TY 2020 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
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Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2020

Open to Public Inspection

For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020

Name of foundation
JAMES P GRAY TUW

Number and street (or P.O. box number if mail is not delivered to street address)114 W 47TH ST NY8-114-07-07
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY100361510

A Employer identification number

04-6019038

B Telephone number (see instructions)

(212) 852-3049

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$3,686,702J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	99,266		99,266
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		28,585
b	Gross sales price for all assets on line 6a 1,954,881
7	Capital gain net income (from Part IV, line 2)...			28,585
8	Net short-term capital gain.........				0
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		5,107	1,348
12	Total. Add lines 1 through 11........	132,958		129,199
13	Compensation of officers, directors, trustees, etc.	1,366		546		820
14	Other employee salaries and wages......			0	0	0
15	Pension plans, employee benefits.......			0	0
16a	Legal fees (attach schedule).........					0
b	Accounting fees (attach schedule).......
c	Other professional fees (attach schedule)....					0
17	Interest...............					0
18	Taxes (attach schedule) (see instructions)...		4,988	3,504		0
19	Depreciation (attach schedule) and depletion...		0	0
20	Occupancy..............
21	Travel, conferences, and meetings.......			0	0
22	Printing and publications..........			0	0
23	Other expenses (attach schedule).......		881	61		820
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	7,235		4,111	0	1,640
25	Contributions, gifts, grants paid.......	178,913				178,913
26	Total expenses and disbursements. Add lines 24 and 25	186,148		4,111	0	180,553
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-53,190
b	Net investment income (if negative, enter -0-)			125,088
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2020)

Form 990-PF (2020)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	2,710	1,892	1,892
	2	Savings and temporary cash investments.........	107,120	47,648	47,648
	3	Accounts receivable
		Less: allowance for doubtful accounts		0	0
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts 0
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	313,919	130,324	147,988
	c	Investments—corporate bonds (attach schedule).......	195,208	195,455	220,171
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............			1,892
	13	Investments—other (attach schedule)..........	2,559,117	2,749,257	3,267,111
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	3,178,074	3,124,576	3,686,702
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........		0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........	3,178,074	3,124,576
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds
	29	Total net assets or fund balances (see instructions).....	3,178,074	3,124,576
	30	Total liabilities and net assets/fund balances (see instructions).	3,178,074	3,124,576

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

3,178,074

Enter amount from Part I, line 27a .....................

-53,190

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

3,124,890

Decreases not included in line 2 (itemize) bullet

314

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

3,124,576

Form 990-PF (2020)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	107. CHINA MOBILE LTD		2017-11-03	2020-01-06
b	9. CHINA MOBILE LTD		2018-07-20	2020-01-06
c	23. CHINA MOBILE LTD		2018-02-07	2020-01-06
d	104. POSCO		2018-12-04	2020-01-06
e	1000. U.S. TREASURY NOTE		2018-09-10	2020-01-15
	1000. U.S. TREASURY NOTE		2018-11-19	2020-01-15
	4000. U.S. TREASURY NOTE		2018-05-16	2020-01-15
	4000. U.S. TREASURY NOTE		2015-12-08	2020-01-15
	71.08 FNMA PBH9215 03 50%2048		2020-01-27	2020-01-27
	80. NORFOLK SOUTHERN CORP		2020-01-06	2020-02-04
	92. WPP PLC NEW/ADR		2019-01-04	2020-02-04
	6. WPP PLC NEW/ADR		2019-06-13	2020-02-04
	59. ABB LTD		2017-07-25	2020-02-06
	4. BCE INC		2017-07-25	2020-02-06
	3. BANK OF NOVA SCOTIA/THE		2017-07-25	2020-02-06
	17. CANADIAN NATURAL RESOURCES LTD		2018-03-02	2020-02-06
	25. EMERSON ELECTRIC CO		2017-03-02	2020-02-06
	6269.1 FIRST EAGLE OVERSEAS FUND		2017-01-20	2020-02-06
	4606. GOTHAM ABSOLUTE RETURN		2018-07-20	2020-02-06
	90. GOTHAM ABSOLUTE RETURN		2019-06-13	2020-02-06
	6458. GOTHAM ABSOLUTE RETURN		2018-02-07	2020-02-06
	1. GOTHAM ABSOLUTE RETURN		2018-07-20	2020-02-06
	.77 GOTHAM ABSOLUTE RETURN		2019-06-13	2020-02-06
	1. HONDA MOTOR ADR NEW		2018-11-05	2020-02-06
	52. INVESCO FTSE RAFI US 1500 SMALL-MID ETF		2019-06-28	2020-02-06
	1. JOHNSON & JOHNSON		2019-03-04	2020-02-06
	1. NETEASE INC		2020-01-06	2020-02-06
	4. NOVARTIS AG SPNSRD ADR		2018-11-13	2020-02-06
	20. NOVO NORDISK A/S ADR		2018-03-02	2020-02-06
	390. ORANGE SA		2018-11-13	2020-02-06
	9824. PIMCO INCOME FUND		2015-11-03	2020-02-06
	.97 PIMCO INCOME FUND		2015-11-03	2020-02-06
	279. PIMCO INCOME FUND		2016-09-27	2020-02-06
	1. PIMCO INCOME FUND		2016-09-27	2020-02-06
	1. PIMCO INCOME FUND		2017-01-20	2020-02-06
	217. PIMCO INCOME FUND		2017-04-05	2020-02-06
	1. PIMCO INCOME FUND		2017-07-25	2020-02-06
	230. PIMCO INCOME FUND		2017-07-25	2020-02-06
	220. PIMCO INCOME FUND		2017-01-20	2020-02-06
	1. ROYAL BANK OF CANADA		2019-02-25	2020-02-06
	23. SANOFI-SYNTHELABO		2017-07-25	2020-02-06
	64. SUMITOMO MITSUI FINANCIAL GROUP INC		2019-10-11	2020-02-06
	4. TAIWAN SEMICONDUCTOR ADR		2018-11-13	2020-02-06
	39. TAIWAN SEMICONDUCTOR ADR		2018-10-23	2020-02-06
	5. TAIWAN SEMICONDUCTOR ADR		2018-09-13	2020-02-06
	15. TEXAS INSTRUMENTS INC		2017-03-02	2020-02-06
	16. THOMSON REUTERS CORP		2017-07-25	2020-02-06
	5. TOYOTA MTR CORP ADR 2 COM		2019-06-11	2020-02-06
	145. VANGUARD INTERNATIONAL		2019-06-28	2020-02-06
	394. VANGUARD INTL EQTY INDX		2016-11-16	2020-02-06
	254. VANGUARD INTL EQTY INDX		2018-07-20	2020-02-06
	237. VANGUARD INTL EQTY INDX		2018-10-23	2020-02-06
	3072. VANGUARD INTL EQTY INDX		2015-11-03	2020-02-06
	2. WELLS FARGO & CO		2017-04-13	2020-02-06
	3000. U.S. TREASURY NOTE		2015-12-08	2020-02-10
	57.25 FNMA PBH9215 03 50%2048		2020-02-25	2020-02-25
	936. VANGUARD SHORT-TERM BOND ETF		2019-06-28	2020-02-27
	1000. UNITED TECHNOLOGIES CORP		2018-10-15	2020-02-28
	1000. UNITED TECHNOLOGIES CORP		2019-07-18	2020-02-28
	464. VANGUARD SHORT-TERM BOND ETF		2019-06-28	2020-03-09
	19. WELLS FARGO & CO		2017-04-13	2020-03-12
	4. WELLS FARGO & CO		2018-02-07	2020-03-12
	405. VANGUARD SHORT-TERM BOND ETF		2019-06-28	2020-03-16
	1392. VANECK VECTORS FALLEN		2016-10-07	2020-03-18
	70.02 FNMA PBH9215 03 50%2048		2020-03-25	2020-03-25
	1000. U.S. TREASURY BOND		2019-10-30	2020-03-31
	2000. U.S. TREASURY BOND		2019-10-18	2020-03-31
	240. VANGUARD SHORT-TERM BOND ETF		2019-06-28	2020-03-31
	82. VANGUARD SHORT-TERM BOND ETF		2020-02-06	2020-03-31
	3000. U.S. TREASURY NOTE		2020-03-12	2020-04-01
	99. BCE INC		2017-07-25	2020-04-06
	28. BCE INC		2018-02-07	2020-04-06
	3. HSBC HOLDINGS PLC		2019-06-13	2020-04-06
	19. HSBC HOLDINGS PLC		2020-02-06	2020-04-06
	33. HSBC HOLDINGS PLC		2018-10-23	2020-04-06
	110. HSBC HOLDINGS PLC		2018-09-13	2020-04-06
	3. COCA-COLA EUROPEAN		2020-02-06	2020-04-06
	79. COCA-COLA EUROPEAN		2018-03-02	2020-04-06
	32. COCA-COLA EUROPEAN		2018-10-26	2020-04-06
	2000. U.S. TREASURY NOTE		2019-06-05	2020-04-13
	1000. U.S. TREASURY NOTE		2019-06-07	2020-04-13
	2000. U.S. TREASURY NOTE		2019-10-30	2020-04-13
	1000. U.S. TREASURY NOTE		2020-03-31	2020-04-13
	17. AUTOMATIC DATA PROCESSING INC		2020-02-04	2020-04-14
	14. EMERSON ELECTRIC CO		2017-03-02	2020-04-14
	1272.76 FIRST EAGLE OVERSEAS FUND		2019-06-28	2020-04-14
	1. FIRST EAGLE OVERSEAS FUND		2019-06-28	2020-04-14
	.01 FIRST EAGLE OVERSEAS FUND		2019-06-28	2020-04-14
	78. FIRST EAGLE OVERSEAS FUND		2018-07-20	2020-04-14
	355. FIRST EAGLE OVERSEAS FUND		2018-02-07	2020-04-14
	1. FIRST EAGLE OVERSEAS FUND		2018-02-07	2020-04-14
	1. FIRST EAGLE OVERSEAS FUND		2017-04-05	2020-04-14
	1. FIRST EAGLE OVERSEAS FUND		2017-04-05	2020-04-14
	67.9 FIRST EAGLE OVERSEAS FUND		2017-01-20	2020-04-14
	12. GENERAL DYNAMICS CORP		2019-11-04	2020-04-14
	17. HONEYWELL INTERNATIONAL INC		2019-11-04	2020-04-14
	10. JOHNSON & JOHNSON		2019-06-13	2020-04-14
	23. JOHNSON & JOHNSON		2019-03-04	2020-04-14
	1. NETEASE INC		2020-01-06	2020-04-14
	6. PPG INDUSTRIES INC		2020-04-02	2020-04-14
	38. PACKAGING CORP OF AMERICA		2019-07-02	2020-04-14
	127. PFIZER INC		2020-02-04	2020-04-14
	21. PUBLIC STORAGE		2019-07-02	2020-04-14
	22. ROBERT HALF INTERNATIONAL INC		2019-07-02	2020-04-14
	97. SCHWAB US DIVIDEND EQUITY ETF		2020-02-06	2020-04-14
	12. SNAP ON INC		2019-01-03	2020-04-14
	27. TEXAS INSTRUMENTS INC		2017-03-02	2020-04-14
	19. V F CORPORATION COM		2018-08-29	2020-04-14
	186. VANECK VECTORS FALLEN		2016-10-07	2020-04-14
	133. VANECK VECTORS MORNINGSTAR WIDE MOAT ETF		2016-10-07	2020-04-14
	346. VANECK VECTORS MORNINGSTAR WIDE MOAT ETF		2016-09-27	2020-04-14
	189. VANGUARD INTERNATIONAL		2019-06-28	2020-04-14
	4000. U.S. TREASURY NOTE		2015-12-08	2020-04-20
	149.78 FNMA PBH9215 03 50%2048		2020-04-27	2020-04-27
	29. GENERAL DYNAMICS CORP		2019-11-04	2020-05-04
	35. GENERAL DYNAMICS CORP		2020-02-06	2020-05-04
	95. PPG INDUSTRIES INC		2020-04-02	2020-05-04
	116. RALPH LAUREN CORP		2020-04-14	2020-05-04
	138. RAYTHEON TECHNOLOGIES		2020-04-14	2020-05-04
	692. AEGON NV		2020-04-14	2020-05-07
	169. AEGON NV		2020-02-06	2020-05-07
	212. AEGON NV		2019-06-13	2020-05-07
	1057. AEGON NV		2019-01-04	2020-05-07
	28. CANADIAN NATURAL RESOURCES LTD		2018-07-20	2020-05-07
	214. CANADIAN NATURAL RESOURCES LTD		2020-04-14	2020-05-07
	26. CANADIAN NATURAL RESOURCES LTD		2018-10-23	2020-05-07
	74. CANADIAN NATURAL RESOURCES LTD		2018-06-28	2020-05-07
	84. CANADIAN NATURAL RESOURCES LTD		2018-03-02	2020-05-07
	36. SUNCOR ENERGY INC		2018-02-06	2020-05-07
	148. SUNCOR ENERGY INC		2017-07-25	2020-05-07
	13. SUNCOR ENERGY INC		2018-10-23	2020-05-07
	8. SUNCOR ENERGY INC		2020-02-06	2020-05-07
	144. SUNCOR ENERGY INC		2020-04-14	2020-05-07
	1545. VANECK VECTORS MORNINGSTAR WIDE MOAT ETF		2016-10-07	2020-05-07
	426. VANGUARD INTERNATIONAL		2019-06-28	2020-05-07
	2340. SCHWAB US DIVIDEND EQUITY ETF		2020-02-06	2020-05-13
	3000. U.S. TREASURY NOTE		2016-06-16	2020-05-18
	219.83 FNMA PBH9215 03 50%2048		2020-05-26	2020-05-26
	2000. U.S. TREASURY NOTE		2016-10-07	2020-05-29
	3000. U.S. TREASURY NOTE		2020-03-31	2020-05-29
	32. AUTOMATIC DATA PROCESSING INC		2020-02-04	2020-06-02
	31. AUTOMATIC DATA PROCESSING INC		2020-02-06	2020-06-02
	10. V F CORPORATION COM		2020-02-06	2020-06-02
	34. V F CORPORATION COM		2018-10-23	2020-06-02
	1. V F CORPORATION COM		2019-06-13	2020-06-02
	106. V F CORPORATION COM		2018-08-29	2020-06-02
	2000. HSBC HOLDINGS PLC		2016-05-05	2020-06-09
	853. SUMITOMO MITSUI FINANCIAL GROUP INC		2019-10-11	2020-06-09
	242. SUMITOMO MITSUI FINANCIAL GROUP INC		2020-04-14	2020-06-09
	1000. WESTPAC BANKING CORP		2017-07-10	2020-06-18
	1000. WESTPAC BANKING CORP		2017-06-22	2020-06-18
	195.75 FNMA PBH9215 03 50%2048		2020-06-25	2020-06-25
	2000. BP CAP MARKETS AMERICA		2018-12-17	2020-07-09
	239.6 FNMA PBH9215 03 50%2048		2020-07-27	2020-07-27
	48. AIR PRODUCTS & CHEMICALS INC		2020-05-04	2020-08-04
	39. HONEYWELL INTERNATIONAL INC		2020-02-06	2020-08-04
	24. HONEYWELL INTERNATIONAL INC		2019-11-04	2020-08-04
	7. PACKAGING CORP OF AMERICA		2020-02-06	2020-08-04
	93. PACKAGING CORP OF AMERICA		2019-07-02	2020-08-04
	1000. AT&T INC		2019-02-14	2020-08-12
	1000. AT&T INC		2018-11-01	2020-08-12
	223.96 FNMA PBH9215 03 50%2048		2020-08-25	2020-08-25
	1000. U.S. TREASURY NOTE		2020-07-07	2020-08-27
	1000. U.S. TREASURY NOTE		2020-08-07	2020-08-27
	207. TYSON FOODS INC		2020-08-04	2020-09-02
	155. ABB LTD		2017-07-25	2020-09-08
	49. ABB LTD		2018-02-07	2020-09-08
	4. ABB LTD		2018-06-28	2020-09-08
	41. ABB LTD		2018-10-23	2020-09-08
	61. ABB LTD		2020-04-14	2020-09-08
	92. BANK OF NOVA SCOTIA/THE		2017-07-25	2020-09-08
	20. BANK OF NOVA SCOTIA/THE		2018-02-07	2020-09-08
	29. BANK OF NOVA SCOTIA/THE		2020-04-14	2020-09-08
	34. CNOOC LTD SPONSORED ADR		2020-01-06	2020-09-08
	4. CNOOC LTD SPONSORED ADR		2020-02-06	2020-09-08
	13. CNOOC LTD SPONSORED ADR		2020-04-14	2020-09-08
	95. CHINA TELECOM CORP LTD SPONS ADR		2017-11-07	2020-09-08
	20. CHINA TELECOM CORP LTD SPONS ADR		2018-01-05	2020-09-08
	8. CHINA TELECOM CORP LTD SPONS ADR		2018-02-07	2020-09-08
	29. CHINA TELECOM CORP LTD SPONS ADR		2020-02-06	2020-09-08
	16. CHINA TELECOM CORP LTD SPONS ADR		2020-04-14	2020-09-08
	59. COCA-COLA FEMSA S A DE C V SPONSORED ADR		2020-02-04	2020-09-08
	35. COCA-COLA FEMSA S A DE C V SPONSORED ADR		2020-04-14	2020-09-08
	37. COCA-COLA FEMSA S A DE C V SPONSORED ADR		2020-02-06	2020-09-08
	156. HONDA MOTOR ADR NEW		2019-06-13	2020-09-08
	76. HONDA MOTOR ADR NEW		2018-11-05	2020-09-08
	25. HONDA MOTOR ADR NEW		2020-04-14	2020-09-08
	254. KT CORP		2019-11-13	2020-09-08
	326. KT CORP		2020-02-06	2020-09-08
	61. KT CORP		2020-04-14	2020-09-08
	17. NETEASE INC		2020-01-06	2020-09-08
	47. NOVARTIS AG SPNSRD ADR		2018-11-13	2020-09-08
	6. NOVARTIS AG SPNSRD ADR		2019-05-29	2020-09-08
	11. NOVARTIS AG SPNSRD ADR		2019-06-13	2020-09-08
	1. NOVARTIS AG SPNSRD ADR		2020-04-14	2020-09-08
	79. NOVO NORDISK A/S ADR		2018-07-20	2020-09-08
	9. NOVO NORDISK A/S ADR		2018-10-23	2020-09-08
	8. NOVO NORDISK A/S ADR		2018-03-02	2020-09-08
	57. PRUDENTIAL PLC ADR		2020-04-14	2020-09-08
	22. PRUDENTIAL PLC ADR		2020-02-06	2020-09-08
	22. PRUDENTIAL PLC ADR		2019-05-10	2020-09-08
	108. PRUDENTIAL PLC ADR		2018-12-04	2020-09-08
	11. PRUDENTIAL PLC ADR		2018-03-08	2020-09-08
	14. ROYAL BANK OF CANADA		2020-04-14	2020-09-08
	5. ROYAL BANK OF CANADA		2019-06-13	2020-09-08
	72. ROYAL BANK OF CANADA		2019-02-25	2020-09-08
	47. SK TELECOM LTD SPON ADR		2019-05-10	2020-09-08
	31. SK TELECOM LTD SPON ADR		2018-11-05	2020-09-08
	14. SK TELECOM LTD SPON ADR		2018-07-20	2020-09-08
	9. SK TELECOM LTD SPON ADR		2018-02-07	2020-09-08
	32. SK TELECOM LTD SPON ADR		2017-11-03	2020-09-08
	56. SK TELECOM LTD SPON ADR		2017-08-07	2020-09-08
	44. SK TELECOM LTD SPON ADR		2017-07-25	2020-09-08
	15. SK TELECOM LTD SPON ADR		2017-07-25	2020-09-08
	37. SK TELECOM LTD SPON ADR		2020-02-06	2020-09-08
	32. SK TELECOM LTD SPON ADR		2020-04-14	2020-09-08
	19. SANOFI-SYNTHELABO		2017-07-25	2020-09-08
	4. SANOFI-SYNTHELABO		2020-04-14	2020-09-08
	77. SANOFI-SYNTHELABO		2018-02-07	2020-09-08
	24. SANOFI-SYNTHELABO		2017-11-03	2020-09-08
	291. SHAW COMMUNICATIONS INC		2018-02-07	2020-09-08
	37. SHAW COMMUNICATIONS INC		2020-04-14	2020-09-08
	16. SHAW COMMUNICATIONS INC		2020-02-06	2020-09-08
	4. TAIWAN SEMICONDUCTOR ADR		2020-04-14	2020-09-08
	25. TAIWAN SEMICONDUCTOR ADR		2019-05-10	2020-09-08
	82. TAIWAN SEMICONDUCTOR ADR		2018-11-13	2020-09-08
	3. THOMSON REUTERS CORP		2020-04-14	2020-09-08
	36. THOMSON REUTERS CORP		2018-02-07	2020-09-08
	7. THOMSON REUTERS CORP		2017-11-03	2020-09-08
	33. THOMSON REUTERS CORP		2017-07-25	2020-09-08
	123. TIM PARTICIPACO/S ADR		2020-04-14	2020-09-08
	247. TIM PARTICIPACO/S ADR		2020-02-06	2020-09-08
	64. TIM PARTICIPACO/S ADR		2019-12-03	2020-09-08
	2. TORONTO-DOMINION BANK/THE		2020-02-06	2020-09-08
	10. TORONTO-DOMINION BANK/THE		2019-06-13	2020-09-08
	31. TORONTO-DOMINION BANK/THE		2019-02-08	2020-09-08
	9. TORONTO-DOMINION BANK/THE		2018-07-20	2020-09-08
	1. TORONTO-DOMINION BANK/THE		2018-03-08	2020-09-08
	22. TORONTO-DOMINION BANK/THE		2018-02-07	2020-09-08
	33. TORONTO-DOMINION BANK/THE		2017-07-25	2020-09-08
	26. TORONTO-DOMINION BANK/THE		2020-04-14	2020-09-08
	36. TOTAL FINA ELF S.A. ADR		2020-04-14	2020-09-08
	11. TOTAL FINA ELF S.A. ADR		2020-02-06	2020-09-08
	3. TOTAL FINA ELF S.A. ADR		2019-06-13	2020-09-08
	107. TOTAL FINA ELF S.A. ADR		2019-05-10	2020-09-08
	43. TOYOTA MTR CORP ADR 2 COM		2019-06-11	2020-09-08
	2. TOYOTA MTR CORP ADR 2 COM		2020-04-14	2020-09-08
	4086. VANGUARD INTERNATIONAL		2019-06-28	2020-09-08
	547. VANGUARD INTERNATIONAL		2020-02-27	2020-09-08
	202.43 FNMA PBH9215 03 50%2048		2020-09-25	2020-09-25
	57. NORFOLK SOUTHERN CORP		2020-04-02	2020-10-02
	132. REPUBLIC SERVICES INC		2020-09-02	2020-10-02
	2000. BANK OF MONTREAL		2016-10-28	2020-10-19
	230.69 FNMA PBH9215 03 50%2048		2020-10-26	2020-10-26
	2000. U.S. TREASURY NOTE		2020-01-15	2020-11-20
	.77 VIATRIS INC		2020-02-04	2020-11-20
	215.05 FNMA PBH9215 03 50%2048		2020-11-25	2020-11-25
	44. REPUBLIC SERVICES INC		2020-11-03	2020-12-02
	198.19 FNMA PBH9215 03 50%2048		2020-12-28	2020-12-28
	1. MBS SALES		2020-12-31	2020-12-31
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	4,431	5,443	-1,012
b	373	395	-22
c	953	1,141	-188
d	5,136	5,920	-784
e	1,013	997	16
	1,013	996	17
	4,053	3,986	67
	4,079	4,069	10
	71	71
	17,014	15,616	1,398
	5,805	5,039	766
	379	365	14
	1,461	1,386	75
	194	186	8
	166	187	-21
	496	521	-25
	1,883	1,510	373
	152,214	146,634	5,580
	70,426	67,386	3,040
	1,376	1,319	57
	98,743	95,643	3,100
	15	15
	12	11	1
	27	29	-2
	7,051	6,615	436
	154	139	15
	345	321	24
	386	311	75
	1,292	1,014	278
	5,440	6,453	-1,013
	118,969	119,270	-301
	12	12
	3,379	3,329	50
	12	12
	12	12
	2,628	2,658	-30
	12	12
	2,785	2,845	-60
	2,664	2,647	17
	81	78	3
	1,181	1,111	70
	462	441	21
	231	151	80
	2,249	1,474	775
	288	246	42
	1,987	1,176	811
	1,302	730	572
	721	625	96
	10,621	9,860	761
	17,190	13,952	3,238
	11,082	10,899	183
	10,340	8,991	1,349
	134,029	110,807	23,222
	3,053	2,515	538
	3,062	3,049	13
	57	57
	76,435	75,395	1,040
	1,050	994	56
	1,050	1,043	7
	38,309	37,375	934
	24,984	23,896	1,088
	5,260	5,101	159
	32,847	32,623	224
	31,210	40,284	-9,074
	70	70
	1,388	1,152	236
	2,776	2,325	451
	19,714	19,332	382
	6,736	6,639	97
	3,255	3,219	36
	4,026	4,599	-573
	1,139	1,266	-127
	76	123	-47
	484	706	-222
	840	1,297	-457
	2,801	4,799	-1,998
	122	161	-39
	3,213	2,994	219
	1,302	1,412	-110
	2,166	2,029	137
	1,083	1,015	68
	2,166	2,051	115
	1,003	1,003
	2,403	3,023	-620
	703	845	-142
	27,492	31,424	-3,932
	22	24	-2

	1,685	1,912	-227
	7,668	8,882	-1,214
	22	24	-2
	22	24	-2
	22	24	-2
	1,467	1,588	-121
	1,681	2,151	-470
	2,387	3,032	-645
	1,469	1,407	62
	3,378	3,188	190
	347	321	26
	562	475	87
	3,371	3,688	-317
	4,555	4,811	-256
	4,390	5,093	-703
	910	1,281	-371
	4,763	5,723	-960
	1,377	1,755	-378
	2,947	2,116	831
	1,115	1,700	-585
	5,112	5,383	-271
	6,268	4,498	1,770
	16,307	11,719	4,588
	11,637	12,852	-1,215
	4,126	4,056	70
	150	150
	3,621	5,198	-1,577
	4,370	6,543	-2,173
	8,141	7,524	617
	8,217	8,674	-457
	8,010	8,661	-651
	1,654	1,833	-179
	404	723	-319
	507	1,009	-502
	2,526	5,081	-2,555
	441	986	-545
	3,368	2,796	572
	409	717	-308
	1,165	2,583	-1,418
	1,322	2,575	-1,253
	591	1,209	-618
	2,431	4,607	-2,176
	214	445	-231
	131	239	-108
	2,365	2,312	53
	75,456	52,252	23,204
	26,132	28,968	-2,836
	115,383	138,060	-22,677
	3,038	3,009	29
	220	220
	2,025	1,986	39
	3,012	3,007	5
	4,711	5,690	-979
	4,564	5,547	-983
	592	843	-251
	2,013	2,461	-448
	59	87	-28
	6,277	9,486	-3,209
	2,076	2,040	36
	5,297	5,877	-580
	1,503	1,244	259
	1,038	994	44
	1,038	1,000	38
	196	196
	2,095	1,981	114
	240	240
	13,408	10,672	2,736
	5,732	6,908	-1,176
	3,528	4,281	-753
	668	725	-57
	8,870	9,026	-156
	1,089	977	112
	1,089	940	149
	224	224
	997	998	-1
	997	1,001	-4
	13,071	13,334	-263
	4,015	3,641	374
	1,269	1,280	-11
	104	86	18
	1,062	848	214
	1,580	1,112	468
	3,814	5,746	-1,932
	829	1,243	-414
	1,202	1,146	56
	3,560	6,000	-2,440
	419	639	-220
	1,361	1,436	-75
	3,104	4,800	-1,696
	653	966	-313
	261	378	-117
	947	1,168	-221
	523	537	-14
	2,335	3,697	-1,362
	1,385	1,516	-131
	1,464	2,363	-899
	3,958	3,996	-38
	1,928	2,176	-248
	634	550	84
	2,497	2,933	-436
	3,205	3,445	-240
	600	538	62
	7,953	5,459	2,494
	4,100	3,650	450
	523	520	3
	960	985	-25
	87	86	1
	5,141	3,984	1,157
	586	385	201
	521	405	116
	1,721	1,457	264
	664	826	-162
	664	808	-144
	3,262	3,648	-386
	332	476	-144
	1,021	865	156
	365	388	-23
	5,252	5,604	-352
	1,055	1,143	-88
	696	820	-124
	314	329	-15
	202	227	-25
	719	837	-118
	1,258	1,486	-228
	988	1,209	-221
	337	402	-65
	831	796	35
	719	572	147
	961	918	43
	202	183	19
	3,896	3,146	750
	1,214	1,101	113
	5,352	5,936	-584
	680	606	74
	294	320	-26
	313	203	110
	1,956	1,063	893
	6,416	3,091	3,325
	226	215	11
	2,718	1,434	1,284
	528	309	219
	2,491	1,505	986
	1,707	1,604	103
	3,428	4,865	-1,437
	888	1,037	-149
	95	114	-19
	477	565	-88
	1,477	1,742	-265
	429	520	-91
	48	59	-11
	1,048	1,254	-206
	1,573	1,718	-145
	1,239	1,082	157
	1,366	1,283	83
	417	558	-141
	114	159	-45
	4,060	5,652	-1,592
	5,662	5,376	286
	263	248	15
	292,397	277,848	14,549
	39,144	36,969	2,175
	202	202
	12,170	7,872	4,298
	12,248	12,496	-248
	2,029	1,982	47
	231	231
	2,175	1,993	182
	13	12	1
	215	215
	4,192	4,039	153
	198	198
	204		204
			147
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			147
			147
			147
			147
			147
			147
			147
			147
			147
			147
			147
			147
			147
			147
			147
			147
			147
			147
			147
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			147
			147
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			147
			147
			147
			147
			147
			147
			147
			147
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			147
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			147
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			147
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			147
			147
			147
			147
			147

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-1,012
b			-22
c			-188
d			-784
e			16
			17
			67
			10

			1,398
			766
			14
			75
			8
			-21
			-25
			373
			5,580
			3,040
			57
			3,100

			1
			-2
			436
			15
			24
			75
			278
			-1,013
			-301

			50


			-30

			-60
			17
			3
			70
			21
			80
			775
			42
			811
			572
			96
			761
			3,238
			183
			1,349
			23,222
			538
			13

			1,040
			56
			7
			934
			1,088
			159
			224
			-9,074

			236
			451
			382
			97
			36
			-573
			-127
			-47
			-222
			-457
			-1,998
			-39
			219
			-110
			137
			68
			115

			-620
			-142
			-3,932
			-2

			-227
			-1,214
			-2
			-2
			-2
			-121
			-470
			-645
			62
			190
			26
			87
			-317
			-256
			-703
			-371
			-960
			-378
			831
			-585
			-271
			1,770
			4,588
			-1,215
			70

			-1,577
			-2,173
			617
			-457
			-651
			-179
			-319
			-502
			-2,555
			-545
			572
			-308
			-1,418
			-1,253
			-618
			-2,176
			-231
			-108
			53
			23,204
			-2,836
			-22,677
			29

			39
			5
			-979
			-983
			-251
			-448
			-28
			-3,209
			36
			-580
			259
			44
			38

			114

			2,736
			-1,176
			-753
			-57
			-156
			112
			149

			-1
			-4
			-263
			374
			-11
			18
			214
			468
			-1,932
			-414
			56
			-2,440
			-220
			-75
			-1,696
			-313
			-117
			-221
			-14
			-1,362
			-131
			-899
			-38
			-248
			84
			-436
			-240
			62
			2,494
			450
			3
			-25
			1
			1,157
			201
			116
			264
			-162
			-144
			-386
			-144
			156
			-23
			-352
			-88
			-124
			-15
			-25
			-118
			-228
			-221
			-65
			35
			147
			43
			19
			750
			113
			-584
			74
			-26
			110
			893
			3,325
			11
			1,284
			219
			986
			103
			-1,437
			-149
			-19
			-88
			-265
			-91
			-11
			-206
			-145
			157
			83
			-141
			-45
			-1,592
			286
			15
			14,549
			2,175

			4,298
			-248
			47

			182
			1

			153

			204

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	28,585
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE

1 Reserved

(a) Reserved	(b) Reserved	(c) Reserved	(d) Reserved

Reserved...........................

Reserved,..........................

Form 990-PF (2020)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Reserved................................	1	1,739
c	All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	1,739
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	1,739
6	Credits/Payments:

a	2020 estimated tax payments and 2019 overpayment credited to 2020	6a	1,484
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	1,484
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9	255
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10
11	Enter the amount of line 10 to be: Credited to 2021 estimated tax0	Refunded	11	0

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2020)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

BANK OF AMERICA NA Telephone no. bullet

(212) 852-3049

Located at bullet

114 W 47TH ST NY8-114-07-07NEW YORKNY ZIP+4 bullet

100361510

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2020?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2020, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2020?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2020.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?

Form 990-PF (2020)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
BANK OF AMERICA N A	TRUSTEE 2	1,366
114 W 47TH ST NY8-114-07-07 NEW YORK,NY100361510	TRUSTEE 2	1,366

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2020)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2020)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

3,151,019

Average of monthly cash balances.......................

71,464

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

3,222,483

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

3,222,483

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

48,337

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

3,174,146

Minimum investment return. Enter 5% of line 5..................

158,707

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part X, line 6....................

158,707

Tax on investment income for 2020 from Part VI, line 5......

1,739

Income tax for 2020. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

1,739

Distributable amount before adjustments. Subtract line 2c from line 1............

156,968

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

156,968

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

156,968

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

180,553

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

180,553

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

180,553

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2020)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2019	(c) 2019	(d) 2020
1 Distributable amount for 2020 from Part XI, line 7					156,968
2 Undistributed income, if any, as of the end of 2020:
a Enter amount for 2019 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2020:
a From 2015......	0
b From 2016......	40,115
c From 2017......	26,709
d From 2018......	19,088
e From 2019......	21,673
fTotal of lines 3a through e........		107,585
4Qualifying distributions for 2020 from Part
XII, line 4: $ 180,553
a Applied to 2019, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2020 distributable amount.....					156,968
e Remaining amount distributed out of corpus		23,585
5 Excess distributions carryover applied to 2020.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		131,170
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2020. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2021 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2015 not applied on line 5 or line 7 (see instructions) ...		0
9Excess distributions carryover to 2021. Subtract lines 7 and 8 from line 6a ......		131,170
10 Analysis of line 9:
a Excess from 2016....	40,115
b Excess from 2017....	26,709
c Excess from 2018....	19,088
d Excess from 2019....	21,673
e Excess from 2020....	23,585

Form 990-PF (2020)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2020	(b) 2019	(c) 2018	(d) 2017	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

NONE

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

NONE

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2020)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
SPRINGFIELD MUSEUMS CORPORATION 21 EDWARDS STREET SPRINGFIELD,MA011031548	NONE	PC	GENERAL OPERATING	178,913
Total ................................. 3a				178,913

bApproved for future payment

Total ................................. 3b

Form 990-PF (2020)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities....			14	99,266
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............			18	28,585
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: aFEDERAL TAX REFUND			1	3,759
bOTHER INCOME			1	1,348
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				132,958

13Total. Add line 12, columns (b), (d), and (e)..................

132,958

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2020)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2020)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Name of Bond	End of Year Book Value	End of Year Fair Market Value
05574LFY9 BNP PARIBAS	1,942	2,126
20030NBX8 COMCAST CORP	3,000	3,227
26441CAN5 DUKE ENERGY CORP	1,993	2,202
29273RBD0 ENERGY TRANSFER PART	1,910	2,194
30219GAM0 EXPRESS SCRIPTS HOLD	2,073	2,319
404280AK5 HSBC HOLDINGS PLC
24422ETG4 JOHN DEERE CAPITAL C	3,021	3,166
38148YAC2 GOLDMAN SACHS GROUP	3,003	3,061
912828QN3 U.S. TREASURY NOTE
92857WBJ8 VODAFONE GROUP PLC	2,003	2,287
10373QAJ9 BP CAP MARKETS AMERI
172967KJ9 CITIGROUP INC	2,000	2,344
31359MGK3 FEDERAL NATL MTG ASS	5,243	6,056
686330AH4 ORIX CORP	2,006	2,073
912810RT7 U.S. TREASURY BOND	956	1,141
912810SA7 U.S. TREASURY BOND	6,972	9,189
92343VCQ5 VERIZON COMMUNICATIO	1,897	2,496
00287YAQ2 ABBVIE INC	1,943	2,228
459200HF1 IBM CORP	2,740	3,718
912810RJ9 U.S. TREASURY BOND	3,000	3,883
912828R77 U.S. TREASURY NOTE
172967JT9 CITIGROUP INC	2,018	2,287
36962G4B7 GENERAL ELEC CAP COR	1,203	1,472
46647PAU0 JPMORGAN CHASE & CO	2,998	3,254
61746BDQ6 MORGAN STANLEY	2,975	3,323
912810RM2 U.S. TREASURY BOND	3,001	3,892
9128284P2 U.S. TREASURY NOTE
913017DB2 UNITED TECHNOLOGIES
037833AZ3 APPLE INC	2,826	3,237
06367TJX9 BANK OF MONTREAL
06406HCS6 BANK OF NEW YORK MEL	3,050	3,289
3140GYGZ6 FNMA PBH9215 03 50%	2,971	3,150
912810RU4 U.S. TREASURY BOND	7,883	10,221
961214DQ3 WESTPAC BANKING CORP
036752AG8 ANTHEM INC	2,010	2,364
14040HBT1 CAPITAL ONE FINANCIA	2,999	3,296
855244AQ2 STARBUCKS CORP	1,989	2,276
912828T34 U.S. TREASURY NOTE
046353AL2 ASTRAZENECA PLC	2,007	2,245
126650CX6 CVS HEALTH CORP	2,144	2,380
494550BS4 KINDER MORGAN ENER P	2,007	2,190
912810QT8 U.S. TREASURY BOND	4,446	5,231
928563AB1 VMWARE INC	1,999	2,075
00206RCN0 AT&T INC
126408HE6 CSX CORP	1,968	2,187
26884LAE9 EQT CORP	1,929	2,015
37045XBT2 GENERAL MOTORS FINL	2,059	2,277
581557BJ3 MCKESSON CORP	2,004	2,331
822582AD4 SHELL INTERNATIONAL	2,489	3,111
912810QW1 U.S. TREASURY BOND	9,073	11,575
10922NAC7 BRIGHTHOUSE FINANCIA	1,991	2,175
912810SF6 U.S. TREASURY BOND	2,304	2,638
927804FU3 VIRGINIA ELEC & POWE	2,008	2,217
883556BN1 THERMO FISHER SCIENT	2,036	2,111
912828G38 U.S. TREASURY NOTE
02209SBB8 ALTRIA GROUP INC	2,002	2,184
25152R5F6 USD DEUTSCHE BANK AG	1,940	2,018
370334CF9 GENERAL MILLS INC	2,073	2,261
23291KAG0 DH EUROPE FINANCE II	2,003	2,120
437076BN1 HOME DEPOT INC	2,008	2,156
80282KAW6 SANTANDER HOLDINGS U	2,043	2,161
023135BF2 AMAZON.COM INC	2,295	2,495
10112RAY0 BOSTON PROPERTIES LP	2,067	2,181
94974BGH7 WELLS FARGO & COMPAN	3,019	3,261
21685WDD6 USD RABOBANK UTRECHT	1,020	1,040
86787EBE6 SUNTRUST BANK	2,018	2,066
9128286B1 U.S. TREASURY NOTE	11,384	12,628
04686JAA9 ATHENE HOLDINGS LTD	1,111	1,114
025816BS7 AMERICAN EXPRESS CO	2,072	2,127
67066GAF1 NVIDIA CORP	2,097	2,250
30161NAX9 EXELON CORP	2,040	2,367
30231GBH4 EXXON MOBIL CORPORAT	2,112	2,189
191216CU2 COCA-COLA CO/THE	2,028	2,066
65339KBR0 NEXTERA ENERGY CAPIT	2,044	2,097
609207AT2 MONDELEZ INTERNATION	2,102	2,197
912810SN9 U.S. TREASURY BOND	1,928	1,814
40434LAB1 HP INC	1,055	1,103
29364GAM5 ENTERGY CORP	1,997	1,999
65473PAK1 NISOURCE INC	999	1,006
92556HAA5 VIACOMCBS INC	2,121	2,322
912810SP4 U.S. TREASURY BOND	5,767	5,619
912828YS3 U.S. TREASURY NOTE	8,968	9,727
961214EH2 WESTPAC BANKING CORP	1,053	1,074

Name of Stock	End of Year Book Value	End of Year Fair Market Value
66987V109 NOVARTIS AG SPNSRD A
78440P108 SK TELECOM LTD SPON
169426103 CHINA TELECOM CORP L
291011104 EMERSON ELECTRIC CO	10,905	14,225
438128308 HONDA MOTOR ADR NEW
742718109 PROCTER & GAMBLE CO/	13,365	13,914
884903709 THOMSON REUTERS CORP
684060106 ORANGE SA
74435K204 PRUDENTIAL PLC ADR
891160509 TORONTO-DOMINION BAN
000375204 ABB LTD
136385101 CANADIAN NATURAL RES
16941M109 CHINA MOBILE LTD
369550108 GENERAL DYNAMICS COR	12,956	13,096
80105N105 SANOFI-SYNTHELABO
874039100 TAIWAN SEMICONDUCTOR
404280406 HSBC HOLDINGS PLC
670100205 NOVO NORDISK A/S ADR
86562M209 SUMITOMO MITSUI FINA
882508104 TEXAS INSTRUMENTS IN	6,700	13,459
949746804 WELLS FARGO & CO
05534B760 BCE INC
12541W209 CH ROBINSON WORLDWID	12,743	15,113
89151E109 TOTAL FINA ELF S.A.
918204108 V F CORPORATION COM
064149107 BANK OF NOVA SCOTIA/
693483109 POSCO
82028K200 SHAW COMMUNICATIONS
867224107 SUNCOR ENERGY INC
G25839104 COCA-COLA EUROPEAN
88706P205 TIM PARTICIPACO/S AD
438516106 HONEYWELL INTERNATIO
74460D109 PUBLIC STORAGE	10,203	9,930
92937A102 WPP PLC NEW/ADR
770323103 ROBERT HALF INTERNAT	12,562	13,433
007924103 AEGON NV
478160104 JOHNSON & JOHNSON	8,583	9,600
48268K101 KT CORP
892331307 TOYOTA MTR CORP ADR
695156109 PACKAGING CORP OF AM
780087102 ROYAL BANK OF CANADA
833034101 SNAP ON INC	11,699	13,178
902494103 TYSON FOODS INC	4,754	4,575
74834L100 QUEST DIAGNOSTICS IN	12,452	13,466
92556V106 VIATRIS INC	481	562
H2906T109 GARMIN LTD	3,969	4,308
717081103 PFIZER INC	8,952	9,129

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
72201M719 PIMCO INCOME FUND
92189F643 VANECK VECTORS MORNI	AT COST	491,470	721,618
543495741 LOOMIS SAYLES SECURI	AT COST	151,890	141,403
922042858 VANGUARD INTL EQTY I
543495758 LOOMIS SAYLES HI INC	AT COST	31,514	33,523
360873137 GOTHAM ABSOLUTE RETU
92189F437 VANECK VECTORS FALLE	AT COST	152,842	168,814
32008F200 FIRST EAGLE OVERSEAS	AT COST	131,925	139,726
921937827 VANGUARD SHORT-TERM	AT COST	113,078	113,324
803431410 JAMES ALPHA GLBL REA	AT COST	176,694	167,469
46137V597 INVESCO FTSE RAFI US	AT COST	254,671	313,653
46138E727 INVESCO FTSE RAFI EM	AT COST	358,134	362,238
87234N765 TCW EMERGING MARKETS	AT COST	170,647	174,380
921946810 VANGUARD INTERNATION
808524797 SCHWAB US DIVIDEND E	AT COST	143,965	183,440
808524755 SCHWAB FUNDAMENTAL	AT COST	311,175	364,448
904504495 UNDISCOVERED MANAGER	AT COST	261,252	383,075

Category	Amount	Net Investment Income
FOREIGN TAXES	3,211	3,211
FEDERAL ESTIMATES - PRINCIPAL	1,484	0
FOREIGN TAXES ON NONQUALIFIED	293	293

Description	Amount
MUTUAL FUND TIMING ADJ	222
PURCHASE OF ACCRUED INTEREST CARRYOVER	92

Description	Revenue and Expenses per Books	Net Investment Income	Disbursements for Charitable Purposes
OTHER INVESTMENT EXPENSES	45	45	0
OTHER NON-ALLOCABLE EXPENSE -	820	0	820
INVESTMENT EXPENSES-DIVIDEND I	16	16	0