894 5,645
    FIRST ENERGY CORP 4,411 3,551
    FIRST FINANCIAL CORPORATION 4,290 3,885
    FIRST INDUSTRIAL REALTY TRUST 10,836 13,439
    FIRST REPUBLIC BANK 2,902 4,114
    FISERV INC 11,412 16,282
    FIVE BELOW INC 3,676 5,599
    FLEETCOR TECHNOLGIES INC 3,891 4,911
    FLIR SYSTEMS INC 1,771 1,271
    FLOWSERVE CP 1,749 1,179
    FLUOR CORP 2,429 767
    FOOT LOCKER INC N.Y. COM 2,334 1,779
    FORD MOTOR COMPANY 11,388 11,075
    FORTINET INC 2,506 5,199
    FORTIVE CORPORATION 2,635 2,833
    FORTUNE BRANDS HOME & SECURITY 5,638 10,458
    FOX CORP CL A 3,142 2,359
    FOX CORP CL B 1,246 953
    FRANKLIN RES INC 2,585 1,999
    FREEPORT-MCMORAN COPPER & GOLD 6,083 12,360
    GALLAGHER ARTHUR J & CO 2,774 4,577
    GAMING AND LEISURE PROPERTIES, 4,256 5,258
    GAP INC 3,656 2,847
    GARMIN LTD 3,827 6,342
    GARTNER INC 2,905 3,044
    GEN DYNAMICS CP 10,134 9,376
    GENERAL ELECTRIC CO 19,655 23,760
    GENERAL MILLS INC 5,148 7,174
    GENERAL MOTORS 9,230 10,452
    GILEAD SCIENCES INC 26,708 22,081
    GLADSTONE COMMERCIAL CORP 5,078 4,518
    GLOBAL PAYMENTS INC 2,724 5,170
    GODADDY INC 6,142 6,968
    GOLDMAN SACHS GROUP 11,053 14,504
    GOODYEAR TIRE & RUBBER COMPANY 1,740 796
    GRAINGER W W INC 4,459 5,717
    GRAND CANYON EDUCATION, INC 3,770 3,073
    GRANITE POINT MORTGAGE TRUST I 5,088 2,747
    GRAPHIC PACKAGING CORP COM STK 5,018 6,962
    GREENLIGHT CAP RE CL A ORD 5,017 3,450
    GRUBHUB INC 3,743 3,788
    GTT COMMUNICATIONS, INC 4,813 942
    GUIDEWIRE SOFTWARE INC 5,230 7,595
    HAEMONETICS CP 3,865 5,344
    HALLIBURTON COMPANY 15,414 9,526
    HANESBRANDS INC 1,739 1,400
    HARLEY DAVIDSON INC 1,742 1,431
    HARTFORD FINANCIALSERVICES GRO 4,090 4,359
    HASBRO INC 2,919 2,806
    HCA INC 11,865 14,801
    HEALTHPEAK PROPERTIES INC 2,465 2,811
    HEICO CP CL A 6,062 7,024
    HELMERICH PAYNE 4,361 1,737
    HENRY SCHEIN INC 2,107 2,140
    HERBALIFE LTD 3,859 3,219
    HESS CORP 6,638 5,912
    HEWLETT PACKARD ENTERPRISE CO 4,923 3,591
    HEXCEL CP DELAWARE 5,512 3,831
    HILL-ROM HOLDINGS, INC 4,021 3,821
    HILTON GRAND VACATIONS INC. 3,802 3,699
    HILTON WORLDWIDE HOLDINGS, INC 4,350 6,231
    HOLLYFRONTIER CORP 3,851 1,706
    HOME DEPOT INC 64,823 88,716
    HONEYWELL INTL 47,670 75,083
    HORIZON BANCORP INC 6,799 6,407
    HORIZON PHARMA PLC 7,774 7,169
    HORMEL FOODS CP 2,445 2,797
    HOST HOTELS & RESORTS INC 2,865 2,092
    HOWMET AEROSPACE ORD SHS 6,628 11,102
    HP INC 10,933 12,172
    HUBBELL INCORPORATED 4,594 6,115
    HUBSPOT INC 3,739 9,118
    HUMANA INC 11,807 16,821
    HUNTINGTON BANCSHARES INC 3,109 2,627
    HUNTINGTON INGALLS INDUSTRIES 2,032 1,364
    HUNTSMAN CORP 3,713 3,997
    IAA INC 3,377 7,538
    IAC INTERACTIVE CORP 2,239 5,870
    IDEXX CORP 4,348 9,498
    IHS MARKIT LTD 4,631 7,815
    ILLINOIS TOOL WORKS 13,316 19,165
    ILLUMINA INC COM 13,528 15,170
    INGERSOLL-RAND INC 402 729
    INNOVATIVE INDUSTRIAL PROPERTI 2,619 3,663
    INSPERITY INC 3,769 2,524
    INSULET CORPORATION 5,207 11,759
    INT'L FLAVORS & FRAGRANCES INC 2,762 2,177
    INTEL CORP 68,854 81,057
    INTERCONTINENTAL EXCHANGE, INC 10,533 15,564
    INTERNATIONAL BUSINESS MACHINE 32,109 29,330
    INTERNATIONAL PAPER CO 6,212 6,464
    INTERPUBLIC GROUP OF COS 1,772 1,811
    INTUIT 22,521 35,326
    INTUITIVE SURGICAL 18,571 28,634
    INVESCO PLC 1,753 1,290
    IONIS PHARMACEUTICALS INC 3,875 3,110
    IPG PHOTONICS CORP 3,702 5,595
    IQVIA HOLDINGS INC 15,034 19,530
    IRHYTHM TECHNOLOGIES INC 6,345 6,167
    IRON MOUNTAIN 2,613 2,211
    J & J SNACK FOODS CORP 5,157 5,283
    JACK IN THE BOX INC 3,920 4,733
    JACOBS ENGINEERING GP 2,793 4,358
    JAZZ PHARMACEUTICALS INC 5,433 6,767
    JEFFERIES GROUP INC 1,762 1,870
    JOHNSON & JOHNSON 109,090 121,024
    JOHNSON CONTROLS INTERNATIONAL 7,188 10,483
    JONES LANG LASALLE 3,859 3,561
    JP MORGAN CHASE 87,772 114,870
    JP MORGAN STRATEGIC INCOME OPP 268,250 265,276
    KANSAS CITY SOUTHERN 2,853 5,307
    KAR AUCTION SERVICES INC 2,177 2,159
    KELLOGG CO 3,204 2,925
    KEYCORP 5,005 4,283
    KEYSIGHT TECHNOLOGIES INC 2,582 5,812
    KIMBALL INTERNATIONAL, INC 3,762 2,916
    KIMBERLY CLARK CORP 30,067 34,112
    KIMCO RLTY CORP 1,743 1,591
    KINDER MORGAN INC 7,473 5,974
    KLA TENCOR CORP 3,138 8,026
    KOHLS CORP 2,816 1,628
    KONTOOR BRANDS INC 366 406
    KORN FERRY INTL 5,053 4,916
    KRAFT HEINZ CO 9,237 9,150
    KROGER CO 5,431 5,844
    L BRANDS, INC 1,763 2,194
    L3HARRIS TECHNOLOGIES 9,659 11,719
    LABORATORY CORP AMER HLDGS 2,949 4,071
    LAKELAND BANCORP INC 8,527 6,833
    LAM RESEARCH CORP 5,844 17,002
    LAMB WESTON HOLDINGS INC 2,644 2,835
    LANDSTAR SYSTEM 5,412 6,868
    LAS VEGAS SANDS CORP 7,470 7,390
    LEAR CORP 5,800 6,361
    LEGGETT PLATT INC 4,211 4,209
    LEIDOS HOLDINGS INC 3,871 6,517
    LENNAR CORP 9,042 14,865
    LENNOX INTL INC 5,371 6,027
    LEXINGTON REALTY TRUST 5,180 6,245
    LIBERTY BROADBAND CORPORATION 5,815 10,452
    LIBERTY MEDIA CORPORATION - SE 3,708 4,814
    LINCOLN ELECTRIC HOLDING INC 5,400 7,440
    LINCOLN NATIONAL CORP 3,027 2,365
    LINDE PLC COM 29,818 47,959
    LIVANOVA PLC 3,799 2,715
    LIVE NATION INC COM 4,498 5,438
    LIVERAMP HOLDINGS INC 3,988 4,977
    LKQ CORPORATION 1,745 1,938
    LOCKHEED MARTIN CORP 38,902 52,537
    LOEWS CORP 4,969 4,772
    LOWES COMPANIES INC 19,398 30,657
    LULULEMON ATHLETICA INC 10,458 14,617
    LYONDELLBASELL INDUSTRIES NV 6,180 5,866
    M&T BANK CORP 4,994 3,819
    MACY'S INC 2,688 900
    MARATHON OIL CORP COM 3,704 1,147
    MARATHON PETROLEUM CORP 13,364 8,065
    MARKEL CORP 7,660 8,266
    MARKETAXESS HOLDINGS, INC 3,836 9,700
    MARRIOTT INTERNATIONAL INC. CL 12,791 17,018
    MARSH AND MCLENNAN COMPANIES I 13,903 18,135
    MARTIN MARIETTA MATLS INC 8,249 13,063
    MARVEL TECH INC 4,521 11,505
    MASCO CORP 2,648 4,120
    MASTERCARD INC 64,346 102,441
    MATCH GROUP INC 4,145 9,979
    MATTELL INC 3,753 4,520
    MAXIM INTEGRATED PRODS INC 2,751 4,610
    MCCORMICK & CO 4,029 5,545
    MCDONALD'S CORP 57,497 82,398
    MCKESSON CORP 6,830 9,218
    MEDTRONIC PLC 47,542 58,101
    MERCK & CO INC 59,229 62,822
    METHODE ELECTRONICS, INC 5,098 6,584
    METLIFE INC 4,563 5,024
    METTLER-TOLEDO INTL 3,602 6,838
    MGM RESORTS INTERNATIONAL 2,789 3,214
    MICROCHIP TECHNOLOGY INC 6,365 11,601
    MICRON TECHNOLOGY 12,833 23,531
    MICROSOFT CORP 248,316 469,083
    MID-AMERICA APT COMMUNITIES IN 2,625 3,294
    MIDDLEBY CORPORATION 3,708 3,868
    MODERNA, INC. 7,256 10,760
    MOHAWK INDS INC 2,409 2,819
    MOLINA HEALTHCARE 3,844 6,168
    MOLSON COOR BREW CO CL B 2,635 1,898
    MONDELEZ INTERNATIONAL INC 16,279 21,809
    MONGODB INC CL A 5,937 7,899
    MONSTER BEVERAGE CORP 4,818 7,676
    MOODYS CORP 24,214 29,604
    MORGAN STANLEY 16,781 24,945
    MOTOROLA SOLUTIONS INC 4,230 5,612
    MSCI INC 8,819 16,075
    MURPHY OIL CP HLDG 3,625 1,513
    NASDAQ OMX GROUP 2,587 3,849
    NATIONAL GENERAL HOLDINGS CORP 10,543 10,596
    NATL FUEL GAS CO 7,584 5,635
    NATL OILWELL VARCO 3,666 1,222
    NEKTAR THERAPEUTICS 2,569 867
    NETFLIX INC 40,704 63,806
    NEUROCRINE BIOSCIENCES, INC 3,766 4,697
    NEW RELIC INC 3,721 2,420
    NEW YORK MORTGAGE TRUST INC 5,138 3,192
    NEWELL RUBBERMAID INC 2,423 2,463
    NEWMONT GOLDCORP CORPORATION 5,697 5,749
    NEWS CORP LTD CL A 3,712 5,211
    NEXTERA ENERGY, INC 17,583 31,169
    NIELSEN HOLDINGS N.V 3,547 2,859
    NIKE INC-CL B 40,536 68,613
    NISOURCE INC 7,859 7,708
    NORFOLK SOUTHERN CORP 9,239 12,593
    NORTHEAST BANK 2,614 2,792
    NORTHERN TRUST CORPORATION 5,077 4,750
    NORTHROP GRUMMAN CORP 11,919 12,494
    NORTHWEST NAT GAS CO 9,051 6,485
    NORTHWESTERN CORP 8,912 7,405
    NORTONLIFELOCK INC 2,781 2,660
    NOVAGOLD RESOURCES 3,298 5,135
    NRG ENERGY 2,476 2,516
    NUCOR CP 2,654 2,340
    NUTANIX INC 3,724 3,442
    NVIDIA CORP 46,305 98,695
    O'REILLY AUTOMOTIVE INC 9,833 12,672
    OCCIDENTAL PETROLEUM CORP 16,263 4,085
    OKTA INC 3,608 11,696
    OLD DOMINION FREIGHT LINES 3,710 7,612
    OMEGA HEALTHCARE INV 3,070 2,978
    OMNICOM GROUP 6,336 5,426
    ON SEMICONDUCTOR 4,029 5,957
    ONEOK INC 5,405 3,186
    ORACLE CORP 23,484 30,534
    ORCHID ISLAND CAPITAL INC 4,977 3,889
    OSHKOSH CORP 7,810 10,156
    OTIS WORLDWIDE CORP 7,064 6,958
    OTTER TAIL CORP 6,959 5,880
    PACCAR INC 5,174 6,816
    PACKAGING CORP AMER 6,121 8,275
    PALO ALTO NETWORKS INC 6,804 10,306
    PARAMOUNT GROUP INC COM 10,581 6,708
    PARK HOTELS & RESORTS INC 2,888 1,904
    PARKER HANNIFIN CP 5,838 10,079
    PAYCHEX 4,992 6,429
    PAYCOM SOFTWARE 3,918 9,950
    PAYPAL HOLDINGS, INC 38,999 88,995
    PELOTON INTERACTIVE, INC. 5,048 5,614
    PENN NATIONAL GAMING 2,115 5,960
    PENTAIR INC. COM 1,754 2,124
    PEPSICO INC 41,523 51,312
    PERFICIENT INC 3,822 6,528
    PERKIN ELMER INC 2,571 4,018
    PERRIGO CO PLC 5,970 5,143
    PFIZER INC 51,487 46,859
    PG & E CORP 5,006 3,302
    PHILIP MORRIS INTL 45,898 44,624
    PHILLIPS 66 15,081 11,400
    PIEDMONT OFFICE REALTY TRUST I 7,929 6,346
    PINNACLE WEST CAPITAL CORP 2,382 2,319
    PINTEREST INC 5,063 7,644
    PIONEER MULTI-ASSET ULTRASHORT 68,094 66,308
    PIONEER NAT RES CO 8,152 6,378
    PLANET FITNESS INC 3,778 4,580
    PLUG POWER INC 4,411 8,783
    PNC FINANCIAL GROUP INC 12,361 13,410
    POOL CORP 3,747 8,940
    PORTLAND GEN ELEC 7,312 6,073
    POST HOLDINGS INC 4,984 5,051
    POTLATCH CORP 2,637 3,701
    PPG INDUSTRIES INC 9,546 13,557
    PPL CORPORATION 52,816 43,710
    PRINCIPAL FINANCIAL GROUP 3,158 2,977
    PRINCIPAL PREFERRED SECURITIES 247,086 266,602
    PROCTER GAMBLE CO 76,675 121,886
    PROG HOLDINGS INC 3,170 3,771
    PROGRESSIVE CORP OHIO 8,462 12,261
    PROLOGIS 8,042 12,059
    PROOFPOINT INC 3,773 4,502
    PROTO LABS INC 3,806 5,522
    PRUDENTIAL FINCL INC 34,158 33,726
    PTC INC 3,892 5,263
    PUBLIC STORAGE INC 5,635 6,235
    PUBLIC SVC ENTERPRISE GROUP IN 2,160 2,332
    PULSE BIOSCIENCES INC 5,181 14,913
    PVH CORP 2,479 1,784
    QIAGEN NV 5,795 7,875
    QORVO INC 1,804 3,824
    QUALCOMM INC 21,229 47,682
    QUEST DIAGNOSTICS 2,242 2,860
    QURATE RETAIL INC QVC GROUP 2,581 2,413
    RALPH LAUREN CORP 1,741 1,349
    RAYMOND JAMES FINANCIAL INC 2,942 3,253
    RAYTHEON TECHNOLOGIES CORP 54,399 54,777
    REALTY INCOME CORP 4,187 4,290
    REGENERON PHARMACEUTICALS INC 10,225 12,561
    REGIONS FINANCIAL CORP 3,574 3,031
    RELIANCE STL & ALMN 4,485 6,227
    RESMED INC 6,669 13,391
    RESOURCES CONNECTION INC 4,683 3,457
    REVANCE THERAPEUTICS INC COM 5,786 6,433
    REVLON INC 2,316 2,827
    RINGCENTRAL INC 3,770 14,022
    RIVERNORTH DOUBLE LINE STRATEG 313,792 334,233
    ROBERT HALF INTL INC 1,783 1,562
    ROCKWELL AUTOMATION INC 5,093 7,023
    ROKU INC 7,926 11,621
    ROLLINS INC 3,099 4,727
    ROPER INDUSTRIES 12,588 17,675
    ROSS STORES, INC 8,605 11,667
    ROYAL CARRIBEAN CRUISE 4,954 3,062
    ROYAL GOLD INC COM 3,838 4,573
    S&P GLOBAL INC COM 9,765 15,779
    S&T BANCORP, INC. 6,936 4,372
    SAGE THERAPEUTICS INC 3,773 2,163
    SALESFORCE.COM 43,861 64,089
    SANMINA-SCI CORPORATION 5,154 5,549
    SAREPTA THERAPEUTICS INC 3,793 4,944
    SBA COMMUNICATIONS CORP 4,418 7,618
    SCHLUMBERGER LTD 5,314 2,794
    SEAGEN INC 3,807 9,633
    SEALED AIR CORP 1,788 1,969
    SELECT ENERGY SERVICES INC 3,204 2,862
    SEMPRA ENERGY COM 27,707 29,814
    SENSATA TECHNOLOGIES HOLDINGS 5,624 6,171
    SENSIENT TECHNOLOGIES 6,256 7,229
    SERVICE CP INTL 4,626 5,696
    SERVICE NOW 25,710 42,383
    SHERWIN-WILLIAMS CO 12,840 22,047
    SHOPIFY INC 8,022 9,056
    SILICON LABORATORIES, INC 4,967 8,022
    SIMON PPTY GROUP INC 22,607 10,831
    SIRIUS XM RADIO 3,914 4,198
    SKYWORKS SOLUTIONS, INC 3,157 5,809
    SL GREEN REALTY CORP 1,758 1,072
    SLACK TECHNOLOGIES CLASS A ORD 4,820 6,252
    SMITH A O CORP DEL COM 1,802 1,699
    SNAP ON INC 2,277 2,225
    SOLAREDGE TECHNOLOGIES INC 5,143 5,425
    SOUTHERN CO 8,538 11,733
    SOUTHWEST AIRLINES 13,212 11,326
    SPECTRUM BRANDS HOLDINGS INC 49 79
    SPIRIT AEROSYSTEMS HOLDINGS CL 3,955 1,603
    SPLUNK INC 6,611 9,174
    SPOTIFY TECHNOLOGY SA 12,188 14,474
    SQUARE INC 16,235 32,211
    SS&C TECHNOLOGIES INC 4,056 4,874
    STAG INDUSTRIAL INC 10,603 11,933
    STANLEY BLACK & DECKER INC 7,481 9,821
    STARBUCKS CORP COM 15,443 26,210
    STATE STREET CORPORATION 6,199 5,459
    STEEL DYNAMICS INC 5,511 5,862
    STERICYCLE INC 2,685 3,882
    STERIS PLC 7,865 12,510
    STRYKER CORPORATION 18,367 24,994
    SUN COMMUNITIES INC 11,987 17,626
    SVB FINANCIAL GROUP 3,160 4,654
    SYNOPSYS, INC 2,878 7,777
    T-MOBILE US INC 8,075 16,587
    T. ROWE PRICE GROUP 5,341 7,721
    TAKE-TWO INTERACTIVE SOFTWARE 4,457 9,143
    TAPESTRY INC 3,047 2,176
    TARGA RESOURCES CORP 5,260 3,561
    TARGET CORPORATION 9,980 23,125
    TE CONNECTIVITY LTD 30,562 38,379
    TELADOC INC 2,319 2,400
    TELEFLEX INC 2,902 4,116
    TELEFONOS DE MEX L 3,774 4,030
    TENABLE HOLDINGS INC 8,088 10,609
    TENNECO INC 3,828 1,251
    TERADYNE INC 3,178 9,831
    TEREX CORP 4,099 4,257
    TESLA MOTORS INC 15,906 143,956
    TEXAS INSTRUMENTS INC 24,792 37,258
    TEXTRON INC 3,268 2,513
    TG THERAPEUTICS INC 4,147 7,179
    THE AARON'S COMPANY, INC 525 664
    THE CHEMOURS CO 3,765 2,454
    THE COCA-COLA CO 77,154 95,311
    THE HERSHEY COMPANY 2,687 3,961
    THE JM SMUCKER COMPANY 2,840 3,121
    THE MOSAIC CO 2,523 1,795
    THE TRADE DESK INC 3,857 13,617
    THERMO FISHER SCIENTIFIC INC 20,134 38,660
    THIRD POINT REINSURANCE LTD 3,884 3,446
    THOMSON REUTERS CORPORATION 15,665 25,222
    TIFFANY & CO 2,914 3,812
    TJX COMPANIES INC 14,610 19,531
    TOWNEBANK 8,617 7,725
    TRACTOR SUPPLY CO COM 2,248 3,515
    TRANE TECHNOLOGIES PLC 1,463 2,758
    TRANSDIGM GRP INC 3,568 6,189
    TRANSUNION COM USD0.01 13,797 19,050
    TRAVELERS COMPANIES INC 7,624 8,282
    TRIMBLE NAV LTD 5,835 10,216
    TRIPADVISOR LLC 2,341 1,094
    TRUIST FINANCIAL CORPORATION 10,277 9,874
    TRUSTCO BK CORP NY 8,627 7,104
    TWILIO INC 13,182 21,326
    TWITTER INC 7,435 12,509
    TYSON FOODS INC CL A 3,034 3,286
    U.S. PHYSICAL THERAPY INC 4,352 4,810
    UBER 23,089 32,334
    UDR INC 2,523 2,383
    ULTA SALON, COSMETICS & FRAGRA 5,539 5,456
    UMH PROPERTIES, INC 3,946 4,413
    UNION PACIFIC 32,368 42,269
    UNITED CONTINENTAL HOLDINGS IN 9,641 5,060
    UNITED PARCEL SERVICE 21,181 31,996
    UNITED RENTALS INC 5,994 10,436
    UNITEDHEALTH GROUP INC 73,994 98,189
    UNIVERSAL DISPLAY CORP 3,687 5,745
    UNIVERSAL HLTH SVC B 2,536 2,750
    UNIVEST CORP OF PA 5,073 4,075
    UNUM CORP 1,753 1,009
    URSTADT BIDDLE PROPERTIES INC 5,045 3,462
    US BANCORP 12,427 10,949
    V F CORP 5,808 6,320
    VAIL RESORTS INC 4,114 5,300
    VALERO ENERGY CORP 5,757 3,903
    VALVOLINE INC 5,286 6,549
    VARIAN MEDICAL SYSTEMS INC 2,514 3,850
    VEEVA SYSTEMS INC 11,767 22,597
    VENTAS INC 4,205 3,629
    VERISIGN INC 4,621 5,626
    VERISK ANALYTICS, INC 4,576 8,096
    VERIZON COMMUNICATIONS 90,752 98,934
    VERTEX PHARMCTLS INC 11,650 15,362
    VIACOMCBS INC 9,001 6,670
    VIASAT, INC. 3,802 1,665
    VIATRIS ORD SHS 10,006 7,309
    VIAVI SOLUTIONS INC 3,742 4,539
    VISA INC 73,836 106,302
    VISTRA ENERGY CORP 4,699 3,676
    VMWARE INC 4,059 3,366
    VONTIER CORPORATION 424 534
    VORNADO RLTY TR 2,762 1,419
    VOYA FINANCIAL INC 5,645 6,822
    VULCAN MATERIALS CO 2,856 3,856
    WABTEC 693 732
    WAL-MART STORES INC 40,289 60,831
    WALGREENS BOOTS ALLIANCE 23,956 12,562
    WALT DISNEY HOLDINGS CO 50,009 80,110
    WASTE MANAGEMENT INC 4,451 5,779
    WATERS CORP 7,670 7,917
    WATTS WATER TECHNOLOGIES INC 5,865 9,128
    WAYFAIR INC 3,962 5,419
    WD-40 COMPANY 5,284 7,970
    WEC ENERGY GROUP, INC 4,431 5,982
    WELBILT INC 3,743 3,221
    WELLS FARGO & CO 88,500 57,040
    WELLTOWER INC. 4,560 4,459
    WESCO INTL INC 3,736 5,652
    WEST PHARMA SVCS INC 3,758 10,482
    WESTERN DIGITAL CORP 3,250 3,434
    WESTERN UNION CO 1,765 2,062
    WESTROCK COMPANY 2,972 2,525
    WEX, INC 3,810 4,478
    WEYERHAEUSER CO 5,257 5,801
    WHIRLPOOL CORP 2,303 3,429
    WILLIAMS COS 12,801 9,403
    WILLIS TOWERS WATSON PUBLIC LT 4,523 6,320
    WIX COM LTD 7,272 8,999
    WOLVERINE WORLDWIDE 3,703 3,313
    WORKDAY INC 15,915 21,565
    WPX ENERGY INC 5,214 3,725
    WYNDHAM DESTINATIONS INC 3,787 3,813
    WYNN RESORTS 7,595 7,108
    XCEL ENERGY INC 4,645 6,400
    XEROX HOLDINGS CORPORATION 3,788 2,899
    XILINX INC 8,167 12,192
    XPO LOGISTICS INC 1,894 4,887
    XYLEM INC 2,987 4,072
    YUM BRANDS INC 6,644 8,033
    YUM CHINA HOLDINGS INC 4,191 5,937
    ZEBRA TECHNOLOGIES CORP 4,038 7,687
    ZENDESK INC 3,860 7,156
    ZILLOW GROUP, INC (CL C) 5,297 6,750
    ZIMMER BIOMET HOLDINGS 5,324 6,626
    ZIONS BANCORP 1,765 1,477
    ZOETIS INC 18,860 31,445
    ZOOM VIDEO COMMUNICATIONS INC 12,326 16,191

    TY 2020 InvestmentsGovtObligationsSch
    Name:
    Berger North Foundation
    EIN:
    27-3132546
    US Government Securities - End of Year Book Value:

    1,675,126
    US Government Securities - End of Year Fair Market Value:

    1,743,521
    State & Local Government Securities - End of Year Book Value:


    681,045
    State & Local Government Securities - End of Year Fair Market Value:


    707,222


    TY 2020 InvestmentsOtherSchedule2
    Name:
    Berger North Foundation
    EIN:
    27-3132546
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    CAA-MONTAUK TRIGUARD VIII ACCE   217,243 309,072
    CAA-WCP ROYALTY AND MINERAL AC   916,397 1,567,959
    ENGAGED CAPITAL SPECIAL SITUAT   499,518 548,830
    MONTAUK TRIGUARD FUND VII LP   350,600 409,210
    SWAY VENTURES OPP FUND VIII LP   502,544 577,241

    TY 2020 OtherExpensesSchedule
    Name:
    Berger North Foundation
    EIN:
    27-3132546
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Administrative Fees 33,750     33,750
    Bank Charges 486 486    
    Office & Supplies 100     100
    Property insurance 575     575
    Website Hosting/Support 149     149
    K-1 EXP CAA-WCP ROYALTY 29,475 29,475    
    K-1 EXP ENGAGED CAPITAL SPEC 487 487    
    K-1 EXP CAA-MONTAUK TRIGUARD 25,276 25,276    
    K-1 EXP SWAY VENTURES OPP 1,656 1,656    
    K-1 EXP MONTAUK TRIGUARD 17,467 17,428    


    TY 2020 OtherIncomeSchedule2
    Name:
    Berger North Foundation
    EIN:
    27-3132546
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    K-1 INC/LOSS CAA-MONTAUK TRIGUARD VIII A -8,435 3,129  
    K-1 INC/LOSS CAA-WCP ROYALTY AND MINERAL 7,322 7,322  
    K-1 INC/LOSS ENGAGED CAPITAL SPECIAL 5 5  
    K-1 INC/LOSS MONTAUK TRIGUARD FUND VII 8,963 15,408  


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    Berger North Foundation
    EIN:
    27-3132546
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Investment Management Services 174,751 174,751    
    IMPLEMENTATION & TRAINING SVCS 2,678     2,678


    TY 2020 TaxesSchedule
    Name:
    Berger North Foundation
    EIN:
    27-3132546
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    990-PF Estimated Tax for 2020 3,600      
    Foreign Tax Paid 772 772