Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2019
Open to Public Inspection
For calendar year 2019, or tax year beginning 09-01-2019 , and ending 08-31-2020
Name of foundation
DR EVELYN FRANK TRUST XXXXX5000
 
Number and street (or P.O. box number if mail is not delivered to street address)10 S DEARBORN IL1-0111
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO, IL60603
A Employer identification number

36-6775779
B Telephone number (see instructions)

(800) 496-2583
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,772,926J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 37,822 37,822  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 61,500
b Gross sales price for all assets on line 6a 513,885
7 Capital gain net income (from Part IV, line 2)... 61,500
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 99,322 99,322  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 24,614 15,592   9,022
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 1,052 591   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 15     15
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 25,681 16,183 0 9,037
25 Contributions, gifts, grants paid....... 69,554 69,554
26 Total expenses and disbursements. Add lines 24 and 25 95,235 16,183 0 78,591
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 4,087
b Net investment income (if negative, enter -0-) 83,139
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2019)
Form 990-PF (2019)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 100 81 81
2 Savings and temporary cash investments......... 16,177 18,060 18,060
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 943,826 Click to see attachment833,306 1,288,241
c Investments—corporate bonds (attach schedule)....... 255,642 Click to see attachment365,779 388,674
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 76,013 Click to see attachment78,617 77,870
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,291,758 1,295,843 1,772,926
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 1,291,758 1,295,843
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 1,291,758 1,295,843
30 Total liabilities and net assets/fund balances (see instructions). 1,291,758 1,295,843
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
1,291,758
2
Enter amount from Part I, line 27a .....................
2
4,087
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
16
4
Add lines 1, 2, and 3 ..........................
4
1,295,861
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
18
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
1,295,843
Form 990-PF (2019)
Form 990-PF (2019)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 150. ISHARES TR BARCLAYS MBS BD FD   2019-02-01 2019-09-24
b 210. VANGUARD BD INDEX FD INC   2019-03-04 2019-09-24
c 16. DISNEY WALT CO   2016-10-27 2019-10-25
d 4. ACCENTURE PLC   2014-01-15 2019-10-25
e 5. ACCENTURE PLC   2014-01-15 2019-10-28
1036.628 CAPITAL GR NON US EQUITY   2016-04-05 2019-10-29
11. NISOURCE INC   2015-01-14 2019-11-11
14. NISOURCE INC   2015-01-14 2019-11-11
11. NISOURCE INC   2013-02-27 2019-11-12
27. NISOURCE INC   2013-02-26 2019-11-12
2. NISOURCE INC   2013-02-26 2019-11-12
3. NISOURCE INC   2013-02-26 2019-11-13
15. CELGENE CORP.   2009-04-02 2019-11-21
50. CELGENE CORP.   2019-03-14 2019-11-21
95. SPDR TR UNIT SER 1   2014-11-14 2019-11-22
25. RTS BRISTOL-MYERS SQUIBB-CVR   2019-11-21 2019-11-25
3. RTS BRISTOL-MYERS SQUIBB-CVR   2019-11-21 2019-11-25
1. RTS BRISTOL-MYERS SQUIBB-CVR   2019-11-21 2019-11-25
31. RTS BRISTOL-MYERS SQUIBB-CVR   2019-11-21 2019-11-26
5. RTS BRISTOL-MYERS SQUIBB-CVR   2019-11-21 2019-11-27
756.952 EQUINOX IMP SYSTEM MACRO-I   2018-11-08 2019-12-09
7. ABBVIE INC   2019-11-11 2019-12-11
1. ADOBE SYS INC   2012-08-03 2019-12-11
2. ALEXION PHARMACEUTICALS INC   2019-03-14 2019-12-11
1. ALPHABET INC-CL C   2014-05-08 2019-12-11
1. ALPHABET INC-CL A   2016-07-11 2019-12-11
1. AMAZON COM INC   2019-10-25 2019-12-11
5. AMERICAN EXPRESS CO   2019-06-10 2019-12-11
8. APPLE COMPUTER INC   2008-04-30 2019-12-11
3. AUTOMATIC DATA PROCESSING INC   2019-08-14 2019-12-11
25. BANK OF AMERICA CORPORATION   2012-11-08 2019-12-11
4. BERKSHIRE HATHAWAY INC DEL CL B   2018-10-15 2019-12-11
15. BOSTON SCIENTIFIC CORP   2016-09-15 2019-12-11
9. BRISTOL MYERS SQUIBB CO   2019-11-21 2019-12-11
3. BROADCOM INC   2013-04-25 2019-12-11
2. CHARTER COMMUNICATIONS INC-A   2016-12-15 2019-12-11
10. CITIGROUP INC NEW   2017-05-02 2019-12-11
8. COCA-COLA CO   2018-04-13 2019-12-11
22. COMCAST CORP NEW CL A   2019-05-14 2019-12-11
10. CORTEVA INC   2017-02-22 2019-12-11
3. DIAMONDBACK ENERGY INC   2017-05-15 2019-12-11
4. DISNEY WALT CO   2016-10-27 2019-12-11
6. DUPONT DE NEMOURS INC-WI   2017-02-22 2019-12-11
7. EOG RESOURCES INC   2016-05-25 2019-12-11
5. ELECTRONIC ARTS   2018-09-20 2019-12-11
3. FACEBOOK INC-A   2014-07-25 2019-12-11
5. FIDELITY NATL INFORMATION SVCS INC   2019-08-14 2019-12-11
10. FISERV INC   2019-07-30 2019-12-11
3. GENERAL DYNAMICS CORP   2018-12-13 2019-12-11
3. HOME DEPOT INC   2011-09-29 2019-12-11
6. HONEYWELL INTL INC   2010-03-22 2019-12-11
2. INTERCONTINENTALEXCHANGE GROUP, INC   2017-01-31 2019-12-11
21. KEYCORP NEW   2018-10-19 2019-12-11
5. LILLY ELI & CO   2015-06-11 2019-12-11
4. LOWES COS INC   2011-09-28 2019-12-11
11. MARATHON PETROLEUM CORPORATION   2018-05-14 2019-12-11
4. MASTERCARD INC - CLASS A   2009-05-05 2019-12-11
2. MCDONALDS CORP   2019-06-10 2019-12-11
9. MERCK & CO INC   2019-03-14 2019-12-11
19. MICROSOFT CORP   2010-02-01 2019-12-11
12. MONDELEZ INTERNATIONAL-W/I   2014-08-13 2019-12-11
17. MORGAN STANLEY DEAN WITTER & CO NEW   2013-11-12 2019-12-11
1. NETFLIX.COM INC   2018-09-13 2019-12-11
3. NEXTERA ENERGY INC   2018-07-18 2019-12-11
4. NORFOLK SOUTHN CORP   2018-05-15 2019-12-11
2. NORTHROP GRUMMAN CORP   2019-05-20 2019-12-11
3. NVIDIA CORP   2018-06-12 2019-12-11
6. PAYPAL HOLDINGS INC   2019-01-23 2019-12-11
6. PEPSICO INC   2018-05-22 2019-12-11
21. PFIZER INC   2015-04-08 2019-12-11
3. PHILIP MORRIS INTERNATIONAL   2018-10-24 2019-12-11
3. PIONEER NAT RES CO   2015-12-08 2019-12-11
5. PROCTER & GAMBLE CO   2019-06-05 2019-12-11
2. QUALCOMM INC   2019-05-01 2019-12-11
4. ROSS STORES INC   2018-12-11 2019-12-11
5. SALESFORCE.COM INC   2018-10-08 2019-12-11
3. STANLEY BLACK & DECKER,INC.   2015-11-12 2019-12-11
7. TEXAS INSTRS INC   2016-03-10 2019-12-11
5. UNION PAC CORP   2017-05-18 2019-12-11
2. UNITED TECHNOLOGIES CORP   2017-12-08 2019-12-11
5. UNITEDHEALTH GROUP INC   2011-09-16 2019-12-11
1. VERTEX PHARMACEUTICALS INC   2011-12-15 2019-12-11
3. VISA INC CLASS A SHARES   2015-10-19 2019-12-11
3. WASTE CONNECTIONS INC   2016-07-26 2019-12-11
9. WELLS FARGO & CO NEW   2001-11-07 2019-12-11
2. WEX INC   2016-05-02 2019-12-11
2. YUM BRANDS INC   2018-11-28 2019-12-11
6. ZIMMER HLDGS INC   2018-04-26 2019-12-11
3. ALLEGION PLC   2015-11-19 2019-12-11
2. ACCENTURE PLC   2014-04-22 2019-12-11
6. LINDE PLC   2019-08-14 2019-12-11
4. CHUBB LTD   2011-05-23 2019-12-11
4. NXP SEMICONDUCTORS NV   2019-02-20 2019-12-11
780.476 CRM LNG/SHRT OPPORT-INST   2016-12-08 2020-01-09
6. CORTEVA INC   2017-02-22 2020-01-13
.195 CORTEVA INC   2017-02-22 2020-01-13
4.805 CORTEVA INC   2019-04-08 2020-01-13
5. CORTEVA INC   2019-04-08 2020-01-14
6. CORTEVA INC   2019-06-27 2020-01-14
2. CORTEVA INC   2019-06-27 2020-01-14
2. CORTEVA INC   2019-06-27 2020-01-14
1. CORTEVA INC   2019-06-27 2020-01-14
7. CORTEVA INC   2019-06-27 2020-01-15
8. CORTEVA INC   2019-06-28 2020-01-15
.466 CORTEVA INC   2019-06-28 2020-01-15
2.534 CORTEVA INC   2015-06-18 2020-01-15
1. CORTEVA INC   2015-06-18 2020-01-15
4. CORTEVA INC   2015-06-18 2020-01-15
4. CORTEVA INC   2015-07-15 2020-01-15
718.707 CRM LNG/SHRT OPPORT-INST   2016-12-08 2020-01-16
2. CORTEVA INC   2015-07-15 2020-01-16
1. CORTEVA INC   2015-07-15 2020-01-16
1. CORTEVA INC   2015-07-15 2020-01-16
749.807 EQUINOX IMP SYSTEM MACRO-I   2018-11-08 2020-01-16
17. QUALCOMM INC   2019-05-01 2020-01-23
8. EOG RESOURCES INC   2016-05-02 2020-01-28
1. EOG RESOURCES INC   2016-05-25 2020-01-28
1. EOG RESOURCES INC   2016-05-24 2020-01-29
1. EOG RESOURCES INC   2016-05-24 2020-01-29
1. EOG RESOURCES INC   2016-05-24 2020-01-29
6. EOG RESOURCES INC   2016-05-23 2020-01-29
6. EOG RESOURCES INC   2016-05-20 2020-01-29
7. EOG RESOURCES INC   2016-03-07 2020-01-29
7. EOG RESOURCES INC   2016-03-07 2020-01-30
2. EOG RESOURCES INC   2016-03-07 2020-01-30
305.692 AMER FNDS INTL VNTG-F3   2016-04-05 2020-01-31
291. JPMORGAN BETABUILDERS JAPAN ETF   2018-07-26 2020-02-10
324. JPMORGAN BETABUILDERS JAPAN ETF   2018-07-26 2020-02-10
5. ELECTRONIC ARTS   2018-09-20 2020-02-25
8. ELECTRONIC ARTS   2018-11-27 2020-02-25
2. ACCENTURE PLC   2014-04-22 2020-02-25
8. ACCENTURE PLC   2014-04-03 2020-02-26
21. DISNEY WALT CO   2016-10-07 2020-03-04
49. WELLS FARGO & CO NEW   2001-11-07 2020-03-04
115. ISHARES MISCI EAFE INDEX FUND   2017-05-11 2020-03-06
85. ISHARES MISCI EAFE INDEX FUND   2013-08-02 2020-03-06
1. ALEXION PHARMACEUTICALS INC   2019-03-14 2020-03-11
1. ALEXION PHARMACEUTICALS INC   2019-03-14 2020-03-11
1. DUPONT DE NEMOURS INC-WI   2017-02-22 2020-03-11
24.729 DUPONT DE NEMOURS INC-WI   2015-06-18 2020-03-11
7.271 DUPONT DE NEMOURS INC-WI   2019-04-08 2020-03-11
3. ALEXION PHARMACEUTICALS INC   2019-03-14 2020-03-12
2. ALEXION PHARMACEUTICALS INC   2019-03-14 2020-03-12
3. ALEXION PHARMACEUTICALS INC   2019-03-14 2020-03-13
307.439 FIDELITY 500 INDEX-INST PRM   2019-12-11 2020-03-17
325. ISHARES MISCI EAFE INDEX FUND   2013-08-02 2020-03-23
13. UNITED TECHNOLOGIES CORP   2017-12-05 2020-03-31
1. COMCAST CORP NEW CL A   2019-05-14 2020-04-16
12. COMCAST CORP NEW CL A   2019-03-14 2020-04-16
23. COMCAST CORP NEW CL A   2019-01-29 2020-04-16
16. COMCAST CORP NEW CL A   2018-10-19 2020-04-16
2. COMCAST CORP NEW CL A   2018-10-19 2020-04-16
3. ROSS STORES INC   2018-12-11 2020-04-16
4. ROSS STORES INC   2018-12-11 2020-04-16
4. ROSS STORES INC   2018-12-11 2020-04-16
14. ROSS STORES INC   2018-12-11 2020-04-16
25. ISHARES TR 7-10 YR TREAS INDEX FD   2019-02-13 2020-04-27
325. ISHARES MISCI EAFE INDEX FUND   2013-04-08 2020-04-27
67. MARATHON PETROLEUM CORPORATION   2018-03-09 2020-04-27
50. SPDR TR UNIT SER 1   2014-11-14 2020-04-27
9. ADOBE SYS INC   2012-08-03 2020-05-04
1. ADOBE SYS INC   2012-08-03 2020-05-04
125. ISHARES TR 7-10 YR TREAS INDEX FD   2019-02-13 2020-05-11
477.961 JPM GL RES ENH IDX FD - USD - R6 ISIN US48129C2070   2014-02-18 2020-05-11
3293.195 JPM GL RES ENH IDX FD - USD - R6 ISIN US48129C2070   2013-04-19 2020-05-28
946.372 BLACKSTONE ALT MULTI-STRAT-Y   2019-06-18 2020-06-02
17. ISHARES TR 20+ TREAS INDEX FD   2019-09-24 2020-06-15
431.775 VANGUARD TOT BD MKT IDX-ADM   2015-12-04 2020-06-15
217.014 VANGUARD TOT BD MKT IDX-ADM   2020-05-28 2020-06-15
434.972 VANGUARD TTL INTL BND-ADM   2019-09-24 2020-06-15
22. BERKSHIRE HATHAWAY INC DEL CL B   2017-04-20 2020-06-24
43. KEYCORP NEW   2016-03-02 2020-06-30
5. KEYCORP NEW   2016-03-02 2020-06-30
31. PFIZER INC   2015-04-02 2020-06-30
11. KEYCORP NEW   2016-03-01 2020-07-01
3. KEYCORP NEW   2016-03-01 2020-07-01
19. KEYCORP NEW   2016-03-01 2020-07-01
8. KEYCORP NEW   2016-03-01 2020-07-01
8. KEYCORP NEW   2016-03-01 2020-07-01
16. KEYCORP NEW   2016-03-01 2020-07-02
18. KEYCORP NEW   2016-02-29 2020-07-02
1. KEYCORP NEW   2016-02-29 2020-07-02
93. PFIZER INC   2015-06-04 2020-07-10
5. PFIZER INC   2016-11-09 2020-07-10
11. GENERAL DYNAMICS CORP   2016-08-15 2020-08-04
3. GENERAL DYNAMICS CORP   2016-08-12 2020-08-04
2. GENERAL DYNAMICS CORP   2016-08-10 2020-08-04
12. PHILIP MORRIS INTERNATIONAL   2018-10-24 2020-08-04
5. PHILIP MORRIS INTERNATIONAL   2018-10-24 2020-08-04
1. PHILIP MORRIS INTERNATIONAL   2018-10-24 2020-08-04
3. ABBVIE INC   2019-11-11 2020-08-17
1. AMAZON COM INC   2020-02-25 2020-08-17
2. AMERICAN EXPRESS CO   2019-05-16 2020-08-17
3. APPLE COMPUTER INC   2008-04-30 2020-08-17
2. AUTOMATIC DATA PROCESSING INC   2019-08-14 2020-08-17
8. BANK OF AMERICA CORPORATION   2012-11-08 2020-08-17
251.256 BLACKSTONE ALT MULTI-STRAT-Y   2019-06-18 2020-08-17
5. BOSTON SCIENTIFIC CORP   2016-09-15 2020-08-17
4. BRISTOL MYERS SQUIBB CO   2020-07-10 2020-08-17
1. BROADCOM INC   2013-04-25 2020-08-17
1. CHARTER COMMUNICATIONS INC-A   2020-04-16 2020-08-17
3. CITIGROUP INC NEW   2017-05-02 2020-08-17
1. CITIGROUP INC NEW   2020-06-30 2020-08-17
3. COCA-COLA CO   2020-08-04 2020-08-17
4. COMCAST CORP NEW CL A   2018-10-19 2020-08-17
2. DIAMONDBACK ENERGY INC   2017-05-15 2020-08-17
1. ELECTRONIC ARTS   2018-11-27 2020-08-17
1. FACEBOOK INC-A   2020-01-08 2020-08-17
2. FIDELITY NATL INFORMATION SVCS INC   2014-12-19 2020-08-17
3. FISERV INC   2019-07-18 2020-08-17
2. HOME DEPOT INC   2011-09-29 2020-08-17
2. HONEYWELL INTL INC   2010-03-22 2020-08-17
1. INTERCONTINENTALEXCHANGE GROUP, INC   2017-01-31 2020-08-17
1. INTUIT   2020-02-25 2020-08-17
2. LILLY ELI & CO   2015-06-10 2020-08-17
2. LOWES COS INC   2020-04-16 2020-08-17
1. MASTERCARD INC - CLASS A   2009-05-05 2020-08-17
1. MCDONALDS CORP   2019-06-10 2020-08-17
3. MERCK & CO INC   2017-10-03 2020-08-17
7. MICROSOFT CORP   2010-02-01 2020-08-17
3. MONDELEZ INTERNATIONAL-W/I   2011-08-04 2020-08-17
6. MORGAN STANLEY DEAN WITTER & CO NEW   2016-02-25 2020-08-17
1. NETFLIX.COM INC   2018-09-13 2020-08-17
1. NEXTERA ENERGY INC   2020-06-30 2020-08-17
1. NORFOLK SOUTHN CORP   2020-08-04 2020-08-17
1. NORTHROP GRUMMAN CORP   2020-08-05 2020-08-17
1. NVIDIA CORP   2018-06-12 2020-08-17
1. O'REILLY AUTOMOTIVE INC   2020-06-30 2020-08-17
3. PAYPAL HOLDINGS INC   2020-05-04 2020-08-17
2. PEPSICO INC   2016-02-17 2020-08-17
2. PIONEER NAT RES CO   2016-03-22 2020-08-17
2. PROCTER & GAMBLE CO   2020-08-04 2020-08-17
2. SALESFORCE.COM INC   2020-05-04 2020-08-17
1. STANLEY BLACK & DECKER,INC.   2015-11-13 2020-08-17
3. TEXAS INSTRS INC   2020-01-23 2020-08-17
1. THERMO ELECTRON CORP   2020-07-10 2020-08-17
2. UNION PAC CORP   2017-05-18 2020-08-17
2. UNITEDHEALTH GROUP INC   2011-09-16 2020-08-17
1. VERTEX PHARMACEUTICALS INC   2011-12-15 2020-08-17
1. VISA INC CLASS A SHARES   2015-10-19 2020-08-17
2. WASTE CONNECTIONS INC   2016-07-26 2020-08-17
1. WEX INC   2020-04-29 2020-08-17
1. YUM BRANDS INC   2018-11-28 2020-08-17
2. ZIMMER HLDGS INC   2020-06-30 2020-08-17
2. ALLEGION PLC   2015-11-03 2020-08-17
2. LINDE PLC   2019-05-20 2020-08-17
2. CHUBB LTD   2011-05-23 2020-08-17
1. ASML HOLDING NV-NY REG SHS   2020-03-04 2020-08-17
2. NXP SEMICONDUCTORS NV   2020-01-23 2020-08-17
3001.715 VANGUARD TOT BD MKT IDX-ADM   2015-12-04 2020-08-19
323.276 VANGUARD TTL INTL BND-ADM   2019-09-24 2020-08-19
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 16,223   15,742 481
b 16,967   16,556 411
c 2,101   1,576 525
d 733   333 400
e 919   406 513
15,000   11,071 3,929
289   174 115
365   213 152
287   113 174
703   262 441
52   19 33
79   29 50
1,620   295 1,325
5,402   4,660 742
29,539   24,000 5,539
52   58 -6
6   7 -1
2   2  
66   71 -5
11   12 -1
7,350   7,645 -295
605   598 7
303   32 271
219   269 -50
1,345   515 830
1,343   727 616
1,746   1,720 26
604   615 -11
2,163   201 1,962
501   493 8
843   245 598
887   820 67
659   350 309
562   508 54
962   117 845
932   582 350
756   596 160
431   356 75
926   946 -20
261   330 -69
251   312 -61
590   376 214
386   579 -193
522   602 -80
513   568 -55
606   226 380
678   655 23
1,141   1,044 97
540   515 25
636   101 535
1,055   250 805
185   116 69
414   375 39
605   420 185
469   81 388
625   877 -252
1,158   73 1,085
389   402 -13
801   733 68
2,878   565 2,313
649   448 201
842   460 382
298   371 -73
705   508 197
760   600 160
695   626 69
651   797 -146
631   542 89
820   599 221
804   728 76
255   267 -12
407   424 -17
623   534 89
173   173  
458   322 136
779   757 22
478   315 163
865   387 478
870   563 307
294   246 48
1,399   250 1,149
220   31 189
545   231 314
270   151 119
482   193 289
395   188 207
198   183 15
879   685 194
376   199 177
404   159 245
1,232   1,117 115
608   273 335
488   376 112
7,875   7,894 -19
170   196 -26
6   6  
137   143 -6
143   149 -6
172   178 -6
57   59 -2
57   59 -2
28   30 -2
201   207 -6
229   236 -7
13   14 -1
73   71 2
29   28 1
115   111 4
114   111 3
7,216   7,173 43
58   54 4
29   27 2
29   27 2
7,371   7,573 -202
1,562   1,470 92
617   662 -45
77   83 -6
77   83 -6
77   82 -5
77   82 -5
453   489 -36
460   485 -25
530   530  
520   506 14
150   145 5
4,350   3,265 1,085
7,139   7,148 -9
7,950   7,959 -9
530   541 -11
843   690 153
396   159 237
1,581   632 949
2,482   1,945 537
1,996   781 1,215
7,090   7,463 -373
5,246   5,434 -188
84   135 -51
85   135 -50
36   94 -58
914   2,091 -1,177
269   615 -346
238   404 -166
153   269 -116
239   404 -165
27,070   33,689 -6,619
15,323   19,679 -4,356
1,229   1,576 -347
37   43 -6
447   478 -31
856   853 3
596   577 19
75   72 3
263   242 21
351   322 29
351   322 29
1,225   1,113 112
3,037   2,602 435
18,178   19,274 -1,096
1,758   4,528 -2,770
14,352   10,212 4,140
3,136   288 2,848
349   32 317
15,147   13,009 2,138
9,000   8,540 460
64,547   50,882 13,665
9,000   10,202 -1,202
2,760   2,438 322
4,991   4,616 375
2,509   2,500 9
10,000   10,244 -244
3,914   3,772 142
523   533 -10
61   55 6
1,004   1,068 -64
132   121 11
36   33 3
222   206 16
93   85 8
93   85 8
194   171 23
211   191 20
12   11 1
3,136   3,098 38
168   161 7
1,620   1,738 -118
442   456 -14
294   302 -8
923   1,069 -146
387   445 -58
77   88 -11
290   256 34
3,178   1,968 1,210
196   243 -47
1,376   76 1,300
281   328 -47
207   76 131
2,500   2,709 -209
197   114 83
255   230 25
331   39 292
608   506 102
155   179 -24
52   51 1
146   140 6
175   144 31
89   208 -119
140   85 55
260   214 46
290   195 95
308   304 4
576   68 508
317   83 234
103   58 45
309   294 15
303   166 137
315   190 125
330   18 312
209   201 8
255   210 45
1,470   198 1,272
169   66 103
308   146 162
482   371 111
284   240 44
210   192 18
342   328 14
494   261 233
470   420 50
588   369 219
276   199 77
217   281 -64
271   267 4
392   321 71
160   104 56
417   397 20
419   383 36
389   215 174
644   100 544
273   31 242
200   77 123
200   101 99
163   136 27
94   91 3
279   239 40
205   132 73
498   372 126
253   137 116
380   302 78
250   273 -23
35,000   31,700 3,300
7,500   7,598 -98
      8,556
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       481
b       411
c       525
d       400
e       513
      3,929
      115
      152
      174
      441
      33
      50
      1,325
      742
      5,539
      -6
      -1
       
      -5
      -1
      -295
      7
      271
      -50
      830
      616
      26
      -11
      1,962
      8
      598
      67
      309
      54
      845
      350
      160
      75
      -20
      -69
      -61
      214
      -193
      -80
      -55
      380
      23
      97
      25
      535
      805
      69
      39
      185
      388
      -252
      1,085
      -13
      68
      2,313
      201
      382
      -73
      197
      160
      69
      -146
      89
      221
      76
      -12
      -17
      89
       
      136
      22
      163
      478
      307
      48
      1,149
      189
      314
      119
      289
      207
      15
      194
      177
      245
      115
      335
      112
      -19
      -26
       
      -6
      -6
      -6
      -2
      -2
      -2
      -6
      -7
      -1
      2
      1
      4
      3
      43
      4
      2
      2
      -202
      92
      -45
      -6
      -6
      -5
      -5
      -36
      -25
       
      14
      5
      1,085
      -9
      -9
      -11
      153
      237
      949
      537
      1,215
      -373
      -188
      -51
      -50
      -58
      -1,177
      -346
      -166
      -116
      -165
      -6,619
      -4,356
      -347
      -6
      -31
      3
      19
      3
      21
      29
      29
      112
      435
      -1,096
      -2,770
      4,140
      2,848
      317
      2,138
      460
      13,665
      -1,202
      322
      375
      9
      -244
      142
      -10
      6
      -64
      11
      3
      16
      8
      8
      23
      20
      1
      38
      7
      -118
      -14
      -8
      -146
      -58
      -11
      34
      1,210
      -47
      1,300
      -47
      131
      -209
      83
      25
      292
      102
      -24
      1
      6
      31
      -119
      55
      46
      95
      4
      508
      234
      45
      15
      137
      125
      312
      8
      45
      1,272
      103
      162
      111
      44
      18
      14
      233
      50
      219
      77
      -64
      4
      71
      56
      20
      36
      174
      544
      242
      123
      99
      27
      3
      40
      73
      126
      116
      78
      -23
      3,300
      -98
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 61,500
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2018 84,943 1,603,020 0.052989
2017 75,340 1,677,296 0.044918
2016 73,063 1,546,498 0.047244
2015 76,646 1,466,699 0.052257
2014 78,254 1,508,535 0.051874
2
Total of line 1, column (d) .....................
2
0.249282
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.049856
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5......
4
1,624,947
5
Multiply line 4 by line 3......................
5
81,013
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
831
7
Add lines 5 and 6........................
7
81,844
8
Enter qualifying distributions from Part XII, line 4,.............
8
78,591
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2019)
Form 990-PF (2019)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 1,663
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 1,663
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,663
6 Credits/Payments:
a 2019 estimated tax payments and 2018 overpayment credited to 2019 6a 848
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 848
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 815
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2020 estimated taxBullet0 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIL
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletJP MORGAN CHASE BANK NA Telephone no.bullet (800) 496-2583

    Located atbullet10 S DEARBORN ST MC IL 1-0111CHICAGOIL ZIP+4bullet60603
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2019?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2019?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2019 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2019.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
    4b
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JP MORGAN CHASE BANK NA TRUSTEE
    2     		24,614    
    10 S DEARBORN ST MC IL 1-0111
    CHICAGO,IL60603
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    1,621,588
    b
    Average of monthly cash balances.......................
    1b
    28,104
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    1,649,692
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    1,649,692
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    24,745
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    1,624,947
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    81,247
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    81,247
    2a
    Tax on investment income for 2019 from Part VI, line 5......
    2a
    1,663
    b
    Income tax for 2019. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,663
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    79,584
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    79,584
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    79,584
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    78,591
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    78,591
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    78,591
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2018     		(c)
    2018     		(d)
    2019
    1 Distributable amount for 2019 from Part XI, line 7 79,584
    2 Undistributed income, if any, as of the end of 2019:
    a Enter amount for 2018 only....... 69,553
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2019:
    a From 2014...... 0
    b From 2015...... 0
    c From 2016...... 0
    d From 2017...... 0
    e From 2018...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2019 from Part
    XII, line 4: bullet$ 78,591
    a Applied to 2018, but not more than line 2a 69,553
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2019 distributable amount..... 9,038
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2019. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2018. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2019. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2020 ..........     		70,546
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2014 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2020.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2015.... 0
    b Excess from 2016.... 0
    c Excess from 2017.... 0
    d Excess from 2018.... 0
    e Excess from 2019.... 0
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2019, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2019 (b) 2018 (c) 2017 (d) 2016
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    FIELD MUSEUM NATURAL HISTORY
    C/O STEVE HINES
    1400 S LAKE SHORE DR
    CHICAGO,IL606052429     		NONE PC GENERAL 34,777
    WTTW CHANNEL 11
    5400 N SAINT LOUIS AVE
    CHICAGO,IL606254698     		NONE PC GENERAL 34,777
    Total .................................bullet 3a 69,554
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 37,822  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 61,500  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   99,322  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    99,322
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2019)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2019 InvestmentsCorpBondsSchedule
    Name:
    DR EVELYN FRANK TRUST XXXXX5000
    EIN:
    36-6775779
    Name of Bond End of Year Book Value End of Year Fair Market Value
    921937603 VANGUARD TOT BD MKT 46,120 51,308
    92203J308 VANGUARD TTL INTL BN 100,297 104,561
    464287440 ISHARES BARCLAYS 7-1    
    464288588 ISHARES BARCLAYS MBS    
    921937827 VANGUARD SHORT-TERM    
    54401E143 LORD ABBETT SHRT DUR 32,500 32,735
    83002G108 SIX CIRCLES ULTR SHR 16,250 16,315
    464287432 ISHARES 20+ YEAR TRE 14,341 16,219
    46429B267 ISHARES US TREASURY 12,546 12,555
    54401E218 LORD ABBETT HIGH YIE 46,725 51,788
    74440Y884 PGIM HIGH YIELD-Q 45,000 51,397
    83002G702 SIX CIRCLES GLOBAL B 52,000 51,796

    TY 2019 InvestmentsCorpStockSchedule
    Name:
    DR EVELYN FRANK TRUST XXXXX5000
    EIN:
    36-6775779
    Name of Stock End of Year Book Value End of Year Fair Market Value
    00724F101 ADOBE INC.    
    02079K107 ALPHABET INC-CL C 2,846 13,073
    02079K305 ALPHABET INC-CL A 857 4,889
    09062X103 BIOGEN INC 1,191 1,151
    14042Y601 CAPITAL GR NON US EQ    
    16119P108 CHARTER COMMUNICATIO 3,427 8,003
    20030N101 COMCAST CORP-CLASS A 721 3,226
    25278X109 DIAMONDBACK ENERGY I 3,161 1,364
    26875P101 EOG RESOURCES INC    
    30303M102 FACEBOOK INC-CLASS A 3,414 7,916
    31620M106 FIDELITY NATIONAL IN 1,759 4,224
    45866F104 INTERCONTINENTAL EXC 812 1,487
    57636Q104 MASTERCARD INC - A 457 8,955
    58933Y105 MERCK & CO. INC. 3,161 4,264
    65339F101 NEXTERA ENERGY INC 3,217 5,583
    65473P105 NISOURCE INC    
    67103H107 O'REILLY AUTOMOTIVE 2,414 3,725
    G0176J109 ALLEGION PLC 1,164 1,861
    G1151C101 ACCENTURE PLC-CL A    
    H1467J104 CHUBB LTD 1,133 2,875
    15351109 ALEXION PHARMACEUTICA    
    23135106 AMAZON.COM INC    
    37833100 APPLE INC    
    60505104 BANK OF AMERICA CORP    
    84670702 BERKSHIRE HATHAWAY IN    
    101137107 BOSTON SCIENTIFIC CO 1,859 3,692
    110122108 BRISTOL-MYERS SQUIBB 3,647 4,043
    151020104 CELGENE CORP    
    172967424 CITIGROUP INC 2,647 3,834
    532457108 ELI LILLY & CO 2,177 4,303
    369550108 GENERAL DYNAMICS COR    
    437076102 HOME DEPOT INC 709 5,986
    438516106 HONEYWELL INTERNATIO 1,367 5,794
    464287465 ISHARES MSCI EAFE ET 47,482 55,233
    493267108 KEYCORP    
    548661107 LOWE'S COS INC 1,183 5,599
    594918104 MICROSOFT CORP 2,548 25,259
    609207105 MONDELEZ INTERNATION 1,309 3,505
    617446448 MORGAN STANLEY 2,107 5,331
    655844108 NORFOLK SOUTHERN COR 3,962 5,951
    666807102 NORTHROP GRUMMAN COR 5,360 6,852
    713448108 PEPSICO INC 3,154 4,622
    717081103 PFIZER INC    
    718172109 PHILIP MORRIS INTERN    
    723787107 PIONEER NATURAL RESO 3,089 2,910
    78462F103 SPDR S&P 500 ETF TRU 175,138 375,508
    854502101 STANLEY BLACK & DECK 1,825 3,226
    882508104 TEXAS INSTRUMENTS IN 3,245 6,965
    907818108 UNION PACIFIC CORP 2,507 5,003
    91324P102 UNITEDHEALTH GROUP I 1,198 9,689
    92532F100 VERTEX PHARMACEUTICA 282 2,512
    92826C839 VISA INC-CLASS A SHA 1,378 3,816
    254687106 WALT DISNEY CO/THE    
    94106B101 WASTE CONNECTIONS IN 1,051 2,101
    949746101 WELLS FARGO & CO    
    96208T104 WEX INC 1,753 2,715
    46432F842 ISHARES CORE MSCI EA 60,908 61,430
    25816109 AMERICAN EXPRESS CO    
    11135F101 BROADCOM INC 626 6,249
    191216100 COCA-COLA CO/THE 2,887 3,170
    46641Q696 JPMORGAN BETABUILDER 48,399 50,000
    46641Q712 JPMORGAN BETABUILDER 35,741 36,330
    48129C207 JPM GL RES ENH IDX F    
    56585A102 MARATHON PETROLEUM C    
    67066G104 NVIDIA CORP 2,835 7,490
    70450Y103 PAYPAL HOLDINGS INC 5,303 11,228
    79466L302 SALESFORCE.COM INC 4,745 9,543
    913017109 UNITED TECHNOLOGIES    
    98956P102 ZIMMER BIOMET HOLDIN 4,394 5,494
    53015103 AUTOMATIC DATA PROCES    
    285512109 ELECTRONIC ARTS INC 1,441 2,371
    337738108 FISERV INC 5,176 5,975
    580135101 MCDONALD'S CORP 2,011 2,135
    742718109 PROCTER & GAMBLE CO/ 3,496 4,427
    747525103 QUALCOMM INC    
    778296103 ROSS STORES INC    
    988498101 YUM] BRANDS INC 2,310 2,588
    22052L104 CORTEVA INC    
    26614N102 DUPONT DE NEMOURS IN    
    46641Q720 JPMORGAN BETABUILDER 35,762 36,828
    64110L106 NETFLIX INC 2,568 3,707
    83002G306 SIX CIRCLES US UNCON 125,500 158,948
    83002G405 SIX CIRCLES INTL UNC 82,315 77,538
    G5494J103 LINDE PLC 5,342 7,992
    N6596X109 NXP SEMICONDUCTORS N 2,967 3,647
    00287Y109 ABBVIE INC 4,447 5,555
    023135106 AMAZON.COM INC 4,063 24,157
    025816109 AMERICAN EXPRESS CO 3,317 3,048
    037833100 APPLE INC 850 24,776
    053015103 AUTOMATIC DATA PROCE 3,301 3,199
    060505104 BANK OF AMERICA CORP 1,199 3,707
    09857L108 BOOKING HOLDINGS INC 1,615 1,910
    14019V606 AMER FNDS INTL VNTG- 24,628 34,798
    315911750 FIDELITY 500 INDEX-I 28,811 32,555
    461202103 INTUIT INC 2,796 3,454
    46641Q688 JPM BTABLDRS DEV ASI 15,713 17,948
    883556102 THERMO FISHER SCIENT 4,773 6,006
    N07059210 ASML HOLDING NV-NY R 2,356 2,993

    TY 2019 InvestmentsOtherSchedule2
    Name:
    DR EVELYN FRANK TRUST XXXXX5000
    EIN:
    36-6775779
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    12628J881 CRM LONG/SHORT OPPOR      
    72201U638 PIMCO MRTG OPP & BND AT COST 16,000 16,359
    09257V508 BLACKSTONE ALT MULTI AT COST 32,817 30,692
    29446A710 EQUINOX FDS TR IPM S      
    09250J734 BLACKROCK EVNT DRVN AT COST 14,725 14,428
    64128R608 NEUBERGER BERMAN LON AT COST 15,075 16,391

    TY 2019 OtherDecreasesSchedule
    Name:
    DR EVELYN FRANK TRUST XXXXX5000
    EIN:
    36-6775779
    Description Amount
    ROUNDING 18


    TY 2019 OtherExpensesSchedule
    Name:
    DR EVELYN FRANK TRUST XXXXX5000
    EIN:
    36-6775779
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ATTORNEY GENERAL FEE 15 0   15


    TY 2019 OtherIncreasesSchedule
    Name:
    DR EVELYN FRANK TRUST XXXXX5000
    EIN:
    36-6775779
    Description Amount
    SALES ADJUSTMENT 16


    TY 2019 TaxesSchedule
    Name:
    DR EVELYN FRANK TRUST XXXXX5000
    EIN:
    36-6775779
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 18 18   0
    FEDERAL ESTIMATES - INCOME 461 0   0
    FOREIGN TAXES ON QUALIFIED FOR 498 498   0
    FOREIGN TAXES ON NONQUALIFIED 75 75   0