| Identifier | Return Reference | Explanation |
|---|---|---|
| FEDERAL FOOTNOTE | PART VIII LIST OF OFFICERS AND DIRECTORS | THE COMPENSATION SHOWN ON THE RETURN THAT IS PAID TO BANK OF AMERICA, N.A. AS CORPORATE TRUSTEE IS NOT CALCULATED BASED UPON AN HOURLY RATE FOR THE TIME SPENT BY THE TRUSTEE; RATHER, BANK OF AMERICA'S COMPENSATION AS CORPORATE TRUSTEE IS CALCULATED USING A MARKET VALUE FEE SCHEDULE. THE TRUST OFFICER'S TIME SPENT PERFORMING ADMINISTRATIVE RESPONSIBILITIES FOR THIS FOUNDATION AVERAGES ONE HOUR PER WEEK. IN ADDITION, TIME IS SPENT BY OTHER STAFF MEMBERS FOR RECORDKEEPING, INVESTMENT MANAGEMENT, INCOME COLLECTION, RENDERING STATEMENTS AND ACCOUNTINGS, REGULATORY REPORTING, REGULATORY COMPLIANCE, AND TAX SERVICES. |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| 202671913 AGGREGATE BOND CTF | 15,302 | 16,042 |
| 1261291Q8 SMALL CAP CTF | ||
| 1261292H7 INTERNATIONAL EQUITY | ||
| 202670915 LARGE CAP VALUE QUAN | ||
| 29099J109 EMERGING MARKETS STO | 4,064 | 4,699 |
| 302993993 MID CAP VALUE CTF | 3,177 | 4,271 |
| 323991307 MID CAP GROWTH CTF | 3,193 | 4,407 |
| 993360882 LARGE CAP GROWTH CTF | ||
| 464287507 ISHARES CORE S&P MID | 3,291 | 5,746 |
| 464287655 ISHARES RUSSELL 2000 | ||
| 921943858 VANGUARD FTSE DEVELO | 8,754 | 11,189 |
| 922042858 VANGUARD FTSE EMERGI | ||
| 922908553 VANGUARD REIT ETF | ||
| 466001864 IVY ASSET STRATEGY F | ||
| 693390841 PIMCO HIGH YIELD FD | ||
| 714199106 PERMANENT PORTFOLIO | ||
| 72200Q182 PIMCO ALL ASSET ALL | ||
| 207543877 SMALL CAP GROWTH LEA | 2,989 | 3,871 |
| 303995997 SMALL CAP VALUE CTF | 3,112 | 3,944 |
| 45399C107 DIVIDEND INCOME COMM | 10,846 | 12,183 |
| 99Z466163 HIGH QUALITY CORE CO | ||
| 99Z466197 INTERNATIONAL FOCUSE | 8,903 | 11,636 |
| 99Z501647 STRATEGIC GROWTH COM | ||
| 73935S105 POWERSHARES DB COMMO | ||
| 38145C646 GOLDMAN SACHS STRATE | ||
| 464287200 ISHARES CORE S&P 500 | ||
| 97717X701 WISDOMTREE EUROPE HE | ||
| 464287226 ISHARES CORE US AGGR | 2,171 | 2,364 |
| 922908363 VANGUARD S&P 500 ETF | 5,331 | 10,311 |
| 00203H859 AQR MANAGED FUTURES | ||
| 09256H286 BLACKROCK STRATEGIC | ||
| 94987W737 WELLS FARGO ABSOLUTE | ||
| 589509108 THE MERGER FD | ||
| 00203H446 AQR LONG-SHORT EQUIT | ||
| 62827P816 CATALYST/MILLBURN HE | ||
| 74253Q747 PRINCIPAL MIDCAP BLE | 3,392 | 5,432 |
| 46138B103 INVESCO DB COMMODITY | ||
| 09257V201 BLACKSTONE ALTERNATI | ||
| 09260B382 BLACKROCK STRATEGIC | ||
| 00142R539 INVESCO BALANCED-RIS | ||
| 99Z639934 LARGE CAP CORE CTF | 4,886 | 6,981 |
| 99Z639942 MID CAP CORE CTF | 4,183 | 5,931 |
| 99Z639959 SMALL CAP CORE CTF | 4,393 | 6,484 |
| 78468R622 SPDR BLOOMBERG BARCL | ||
| 92203J407 VANGUARD TOTAL INTL | 1,161 | 1,230 |
| 52469H784 CLEARBRIDGE LARGE CA | 3,886 | 5,500 |
| 77954Q403 ROWE T PRICE BLUE CH | 3,756 | 5,563 |
| 693390882 PIMCO FOREIGN BD US$ | 1,325 | 1,361 |
| 78468R663 SPDR BLOOMBERG BARCL | 3,391 | 3,386 |
| 74440Y884 PGIM HIGH YIELD FUND | 1,137 | 1,223 |
| Description | Amount |
|---|---|
| CTF ADJUSTMENT | 26 |
| SALES ADJUSTMENT | 474 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| OTHER ALLOCABLE EXPENSE-PRINCI | 22 | 22 | 0 | |
| OTHER ALLOCABLE EXPENSE-INCOME | 22 | 22 | 0 | |
| STATE FILING FEE | 50 | 0 | 50 |
| Description | Amount |
|---|---|
| INCOME ADJUSTMENT | 8 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAXES | 36 | 36 | 0 | |
| EXCISE TAX - PRIOR YEAR | 48 | 0 | 0 | |
| EXCISE TAX ESTIMATES | 124 | 0 | 0 | |
| FOREIGN TAXES ON QUALIFIED FOR | 15 | 15 | 0 | |
| FOREIGN TAXES ON NONQUALIFIED | 4 | 4 | 0 |