Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
FRANK AND LYDIA BERGEN FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)6325 S RAINBOW BLVD STE 300
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
LAS VEGAS, NV89118
A Employer identification number

22-6359304
B Telephone number (see instructions)

(888) 730-4933
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$10,668,809J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 253,667 253,257  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 393,028
b Gross sales price for all assets on line 6a 5,253,736
7 Capital gain net income (from Part IV, line 2)... 393,028
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 646,695 646,285  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 100,369 75,277   25,092
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 1,067 0 0 1,067
c Other professional fees (attach schedule).... Click to see attachment 8,721     8,721
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 20,910 713   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 857     857
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 131,924 75,990 0 35,737
25 Contributions, gifts, grants paid....... 400,000 400,000
26 Total expenses and disbursements. Add lines 24 and 25 531,924 75,990 0 435,737
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 114,771
b Net investment income (if negative, enter -0-) 570,295
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 432,280 361,957 361,957
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 8,281,201 Click to see attachment8,464,704 10,306,852
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 8,713,481 8,826,661 10,668,809
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 8,713,481 8,826,661
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 8,713,481 8,826,661
30 Total liabilities and net assets/fund balances (see instructions). 8,713,481 8,826,661
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
8,713,481
2
Enter amount from Part I, line 27a .....................
2
114,771
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
8,828,252
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
1,591
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
8,826,661
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 732. AMER CENT SMALL CAP GRWTH INST 336   2018-01-25 2020-02-12
b 896. ARTISAN MID CAP FUND-INS 1333     2020-02-12
c 413. GOLDMAN ACTIVEBETA US LC ETF   2019-08-07 2020-02-12
d 2478.243 HARBOR CAPITAL APPREC-RET #2512   2011-08-26 2020-02-12
e 839. ISHARES TRS & P 1500 INDEX FD     2020-02-12
164.399 JPMORGAN MID CAP VALUE-R6 #2335   2019-08-07 2020-02-12
8151.673 JPMORGAN MID CAP VALUE-R6 #2335     2020-02-12
4452. MFS VALUE FUND-R6 4810     2020-02-12
3220.124 T ROWE PR REAL ESTATE-I #432   2015-12-24 2020-02-12
2278. SPDR DJ WILSHIRE INTERNATIONAL R ETF   2011-10-20 2020-02-12
1403.333 INV OPP DEVELOP MRKTS-R6 7038   2015-07-24 2020-03-25
361.667 INV OPP DEVELOP MRKTS-R6 7038   2020-02-13 2020-03-25
980.156 EATON VANCE GLOB MACRO ADV-I 208   2020-02-13 2020-03-25
2400.844 EATON VANCE GLOB MACRO ADV-I 208   2018-01-25 2020-03-25
367.24 FIDELITY NEW MRKTS INC-Z #3323   2020-02-13 2020-03-25
141.76 FIDELITY NEW MRKTS INC-Z #3323   2015-07-24 2020-03-25
3715. ISHARES CORE MSCI EMERGING ETF   2019-08-07 2020-03-25
49094. METROPOLITAN WEST T/R BD-PLN #712     2020-03-25
16200. PIMCO TOTAL RET FD-INST #35     2020-03-25
1393. PIMCO HIGH YIELD FD-INST #108   2020-02-13 2020-03-25
22453. T ROWE PR OVERSEAS STOCK-I #521     2020-03-25
2462.424 AMER CENT SMALL CAP GRWTH INST 336   2020-03-26 2020-05-06
15096.647 AMER CENT SMALL CAP GRWTH INST 336     2020-05-06
771. ARTISAN MID CAP FUND-INS 1333   2012-04-10 2020-05-06
802. GOLDMAN ACTIVEBETA US LC ETF   2019-08-07 2020-05-06
1756. ISHARES TRS & P 1500 INDEX FD     2020-05-06
406. ISHARES EDGE MSCI USA QUALIT ETF   2020-02-12 2020-05-06
328. JENSEN QUALITY GROWTH-Y #6299     2020-05-06
356. MFS VALUE FUND-R6 4810   2020-03-26 2020-05-06
31583.227 PIMCO HIGH YIELD FD-INST #108     2020-05-06
1058. T ROWE PR OVERSEAS STOCK-I #521   2019-08-07 2020-05-06
1504.729 STERLING CAPITAL STRATTON SMALL CAP     2020-05-06
3333.8 STERLING CAPITAL STRATTON SMALL CAP     2020-05-06
360. VANGUARD MIDCAP VIPER   2020-02-12 2020-05-06
12362.797 JAMES ALPHA GL REAL EST-I     2020-06-12
955.558 INV OPP DEVELOP MRKTS-R6 7038     2020-10-08
175.148 INV OPP DEVELOP MRKTS-R6 7038   2020-05-07 2020-10-08
1390.736 ARTISAN MID CAP FUND-INS 1333   2012-04-10 2020-10-08
769. GOLDMAN ACTIVEBETA US LC ETF   2019-08-07 2020-10-08
1859. INVESCO OPTIMUM YIELD DIVERS   2020-03-25 2020-10-08
1881. ISHARES TRS & P 1500 INDEX FD     2020-10-08
267. ISHARES EDGE MSCI USA QUALIT ETF   2020-02-12 2020-10-08
464.958 JENSEN QUALITY GROWTH-Y #6299   2019-10-21 2020-10-08
225.316 MFS VALUE FUND-R6 4810   2020-03-26 2020-10-08
23016.545 METROPOLITAN WEST T/R BD-PLN #712     2020-10-08
20673.609 METROPOLITAN WEST T/R BD-PLN #712     2020-10-08
10341.943 PIMCO TOTAL RET FD-INST #35     2020-10-08
2251.736 PIMCO TOTAL RET FD-INST #35   2019-08-07 2020-10-08
2623.725 T ROWE PR OVERSEAS STOCK-I #521     2020-10-08
1267.604 TCW EMRG MKTS INCM-I 4721   2020-02-13 2020-10-08
1031.997 TCW EMRG MKTS INCM-I 4721   2018-07-12 2020-10-08
1554.134 TOUCHSTONE MID CAP-INST #353   2020-02-13 2020-10-08
630.617 TRIBUTARY SMALL CO-INST PLUS #1705   2020-05-07 2020-10-08
250. VANGUARD MIDCAP VIPER     2020-10-08
417.666 INV OPP DEVELOP MRKTS-R6 7038   2017-01-18 2020-12-10
7409.373 EV GL MACR ABS RTRN ADV-R6 #1072   2018-01-25 2020-12-10
965.23 EV GL MACR ABS RTRN ADV-R6 #1072   2020-10-08 2020-12-10
6987. INVESCO OPTIMUM YIELD DIVERS   2020-03-25 2020-12-10
534. ISHARES TRS & P 1500 INDEX FD   2019-02-21 2020-12-10
68. ISHARES EDGE MSCI USA QUALIT ETF   2020-02-12 2020-12-10
133.099 MFS VALUE FUND-R6 4810   2020-03-26 2020-12-10
6038.885 PIMCO TOTAL RET FD-INST #35   2019-12-06 2020-12-10
918.764 T ROWE PR OVERSEAS STOCK-I #521   2019-08-07 2020-12-10
245.14 TOUCHSTONE MID CAP-INST #353   2020-02-13 2020-12-10
778.903 TRIBUTARY SMALL CO-INST PLUS #1705   2020-05-07 2020-12-10
181. VANGUARD MIDCAP VIPER   2019-10-18 2020-12-10
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
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CAPITAL GAIN DIVIDENDS P    
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CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 14,574   13,498 1,076
b 38,555   35,714 2,841
c 28,059   23,824 4,235
d 208,321   88,982 119,339
e 63,738   56,395 7,343
6,566   6,170 396
325,578   197,929 127,649
201,854   114,826 87,028
85,913   88,294 -2,381
89,217   77,060 12,157
49,496   47,475 2,021
12,756   16,380 -3,624
8,968   10,439 -1,471
21,968   25,257 -3,289
4,675   5,611 -936
1,805   2,139 -334
148,828   176,344 -27,516
503,704   510,437 -6,733
166,860   169,987 -3,127
10,378   12,629 -2,251
184,788   224,048 -39,260
42,772   37,183 5,589
262,229   238,454 23,775
31,858   30,609 1,249
46,518   46,263 255
112,099   116,118 -4,019
36,581   42,613 -6,032
15,596   17,347 -1,751
12,809   12,229 580
259,614   280,161 -20,547
9,363   10,485 -1,122
85,905   92,706 -6,801
190,327   275,205 -84,878
53,412   66,661 -13,249
198,052   231,166 -33,114
44,481   31,972 12,509
8,153   6,530 1,623
78,896   55,212 23,684
53,564   44,360 9,204
25,745   22,685 3,060
146,201   120,741 25,460
28,380   28,024 356
25,935   24,136 1,799
9,402   7,740 1,662
251,111   236,306 14,805
225,549   218,153 7,396
112,831   109,574 3,257
24,566   23,598 968
28,310   26,639 1,671
10,242   10,927 -685
8,339   8,266 73
65,025   65,553 -528
15,765   13,035 2,730
46,055   44,712 1,343
21,756   13,787 7,969
80,910   78,093 2,817
10,540   10,299 241
103,530   85,260 18,270
44,968   33,917 11,051
7,750   7,137 613
5,960   4,572 1,388
63,891   62,925 966
10,906   9,105 1,801
10,683   10,340 343
22,978   16,100 6,878
36,782   30,372 6,410
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
      90,796
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       1,076
b       2,841
c       4,235
d       119,339
e       7,343
      396
      127,649
      87,028
      -2,381
      12,157
      2,021
      -3,624
      -1,471
      -3,289
      -936
      -334
      -27,516
      -6,733
      -3,127
      -2,251
      -39,260
      5,589
      23,775
      1,249
      255
      -4,019
      -6,032
      -1,751
      580
      -20,547
      -1,122
      -6,801
      -84,878
      -13,249
      -33,114
      12,509
      1,623
      23,684
      9,204
      3,060
      25,460
      356
      1,799
      1,662
      14,805
      7,396
      3,257
      968
      1,671
      -685
      73
      -528
      2,730
      1,343
      7,969
      2,817
      241
      18,270
      11,051
      613
      1,388
      966
      1,801
      343
      6,878
      6,410
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 393,028
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 7,927
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 7,927
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 7,927
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 15,032
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 15,032
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 7,105
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet7,105 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNJ
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletWELLS FARGO BANK NA Telephone no.bullet (888) 730-4933

    Located atbullet100 N MAIN ST MAC D4001-117WINSTON SALEMNC ZIP+4bullet27101
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    WELLS FARGO BANK N A TRUSTEE
    1     		100,369    
    100 N MAIN ST MAC D4001-117
    WINSTON SALEM,NC27101
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    9,303,219
    b
    Average of monthly cash balances.......................
    1b
    313,468
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    9,616,687
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    9,616,687
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    144,250
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    9,472,437
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    473,622
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    473,622
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    7,927
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    7,927
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    465,695
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    465,695
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    465,695
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    435,737
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    435,737
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    435,737
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 465,695
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 116,734
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 0
    b From 2016...... 0
    c From 2017...... 0
    d From 2018...... 0
    e From 2019...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 435,737
    a Applied to 2019, but not more than line 2a 116,734
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 319,003
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		146,692
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2016.... 0
    b Excess from 2017.... 0
    c Excess from 2018.... 0
    d Excess from 2019.... 0
    e Excess from 2020.... 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    Wells Fargo Philanthropic Services
    6325 S RAINBOW BLVD STE 300
    LAS VEGAS,NV89118
    (888) 730-4933
    bThe form in which applications should be submitted and information and materials they should include:
    application at www.wellsfargo.com/privatefoundations/bergen
    cAny submission deadlines:
    APRIL 10 OR AUGUST 15
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    SEE ATTACHED
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    THE COLLEGE OF STATEN ISLAND
    2800 VICTORY BLVD
    Staten Island,NY10314     		NONE I SCHOLARSHIPS 13,000
    ELAINE KAUFMAN CULTURAL CENTER
    129 WEST 67TH STREET
    NEW YORK,NY10023     		NONE I SCHOLARSHIPS 15,000
    THE LITTLE ORCHESTRA SOCIETY-
    630 9TH AVE 807
    NEW YORK,NY10036     		NONE PC GENERAL OPERATING 15,000
    MONTCLAIR ORCHESTRA INC
    251 PARK STREET SUITE 2
    MONTCLAIR,NJ07043     		NONE PC GENERAL OPERATING 15,000
    NEW CITY KIDS INC
    240 FAIRMOUNT AVE
    JERSEY CITY,NJ07305     		NONE I SCHOLARSHIPS 10,000
    RIVERSIDE SYMPHONY INC
    225 W 99TH ST
    NEW YORK,NY10025     		NONE PC GENERAL OPERATING 10,000
    NEW YORK CITY DEPARTMENT OF EDUCATION
    52 CHAMBERS ST
    NEW YORK,NY10007     		NONE PC GENERAL OPERATING 30,000
    PHILHARMONIC-SYMPHONY SOCIETY
    OF NEW YORK
    10 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		NONE PC YOUNG PEOPLE'S CONCERTS FOR 10,000
    SYMPHONY IN C A NEW JERSEY
    60 PARK PL 900
    NEWARK,NJ07102     		NONE PC GENERAL OPERATING 15,000
    UNION CITY MUSIC PROJECT
    526 MONASTERY PL
    UNION CITY,NJ07087     		NONE I SCHOLARSHIPS 15,000
    ALL SEASONS CHAMBER PLAYERS INC
    115 ORCHARD ROAD
    DEMAREST,NJ07627     		NONE PC GENERAL OPERATING 5,000
    NEW JERSEY INSTITUTE OF TECHNOLOGY
    UNIVERSITY HEIGHTS
    NEWARK,NJ07102     		NONE PC ENHANCING CLASSICAL MUSIC 10,000
    NEWARK BOYS CHORUS SCHOOL
    1016 BROAD STREET
    NEWARK,NJ07102     		NONE PC MUSIC AMBASSADORS PRACTICE 15,000
    OCEAN COUNTY COLLEGE FOUNDATION
    PO BOX 2001
    TOMS RIVER,NJ08754     		NONE PC GENERAL OPERATING 10,000
    SETTLEMENT MUSIC SCHOOL
    531-535 MARKET STREET
    CAMDEN,NJ08102     		NONE PC FINANCIAL AID AND 15,000
    NEW YORK YOUTH SYMPHONY
    110 W 40TH ST
    NEW YORK,NY10018     		NONE PC GENERAL OPERATING 20,000
    SAINT PETERS UNIVERSITY
    2641 JOHN F KENNEDY BLVD
    JERSEY,NJ07306     		NONE I SCHOLARSHIPS 12,000
    ROSIES THEATER KIDS INC
    445 W 45TH ST
    NEW YORK,NY10036     		NONE PC GENERAL OPERATING 10,000
    ORCHESTRATING DREAMS INC
    178 BENNETT AVENUE
    NEW YORK,NY10040     		NONE PC GENERAL OPERATING 10,000
    WHIN MUSIC COMMUNITY CHARTER
    SCHOOL
    401 WEST 164TH STREET 4TH FLOOR
    NEW YORK,NY10032     		NONE PC GENERAL OPERATING 25,000
    PERKINS CENTER FOR THE ARTS
    395 KINGS HIGHWAY
    MOORESTOWN,NJ08057     		NONE PC GENERAL OPERATING 15,000
    ORCHESTRA OF ST LUKE'S
    450 WEST 37TH STREET SUITE 502
    NEW YORK,NY10018     		NONE PC GENERAL OPERATING 10,000
    NEW JERSEY INTERGENERATIONAL ORCHESTRA
    570 CENTRAL AVE
    NEW PROVIDENCE,NJ07974     		NONE PC GENERAL OPERATING 12,000
    THE BROOKLYN QUEENS CONSERVATORY
    58 7TH AVE
    BROOKLYN,NY11217     		NONE PC GENERAL OPERATING 15,000
    ADELPHI CHAMBER ORCHESTRA
    PO BOX 262
    RIVER EDGE,NJ07661     		NONE PC GENERAL OPERATING 10,000
    AMERICAN SYMPHONY ORCHESTRA INC
    263 WEST 38 STREET
    NEW YORK,NY10018     		NONE PC GENERAL OPERATING 20,000
    SOUTH ORANGE PERFORMING ARTS CENTER INC
    ONE SOPAC WAY
    South Orange,NJ07079     		NONE PC GENERAL OPERATING 10,000
    NEW JERSEY SYMPHONY ORCHESTRA
    60 PARK PL 900
    NEWARK,NJ07102     		NONE PC GENERAL OPERATING 10,000
    NEW JERSEY PERFORMING ARTS CENTER CORP
    1 CENTER ST
    NEWARK,NJ07102     		NONE PC GENERAL OPERATING 8,000
    STATE THEATRE REGIONAL ARTS CENTER
    15 LIVINGSTON AVE
    NEW BRUNSWICK,NJ08901     		NONE PC GENERAL OPERATING 10,000
    Total .................................bullet 3a 400,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 253,667  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 393,028  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   646,695  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    646,695
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    FRANK AND LYDIA BERGEN FOUNDATION
    EIN:
    22-6359304
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 1,067     1,067

    TY 2020 InvestmentsOtherSchedule2
    Name:
    FRANK AND LYDIA BERGEN FOUNDATION
    EIN:
    22-6359304
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    779919307 T ROWE PR REAL ESTAT      
    04314H600 ARTISAN MID CAP FUND AT COST 239,824 327,176
    85917K546 STERLING CAPITAL STR      
    77956H435 T ROWE PR OVERSEAS S AT COST 257,592 318,372
    277923264 EATON VANCE GLOB MAC      
    025083320 AMER CENT SMALL CAP      
    339128100 JP MORGAN MID CAP VA      
    592905764 METROPOLITAN WEST T/ AT COST 909,206 946,034
    87234N765 TCW EMRG MKTS INCM-I AT COST 392,674 421,959
    78463X863 SPDR DJ WILSHIRE INT      
    55273H353 MFS VALUE FUND-R6 48 AT COST 155,837 312,618
    922908629 VANGUARD MIDCAP VIPE AT COST 523,634 737,962
    411512528 HARBOR CAPITAL APPRE      
    31641Q755 FIDELITY NEW MRKTS I AT COST 207,793 212,329
    476313309 THE JENSEN PORTFOLIO      
    381430503 GOLDMAN ACTIVEBETA U AT COST 479,561 640,792
    46434G103 ISHARES CORE MSCI EM      
    00143W859 INV OPP DEVELOP MRKT AT COST 255,319 429,589
    464287150 ISHARES TRS & P 1500 AT COST 1,067,866 1,482,467
    693390700 PIMCO TOTAL RET FD-I AT COST 484,326 506,401
    693390841 PIMCO HIGH YIELD FD-      
    89155T649 TOUCHSTONE MID CAP-I AT COST 507,896 620,478
    89154Q562 TOUCHSTONE SANDS EM AT COST 313,873 325,608
    464287655 ISHARES RUSSELL 2000 AT COST 363,285 429,960
    74440Y884 PGIM HIGH YIELD-Q 10 AT COST 1,071,346 1,150,943
    46090F100 INVESCO OPTIMUM YIEL AT COST 172,650 218,859
    46432F339 ISHARES EDGE MSCI US AT COST 366,553 422,423
    89609H704 TRIBUTARY SMALL CO-I AT COST 147,718 213,608
    476313408 JENSEN QUALITY GROWT AT COST 347,184 390,756
    27830W108 EV GL MACR ABS RTRN AT COST 200,567 198,518

    TY 2020 OtherDecreasesSchedule
    Name:
    FRANK AND LYDIA BERGEN FOUNDATION
    EIN:
    22-6359304
    Description Amount
    MUTUAL FUND TIMING ADJ 1,184
    COST BASIS ADJUSTMENT 407


    TY 2020 OtherExpensesSchedule
    Name:
    FRANK AND LYDIA BERGEN FOUNDATION
    EIN:
    22-6359304
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER ADMINISTRATIVE EXPENSE 857 0   857


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    FRANK AND LYDIA BERGEN FOUNDATION
    EIN:
    22-6359304
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    GRANT ADMIN FEE 8,721     8,721


    TY 2020 TaxesSchedule
    Name:
    FRANK AND LYDIA BERGEN FOUNDATION
    EIN:
    22-6359304
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 498 498   0
    FEDERAL TAX PAYMENT - PRIOR YE 5,165 0   0
    FEDERAL ESTIMATES - PRINCIPAL 15,032 0   0
    FOREIGN TAXES ON NONQUALIFIED 215 215   0