Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
FRANCES G HARPER TRUST UNDER WILL
 
Number and street (or P.O. box number if mail is not delivered to street address)114 W 47TH ST NY8-114-07-07
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY100361510
A Employer identification number

22-6923433
B Telephone number (see instructions)

(212) 852-3049
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$430,703J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 7,186 7,186  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 28,369
b Gross sales price for all assets on line 6a 159,441
7 Capital gain net income (from Part IV, line 2)... 28,369
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 35,555 35,555  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 6,123 2,449   3,674
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 350 122   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 18 18    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 6,491 2,589 0 3,674
25 Contributions, gifts, grants paid....... 25,000 25,000
26 Total expenses and disbursements. Add lines 24 and 25 31,491 2,589 0 28,674
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 4,064
b Net investment income (if negative, enter -0-) 32,966
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 17 17 17
2 Savings and temporary cash investments......... 15,535 15,769 15,769
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 185,287 Click to see attachment213,442 327,628
c Investments—corporate bonds (attach schedule)....... 92,887 Click to see attachment75,215 82,740
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............     17
13 Investments—other (attach schedule).......... 5,776 Click to see attachment4,415 4,532
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 299,502 308,858 430,703
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 299,502 308,858
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 299,502 308,858
30 Total liabilities and net assets/fund balances (see instructions). 299,502 308,858
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
299,502
2
Enter amount from Part I, line 27a .....................
2
4,064
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
5,318
4
Add lines 1, 2, and 3 ..........................
4
308,884
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
26
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
308,858
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 5. APPLE INC   2016-03-31 2020-01-07
b 2. APPLE INC   2019-01-03 2020-01-07
c 4. HUMANA INC   2015-08-06 2020-01-09
d 2. UNITEDHEALTH GROUP INC   2019-01-02 2020-01-09
e 1. UNITEDHEALTH GROUP INC   2014-10-27 2020-01-09
3. HUMANA INC   2015-08-06 2020-01-10
1. UNITEDHEALTH GROUP INC   2014-10-27 2020-01-10
1. UNITEDHEALTH GROUP INC   2019-01-02 2020-01-10
2. KAR AUCTION SERVICES INC   2019-09-18 2020-01-15
1. KAR AUCTION SERVICES INC   2019-09-19 2020-01-15
1. KAR AUCTION SERVICES INC   2019-09-20 2020-01-15
1. KAR AUCTION SERVICES INC   2019-10-22 2020-01-15
1. KAR AUCTION SERVICES INC   2019-10-23 2020-01-15
1. KAR AUCTION SERVICES INC   2019-10-24 2020-01-15
1. KAR AUCTION SERVICES INC   2019-09-19 2020-01-16
4. KAR AUCTION SERVICES INC   2019-10-22 2020-01-16
2. KAR AUCTION SERVICES INC   2019-10-24 2020-01-16
5. KAR AUCTION SERVICES INC   2019-09-18 2020-01-16
4. KAR AUCTION SERVICES INC   2019-10-22 2020-01-17
5. KAR AUCTION SERVICES INC   2019-09-18 2020-01-17
2. KAR AUCTION SERVICES INC   2019-10-24 2020-01-17
6. LOWES COMPANIES INC COM   2013-06-21 2020-01-22
1. KAR AUCTION SERVICES INC   2019-07-09 2020-01-23
1. KAR AUCTION SERVICES INC   2019-07-10 2020-01-23
1. KAR AUCTION SERVICES INC   2019-10-23 2020-01-23
4. KAR AUCTION SERVICES INC   2019-07-09 2020-01-24
5. KAR AUCTION SERVICES INC   2019-07-10 2020-01-24
3. KAR AUCTION SERVICES INC   2019-10-23 2020-01-24
2. APPLE INC   2012-06-29 2020-01-27
1. DUPONT DE NEMOURS INC   2017-01-12 2020-01-27
1. DUPONT DE NEMOURS INC   2017-01-09 2020-01-27
2. DUPONT DE NEMOURS INC   2017-01-10 2020-01-27
1. DUPONT DE NEMOURS INC   2017-01-13 2020-01-27
7. DUPONT DE NEMOURS INC   2019-05-15 2020-01-27
3. DUPONT DE NEMOURS INC   2017-01-17 2020-01-27
2. DUPONT DE NEMOURS INC   2019-01-17 2020-01-27
3. KAR AUCTION SERVICES INC   2019-10-23 2020-01-27
5. KAR AUCTION SERVICES INC   2019-07-09 2020-01-27
5. KAR AUCTION SERVICES INC   2019-07-10 2020-01-27
1. KAR AUCTION SERVICES INC   2019-07-09 2020-01-28
1. KAR AUCTION SERVICES INC   2019-07-10 2020-01-28
1. KAR AUCTION SERVICES INC   2019-10-23 2020-01-28
4. E*TRADE FINANCIAL CORP   2017-10-02 2020-01-29
12. REGIONS FINANCIAL CORP   2017-01-09 2020-01-29
4. E*TRADE FINANCIAL CORP   2017-10-02 2020-01-30
2. E*TRADE FINANCIAL CORP   2017-10-03 2020-01-30
16. REGIONS FINANCIAL CORP   2017-01-10 2020-01-30
5. E*TRADE FINANCIAL CORP   2017-10-03 2020-01-31
7. KAR AUCTION SERVICES INC   2018-04-03 2020-01-31
14. REGIONS FINANCIAL CORP   2017-01-10 2020-01-31
4. CDW CORP/DE   2016-02-24 2020-02-03
2. CDW CORP/DE   2016-02-25 2020-02-03
14. KAR AUCTION SERVICES INC   2018-04-03 2020-02-03
3. KAR AUCTION SERVICES INC   2018-04-17 2020-02-03
2. KAR AUCTION SERVICES INC   2018-05-14 2020-02-03
2. DISH NETWORK CORPATION   2018-10-22 2020-02-04
1. DISH NETWORK CORPATION   2018-10-10 2020-02-04
1. DISH NETWORK CORPATION   2018-10-19 2020-02-04
1. DISH NETWORK CORPATION   2018-10-11 2020-02-04
1. KAR AUCTION SERVICES INC   2018-05-14 2020-02-04
5. REGIONS FINANCIAL CORP   2017-01-10 2020-02-04
26. REGIONS FINANCIAL CORP   2017-01-13 2020-02-04
6. WAL MART STORES INC   2018-08-03 2020-02-04
7.24 DISH NETWORK CORPATION   2018-10-22 2020-02-05
.76 DISH NETWORK CORPATION   2018-10-22 2020-02-05
.22 DISH NETWORK CORPATION   2018-10-19 2020-02-05
3.62 DISH NETWORK CORPATION   2018-10-10 2020-02-05
.38 DISH NETWORK CORPATION   2018-10-10 2020-02-05
.76 DISH NETWORK CORPATION   2018-10-11 2020-02-05
1.24 DISH NETWORK CORPATION   2018-10-11 2020-02-05
1.78 DISH NETWORK CORPATION   2018-10-19 2020-02-05
21. REGIONS FINANCIAL CORP   2017-01-13 2020-02-05
4. REGIONS FINANCIAL CORP   2017-01-10 2020-02-05
2000. U.S. TREASURY NOTE   2019-07-18 2020-02-05
3. DISH NETWORK CORPATION   2018-10-22 2020-02-06
2. DISH NETWORK CORPATION   2018-10-10 2020-02-06
1. DISH NETWORK CORPATION   2018-10-19 2020-02-06
2. DISH NETWORK CORPATION   2018-10-11 2020-02-06
6. NOVARTIS AG SPNSRD ADR   2018-11-26 2020-02-06
1. NOVARTIS AG SPNSRD ADR   2018-11-21 2020-02-06
2. UNITEDHEALTH GROUP INC   2014-10-27 2020-02-06
6. WAL MART STORES INC   2017-09-05 2020-02-06
2. KAR AUCTION SERVICES INC   2018-05-16 2020-02-07
5. KAR AUCTION SERVICES INC   2018-05-17 2020-02-07
4. KAR AUCTION SERVICES INC   2018-05-18 2020-02-07
1. KAR AUCTION SERVICES INC   2018-05-21 2020-02-07
8. KAR AUCTION SERVICES INC   2018-05-14 2020-02-07
1. REGIONS FINANCIAL CORP   2017-01-11 2020-02-07
18. REGIONS FINANCIAL CORP   2017-01-11 2020-02-07
4. REGIONS FINANCIAL CORP   2017-01-12 2020-02-07
3. DISH NETWORK CORPATION   2018-08-22 2020-02-10
1. KAR AUCTION SERVICES INC   2018-06-20 2020-02-10
4. KAR AUCTION SERVICES INC   2018-06-21 2020-02-10
3. KAR AUCTION SERVICES INC   2018-06-22 2020-02-10
4. KAR AUCTION SERVICES INC   2018-06-19 2020-02-10
15. REGIONS FINANCIAL CORP   2017-01-11 2020-02-10
3. REGIONS FINANCIAL CORP   2017-01-12 2020-02-10
.24 DISH NETWORK CORPATION   2019-01-17 2020-02-11
.4 DISH NETWORK CORPATION   2018-08-22 2020-02-11
.38 DISH NETWORK CORPATION   2018-10-10 2020-02-11
.22 DISH NETWORK CORPATION   2018-10-19 2020-02-11
.76 DISH NETWORK CORPATION   2018-10-22 2020-02-11
.49 DISH NETWORK CORPATION   2018-08-23 2020-02-11
1. DISH NETWORK CORPATION   2018-08-23 2020-02-11
9.76 DISH NETWORK CORPATION   2018-10-11 2020-02-11
14. DISH NETWORK CORPATION   2018-12-20 2020-02-11
.76 DISH NETWORK CORPATION   2018-12-20 2020-02-11
1. KAR AUCTION SERVICES INC   2019-01-17 2020-02-11
3. KAR AUCTION SERVICES INC   2019-01-18 2020-02-11
4. KAR AUCTION SERVICES INC   2019-01-22 2020-02-11
8. DISH NETWORK CORPATION   2019-01-18 2020-02-12
.43 DISH NETWORK CORPATION   2019-01-18 2020-02-12
14.76 DISH NETWORK CORPATION   2019-01-17 2020-02-12
.81 DISH NETWORK CORPATION   2019-01-17 2020-02-12
3. KAR AUCTION SERVICES INC   2019-02-28 2020-02-12
5. KAR AUCTION SERVICES INC   2019-03-01 2020-02-12
1. KAR AUCTION SERVICES INC   2019-07-09 2020-02-13
1. KAR AUCTION SERVICES INC   2019-07-11 2020-02-13
1. KAR AUCTION SERVICES INC   2019-03-04 2020-02-13
2. KAR AUCTION SERVICES INC   2019-03-01 2020-02-13
1. PACKAGING CORP OF AMERICA   2013-02-25 2020-02-13
52. BLACKROCK STRATEGIC   2014-03-04 2020-02-19
8. REGIONS FINANCIAL CORP   2017-01-12 2020-02-19
1000. APPLE INC   2017-02-08 2020-02-20
1000. JPMORGAN CHASE & CO   2014-09-16 2020-02-20
1. NORFOLK SOUTHERN CORP   2017-01-12 2020-02-20
7. NOVARTIS AG SPNSRD ADR   2018-11-19 2020-02-20
4. NOVARTIS AG SPNSRD ADR   2018-11-16 2020-02-20
1. NOVARTIS AG SPNSRD ADR   2018-11-23 2020-02-20
1. NOVARTIS AG SPNSRD ADR   2018-11-26 2020-02-20
1000. ORACLE CORP   2016-10-28 2020-02-20
7. PACKAGING CORP OF AMERICA   2019-01-02 2020-02-20
4. PACKAGING CORP OF AMERICA   2013-02-25 2020-02-20
34. REGIONS FINANCIAL CORP   2017-01-12 2020-02-20
1000. U.S. TREASURY NOTE   2019-04-12 2020-02-20
1000. U.S. TREASURY NOTE   2018-08-23 2020-02-20
1000. U.S. TREASURY NOTE   2019-12-18 2020-02-20
1000. U.S. TREASURY NOTE   2019-12-18 2020-02-20
1000. U.S. TREASURY NOTE   2020-02-05 2020-02-20
3. PACKAGING CORP OF AMERICA   2013-02-26 2020-02-24
2. PACKAGING CORP OF AMERICA   2013-02-25 2020-02-24
4. NOVARTIS AG SPNSRD ADR   2019-01-09 2020-02-25
2. NOVARTIS AG SPNSRD ADR   2018-11-16 2020-02-25
2. NOVARTIS AG SPNSRD ADR   2018-11-21 2020-02-25
2. NOVARTIS AG SPNSRD ADR   2019-01-08 2020-02-25
5. PACKAGING CORP OF AMERICA   2013-02-26 2020-02-25
2000. U.S. TREASURY NOTE   2019-12-18 2020-02-25
1. PACKAGING CORP OF AMERICA   2013-02-26 2020-02-26
4. CDW CORP/DE   2016-02-25 2020-02-27
3. J P MORGAN CHASE & CO   2020-02-20 2020-02-28
3. J P MORGAN CHASE & CO   2015-05-07 2020-02-28
5. CDW CORP/DE   2016-02-26 2020-03-02
1. CDW CORP/DE   2016-02-29 2020-03-02
3. CDW CORP/DE   2016-02-29 2020-03-03
5. J P MORGAN CHASE & CO   2015-05-07 2020-03-03
2. J P MORGAN CHASE & CO   2012-12-17 2020-03-03
4. US BANCORP DEL   2013-01-14 2020-03-03
3. US BANCORP DEL   2020-02-20 2020-03-03
3. US BANCORP DEL   2012-07-26 2020-03-03
2. MICROSOFT CORP COM   2020-02-20 2020-03-06
26. DELTA AIR LINES INC   2016-02-22 2020-03-09
16. DELTA AIR LINES INC   2016-02-23 2020-03-09
3. DELTA AIR LINES INC   2016-05-19 2020-03-09
4. J P MORGAN CHASE & CO   2012-06-14 2020-03-09
14. MARATHON OIL CORP   2018-06-12 2020-03-09
43. MARATHON OIL CORP   2018-06-11 2020-03-09
34. MARATHON OIL CORP   2019-01-16 2020-03-09
6. MARATHON OIL CORP   2019-03-20 2020-03-09
59. MARATHON OIL CORP   2019-03-19 2020-03-09
.19 TRUIST FINL CORP   2015-05-07 2020-03-09
11.52 TRUIST FINL CORP   2016-06-24 2020-03-09
.3 TRUIST FINL CORP   2015-06-15 2020-03-09
9. DR HORTON INC   2016-07-14 2020-03-10
15. DR HORTON INC   2016-10-18 2020-03-10
4. DELTA AIR LINES INC   2020-02-20 2020-03-10
5. DELTA AIR LINES INC   2017-01-12 2020-03-10
10. DELTA AIR LINES INC   2017-01-11 2020-03-10
8. DELTA AIR LINES INC   2016-05-19 2020-03-10
4. MARATHON OIL CORP   2019-03-20 2020-03-10
1. HUMANA INC   2016-10-18 2020-03-12
5. DR HORTON INC   2020-02-20 2020-03-13
7. DR HORTON INC   2018-05-17 2020-03-13
9. DR HORTON INC   2017-03-31 2020-03-13
16. DR HORTON INC   2017-03-30 2020-03-13
1. HUMANA INC   2019-07-23 2020-03-16
2. HUMANA INC   2016-10-18 2020-03-16
3. HUMANA INC   2016-10-19 2020-03-16
1. HUMANA INC   2016-10-18 2020-03-17
3. HUMANA INC   2016-10-19 2020-03-17
1. O'REILLY AUTOMOTIVE INC   2020-02-20 2020-03-18
2. O'REILLY AUTOMOTIVE INC   2019-01-02 2020-03-18
6. VERIZON COMMUNICATIONS INC   2019-03-29 2020-03-26
3. MICROSOFT CORP COM   2020-02-20 2020-04-01
1000. AMERICAN EXPRESS CO   2019-02-20 2020-04-07
1000. BB&T CORPORATION   2017-10-25 2020-04-07
1000. BANK OF NY MELLON CORP   2016-09-23 2020-04-07
82. BLACKROCK STRATEGIC   2014-03-04 2020-04-07
1000. FEDERAL NATL MTG ASSOC   2017-06-13 2020-04-07
1000. GLAXOSMITHKLINE CAPITAL   2018-06-08 2020-04-07
1000. HOME DEPOT INC   2019-01-11 2020-04-07
1000. U.S. TREASURY BOND   2009-06-24 2020-04-07
1000. U.S. TREASURY BOND 3.125% FEB 15 2042   2012-02-24 2020-04-07
1000. U.S. TREASURY BOND   2018-03-01 2020-04-07
1000. U.S. TREASURY BOND   2019-06-25 2020-04-07
2000. U.S. TREASURY NOTE   2019-04-12 2020-04-07
1000. U.S. TREASURY NOTE   2010-06-11 2020-04-07
1000. U.S. TREASURY NOTE   2017-10-25 2020-04-07
1000. WALMART INC   2018-08-23 2020-04-07
7. ALLY FINANCIAL INC   2018-02-08 2020-04-08
6. ALTRIA GROUP INC   2015-06-10 2020-04-08
1000. CITIGROUP INC   2011-11-17 2020-04-08
1. LABORATORY CORP AMER HLDGS   2014-12-23 2020-04-08
3. LOWES COMPANIES INC COM   2013-06-21 2020-04-08
3. SANOFI-SYNTHELABO   2020-02-20 2020-04-08
2. DOLLAR GENERAL CORP   2019-01-08 2020-04-13
2. DOLLAR GENERAL CORP   2019-01-09 2020-04-13
1. SONY CORP ADR AMERN SH NEW   2019-06-20 2020-04-13
1. SONY CORP ADR AMERN SH NEW   2019-06-17 2020-04-13
1. SONY CORP ADR AMERN SH NEW   2019-06-18 2020-04-13
1. SONY CORP ADR AMERN SH NEW   2019-07-25 2020-04-13
5. SONY CORP ADR AMERN SH NEW   2019-07-01 2020-04-13
2. WAL MART STORES INC   2017-09-05 2020-04-13
5. WAL MART STORES INC   2017-08-17 2020-04-13
2. SONY CORP ADR AMERN SH NEW   2019-07-01 2020-04-14
1. SONY CORP ADR AMERN SH NEW   2019-06-18 2020-04-14
14. AES CORP/VA   2019-05-13 2020-04-16
9. AES CORP/VA   2019-05-14 2020-04-16
7. AES CORP/VA   2020-02-20 2020-04-16
3. AES CORP/VA   2018-10-02 2020-04-16
8. LOWES COMPANIES INC COM   2013-06-21 2020-04-16
3. MICROSOFT CORP COM   2017-06-21 2020-04-16
3. MICROSOFT CORP COM   2015-11-18 2020-04-16
2. SONY CORP ADR AMERN SH NEW   2019-06-18 2020-04-16
5. VERIZON COMMUNICATIONS INC   2019-03-29 2020-04-16
8. VERIZON COMMUNICATIONS INC   2019-05-20 2020-04-16
2. AES CORP/VA   2018-10-02 2020-04-17
8. AES CORP/VA   2019-05-13 2020-04-17
6. AES CORP/VA   2019-05-14 2020-04-17
4. AES CORP/VA   2020-02-20 2020-04-17
6. SONY CORP ADR AMERN SH NEW   2019-06-19 2020-04-17
1. SONY CORP ADR AMERN SH NEW   2019-06-18 2020-04-17
2. DOLLAR GENERAL CORP   2018-11-26 2020-04-24
2. DOLLAR GENERAL CORP   2019-01-08 2020-04-24
4. MICROSOFT CORP COM   2015-11-18 2020-04-24
4. WAL MART STORES INC   2017-08-17 2020-04-24
1. LABORATORY CORP AMER HLDGS   2018-05-14 2020-04-28
1. LABORATORY CORP AMER HLDGS   2018-07-12 2020-04-28
2. LABORATORY CORP AMER HLDGS   2020-02-20 2020-04-28
4. MICROSOFT CORP COM   2015-11-18 2020-04-28
6. NOVO NORDISK A/S ADR   2019-01-09 2020-04-28
1. NOVO NORDISK A/S ADR   2017-10-10 2020-04-28
2. SONY CORP ADR AMERN SH NEW   2019-07-01 2020-04-28
1. SONY CORP ADR AMERN SH NEW   2019-07-02 2020-04-28
1. SONY CORP ADR AMERN SH NEW   2020-04-08 2020-04-28
2000. U.S. TREASURY NOTE   2018-08-23 2020-04-28
4. NOVO NORDISK A/S ADR   2019-01-09 2020-04-29
2. SONY CORP ADR AMERN SH NEW   2020-04-08 2020-04-29
2. SONY CORP ADR AMERN SH NEW   2019-07-02 2020-04-29
3. SONY CORP ADR AMERN SH NEW   2019-07-01 2020-04-29
2000. U.S. TREASURY NOTE   2020-02-05 2020-04-29
2. MOLSON COORS BREWING CO   2019-02-20 2020-05-13
5. MOLSON COORS BREWING CO   2019-02-08 2020-05-13
5. MOLSON COORS BREWING CO   2019-02-04 2020-05-13
1. MOLSON COORS BREWING CO   2019-02-05 2020-05-13
4. MOLSON COORS BREWING CO   2019-02-07 2020-05-13
5. VERIZON COMMUNICATIONS INC   2019-05-20 2020-05-13
7. VERIZON COMMUNICATIONS INC   2019-06-14 2020-05-13
1. MOLSON COORS BREWING CO   2019-02-08 2020-05-14
2000. U.S. TREASURY NOTE   2010-06-11 2020-05-15
10. DR HORTON INC   2017-02-21 2020-05-20
3. DR HORTON INC   2017-03-31 2020-05-20
2. DR HORTON INC   2016-10-19 2020-05-20
2. MOLSON COORS BREWING CO   2019-02-21 2020-05-20
2. MOLSON COORS BREWING CO   2019-02-20 2020-05-20
10. MOLSON COORS BREWING CO   2019-03-05 2020-05-21
3. MOLSON COORS BREWING CO   2019-02-21 2020-05-21
4. MOLSON COORS BREWING CO   2019-10-23 2020-05-22
3. MOLSON COORS BREWING CO   2020-04-08 2020-05-22
1. MOLSON COORS BREWING CO   2019-03-05 2020-05-22
6. MOLSON COORS BREWING CO   2019-10-22 2020-05-22
3. NOVO NORDISK A/S ADR   2019-01-11 2020-05-29
5. NOVO NORDISK A/S ADR   2019-01-10 2020-05-29
3. NOVO NORDISK A/S ADR   2017-10-10 2020-05-29
4. SONY CORP ADR AMERN SH NEW   2019-07-01 2020-06-03
4. SONY CORP ADR AMERN SH NEW   2019-06-28 2020-06-03
10. SONY CORP ADR AMERN SH NEW   2019-06-27 2020-06-03
3. SONY CORP ADR AMERN SH NEW   2019-06-26 2020-06-03
5. DOLLAR GENERAL CORP   2018-11-26 2020-06-05
2. FACEBOOK INC   2020-02-10 2020-06-08
2. FACEBOOK INC   2020-02-20 2020-06-08
1. DOLLAR GENERAL CORP   2018-11-26 2020-06-09
2. DOLLAR GENERAL CORP   2018-11-23 2020-06-09
4. ALIBABA GROUP HOLDING LT   2020-03-09 2020-06-15
1. DOLLAR GENERAL CORP   2018-12-11 2020-06-15
2. DOLLAR GENERAL CORP   2018-11-23 2020-06-15
1. LABORATORY CORP AMER HLDGS   2018-05-16 2020-06-15
1. LABORATORY CORP AMER HLDGS   2018-05-17 2020-06-15
1. LABORATORY CORP AMER HLDGS   2018-05-15 2020-06-15
1. LABORATORY CORP AMER HLDGS   2018-05-11 2020-06-15
6. VERIZON COMMUNICATIONS INC   2020-02-20 2020-06-15
4. VERIZON COMMUNICATIONS INC   2019-06-14 2020-06-15
2. VERIZON COMMUNICATIONS INC   2020-04-08 2020-06-15
1. LABORATORY CORP AMER HLDGS   2018-05-16 2020-06-16
9. VERIZON COMMUNICATIONS INC   2019-05-16 2020-06-16
4. VERIZON COMMUNICATIONS INC   2019-04-30 2020-06-16
1. VERIZON COMMUNICATIONS INC   2020-04-08 2020-06-16
2. FACEBOOK INC   2020-02-10 2020-06-18
8. CITIGROUP INC   2012-06-18 2020-06-29
3. CITIGROUP INC   2020-04-08 2020-06-29
14. CITIGROUP INC   2012-06-14 2020-06-29
7. DR HORTON INC   2016-10-19 2020-06-29
7. VERIZON COMMUNICATIONS INC   2019-04-30 2020-06-29
5. VERIZON COMMUNICATIONS INC   2019-05-30 2020-06-29
5. DR HORTON INC   2016-10-19 2020-06-30
5. MICROSOFT CORP COM   2015-11-18 2020-07-02
7. VERIZON COMMUNICATIONS INC   2019-07-30 2020-07-02
5. VERIZON COMMUNICATIONS INC   2019-05-30 2020-07-02
.89 KONINKLIJKE PHILIPS NV   2020-01-27 2020-07-09
7. VERIZON COMMUNICATIONS INC   2019-07-30 2020-07-10
8. VERIZON COMMUNICATIONS INC   2019-05-15 2020-07-10
9. COMCAST CORP   2020-02-20 2020-07-22
17. COMCAST CORP   2015-05-07 2020-07-22
1. COMCAST CORP   2012-10-04 2020-07-22
1. DR HORTON INC   2016-10-18 2020-07-23
7. DR HORTON INC   2016-10-19 2020-07-23
10. DR HORTON INC   2016-10-19 2020-07-24
4. DR HORTON INC   2020-04-08 2020-07-24
1. DR HORTON INC   2016-10-20 2020-07-24
5. APPLE INC   2016-03-31 2020-07-27
8. TAIWAN SEMICONDUCTOR ADR   2018-09-10 2020-07-27
8. TAIWAN SEMICONDUCTOR ADR   2018-09-07 2020-07-27
2. FACEBOOK INC   2020-02-07 2020-08-11
2. FACEBOOK INC   2020-02-10 2020-08-11
5. TAIWAN SEMICONDUCTOR ADR   2018-09-10 2020-08-11
3. TAIWAN SEMICONDUCTOR ADR   2018-10-31 2020-08-11
10. VERIZON COMMUNICATIONS INC   2019-07-22 2020-08-11
4. VERIZON COMMUNICATIONS INC   2019-05-15 2020-08-11
11. VERIZON COMMUNICATIONS INC   2019-04-25 2020-08-11
2. LOWES COMPANIES INC COM   2018-05-16 2020-08-14
4. LOWES COMPANIES INC COM   2018-04-19 2020-08-14
2. APPLE INC   2016-03-31 2020-08-18
4. LOWES COMPANIES INC COM   2018-04-19 2020-08-19
1. BOOKING HLDGS INC   2020-03-24 2020-08-27
16. ALTRIA GROUP INC   2015-08-05 2020-09-01
3. ALTRIA GROUP INC   2015-08-06 2020-09-01
3. ALTRIA GROUP INC   2018-03-20 2020-09-01
1. ALTRIA GROUP INC   2019-03-05 2020-09-01
7. APPLE INC   2016-03-31 2020-09-01
2. ALTRIA GROUP INC   2015-08-05 2020-09-02
1. ALTRIA GROUP INC   2015-08-06 2020-09-02
1. ALTRIA GROUP INC   2018-03-20 2020-09-02
4. APPLE INC   2016-03-31 2020-09-10
26. PFIZER INC   2017-04-11 2020-09-10
5. PFIZER INC   2017-04-12 2020-09-10
1. HUBBELL INC   2019-02-20 2020-09-18
7. WAL MART STORES INC   2017-07-26 2020-09-18
1. HUBBELL INC   2020-02-20 2020-09-22
1. HUBBELL INC   2019-04-18 2020-09-22
1. HUBBELL INC   2019-04-16 2020-09-22
1. HUBBELL INC   2019-04-15 2020-09-22
1. HUBBELL INC   2019-02-22 2020-09-22
1. HUBBELL INC   2019-02-20 2020-09-22
5. AES CORP/VA   2018-10-02 2020-09-24
9. AES CORP/VA   2018-09-21 2020-09-24
10. AES CORP/VA   2018-09-20 2020-09-24
3000. WALMART INC   2018-08-23 2020-09-24
4. AES CORP/VA   2018-10-02 2020-09-25
8. AES CORP/VA   2018-09-21 2020-09-25
9. AES CORP/VA   2018-09-20 2020-09-25
4. AES CORP/VA   2018-10-02 2020-09-28
9. AES CORP/VA   2018-09-21 2020-09-28
11. AES CORP/VA   2018-09-20 2020-09-28
3. AES CORP/VA   2018-10-02 2020-09-29
6. AES CORP/VA   2018-09-21 2020-09-29
6. AES CORP/VA   2018-09-20 2020-09-29
1. HUBBELL INC   2019-03-06 2020-10-02
9.32 KONINKLIJKE PHILIPS NV   2020-01-27 2020-10-02
12. KONINKLIJKE PHILIPS NV   2020-02-06 2020-10-02
.68 KONINKLIJKE PHILIPS NV   2020-01-28 2020-10-02
1. HUBBELL INC   2019-03-04 2020-10-05
1. HUBBELL INC   2019-03-06 2020-10-05
1. HUBBELL INC   2019-03-07 2020-10-05
1. HUBBELL INC   2019-02-21 2020-10-05
1. MORGAN STANLEY   2020-10-06 2020-10-06
12. AES CORP/VA   2018-09-19 2020-10-14
21. PFIZER INC   2017-04-12 2020-10-14
2. AES CORP/VA   2018-09-20 2020-10-15
18. AES CORP/VA   2018-09-19 2020-10-15
7. AES CORP/VA   2018-09-25 2020-10-15
18. US BANCORP DEL   2013-01-14 2020-10-15
26. AES CORP/VA   2018-09-25 2020-10-16
3. US BANCORP DEL   2013-01-14 2020-10-16
1. US BANCORP DEL   2012-07-25 2020-10-16
.2 VONTIER CORP   2020-10-15 2020-10-16
17. AES CORP/VA   2018-09-25 2020-10-19
16. AES CORP/VA   2020-04-08 2020-10-19
1. HUBBELL INC   2019-02-27 2020-10-23
1. HUBBELL INC   2019-02-19 2020-10-23
1. HUBBELL INC   2019-02-19 2020-10-26
1. HUBBELL INC   2019-02-28 2020-10-26
1. HUBBELL INC   2019-02-27 2020-10-26
3. PFIZER INC   2017-04-12 2020-10-27
16. PFIZER INC   2017-02-21 2020-10-27
3. ALTRIA GROUP INC   2015-06-10 2020-11-02
17. ALTRIA GROUP INC   2015-07-09 2020-11-02
6. ALTRIA GROUP INC   2019-03-05 2020-11-02
2. ALTRIA GROUP INC   2015-06-10 2020-11-03
8. ALTRIA GROUP INC   2015-07-09 2020-11-03
2. ALTRIA GROUP INC   2019-03-05 2020-11-03
1. BIOGEN IDEC INC   2020-02-20 2020-11-03
1. BIOGEN IDEC INC   2017-02-21 2020-11-03
1. BIOGEN IDEC INC   2018-02-16 2020-11-03
1. BIOGEN IDEC INC   2020-04-08 2020-11-03
1. QUANTA SERVICES INC   2020-04-17 2020-11-03
1. QUANTA SERVICES INC   2020-04-28 2020-11-03
1. QUANTA SERVICES INC   2020-04-29 2020-11-03
1. BIOGEN IDEC INC   2018-02-16 2020-11-04
6. QUANTA SERVICES INC   2020-04-29 2020-11-04
6. QUANTA SERVICES INC   2020-04-17 2020-11-04
6. QUANTA SERVICES INC   2020-04-28 2020-11-04
2. QUANTA SERVICES INC   2020-04-29 2020-11-05
2. QUANTA SERVICES INC   2020-04-28 2020-11-05
1. QUANTA SERVICES INC   2020-04-17 2020-11-05
1. HUBBELL INC   2019-02-13 2020-11-12
3. HUBBELL INC   2019-02-15 2020-11-13
41. PFIZER INC   2016-03-31 2020-11-13
1. HUBBELL INC   2019-03-01 2020-11-16
1. HUBBELL INC   2019-03-05 2020-11-16
1. HUBBELL INC   2019-02-28 2020-11-16
11. PFIZER INC   2020-04-08 2020-11-16
17. PFIZER INC   2017-05-31 2020-11-16
7. PFIZER INC   2020-02-20 2020-11-16
6. PFIZER INC   2016-03-31 2020-11-16
4. PFIZER INC   2017-02-21 2020-11-16
2. HUBBELL INC   2020-04-08 2020-11-17
1. HUBBELL INC   2019-03-08 2020-11-17
2000. U.S. TREASURY BOND   2009-06-24 2020-11-24
4. ALTRIA GROUP INC   2015-06-10 2020-12-01
17. ALTRIA GROUP INC   2015-06-11 2020-12-01
10. APPLE INC   2016-03-31 2020-12-01
1. DOLLAR GENERAL CORP   2018-11-21 2020-12-01
4. DOLLAR GENERAL CORP   2018-12-11 2020-12-01
8. US BANCORP DEL   2012-08-04 2020-12-01
7. US BANCORP DEL   2012-10-31 2020-12-01
1. US BANCORP DEL   2012-08-04 2020-12-01
3. US BANCORP DEL   2012-07-25 2020-12-01
13. US BANCORP DEL   2012-10-31 2020-12-08
11. US BANCORP DEL   2012-10-31 2020-12-09
2. ALTRIA GROUP INC   2015-06-11 2020-12-14
12. ALTRIA GROUP INC   2019-10-29 2020-12-14
5. ALTRIA GROUP INC   2020-02-20 2020-12-14
3. QUANTA SERVICES INC   2020-04-17 2020-12-14
1. QUANTA SERVICES INC   2020-04-14 2020-12-14
4. TRUIST FINL CORP   2020-02-20 2020-12-14
16. TRUIST FINL CORP   2016-06-24 2020-12-14
1. QUANTA SERVICES INC   2020-04-20 2020-12-15
2. QUANTA SERVICES INC   2020-04-14 2020-12-15
3. QUANTA SERVICES INC   2020-04-17 2020-12-15
1. TRUIST FINL CORP   2016-06-24 2020-12-15
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 1,496   547 949
b 598   288 310
c 1,463   744 719
d 589   488 101
e 294   92 202
1,096   558 538
295   92 203
295   244 51
44   52 -8
22   26 -4
22   26 -4
22   26 -4
22   25 -3
22   26 -4
22   26 -4
89   102 -13
44   51 -7
111   130 -19
88   102 -14
110   130 -20
44   51 -7
733   236 497
22   25 -3
22   25 -3
22   25 -3
88   99 -11
110   125 -15
66   76 -10
618   166 452
58   87 -29
58   78 -20
115   171 -56
58   86 -28
404   486 -82
173   256 -83
115   167 -52
66   76 -10
110   124 -14
110   125 -15
22   25 -3
22   25 -3
22   25 -3
177   174 3
185   173 12
176   174 2
88   89 -1
246   233 13
214   221 -7
147   143 4
217   204 13
532   155 377
266   78 188
293   287 6
63   82 -19
42   41 1
74   66 8
37   32 5
37   33 4
37   31 6
21   21  
81   73 8
422   383 39
693   540 153
275   239 36
29   25 4
8   7 1
138   115 23
14   12 2
29   23 6
47   38 9
68   59 9
347   309 38
66   58 8
2,203   2,131 72
112   99 13
75   63 12
37   33 4
75   62 13
578   469 109
96   78 18
581   184 397
700   478 222
44   41 3
110   103 7
88   81 7
22   20 2
176   164 12
16   14 2
293   260 33
65   57 8
110   100 10
22   21 1
87   84 3
65   63 2
87   83 4
244   216 28
49   43 6
9   7 2
15   13 2
15   12 3
8   7 1
29   25 4
19   16 3
39   33 6
377   301 76
540   363 177
29   20 9
22   19 3
65   59 6
87   78 9
329   225 104
18   12 6
607   409 198
33   23 10
67   54 13
111   90 21
22   25 -3
22   24 -2
22   18 4
45   36 9
100   42 58
525   528 -3
131   115 16
1,085   1,009 76
1,072   996 76
208   111 97
672   542 130
384   308 76
96   77 19
96   78 18
1,043   990 53
696   590 106
398   167 231
561   487 74
1,134   1,045 89
1,005   1,000 5
1,006   988 18
1,008   998 10
1,004   1,003 1
297   125 172
198   83 115
353   306 47
176   154 22
176   157 19
176   152 24
477   208 269
2,025   1,997 28
96   42 54
470   156 314
348   410 -62
348   193 155
591   197 394
118   39 79
355   118 237
585   322 263
234   87 147
186   134 52
139   164 -25
139   101 38
319   365 -46
1,128   1,261 -133
694   783 -89
130   130  
379   138 241
50   300 -250
155   925 -770
122   529 -407
22   104 -82
212   1,021 -809
6   6  
395   363 32
10   10  
445   307 138
742   441 301
175   234 -59
219   251 -32
437   513 -76
350   346 4
15   69 -54
295   174 121
189   308 -119
265   289 -24
341   300 41
605   534 71
273   282 -9
546   347 199
820   524 296
271   174 97
813   524 289
285   391 -106
569   687 -118
319   355 -36
459   548 -89
1,040   1,002 38
1,015   996 19
1,008   996 12
767   833 -66
1,069   978 91
1,056   999 57
1,116   1,027 89
1,526   1,010 516
1,359   1,002 357
1,379   975 404
1,361   1,073 288
2,397   2,090 307
1,003   1,000 3
1,119   994 125
1,066   1,009 57
107   194 -87
240   297 -57
1,039   957 82
143   107 36
283   118 165
135   152 -17
341   227 114
341   230 111
60   54 6
60   52 8
60   52 8
60   55 5
299   266 33
248   159 89
620   397 223
123   107 16
61   52 9
171   224 -53
110   146 -36
85   145 -60
37   43 -6
741   315 426
526   211 315
526   160 366
124   104 20
285   296 -11
457   472 -15
26   29 -3
102   128 -26
77   97 -20
51   83 -32
384   317 67
64   52 12
352   214 138
352   227 125
692   214 478
517   318 199
177   177  
177   186 -9
353   378 -25
684   214 470
389   293 96
65   49 16
126   107 19
63   53 10
63   62 1
2,013   2,000 13
252   195 57
129   124 5
129   107 22
194   161 33
2,047   2,006 41
72   125 -53
181   326 -145
181   329 -148
36   67 -31
144   262 -118
274   295 -21
384   407 -23
35   65 -30
2,000   2,000  
521   307 214
156   100 56
104   59 45
76   124 -48
76   125 -49
371   610 -239
111   186 -75
146   237 -91
110   135 -25
37   61 -24
219   355 -136
195   145 50
326   242 84
195   146 49
264   215 49
264   210 54
660   523 137
198   158 40
928   534 394
462   424 38
462   428 34
186   107 79
372   212 160
868   784 84
188   106 82
375   212 163
170   177 -7
170   177 -7
170   176 -6
170   175 -5
337   348 -11
225   233 -8
112   115 -3
173   177 -4
512   518 -6
227   229 -2
57   58 -1
470   424 46
399   223 176
150   131 19
699   390 309
382   208 174
381   401 -20
272   286 -14
275   148 127
1,038   267 771
386   397 -11
276   286 -10
42   42  
381   397 -16
436   453 -17
384   410 -26
724   493 231
43   18 25
64   29 35
445   208 237
636   297 339
254   160 94
64   29 35
1,894   547 1,347
663   357 306
663   360 303
521   423 98
521   424 97
391   223 168
235   115 120
585   554 31
234   226 8
644   615 29
309   171 138
618   339 279
926   219 707
634   339 295
1,892   1,258 634
690   888 -198
129   167 -38
129   185 -56
43   53 -10
935   191 744
87   111 -24
43   56 -13
43   62 -19
473   109 364
935   881 54
180   169 11
140   120 20
955   552 403
135   146 -11
135   126 9
135   125 10
135   124 11
135   120 15
135   120 15
90   72 18
162   126 36
180   138 42
3,235   3,024 211
72   58 14
143   112 31
161   124 37
72   58 14
161   126 35
197   151 46
54   43 11
108   84 24
108   83 25
138   120 18
435   446 -11
560   569 -9
32   32  
140   119 21
140   120 20
140   119 21
140   119 21
39     39
236   164 72
771   710 61
40   28 12
356   246 110
139   96 43
704   602 102
517   356 161
117   100 17
39   33 6
6     6
339   233 106
319   225 94
153   118 35
153   119 34
148   119 29
148   118 30
148   118 30
113   101 12
600   540 60
109   149 -40
619   875 -256
219   317 -98
75   99 -24
299   412 -113
75   106 -31
247   334 -87
247   287 -40
247   295 -48
247   314 -67
67   35 32
67   37 30
67   37 30
332   295 37
381   223 158
381   207 174
381   222 159
131   74 57
131   74 57
65   35 30
153   117 36
467   354 113
1,576   1,230 346
159   118 41
159   118 41
159   118 41
408   378 30
630   555 75
259   250 9
222   180 42
148   135 13
312   238 74
156   118 38
2,959   2,019 940
161   198 -37
686   829 -143
1,228   273 955
219   106 113
877   424 453
354   273 81
310   233 77
44   34 10
133   100 33
584   432 152
501   366 135
86   98 -12
516   554 -38
215   226 -11
206   104 102
69   34 35
184   220 -36
735   504 231
69   34 35
138   67 71
207   104 103
46   31 15
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       949
b       310
c       719
d       101
e       202
      538
      203
      51
      -8
      -4
      -4
      -4
      -3
      -4
      -4
      -13
      -7
      -19
      -14
      -20
      -7
      497
      -3
      -3
      -3
      -11
      -15
      -10
      452
      -29
      -20
      -56
      -28
      -82
      -83
      -52
      -10
      -14
      -15
      -3
      -3
      -3
      3
      12
      2
      -1
      13
      -7
      4
      13
      377
      188
      6
      -19
      1
      8
      5
      4
      6
       
      8
      39
      153
      36
      4
      1
      23
      2
      6
      9
      9
      38
      8
      72
      13
      12
      4
      13
      109
      18
      397
      222
      3
      7
      7
      2
      12
      2
      33
      8
      10
      1
      3
      2
      4
      28
      6
      2
      2
      3
      1
      4
      3
      6
      76
      177
      9
      3
      6
      9
      104
      6
      198
      10
      13
      21
      -3
      -2
      4
      9
      58
      -3
      16
      76
      76
      97
      130
      76
      19
      18
      53
      106
      231
      74
      89
      5
      18
      10
      1
      172
      115
      47
      22
      19
      24
      269
      28
      54
      314
      -62
      155
      394
      79
      237
      263
      147
      52
      -25
      38
      -46
      -133
      -89
       
      241
      -250
      -770
      -407
      -82
      -809
       
      32
       
      138
      301
      -59
      -32
      -76
      4
      -54
      121
      -119
      -24
      41
      71
      -9
      199
      296
      97
      289
      -106
      -118
      -36
      -89
      38
      19
      12
      -66
      91
      57
      89
      516
      357
      404
      288
      307
      3
      125
      57
      -87
      -57
      82
      36
      165
      -17
      114
      111
      6
      8
      8
      5
      33
      89
      223
      16
      9
      -53
      -36
      -60
      -6
      426
      315
      366
      20
      -11
      -15
      -3
      -26
      -20
      -32
      67
      12
      138
      125
      478
      199
       
      -9
      -25
      470
      96
      16
      19
      10
      1
      13
      57
      5
      22
      33
      41
      -53
      -145
      -148
      -31
      -118
      -21
      -23
      -30
       
      214
      56
      45
      -48
      -49
      -239
      -75
      -91
      -25
      -24
      -136
      50
      84
      49
      49
      54
      137
      40
      394
      38
      34
      79
      160
      84
      82
      163
      -7
      -7
      -6
      -5
      -11
      -8
      -3
      -4
      -6
      -2
      -1
      46
      176
      19
      309
      174
      -20
      -14
      127
      771
      -11
      -10
       
      -16
      -17
      -26
      231
      25
      35
      237
      339
      94
      35
      1,347
      306
      303
      98
      97
      168
      120
      31
      8
      29
      138
      279
      707
      295
      634
      -198
      -38
      -56
      -10
      744
      -24
      -13
      -19
      364
      54
      11
      20
      403
      -11
      9
      10
      11
      15
      15
      18
      36
      42
      211
      14
      31
      37
      14
      35
      46
      11
      24
      25
      18
      -11
      -9
       
      21
      20
      21
      21
      39
      72
      61
      12
      110
      43
      102
      161
      17
      6
      6
      106
      94
      35
      34
      29
      30
      30
      12
      60
      -40
      -256
      -98
      -24
      -113
      -31
      -87
      -40
      -48
      -67
      32
      30
      30
      37
      158
      174
      159
      57
      57
      30
      36
      113
      346
      41
      41
      41
      30
      75
      9
      42
      13
      74
      38
      940
      -37
      -143
      955
      113
      453
      81
      77
      10
      33
      152
      135
      -12
      -38
      -11
      102
      35
      -36
      231
      35
      71
      103
      15
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 28,369
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 458
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 458
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 458
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 228
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 228
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 230
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet0 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletTX
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletBANK OF AMERICA NA Telephone no.bullet (212) 852-3049

    Located atbullet114 W 47TH ST NY8-114-07-07NEW YORKNY ZIP+4bullet100361510
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    BANK OF AMERICA N A TRUSTEE
    2     		6,123    
    114 W 47TH ST NY8-114-07-07
    NEW YORK,NY100361510
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    361,080
    b
    Average of monthly cash balances.......................
    1b
    13,102
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    374,182
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    374,182
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    5,613
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    368,569
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    18,428
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    18,428
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    458
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    458
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    17,970
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    17,970
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    17,970
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    28,674
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    28,674
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    28,674
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 17,970
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 10,872
    b From 2016...... 11,526
    c From 2017...... 11,117
    d From 2018...... 10,695
    e From 2019...... 10,926
    fTotal of lines 3a through e........ 55,136
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 28,674
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 17,970
    e Remaining amount distributed out of corpus 10,704
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 65,840
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		10,872
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		54,968
    10 Analysis of line 9:
    a Excess from 2016.... 11,526
    b Excess from 2017.... 11,117
    c Excess from 2018.... 10,695
    d Excess from 2019.... 10,926
    e Excess from 2020.... 10,704
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    THE UNIVERSITY OF TEXAS SYSTEM
    210 W 6TH ST 1200
    AUSTIN,TX787012901     		NONE PC GENERAL OPERATING 25,000
    Total .................................bullet 3a 25,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 7,186  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 28,369  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   35,555  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    35,555
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    FRANCES G HARPER TRUST UNDER WILL
    EIN:
    22-6923433
    Name of Bond End of Year Book Value End of Year Fair Market Value
    46625HJX9 JPMORGAN CHASE & CO 2,989 3,317
    912810RQ3 U.S. TREASURY BOND    
    912828M56 U.S. TREASURY NOTE 6,088 6,552
    9128284X5 U.S. TREASURY NOTE    
    931142EK5 WALMART INC    
    035242AL0 ANHEUSER-BUSCH INBEV    
    05531FBB8 BB&T CORPORATION 2,987 3,246
    17275RAE2 CISCO SYSTEMS INC    
    78011DAG9 USD ROYAL BK CANADA    
    822582AJ1 SHELL INTERNATIONAL    
    912828Y46 U.S. TREASURY NOTE    
    9128283W8 U.S. TREASURY NOTE    
    9128284A5 U.S. TREASURY NOTE    
    912810FT0 U.S. TREASURY BOND    
    9128284R8 U.S. TREASURY NOTE 2,000 2,225
    949746SA0 WELLS FARGO & COMPAN 2,000 2,020
    037833CJ7 APPLE INC 3,024 3,422
    912810QU5 U.S. TREASURY BOND 3 4,104 5,245
    912828ND8 U.S. TREASURY NOTE    
    68389XBM6 ORACLE CORP 2,970 3,297
    912828X88 U.S. TREASURY NOTE 2,983 3,346
    9128284G2 U.S. TREASURY NOTE    
    06406FAD5 BANK OF NY MELLON CO 996 1,048
    172967FT3 CITIGROUP INC 957 1,043
    912810SA7 U.S. TREASURY BOND 3,628 3,938
    377372AL1 GLAXOSMITHKLINE CAPI 2,996 3,214
    3135G0K36 FEDERAL NATL MTG ASS 2,935 3,269
    025816CC1 AMERICAN EXPRESS CO 3,004 3,256
    9128285M8 U.S. TREASURY NOTE 6,290 7,104
    437076BW1 HOME DEPOT INC 3,076 3,610
    9128284V9 U.S. TREASURY NOTE    
    912828YH7 U.S. TREASURY NOTE 3,953 4,189
    912828YW4 U.S. TREASURY NOTE    
    912810SH2 U.S. TREASURY BOND 3,214 3,873
    912810SP4 U.S. TREASURY BOND 1,895 1,873
    6174468Q5 MORGAN STANLEY 2,014 2,112
    035240AV2 ANHEUSER-BUSCH INBEV 2,135 2,317
    91282CAR2 U.S. TREASURY NOTE 1,999 2,000
    20030NDM0 COMCAST CORP 2,996 3,081
    05526DBS3 BAT CAPITAL CORP 3,982 4,143

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    FRANCES G HARPER TRUST UNDER WILL
    EIN:
    22-6923433
    Name of Stock End of Year Book Value End of Year Fair Market Value
    594918104 MICROSOFT CORP COM 4,668 20,018
    931142103 WAL MART STORES INC 2,559 4,613
    02209S103 ALTRIA GROUP INC 1,280 1,271
    172967424 CITIGROUP INC    
    192446102 COGNIZANT TECHNOLOGY 5,638 7,048
    23331A109 DR HORTON INC    
    655844108 NORFOLK SOUTHERN COR 2,585 4,990
    695156109 PACKAGING CORP OF AM    
    02079K107 ALPHABET INC SHS 2,279 8,759
    02079K305 ALPHABET INC SHS 1,739 8,763
    269246401 E*TRADE FINANCIAL CO    
    548661107 LOWES COMPANIES INC 1,692 3,692
    67103H107 O'REILLY AUTOMOTIVE 2,737 4,073
    055622104 BP P L C SPONS ADR 4,020 2,257
    20030N101 COMCAST CORP 2,859 7,598
    247361702 DELTA AIR LINES INC    
    444859102 HUMANA INC 2,161 2,051
    48238T109 KAR AUCTION SERVICES    
    50540R409 LABORATORY CORP AMER 3,812 6,514
    670100205 NOVO NORDISK A/S ADR 2,253 3,143
    902973304 US BANCORP DEL    
    00130H105 AES CORP/VA    
    166764100 CHEVRONTEXACO CORP 5,273 3,885
    17275R102 CISCO SYSTEMS INC 4,044 6,578
    256677105 DOLLAR GENERAL CORP 1,493 2,524
    565849106 MARATHON OIL CORP    
    874039100 TAIWAN SEMICONDUCTOR 2,770 7,742
    34959J108 FORTIVE CORP 3,703 4,462
    46625H100 J P MORGAN CHASE & C 2,045 7,370
    66987V109 NOVARTIS AG SPNSRD A    
    717081103 PFIZER INC    
    7591EP100 REGIONS FINANCIAL CO    
    91324P102 UNITEDHEALTH GROUP I 4,684 9,118
    12514G108 CDW CORP/DE    
    02005N100 ALLY FINANCIAL INC 3,786 4,778
    037833100 APPLE INC 4,959 21,628
    09062X103 BIOGEN IDEC INC 2,496 2,204
    25470M109 DISH NETWORK CORPATI    
    20825C104 CONOCOPHILLIPS 4,316 3,559
    92343V104 VERIZON COMMUNICATIO    
    12508E101 CDK GLOBAL INC 4,405 4,302
    05523R107 BAE SYSTEMS PLC 3,935 3,964
    35137L105 FOX CORP 4,608 4,252
    22052L104 DOWDUPONT INC 5,441 7,783
    26614N102 DUPONT DE NEMOURS IN    
    443510607 HUBBELL INC    
    89832Q109 TRUIST FINL CORP 1,172 1,821
    01609W102 ALIBABA GROUP HOLDIN 3,196 4,189
    60871R209 MOLSON COORS BREWING    
    256746108 DOLLAR TREE INC 6,365 7,023
    835699307 SONY CORP ADR AMERN    
    904784709 UNILEVER NV    
    37045V100 GENERAL MOTORS CO 4,761 6,246
    92857W308 VODAFONE GROUP PLC 4,308 5,158
    500472303 KONINKLIJKE PHILIPS 2,884 3,900
    759351604 REINSURANCE GROUP OF 2,293 2,550
    92826C839 VISA INC 8,163 9,624
    038222105 APPLIED MATERIALS IN 4,336 6,127
    68902V107 OTIS WORLDWIDE CORP 2,505 3,580
    12504L109 CBRE GROUP INC 2,199 2,822
    036752103 ANTHEM INC 4,979 5,459
    617446448 MORGAN STANLEY 4,150 6,099
    770323103 ROBERT HALF INTERNAT 3,395 4,748
    339041105 FLEETCOR TECHNOLOGIS 4,057 4,365
    904767704 UNILEVER PLC AMER SH 5,411 5,734
    754730109 RAYMOND JAMES FINANC 2,879 3,157
    N6596X109 NXP SEMICONDUCTORS N 1,424 2,067
    023135106 AMAZON COM INC 7,036 13,028
    928881101 VONTIER CORP 637 835
    778296103 ROSS STORES INC 3,075 4,544
    191216100 COCA-COLA CO/THE 5,050 5,594
    80105N105 SANOFI-SYNTHELABO 5,192 5,296
    30303M102 FACEBOOK INC 7,490 10,107
    14040H105 CAPITAL ONE FINANCIA 1,553 1,680
    084670702 BERKSHIRE HATHAWAYIN 6,791 8,579
    G0750C108 AXALTA COATING SYSTE 3,344 4,026
    45866F104 INTERCONTINENTAL EXC 2,703 2,882
    171779309 CIENA CORP 1,656 1,903
    74762E102 QUANTA SERVICES INC 2,198 5,546

    TY 2020 InvestmentsOtherSchedule2
    Name:
    FRANCES G HARPER TRUST UNDER WILL
    EIN:
    22-6923433
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    09260B382 BLACKROCK STRATEGIC AT COST 4,415 4,532

    TY 2020 OtherDecreasesSchedule
    Name:
    FRANCES G HARPER TRUST UNDER WILL
    EIN:
    22-6923433
    Description Amount
    PURCHASE OF ACCRUED INTEREST CARRYOVER 26


    TY 2020 OtherExpensesSchedule
    Name:
    FRANCES G HARPER TRUST UNDER WILL
    EIN:
    22-6923433
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER INVESTMENT EXPENSES 18 18   0


    TY 2020 OtherIncreasesSchedule
    Name:
    FRANCES G HARPER TRUST UNDER WILL
    EIN:
    22-6923433
    Description Amount
    PY PENDING SALES ADJ 5,179
    MUTUAL FUND TIMING ADJ 14
    COST BASIS ADJUSTMENT 125


    TY 2020 TaxesSchedule
    Name:
    FRANCES G HARPER TRUST UNDER WILL
    EIN:
    22-6923433
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 122 122   0
    FEDERAL ESTIMATES - PRINCIPAL 228 0   0