Form990
Click to see attachment
Department of the TreasuryInternal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter social security numbers on this form as it may be made public.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
A For the 2019 calendar year, or tax year beginning 07-01-2019 , and ending 06-30-2020
BCheck if applicable:
CName of organization
Cornell University
 
% UNIVERSITY CONTROLLER
Doing business as
 
 
Number and street (or P.O. box if mail is not delivered to street address)
341 PINE TREE ROAD
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
ITHACA, NY14850
D Employer identification number

15-0532082
E Telephone number

G Gross receipts $ 10,334,264,099
F Name and address of principal officer:
MARTHA E POLLACK PRESIDENT
341 PINE TREE ROAD
ITHACA,NY14850
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.CORNELL.EDU
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:  
L Year of formation: 1865
M State of legal domicile: NY
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: EDUCATION, RESEARCH, MEDICAL SERVICES AND OTHER PUBLIC SERVICES.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 64
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 59
5 Total number of individuals employed in calendar year 2019 (Part V, line 2a) ...... 5 43,316
6 Total number of volunteers (estimate if necessary) ............. 6 3,233
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a -19,764,545
b Net unrelated business taxable income from Form 990-T, line 39 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 420,726,543 511,045,032
9 Program service revenue (Part VIII, line 2g) ......... 4,196,591,407 4,280,021,515
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 350,951,875 298,866,002
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 33,717,019 36,760,767
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12) 5,001,986,844 5,126,693,316
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 676,428,518 708,896,520
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 2,846,581,626 2,964,660,801
16a Professional fundraising fees (Part IX, column (A), line 11e) ..... 1,180,650 1,037,421
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet50,856,973    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 1,344,100,896 1,504,310,640
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 4,868,291,690 5,178,905,382
19 Revenue less expenses. Subtract line 18 from line 12....... 133,695,154 -52,212,066
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 13,646,556,749 14,446,875,157
21 Total liabilities (Part X, line 26)............. 3,220,036,307 4,426,053,301
22 Net assets or fund balances. Subtract line 21 from line 20..... 10,426,520,442 10,020,821,856
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ..........
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y Form 990 (2019)
Form 990 (2019)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III..............
1
Briefly describe the organization’s mission: SEE SCHEDULE O
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? .....................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program
services? ...........................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 1,544,132,000 including grants of $ 472,428,987 ) (Revenue $ 1,231,320,717 )
CORNELL UNIVERSITY IS RENOWNED FOR ITS ACADEMIC RIGOR, INTELLECTUAL VIBRANCY, ENTREPRENEURIAL CHARACTER, AND THE DIVERSITY AND QUALITY OF ITS CURRICULA AND AREAS OF MULTIDISCIPLINARY RESEARCH AND STUDY. THE UNIVERSITY'S UNDERGRADUATE, GRADUATE, PROFESSIONAL, POST-DOCTORAL, AND CONTINUING EDUCATION PROGRAMS HAVE A GLOBAL REPUTATION FOR EXCELLENCE AND INNOVATION. CORNELL'S MAIN CAMPUS IS IN ITHACA, NEW YORK, WITH THE CAMPUSES OF WEILL CORNELL MEDICAL COLLEGE CONTINUE ON SCHEDULE O
4b (Code:   ) (Expenses $ 1,356,572,000 including grants of $ 0 ) (Revenue $ 1,031,162,034 )
MEDICAL SERVICES, INCLUDING THE TRAINING AND EDUCATION OF PHYSICIANS, IS A PRIMARY COMPONENT OF THE UNIVERSITY'S MISSION. CORNELL IS COMMITTED TO EXCELLENCE IN PATIENT CARE, SCIENTIFIC DISCOVERY, AND THE EDUCATION OF FUTURE PHYSICIANS IN NEW YORK CITY AND AROUND THE WORLD. THE DOCTORS AND SCIENTISTS OF WEILL CORNELL MEDICINE -FACULTY FROM WEILL CORNELL MEDICAL COLLEGE, WEILL CORNELL GRADUATE SCHOOL OF MEDICAL SCIENCES, AND THE WEILL CORNELL PHYSICIAN ORGANIZATION- PROVIDE CLINICAL CARE AND RESEARCH THAT CONNECT PATIENTS TO THE LATEST TREATMENT INNOVATIONS AND PREVENTION STRATEGIES.
4c (Code:   ) (Expenses $ 881,282,096 including grants of $ 236,467,533 ) (Revenue $ 881,282,096 )
CORNELL HAS A LONG TRADITION OF COMBINING SCHOLARLY WORK AND LEADERSHIP IN RESEARCH -BOTH BASIC AND APPLIED- WITH PUBLIC SERVICE AND ENGAGEMENT IN NEW YORK STATE AND AROUND THE WORLD. REVENUES FROM SPONSORED AWARDS INCLUDE $696,518,653 MILLION IN DIRECT SUPPORT AND $184,763,443 MILLION IN INDIRECT COST RECOVERY. REVENUES ALSO INCLUDE GRANT AND CONTRACT REVENUE TO SUPPORT PUBLIC OUTREACH AND INSTRUCTION, THE SINGLE LARGEST PORTION IS RELATED TO RESEARCH.
4d Other program services (Describe in Schedule O.)
(Expenses $ 1,101,677,602 including grants of $ 0 ) (Revenue $ 1,136,256,668 )
4e Total program service expensesMediumBullet4,883,663,698
Form 990 (2019)
Form 990 (2019)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part IClick to see attachment.............
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment.........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, Part IIIClick to see attachment..
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment.........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment....
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes,"
complete Schedule D, Part IIIClick to see attachment..............
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete
Schedule D, Part VI. Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
Yes
 
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete
Schedule D, Parts XI and XIIClick to see attachment......................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule EClick to see attachment
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States? .....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV.....Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I(see instructions) ....Click to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................Click to see attachment
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.....Click to see attachment
21
Yes
 
Form 990 (2019)
Form 990 (2019)
Page 4
Part IV
Checklist of Required Schedules (continued)
Yes
No
22
Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........Click to see attachment
22
Yes
 
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a...............Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? ...............
24c
 
No
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I .... Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I.......................Click to see attachment
25b
 
No
26
Did the organization report any amount on Part X, line 5 or 22 for receivables from or payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part IIClick to see attachment...........
26
 
No
27
Did the organization provide a grant or other assistance to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or employee thereof, a grant selection committee member, or to a 35% controlled entity (including an employee thereof) or family member of any of these persons?
If "Yes," complete
Schedule L, Part IIIClick to see attachment.........................
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, key employee, creator or founder, or substantial contributor? If "Yes," complete Schedule L, Part IV......................Click to see attachment
28a
 
No
b
A family member of any individual described in line 28a? If "Yes," complete Schedule L, Part IV.....Click to see attachment
28b
Yes
 
c
A 35% controlled entity of one or more individuals and/or organizations described in lines 28a or 28b? If "Yes," complete Schedule L, Part IV..................... Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M .................Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II........................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I............Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1.........................Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ...Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
Yes
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V...........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable ..
1a
44,178
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
Form 990 (2019)
Form 990 (2019)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance (continued)
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
43,316
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ..
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletUK , AS , IT , HK , QA , IN , CH
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ......................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? ....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided? .....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? .........................
7c
Yes
 
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
0
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ......................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ..........................
7h
Yes
 
8
Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? ........
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the sponsoring organization make any taxable distributions under section 4966?........
9a
 
 
b
Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state? .........
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
15
Is the organization subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess parachute payment(s) during the year? ....................
If "Yes," see instructions and file Form 4720, Schedule N.
15
Yes
 
16
Is the organization an educational institution subject to the section 4968 excise tax on net investment income? ..
If "Yes," complete Form 4720, Schedule O.
16
 
No
Form 990 (2019)
Form 990 (2019)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
1a
64
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent
1b
59
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .
4
Yes
 
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
Yes
 
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .......................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
 
No
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
 
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done...................
12c
 
 
13
Did the organization have a written whistleblower policy? ...............
13
 
No
14
Did the organization have a written document retention and destruction policy? .........
14
 
No
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the states with which a copy of this Form 990 is required to be filedMediumBullet
AL , AK , AR , CA , CO , CT , DC , FL , GA , HI , IL , KS , KY , LA , ME , MD , MA , MI , MN , MS , MO , NV , NH , NJ , NM , NY , NC , ND , OH , OK , OR , PA , RI , SC , TN , UT , VA , WA , WV
18
Section 6104 requires an organization to make its Form 1023 (or 1024-A if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBulletUNIVERSITY CONTROLLER341 PINE TREE ROAD   ITHACA,NY148502820 (607) 255-3581
Form 990 (2019)
Form 990 (2019)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

See instructions for the order in which to list the persons above.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) ZEV ROSENWARKS MD......................................................................
PROFESSOR TENURE CLINICAL
 55.0
.................
0.0 		        X   8,805,077 0 59,629
(2) HEY-JOO KANG MD......................................................................
ASSOCIATE PROFESSOR
 55.0
.................
0.0 		        X   6,039,733 0 62,261
(3) RONY ELIAS MD......................................................................
ASSISTANT PROFESSOR - CLINICAL
 55.0
.................
0.0 		        X   4,538,330 0 61,849
(4) STEVEN SPANDORFER MD......................................................................
ASSOCIATE PROFESSOR - CLINICAL
 55.0
.................
0.0 		        X   4,234,332 0 70,110
(5) LEONARD GIRARDI MD......................................................................
PROFESSOR & CHAIR
 55.0
.................
0.0 		        X   4,193,574 0 67,284
(6) ANTONIO M GOTTO MD......................................................................
FORMER PROVOST & DEAN EMERITUS
 55.0
.................
0.0 		          X 2,794,016 0 0
(7) AUGUSTINE MK CHOI MD......................................................................
PROVOST FOR MEDL AFFRS & DEAN
 55.0
.................
0.0 		    X       2,485,635 0 47,440
(8) ROBERT J MIN MD......................................................................
CHIEF EXECUTIVE OFFICER
 55.0
.................
0.0 		      X     2,232,576 0 49,510
(9) KENNETH M MIRANDA......................................................................
CHIEF INVESTMENT OFFICER
 55.0
.................
0.0 		      X     1,679,157 0 49,150
(10) MARTHA E POLLACK......................................................................
PRESIDENT
 55.0
.................
0.0 		X   X       1,359,266 0 63,315
(11) STEPHEN COHEN......................................................................
EXEC. VICE PROV. FOR ADM & FIN
 55.0
.................
0.0 		      X     1,339,474 0 65,805
(12) MICHAEL I KOTLIKOFF......................................................................
PROVOST
 55.0
.................
0.0 		    X       752,027 0 104,874
(13) JOANNE M DESTEFANO......................................................................
CFO & EVP
 55.0
.................
0.0 		    X       760,226 0 71,386
(14) MADELYN F WESSEL......................................................................
UNIV. COUNSEL & SECRETARY
 55.0
.................
0.0 		    X       590,931 0 64,004
(15) HARRY KATZ......................................................................
FORMER OFFICER/CURRENT PROF
 55.0
.................
0.0 		          X 371,950 0 66,137
(16) MELISSA A HINES......................................................................
TRUSTEE & PROFESSOR
 2.0
.................
0.0 		X           204,807 0 26,588
(17) BRUCE V LEWENSTEIN......................................................................
TRUSTEE & PROFESSOR
 2.0
.................
0.0 		X           169,178 0 49,773
Form 990 (2019)
Form 990 (2019)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) HUNTER R RAWLINGS III........................................................................
FORMER PRESIDENT
 55.0
.......................0.0 		          X 146,328 0 30,943
(19) JERAMY A KRUSER........................................................................
TRUSTEE & SYSTEM ANALYST
 2.0
.......................0.0 		X           97,849 0 9,821
(20) MANISHA A MUNASINGHE PHD........................................................................
TRUSTEE & GRADUATE STUDENT
 2.0
.......................0.0 		X           33,896 0 33,896
(21) MARTIN F SCHEINMAN........................................................................
TRUSTEE
 2.0
.......................0.0 		X           1,000 0 0
(22) SHEILA W ALLEN........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(23) JAMES JT BAKER........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(24) RICHARD A BAKER........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(25) MATTHEW L BIBEN........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(26) JESSICA M BIBLIOWICZ........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(27) JOHN O BOOCHEVER........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(28) DOUGLAS L BRAUNSTEIN........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(29) DAVID J BREAZZANO........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(30) PETER R CALL........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(31) JOHN CERIALE........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(32) MARIO CILENTO........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(33) DAVID S COHEN........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(34) EZRA CORNELL........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(35) CYNTHIA A CUFFIE........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(36) ANDREW CUOMO........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(37) GARY S DAVIS........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(38) NICOLE BISAGNI DELTORO........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(39) DAVID M EINHORN........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(40) STEPHANIE KEENE FOX........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(41) LINDA M GADSBY........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(42) LORETTE SIMON GROSS........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(43) ALEXANDER D HANSON........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(44) ROBERT S HARRISON........................................................................
CHAIRMAN
 2.0
.......................0.0 		X           0 0 0
(45) CARL E HEASTIE........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(46) KATRINA E JAMES........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(47) KRAIG H KAYSER........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(48) PEGGY J KOENIG........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(49) ELIZABETH C EVERETT KRISBERG........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(50) WILLIAM LIM........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(51) PAMELA G MARRONE........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(52) RONALD D McCRAY........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(53) MARY ARMSTRONG MEDUSKI........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(54) MARY JOHN MILLER........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(55) HOWARD P MILSTEIN........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(56) HOWARD L MORGAN........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(57) BARBARA G NOVICK........................................................................
VICE CHAIRMAN
 2.0
.......................0.0 		X           0 0 0
(58) LELAND C PILLSBURY........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(59) YONN K RASMUSSEN........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(60) BRUCE S RAYNOR........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(61) GIRISH V REDDY........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(62) REBECCA BECKIE ROBERTSON........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(63) HON STEPHEN C ROBINSON........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(64) DALE S ROSENTHAL........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(65) GEORGE A SCANGOS........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(66) SUSAN C SCHNABEL........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(67) ARYAN SHAYEGANI MD........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(68) JAEWON SIM........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(69) ANNE MEINIG SMALLING........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(70) J ALLEN SMITH........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(71) ANDREA STEWART-COUSINS........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(72) BRADLEY H STONE........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(73) RATAN N TATA........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(74) MICHAEL A TROY........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(75) ENRIQUE J VILA-BIAGGI........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(76) LAURA A WILKINSON........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(77) BARTON J WINOKUR........................................................................
CHAIRMAN OF THE EXEC. COMMITTE
 2.0
.......................0.0 		X           0 0 0
(78) CRAIG YUNKER........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(79) JIA ZHU........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)...........MediumBullet 42,829,362 0 1,053,775
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet5,192
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
BNY MELLON,
101 BARCLAY STREET
NEW YORK,NY10007 		INVESTMENTS 35,914,015
575 LEX PROPERTY OWNER LLC,
PO BOX 780236
PHILADELPHIA,PA19178 		CONSULTING 13,184,193
GEMINI CONSULTING SERVICES LLC,
3636 S GEYER ROAD SUITE 270
SUNSET HILLS,MO63127 		CONSULTING 7,767,235
FRANCIS J PAOLANGELI,
226 CECIL A MALONE DR STE 1
ITHACA,NY14850 		CONSTRUCTION 4,166,471
156 WILLIAM STREET OWNER LLC,
PO BOX 1316
BOSTON,MA022419779 		DEFERRED COMPENSTION 4,148,640
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet230
Form 990 (2019)
Form 990 (2019)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII.............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512 - 514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues..1b 800,295
c Fundraising events..1c 3,853,214
d Related organizations1d 27,648,534
e Government grants (contributions)1e 38,513,453
f All other contributions, gifts, grants, and similar amounts not included above1f 440,229,536
g Noncash contributions included in lines 1a - 1f:$ 1g 75,750,431
h Total. Add lines 1a-1f.......MediumBullet 511,045,032
Program Service RevenueAmt Business Code
2a EDUCATION: TUITION 900099 1,231,320,717 1,231,320,717    
b GRANTS & CONTRACTS FOR RESEARCH 900099 881,282,096 881,282,096    
c MEDICAL SERVICES 900099 1,031,162,034 1,031,162,034    
d LAND GRANT MISSION GOVT APPROP. 900099 150,197,898 150,197,898    
e AUXILIARY ENTERPRISES - ROOM & BOARD 900099 149,039,724     149,039,724
f All other program service revenue. 837,019,046 757,115,865 1,411,316 78,491,865
g Total. Add lines 2a–2f .....MediumBullet 4,280,021,515
OtherAmtRevenueAmt 3 Investment income (including dividends, interest, and othersimilar amounts) ......MediumBullet 107,335,101   -39,542,170 146,877,271
4 Income from investment of tax-exempt bond proceedsMediumBullet 0      
5 Royalties...........MediumBullet 30,692,848     30,692,848
(ii) Personal (i) Real
6a Gross rents   5,045,070 6a
b Less: rental expenses   3,336,323 6b
c Rental income or (loss) 0 1,708,747 6c
d Net rental income or (loss).......MediumBullet 1,708,747   132,259 1,576,488
(ii) Other (i) Securities
7a Gross amount from sales of assets other than inventory 858,161 5,377,539,000 7a
b Less: cost or other basis and sales expenses 5,545,260 5,181,321,000 7b
c Gain or (loss) -4,687,099 196,218,000 7c
d Net gain or (loss).........MediumBullet 191,530,901   17,523,236 174,007,665
8a Gross income from fundraising events (not including $ 3,853,214of contributions reported on line 1c). See Part IV, line 18 ....
8a 369,625
b Less: direct expenses ... 8b 3,103,480
c Net income or (loss) from fundraising events..MediumBullet -2,733,855   -2,733,855
9a Gross income from gaming activities.
See Part IV, line 19 ...
9a 0
b Less: direct expenses ... 9b 0
c Net income or (loss) from gaming activities..MediumBullet 0      
10a Gross sales of inventory, less
returns and allowances ..
10a 21,357,747
b Less: cost of goods sold .. 10b 14,264,720
c Net income or (loss) from sales of inventory..MediumBullet 7,093,027   710,814 6,382,213
Business Code Miscellaneous Revenue
11a            
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet 0
12 Total revenue. See instructions.....MediumBullet 5,126,693,316 4,051,078,610 -19,764,545 584,334,219
Form 990 (2019)
Form 990 (2019)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX..............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising
expenses
1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 .... 87,215,472 87,215,472
2 Grants and other assistance to domestic individuals. See Part IV, line 22 ........... 472,428,987 472,428,987
3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. ............. 149,252,061 149,252,061
4 Benefits paid to or for members ....... 0  
5 Compensation of current officers, directors, trustees, and key employees ........... 11,631,623 8,338,073 3,060,918 232,632
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ......... 3,297,722 3,297,722    
7 Other salaries and wages........ 2,317,580,295 2,258,452,502 32,859,681 26,268,112
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 83,337,870 81,211,694 1,181,601 944,575
9 Other employee benefits ....... 502,680,246 475,915,641 16,481,863 10,282,742
10 Payroll taxes ........... 46,133,045 44,956,065 654,095 522,885
11 Fees for services (non-employees):        
a Management ...... 0      
b Legal ......... 13,971,420   13,950,138 21,282
c Accounting ........... 2,169,658   2,169,658  
d Lobbying ........... 666,707   666,707  
e Professional fundraising services. See Part IV, line 17 1,037,421 1,037,421
f Investment management fees ...... 35,914,015   35,914,015  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) 464,989,368 451,949,036 11,003,238 2,037,094
12 Advertising and promotion .... 0      
13 Office expenses ....... 47,201,729 39,715,992 4,899,939 2,585,798
14 Information technology ...... 39,952,689 35,957,420 3,995,269  
15 Royalties .. 10,189,346   10,189,346  
16 Occupancy ........... 204,452,142 199,017,334 2,632,696 2,802,112
17 Travel ............ 48,547,702 46,433,553 568,299 1,545,850
18 Payments of travel or entertainment expenses for any federal, state, or local public officials . 0      
19 Conferences, conventions, and meetings .... 21,341,144 17,000,626 1,888,958 2,451,560
20 Interest ........... 55,059,064   55,059,064  
21 Payments to affiliates ....... 0      
22 Depreciation, depletion, and amortization .. 307,847,021 277,062,319 30,784,702  
23 Insurance ... 61,440,491 55,296,442 6,144,049  
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a MAINTENANCE 15,029,033 11,821,813 3,195,197 12,023
b MEDICAL SUPPLIES 67,175,813 67,165,547 10,266  
c LAB & COMPUTER SUPLIES 48,750,669 41,994,965 6,701,276 54,428
d STUDENT AND CAMPUS SERVICES 59,612,629 59,180,434 373,736 58,459
e All other expenses        
25 Total functional expenses. Add lines 1 through 24e 5,178,905,382 4,883,663,698 244,384,711 50,856,973
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2019)
Form 990 (2019)
Page 11
Part X
Balance Sheet
Check if Schedule O contains a response or note to any line in this Part IX..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing ........ 193,532,521 1 152,323,371
2 Savings and temporary cash investments ......... 4,375,230 2 425,374,755
3 Pledges and grants receivable, net ...... 796,992,646 3 754,894,541
4 Accounts receivable, net ............. 466,112,839 4 442,343,582
5 Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
0 5 0
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
0 6 0
7 Notes and loans receivable, net ........... 69,393,649 7 63,210,942
8 Inventories for sale or use ............ 16,444,496 8 17,934,305
9 Prepaid expenses and deferred charges ...... 70,991,565 9 69,307,544
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 8,288,126,863
b Less: accumulated depreciation 10b 4,130,509,119 4,213,987,638 10c 4,157,617,744
11 Investments—publicly traded securities . 1,161,481,462 11 1,288,044,050
12 Investments—other securities. See Part IV, line 11 ..... 6,474,531,235 12 6,302,601,208
13 Investments—program-related. See Part IV, line 11 .. 0 13 0
14 Intangible assets ............... 0 14 0
15 Other assets. See Part IV, line 11 ........... 178,713,468 15 773,223,115
16 Total assets. Add lines 1 through 15 (must equal line 33)... 13,646,556,749 16 14,446,875,157
Liabilities 17 Accounts payable and accrued expenses ..... 637,521,758 17 803,459,715
18 Grants payable ... 44,501,144 18 45,419,066
19 Deferred revenue ......... 192,135,950 19 229,981,780
20 Tax-exempt bond liabilities ......... 1,032,670,000 20 1,046,580,000
21 Escrow or custodial account liability. Complete Part IV of Schedule D 0 21 0
22 Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 5,216,129 23 4,841,506
24 Unsecured notes and loans payable to unrelated third parties .. 303,890,000 24 614,890,000
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D 1,004,101,326 25 1,680,881,234
26 Total liabilities. Add lines 17 through 25.. 3,220,036,307 26 4,426,053,301
Net Assets or Fund Balance Organizations that follow FASB ASC 958, check here MediumBullet and complete lines 27, 28, 32, and 33.
27 Net assets without donor restrictions .......... 3,502,385,121 27 3,091,336,585
28 Net assets with donor restrictions ........... 6,924,135,321 28 6,929,485,271
Organizations that do not follow FASB ASC 958, check here MediumBullet and complete lines 29 through 33.
29 Capital stock or trust principal, or current funds .....   29  
30 Paid-in or capital surplus, or land, building or equipment fund ...   30  
31 Retained earnings, endowment, accumulated income, or other funds   31  
32 Total net assets or fund balances ........... 10,426,520,442 32 10,020,821,856
33 Total liabilities and net assets/fund balances ........ 13,646,556,749 33 14,446,875,157
Form 990 (2019)
Form 990 (2019)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
5,126,693,316
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
5,178,905,382
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
-52,212,066
4
Net assets or fund balances at beginning of year (must equal Part X, line 32, column (A)) ..
4
10,426,520,442
5
Net unrealized gains (losses) on investments ...............
5
-157,803,792
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
-195,682,728
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 32, column (B))
10
10,020,821,856
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII.............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2019)
Form 990 (2019)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ.
right arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)
1
2
3
4
5
6
7
8
9
10
11
12
a
b
c
d
e
f
Enter the number of supported organizations ...............................  
g
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 10 above (see instructions)) (iv) Is the organization listed in your governing document? (v) Amount of monetary support (see instructions) (vi) Amount of other support (see instructions)
Yes No
Total
 
   
For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2019

Schedule A (Form 990 or 990-EZ) 2019
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization failed to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2015 (b) 2016 (c) 2017 (d) 2018 (e) 2019 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") .. 510,356,488 605,956,875 437,550,675 420,726,543 511,045,032 2,485,635,613
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....           0
3 The value of services or facilities furnished by a governmental unit to the organization without charge.. 43,677,665 62,628,802 58,400,898 56,804,157 52,165,785 273,677,307
4 Total. Add lines 1 through 3 554,034,153 668,585,677 495,951,573 477,530,700 563,210,817 2,759,312,920
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f).. 155,175,746
6 Public support. Subtract line 5 from line 4. 2,604,137,174
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2015 (b) 2016 (c) 2017 (d) 2018 (e) 2019 (f) Total
7 Amounts from line 4.. 554,034,153 668,585,677 495,951,573 477,530,700 563,210,817 2,759,312,920
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 102,047,770 98,801,455 99,108,684 98,628,577 90,796,982 489,383,468
9 Net income from unrelated business activities, whether or not the business is regularly carried on..           0
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.)..   271,446,475 280,199,892 283,271,222 250,300,652 1,085,218,241
11 Total support. Add lines 7 through 10 4,333,914,629
12
12
19,258,610,920
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
60.087 %
15
15
61.715 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2019

Schedule A (Form 990 or 990-EZ) 2019
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2015 (b) 2016 (c) 2017 (d) 2018 (e) 2019 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose            
3 Gross receipts from activities that are not an unrelated trade or business under section 513 .....            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge            
6 Total. Add lines 1 through 5            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support. (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2015 (b) 2016 (c) 2017 (d) 2018 (e) 2019 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2019

Schedule A (Form 990 or 990-EZ) 2019
Page 4
Part IV
Supporting Organizations
(Complete only if you checked a box on line 12 of Part I. If you checked 12a of Part I, complete Sections A and B. If you checked 12b of Part I, complete Sections A and C. If you checked 12c of Part I, complete Sections A, D, and E. If you checked 12d of Part I, complete Sections A and D, and complete Part V.)
Section A. All Supporting Organizations
Yes
No
1
Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.
1
 
 
2
Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).
2
 
 
3a
Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer (b) and (c) below.
3a
 
 
b
Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.
3b
 
 
c
Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.
3c
 
 
4a
Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked 12a or 12b in Part I, answer (b) and (c) below.
4a
 
 
b
Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.
4b
 
 
c
Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.
4c
 
 
5a
Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer (b) and (c) below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).
5a
 
 
b
Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?
5b
 
 
c
Substitutions only. Was the substitution the result of an event beyond the organization's control?
5c
 
 
6
Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.
6
 
 
7
Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ) .
7
 
 
8
Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ).
8
 
 
9a
Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.
9a
 
 
b
Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.
9b
 
 
c
Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.
9c
 
 
10a
Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.
10a
 
 
b
Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).
10b
 
 
Schedule A (Form 990 or 990-EZ) 2019

Schedule A (Form 990 or 990-EZ) 2019
Page 5
Part IV
Supporting Organizations (continued)
Yes
No
11
Has the organization accepted a gift or contribution from any of the following persons?
a
A person who directly or indirectly controls, either alone or together with persons described in (b) and (c) below, the governing body of a supported organization?
11a
 
 
b
A family member of a person described in (a) above?
11b
 
 
c
A 35% controlled entity of a person described in (a) or (b) above? If “Yes” to a, b, or c, provide detail in Part VI.
11c
 
 
Section B. Type I Supporting Organizations
Yes
No
1
Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.
1
 
 
2
Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.
2
 
 
Section C. Type II Supporting Organizations
Yes
No
1
Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).
1
 
 
Section D. All Type III Supporting Organizations
Yes
No
1
Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?
1
 
 
2
Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).
2
 
 
3
By reason of the relationship described in (2), did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.
3
 
 
Section E. Type III Functionally-Integrated Supporting Organizations
1
Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):
a
b
c
2
Activities Test. Answer (a) and (b) below.
Yes
No
a
Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.
2a
 
 
b
Did the activities described in (a) constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.
2b
 
 
3
Parent of Supported Organizations. Answer (a) and (b) below.
a
Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations? Provide details in Part VI.
3a
 
 
b
Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.
3b
 
 
Schedule A (Form 990 or 990-EZ) 2019

Schedule A (Form 990 or 990-EZ) 2019
Page 6
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations
1
Section A - Adjusted Net Income (A) Prior Year (B) Current Year
(optional)
1 Net short-term capital gain 1    
2 Recoveries of prior-year distributions 2    
3 Other gross income (see instructions) 3    
4 Add lines 1 through 3 4    
5 Depreciation and depletion 5    
6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) 6    
7 Other expenses (see instructions) 7    
8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8    
Section B - Minimum Asset Amount (A) Prior Year (B) Current Year
(optional)
1 Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): 1
a Average monthly value of securities 1a    
b Average monthly cash balances 1b    
c Fair market value of other non-exempt-use assets 1c    
d Total (add lines 1a, 1b, and 1c) 1d    
e Discount claimed for blockage or other factors
(explain in detail in Part VI):  
2 Acquisition indebtedness applicable to non-exempt use assets 2    
3 Subtract line 2 from line 1d 3    
4 Cash deemed held for exempt use. Enter 1-1/2% of line 3 (for greater amount, see instructions). 4    
5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5    
6 Multiply line 5 by .035 6    
7 Recoveries of prior-year distributions 7    
8 Minimum Asset Amount (add line 7 to line 6) 8    
Section C - Distributable Amount Current Year
1 Adjusted net income for prior year (from Section A, line 8, Column A) 1  
2 Enter 85% of line 1 2  
3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3  
4 Enter greater of line 2 or line 3 4  
5 Income tax imposed in prior year 5  
6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) 6  
7
Schedule A (Form 990 or 990-EZ) 2019

Schedule A (Form 990 or 990-EZ) 2019
Page 7
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations(continued)
Section D - Distributions Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes  
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in
excess of income from activity		  
3 Administrative expenses paid to accomplish exempt purposes of supported organizations  
4 Amounts paid to acquire exempt-use assets  
5 Qualified set-aside amounts (prior IRS approval required)  
6 Other distributions (describe in Part VI). See instructions  
7Total annual distributions. Add lines 1 through 6.  
8 Distributions to attentive supported organizations to which the organization is responsive (provide
details in Part VI). See instructions		  
9 Distributable amount for 2019 from Section C, line 6  
10 Line 8 amount divided by Line 9 amount  
Section E - Distribution Allocations (see instructions) (i)
Excess Distributions 		(ii)
Underdistributions
Pre-2019 		(iii)
Distributable
Amount for 2019
1 Distributable amount for 2019 from Section C, line 6  
2 Underdistributions, if any, for years prior to 2019 (reasonable cause required-- explain in Part VI).
See instructions.		  
3 Excess distributions carryover, if any, to 2019:
a From 2014.......  
b From 2015.......  
c From 2016.......  
d From 2017.......  
e From 2018.......  
fTotal of lines 3a through e  
g Applied to underdistributions of prior years  
h Applied to 2019 distributable amount  
i Carryover from 2014 not applied (see
instructions) 		 
j Remainder. Subtract lines 3g, 3h, and 3i from 3f.  
4Distributions for 2019 from Section D, line 7:
$  
a Applied to underdistributions of prior years  
b Applied to 2019 distributable amount  
c Remainder. Subtract lines 4a and 4b from 4.  
5 Remaining underdistributions for years prior to
2019, if any. Subtract lines 3g and 4a from line 2.
If the amount is greater than zero, explain in Part VI.
See instructions.		  
6 Remaining underdistributions for 2019. Subtract
lines 3h and 4b from line 1. If the amount is greater
than zero, explain in Part VI. See instructions.		  
7 Excess distributions carryover to 2020. Add lines
3j and 4c.		  
8 Breakdown of line 7:
a Excess from 2015.....  
b Excess from 2016.....  
c Excess from 2017.....  
d Excess from 2018.....  
e Excess from 2019.....  
Schedule A (Form 990 or 990-EZ) (2019)

Schedule A (Form 990 or 990-EZ) 2019
Page 8
Part VI
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Return Reference Explanation
Schedule A (Form 990 or 990-EZ) 2019


Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors

Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2019
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ






Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......... Arrow Bullet $  
Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2019)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019) Page 2
Name of organization
Cornell University
  		Employer identification number
15-0532082
Part I
Contributors
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
 
 
 
 
  ,    

$ RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
Page 3
Name of organization
Cornell University
  		Employer identification number

15-0532082
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
Page 4
Name of organization
Cornell University
  		Employer identification number

15-0532082
Part III
Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet Complete if the organization is described below. SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd BulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV (see instructions for definition of “political campaign activities")

2
Political campaign activity expenditures (see instructions) ....................................................................SchCMd Bullet
$  
3
Volunteer hours for political campaign activities (see instructions) ..................................................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 ................................SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 .......................SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................
4a
Was a correction made? ......................................................................................................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b...........SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ...................................................................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6
For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2019

Schedule C (Form 990 or 990-EZ) 2019
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......................    
b Total lobbying expenditures to influence a legislative body (direct lobbying) ........................    
c Total lobbying expenditures (add lines 1a and 1b) ............................................................    
d Other exempt purpose expenditures ...............................................................................    
e Total exempt purpose expenditures (add lines 1c and 1d) ..................................................    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) .................................................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ...................................................................................................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in) 		(a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) Total
2a Lobbying nontaxable amount          
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		 
c Total lobbying expenditures          
d Grassroots nontaxable amount          
e Grassroots ceiling amount
(150% of line 2d, column (e))		  
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2019


Schedule C (Form 990 or 990-EZ) 2019
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
Yes|No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? ...........................................................................................................
Yes
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........
Yes
 
c
Media advertisements? ...................................................................................................
 
No
 
d
Mailings to members, legislators, or the public? .............................................................................
Yes
 
2,560
e
Publications, or published or broadcast statements? ...........................................................
 
No
 
f
Grants to other organizations for lobbying purposes? ..........................................................
 
No
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? .......................
Yes
 
664,147
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................
 
No
 
i
Other activities? ...................................................................................................................
Yes
 
 
j
Total. Add lines 1c through 1i ....................................................................................................
666,707
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 ...........................................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ...............................................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members ......................................................................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).
a
Current year .............................................................................................................................
2a
 
b
Carryover from last year ............................................................................................................
2b
 
c
Total ...........................................................................................................................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) .........................................
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
SCHEDULE C, PART I-A, LINE 1 THE UNIVERSITY DOES NOT PARTICIPATE DIRECTLY OR INDIRECTLY IN ANY POLITICAL CAMPAIGN AND REMINDS THE UNIVERSITY COMMUNITY, AT THE BEGINNING OF THE FALL AND SPRING SEMESTERS, ABOUT THE PROHIBITION AGAINST UNIVERSITY PARTICIPATION. THE MESSAGE MAKES CLEAR THAT THIS PROHIBITION DOES NOT IN ANY WAY AFFECT AN INDIVIDUAL'S PERSONAL ACTIVITIES. UNIVERSITY POLICY 4.18 "POLITICAL CAMPAIGN ACTIVITY" PREVENTS THE USE OF UNIVERSITY RESOURCES FOR POLITICAL CAMPAIGN PURPOSES.
SCHEDULE C, PART II-B, LINE 1A CORNELL ESTABLISHED THE CORNELL ADVOCACY PROGRAM IN JANUARY 2020 TO ENCOURAGE INTERESTED CORNELL ALUMNI VOLUNTEERS TO LOBBY CONGRESS ON UNIVERSITY PRIORITIES, INCLUDING STUDENT FINANCIAL AID, FUNDING FOR RESEARCH, AND UNIVERSITY ENDOWMENTS.
SCHEDULE C, PART II-B, LINE 1B CORNELL'S LOBBYING EFFORTS WERE HANDLED THROUGH THE UNIVERSITY RELATIONS OFFICES LOCATED IN ALBANY AND WASHINGTON DC PRIMARILY BY SIX REGISTERED LOBBYISTS. THROUGHOUT THE FISCAL YEAR ENDING JUNE 30, 2020 LOBBYING EFFORTS CENTERED ON HIGHER EDUCATION MATTERS, STATE AND FEDERAL BUDGETS, UNIVERSITY-BASED RESEARCH PROPOSALS, LEGISLATIVE BILLS AND REGULATIONS AFFECTING CORNELL STUDENTS, FACULTY AND STAFF. CORNELL IS A PAYING MEMBER OF SEVERAL STATE AND FEDERAL ASSOCIATIONS THAT DO DIRECT LOBBYING AND PUBLIC ADVOCACY ON BEHALF OF PUBLIC AND PRIVATE NOT-FOR-PROFIT HIGHER EDUCATION, RESEARCH, COLLEGE ATHLETICS, AND UNIVERSITY OPERATIONS INCLUDING STUDENT HEALTH INSURANCE, ENERGY, AND FINANCIAL PLANNING.
SCHEDULE C, PART II-B, LINE 1D CORNELL ADMINISTRATORS AND FACULTY SENT OCCASIONAL LETTERS AND ELECTRONIC MAIL TO THE NEW YORK CONGRESSIONAL DELEGATION AND TO STATE LEGISLATORS IN ALBANY. EXPENSES WERE MINIMAL.
SCHEDULE C, PART II-B, LINE 1G CORNELL UNIVERSITY STAFF LOBBIED LEGISLATORS,LEGISLATIVE STAFF AND GOVERNMENT OFFICIALS IN WASHINGTON, ALBANY, NEW YORK CITY, AND TOMPKINS COUNTY DURING THE FISCAL YEAR ENDING JUNE 30, 2020. TOPICS INCLUDED: STUDENT HEALTH INSURANCE, CONTRACTING PROCESSES, AGRICULTURE TESTING AND RESEARCH PROGRAMS, ENVIRONMENTAL PROTECTION PROGRAMS, ALTERNATIVE ENERGY PRODUCTION AND SERVICES, COVID-19 RELIEF FUNDING, HIGHER EDUCATION INSTRUCTION, FUNDING FOR OPERATIONS AND FACILITIES, INCLUDING STUDENT FINANCIAL AID PROGRAMS, STUDENT LOAN AND LOAN FORGIVENESS PROGRAMS, TITLE IX AND SEXUAL HARASSMENT POLICIES, ECONOMIC DEVELOPMENT PROGRAMS, IMMIGRATION, INTERNATIONAL EDUCATION, RESEARCH SECURITY AND INTEGRITY, GRADUATE MEDICAL EDUCATION, CAMPUS SAFETY INICIATIVES, PATENT REFORM, SCIENCE AND TECHNOLOGY INITIATIVES, HEALTH CARE, AND AGENCY RE-AUTHORIZATIONS.
Schedule C (Form 990 or 990EZ) 2019


Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet Attach to Form 990.
SchDMd Bullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate value of contributions to (during year)    
3 Aggregate value of grants from (during year)    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ...................... 2a  
b Total acreage restricted by conservation easements .................... 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............
6
Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenue included on Form 990, Part VIII, line 1 .........................SchDMd Bullet $ 173,523
(ii)
Assets included in Form 990, Part X ...............................SchDMd Bullet $ 100,833,147
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:
a
Revenue included on Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2019

Schedule D (Form 990) 2019
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b If "Yes," explain the arrangement in Part XIII and complete the following table: Amount
c Beginning balance ............................. 1c  
d Additions during the year ............................ 1d  
e Distributions during the year .......................... 1e  
f Ending balance ................................ 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....
Part V
Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.
(a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years back
1a Beginning of year balance .... 6,783,134,979 6,702,170,986 6,335,520,329 5,584,197,786 5,883,517,457
b Contributions ... 201,134,263 119,794,469 142,594,770 387,247,101 184,454,650
c Net investment earnings, gains, and losses 111,917,735 343,343,472 639,735,017 683,220,281 -181,287,034
d Grants or scholarships ... 56,918,850 56,152,080 56,780,770 58,471,312 55,359,166
e Other expenditures for facilities
and programs ... 		312,135,584 281,692,233 316,655,728 216,531,449 204,449,446
f Administrative expenses .... 48,605,605 44,329,635 42,242,632 44,142,078 42,678,675
g End of year balance ...... 6,678,526,938 6,783,134,979 6,702,170,986 6,335,520,329 5,584,197,786
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet20.000 %
b
Permanent endowment SchDMd Bullet75.000 %
c
Term endowment SchDMd Bullet5.000 %
The percentages on lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) Unrelated organizations .................
3a(i)
Yes
 
(ii) Related organizations .................
3a(ii)
Yes
 
b
If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
Yes
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis
(investment) 		(b) Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .....   100,830,086 100,830,086
b Buildings ....   5,459,536,399 2,495,158,156 2,964,378,243
c Leasehold improvements   782,182,378 475,229,101 306,953,277
d Equipment ....   990,925,862 708,543,852 282,382,010
e Other .....   954,652,138 451,578,010 503,074,128
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..SchDMdBullet 4,157,617,744
Schedule D (Form 990) 2019

Schedule D (Form 990) 2019
Page 3
Part VII
Investments—Other Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1) Financial derivatives.........    
(2) Closely-held equity interests........ 21,282,343 F
(3) Other
(A) DOMESTIC EQUITIES		 239,869,169 F

(B) FOREIGN EQUITIES		 813,675,245 F

(C) HEDGED EQUITIES		 2,056,526 F

(D) PRIVATE EQUITIES		 1,803,889,545 F

(E) FIXED INCOME ASSET BACKED SEC		 15,459,902 F

(F) FIXED INCOME CORPORATE BONDS		 99,209,057 F

(G) FIXED INCOME EQUITY PSHIPS		 608,089,788 F

(H) FIXED INCOME & MARKETABLE SEC.		 2,699,069,633 F
(I)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 6,302,601,208
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(1)RIGHT OF USE ASSETS-OP LEASES 464,620,338
(2)RIGHT OF USE ASSETS-FIN LEASES 114,035,782
(3)FUNDS HELD IN TRUST BY OTHERS 194,566,995
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet 773,223,115
Part X
Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
(1) Federal income taxes 0
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 1,680,881,234
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII
Schedule D (Form 990) 2019

Schedule D (Form 990) 2019
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 4,340,930,983
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments .... 2a  
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d 299,383,755
e Add lines 2a through 2d ..................... 2e 299,383,755
3 Subtract line 2e from line 1.................. 3 4,041,547,228
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b 1,085,146,088
c Add lines 4a and 4b.................... 4c 1,085,146,088
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 5,126,693,316
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 4,516,558,126
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities ......... 2a  
b Prior year adjustments ............ 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d 70,261,726
e Add lines 2a through 2d.................... 2e 70,261,726
3 Subtract line 2e from line 1................... 3 4,446,296,400
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b 732,608,982
c Add lines 4a and 4b..................... 4c 732,608,982
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 5,178,905,382
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
SCHEDULE D, PART III, LINE 4 ART COLLECTION: THE HERBERT F. JOHNSON MUSEUM OF ART IS PARTICULARLY NOTED FOR ITS COLLECTION IN THE AREA OF ASIAN ART, 19TH AND 20TH CENTURY AMERICAN ART AND THE GRAPHIC ARTS. THE COLLECTION IS USED FOR TEACHING, RESEARCH, AND PUBLIC OUTREACH. THE MUSEUM'S CALENDAR OF EVENTS IS AVAILABLE ON ITS WEB SITE AND PROVIDES INFORMATION TO ENCOURAGE USE OF THE COLLECTION BY THE PUBLIC.
SCHEDULE D, PART V, LINE 4 ENDOWMENT FUNDS: THE UNIVERSITY'S ENDOWMENT CONSISTS PRIMARILY OF PERMANENT ENDOWMENT AND BOARD DESIGNATED ENDOWMENT (I.E., FUNDS FUNCTIONING AS ENDOWMENT). THE INCOME FROM THE ENDOWMENT PROVIDES CRITICAL SUPPORT FOR ENDOWED FACULTY CHAIRS, STUDENT FINANCIAL AID, AND SUPPORT FOR VARIOUS INSTITUTIONAL PROGRAMS FOR TEACHING, RESEARCH, AND PUBLIC OUTREACH.
SCHEDULE D, PART X, LINE 2 FIN 48(ASC 740) FOOTNOTE THE UNIVERSITY IS A NOT-FOR-PROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS GENERALLY EXEMPT FROM INCOME TAXES ON RELATED INCOME PURSUANT TO THE APPROPRIATE SECTIONS OF THE INTERNAL REVENUE CODE. IN ACCORDANCE WITH THE ACCOUNTING STANDARDS, THE UNIVERSITY EVALUATES ITS INCOME TAX POSITION EACH FISCAL YEAR TO DETERMINE WHETHER IT IS MORE LIKELY THAN NOT TO BE SUSTAINED IF EXAMINED BY THE APPLICABLE TAXING AUTHORITY. THIS REVIEW HAD NO MATERIAL IMPACT ON THE UNIVERSITY'S CONSOLIDATED FINANCIAL STATEMENTS.
SCHEDULE D, PART XI, LINE 2D DECONSOLIDATION OF SUBSIDIARIES $ 75,202,788 INVESTMENT RETURN, DISTRIBUTED $ 224,180,967 -------------- TOTAL $ 299,383,755 Schedule D, Part XI, Line 4B Reclass of financial aid $ 434,414,169 State Appropriations $ 38,513,453 Restricted Gifts $ 192,253,938 Program Services $ 419,964,526 -------------- TOTAL $ 1,085,146,088
SCHEDULE D, PART XII, LINE 2D DECONSOLIDATION OF SUBSIDIARIES $ 70,261,726 ------------ TOTAL $ 70,261,726
SCHEDULE D, PART XII, LINE 4B RECLASS OF FINANCIAL AID $ 434,414,169 PROGRAM SERVICES $ 277,904,296 INTEREST EXPENSE $ 20,290,517 -------------- TOTAL $ 732,608,982
Schedule D (Form 990) 2019


Additional Data


Software ID:  
Software Version:  




SCHEDULE E(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Schools

Right pointing arrow large image Complete if the organization answered "Yes" on Form 990,
Part IV, line 13, or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
Right pointing arrow large image Go to www.irs.gov/Form990EZ for the latest information.
OMB No. 1545-0047 2019Open to Public Inspection
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? . . . . . . . . . . . . . . . . . . .
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. . . . . . . . . . . . . . . . . . . . . . . . .
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? . . . . . . . . .
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . .
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? . . . . . . . . . . . .
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5a
 
No
b
Admissions policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5b
 
No
c
Employment of faculty or administrative staff? . . . . . . . . . . . . . . . . . . . . . . . . .
5c
 
No
d
Scholarships or other financial assistance? . . . . . . . . . . . . . . . . . . . . . . . . . .
5d
 
No
e
Educational policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5e
 
No
f
Use of facilities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5f
 
No
g
Athletic programs? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5g
 
No
h
Other extracurricular activities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? . . . . . . . . . .
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? . . . . . . . . . . . . . . . .
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II. . . . . . . . .
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990 or Form 990-EZ.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) (2019)
Schedule E (Form 990 or 990EZ) (2019)
Page 2
Part II
Supplemental Information. Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also provide
any other additional information. See instructions.
Return Reference Explanation
SCHEDULE E, PART I, LINE 3 THE UNIVERSITY, ORGANIZED IN THE 1860'S, INCLUDED IN ITS CHARTER A COMMITMENT TO NON-DISCRIMINATION BASED ON RELIGION. FROM ITS EARLIEST HISTORY, THE UNIVERSITY ADMITTED A DIVERSE STUDENT BODY IN TERMS OF RACE, GENDER, AND RELIGION. THE STATISTICS ABOUT THE COMPOSITION OF FACULTY, STAFF, AND STUDENTS, AS WELL AS THE UNIVERSITY'S ONGOING EFFORTS TO INCREASE DIVERSITY, REFLECT THE STRONG COMMITMENT TO NON-DISCRIMINATION.
SCHEDULE E, PART I, LINE 6A CORNELL RECEIVES ASSISTANCE FROM BOTH THE FEDERAL GOVERNMENT AND NEW YORK STATE. THE FEDERAL GOVERNMENT PROVIDES SUPPORT FOR LOANS, STUDENT EMPLOYMENT, AND GRANTS. THE MAJOR LOAN PROGRAMS ARE W.D. FORD SUBSIDIZED AND UNSUBSIDIZED LOANS, PERKINS LOANS, AND DIRECT PLUS LOANS. EMPLOYMENT INCLUDES FUNDS FOR FEDERAL WORK-STUDY. THE MAJOR GRANTS ARE PELL GRANTS AND SUPPLEMENTAL EDUCATIONAL OPPORTUNITY ASSISTANCE PROGRAM (TAP).
Schedule E (Form 990 or 990-EZ) (2019)
Additional Data


Software ID:  
Software Version:  
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990.Right pointing arrow large image Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in the region (d) Activities conducted in region (by type) (such as, fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in the region		 (f) Total expenditures
for and investments
in the region
Central America and the Caribbean   12 Program Services Education & Research 406,154
East Asia and the Pacific 1 34 Program Services Education & Research 3,323,223
Europe (Including Iceland and Greenland) 11 89 Program Services Education & Research 8,148,984
Middle East and North Africa   7 Program Services Education & Research 408,779
North America   29 Program Services Education & Research 1,691,420
Russia and the Newly Independent States   3 Program Services Education & Research 131,876
South America   22 Program Services Education & Research 825,684
South Asia 1 16 Program Services Education & Research 1,485,857
Sub-Saharan Africa 1 7 Program Services Education & Research 2,012,185
East Asia and the Pacific     Program Services Research Sub-Contracts 446,921
Europe (Including Iceland and Greenland)     Program Services Research Sub-Contracts 3,359,907
Middle East and North Africa     Program Services Research Sub-Contracts 582,663
North America     Program Services Research Sub-Contracts 5,189,006
Russia and the Newly Independent States     Program Services Research Sub-Contracts 37,500
South America     Program Services Research Sub-Contracts 1,874,390
South Asia     Program Services Research Sub-Contracts 2,587,278
Sub-Saharan Africa     Program Services Research Sub-Contracts 3,938,574
Central America and the Caribbean     Investments   1,290,380,823
Europe (Including Iceland and Greenland)     Investments   227,272,466
North America     Investments   52,146,307
Sub-Saharan Africa     Investments   18,578,454
Central America and the Caribbean     Program Services Medical Rsrch & Svcs 1,229,457
East Asia and the Pacific     Program Services Medical Rsrch & Svcs 80,123
Europe (Including Iceland and Greenland)     Program Services Medical Rsrch & Svcs 1,470,791
Middle East and North Africa 1 420 Program Services Medical Rsrch & Svcs 123,763,480
North America     Program Services Medical Rsrch & Svcs 556,107
South America     Program Services Medical Rsrch & Svcs 78,473
South Asia     Program Services Medical Rsrch & Svcs 37,971
Sub-Saharan Africa     Program Services Medical Rsrch & Svcs 424,511
Europe (Including Iceland and Greenland)     Program Services Fundraising 386,678
Central America and the Caribbean     Grantmaking   271,560
East Asia and the Pacific     Grantmaking   383,154
Europe (Including Iceland and Greenland)     Grantmaking   2,544,685
North America     Grantmaking   5,439
South America     Grantmaking   239,936
South Asia     Grantmaking   124,056
Sub-Saharan Africa     Grantmaking   26,080
3a Sub-total .... 14 219 36,450,401
b Total from continuation sheets to Part I ... 1 420 1,720,000,551
c Totals (add lines 3a and 3b) 15 639 1,756,450,952
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2019
Schedule F (Form 990) 2019
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of noncash
assistance 		(h) Description
of noncash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
Russia/Independent States   37,500 EFT     FMV
East Asia and the Pacific   274,424 EFT     FMV
South America   496,802 EFT     FMV
South America   1,264,905 EFT     FMV
Middle East and North Africa   173,500 EFT     FMV
South Asia   577,957 EFT     FMV
Middle East and North Africa   72,890 EFT     FMV
Europe   1,652,290 EFT     FMV
East Asia and the Pacific   88,383 EFT     FMV
East Asia and the Pacific   64,683 EFT     FMV
Europe   111,837 EFT     FMV
Sub-Saharan Africa   398,237 EFT     FMV
Sub-Saharan Africa   61,390 EFT     FMV
North America   5,175,834 EFT     FMV
South Asia   204,647 EFT     FMV
Sub-Saharan Africa   250,474 EFT     FMV
Europe   313,982 EFT     FMV
Sub-Saharan Africa   757,013 EFT     FMV
Sub-Saharan Africa   637,744 EFT     FMV
Sub-Saharan Africa   82,201 EFT     FMV
Sub-Saharan Africa   855,760 EFT     FMV
Sub-Saharan Africa   30,882 EFT     FMV
Europe   231,807 EFT     FMV
Sub-Saharan Africa   457,351 EFT     FMV
South America   58,278 EFT     FMV
Sub-Saharan Africa   38,496 EFT     FMV
Middle East and North Africa   336,273 EFT     FMV
South America   54,404 EFT     FMV
Sub-Saharan Africa   263,030 EFT     FMV
Europe   27,761 EFT     FMV
South Asia   706,359 EFT     FMV
South Asia   383,203 EFT     FMV
North America   13,172 EFT     FMV
Europe   42,236 EFT     FMV
Sub-Saharan Africa   54,769 EFT     FMV
South Asia   474,404 EFT     FMV
Europe   577,651 EFT     FMV
Europe   60,607 EFT     FMV
Europe   130,083 EFT     FMV
Europe   50,222 EFT     FMV
Europe   128,015 EFT     FMV
Sub-Saharan Africa   11,262 EFT     FMV
South Asia   240,708 EFT     FMV
Sub-Saharan Africa   39,965 EFT     FMV
Europe   33,416 EFT     FMV
East Asia and the Pacific   19,431 EFT     FMV
Europe (Including Iceland and Greenland)   21,094 EFT     FMV
Europe (Including Iceland and Greenland)   5,598 EFT     FMV
Middle East and North Africa   52,401 EFT     FMV
East Asia and the Pacific   80,123 EFT     FMV
Europe (Including Iceland and Greenland)   65,015 EFT     FMV
Europe (Including Iceland and Greenland)   41,979 EFT     FMV
Middle East and North Africa   10,575 EFT     FMV
Europe (Including Iceland and Greenland)   14,066 EFT     FMV
Sub-Saharan Africa   17,190 EFT     FMV
North America   101,702 EFT     FMV
Sub-Saharan Africa   15,134 EFT     FMV
Sub-Saharan Africa   269,932 EFT     FMV
Europe (Including Iceland and Greenland)   26,623 EFT     FMV
Europe (Including Iceland and Greenland)   142,954 EFT     FMV
Europe (Including Iceland and Greenland)   13,993 EFT     FMV
North America   68,432 EFT     FMV
South Asia   37,971 EFT     FMV
Sub-Saharan Africa   37,935 EFT     FMV
Europe (Including Iceland and Greenland)   329,861 EFT     FMV
North America   202,401 EFT     FMV
South America   78,473 EFT     FMV
Europe (Including Iceland and Greenland)   67,463 EFT     FMV
Sub-Saharan Africa   40,000 EFT     FMV
Sub-Saharan Africa   40,000 EFT     FMV
Europe (Including Iceland and Greenland)   41,875 EFT     FMV
North America   18,205 EFT     FMV
North America   50,875 EFT     FMV
Europe (Including Iceland and Greenland)   43,139 EFT     FMV
Central America and the Caribbean   1,229,457 EFT     FMV
Europe (Including Iceland and Greenland)   93,546 EFT     FMV
Europe (Including Iceland and Greenland)   559,329 EFT     FMV
North America   114,492 EFT     FMV
Middle East and North Africa   123,696,904 EFT     FMV
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......MediumBullet
82
3 Enter total number of other organizations or entities .......................MediumBullet
 
Schedule F (Form 990) 2019
Schedule F (Form 990) 2019Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
noncash
assistance 		(g) Description
of noncash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
Student Travel Grant/Fellowshp Central America and the Caribbean 1 3,000 CHECK/ACH   NONE FMV
Student Travel Grant/Fellowshp East Asia and the Pacific 2 2,100 CHECK/ACH   NONE FMV
Student Travel Grant/Fellowshp Europe (Including Iceland and Greenland) 6 6,090 CHECK/ACH   NONE FMV
Student Travel Grant/Fellowshp South America 4 5,750 CHECK/ACH   NONE FMV
Student Travel Grant/Fellowshp South Asia 4 92,212 CHECK/ACH   NONE FMV
Student Travel Grant/Fellowshp Sub-Saharan Africa 6 26,080 CHECK/ACH   NONE FMV
Student Financial Aid Central America and the Caribbean 15 268,560 CHECK/ACH   NONE FMV
Student Financial Aid East Asia and the Pacific 28 381,054 CHECK/ACH   NONE FMV
Student Financial Aid Europe (Including Iceland and Greenland) 119 2,538,595 CHECK/ACH   NONE FMV
Student Financial Aid North America 2 5,439 CHECK/ACH   NONE FMV
Student Financial Aid South America 10 234,186 CHECK/ACH   NONE FMV
Student Financial Aid South Asia 1 31,844 CHECK/ACH   NONE FMV
               
               
               
               
               
               
Schedule F (Form 990) 2019
Schedule F (Form 990) 2019
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Schedule F (Form 990) 2019
Schedule F (Form 990) 2019
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.
ReturnReference Explanation
SCHEDULE F, PART I, INVESTMENTS THE INVESTMENTS DISCLOSURES IN SCHEDULE F, PART I, INDICATE WHERE EXTERNAL INVESTMENT FUNDS ARE INCORPORATED OR OTHERWISE DOMICILED. ACTUAL UNDERLYING INVESTMENTS ARE TYPICALLY MADE IN OTHER REGIONS OF THE WORLD. SCHEDULE F, PART I, LINE 2 THE UNIVERSITY REVIEWS ALL INVOICES AND OTHER REQUIRED DOCUMENTATION FOR ACCURACY, APPROPRIATENESS OF THE EXPENDITURES IN COMPLIANCE WITH THE AWARD DOCUMENTS AND TIMELINESS OF SUBMISSION. SCHEDULE F, PART I, LINE 3 COLUMN F THE AUDITED FINANCIAL STATEMENTS ARE PREPARED UNDER THE ACCRUAL METHOD. ACCORDINGLY, THE REVENUE AND EXPENSES REPORTED IN THE FORM 990 AND ITS SUPPORTING SCHEDULES, INCLUDING THE FOREIGN EXPENDITURES REPORTED ON SCHEDULE F, PART I, LINE 2, COLUMN F, ARE REPORTED UNDER THE ACCRUAL METHOD.
SCHEDULE F, PART III THE AMOUNTS REPORTED ON SCHEDULE F, PART III ARE ALL TRAVEL GRANTS AND SCHOLARSHIP, FELLOWSHIP, AND GRANT FUNDING PROVIDED TO STUDENTS FOR FURTHERING THEIR EDUCATION OUTSIDE OF THE U.S., WHETHER IT BE TOWARD A DEGREE OR FOR STUDENT RESEARCH AND EDUCATIONAL STUDIES.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2019
Additional Data


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SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" on Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ.
right arrowGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Part I
Fundraising Activities.Complete if the organization answered "Yes" on Form 990, Part IV, line 17.
Form 990-EZ filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the 10 highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.


(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
JFM GROUP LLC
629 FIFTH AVENUE SUITE 106
 
PELHAM, NY10803 		CABARET EVENT MGMT   No 3,905,929 234,389 3,671,540
COMMUNITY COUNSELLING SERVICE
527 MADISON AVE
 
NEW YORK, NY10022 		FUNDRAISING COUNSELING   No   417,031 -417,031
JOHN BROWN LIMITED INC
4916 CRESTWOOD DREIVE
 
WACO, TX76710 		CONSULTING   No   157,049 -157,049
BRIAN CHAPMAN
285 W 110TH ST 4C
 
NEW YORK, NY10026 		CONSULTING   No   97,681 -97,681
GRENZENBACH GLIER AND ASSOCIATES
200 S MICHIGAN AV SUITE 2100
 
CHICAGO, IL60604 		SURVEYS   No   51,750 -51,750
STORY MYTHOS
SHANE MEEKER POBOX 176
 
SOUTH LEBANON, OH45065 		CONSULTING   No   34,500 -34,500
MARTS LUNDY
160 CHUBB AVE SUITE 303
 
LYNDHURST, NJ07071 		CONSULTING   No   20,618 -20,618
BRODEUR PARTNERS
535 BOYLSTON ST FLOOR 10
 
BOSTON, MA02116 		CONSULTING   No   15,603 -15,603
PRASAD CONSULTING AND RESEARCH LLC
20 SUTTON PLACE SOUTH
 
NEW YORK, NY100224165 		CONSULTING   No   8,800 -8,800
             
Total . . . . . . . . . . . . . . . . . . . . right arrow 3,905,929 1,037,421 2,868,508
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
AL, AK, AR, CA, CO, CT, DC, FL, GA, HI, IL, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WA, WV, WI
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2019
Schedule G (Form 990 or 990-EZ) 2019
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.









VerticalRevenue
(a) Event #1

CABARET NIGHT
(event type) 		(b) Event #2

GREENBURGEVENT
(event type) 		(c) Other events

4
(total number) 		(d) Total events
(add col. (a) through col. (c))

1
Gross receipts . . . . .
3,905,929
107,000
209,910
4,222,839

2
Less: Contributions . . . .
3,594,129
87,300
171,785
3,853,214
3 Gross income (line 1 minus
line 2) . . . . . .
311,800
19,700
38,125
369,625



VerticalDirectExpenses
4 Cash prizes . . . . .        
5 Noncash prizes . . . .        
6 Rent/facility costs . . . . 173,619 110,000 126,132 409,751
7 Food and beverages . . . 294,279   22,874 317,153
8 Entertainment . . . . 1,269,869   1,500 1,271,369
9 Other direct expenses . . . 782,026 1,286 321,895 1,105,207
10 Direct expense summary. Add lines 4 through 9 in column (d) . . . . . . . . . . right arrow 3,103,480
11 Net income summary. Subtract line 10 from line 3, column (d). . . . . . . . . . right arrow -2,733,855
Part III
Gaming. Complete if the organization answered "Yes" on Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue
(a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (add col.(a) through col.(c))

1
Gross revenue . . . . .
 
 
 
 
VerticalDirectExpenses

2
Cash prizes . . . . .
 
 
 
 

3
Noncash prizes . . . .
 
 
 
 

4
Rent/facility costs . . . .
 
 
 
 

5
Other direct expenses . . .
 
 
 
 


6

Volunteer labor . . . .
%
%
%


7
Direct expense summary. Add lines 2 through 5 in column (d) . . . . . . . . . . right arrow
 

8
Net gaming income summary. Subtract line 7 from line 1, column (d). . . . . . . . . right arrow
 

9
Enter the state(s) in which the organization conducts gaming activities:
a
Is the organization licensed to conduct gaming activities in each of these states? . . . . . . . .
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? . . .
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2019
Schedule G (Form 990 or 990-EZ) 2019
Page 3
11
Does the organization conduct gaming activities with nonmembers? . . . . . . . . . . .
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? . . . . . . . . . . . . . . . . .
13
Indicate the percentage of gaming activity conducted in:
a
The organization's facility . . . . . . . . . . . . . . . . . .
13a
%
b
An outside facility . . . . . . . . . . . . . . . . . . . .
13b
%
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? . . . . . . . . . . . . . . . . . . . . . . . .
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? . . . . . . . . . . . . . . . . . . .
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v); and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also provide any additional information. See instructions.
Return Reference Explanation
SCHEDULE G, PART I, LINE 2B A WRITTEN CONTRACT WAS MADE WITH JFM GROUP LLC TO MANAGE THE CABARET, A SIGNATURE ANNUAL FUNDRAISING EVENT FOR WEILL CORNELL MEDICAL COLLEGE. BENEFITS SUPPORT ONGOING COSTS, INPATIENT CARE, RESEARCH, AND EDUCATION.
Schedule G (Form 990 or 990-EZ) 2019
Additional Data


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Software Version:  

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Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990.
lBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
Name of the organization
Cornell University
 
Employer identification number
15-0532082
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient
that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC section
(if applicable)		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
noncash assistance		 (h) Purpose of grant
or assistance
(1) JACKSON LAB
610 MAIN STREET
BAR HARBOR,ME046091526 		01-0211513 501(c)(3) 802,109   FMV    
(2) Bowdoin College
85 Union St
Brunswick,ME040112418 		01-0215213 501(C)(3) 23,686   FMV    
(3) University of Maine System
96 Falmouth St - PO Box 9300
Portland,ME041049300 		01-6000769 501(C)(3) 125,966   FMV    
(4) Trustees of Dartmouth College
11 Rope Ferry Rd 6210
Hanover,NH037551404 		02-0222111 501(C)(3) 144,689   FMV    
(5) University System of New Hampshire Inc
11 Garrison Ave Rm 106
Durham,NH038242328 		02-6000937 501(c)(3) 78,011   FMV    
(6) University of Vermont & State Ag College
63 Carrigan Dr
Burlington,VT054051737 		03-0179440 501(c)(3) 187,175   FMV    
(7) Smith College
Smith College
Northampton,MA010630001 		04-1843040 501(C)(3) 26,458   FMV    
(8) Trustees of Boston College
140 Commonwealth Ave
Chestnut Hill,MA024673800 		04-2103545 501(C)(3) 36,835   FMV    
(9) Trustees of Boston University
881 Commonwealth Ave Fl 4
Boston,MA022151390 		04-2103547 501(C)(3) 537,751   FMV    
(10) President and Fellows of Harvard College
1033 Massachusetts Avenue 3rd fl
Cambridge,MA021385366 		04-2103580 501(c)(3) 588,905   FMV    
(11) Massachusetts Institute of Technology
77 MASSACHUSETTS AVE
CAMBRIDGE,MA021394307 		04-2103594 501(c)(3) 1,404,513   FMV    
(12) Trustees of Tufts College
136 Harrison Ave
Boston,MA021111817 		04-2103634 501(C)(3) 114,548   FMV    
(13) BETH ISRAEL DEACONESS MEDICAL CTR
330 Brookline Ave
Boston,MA022155400 		04-2103881 501(c)(3) 1,579,635   FMV    
(14) JOSLIN DIABETES CENTER INC
ONE JOSLINE PLACE
BOSTON,MA022155306 		04-2203836 501(c)(3) 229,696   FMV    
(15) DANA FARBER CANCER INSTITUTE
450 BROOKLINE AVENUE
BOSTON,MA022155418 		04-2263040 501(c)(3) 614,442   FMV    
(16) BRIGHAM & WOMENS HOSPITAL INC
PO BOX 3887
BOSTON,MA022413887 		04-2312909 501(c)(3) 948,085   FMV    
(17) EIC Laboratories Inc
111 Downey St
Norwood,MA020622612 		04-2497074 N/A 28,191   FMV    
(18) The General Hospital Corporation
399 Revolution Drive No 645
Somerville,MA021451574 		04-2697983 501(C)(3) 395,281   FMV    
(19) BOSTON CHILDRENS HOSPITAL
PO BOX 414413
BOSTON,MA022414413 		04-2774441 501(c)(3) 37,529   FMV    
(20) UNIVERSITY OF MASSACHUSETTS
55 LAKE AVE NORTH
WORCESTER,MA016550002 		04-3167352 MA 1,220,080   FMV    
(21) PARTNERS HEALTHCARE SYSTEM
PO BOX 3715
BOSTON,MA022413715 		04-3230035 501(c)(3) 81,023   FMV    
(22) BOSTON MEDICAL CENTER
660 HARRISON AVENUE
BOSTON,MA021182304 		04-3314093 501(c)(3) 226,102   FMV    
(23) BROWN UNIVERSITY
69 BROWN STREET
PROVIDENCE,RI029129091 		05-0258809 501(c)(3) 506,688   FMV    
(24) YALE UNIVERSITY
2 WHITNEY AVENUE 6TH FLOOR
NEW HAVEN,CT065101220 		06-0646973 501(c)(3) 586,046   FMV    
(25) UNIVERSITY OF CONNECTICUT
233 GLENBROOK ROAD
STORRS,CT062699003 		06-0772160 CT 63,010   FMV    
(26) Connecticut Agricultural Experiment Sta
Box 1106
New Haven,CT065041106 		06-6032987 CT 1,155,067   FMV    
(27) Cold Spring Harbor Laboratory
1 Bungtown Rd PO Box 100
Cold Spring Harbor,NY11724 		11-2013303 501(c)(3) 453,228   FMV    
(28) Resources for Children with Special Need
116 E 16th St Fl 5
New York,NY10003 		11-2594790 501(C)(3) 11,838   FMV    
(29) NARROWS INSTITUTE FOR BIOMEDICAL
800 POLY PLACE MAINE CODE 151
BROOKLYN,NY11209 		11-3059470 501(c)(3) 60,423   FMV    
(30) Cornell Coop Ext Suffolk Cty
423 Griffing Ave Ste 100
Riverhead,NY119013071 		11-6081424 501(C)(3) 14,045   FMV    
(31) United Hospital Fund
1411 Broadway 12th Fl
New York,NY10018 		13-1562656 501(c)(3) 15,000   FMV    
(32) New York Society Relief of the Ruptured
535 EAST 70TH STREET
NEW YORK,NY10021 		13-1624135 501(c)(3) 732,120   FMV    
(33) ROCKEFELLER UNIVERSITY
1230 YORK AVENUE
NEW YORK,NY10021 		13-1624158 501(c)(3) 1,146,727   FMV    
(34) SLOAN KETTERING INSTITUTE FOR CANCER RSRCH
PO BOX 27084
NEW YORK,NY10087 		13-1624182 501(c)(3) 46,076   FMV    
(35) THE YOUNG MEN'S AND YOUNG WOMEN'S HEBREW
1395 Lexington Avenue
New York,NY10128 		13-1624229 501(c)(3) 20,000   FMV    
(36) Barnard College
3009 Broadway
New York,NY10027 		13-1628149 501(C)(3) 10,500   FMV    
(37) NEW YORK ACADEMY OF MEDICINE
1216 5TH AVENUE
NEW YORK,NY10029 		13-1656674 501(c)(3) 38,839   FMV    
(38) Boyce Thompson Inst for Plant Rsh Inc
533 Tower Rd
ITHACA,NY148531801 		13-1739923 501(c)(3) 1,285,810   FMV    
(39) Fordham University
150 W 62nd St
New York,NY10023 		13-1740451 501(C)(3) 46,072   FMV    
(40) New York Academy of Sciences
7 World Trade Ctr 250 Greenwich St
New York,NY10007 		13-1773640 501(c)(3) 15,000   FMV    
(41) MEMORIAL SLOAN KETTERING CANCER CENTER
1275 YORK AVE
NEW YORK,NY10021 		13-1924236 501(c)(3) 4,804,899   FMV    
(42) Research Foundation of City Univ of NY
230 W 41st St 7th Fl
New York,NY10036 		13-1988190 501(C)(3) 445,921   FMV    
(43) Council on the Environment Inc
51 Chambers St Ste 1231
New York,NY10007 		13-2765465 501(c)(3) 29,883   FMV    
(44) Intrepid Museum Foundation Inc
One Intrepid Sq
New York,NY10036 		13-3062419 501(c)(3) 9,000   FMV    
(45) INSTITUTE FOR URBAN FAMILY HEALTH
2006 MADISON AVENUE
NEW YORK,NY10035 		13-3273402 501(c)(3) 31,139   FMV    
(46) American Austrian Foundation
150 E 42nd St Fl 32
New York,NY10017 		13-3275103 501(c)(3) 15,000   FMV    
(47) BURKE NEUROLOGICAL INSTITUTE
785 MAMARONECK AVENUE
WHITE PLAINS,NY10605 		13-3434924 501(c)(3) 375,362   FMV    
(48) WINIFRED MASTERSON BURKE
785 MAMARONECK AVENUE
WHITE PLAINS,NY10605 		13-3434928 501(c)(3) 15,449   FMV    
(49) NEW YORK PRESBYTERIAN HOSP
525 EAST 68TH STREET
NEW YORK,NY10021 		13-3957095 501(c)(3) 64,647   FMV    
(50) NEW YORK UNIVERSITY
PO BOX 5166
NEW YORK,NY10087 		13-5562308 501(c)(3) 320,491   FMV    
(51) COLUMBIA UNIVERSITY
P O BOX 29789
NEW YORK,NY10087 		13-5598093 501(c)(3) 1,337,065   FMV    
(52) Leukemia and Lymphoma Society Inc
3 International Dr Ste 200
Rye Brook,NY10573 		13-5644916 501(c)(3) 15,000   FMV    
(53) Harvey Society Inc
1275 York Ave
New York,NY10021 		13-6165708 501(c)(3) 6,000   FMV    
(54) ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI
ONE GUSTAVE L LEVY PLACE
NEW YORK,NY10029 		13-6171197 501(c)(3) 1,039,104   FMV    
(55) City of New York
111 Columbia St
New York,NY10002 		13-6400434 NY 180,160   FMV    
(56) Trustees of Union College
807 Union St
Schenectady,NY12308 		14-1338580 501(c)(3) 28,948   FMV    
(57) Rensselaer Polytechnic Institute
110 8th St
TROY,NY121803590 		14-1340095 501(c)(3) 277,761   FMV    
(58) The Research Foundation of SUNY
505 Irving Ave
Syracuse,NY13210 		14-1368361 501(c)(3) 1,287,384   FMV    
(59) HEALTH RESEARCH INC ROSEWELL
PO BOX 2833
BUFFALO,NY14240 		14-1402155 501(c)(3) 539,883   FMV    
(60) RESEARCH FOUNDATION FOR MENTAL HYGIENE INC
150 BROADWAY
MENANDS,NY12204 		14-1410842 501(c)(3) 675,814   FMV    
(61) Rensselaer County Chapter NYSARC Inc
79 102nd St
TROY,NY12180 		14-1485873 501(C)(3) 65,785   FMV    
(62) City School District of Albany
1 Academy Park Albany
Albany,NY12207 		14-1537912 501(C)(3) 6,440   FMV    
(63) Gildas Club New York City Inc
195 West Houston St
New York,NY10014 		14-4046652 501(c)(3) 15,000   FMV    
(64) Schenectady City School District
108 Educatlon Dr
Schenectady,NY12303 		14-6004188 GOVERNMENT 269,459   FMV    
(65) Cornell Coop Ext Assoc Albany County
PO Box 497 24 Martin Rd
Voorheesville,NY12186 		14-6036881 501(C)(3) 16,772   FMV    
(66) Cornell Coop Ext of Orange Cty
18 Seward AveSuite 300
Middletown,NY10940 		14-6036889 501(C)(3) 28,562   FMV    
(67) Cty Ext Service Assoc in State NY Ulster Co
10 Westbrook Lane
Kingston,NY124012928 		14-6036893 501(C)(3) 21,940   FMV    
(68) Cornell Coop Extension Franklin Cty
355 West Main St Suite 150
Malone,NY129531870 		14-6037203 501(C)(3) 22,924   FMV    
(69) Colgate University
13 Oak Dr
Hamilton,NY13346 		15-0532078 501(c)(3) 57,720   FMV    
(70) Syracuse University
9721 University Ave Ste 116
Syracuse,NY13244 		15-0532081 501(C)(3) 204,263   FMV    
(71) Ithaca College
953 Danby Rd
Ithaca,NY14850 		15-0532204 501(C)(3) 294,516   FMV    
(72) Clarkson University
8 Clarkson Ave - PO Box 5546
Potsdam,NY136995546 		15-0543659 501(C)(3) 21,925   FMV    
(73) Paleontological Research Institution
1259 Trumansburg Rd
Ithaca,NY14850 		15-0554849 501(c)(3) 107,220   FMV    
(74) Syracuse City School District
171 Spaulding Ave
Syracuse,NY13205 		15-6010157 501(C)(3) 441,416   FMV    
(75) Rochester Institute of Technology
2052 Lomb Memorial Dr Rm 1839
Rochester,NY146235604 		16-0743140 501(C)(3) 163,644   FMV    
(76) University of Rochester
360 Meliora Hall
Rochester,NY146270268 		16-0743209 501(C)(3) 307,642   FMV    
(77) Alfred University
1 Saxon Dr
Alfred,NY14802 		16-0743900 501(C)(3) 6,657   FMV    
(78) LIFESPAN OF GREATER ROCHESTER INC
1900 S CLINTON AVENUE
ROCHESTER,NY14618 		16-0986298 501(c)(3) 5,678   FMV    
(79) Innovative Dynamics
2560 N Triphammer Rd
ITHACA,NY14850 		16-1407666 N/A 239,652   FMV    
(80) Niagara Falls City School District
630 66th St
Niagara Falls,NY14304 		16-6001929 501(C)(3) 28,998   FMV    
(81) NYS Cooperative Ext Assoc of Broome Cty
840 Upper Front St
Binghamton,NY139051500 		16-6072872 501(C)(3) 73,629   FMV    
(82) Cooperative Ext Assoc in the State New York
34570 State Hwy 10 Ste 2 PO Box 184
hamden,NY137820184 		16-6072878 501(C)(3) 6,136   FMV    
(83) Cornell Coop Ext of Erie Cty
21 South Grove St Ste 320
East Aurora,NY140522398 		16-6072879 501(C)(3) 32,394   FMV    
(84) Cornell Coop Ext of Jefferson Cty
203 N Hamilton Street
Watertown,NY136012597 		16-6072882 501(C)(3) 23,716   FMV    
(85) Cornell Coop Extension of Monroe County
249 Highland Ave
Rochester,NY146203036 		16-6072886 501(C)(3) 19,026   FMV    
(86) Cornell Coop Ext Tompkins Cty
615 Willow Avenue
Ithaca,NY148503555 		16-6072897 501(C)(3) 97,949   FMV    
(87) Cornell Coop Extension Ontario Cty
480 North Main Street
Canandaigua,NY14424 		16-6098242 501(C)(3) 19,317   FMV    
(88) FLORIDA INSTITUTE FOR HUMAN & MACHI
40 SOUTH ALCANIZ STREET
PENSACOLA,FL32502 		20-0760849 501(c)(3) 319,276   FMV    
(89) NEW YORK STEM CELL FOUNDATION
1995 BROADWAY
NEW YORK,NY10023 		20-2905531 501(c)(3) 110,000   FMV    
(90) HEBREW HOME AT RIVERDALE
5901 PALISADE AVENUE
RIVERDALE,NY10471 		20-4352212 501(c)(3) 148,481   FMV    
(91) The Trustees of Princeton University
701 CARNEGIE CENTER
PRINCETON,NJ085406242 		21-0634501 501(c)(3) 985,419   FMV    
(92) HACKENSACK UNIV MEDICAL CENTER
40 PROSPECT AVENUE
HACKENSACK,NJ076011915 		22-1487576 501(c)(3) 278,539   FMV    
(93) Wildwood Programs Inc
2995 Curry Road Extension
Schenectady,NY12303 		22-2132752 501(c)(3) 8,336   FMV    
(94) RUTGERS ALUMNI ASSOCIATION
33 KNIGHTSBRIDGE ROAD 2ND FLOOR EAS
PISCATAWAY,NJ088543987 		22-2322725 501(c)(3) 2,939,413   FMV    
(95) Sciencenter Discovery Museum
601 First St
Ithaca,NY14850 		22-2470652 501(c)(3) 32,895   FMV    
(96) Parent Network of New York Inc
1000 Main St
Buffalo,NY14202 		22-2717094 501(c)(3) 55,444   FMV    
(97) SOCIETY FOR VASCULAR SURGERY
38678 EAGLE WAY
CHICAGO,IL606781386 		22-2990719 501(c)(6) 124,723   FMV    
(98) The University of Rhode Island
70 Lower College Rd 3rd Fl
Kingston,RI028811967 		22-3011455 RI 24,444   FMV    
(99) Project Sunshine
211 E 43rd St Ste 401
New York,NY10017 		22-3607512 501(c)(3) 10,000   FMV    
(100) Rutgers The State University of NJ
94 Rockafeller Rd Ste 107
Piscataway,NJ088548075 		22-6001086 501(c)(3) 425,122   FMV    
(101) Trustees of the Univ of Pennsylvania
3451 WALNUT STREET
PHILADELPHIA,PA19104 		23-1352685 501(c)(3) 729,501   FMV    
(102) Center for Science in the Public Interest
1220 L St NW Ste 300
Washington,DC20005 		23-7122879 501(C)(3) 95,154   FMV    
(103) FRED HUTCHINSON
1100 FAIRVIEW AVENUE N J6-330
SEATTLE,WA98109 		23-7156071 501(c)(3) 236,204   FMV    
(104) Centro Internacional de Agr Tropical Inc
CIAT-MIAMI 7343 NW 79th
Ter Medley,FL33166 		23-7187762 501(C)(3) 384,765   FMV    
(105) J DAVID GLADSTONE INSTITUTES
1650 OWENS STREET
SAN FRANCISCO,CA94158 		23-7203666 501(c)(3) 259,181   FMV    
(106) JHPIEGO CORPORATION
12529 COLLECTION CENTER DRIVE
CHICAGO,IL60693 		23-7424444 501(c)(3) 136,913   FMV    
(107) Bucknell University
Marts Hall
Lewisburg,PA17837 		24-0772407 501(C)(3) 10,080   FMV    
(108) The Pennsylvania State University
One Old Main
University Park,PA16802 		24-6000376 GOVERNMENT 674,640   FMV    
(109) UNIVERSITY OF PITTSBURGH
PO BOX 643092
PITTSBURGH,PA15264 		25-0965591 501(c)(3) 938,114   FMV    
(110) Carnegie Mellon University
5000 Forbes Ave SDS PH 208
Pittsburgh,PA15213 		25-0969449 501(C)(3) 566,071   FMV    
(111) Allegheny Singer Research Institute
PO Box 951765
Cleveland,OH44193 		25-1320493 501(C)(3) 41,884   FMV    
(112) Camp Compass Inc
1221 Sumner Ave
Allentown,PA18104 		25-1857959 501(c)(3) 29,395   FMV    
(113) Korean American Medical Association
6200 Savoy Dr Ste 650
Houston,TX77036 		27-1636210 501(c)(3) 50,000   FMV    
(114) WRIGHT STATE UNIVERSITY
3640 COLONEL GLENN HIGHWAY
DAYTON,OH45435 		31-0732831 501(c)(3) 18,760   FMV    
(115) Donald Danforth Plant Science Ctr
975 N Warson Rd
Saint Louis,MO63132 		31-1584621 501(c)(3) 250,934   FMV    
(116) OHIO STATE UNIVERSITY
1960 KENNY ROAD
COLUMBUS,OH432101286 		31-6025986 OH 547,846   FMV    
(117) RSRCH INSTITUE AT NATIONWIDE CHILDRENS HOSP
700 CHILDRENS DRIVE
COLUMBUS,OH43205 		31-6056230 501(c)(3) 11,768   FMV    
(118) Ohio State Univ Research Foundation
Accounting Dept 4th Fl 1960 Kenny
Columbus,OH432101063 		31-6401599 501(C)(3) 59,586   FMV    
(119) Miami University
212 Pearson Hall - 700 E High St
Oxford,OH45056 		31-6402089 501(C)(3) 36,195   FMV    
(120) Prophet World Beat Productions
2100 Park Blvd
San Diego,CA92101 		33-0188490 501(c)(3) 39,664   FMV    
(121) SCRIPPS RESEARCH INSTITUTE
10550 NORTH TORREY PINES RD
LA JOLLA,CA92037 		33-0435954 501(c)(3) 912,539   FMV    
(122) CLEVELAND CLINIC FOUNDATION
9500 EUCLID AVENUE
CLEVELAND,OH44195 		34-0714585 501(c)(3) 12,525   FMV    
(123) CLEVELAND STATE UNIVERSITY
2121 EUCLID AVENUE
CLEVELAND,OH44115 		34-0966056 OH 40,004   FMV    
(124) UNIVERSITY OF NOTRE DAME
115 MAIN BUILDING
NOTRE DAME,IN46556 		35-0868188 501(c)(3) 60,945   FMV    
(125) Indiana University
PO Box 66057
Indianapolis,IN46266 		35-6001673 IN 240,474   FMV    
(126) PURDUE UNIVERSITY
1281 WIN HENTSCHEL BLVD SUITE 1100
WEST LAFAYATTE,IN47906 		35-6002041 501(c)(3) 678,176   FMV    
(127) Loyola University of Chicago
820 N Michigan Ave 7th Fl
Chicago,IL60611 		36-1408475 501(C)(3) 12,500   FMV    
(128) NORTHWESTERN UNIVERSITY
633 CLARK STREET
EVANSTON,IL60208 		36-2167817 501(c)(3) 796,958   FMV    
(129) ANN & ROBERT H LURIE
225 EAST CHICAGO AVENUE
CHICAGO,IL60611 		36-2170833 501(c)(3) 5,780   FMV    
(130) UNIVERSITY OF CHICAGO
5837 S MARYLAND AVENUE
CHICAGO,IL60637 		36-2177139 501(c)(3) 1,940,047   FMV    
(131) Bradley University
1501 W Bradley Ave
Peoria,IL616250119 		37-0661494 501(c)(3) 17,189   FMV    
(132) UNIVERSITY OF ILLINOIS
28395 NETWORK PLACE
CHICAGO,IL60673 		37-6000511 501(c)(3) 630,283   FMV    
(133) UNIVERSITY OF ILLINOIS FOUNDATION
620 E JOHN STREET
CHAMPAIGN,IL61820 		37-6006007 501(c)(3) 27,552   FMV    
(134) Board of Trustees of Michigan State Univ
446 W Circle Dr Rm 160
East Lansing,MI488243754 		38-6005984 501(C)(3) 441,864   FMV    
(135) REGENTS OF THE UNIVERSITY OF MICHIGAN
G395 WOLVERINE TOWER LOW RISE
ANN ARBOR,MI481091279 		38-6006309 501(c)(3) 1,298,399   FMV    
(136) University of Wisconsin System
1220 Linden Dr
Madison,WI53706 		39-1805963 501(C)(3) 177,650   FMV    
(137) Board of Regents Univ Wisconsin Sys
1975 Willow Dr
Madison,WI53706 		39-6006492 501(C)(3) 311,943   FMV    
(138) Comunidades Latinas Unidas En Servicio Inc
797 E 7th St
Saint Paul,MN551065014 		41-1386986 501(C)(3) 16,079   FMV    
(139) Regents of the University of Minnesota
NW 5960 PO Box 1450
Minneapolis,MN554851450 		41-6007513 MN 1,255,562   FMV    
(140) MAYO CLINIC
PO BOX 860334
MINNEAPOLIS,MN55486 		41-6011702 501(c)(3) 97,951   FMV    
(141) Iowa State Univ of Science & Technology
2221 Wanda Daley Dr Admin Serv Bldg
Ames,IA500111004 		42-6004224 IA 509,531   FMV    
(142) State University of Iowa
129 E Washington St 814JB
Iowa City,IA52242 		42-6004813 501(C)(3) 127,425   FMV    
(143) WASHINGTON UNIVERSITY
700 ROSEDALE AVE
ST LOUIS,MO63112 		43-0653611 501(c)(3) 206,813   FMV    
(144) SAINT LOUIS UNIVERSITY
3545 LINDELL BOULEVARD
ST LOUIS,MO63103 		43-0654872 501(c)(3) 27,256   FMV    
(145) The Curators of the Univ of Missouri
PO Box 807012
Kansas City,MO641807012 		43-6003859 MO 23,523   FMV    
(146) Missouri State University
901 S National
Springfield,MO65897 		44-6000308 501(C)(3) 8,781   FMV    
(147) BANNER HEALTH
2901 N CENTRAL AVE STE 160
PHOENIX,AZ85012 		45-0233470 501(c)(3) 26,860   FMV    
(148) Metro Atlanta Urban Farm
3271 Main St
College Park,GA30337 		45-2500753 501(c)(3) 25,875   FMV    
(149) LANET COMMUNITY HEALTH RESOURCE NET
1649 FRANKLIN ST
SANTA MONICA,CA90404 		45-4682159 501(c)(3) 126,808   FMV    
(150) North Dakota State University
PO Box 6050
Fargo,ND581086050 		45-6002439 ND 116,910   FMV    
(151) VITAME TECHNOLOGIES INCORPORATED
526 CAMPUS ROAD 409 WEILL HALL
ITHACA,NY14853 		46-1345315 N/A 10,833   FMV    
(152) State of South Dakota
Box 2201 SAD 133 SDSU
Brookings,SD57007 		46-6000364 SD 60,973   FMV    
(153) Doane College
1014 Boswell Ave
Crete,NE683332426 		47-0377991 501(c)(3) 20,830   FMV    
(154) Albert Einstein College of Medicine Inc
1300 Morris Park Ave Belfer 1105
Bronx,NY10461 		47-2209056 501(c)(3) 1,733,123   FMV    
(155) Bdng Next Generation of Academic Physicians
9 Legendary Cir
Port Chester,NY10573 		47-3330126 501(c)(3) 15,000   FMV    
(156) GBH INSIGHTS
211 EAST 43RD STREET
NEW YORK,NY10017 		47-5628685 N/A 81,000   FMV    
(157) Kansas State University
Anderson Hall Room 10
Manhattan,KS665060108 		48-0771751 KS 542,700   FMV    
(158) University of Delaware
700 Pilottown Rd
Lewes,DE19958 		51-6000297 501(C)(3) 10,989   FMV    
(159) JOHNS HOPKINS UNIVERSITY
12529 COLLECTIONS CENTER DRIVE
CHICAGO,IL60893 		52-0595110 501(c)(3) 1,855,962   FMV    
(160) FRIENDS RESEARCH INSTITUTE
1040 PARK AVENUE
BALTIMORE,MD21201 		52-0701445 501(c)(3) 15,203   FMV    
(161) Intnl Food Policy Research Institute
1201 Eye St NW
Washington,DC20005 		52-1041632 501(c)(3) 608,449   FMV    
(162) WHITMAN WALKER CLINIC INC
1342 FLORIDA AVENUE NW
WASHINGTON,DC20009 		52-1122122 501(c)(3) 159,710   FMV    
(163) Research America
241 18th St Ste 501
Arlington,TX22202 		52-1609875 501(c)(3) 8,600   FMV    
(164) CHILDRENS RESEARCH INSTITUTE
801 ROEDER ROAD
SILVER SPRING,MD20910 		52-1654453 501(c)(3) 500,192   FMV    
(165) AIDS UNITED
1101 14TH STREET
WASHINGTON,DC20005 		52-1706646 501(c)(3) 33,431   FMV    
(166) Intl Service Acq of AgrBiotech Applications
105 Leland LabCornell University
Ithaca,NY14853 		52-1740743 501(c)(3) 16,602   FMV    
(167) ATLANTIC HEALTH SYSTEM
PO BOX 48328
NEWARK,NJ071018528 		52-1958352 501(c)(3) 38,677   FMV    
(168) VAN ANDEL RESEARCH INSTITUTE
333 BOSTWICK AVENUE NE
GRAND RAPIDS,MI49503 		52-2000823 501(c)(3) 79,500   FMV    
(169) Concepts Inc
4800 Hampden Ln Ste 200
Bethesda,MD208142934 		52-2029941 S-Corp 320,825   FMV    
(170) UNIVERSITY OF MARYLAND
7809 REGENTS DRIVE
COLLEGE PARK,MD20742 		52-6002033 MD 222,531   FMV    
(171) The Catholic University of America
650 Michigan Ave NE Leahy 260
Washington,DC20064 		53-0196583 501(c)(3) 21,902   FMV    
(172) GEORGE WASHINGTON UNIVERSITY
PO BOX 829896
PHILADELPHIA,PA19182 		53-0196584 501(c)(3) 576,334   FMV    
(173) HOWARD UNIVERSITY
525 BRYANT STREET NW
WASHINGTON,DC20059 		53-0204707 501(c)(3) 65,881   FMV    
(174) Smithsonian Institution
MRC 1203 PO Box 37012
Washington,DC200137012 		53-0206027 501(C)(3) 55,463   FMV    
(175) American Fisheries Society
425 Barlow Pl Ste 110
Bethesda,MD208142199 		54-0683803 501(c)(3) 10,001   FMV    
(176) VIRGINIA COMMONWEALTH UNIV
BOX 8430339
RICHMOND,VA23284 		54-0757884 501(c)(3) 30,490   FMV    
(177) Virginia Pumpkin Growers Association
497 Farmers Market Dr
Hillsville,VA243435106 		54-1908543 501(C)(3) 9,440   FMV    
(178) UMASS AMHERST
181 PRESIDENTS DRIVE
AMHERST,MA010039313 		54-2084125 501(c)(3) 150,476   FMV    
(179) UNIVERSITY OF VIRGINIA
PO BOX 400195
CHARLOTTESVILLE,VA22904 		54-6001796 501(c)(3) 510,100   FMV    
(180) Virginia Polytech Inst&State Univ
300 Turner St Ste 4200
Blacksburg,VA24061 		54-6001805 501(C)(3) 93,892   FMV    
(181) West Virginia Univ Research Corp
One Waterfront Pl 4th Fl PO Box 600
Morgantown,WV26506 		55-0665758 501(C)(3) 51,653   FMV    
(182) National Aquaculture Association
PO Box 12759
Tallahassee,FL323172759 		55-0696828 501(c)(5) 39,307   FMV    
(183) State of West Virginia
1900 Kanawha Blvd E Ste 157KS Bldg
Charleston,WV253050771 		55-6000842 WV 17,533   FMV    
(184) THE CHARLOTTE-MECKLENBURG HOSPITAL
PO BOX 601979
CHARLOTTE,NC28260 		56-0529945 501(c)(3) 273,079   FMV    
(185) DUKE UNIVERSITY
PAYMENT PROCESSING CENTER
CHARLOTTE,NC28260 		56-0532129 501(c)(3) 1,105,226   FMV    
(186) INSTITUTE FOR MEDICAL RESEARCH
508 FULTON STREET
DURHAM,NC27705 		56-1655431 501(c)(3) 6,621   FMV    
(187) North Carolina State University
PO Box 7613
Raleigh,NC27695 		56-6000756 NC 160,452   FMV    
(188) UNIVERSITY OF NC AT CHAPEL HILL
PO Box 402420
Atlanta,GA303842420 		56-6001393 501(c)(3) 878,861   FMV    
(189) UNIVERSITY OF SC SCHOOL OF MED ED TRUST
1244 BLOSSOM STREET
COLUMBIA,SC29208 		57-0705675 501(c)(3) 6,106   FMV    
(190) Clemson University
108 Silas N Pearman Blvd
Clemson,SC29634 		57-6000254 501(C)(3) 743,724   FMV    
(191) University of South Carolina
1600 Hampton St Rm 612
Columbia,SC29208 		57-6001153 501(C)(3) 32,526   FMV    
(192) EMORY UNIVERSITY
1599 CLIFTON ROAD
ATLANTA,GA30322 		58-0566256 501(c)(3) 550,417   FMV    
(193) GEORGIA TECH RESEARCH CORP
505 TENTH STREET N W
ATLANTA,GA303320420 		58-0603146 501(c)(3) 453,576   FMV    
(194) Clark Atlanta University
223 James P Brawley Dr SW
Atlanta,GA303144391 		58-1825259 501(c)(3) 173,033   FMV    
(195) GEORGIA STATE UNIVERSITY
PO BOX 3999
ATLANTA,GA30302 		58-6002050 GA 43,738   FMV    
(196) UNIVERSITY OF MIAMI
PO BOX 025551
MIAMI,FL33102 		59-0624458 501(c)(3) 891,057   FMV    
(197) Florida Agriculture & Mechanical Univ
201 Fotte-Hilyer Administration Ctr
Tallahassee,FL323073200 		59-0977035 FL 10,319   FMV    
(198) FLORIDA STATE UNIVERSITY
874 TRADITIONS WAY
TALLAHASSEE,FL32306 		59-1961248 501(c)(3) 331,699   FMV    
(199) HLEE MOFFITT CANCER CTR & RSRCH INSTITUTE
PO BOX 742801
ATLANTA,GA30374 		59-2451713 501(c)(3) 237,947   FMV    
(200) University of South Florida
4202 Fowler Avenue Adm 147
Tampa,FL33620 		59-6001874 501(C)(3) 423,532   FMV    
(201) UNIVERSITY OF FLORIDA
33 TIGERT HALL
GAINESVILLE,FL32611 		59-6002052 501(c)(3) 695,384   FMV    
(202) Florida Institute of Technology Inc
150 W University Blvd
Melbourne,FL32901 		59-6046500 501(c)(3) 12,505   FMV    
(203) Oregon State University
1089 Cordley Hall
Corvallis,OR97331 		61-1730890 OR 46,326   FMV    
(204) VANDERBILT UNIVERSITY MEDICAL
3319 WEST END AVE
NASHVILLE,TN37203 		62-0476822 501(c)(3) 229,759   FMV    
(205) University of Tennessee
206 Henson Hall
Knoxville,TN379963332 		62-6001636 501(C)(3) 57,074   FMV    
(206) The University of Alabama in Huntsville
301 Sparkman Dr
Huntsville,AL35899 		63-0520830 AL 63,469   FMV    
(207) Auburn University
208 M White Smith Hall 381 Mell St
Auburn University,AL368495110 		63-6000724 501(C)(3) 37,956   FMV    
(208) UNIVERSITY OF ALABAMA
1720 2nd AVENUE SOUTH
BIRMINGHAM,AL35294 		63-6005396 501(c)(3) 656,206   FMV    
(209) Mississippi State University
PO Box 5328
Mississippi State,MS39762 		64-6000819 501(C)(3) 24,085   FMV    
(210) FLORIDA INTERNATIONAL UNIVER
11200 SW 8TH STREET CSC319
MIAMI,FL33199 		65-0177616 501(c)(3) 22,227   FMV    
(211) RECINTO DE CIENCIAS MEDICAS
po box 365067
SAN JUAN,PR009365067 		66-0433762 GOVERNMENT 60,463   FMV    
(212) University of Puerto Rico
PO Box 9000
Mayaguez,PR006819000 		66-0560806 GOVERNMENT 30,670   FMV    
(213) 1199SEIU Bill Michelson Home Care Edu Fund
330 W 42nd St FL 28
New York,NY10036 		71-1028611 501(C)(3) 12,623   FMV    
(214) US Dept of Agriculture
PO Box 979099
Saint Louis,MO631799000 		72-0564834 GOVERNMENT 792,089   FMV    
(215) University of New Orleans
2000 Lakeshore Dr
New Orleans,LA70148 		72-0702000 LA 23,141   FMV    
(216) LOUISIANA PUBLIC HEALTH INSTITUTE
1515 POYDRAS STREET
NEW ORLEANS,LA70112 		72-1379921 501(c)(3) 23,316   FMV    
(217) Louisiana State UniversityandA&M College
302 Life Sciences Bldg
Baton Rouge,LA70803 		72-6000848 501(C)(3) 36,437   FMV    
(218) Rice University
PO Box 1892
Houston,TX77251 		74-1109620 501(C)(3) 266,671   FMV    
(219) Houston Methodist Hospital
6565 Fannin St
Houston,TX77030 		74-1180155 501(c)(3) 10,000   FMV    
(220) BAYLOR COLLEGE OF MEDICINE
ONE BAYLOR PLAZA
HOUSTON,TX77030 		74-1613878 501(c)(3) 355,552   FMV    
(221) TEXAS A&M ENGINEERING EXPERIMENT ST
400 HARVEY MITCHELL PARKWAY SOUTH
COLLEGE STATION,TX77843 		74-1974733 TX 126,607   FMV    
(222) NATIONAL JEWISH HEALTH
1400 JACKSON STREET
DENVER,CO80206 		74-2044647 501(c)(3) 193,009   FMV    
(223) UNIVERSITY OF TEXAS AUSTIN
1470 WILLIAM D FITCH PKWY
COLLEGE STATION,TX77845 		74-6000089 TX 47,926   FMV    
(224) The University of Texas at Austin
PO Box 7159
Austin,TX787137159 		74-6000203 TX 103,633   FMV    
(225) Texas A & M University
400 Harvey Mitchell Pkwy S Ste 300
College Station,TX778454375 		74-6000531 TX 220,762   FMV    
(226) TEXAS A & M AGRILIFE RESEARCH
2147 TAMU
COLLEGE STATION,TX77843 		74-6000541 TX 220,587   FMV    
(227) UNIVERSITY OF TEXAS AT EL PASO
500 W UNIVERSITY AVENUE
EL PASO,TX79902 		74-6000813 TX 168,354   FMV    
(228) THE UNIVERSITY OF TEXAS
PO BOX 4390
HOUSTON,TX772104390 		74-6001118 501(c)(3) 85,933   FMV    
(229) Texas Tech University
Box 41105
Lubbock,TX794091105 		75-6002622 501(C)(3) 5,829   FMV    
(230) THE UNIVERSITY OF TEXAS SOUTHWESTER
5323 HARRY HINES BLVD
DALLAS,TX785909020 		75-6002868 TX 289,157   FMV    
(231) NEW YORK GENOME CENTER INC
PO BOX 9551
NEW YORK,NY10087 		80-0631734 501(c)(3) 337,262   FMV    
(232) Sathguru Inc
88 Broad St Fl 5
Boston,MA021103403 		80-0664005 N/A 1,949,309   FMV    
(233) Montana State University
119 Plant BioSciences Bldg
Bozeman,MT59717 		81-6010045 501(C)(3) 17,364   FMV    
(234) Regents of the University of Idaho
29603 U of I Ln
Parma,ID83660 		82-6000945 501(C)(3) 225,401   FMV    
(235) Colorado State University
1678 Campus Delivery
Fort Collins,CO805231678 		84-6000545 CO 288,651   FMV    
(236) UNIVERSITY OF COLORADO
PO BOX 910238
DENVER,CO80291 		84-6000555 501(c)(3) 996,894   FMV    
(237) University of New Mexico
1312 Basehart Rd Se STE 100
Albuquerque,NM871064365 		85-6000642 501(C)(3) 144,623   FMV    
(238) Arizona State University
PO Box 871504
Tempe,AZ852871504 		86-0196696 AZ 190,522   FMV    
(239) UNIVERSITY OF ARIZONA
PO BOX 28820
TUCSON,AZ85726 		86-6050388 501(c)(3) 47,264   FMV    
(240) LUSINE GASPARYAN
499 FOREST STREET
WALTHAM,MA024525724 		86-7802833 N/A 344,080   FMV    
(241) Brigham Young University
DNA Sequencing Center
Provo,UT84602 		87-0217280 501(C)(3) 54,438   FMV    
(242) METHODIST HOSPITAL
PO BOX 4805
HOUSTON,TX77210 		87-0721923 501(c)(3) 184,347   FMV    
(243) UNIVERSITY OF UTAH
201 SOUTH 1460 EAST
SALT LAKE CITY,UT84112 		87-6000525 UT 212,295   FMV    
(244) Utah State University
2315 Old Main Hill
Logan,UT84322 		87-6000528 501(c)(3) 82,169   FMV    
(245) The Evergreen State College
2700 Evergreen Pkwy
Olympia,WA98505 		91-0826533 501(C)(3) 46,768   FMV    
(246) Institute for Systems Biology
401 Terry Ave N
Seattle,WA981095263 		91-2003593 501(c)(3) 157,073   FMV    
(247) Washington State University
24106 N Bunn Rd
Prosser,WA993508694 		91-6001108 WA 405,989   FMV    
(248) UNIVERSITY OF WASHINGTON
4333 BROOKLYN AVE NE
SEATTLE,WA981959472 		91-6001537 WA 717,248   FMV    
(249) University of Alaska
PO Box 755040
Fairbanks,AK997755040 		92-6000147 501(C)(3) 31,541   FMV    
(250) OREGON HEALTH & SCIENCE UNIVERSITY
MAIL CODE L106 OPAM
PORTLAND,OR972393098 		93-1176109 501(c)(3) 413,269   FMV    
(251) STANFORD UNIVERSITY
PO BOX 44253
SAN FRANCISCO,CA94144 		94-1156365 501(c)(3) 2,265,307   FMV    
(252) The Regents of the Univ of California
1111 Franklin St
Oakland,CA94607 		94-3067788 501(C)(3) 151,951   FMV    
(253) NORTHERN CALIFORNIA INSTITUTE
4150 CLEMENT STREET 151 NC
SAN FRANCISCO,CA94121 		94-3084159 501(c)(3) 194,609   FMV    
(254) University of California SAN FRANCISCO
PO BOX 0812
SAN FRANCISCO,CA941430622 		94-6036493 501(c)(3) 1,139,419   FMV    
(255) Regents Of the University of California
PO Box 989062
West Sacramento,CA957989062 		94-6036494 501(C)(3) 2,398,551   FMV    
(256) UNIVERSITY OF SOUTHERN CALIFORNIA
3500 S FIGUEROA STREET
LOS ANGELES,CA90089 		95-1642394 501(c)(3) 249,915   FMV    
(257) California Institute of Technology
1200 E California Blvd M/C 114-96
Pasadena,CA91125 		95-1643307 501(C)(3) 186,231   FMV    
(258) CEDARS SINAI MEDICAL CENTER
6500 WILSHIRE BLVD
LOS ANGELES,CA90048 		95-1644600 501(c)(3) 47,342   FMV    
(259) UNIVERSITY OF CALIFONIA LOS ANGELES
BOX 951432 1125 MURPHY HALL
LOS ANGELES,CA90095 		95-2250801 501(c)(3) 20,411   FMV    
(260) AMERICAN UROGYNECOLOGIC SOCIETY
1100 WAYNE AVENUE
SILVER SPRING,MD20910 		95-3388558 501(c)(3) 169,864   FMV    
(261) Regents Univ of California Los Angeles
Box 951432
Los Angeles,CA900951432 		95-6006143 501(C)(3) 514,340   FMV    
(262) UNIVERSITY OF CALIFORNIA SANTA BARBARA
1101 STUDENT AFFAIRS
SANTA BARBARA,CA93106 		95-6006145 501(c)(3) 1,345,975   FMV    
(263) University of Hawaii
2500 Campus Rd
Honolulu,HI96822 		99-6000354 501(C)(3) 51,810   FMV    
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
254
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
9
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2019

Schedule I (Form 990) 2019
Page 2
Part III
Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Number of
recipients		 (c) Amount of
cash grant		 (d) Amount of
noncash assistance		 (e) Method of valuation (book,
FMV, appraisal, other)		 (f) Description of noncash assistance
(1) FINANCIAL AID - UNDERGRADUATE 7253 277,076,598   FMV NONE
(2) FINANCIAL AID - GRADUATE 6038 137,145,050   FMV NONE
(3) MEDICAL SCHOOL - UNDERGRADUATE 237 19,119,589   FMV NONE
(4) MEDICAL SCHOOL - GRADUATE 494 39,087,750   FMV NONE
(4)
(5)
(6)
(7)
Part IV
Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.
Return Reference Explanation
SCHEDULE I, PART I, LINE 2 THE UNIVERSITY REPORTS ALL GRANT RECIPIENTS, INCLUDING SUB-GRANTEES, OF WHICH IT IS AWARE. THIS INCLUDES SUB-RECIPIENT AWARDS, PRIMARILY FOR RESEARCH, TO GOVERRNMENT AGENCIES, ORGANIZATIONS EXEMPT UNDER 501(C)(3) AND FOR-PROFIT ENTITIES FOR WHICH NO AUTHORITY FOR EXEMPTION IS PROVIDED.
Schedule I (Form 990) 2019



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Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990.
SchJMediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .........
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a? ..
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? .............
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ....................
5a
 
No
b
Any related organization? .......................
5b
 
No
If "Yes," on line 5a or 5b, describe in Part III.
6
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ..................
6a
 
No
b
Any related organization? ......................
6b
 
No
If "Yes," on line 6a or 6b, describe in Part III.
7
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................
8
 
No
9
If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2019

Schedule J (Form 990) 2019
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation in column (B) reported as deferred on prior Form 990
(i) Base
compensation 		(ii) Bonus & incentive
compensation 		(iii) Other reportable compensation
1ZEV ROSENWARKS MD
PROFESSOR TENURE CLINICAL 		(i)

(ii)		 328,736
-------------
0 		1,210,004
-------------
0 		7,266,337
-------------
0 		35,355
-------------
0 		24,274
-------------
0 		8,864,706
-------------
0 		0
-------------
0
2HEY-JOO KANG MD
ASSOCIATE PROFESSOR 		(i)

(ii)		 63,694
-------------
0 		0
-------------
0 		5,976,039
-------------
0 		24,855
-------------
0 		37,406
-------------
0 		6,101,994
-------------
0 		0
-------------
0
3RONY ELIAS MD
ASSISTANT PROFESSOR - CLINICAL 		(i)

(ii)		 54,470
-------------
0 		0
-------------
0 		4,483,860
-------------
0 		24,855
-------------
0 		36,994
-------------
0 		4,600,179
-------------
0 		0
-------------
0
4STEVEN SPANDORFER MD
ASSOCIATE PROFESSOR - CLINICAL 		(i)

(ii)		 77,725
-------------
0 		1,500
-------------
0 		4,155,107
-------------
0 		35,355
-------------
0 		34,755
-------------
0 		4,304,442
-------------
0 		0
-------------
0
5LEONARD GIRARDI MD
PROFESSOR & CHAIR 		(i)

(ii)		 430,789
-------------
0 		0
-------------
0 		3,762,785
-------------
0 		54,355
-------------
0 		12,929
-------------
0 		4,260,858
-------------
0 		0
-------------
0
6ANTONIO M GOTTO MD
FORMER PROVOST & DEAN EMERITUS 		(i)

(ii)		 0
-------------
0 		0
-------------
0 		2,794,016
-------------
0 		0
-------------
0 		0
-------------
0 		2,794,016
-------------
0 		0
-------------
0
7AUGUSTINE MK CHOI MD
PROVOST FOR MEDL AFFRS & DEAN 		(i)

(ii)		 916,339
-------------
0 		333,415
-------------
0 		1,235,881
-------------
0 		35,355
-------------
0 		12,085
-------------
0 		2,533,075
-------------
0 		0
-------------
0
8ROBERT J MIN MD
CHIEF EXECUTIVE OFFICER 		(i)

(ii)		 349,093
-------------
0 		312,468
-------------
0 		1,571,015
-------------
0 		35,355
-------------
0 		14,155
-------------
0 		2,282,086
-------------
0 		0
-------------
0
9KENNETH M MIRANDA
CHIEF INVESTMENT OFFICER 		(i)

(ii)		 795,400
-------------
0 		725,376
-------------
0 		158,381
-------------
0 		47,000
-------------
0 		2,150
-------------
0 		1,728,307
-------------
0 		0
-------------
0
10MARTHA E POLLACK
PRESIDENT 		(i)

(ii)		 1,228,956
-------------
0 		0
-------------
0 		130,310
-------------
0 		47,000
-------------
0 		16,315
-------------
0 		1,422,581
-------------
0 		0
-------------
0
11STEPHEN COHEN
EXEC. VICE PROV. FOR ADM & FIN 		(i)

(ii)		 1,233,154
-------------
0 		101,900
-------------
0 		4,420
-------------
0 		35,355
-------------
0 		30,450
-------------
0 		1,405,279
-------------
0 		0
-------------
0
12MICHAEL I KOTLIKOFF
PROVOST 		(i)

(ii)		 720,885
-------------
0 		0
-------------
0 		31,142
-------------
0 		83,400
-------------
0 		21,474
-------------
0 		856,901
-------------
0 		0
-------------
0
13JOANNE M DESTEFANO
CFO & EVP 		(i)

(ii)		 709,451
-------------
0 		0
-------------
0 		50,775
-------------
0 		60,505
-------------
0 		10,881
-------------
0 		831,612
-------------
0 		0
-------------
0
14MADELYN F WESSEL
UNIV. COUNSEL & SECRETARY 		(i)

(ii)		 555,321
-------------
0 		0
-------------
0 		35,610
-------------
0 		47,000
-------------
0 		17,004
-------------
0 		654,935
-------------
0 		0
-------------
0
15HARRY KATZ
FORMER OFFICER/CURRENT PROF 		(i)

(ii)		 280,334
-------------
0 		27,000
-------------
0 		64,616
-------------
0 		41,505
-------------
0 		24,632
-------------
0 		438,087
-------------
0 		0
-------------
0
16MELISSA A HINES
TRUSTEE & PROFESSOR 		(i)

(ii)		 166,491
-------------
0 		0
-------------
0 		38,316
-------------
0 		20,823
-------------
0 		5,765
-------------
0 		231,395
-------------
0 		0
-------------
0
17BRUCE V LEWENSTEIN
TRUSTEE & PROFESSOR 		(i)

(ii)		 169,178
-------------
0 		0
-------------
0 		0
-------------
0 		23,441
-------------
0 		26,332
-------------
0 		218,951
-------------
0 		0
-------------
0
18HUNTER R RAWLINGS III
FORMER PRESIDENT 		(i)

(ii)		 146,328
-------------
0 		0
-------------
0 		0
-------------
0 		15,000
-------------
0 		15,943
-------------
0 		177,271
-------------
0 		0
-------------
0
Schedule J (Form 990) 2019

Schedule J (Form 990) 2019
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.
Return Reference Explanation
SCHEDULE J, PART I, LINE 1A AND 2 THE POSITIONS OF PRESIDENT OF THE CORNELL UNIVERSITY AND THE DEAN OF MEDICINE AT WEILL MEDICAL COLLEGE RECEIVE THE BENEFITS STATED IN SCHEDULE J, PART I, LINE 1A. AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY, BOTH THE PRESIDENT OF THE UNIVERSITY AND THE INDIVIDUAL SERVING AS DEAN AND PROVOST OF MEDICINE ARE REQUIRED TO LIVE IN UNIVERSITY-PROVIDED HOUSING. EXPENSES FOR USE OF THEIR RESPECTIVE HOMES FOR THE UNIVERSITY'S BUSINESS PURPOSES ARE PAID OR REIMBURSED BY THE UNIVERSITY. TAXABLE HOUSING BENEFITS ARE SHOWN IN SCHEDULE J FOR ZEV ROSENWAKS AND KEN MIRANDA. POTENTIALLY TAXABLE BENEFITS, SUCH AS USE OF AN AUTOMOBILE, PROVIDING A CORNELL EMPLOYEE AS A DRIVER, CLUB AND ASSOCIATION MEMBERSHIPS USED FOR BUSINESS PURPOSES, DISCRETIONARY SPENDING ACCOUNTS, PERSONAL SERVICES, AND PAYMENT OF PROFESSIONAL ADVISORS HAVE BEEN INCLUDED WHERE RELEVANT IN SCHEDULE J, PART II. WHERE BENEFITS ARE TAXABLE, SUCH AMOUNTS ARE INCLUDED AS TAXABLE WAGES ON THE EMPLOYEES RESPECTIVE FORMS W-2. PAYMENT OR REIMBURSEMENT OF THE EXPENSES DESCRIBED IN LINE 1A ARE COVERED BY THE UNIVERSITY'S TRAVEL POLICIES OR SPECIFIC EMPLOYMENT CONTRACTS AND INCLUDES THE UNIVERSITY'S IMPLEMENTATION OF AN ACCOUNTABLE PLAN. THERE IS OCCASIONALLY UNIT DISCRETION. EMPLOYEES MAY UPGRADE THEIR CLASS OF SERVICE AT THEIR OWN EXPENSE USING THEIR OWN MEANS OF PAYMENT OR THEIR FREQUENT-FLYER MILES. PREMIUM CLASS (E.G., BUSINESS CLASS, FIRST CLASS, ETC) MUST NOT BE PURCHASED USING SPONSORED FUNDS OR FEDERAL APPROPRIATIONS, UNLESS SPECIFICALLY APPROVED IN THE AWARD DOCUMENTS.
SCHEDULE J, PART I, LINE 4B HUNTER R. RAWLINGS PARTICIPATED IN A BOARD-AUTHORIZED IRC SECTION 457(F) DEFERRED COMPENSATION PLAN WHILE SERVING THE UNIVERSITY. FOLLOWING HIS SECOND RETIREMENT FROM THE UNIVERSITY, PAYMENTS UNDER THE IRC SECTION 457(F) PLAN RESUMED IN JULY, 2017. THE CURRENT PRESIDENT DOES NOT CURRENTLY PARTICIPATE IN A 457(F) PLAN.
SCHEDULE J, PART I, LINE 7 ALL BONUS PAYMENTS INCLUDED ABOVE ARE NON-FIXED AND ARE PROVIDED TO INDIVIDUALS IN RECOGNITION OF ACCOMPLISHMENTS OF SPECIFIC GOALS OR OVERALL PERFORMANCE, EXCEPT CHIEF INVESTMENT OFFICER WHOSE BONUS IS DETERMINED ACCORDING TO A PREDETERMINED FORMULA. ADDITIONAL INFORMATION ON BOARD OF TRUSTEES. THE CORNELL BOARD INCLUDES FACULTY, STAFF AND STUDENTS. FACULTY MEMBERS ELECT TWO (2) MEMBERS; THE STUDENT BODY ELECTS TWO (2) MEMBERS; THE 'EMPLOYEE ASSEMBLIES' ELECT ONE (1) MEMBER.
SCHEDULE J, PART II, COLUMN B(II) BONUS AND INCENTIVE PAY IS ANY PAYMENT RECEIVED RELATED TO THE SCHEDULE J, PART I, LINE 7 DISCLOSURE. THE FOLLOWING INDIVIDUALS RECEIVED BONUS AND INCENTIVE PAY: ZEV ROSENWAKS, MD, STEVEN SPANDORFER, MD, AUGUSTINE M.K. CHOI, ROBERT J. MIN, MD, KENNETH M. MIRANDA, STEPHEN COHEN AND HARRY KATZ.
SCHEDULE J, PART II, COLUMN B(III) OTHER REPORTABLE COMPENSATION REPORTED ON SCHEDULE J IS MADE UP OF ONE, OR A VARIETY OF THE FOLLOWING ITEMS: PENSION RESTORATION BENEFITS, SUPPLEMENTAL WAGES, WHICH INCLUDES WAGES EARNED FOR CLINICAL SERVICES AT THE HOSPITAL, AND OTHER TAXABLE BENEFITS OR REIMBURSEMENTS RECEIVED, SUCH AS A HOUSING ALLOWANCE. THE FOLLOWING INDIVIDUALS RECEIVED SUPPLEMENTAL WAGES FOR CLINICAL SERVICES: AUGUSTINE M.K. CHOI, KENNETH M. MIRANDA, HEY-JOO KANG, MD, STEVEN SPANDORFER, MD AND ZEV ROSENWAKS, MD, RECEIVED TAXABLE HOUSING ALLOWANCES.
SCHEDULE J, PART II, COLUMNS C AND D CORNELL UNIVERSITY PROVIDES A WIDE VARIETY OF BENEFITS TO ITS EMPLOYEES. BENEFITS ARE TREATED AS A NON-TAXABLE BENEFIT, A PRE-TAX EMPLOYEE DEDUCTION, A POST-TAX EMPLOYEE DEDUCTION, OR OTHERWISE RECORDED AS TAXABLE INCOME. CORNELL CONTRIBUTES ON BEHALF OF THE EMPLOYEE ON A TAX-FREE BASIS, FOR A PORTION OF THEIR HEALTH, DENTAL, AND LIFE INSURANCE. EMPLOYEES CONTRIBUTE TO THOSE BENEFITS ON A PRE-TAX BASIS, ALONG WITH OTHER PRE-TAX BENEFITS SUCH AS VISION, A FLEXIBLE SPENDING ACCOUNT, DEPENDENT GROUP LIFE INSURANCE, AND RETIREMENT ACCOUNTS.
Schedule J (Form 990) 2019

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Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet Attach to Form 990.
SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
Name of the organization
Cornell University
 
Employer identification number
15-0532082
Part Ⅰ
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer		 (i) Pool
financing
Yes No Yes No Yes No
A DASNY (2020A-2 - 77840000)
  		14-6000293 64990GF56 05-12-2020 102,090,381 REFUND 2008BC REOFFERING BONDS   X   X   X
B DASNY (2020A - 233000000)
  		14-6000293 64990GB43 04-02-2020 292,657,467 REFUND 2010A DASNY BONDS   X   X   X
C DASNY (2019D - XXX-XX-XXXX)
  		14-6000293 64990GSL7 09-19-2019 161,446,050 SEE SUPPLEMENTAL INFORMATION   X   X   X
D DASNY (2019ABC - XXX-XX-XXXX)
  		14-6000293 64990GMF6 04-25-2019 306,733,618 SERIES 2019A AND TECP REFUND   X   X   X
DASNY (SERIES 2016A - 12585 MILLION PAR)
  		14-6000293 64990BG49 05-17-2016 153,651,986 SEE SUPPLEMENTAL INFORMATION   X   X   X
TCIDA (SERIES 2002A - 235765 MILL PAR)
  		16-1214039   01-20-2016 35,765,000 SEE SUPPLEMENTAL INFORMATION   X   X   X
DASNY (SERIES 2000AB - 10113 MILL PAR)
  		14-6000293   12-06-2015 101,130,000 SEE SUPPLEMENTAL INFORMATION   X   X   X
TCIDA (SERIES 2008A 70 MILLION PAR)
  		16-1214039 890099EQ3 06-23-2010 75,307,598 REFUNDED 2008 BONDS (1/30/2008)   X   X   X
DASNY (SERIES 1990B - 5045 MILLION PAR)
  		14-6000293 649905ZH2 05-03-2010 55,997,134 REFUND 1990 BONDS (12/19/1990)   X   X   X
DASNY (SERIES 2004AB - 921 MILLION PAR)
  		14-6000293 64983TRF2 05-27-2004 92,100,000 SEE SUPPLEMENTAL INFORMATION   X   X   X
Part Ⅱ
Proceeds
A B C D
1 Amount of bonds retired .................. 0 0 0 8,540,000
2 Amount of bonds legally defeased .............. 0 0 0 0
3 Total proceeds of issue .................. 102,090,381 292,657,467 162,969,130 306,733,618
4 Gross proceeds in reserve funds ............. 0 0 0 0
5 Capitalized interest from proceeds ............. 0 0 10,826,171 0
6 Proceeds in refunding escrows ............... 0 0 0 0
7 Issuance costs from proceeds ............... 422,905 819,381 617,744 1,207,989
8 Credit enhancement from proceeds ............. 0 0 0 0
9 Working capital expenditures from proceeds ............. 0 0 0 0
10 Capital expenditures from proceeds ............. 0 0 71,014,144 0
11 Other spent proceeds ............. 101,667,476 291,838,086 0 305,525,629
12 Other unspent proceeds ............. 0 0 80,511,071 0
13 Year of substantial completion ............. 2020 2020 2016 2019
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2018, a current refunding issue)? ........ 		X   X     X X  
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2018, an advance refunding issue)? ........ 		  X   X   X   X
16 Has the final allocation of proceeds been made? .......... X   X     X X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
Part Ⅲ
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X   X     X X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2019

Schedule K (Form 990) 2019
Page 2
Part Ⅲ
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X   X     X X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X       X  
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X     X X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X       X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0 % 0 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet        
6 Total of lines 4 and 5 .............        
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............   X   X   X   X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........ 		X   X   X   X  
Part Ⅳ
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X X     X
b Exception to rebate? ........ X   X     X X  
c No rebate due? .........   X   X   X   X
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? .....   X   X   X X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider .......... 0
  		0
  		0
  		0
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
Schedule K (Form 990) 2019

Schedule K (Form 990) 2019
Page 3
Part Ⅳ
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider .......... 0
  		0
  		0
  		0
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part Ⅴ
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part Ⅵ
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
SERIES 2020A-2 PART I (F) REFUNDED DASNY SERIES 2008BC REISSUANCE BONDS (ISSUED 05/03/2010). PART IV, LINE 2 SERIES 2020A-2 BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
SERIES 2020A PART I (F) REFUNDED DASNY SERIES 2010A BONDS (ISSUED 06/09/2010). PART IV, LINE 2 SERIES 2020A BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
SERIES 2019D PART I (F) CONSTRUCTION OF NEW MONEY PROJECT. PART II, LINE 3 THE AMOUNT LISTED FOR TOTAL PROCEEDS OF THE ISSUE EXCEEDS THE AMOUNT LISTED IN PART I, (e) DUE TO INVESTMENT PROCEEDS EARNED ON THE CONSTRUCTION ACCOUNT. PART IV, LINE 2 SERIES 2019D BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
SERIES 2019A, B, C PART I (F) REFUNDED $253,625,000 OF SERIES 2009A BONDS (ISSUED 04/22/2009) AND $52,890,000 OF TAX-EXEMPT CP. PART IV, QUESTION 2 SERIES A, B, C BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
SERIES 2016A PART I (F) REFUNDED 2006 DASNY BONDS (ISSUES 5/11/2006) PART IV, QUESTION 2 SERIES 2016A BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
SERIES 2002A PART I (F) REFUNDED 2002A TCIDA BONDS (ISSUED 2/14/2002) PART III THE PRE-2003 ISSUANCE RULES APPLY, THEREFORE, PART III IS NOT REQUIRED. PART IV, QUESTION 2 SERIES 2002A BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
SERIES 2000A&B PART I (F) REFUNDED 2000A&B DASNY BONDS (ISSUED 3/28/2000) PART III THE PRE-2003 ISSUANCE RULES APPLY, THEREFORE, PART III IS NOT REQUIRED. PART IV, QUESTION 2 SERIES 2000A&B BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
SERIES 2008A PART IV, QUESTION 2 ARBITRAGE REBATE COMPUTATION COMPLETED 9/12/2012 CORNELL HAS VERIFIED THAT ALL REQUIRED ARBITRAGE REPORTS WERE FILED AS FINAL, AND NO ADDITIONAL REPORTS ARE REQUIRED DUE TO THE FACT THERE CAN BE NO IRS INSTALLMENT PAYMENTS OR LIABILITY SINCE ALL BOND PROCEEDS WERE UTILIZED OR SPENT PRIOR TO EACH FINAL ARBITRAGE FILING.
SERIES 1990B PART III THE PRE-2003 ISSUANCE RULES APPLY, THEREFORE, PART III IS NOT REQUIRED. PART IV, QUESTION 2 SERIES 1990B BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION
SERIES 2004A&B PART I (F) REFUNDED 1998 TAX EXEMPT COMMERCIAL PAPER ($40,805,000) AND FINANCED NEW PROJECTS. PART II, LINE 3: AMOUNT LISTED FOR TOTAL PROCEEDS OF THE ISSUE EXCEED ISSUE PRICE DUE TO INVESTMENT INCOME ON THE CONSTRUCTION FUND. PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 7/24/2007. CORNELL HAS VERIFIED THAT ALL REQUIRED ARBITRAGE REBATE REPORTS WERE FILED AS FINAL, AND NO ADDITIONAL REPORTS ARE REQUIRED DUE TO THE FACT THERE CAN BE NO IRS INSTALLMENT PAYMENTS OR LIABILITY SINCE ALL BOND PROCEEDS WERE UTILIZED OR SPENT PRIOR TO EACH FINAL ARBITRAGE FILING. PART VI NONE OF TAX EXEMPT BONDS: WITH THE IMPLEMENTATION OF THE MIXED USE RULES, THE UNIVERSITY HAS SEEN A REDUCTION IN REPORTABLE PRIVATE USE DUE TO UNIVERSITY EQUITY AND GIFTS.
Schedule K (Form 990) 2019

Additional Data


Software ID:  
Software Version:  


Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet Attach to Form 990.
SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
Name of the organization
Cornell University
 
Employer identification number
15-0532082
Part Ⅰ
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer		 (i) Pool
financing
Yes No Yes No Yes No
A DASNY (2020A-2 - 77840000)
  		14-6000293 64990GF56 05-12-2020 102,090,381 REFUND 2008BC REOFFERING BONDS   X   X   X
B DASNY (2020A - 233000000)
  		14-6000293 64990GB43 04-02-2020 292,657,467 REFUND 2010A DASNY BONDS   X   X   X
C DASNY (2019D - XXX-XX-XXXX)
  		14-6000293 64990GSL7 09-19-2019 161,446,050 SEE SUPPLEMENTAL INFORMATION   X   X   X
D DASNY (2019ABC - XXX-XX-XXXX)
  		14-6000293 64990GMF6 04-25-2019 306,733,618 SERIES 2019A AND TECP REFUND   X   X   X
DASNY (SERIES 2016A - 12585 MILLION PAR)
  		14-6000293 64990BG49 05-17-2016 153,651,986 SEE SUPPLEMENTAL INFORMATION   X   X   X
TCIDA (SERIES 2002A - 235765 MILL PAR)
  		16-1214039   01-20-2016 35,765,000 SEE SUPPLEMENTAL INFORMATION   X   X   X
DASNY (SERIES 2000AB - 10113 MILL PAR)
  		14-6000293   12-06-2015 101,130,000 SEE SUPPLEMENTAL INFORMATION   X   X   X
TCIDA (SERIES 2008A 70 MILLION PAR)
  		16-1214039 890099EQ3 06-23-2010 75,307,598 REFUNDED 2008 BONDS (1/30/2008)   X   X   X
DASNY (SERIES 1990B - 5045 MILLION PAR)
  		14-6000293 649905ZH2 05-03-2010 55,997,134 REFUND 1990 BONDS (12/19/1990)   X   X   X
DASNY (SERIES 2004AB - 921 MILLION PAR)
  		14-6000293 64983TRF2 05-27-2004 92,100,000 SEE SUPPLEMENTAL INFORMATION   X   X   X
Part Ⅱ
Proceeds
A B C D
1 Amount of bonds retired .................. 0 0 0 8,540,000
2 Amount of bonds legally defeased .............. 0 0 0 0
3 Total proceeds of issue .................. 102,090,381 292,657,467 162,969,130 306,733,618
4 Gross proceeds in reserve funds ............. 0 0 0 0
5 Capitalized interest from proceeds ............. 0 0 10,826,171 0
6 Proceeds in refunding escrows ............... 0 0 0 0
7 Issuance costs from proceeds ............... 422,905 819,381 617,744 1,207,989
8 Credit enhancement from proceeds ............. 0 0 0 0
9 Working capital expenditures from proceeds ............. 0 0 0 0
10 Capital expenditures from proceeds ............. 0 0 71,014,144 0
11 Other spent proceeds ............. 101,667,476 291,838,086 0 305,525,629
12 Other unspent proceeds ............. 0 0 80,511,071 0
13 Year of substantial completion ............. 2020 2020 2016 2019
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2018, a current refunding issue)? ........ 		X   X     X X  
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2018, an advance refunding issue)? ........ 		  X   X   X   X
16 Has the final allocation of proceeds been made? .......... X   X     X X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
Part Ⅲ
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X   X     X X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2019

Schedule K (Form 990) 2019
Page 2
Part Ⅲ
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X   X     X X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X       X  
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X     X X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X       X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0 % 0 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet        
6 Total of lines 4 and 5 .............        
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............   X   X   X   X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........ 		X   X   X   X  
Part Ⅳ
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X X     X
b Exception to rebate? ........ X   X     X X  
c No rebate due? .........   X   X   X   X
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? .....   X   X   X X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider .......... 0
  		0
  		0
  		0
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
Schedule K (Form 990) 2019

Schedule K (Form 990) 2019
Page 3
Part Ⅳ
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider .......... 0
  		0
  		0
  		0
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part Ⅴ
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part Ⅵ
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
SERIES 2020A-2 PART I (F) REFUNDED DASNY SERIES 2008BC REISSUANCE BONDS (ISSUED 05/03/2010). PART IV, LINE 2 SERIES 2020A-2 BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
SERIES 2020A PART I (F) REFUNDED DASNY SERIES 2010A BONDS (ISSUED 06/09/2010). PART IV, LINE 2 SERIES 2020A BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
SERIES 2019D PART I (F) CONSTRUCTION OF NEW MONEY PROJECT. PART II, LINE 3 THE AMOUNT LISTED FOR TOTAL PROCEEDS OF THE ISSUE EXCEEDS THE AMOUNT LISTED IN PART I, (e) DUE TO INVESTMENT PROCEEDS EARNED ON THE CONSTRUCTION ACCOUNT. PART IV, LINE 2 SERIES 2019D BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
SERIES 2019A, B, C PART I (F) REFUNDED $253,625,000 OF SERIES 2009A BONDS (ISSUED 04/22/2009) AND $52,890,000 OF TAX-EXEMPT CP. PART IV, QUESTION 2 SERIES A, B, C BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
SERIES 2016A PART I (F) REFUNDED 2006 DASNY BONDS (ISSUES 5/11/2006) PART IV, QUESTION 2 SERIES 2016A BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
SERIES 2002A PART I (F) REFUNDED 2002A TCIDA BONDS (ISSUED 2/14/2002) PART III THE PRE-2003 ISSUANCE RULES APPLY, THEREFORE, PART III IS NOT REQUIRED. PART IV, QUESTION 2 SERIES 2002A BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
SERIES 2000A&B PART I (F) REFUNDED 2000A&B DASNY BONDS (ISSUED 3/28/2000) PART III THE PRE-2003 ISSUANCE RULES APPLY, THEREFORE, PART III IS NOT REQUIRED. PART IV, QUESTION 2 SERIES 2000A&B BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
SERIES 2008A PART IV, QUESTION 2 ARBITRAGE REBATE COMPUTATION COMPLETED 9/12/2012 CORNELL HAS VERIFIED THAT ALL REQUIRED ARBITRAGE REPORTS WERE FILED AS FINAL, AND NO ADDITIONAL REPORTS ARE REQUIRED DUE TO THE FACT THERE CAN BE NO IRS INSTALLMENT PAYMENTS OR LIABILITY SINCE ALL BOND PROCEEDS WERE UTILIZED OR SPENT PRIOR TO EACH FINAL ARBITRAGE FILING.
SERIES 1990B PART III THE PRE-2003 ISSUANCE RULES APPLY, THEREFORE, PART III IS NOT REQUIRED. PART IV, QUESTION 2 SERIES 1990B BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION
SERIES 2004A&B PART I (F) REFUNDED 1998 TAX EXEMPT COMMERCIAL PAPER ($40,805,000) AND FINANCED NEW PROJECTS. PART II, LINE 3: AMOUNT LISTED FOR TOTAL PROCEEDS OF THE ISSUE EXCEED ISSUE PRICE DUE TO INVESTMENT INCOME ON THE CONSTRUCTION FUND. PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 7/24/2007. CORNELL HAS VERIFIED THAT ALL REQUIRED ARBITRAGE REBATE REPORTS WERE FILED AS FINAL, AND NO ADDITIONAL REPORTS ARE REQUIRED DUE TO THE FACT THERE CAN BE NO IRS INSTALLMENT PAYMENTS OR LIABILITY SINCE ALL BOND PROCEEDS WERE UTILIZED OR SPENT PRIOR TO EACH FINAL ARBITRAGE FILING. PART VI NONE OF TAX EXEMPT BONDS: WITH THE IMPLEMENTATION OF THE MIXED USE RULES, THE UNIVERSITY HAS SEEN A REDUCTION IN REPORTABLE PRIVATE USE DUE TO UNIVERSITY EQUITY AND GIFTS.
Schedule K (Form 990) 2019

Additional Data


Software ID:  
Software Version:  


Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet Attach to Form 990.
SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
Name of the organization
Cornell University
 
Employer identification number
15-0532082
Part Ⅰ
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer		 (i) Pool
financing
Yes No Yes No Yes No
A DASNY (2020A-2 - 77840000)
  		14-6000293 64990GF56 05-12-2020 102,090,381 REFUND 2008BC REOFFERING BONDS   X   X   X
B DASNY (2020A - 233000000)
  		14-6000293 64990GB43 04-02-2020 292,657,467 REFUND 2010A DASNY BONDS   X   X   X
C DASNY (2019D - XXX-XX-XXXX)
  		14-6000293 64990GSL7 09-19-2019 161,446,050 SEE SUPPLEMENTAL INFORMATION   X   X   X
D DASNY (2019ABC - XXX-XX-XXXX)
  		14-6000293 64990GMF6 04-25-2019 306,733,618 SERIES 2019A AND TECP REFUND   X   X   X
DASNY (SERIES 2016A - 12585 MILLION PAR)
  		14-6000293 64990BG49 05-17-2016 153,651,986 SEE SUPPLEMENTAL INFORMATION   X   X   X
TCIDA (SERIES 2002A - 235765 MILL PAR)
  		16-1214039   01-20-2016 35,765,000 SEE SUPPLEMENTAL INFORMATION   X   X   X
DASNY (SERIES 2000AB - 10113 MILL PAR)
  		14-6000293   12-06-2015 101,130,000 SEE SUPPLEMENTAL INFORMATION   X   X   X
TCIDA (SERIES 2008A 70 MILLION PAR)
  		16-1214039 890099EQ3 06-23-2010 75,307,598 REFUNDED 2008 BONDS (1/30/2008)   X   X   X
DASNY (SERIES 1990B - 5045 MILLION PAR)
  		14-6000293 649905ZH2 05-03-2010 55,997,134 REFUND 1990 BONDS (12/19/1990)   X   X   X
DASNY (SERIES 2004AB - 921 MILLION PAR)
  		14-6000293 64983TRF2 05-27-2004 92,100,000 SEE SUPPLEMENTAL INFORMATION   X   X   X
Part Ⅱ
Proceeds
A B C D
1 Amount of bonds retired .................. 0 0 0 8,540,000
2 Amount of bonds legally defeased .............. 0 0 0 0
3 Total proceeds of issue .................. 102,090,381 292,657,467 162,969,130 306,733,618
4 Gross proceeds in reserve funds ............. 0 0 0 0
5 Capitalized interest from proceeds ............. 0 0 10,826,171 0
6 Proceeds in refunding escrows ............... 0 0 0 0
7 Issuance costs from proceeds ............... 422,905 819,381 617,744 1,207,989
8 Credit enhancement from proceeds ............. 0 0 0 0
9 Working capital expenditures from proceeds ............. 0 0 0 0
10 Capital expenditures from proceeds ............. 0 0 71,014,144 0
11 Other spent proceeds ............. 101,667,476 291,838,086 0 305,525,629
12 Other unspent proceeds ............. 0 0 80,511,071 0
13 Year of substantial completion ............. 2020 2020 2016 2019
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2018, a current refunding issue)? ........ 		X   X     X X  
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2018, an advance refunding issue)? ........ 		  X   X   X   X
16 Has the final allocation of proceeds been made? .......... X   X     X X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
Part Ⅲ
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X   X     X X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2019

Schedule K (Form 990) 2019
Page 2
Part Ⅲ
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X   X     X X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X       X  
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X     X X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X       X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0 % 0 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet        
6 Total of lines 4 and 5 .............        
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............   X   X   X   X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........ 		X   X   X   X  
Part Ⅳ
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X X     X
b Exception to rebate? ........ X   X     X X  
c No rebate due? .........   X   X   X   X
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? .....   X   X   X X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider .......... 0
  		0
  		0
  		0
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
Schedule K (Form 990) 2019

Schedule K (Form 990) 2019
Page 3
Part Ⅳ
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider .......... 0
  		0
  		0
  		0
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part Ⅴ
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part Ⅵ
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
SERIES 2020A-2 PART I (F) REFUNDED DASNY SERIES 2008BC REISSUANCE BONDS (ISSUED 05/03/2010). PART IV, LINE 2 SERIES 2020A-2 BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
SERIES 2020A PART I (F) REFUNDED DASNY SERIES 2010A BONDS (ISSUED 06/09/2010). PART IV, LINE 2 SERIES 2020A BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
SERIES 2019D PART I (F) CONSTRUCTION OF NEW MONEY PROJECT. PART II, LINE 3 THE AMOUNT LISTED FOR TOTAL PROCEEDS OF THE ISSUE EXCEEDS THE AMOUNT LISTED IN PART I, (e) DUE TO INVESTMENT PROCEEDS EARNED ON THE CONSTRUCTION ACCOUNT. PART IV, LINE 2 SERIES 2019D BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
SERIES 2019A, B, C PART I (F) REFUNDED $253,625,000 OF SERIES 2009A BONDS (ISSUED 04/22/2009) AND $52,890,000 OF TAX-EXEMPT CP. PART IV, QUESTION 2 SERIES A, B, C BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
SERIES 2016A PART I (F) REFUNDED 2006 DASNY BONDS (ISSUES 5/11/2006) PART IV, QUESTION 2 SERIES 2016A BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
SERIES 2002A PART I (F) REFUNDED 2002A TCIDA BONDS (ISSUED 2/14/2002) PART III THE PRE-2003 ISSUANCE RULES APPLY, THEREFORE, PART III IS NOT REQUIRED. PART IV, QUESTION 2 SERIES 2002A BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
SERIES 2000A&B PART I (F) REFUNDED 2000A&B DASNY BONDS (ISSUED 3/28/2000) PART III THE PRE-2003 ISSUANCE RULES APPLY, THEREFORE, PART III IS NOT REQUIRED. PART IV, QUESTION 2 SERIES 2000A&B BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
SERIES 2008A PART IV, QUESTION 2 ARBITRAGE REBATE COMPUTATION COMPLETED 9/12/2012 CORNELL HAS VERIFIED THAT ALL REQUIRED ARBITRAGE REPORTS WERE FILED AS FINAL, AND NO ADDITIONAL REPORTS ARE REQUIRED DUE TO THE FACT THERE CAN BE NO IRS INSTALLMENT PAYMENTS OR LIABILITY SINCE ALL BOND PROCEEDS WERE UTILIZED OR SPENT PRIOR TO EACH FINAL ARBITRAGE FILING.
SERIES 1990B PART III THE PRE-2003 ISSUANCE RULES APPLY, THEREFORE, PART III IS NOT REQUIRED. PART IV, QUESTION 2 SERIES 1990B BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION
SERIES 2004A&B PART I (F) REFUNDED 1998 TAX EXEMPT COMMERCIAL PAPER ($40,805,000) AND FINANCED NEW PROJECTS. PART II, LINE 3: AMOUNT LISTED FOR TOTAL PROCEEDS OF THE ISSUE EXCEED ISSUE PRICE DUE TO INVESTMENT INCOME ON THE CONSTRUCTION FUND. PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 7/24/2007. CORNELL HAS VERIFIED THAT ALL REQUIRED ARBITRAGE REBATE REPORTS WERE FILED AS FINAL, AND NO ADDITIONAL REPORTS ARE REQUIRED DUE TO THE FACT THERE CAN BE NO IRS INSTALLMENT PAYMENTS OR LIABILITY SINCE ALL BOND PROCEEDS WERE UTILIZED OR SPENT PRIOR TO EACH FINAL ARBITRAGE FILING. PART VI NONE OF TAX EXEMPT BONDS: WITH THE IMPLEMENTATION OF THE MIXED USE RULES, THE UNIVERSITY HAS SEEN A REDUCTION IN REPORTABLE PRIVATE USE DUE TO UNIVERSITY EQUITY AND GIFTS.
Schedule K (Form 990) 2019

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c, or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ.
MediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Part I
Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and section 501(c)(29) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No
2
Enter the amount of tax incurred by the organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ........ Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e) Original principal amount (f) Balance due (g) In default? (h) Approved by board or committee? (i) Written agreement?
To From Yes No Yes No Yes No
Total ...............Small Bullet $  
Part III
Grants or Assistance Benefiting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2019
Schedule L (Form 990 or 990-EZ) 2019
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) Peter Destefano OFFICER - SPOUSE 68,601 compensation   No
(2) Carolyn McDaniel OFFICER - SPOUSE 99,562 Compensation   No
(3) Mary E Choi OFFICER - SPOUSE 394,367 COMPENSATION   No
Part V
Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).
Return Reference Explanation
Schedule L (Form 990 or 990-EZ) 2019


Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large imageGo to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 36 2,062,377 Appraisal
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications .. X 661,275 FMV
5 Clothing and household
goods ....... 		X 1,550 FMV
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 1,141 66,560,801 FMV
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		X 25 4,193,285 FMV
12 Securities—Miscellaneous .. X 4 628,985 FMV
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ... X 7 3,376 FMV
20 Drugs and medical supplies . X 5 57,225 FMV
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( Equipment ) X 104 1,161,507 FMV
26 Other Right pointing arrow large image ( Horses ) X 23 419,010 FMV
27 Other Right pointing arrow large image ( Gift certificates ) X 14 1,040 FMV
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
29
19
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which isn't required to be used for exempt purposes for the entire holding period? ...................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any nonstandard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
 
No
b
If "Yes," describe in Part II.
33
If the organization didn't report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2019)
Schedule M (Form 990) (2019)
Page 2
Part IISupplemental Information. Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
Schedule M (Form 990) (2019)

Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Return Reference Explanation
FORM 990, PART III, LINE 1 ORGANIZATION'S MISSION THE MISSION OF CORNELL UNIVERSITY IS TO PROVIDE UNDERGRADUATE, GRADUATE, AND PROFESSIONAL DEGREE PROGRAMS; TO DISCOVER, PRESERVE, AND DISSEMINATE KNOWLEDGE; PRODUCE CREATIVE WORK; AND PROMOTE A CULTURE OF BROAD INQUIRY THROUGHOUT AND BEYOND THE UNIVERSITY COMMUNITY. CORNELL ALSO AIMS, THROUGH PUBLIC SERVICE, TO ENHANCE THE LIVES AND LIVELIHOODS OF STUDENTS, THE CITIZENS OF NEW YORK STATE, AND OTHERS AROUND THE WORLD.
FORM 990, PART III, LINE 4A CONTINUED: AND CORNELL TECH IN NEW YORK CITY. THE UNIVERSITY HAS A SIGNIFICANT INTERNATIONAL EDUCATIONAL PRESENCE, INCLUDING WEILL CORNELL MEDICAL COLLEGE'S CAMPUS IN DOHA, QATAR. DURING THE REPORTING YEAR, THE UNIVERSITY GRANTED THE FOLLOWING DEGREES: UNDERGRADUATE (3,875); MASTERS (3,310); PH.D. (584); AND J.D, M.D. & D.V.M DEGREES (406). FORM 990, PART III, LINE 4D OTHER PROGRAM SERVICE ACCOMPLISHMENTS INCLUDE, BUT ARE NOT LIMITED TO, CORNELL'S LAND-GRANT MISSION, ACADEMIC CONFERENCES, PUBLICATIONS, AND ROOM AND BOARD FOR STUDENTS.
FORM 990, PART VI, LINE 1A EXECUTIVE COMMITTEE ARTICLE II OF THE BY-LAWS PROVIDES THAT THE EXECUTIVE COMMITTEE IS COMPRISED OF THE CHAIRPERSON AND VICE CHAIRPERSONS OF THE BOARD, THE PRESIDENT OF THE UNIVERSITY, AND THE CHAIRPERSONS OF THE TWO BOARDS OF OVERSEERS, EACH EX OFFICIO, TOGETHER WITH TRUSTEES AND EMERITUS TRUSTEES TO BE ELECTED BY THE BOARD. DURING THIS REPORTING YEAR, ALL MEMBERS OF THE EXECUTIVE COMMITTEE WERE TRUSTEES. THE EXECUTIVE COMMITTEE IS AUTHORIZED TO: (I) REVIEW THE BUDGET AND FINANCIAL PLAN FOR CORNELL UNIVERSITY, EXCEPT FOR WEILL MEDICAL COLLEGE, AND TO SUBMIT THE PLAN, WITH RECOMMENDATIONS, FOR FULL BOARD REVIEW; (II) REVIEW THE PRESIDENT'S PLAN FOR THE UNIVERSITY'S PROPERTIES AND INVESTMENTS; (III) REVIEW AND APPROVE THE PRESIDENT'S COMPENSATION; (IV) REVIEW AND APPROVE COMPENSATION AND BENEFIT POLICIES FOR ALL UNIVERSITY PERSONNEL; (V) ELECT THE DEANS, DIRECTORS AND OTHER HEADS OF THE COLLEGES, SCHOOLS OR OTHER ACADEMIC UNITS, ALL UPON RECOMMENDATION OF THE PROVOST OR PROVOST FOR MEDICAL AFFAIRS, AS APPROPRIATE, AND WITH THE CONCURRENCE OF THE PRESIDENT; (VI) PRESCRIBE THE DUTIES OF SUCH OFFICERS AND ADJUST THEIR COMPENSATION, EXCEPT FOR WEILL MEDICAL COLLEGE; AND (VII) EXERCISE THE POWERS OF THE BOARD IN ALL MATTERS, EXCEPT THOSE WHICH REQUIRE ACTION BY THE FULL BOARD, BETWEEN MEETINGS OF THE BOARD OF TRUSTEES. FORM 990, PART VI, LINE 4 SIGNIFICANT CHANGES TO GOVERNING DOCUMENTS CHANGES MADE TO THE UNIVERSITY BY-LAWS WERE APPROVED BY THE BOARD ON THE FOLLOWING DATES: OCTOBER 18, 2019 - UNIVERSITY BYLAWS ARTICLE II, SECTION 2. TO INCLUDE LANGUAGE FOR THE ONE LIFE TRUSTEE TO RESIGN HIS OR HER POSITION IN FAVOR OF THE NEXT ELDEST LINEAL DESCENDANT AND TO ARTICLE II, SECTION 5. TO CLARIFY THE ELECTION OF TRUSTEES BY OTHER CONSTITUENCIES.
FORM 990, PART VI, LINE 7A POWER TO ELECT OR APPOINT MEMBERS PURSUANT TO THE UNIVERSITY'S CHARTER, THE BOARD OF TRUSTEES CONSISTS OF 64 MEMBERS. OF THIS NUMBER, THE GOVERNOR, THE TEMPORARY PRESIDENT OF THE SENATE, THE SPEAKER OF THE ASSEMBLY, AND THE PRESIDENT OF THE UNIVERSITY ARE EX OFFICIO TRUSTEES DURING THEIR TERMS OF OFFICE. FURTHER, THE ELDEST LINEAL DESCENDANT OF EZRA CORNELL IS APPOINTED AS A TRUSTEE FOR HIS OR HER LIFE. THE GOVERNOR ALSO APPOINTS THREE TRUSTEES. ADDITIONALLY, ACADEMIC FACULTY APPOINT TWO MEMBERS, THE STUDENT BODY APPOINTS TWO MEMBERS, AND THE NON-ACADEMIC STAFF APPOINT ONE MEMBER AND THE ALUMNI ELECT EIGHT MEMBERS. ALL REMAINING TRUSTEES ARE ELECTED BY THE BOARD OF TRUSTEES.
FORM 990, PART VI, LINE 11B PROCESS USED TO REVIEW THE FORM 990 IN ADVANCE OF FILING, THE UNIVERSITY PRESENTS A DRAFT OF FORM 990 TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES AT THEIR SPRING MEETING WHICH GENERALLY OCCURS IN MARCH OF EACH YEAR. FURTHER, PRIOR TO THE SPRING AUDIT COMMITTEE MEETING, ALL VOTING MEMBERS OF THE BOARD OF TRUSTEES ARE NOTIFIED OF MATERIALS BEING REVIEWED BY THE COMMITTEE AND A DRAFT FROM 990 IS INCLUDED IN THIS NOTIFICATION. IF ANY CHANGES ARE MADE, PRIOR TO FILING, THE FINAL 990 IS POSTED TO THE BOARD OF TRUSTEES PASSWORD-PROTECTED WEBSITE. AN EMAIL NOTIFICATION IS SENT TO ALL VOTING MEMBERS OF THE BOARD OF TRUSTEES INFORMING THEM THAT CHANGES HAVE BEEN MADE WITH A LINK TO THE SECURE WEBSITE.
FORM 990, PART VI, LINE 12C MONITORING AND ENFORCEMENT OF COMPLIANCE WITH CONFLICT OF INTEREST POLICY INFORMATION ON MONITORING CONFLICT OF INTEREST: UNDER THE UNIVERSITYS CONFLICT OF INTEREST POLICY, OFFICERS, DIRECTORS, AND OTHER KEY EMPLOYEES AND FACULTY MEMBERS MUST FILE AN ANNUAL CONFLICT OF INTEREST STATEMENT. ANY CONFLICT IDENTIFIED IS REPORTED TO THE APPROPRIATE OFFICE RESPONSIBLE FOR MANAGING THE CONFLICT, SUCH AS THE REAL ESTATE OFFICE FOR REAL ESTATE MATTERS. THIS PROCEDURE IS DESIGNED TO HELP ENSURE THAT SUCH TRANSACTIONS ARE SUBJECT TO ADDITIONAL REVIEW AND AUTHORIZATION. ANY MEMBER OF THE BOARD OF TRUSTEES, BOARD OF OVERSEERS, AN OFFICER OF THE CORPORATION, OR OTHER SENIOR ADMINISTRATOR MUST REPORT ANNUALLY, IN WRITING, ANY EXTERNAL INTERESTS, OR THOSE OF A FAMILY MEMBER OR ASSOCIATE, TO THE UNIVERSITY COUNSEL AND SECRETARY OF THE CORPORATION. THE UNIVERSITY COUNSEL AND SECRETARY OF THE CORPORATION WILL ADVISE THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES REGARDING SUCH MATTERS AS NECESSARY INCLUDING DETERMINING WHETHER A CONFLICT OF INTEREST EXISTS AND HOW CORNELL UNIVERSITY SHOULD BEST MANAGE A CONFLICT OF INTEREST. AN INDIVIDUAL IS CONSIDERED TO HAVE A CONFLICT OF INTEREST WHEN HE OR SHE, A MEMBER OF HIS OR HER FAMILY, OR AN ASSOCIATE (TO HIS OR HER PRESENT KNOWLEDGE) EITHER: (1) HAS AN EXISTING OR POTENTIAL SIGNIFICANT FINANCIAL INTEREST OR OTHER MATERIAL INTEREST OR RELATIONSHIP THAT IMPAIRS OR MIGHT APPEAR TO IMPAIR THE INDIVIDUALS INDEPENDENCE AND OBJECTIVITY IN THE DISCHARGE OF HIS OR HER RESPONSIBILITIES TO THE UNIVERSITY; OR (2) MAY RECEIVE A FINANCIAL OR OTHER MATERIAL BENEFIT FROM INFORMATION CONFIDENTIAL TO THE UNIVERSITY. TYPICALLY, A CONFLICT OF INTEREST MAY ARISE WHEN AN INDIVIDUAL HAS THE OPPORTUNITY TO INFLUENCE THE UNIVERSITYS BUSINESS, ADMINISTRATIVE, ACADEMIC, OR OTHER DECISIONS IN WAYS THAT COULD LEAD TO PERSONAL GAIN OR ADVANTAGE OF ANY KIND. UPON FULL REPORTING, THE UNIVERSITY MAY APPROVE A TRANSACTION OR AFFILIATION, PROVIDED THAT THE CONFLICT CAN BE MANAGED. IN MANY CASES, THE CONFLICT CAN BE MANAGED THROUGH DISCLOSURE. IN SOME CASES, THE INDIVIDUAL MAY BE REQUIRED TO REPORT ON THE CONFLICT ANNUALLY. THE UNIVERSITY WILL DISAPPROVE THE TRANSACTION OR AFFILIATION IF A CONFLICT OF INTEREST IS INVOLVED THAT CANNOT BE MANAGED.
FORM 990, PART VI, LINES 12-14 CORNELL UNIVERSITY HAS ADOPTED POLICIES COVERING THE SUBJECTS OF CONFLICTS OF INTEREST, WHISTLEBLOWERS, AND DOCUMENT RETENTION AND DESTRUCTION, AS WELL AS OTHER SIGNIFICANT POLICIES, EACH OF WHICH IS POSTED ON ITS WEBSITE AT POLICY.CORNELL.EDU. THE CORNELL UNIVERSITY POLICY PROMULGATION PROCESS WAS ESTABLISHED IN 1991. THE CURRENT POLICY PROMULGATION PROCESS DOES NOT REQUIRE THAT EACH SPECIFIC POLICY BE APPROVED BY THE BOARD OF TRUSTEES OR THAT THE LITERAL AUTHORITY TO PROMULGATE POLICY WAS DELEGATED; HOWEVER, CORNELL TAKES A SUBSTANTIATED POSITION THAT THE AUTHORITY TO PROMULGATE POLICIES WAS DELEGATED TO EACH EXECUTIVE BY THE AUDIT COMMITTEE IN 1991.
FORM 990, PART VI, LINE 15 PROCESS FOR DETERMINING COMPENSATION: THE UNIVERSITY HAS FORMAL PROCEDURE TO AUTHORIZE AND MANAGE COMPENSATION ISSUES. THE PROCEDURES IDENTIFIED BELOW APPLY TO ALL OFFICERS; ALL FORMER OFFICERS WHO CONTINUE TO PROVIDE SERVICES TO THE INSTITUTION AS A WHOLE; AND ALL EMPLOYEES WHOSE COMPENSATION EXCEEDS A PRE-ESTABLISHED THRESHOLD. THE VICE PRESIDENT AND CHIEF HUMAN RESOURCES OFFICER (VP) DEVELOPS THE LIST OF INDIVIDUALS SUBJECT TO REVIEW AND OBTAINS COMPARATIVE DATA FROM EXTERNAL, INDEPENDENT CONSULTING FIRMS. THE VP AND HER INTERNAL STAFF DEVELOP FORMAL PRESENTATIONS FOR THE COMPENSATION COMMITTEE AND THE EXECUTIVE COMMITTEE OF THE BOARD. THE COMPENSATION COMMITTEE REVIEWS THE INFORMATION, MODIFIES IT IF DEEMED APPROPRIATE, APPROVES CASES PER ITS DELEGATED AUTHORITY, AND INFORMS THE EXECUTIVE COMMITTEE OF THOSE APPROVALS. THE COMPENSATION COMMITTEE RECOMMENDS COMPENSATION FOR CASES EXCEEDING ITS AUTHORITY FOR FINAL REVIEW AND APPROVAL TO THE EXECUTIVE COMMITTEE OF THE BOARD. IN ADDITION, THE UNIVERSITY MAINTAINS CONTEMPORANEOUS WRITTEN RECORDS OF THE PROCEDURES THAT, TOGETHER WITH THE FOREGOING, GIVE RISE TO A REBUTTABLE PRESUMPTION OF REASONABLENESS. NOTE: COMPENSATION PROPOSALS WHICH OCCUR OUTSIDE THE SPRING TIMELINE AND REQUIRE COMPENSATION COMMITTEE AND/OR EXECUTIVE COMMITTEE APPROVAL ARE PRESENTED FOR REVIEW AND APPROVAL IN PRIVATE SESSION OF THE APPROPRIATE COMMITTEE. IF THERE IS DISCRETIONARY COMPONENT OF COMPENSATION, IT IS LIMITED BY AMOUNT, PERCENTAGE, OR OTHER CLEARLY SPECIFIED CRITERIA.
FORM 990, PART VI, LINE 16A PROCEDURES FOR PARTICIPATION IN JOINT VENTURES THE UNIVERSITY HAS NUMEROUS CONTROLS IN PLACE TO ENSURE THAT ANY INVESTMENT IN, CONTRIBUTION OF ASSETS TO, OR PARTICIPATION IN A JOINT VENTURE OR SIMILAR ARRANGEMENT WITH A TAXABLE OR NON-TAXABLE ENTITY ARE IN FULL COMPLIANCE WITH UNIVERSITY POLICIES, INCLUDING, BUT NOT LIMITED TO, THE POLICY ON TRANSACTION AUTHORITY AND UNRELATED BUSINESS INCOME. COMPLIANCE WITH THE UNIVERSITY'S POLICIES SERVES TO PROTECT THE ORGANIZATIONS EXEMPT STATUS.
FORM 990, PART VI, LINE 19 PROCESS FOR MAKING DOCUMENTS AVAILABLE TO THE PUBLIC THE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC VIA THE UNIVERSITY'S WEBSITE.
FORM 990, PART VIII, PART IX AND PART X CURRENT YEAR REVENUE AND EXPENSE PRESENTS DATA OF CORNELL UNIVERSITY DECONSOLIDATED ON EACH LINE FROM ITS RELATED ORGANIZATIONS THAT ARE INCLUDED IN CORNELLS CONSOLIDATED FINANCIAL STATEMENTS. BOTH THE BEGINNING OF YEAR AND END OF YEAR BALANCE SHEETS FOR CORNELL UNIVERSITY HAVE BEEN PRESENTED DECONSOLIDATED FROM THE RELATED ORGANIZATIONS INCLUDED IN CORNELLS CONSOLIDATED FINANCIAL STATEMENTS.
FORM 990, PART VIII, LINE 1H THE CORNELL UNIVERSITY FOUNDATION IS A DONOR ADVISED FUND PROVIDING A SERVICE FOR CORNELL ALUMNI AND FRIENDS WHO WISH TO MAKE CHARITABLE GIFTS THROUGH THE STRUCTURE OF A DONOR-ADVISED FUND. AMOUNTS GRANTED FROM THIS FOUNDATION TO CORNELL UNIVERSITY HAVE BEEN INCLUDED IN THE CONTRIBUTION TOTAL FOR CORNELL UNIVERSITY BEGINNING WITH THE 2014 FORM 990.
FORM 990, PART XI, LINE 9 OTHER CHANGES TO NET ASSETS: Pension and post retirement changes (88,845,981) Loss on swap termination (99,928,251) Changes in FMV of split interest (6,908,496) ------------- TOTAL (195,682,728)
FASB STANDARD IMPLEMENTED FINANCIAL INFORMATION ON THE FORM 990 IS BASED ON THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS. AN ACCOUNTING PROVISION WAS IMPLEMENTED IN THE AUDITED FINANCIAL STATEMENTS FOR FISCAL YEAR ENDED JUNE 30, 2020. THIS CHANGE BECOME AN INTEGRAL PART OF THE FORM 990 FINANCIAL INFORMATION ON THIS RETURN. AS A RESULT, COMPARISON OF YEAR OVER YEAR NUMBERS FOR PARTICULAR LINE ITEMS REFLECT, IN PART, THE REQUIRED CHANGE IN ACCOUNTING, RATHER THAN A CHANGE IN THE UNDERLYING OPERATIONS OF THE UNIVERSITY. DURING THE FISCAL YEAR, THE UNIVERSITY IMPLEMENTED ONE FINANCIAL ACCOUNTING STANDARD BOARD (FASB) STANDARDS. Form 990, Part X, Lines 15 and 25 ASU 2016-02 - Leases (Topic 842) In February 2016, the Financial Accounting Standards Board (FASB) issued the standard ASU 2016-02-Leases (Topic 842), which provides accounting guidance for leases from the lessor's and lessee's perspective. The main difference between previous Generally Accepted Accounting Principles (GAAP) and Topic 842 is the recognition of lease assets and lease liabilities by lessees for leases classified as operating leases. This standard is effective for the fiscal year ending June 30, 2020. Topic 842 has been applied using a modified retrospective transition as of the effective date, July 1, 2019. The impact was an increase in the operating right-of-use assets of $465.1 million and the operating lease liabilities of $468.0 million. The new leasing standard and its impact are disclosed more fully in Note 10 of the consolidated financial statements.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2019


Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Part I
Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity
(1) CORNELL UNIVERSITY FOUNDATION UK LTD
19 NORCOTT ROAD
LONDON   N16 78J
UK
UK DONATIONS UK 46,062 150,878 CORNELL UNIV
 
(2) LENROC GLOBAL LLC
300 CCC BLDG235 GARDEN AV
ITHACA,NY14853
47-5629659 		SUPPORTING NY 180,761 784,009 CORNELL UNIV
 
(3) Weill Cornell International LLC
445 E69th Street
New York,NY10021
84-1768308 		SUPPORT ORG NY 0 0 Cornell Univ
 
(4) Cornell Graduate Hotel Mezz Lender LLC
341 Pine Tree Rd
Ithaca,NY14850
83-2647810 		SUPPORT ORG DE 1,346,425 16,463,594 Cornell Univ
 




Part II
Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1)CORNELL CENTER OF NEW YORK
6 EAST 44TH ST

NEW YORK,NY10017
16-1301416 		SOCIAL CLUB NY 501(c)(7)   CORNELL UNIV
 
Yes
 
(2)MRSI MANAGEMENT INC
575 LEXINGTON AVE

NEW YORK,NY10022
13-3366821 		MEDICAL SERV NY 501(c)(3) 12B TYPE II CORNELL UNIV
 
Yes
 
(3)CORNELL REAL PROPERTY SERVICES INC
15 THORNWOOD DR

ITHACA,NY14850
16-1450535 		PROPERTY SERV NY 501(c)(3) 12D TYPEIII CORNELL UNIV
 
Yes
 
(4)CORNELL RESEARCH FOUNDATION INC
CORNELL UNIV DAY HALL

ITHACA,NY14850
16-6050703 		HOLDS IP PROP NY 501(c)(2)   CORNELL UNIV
 
Yes
 
(5)SAMUEL CURTIS JOHNSON FOUNDATION
130 SENECA PLACE

ITHACA,NY14850
22-2572815 		SUPPORT ORG NY 501(c)(3) 12A TYPE I CORNELL UNIV
 
Yes
 
(6)CORNELL UNIVERSITY FOUNDATION
130 SENECA PLACE

ITHACA,NY14850
22-2848738 		SUPPORT ORG NY 501(c)(3) 12A TYPE I CORNELL UNIV
 
Yes
 
(7)ROBERT J MIN MD PC
575 LEXINGTON AVE

NEW YORK,NY10022
13-3366820 		MEDICAL SERV NY 501(c)(3) 10 CORNELL UNIV
 
Yes
 
(8)THE FRNDS OF THE CORNELL LAB OF ORN INC
1209 ORANGE ST

WILMINGTON,DE19801
46-1979945 		SUPPORT ORG DE 501(c)(3) 12A TYPE I NA
 
 
No
(9)NY WEILL CORNELL MEDICAL CTR FUND INC
575 LEXINGTON AVENUE SUITE 9TH FL

NEW YORK,NY10022
13-6094042 		SUPPORT ORG NY 501(C)(3) 12A TYPE I CORNELL UNIV
 
Yes
 
(10)CORNELL MEDICAL BENEFITS TRUST
10 S DEARBORN IL1-0117

CHICAGO,IL60603
16-1457001 		SUPPORT ORG IL 501(c)(3) 12A TYPE I CORNELL UNIV
 
Yes
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2019
Schedule R (Form 990) 2019
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) ITHACA LP

35 THORNWOOD
ITHACA,NY14850
98-1180963 		INVESTMENTS JE CORNELL UNIV
  		RELATED -684,773 2,686,319   No 0   No 98.110 %
(2) Hudson Cornell Residential JV

826 Broadway
NY,NY10003
 Real Estate NY Cornell Univ
  		RELATED -2,008,536 26,090,723   No 0   No 89.246 %
(3) Cayuga 1993 LP

555 Main St
Racine,WI53403
39-1759702 		Investments WI Cornell Univ
  		RELATED 1,075,515 13,137,881   No 0   No 62.960 %








Part IV
Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No
(1) TOWER INNOVATIVE LEARNING SOLUTIONS INC

950 DANBY ROAD
ITHACA,NY14850
16-1593492 		DIST LEARNING NY CORNELL UNIV
  		C Corp 20,259,113 0 0 % Yes  
(2) Lenroc Real Estate Brokerage Inc

15 THORNWOOD DR
ITHACA,NY14850
16-1450466 		REAL ESTATE NY CORNELL UNIV
  		C Corp 29,865 60,826 100.000 % Yes  
(3) UNIVERSITY VETERINARY SPECIALISTS INC

800 CANAL ST
STAMFORD,CT06902
27-2461725 		VET SERVICES CT CORNELL UNIV
  		C Corp 14,077,951 10,503,256 100.000 % Yes  
(4) CHARITABLE REMAINDER TRUSTS (46)

 
 
INVESTMENT NY CORNELL UNIV
  		  0 0   Yes  
(5) CHARITABLE LEAD TRUST (6)

 
 
INVESTMENT NY CORNELL UNIV
  		  0 0   Yes  




Schedule R (Form 990) 2019
Schedule R (Form 990) 2019
Page 3
Part V
Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................
1a
 
No
b Gift, grant, or capital contribution to related organization(s) ............................
1b
 
No
c Gift, grant, or capital contribution from related organization(s) ............................
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) ............................
1d
Yes
 
e Loans or loan guarantees by related organization(s) ............................
1e
 
No
f Dividends from related organization(s) ............................
1f
Yes
 
g Sale of assets to related organization(s) ............................
1g
 
No
h Purchase of assets from related organization(s) ............................
1h
 
No
i Exchange of assets with related organization(s) ............................
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) .......................
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) ......................
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) .....................
1l
Yes
 
m Performance of services or membership or fundraising solicitations by related organization(s) .................
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................
1n
 
No
o Sharing of paid employees with related organization(s) ............................
1o
 
No
p Reimbursement paid to related organization(s) for expenses ............................
1p
 
No
q Reimbursement paid by related organization(s) for expenses ............................
1q
 
No
r Other transfer of cash or property to related organization(s) ............................
1r
Yes
 
s Other transfer of cash or property from related organization(s) ............................
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) Cornell University Foundation

 C 17,548,335 FMV
(2) SAMUEL CURTIS JOHNSON FOUNDATION

 C 2,823,655 FMV
(3) HUDSON CORNELL RESIDENTIAL JV LLC

 S 1,617,303 FMV
(4) FRIENDS OF THE LAB OF ORNITHOLOGY

 C 1,600,000 FMV
(5) UNIVERSITY VETERINARY SPECIALISTS INC

 F 1,550,000 FMV
(6) HUDSON CORNELL RESIDENTIAL JV LLC

 R 1,490,869 FMV
(7) CORNELL RESEARCH FOUNDATION

 S 419,099 FMV
(8) CORNELL CENTER OF NEW YORK

 D 250,000 FMV
(9) CORNELL UNIVERSITY FOUNDATION UK LTD

 C 234,049 FMV
(10) HUDSON CORNELL RESIDENTIAL JV LLC

 R 65,225 FMV
(11) CORNELL REAL PROPERTY SERVICES INC

 L 50,000 FMV
Schedule R (Form 990) 2019
Schedule R (Form 990) 2019
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V-UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2019
Schedule R (Form 990) 2019
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R. (see instructions).
Return Reference Explanation
Schedule R (Form 990) 2019

Additional Data


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