TY 2020 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
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Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2020

Open to Public Inspection

For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020

Name of foundation
CHARLES KNOX IRR TRUST

Number and street (or P.O. box number if mail is not delivered to street address)114 W 47TH ST NY8-114-07-07
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY100361510

A Employer identification number

37-6491254

B Telephone number (see instructions)

(212) 852-3049

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$2,693,809J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	63,408		44,688
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		140,761
b	Gross sales price for all assets on line 6a 1,060,585
7	Capital gain net income (from Part IV, line 2)...			140,761
8	Net short-term capital gain.........				0
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	204,169		185,449
13	Compensation of officers, directors, trustees, etc.	28,472		11,389		17,083
14	Other employee salaries and wages......			0	0	0
15	Pension plans, employee benefits.......			0	0
16a	Legal fees (attach schedule).........					0
b	Accounting fees (attach schedule).......
c	Other professional fees (attach schedule)....					0
17	Interest...............					0
18	Taxes (attach schedule) (see instructions)...		3,302	948		0
19	Depreciation (attach schedule) and depletion...		0	0
20	Occupancy..............
21	Travel, conferences, and meetings.......			0	0
22	Printing and publications..........			0	0
23	Other expenses (attach schedule).......		155	145		10
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	31,929		12,482	0	17,093
25	Contributions, gifts, grants paid.......	108,440				108,440
26	Total expenses and disbursements. Add lines 24 and 25	140,369		12,482	0	125,533
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	63,800
b	Net investment income (if negative, enter -0-)			172,967
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2020)

Form 990-PF (2020)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	-56,788	363	363
	2	Savings and temporary cash investments.........	92,693	171,885	171,885
	3	Accounts receivable
		Less: allowance for doubtful accounts		0	0
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts 0
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	1,390,718	1,531,399	1,922,663
	c	Investments—corporate bonds (attach schedule).......	784,430	570,652	598,898
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........			0
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	2,211,053	2,274,299	2,693,809
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........		0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........	2,211,053	2,274,299
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds
	29	Total net assets or fund balances (see instructions).....	2,211,053	2,274,299
	30	Total liabilities and net assets/fund balances (see instructions).	2,211,053	2,274,299

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

2,211,053

Enter amount from Part I, line 27a .....................

63,800

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

2,274,853

Decreases not included in line 2 (itemize) bullet

554

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

2,274,299

Form 990-PF (2020)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	26. ALTRIA GROUP INC	2017-12-13	2020-01-06
b	70. AMERICAN INTERNATIONAL GROUP INC	2015-02-18	2020-01-06
c	3. ANTHEM INC	2015-01-20	2020-01-06
d	5. ANTHEM INC	2015-01-16	2020-01-06
e	12. ASTRAZENECA PLC SPONS ADR	2016-04-06	2020-01-06
	24. AXA EQUITABLE HOLDINGS INC	2018-12-10	2020-01-06
	46. BP P L C SPONS ADR	2018-01-23	2020-01-06
	49. BP P L C SPONS ADR	2018-01-22	2020-01-06
	18. BAKER HUGHES A GE CO	2019-03-20	2020-01-06
	16. BRISTOL-MYERS SQUIBB CO	2019-08-08	2020-01-06
	53. CRH PLC ADR	2017-12-01	2020-01-06
	22. CVS HEALTH CORP	2018-11-30	2020-01-06
	9. CISCO SYSTEMS INC	2019-08-21	2020-01-06
	101. CITIGROUP INC	2013-03-11	2020-01-06
	20. COGNIZANT TECHNOLOGY SOLUTIONS CORP	2018-06-13	2020-01-06
	10. COMCAST CORP	2011-04-07	2020-01-06
	33. CONAGRA BRANDS INC	2019-02-13	2020-01-06
	8. CONOCOPHILLIPS	2019-09-24	2020-01-06
	2. CONSTELLATION BRANDS INC	2019-01-31	2020-01-06
	20. DOWDUPONT INC	2011-10-13	2020-01-06
	1. DOWDUPONT INC	2017-02-01	2020-01-06
	2. DOLLAR GENERAL CORP	2015-10-30	2020-01-06
	8. DUPONT DE NEMOURS INC	2011-10-13	2020-01-06
	34. EQUINOR ASA	2019-08-21	2020-01-06
	9. FEDEX CORP	2019-06-26	2020-01-06
	103. FIRSTENERGY CORP	2017-07-21	2020-01-06
	14. FOX CORP	2019-11-18	2020-01-06
	19. ARTHUR J GALLAGHER & CO	2018-10-12	2020-01-06
	29. GENERAL ELECTRIC CO	2019-11-18	2020-01-06
	5. HUMANA INC	2018-01-23	2020-01-06
	19. J P MORGAN CHASE & CO	2011-10-13	2020-01-06
	30. J P MORGAN CHASE & CO	2011-04-25	2020-01-06
	18. J P MORGAN CHASE & CO	2011-04-19	2020-01-06
	12. KELLOGG CO	2017-11-08	2020-01-06
	13. KONINKLIJKE PHILIPS NV	2017-03-22	2020-01-06
	2. LOCKHEED MARTIN CORP	2014-02-03	2020-01-06
	27. LOWES COMPANIES INC COM	2017-09-18	2020-01-06
	51. MARATHON OIL CORP	2018-05-18	2020-01-06
	21. MARATHON PETROLEUM CORP	2011-10-13	2020-01-06
	68. METLIFE INC	2016-01-20	2020-01-06
	20. MICROSOFT CORP COM	2011-10-13	2020-01-06
	29. MONDELEZ INTERNATIONAL INC	2018-08-02	2020-01-06
	11. MORGAN STANLEY	2016-01-20	2020-01-06
	9. MOTOROLA SOLUTIONS INC	2013-10-02	2020-01-06
	22. NEWELL BRANDS INC	2019-09-24	2020-01-06
	7. NEXTERA ENERGY INC	2011-10-13	2020-01-06
	1. NORTHROP GRUMMAN CORP	2011-10-13	2020-01-06
	4. ONEOK INC	2018-11-05	2020-01-06
	10. ORACLE CORP	2016-01-20	2020-01-06
	6. PEPSICO INC	2018-06-13	2020-01-06
	32. PFIZER INC	2011-04-07	2020-01-06
	6. PUBLIC SERVICE ENTERPRISE GROUP INC	2016-01-20	2020-01-06
	6. QUEST DIAGNOSTICS INC	2019-04-24	2020-01-06
	9. SANOFI-SYNTHELABO	2019-09-24	2020-01-06
	1. SANOFI-SYNTHELABO	2019-09-25	2020-01-06
	14. CHARLES SCHWAB CORP/THE	2017-10-11	2020-01-06
	15. SONY CORP ADR AMERN SH NEW	2019-07-03	2020-01-06
	31. STATE ST CORP COM	2018-10-05	2020-01-06
	25. TOTAL FINA ELF S.A. ADR	2016-01-20	2020-01-06
	14. TRAVELERS COS INC/THE	2011-10-13	2020-01-06
	9. UNILEVER NV	2011-04-07	2020-01-06
	2. UNION PACIFIC CORP	2016-01-20	2020-01-06
	3. UNITEDHEALTH GROUP INC	2015-01-15	2020-01-06
	62. VERIZON COMMUNICATIONS INC	2011-10-13	2020-01-06
	30. WELLS FARGO & CO NEW	2011-04-25	2020-01-06
	30. WELLS FARGO & CO NEW	2011-04-19	2020-01-06
	3. WELLS FARGO & CO NEW	2011-04-07	2020-01-06
	103. WELLS FARGO & CO NEW	2011-10-13	2020-01-06
	75. WILLIAMS COS INC/THE	2018-05-21	2020-01-06
	21. WILLIAMS COS INC/THE	2018-05-18	2020-01-06
	9. JOHNSON CTLS INTL PLC	2018-11-05	2020-01-06
	19. MEDTRONIC PLC SHS	2017-10-26	2020-01-06
	9. PENTAIR PLC SHS	2019-07-01	2020-01-06
	8. WILLIS TOWERS WATSON PLC	2019-02-11	2020-01-06
	9. ALCON SA ACT NOM	2018-10-17	2020-01-06
	5. ALCON SA ACT NOM	2018-10-16	2020-01-06
	2. ALCON SA ACT NOM	2018-10-18	2020-01-06
	6. NXP SEMICONDUCTORS N.V.	2019-08-14	2020-01-06
	123. PFIZER INC	2011-04-07	2020-01-09
	74. PFIZER INC	2016-03-02	2020-01-09
	25. PFIZER INC	2011-04-19	2020-01-09
	120. PFIZER INC	2014-10-08	2020-01-09
	37. PFIZER INC	2012-05-29	2020-01-09
	132. BRISTOL-MYERS SQUIBB CO	2019-08-20	2020-01-13
	70. NVIDIA CORP	2019-08-20	2020-01-13
	49. PHILIP MORRIS INTERNATIONAL INC	2019-11-18	2020-01-13
	18. PHILIP MORRIS INTERNATIONAL INC	2019-11-19	2020-01-13
	4. QUALCOMM INC	2017-09-05	2020-01-13
	91. QUALCOMM INC	2016-01-20	2020-01-13
	103. CHARLES SCHWAB CORP/THE	2017-10-11	2020-01-13
	6. STATE ST CORP COM	2018-10-05	2020-01-13
	20. STATE ST CORP COM	2018-10-08	2020-01-13
	16. STATE ST CORP COM	2018-10-09	2020-01-13
	11. 3M CO	2017-03-10	2020-01-13
	35. 3M CO	2011-10-13	2020-01-13
	83. JOHNSON CTLS INTL PLC	2018-11-05	2020-01-13
	27. STATE ST CORP COM	2018-10-09	2020-01-14
	35. STATE ST CORP COM	2018-10-08	2020-01-14
	9. STATE ST CORP COM	2018-10-05	2020-01-14
	5. 3M CO	2018-05-08	2020-01-14
	11. 3M CO	2017-03-10	2020-01-14
	70. JOHNSON CTLS INTL PLC	2018-11-05	2020-01-14
	14. JOHNSON CTLS INTL PLC	2019-03-08	2020-01-14
	36. UNITEDHEALTH GROUP INC	2015-01-15	2020-02-03
	4. UNITEDHEALTH GROUP INC	2015-01-16	2020-02-03
	98. BRISTOL-MYERS SQUIBB CO	2019-08-08	2020-02-19
	87. BRISTOL-MYERS SQUIBB CO	2019-08-09	2020-02-19
	65. BRISTOL-MYERS SQUIBB CO	2019-08-20	2020-02-19
	25000. FAIRFIELD-SUISUN CA UNI	2011-10-26	2020-02-24
	25000. MERCED CALIF WASTEWATER	2012-06-07	2020-02-24
	50000. SAN DIEGO CALIF UNI SCH	2014-04-02	2020-02-24
	62. ONEOK INC	2018-11-05	2020-03-09
	47. ONEOK INC	2018-12-13	2020-03-09
	12. WELLS FARGO & CO NEW	2018-07-12	2020-03-09
	33. ONEOK INC	2018-12-13	2020-03-10
	54. ONEOK INC	2019-03-01	2020-03-10
	26. ONEOK INC	2019-11-18	2020-03-10
	36. ONEOK INC	2019-11-19	2020-03-10
	16. ONEOK INC	2020-02-19	2020-03-10
	8. HUMANA INC	2018-01-23	2020-03-17
	7. HUMANA INC	2018-01-24	2020-03-18
	6. HUMANA INC	2018-01-23	2020-03-18
	13. HUMANA INC	2018-01-24	2020-03-20
	4. HUMANA INC	2018-01-25	2020-03-20
	23. BAKER HUGHES A GE CO	2019-05-31	2020-03-31
	148. BAKER HUGHES A GE CO	2019-03-21	2020-03-31
	157. BAKER HUGHES A GE CO	2019-03-20	2020-03-31
	8. HUMANA INC	2018-01-25	2020-03-31
	14. HUMANA INC	2019-03-19	2020-03-31
	13. HUMANA INC	2018-12-10	2020-03-31
	23. MARSH & MCLENNAN COS INC	2016-08-10	2020-03-31
	19. MARSH & MCLENNAN COS INC	2019-03-01	2020-03-31
	22. MARSH & MCLENNAN COS INC	2019-03-04	2020-03-31
	3. MARSH & MCLENNAN COS INC	2020-02-19	2020-03-31
	98. BAKER HUGHES A GE CO	2019-05-31	2020-04-01
	86. BAKER HUGHES A GE CO	2019-06-03	2020-04-01
	107. BAKER HUGHES A GE CO	2019-09-24	2020-04-01
	57. BAKER HUGHES A GE CO	2019-09-25	2020-04-01
	40. BAKER HUGHES A GE CO	2020-02-19	2020-04-01
	25000. CALIFORNIA ST DEPT WTR	2018-10-11	2020-04-07
	25000. CULVER CITY CALIF UNI	2017-01-13	2020-04-07
	25000. SAN BERNARDINO CA TRANSN	2014-03-19	2020-04-07
	92. BP P L C SPONS ADR	2018-06-11	2020-04-16
	28. BP P L C SPONS ADR	2018-06-12	2020-04-16
	3. CRH PLC ADR	2017-12-07	2020-04-16
	32. CRH PLC ADR	2017-12-04	2020-04-16
	6. CRH PLC ADR	2020-02-19	2020-04-16
	14. DOLLAR GENERAL CORP	2018-12-11	2020-04-16
	24. J P MORGAN CHASE & CO	2020-02-19	2020-04-16
	9. J P MORGAN CHASE & CO	2019-01-07	2020-04-16
	55. JOHNSON & JOHNSON	2020-02-19	2020-04-16
	9. KELLOGG CO	2017-11-08	2020-04-16
	68. KELLOGG CO	2019-08-20	2020-04-16
	13. KELLOGG CO	2020-02-19	2020-04-16
	9. MICROSOFT CORP COM	2020-02-19	2020-04-16
	6. NEXTERA ENERGY INC	2020-02-19	2020-04-16
	64. NEXTERA ENERGY INC	2011-10-13	2020-04-16
	6. ORACLE CORP	2016-01-20	2020-04-16
	36. ORACLE CORP	2016-01-26	2020-04-16
	20. ORACLE CORP	2020-02-19	2020-04-16
	33. SONY CORP ADR AMERN SH NEW	2019-07-05	2020-04-16
	22. SONY CORP ADR AMERN SH NEW	2020-02-19	2020-04-16
	29. TRAVELERS COS INC/THE	2011-10-13	2020-04-16
	22. TRAVELERS COS INC/THE	2018-01-22	2020-04-16
	6. TRAVELERS COS INC/THE	2018-01-23	2020-04-16
	7. TRAVELERS COS INC/THE	2020-02-19	2020-04-16
	12. ALCON SA ACT NOM	2020-02-19	2020-04-16
	17. ALCON SA ACT NOM	2019-08-21	2020-04-16
	3. CRH PLC ADR	2017-12-07	2020-04-17
	5. CRH PLC ADR	2020-02-19	2020-04-17
	25. CRH PLC ADR	2017-12-04	2020-04-17
	5. SONY CORP ADR AMERN SH NEW	2019-07-05	2020-04-17
	3. SONY CORP ADR AMERN SH NEW	2020-02-19	2020-04-17
	5. TRAVELERS COS INC/THE	2011-10-13	2020-04-17
	4. TRAVELERS COS INC/THE	2018-01-22	2020-04-17
	1. TRAVELERS COS INC/THE	2018-01-23	2020-04-17
	1. TRAVELERS COS INC/THE	2020-02-19	2020-04-17
	12. ALCON SA ACT NOM	2020-02-19	2020-04-17
	18. ALCON SA ACT NOM	2019-08-21	2020-04-17
	3. CRH PLC ADR	2020-02-19	2020-04-20
	1. CRH PLC ADR	2017-12-07	2020-04-20
	14. CRH PLC ADR	2017-12-04	2020-04-20
	3. CRH PLC ADR	2017-12-07	2020-04-21
	5. CRH PLC ADR	2020-02-19	2020-04-21
	32. CRH PLC ADR	2017-12-04	2020-04-21
	2. DOLLAR GENERAL CORP	2019-04-16	2020-04-24
	26. DOLLAR GENERAL CORP	2019-04-17	2020-04-24
	16. FEDEX CORP	2019-06-27	2020-04-24
	31. FEDEX CORP	2019-08-08	2020-04-24
	7. MICROSOFT CORP COM	2020-02-19	2020-04-24
	17. MICROSOFT CORP COM	2012-05-29	2020-04-24
	42. MICROSOFT CORP COM	2011-10-13	2020-04-24
	11. SONY CORP ADR AMERN SH NEW	2019-07-05	2020-04-24
	11. SONY CORP ADR AMERN SH NEW	2019-07-29	2020-04-24
	60. SONY CORP ADR AMERN SH NEW	2019-07-05	2020-04-27
	59. SONY CORP ADR AMERN SH NEW	2019-07-29	2020-04-27
	82. MICROSOFT CORP COM	2011-10-13	2020-04-28
	17. MICROSOFT CORP COM	2011-12-07	2020-04-28
	82. CISCO SYSTEMS INC	2019-08-21	2020-05-18
	20. DOLLAR GENERAL CORP	2019-04-16	2020-05-18
	84. J P MORGAN CHASE & CO	2016-01-20	2020-05-18
	27. J P MORGAN CHASE & CO	2019-01-07	2020-05-18
	8. JOHNSON & JOHNSON	2020-02-19	2020-05-18
	22. JOHNSON & JOHNSON	2020-01-09	2020-05-18
	27. KELLOGG CO	2017-11-08	2020-05-18
	85. ORACLE CORP	2016-01-20	2020-05-18
	5. QUEST DIAGNOSTICS INC	2020-02-19	2020-05-18
	14. QUEST DIAGNOSTICS INC	2019-04-26	2020-05-18
	7. QUEST DIAGNOSTICS INC	2019-04-24	2020-05-18
	13. STATE ST CORP COM	2018-11-05	2020-05-18
	19. STATE ST CORP COM	2018-10-09	2020-05-18
	1. DOLLAR GENERAL CORP	2019-04-16	2020-05-19
	86. KELLOGG CO	2017-11-08	2020-05-19
	5. QUEST DIAGNOSTICS INC	2019-04-26	2020-05-19
	1. QUEST DIAGNOSTICS INC	2020-02-19	2020-05-19
	2. QUEST DIAGNOSTICS INC	2019-04-24	2020-05-19
	16. STATE ST CORP COM	2019-01-07	2020-05-19
	52. STATE ST CORP COM	2018-11-05	2020-05-19
	54. STATE ST CORP COM	2019-01-07	2020-05-20
	7. STATE ST CORP COM	2020-02-19	2020-05-20
	1. KELLOGG CO	2017-11-08	2020-05-22
	137. BP P L C SPONS ADR	2018-06-12	2020-06-17
	119. BP P L C SPONS ADR	2018-06-13	2020-06-17
	10. DOLLAR GENERAL CORP	2018-12-10	2020-06-17
	16. DOLLAR GENERAL CORP	2019-04-16	2020-06-17
	16. EQUITABLE HOLDINGS INC	2020-02-19	2020-06-17
	20. EQUITABLE HOLDINGS INC	2019-04-24	2020-06-17
	36. EQUITABLE HOLDINGS INC	2019-11-19	2020-06-17
	21. EQUITABLE HOLDINGS INC	2019-11-18	2020-06-17
	18. EQUITABLE HOLDINGS INC	2019-04-29	2020-06-17
	25. EQUITABLE HOLDINGS INC	2019-04-26	2020-06-17
	11. J P MORGAN CHASE & CO	2016-01-20	2020-06-17
	52. J P MORGAN CHASE & CO	2012-05-29	2020-06-17
	76. JOHNSON & JOHNSON	2020-01-09	2020-06-17
	45. LOWES COMPANIES INC COM	2017-09-18	2020-06-17
	209. ORACLE CORP	2016-01-20	2020-06-17
	23. PEPSICO INC	2018-06-14	2020-06-17
	82. PEPSICO INC	2018-06-13	2020-06-17
	53. PIONEER NAT RES CO	2020-04-16	2020-06-17
	43. TRAVELERS COS INC/THE	2011-10-13	2020-06-17
	19. WILLIAMS COS INC/THE	2018-08-08	2020-06-17
	83. WILLIAMS COS INC/THE	2018-08-06	2020-06-17
	7. WILLIAMS COS INC/THE	2018-08-03	2020-06-17
	84. WILLIAMS COS INC/THE	2018-08-07	2020-06-17
	19. WILLIAMS COS INC/THE	2018-05-22	2020-06-17
	44. EQUITABLE HOLDINGS INC	2019-11-19	2020-06-18
	19. EQUITABLE HOLDINGS INC	2020-02-19	2020-06-18
	25. EQUITABLE HOLDINGS INC	2019-11-18	2020-06-18
	23. EQUITABLE HOLDINGS INC	2019-04-29	2020-06-18
	30. EQUITABLE HOLDINGS INC	2019-04-26	2020-06-18
	25. EQUITABLE HOLDINGS INC	2019-04-24	2020-06-18
	22. KONINKLIJKE PHILIPS NV	2018-11-05	2020-06-18
	5. KONINKLIJKE PHILIPS NV	2018-11-06	2020-06-18
	15. KONINKLIJKE PHILIPS NV	2020-02-19	2020-06-18
	20. PEPSICO INC	2018-06-14	2020-06-18
	8. PEPSICO INC	2020-02-19	2020-06-18
	10. TRAVELERS COS INC/THE	2011-10-13	2020-06-18
	4. WILLIAMS COS INC/THE	2018-08-03	2020-06-18
	46. WILLIAMS COS INC/THE	2018-08-07	2020-06-18
	46. WILLIAMS COS INC/THE	2018-08-06	2020-06-18
	11. WILLIAMS COS INC/THE	2018-05-22	2020-06-18
	10. WILLIAMS COS INC/THE	2018-08-08	2020-06-18
	20. PENTAIR PLC SHS	2019-07-01	2020-06-18
	12. PENTAIR PLC SHS	2019-07-02	2020-06-18
	1. WILLIS TOWERS WATSON PLC	2019-03-01	2020-06-18
	3. WILLIS TOWERS WATSON PLC	2019-02-13	2020-06-18
	4. WILLIS TOWERS WATSON PLC	2019-04-18	2020-06-18
	4. WILLIS TOWERS WATSON PLC	2019-03-04	2020-06-18
	5. WILLIS TOWERS WATSON PLC	2019-04-17	2020-06-18
	2. WILLIS TOWERS WATSON PLC	2020-02-19	2020-06-18
	16. EQUITABLE HOLDINGS INC	2019-04-29	2020-06-19
	22. EQUITABLE HOLDINGS INC	2019-04-26	2020-06-19
	31. EQUITABLE HOLDINGS INC	2019-11-19	2020-06-19
	18. EQUITABLE HOLDINGS INC	2019-04-24	2020-06-19
	14. EQUITABLE HOLDINGS INC	2020-02-19	2020-06-19
	18. EQUITABLE HOLDINGS INC	2019-11-18	2020-06-19
	43. KONINKLIJKE PHILIPS NV	2018-11-05	2020-06-19
	10. KONINKLIJKE PHILIPS NV	2018-11-06	2020-06-19
	28. KONINKLIJKE PHILIPS NV	2020-02-19	2020-06-19
	31. PENTAIR PLC SHS	2019-07-02	2020-06-19
	20. PENTAIR PLC SHS	2019-07-03	2020-06-19
	4. WILLIS TOWERS WATSON PLC	2020-02-19	2020-06-19
	13. WILLIS TOWERS WATSON PLC	2019-04-18	2020-06-19
	16. WILLIS TOWERS WATSON PLC	2019-04-17	2020-06-19
	2. WILLIS TOWERS WATSON PLC	2019-03-01	2020-06-19
	8. WILLIS TOWERS WATSON PLC	2019-02-13	2020-06-19
	13. WILLIS TOWERS WATSON PLC	2019-03-04	2020-06-19
	28. PENTAIR PLC SHS	2019-07-05	2020-06-22
	8. PENTAIR PLC SHS	2019-07-03	2020-06-22
	2. WILLIS TOWERS WATSON PLC	2020-02-19	2020-06-22
	4. WILLIS TOWERS WATSON PLC	2019-04-18	2020-06-22
	6. WILLIS TOWERS WATSON PLC	2019-04-17	2020-06-22
	4. WILLIS TOWERS WATSON PLC	2019-03-04	2020-06-22
	3. WILLIS TOWERS WATSON PLC	2019-02-13	2020-06-22
	33. PENTAIR PLC SHS	2019-07-08	2020-06-23
	18. PENTAIR PLC SHS	2019-07-05	2020-06-23
	1. PENTAIR PLC SHS	2020-02-19	2020-06-24
	68. PENTAIR PLC SHS	2019-07-09	2020-06-24
	4. PENTAIR PLC SHS	2019-07-08	2020-06-24
	10. PENTAIR PLC SHS	2020-02-19	2020-06-25
	.42 KONINKLIJKE PHILIPS NV	2017-03-22	2020-07-09
	119. MARATHON OIL CORP	2019-06-20	2020-07-10
	67. MARATHON OIL CORP	2019-06-19	2020-07-10
	210. MARATHON OIL CORP	2018-05-22	2020-07-10
	336. MARATHON OIL CORP	2018-05-21	2020-07-10
	1. MARATHON OIL CORP	2018-05-18	2020-07-10
	61. MARATHON OIL CORP	2020-02-19	2020-07-13
	127. MARATHON OIL CORP	2019-06-20	2020-07-13
	18. J P MORGAN CHASE & CO	2011-10-13	2020-07-15
	26. J P MORGAN CHASE & CO	2012-05-29	2020-07-15
	79. FIRSTENERGY CORP	2017-07-21	2020-07-22
	183. FIRSTENERGY CORP	2017-07-24	2020-07-22
	5. FIRSTENERGY CORP	2017-07-25	2020-07-22
	43. FIRSTENERGY CORP	2020-05-18	2020-07-23
	109. FIRSTENERGY CORP	2020-04-24	2020-07-23
	39. FIRSTENERGY CORP	2020-02-19	2020-07-23
	94. FIRSTENERGY CORP	2017-10-12	2020-07-23
	40. FIRSTENERGY CORP	2017-10-11	2020-07-23
	30. FIRSTENERGY CORP	2017-07-26	2020-07-23
	179. FIRSTENERGY CORP	2017-07-25	2020-07-23
	77. FIRSTENERGY CORP	2020-05-19	2020-07-23
	50000. LOS ANGELES CALIF CMNTY	2014-12-11	2020-08-03
	37. ASTRAZENECA PLC SPONS ADR	2016-04-06	2020-08-31
	46. ASTRAZENECA PLC SPONS ADR	2017-07-27	2020-08-31
	11. DOLLAR GENERAL CORP	2018-12-10	2020-08-31
	5. DOLLAR GENERAL CORP	2015-12-17	2020-08-31
	8. DOLLAR GENERAL CORP	2015-10-30	2020-08-31
	2. LOCKHEED MARTIN CORP	2020-02-19	2020-08-31
	8. LOCKHEED MARTIN CORP	2019-04-16	2020-08-31
	30. LOWES COMPANIES INC COM	2017-09-18	2020-08-31
	62. MONDELEZ INTERNATIONAL INC	2018-08-03	2020-08-31
	19. MONDELEZ INTERNATIONAL INC	2020-02-19	2020-08-31
	18. NORTHROP GRUMMAN CORP	2011-10-13	2020-08-31
	52. PFIZER INC	2011-10-13	2020-08-31
	20. PFIZER INC	2011-04-25	2020-08-31
	52. PFIZER INC	2011-04-07	2020-08-31
	37. TOTAL FINA ELF S.A. ADR	2016-01-20	2020-08-31
	17. NORTHROP GRUMMAN CORP	2011-10-13	2020-09-01
	2. NORTHROP GRUMMAN CORP	2020-02-19	2020-09-01
	78. TOTAL FINA ELF S.A. ADR	2016-01-20	2020-09-01
	43. TOTAL FINA ELF S.A. ADR	2017-09-05	2020-09-01
	45. TOTAL FINA ELF S.A. ADR	2017-09-06	2020-09-01
	15. TOTAL FINA ELF S.A. ADR	2020-02-19	2020-09-01
	60. CONAGRA BRANDS INC	2019-02-14	2020-10-08
	30. FORTIVE CORP	2020-01-13	2020-10-08
	65. FORTIVE CORP	2020-01-14	2020-10-08
	35. LOWES COMPANIES INC COM	2017-09-18	2020-10-08
	1. UNILEVER NV	2018-03-12	2020-10-08
	3. UNILEVER NV	2019-04-17	2020-10-08
	7. UNILEVER NV	2019-04-18	2020-10-08
	4. UNILEVER NV	2019-08-20	2020-10-08
	6. UNILEVER NV	2019-08-21	2020-10-08
	8. WILLIS TOWERS WATSON PLC	2019-02-13	2020-10-08
	8. WILLIS TOWERS WATSON PLC	2019-02-12	2020-10-08
	78. CONAGRA BRANDS INC	2019-02-14	2020-10-09
	82. FORTIVE CORP	2020-01-15	2020-10-09
	6. FORTIVE CORP	2020-01-14	2020-10-09
	14. FORTIVE CORP	2020-02-19	2020-10-09
	3. UNILEVER NV	2018-03-12	2020-10-09
	17. UNILEVER NV	2019-04-17	2020-10-09
	26. UNILEVER NV	2019-08-20	2020-10-09
	33. UNILEVER NV	2019-08-21	2020-10-09
	43. UNILEVER NV	2019-04-18	2020-10-09
	1. WILLIS TOWERS WATSON PLC	2019-02-13	2020-10-09
	1. WILLIS TOWERS WATSON PLC	2019-02-12	2020-10-09
	1. VONTIER CORP	2020-10-16	2020-10-16
	2.4 VONTIER CORP	2020-01-14	2020-10-19
	32.8 VONTIER CORP	2020-01-15	2020-10-19
	4.8 VONTIER CORP	2020-02-19	2020-10-19
	54. AMERICAN EXPRESS CO	2020-06-17	2020-11-16
	48. CONAGRA BRANDS INC	2019-02-13	2020-11-16
	16. DOLLAR GENERAL CORP	2015-10-30	2020-11-16
	44. FEDEX CORP	2019-06-27	2020-11-16
	16. LOCKHEED MARTIN CORP	2014-02-03	2020-11-16
	3. LOCKHEED MARTIN CORP	2015-05-07	2020-11-16
	3. LOCKHEED MARTIN CORP	2018-12-10	2020-11-16
	33. LOWES COMPANIES INC COM	2017-09-18	2020-11-16
	3. NEWELL BRANDS INC	2019-09-27	2020-11-16
	53. NEWELL BRANDS INC	2019-09-26	2020-11-16
	14. QUEST DIAGNOSTICS INC	2019-04-24	2020-11-16
	3. SONY CORP ADR AMERN SH NEW	2019-07-03	2020-11-16
	6. SONY CORP ADR AMERN SH NEW	2019-07-29	2020-11-16
	9. SONY CORP ADR AMERN SH NEW	2019-07-30	2020-11-16
	89. US BANCORP DEL	2020-05-18	2020-11-16
	6. US BANCORP DEL	2020-05-19	2020-11-16
	58. VERIZON COMMUNICATIONS INC	2019-04-23	2020-11-16
	61. VERIZON COMMUNICATIONS INC	2018-11-05	2020-11-16
	69. VERIZON COMMUNICATIONS INC	2018-08-02	2020-11-16
	80. WILLIAMS COS INC/THE	2018-05-22	2020-11-16
	135. WILLIAMS COS INC/THE	2018-05-21	2020-11-16
	26. MEDTRONIC PLC SHS	2019-07-26	2020-11-16
	22. MEDTRONIC PLC SHS	2020-02-19	2020-11-16
	78. CONAGRA BRANDS INC	2019-02-13	2020-11-17
	15. CONAGRA BRANDS INC	2019-02-14	2020-11-17
	11. LOCKHEED MARTIN CORP	2018-12-10	2020-11-17
	9. LOCKHEED MARTIN CORP	2019-04-16	2020-11-17
	6. NEWELL BRANDS INC	2019-09-27	2020-11-17
	89. NEWELL BRANDS INC	2019-09-26	2020-11-17
	11. QUEST DIAGNOSTICS INC	2019-04-25	2020-11-17
	25. QUEST DIAGNOSTICS INC	2019-04-24	2020-11-17
	24. SONY CORP ADR AMERN SH NEW	2019-07-30	2020-11-17
	17. SONY CORP ADR AMERN SH NEW	2019-07-29	2020-11-17
	7. SONY CORP ADR AMERN SH NEW	2019-07-03	2020-11-17
	323. US BANCORP DEL	2020-05-19	2020-11-17
	51. WILLIAMS COS INC/THE	2018-05-21	2020-11-17
	31. WILLIAMS COS INC/THE	2018-05-22	2020-11-17
	32. CONAGRA BRANDS INC	2020-02-19	2020-11-18
	70. CONAGRA BRANDS INC	2019-02-14	2020-11-18
	6. NEWELL BRANDS INC	2019-09-27	2020-11-18
	92. NEWELL BRANDS INC	2019-09-26	2020-11-18
	21. QUEST DIAGNOSTICS INC	2019-04-25	2020-11-18
	34. NEWELL BRANDS INC	2019-09-26	2020-11-19
	2. NEWELL BRANDS INC	2019-09-27	2020-11-19
	.69 VIATRIS INC	2011-10-13	2020-11-20
	22. CVS HEALTH CORP	2018-12-10	2020-12-14
	36. CVS HEALTH CORP	2018-11-30	2020-12-14
	19. CVS HEALTH CORP	2018-11-30	2020-12-14
	31. CVS HEALTH CORP	2018-11-30	2020-12-14
	4. CONSTELLATION BRANDS INC	2019-12-02	2020-12-14
	7. CONSTELLATION BRANDS INC	2019-12-03	2020-12-14
	11. CONSTELLATION BRANDS INC	2019-02-01	2020-12-14
	1. CONSTELLATION BRANDS INC	2019-01-31	2020-12-14
	14. DOWDUPONT INC	2019-06-19	2020-12-14
	7. DOWDUPONT INC	2019-03-26	2020-12-14
	9. DOWDUPONT INC	2019-03-08	2020-12-14
	7. DOWDUPONT INC	2019-03-01	2020-12-14
	2. DOWDUPONT INC	2017-02-21	2020-12-14
	14. DOWDUPONT INC	2017-02-01	2020-12-14
	25. DUPONT DE NEMOURS INC	2019-03-26	2020-12-14
	24. DUPONT DE NEMOURS INC	2019-03-01	2020-12-14
	23. DUPONT DE NEMOURS INC	2019-03-08	2020-12-14
	16. DUPONT DE NEMOURS INC	2019-05-07	2020-12-14
	19. METLIFE INC	2017-08-15	2020-12-14
	55. METLIFE INC	2017-01-11	2020-12-14
	34. METLIFE INC	2020-02-19	2020-12-14
	5. METLIFE INC	2017-01-10	2020-12-14
	87. VERIZON COMMUNICATIONS INC	2018-08-02	2020-12-14
	7. CONSTELLATION BRANDS INC	2019-12-03	2020-12-15
	2. CONSTELLATION BRANDS INC	2019-01-31	2020-12-15
	11. CONSTELLATION BRANDS INC	2019-02-01	2020-12-15
	5. CONSTELLATION BRANDS INC	2019-12-02	2020-12-15
	6. DOWDUPONT INC	2017-02-21	2020-12-15
	33. DOWDUPONT INC	2017-02-01	2020-12-15
	21. DOWDUPONT INC	2019-03-08	2020-12-15
	18. DOWDUPONT INC	2019-03-01	2020-12-15
	19. DOWDUPONT INC	2019-03-26	2020-12-15
	34. DOWDUPONT INC	2019-06-19	2020-12-15
	1. DUPONT DE NEMOURS INC	2019-05-07	2020-12-15
	1. DUPONT DE NEMOURS INC	2019-03-26	2020-12-15
	1. DUPONT DE NEMOURS INC	2019-03-08	2020-12-15
	1. DUPONT DE NEMOURS INC	2019-03-01	2020-12-15
	4. METLIFE INC	2017-08-15	2020-12-15
	1. METLIFE INC	2017-01-10	2020-12-15
	6. METLIFE INC	2020-02-19	2020-12-15
	10. METLIFE INC	2017-01-11	2020-12-15
	37.03 VIATRIS INC	2011-10-13	2020-12-15
	3.97 VIATRIS INC	2020-02-19	2020-12-15

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	1,299	1,880	-581
b	3,597	3,850	-253
c	899	410	489
d	1,498	674	824
e	599	356	243
	585	415	170
	1,837	1,990	-153
	1,957	2,124	-167
	461	505	-44
	1,008	754	254
	2,112	1,835	277
	1,623	1,776	-153
	429	439	-10
	8,018	4,812	3,206
	1,213	1,567	-354
	447	116	331
	1,112	778	334
	533	474	59
	383	346	37
	569	283	286
	28	32	-4
	308	136	172
	499	312	187
	713	582	131
	1,375	1,442	-67
	4,912	3,256	1,656
	512	493	19
	1,814	1,346	468
	348	331	17
	1,838	1,413	425
	2,618	602	2,016
	4,134	1,351	2,783
	2,480	806	1,674
	817	747	70
	633	411	222
	819	301	518
	3,222	2,104	1,118
	709	1,092	-383
	1,223	347	876
	3,455	2,489	966
	3,170	538	2,632
	1,572	1,252	320
	560	277	283
	1,494	545	949
	416	394	22
	1,691	380	1,311
	374	54	320
	307	243	64
	540	335	205
	817	631	186
	1,246	648	598
	351	232	119
	633	569	64
	460	422	38
	51	47	4
	661	633	28
	1,036	821	215
	2,496	2,690	-194
	1,412	986	426
	1,918	702	1,216
	515	286	229
	357	144	213
	872	313	559
	3,731	2,282	1,449
	1,593	859	734
	1,593	905	688
	159	97	62
	5,470	2,679	2,791
	1,798	2,027	-229
	503	570	-67
	369	298	71
	2,178	1,527	651
	409	336	73
	1,632	1,354	278
	515	466	49
	286	259	27
	114	105	9
	756	601	155
	4,781	2,492	2,289
	2,876	2,220	656
	972	515	457
	4,664	3,523	1,141
	1,438	823	615
	8,724	6,291	2,433
	17,634	11,776	5,858
	4,302	4,152	150
	1,580	1,506	74
	364	205	159
	8,277	3,934	4,343
	4,948	4,656	292
	491	521	-30
	1,638	1,738	-100
	1,310	1,383	-73
	1,992	2,098	-106
	6,337	2,703	3,634
	3,417	2,748	669
	2,211	2,334	-123
	2,866	3,041	-175
	737	781	-44
	908	1,007	-99
	1,998	2,098	-100
	2,870	2,318	552
	574	500	74
	9,806	3,760	6,046
	1,090	420	670
	6,435	4,617	1,818
	5,713	4,133	1,580
	4,268	3,098	1,170
	25,401	25,175	226
	25,416	25,279	137
	50,668	50,535	133
	2,464	3,715	-1,251
	1,868	2,693	-825
	395	670	-275
	1,143	1,891	-748
	1,871	3,367	-1,496
	901	1,816	-915
	1,247	2,492	-1,245
	554	1,233	-679
	2,141	2,261	-120
	1,716	1,994	-278
	1,471	1,695	-224
	3,077	3,702	-625
	947	1,140	-193
	246	488	-242
	1,582	4,202	-2,620
	1,678	4,403	-2,725
	2,499	2,280	219
	4,374	4,021	353
	4,061	3,995	66
	2,004	1,542	462
	1,655	1,769	-114
	1,917	2,030	-113
	261	356	-95
	952	2,081	-1,129
	835	1,879	-1,044
	1,039	2,532	-1,493
	554	1,345	-791
	389	836	-447
	29,581	28,496	1,085
	28,773	28,130	643
	27,062	26,850	212
	2,025	4,347	-2,322
	616	1,303	-687
	80	105	-25
	855	1,128	-273
	160	229	-69
	2,546	1,490	1,056
	2,132	3,307	-1,175
	799	909	-110
	8,102	8,176	-74
	576	560	16
	4,350	4,301	49
	832	864	-32
	1,573	1,688	-115
	1,426	1,653	-227
	15,210	3,470	11,740
	320	201	119
	1,920	1,260	660
	1,067	1,112	-45
	2,045	1,808	237
	1,363	1,476	-113
	2,895	1,455	1,440
	2,196	3,057	-861
	599	864	-265
	699	942	-243
	610	759	-149
	864	1,036	-172
	83	105	-22
	138	190	-52
	692	881	-189
	319	274	45
	191	201	-10
	513	251	262
	411	556	-145
	103	144	-41
	103	135	-32
	633	759	-126
	950	1,097	-147
	81	114	-33
	27	35	-8
	379	494	-115
	80	105	-25
	133	190	-57
	853	1,128	-275
	353	248	105
	4,585	3,239	1,346
	1,945	2,615	-670
	3,769	5,094	-1,325
	1,209	1,313	-104
	2,937	502	2,435
	7,256	1,129	6,127
	691	603	88
	691	602	89
	3,782	3,287	495
	3,719	3,228	491
	14,020	2,204	11,816
	2,907	435	2,472
	3,701	3,997	-296
	3,644	2,475	1,169
	7,627	4,625	3,002
	2,452	2,726	-274
	1,207	1,189	18
	3,319	3,194	125
	1,722	1,680	42
	4,522	2,847	1,675
	548	569	-21
	1,534	1,329	205
	767	664	103
	761	935	-174
	1,113	1,643	-530
	183	124	59
	5,392	5,351	41
	550	475	75
	110	114	-4
	220	190	30
	920	1,040	-120
	2,989	3,739	-750
	3,153	3,511	-358
	409	550	-141
	62	62
	3,287	6,375	-3,088
	2,855	5,485	-2,630
	1,901	1,053	848
	3,041	1,980	1,061
	325	432	-107
	407	449	-42
	732	854	-122
	427	495	-68
	366	406	-40
	508	555	-47
	1,107	606	501
	5,235	1,744	3,491
	10,993	11,034	-41
	6,097	3,507	2,590
	10,897	6,999	3,898
	3,040	2,418	622
	10,839	8,623	2,216
	5,022	3,791	1,231
	4,958	2,157	2,801
	365	569	-204
	1,595	2,478	-883
	135	208	-73
	1,614	2,537	-923
	365	504	-139
	882	1,044	-162
	381	513	-132
	501	590	-89
	461	519	-58
	602	666	-64
	501	562	-61
	1,019	845	174
	232	191	41
	695	731	-36
	2,641	2,103	538
	1,056	1,166	-110
	1,159	502	657
	78	119	-41
	895	1,389	-494
	895	1,373	-478
	214	292	-78
	195	300	-105
	761	746	15
	456	449	7
	196	172	24
	589	514	75
	786	708	78
	786	689	97
	982	886	96
	393	425	-32
	315	361	-46
	433	489	-56
	610	736	-126
	354	404	-50
	276	378	-102
	354	425	-71
	2,014	1,652	362
	468	383	85
	1,312	1,364	-52
	1,179	1,161	18
	761	759	2
	768	850	-82
	2,496	2,299	197
	3,072	2,834	238
	384	345	39
	1,536	1,371	165
	2,496	2,241	255
	1,064	1,063	1
	304	304
	388	425	-37
	775	708	67
	1,163	1,063	100
	775	689	86
	581	514	67
	1,250	1,249	1
	682	684	-2
	36	44	-8
	2,472	2,521	-49
	145	151	-6
	360	437	-77
	20	13	7
	635	1,680	-1,045
	357	914	-557
	1,120	4,601	-3,481
	1,792	7,320	-5,528
	5	21	-16
	317	638	-321
	660	1,793	-1,133
	1,785	571	1,214
	2,578	872	1,706
	2,227	2,436	-209
	5,160	5,611	-451
	141	151	-10
	1,204	1,770	-566
	3,051	4,565	-1,514
	1,092	2,019	-927
	2,631	2,970	-339
	1,120	1,237	-117
	840	900	-60
	5,011	5,419	-408
	2,155	3,133	-978
	50,000	50,000
	2,074	1,098	976
	2,578	1,320	1,258
	2,223	1,158	1,065
	1,010	360	650
	1,616	545	1,071
	778	873	-95
	3,114	2,479	635
	4,942	2,338	2,604
	3,621	2,716	905
	1,110	1,129	-19
	6,169	978	5,191
	1,961	978	983
	754	401	353
	1,961	1,054	907
	1,464	1,460	4
	5,786	924	4,862
	681	737	-56
	3,074	3,077	-3
	1,695	2,254	-559
	1,774	2,381	-607
	591	733	-142
	2,232	1,429	803
	2,448	2,362	86
	5,304	5,116	188
	5,977	2,727	3,250
	61	55	6
	183	173	10
	427	412	15
	244	241	3
	366	365	1
	1,692	1,371	321
	1,692	1,368	324
	2,922	1,858	1,064
	5,781	5,453	328
	423	403	20
	987	918	69
	185	165	20
	1,048	978	70
	1,603	1,568	35
	2,034	2,005	29
	2,651	2,531	120
	213	171	42
	213	171	42
	23		23
	68	70	-2
	924	944	-20
	135	136	-1
	6,399	5,679	720
	1,750	1,131	619
	3,410	1,091	2,319
	12,301	7,192	5,109
	6,031	2,409	3,622
	1,131	567	564
	1,131	895	236
	5,332	2,571	2,761
	61	55	6
	1,078	972	106
	1,719	1,327	392
	271	164	107
	543	328	215
	814	488	326
	3,929	2,939	990
	265	194	71
	3,528	3,317	211
	3,710	3,487	223
	4,197	3,582	615
	1,620	2,090	-470
	2,734	3,494	-760
	2,898	2,666	232
	2,452	2,509	-57
	2,791	1,838	953
	537	357	180
	4,158	3,281	877
	3,402	2,789	613
	121	110	11
	1,789	1,633	156
	1,361	1,036	325
	3,094	2,370	724
	2,156	1,302	854
	1,527	930	597
	629	383	246
	14,221	10,469	3,752
	1,040	1,320	-280
	632	810	-178
	1,143	953	190
	2,500	1,667	833
	123	110	13
	1,880	1,688	192
	2,580	1,977	603
	688	624	64
	40	37	3
	12	5	7
	1,535	1,610	-75
	2,512	2,906	-394
	1,326	1,534	-208
	2,163	2,502	-339
	829	743	86
	1,451	1,286	165
	2,280	1,906	374
	207	173	34
	543	379	164
	271	202	69
	349	264	85
	271	202	69
	78	66	12
	543	449	94
	1,648	1,990	-342
	1,583	1,911	-328
	1,517	1,863	-346
	1,055	1,147	-92
	872	913	-41
	2,525	2,653	-128
	1,561	1,769	-208
	230	240	-10
	5,215	4,516	699
	1,478	1,286	192
	422	346	76
	2,323	1,906	417
	1,056	929	127
	234	198	36
	1,285	1,060	225
	818	617	201
	701	520	181
	740	549	191
	1,324	922	402
	66	72	-6
	66	80	-14
	66	81	-15
	66	80	-14
	183	192	-9
	46	48	-2
	274	312	-38
	457	482	-25
	644	294	350
	69	61	8

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-581
b			-253
c			489
d			824
e			243
			170
			-153
			-167
			-44
			254
			277
			-153
			-10
			3,206
			-354
			331
			334
			59
			37
			286
			-4
			172
			187
			131
			-67
			1,656
			19
			468
			17
			425
			2,016
			2,783
			1,674
			70
			222
			518
			1,118
			-383
			876
			966
			2,632
			320
			283
			949
			22
			1,311
			320
			64
			205
			186
			598
			119
			64
			38
			4
			28
			215
			-194
			426
			1,216
			229
			213
			559
			1,449
			734
			688
			62
			2,791
			-229
			-67
			71
			651
			73
			278
			49
			27
			9
			155
			2,289
			656
			457
			1,141
			615
			2,433
			5,858
			150
			74
			159
			4,343
			292
			-30
			-100
			-73
			-106
			3,634
			669
			-123
			-175
			-44
			-99
			-100
			552
			74
			6,046
			670
			1,818
			1,580
			1,170
			226
			137
			133
			-1,251
			-825
			-275
			-748
			-1,496
			-915
			-1,245
			-679
			-120
			-278
			-224
			-625
			-193
			-242
			-2,620
			-2,725
			219
			353
			66
			462
			-114
			-113
			-95
			-1,129
			-1,044
			-1,493
			-791
			-447
			1,085
			643
			212
			-2,322
			-687
			-25
			-273
			-69
			1,056
			-1,175
			-110
			-74
			16
			49
			-32
			-115
			-227
			11,740
			119
			660
			-45
			237
			-113
			1,440
			-861
			-265
			-243
			-149
			-172
			-22
			-52
			-189
			45
			-10
			262
			-145
			-41
			-32
			-126
			-147
			-33
			-8
			-115
			-25
			-57
			-275
			105
			1,346
			-670
			-1,325
			-104
			2,435
			6,127
			88
			89
			495
			491
			11,816
			2,472
			-296
			1,169
			3,002
			-274
			18
			125
			42
			1,675
			-21
			205
			103
			-174
			-530
			59
			41
			75
			-4
			30
			-120
			-750
			-358
			-141

			-3,088
			-2,630
			848
			1,061
			-107
			-42
			-122
			-68
			-40
			-47
			501
			3,491
			-41
			2,590
			3,898
			622
			2,216
			1,231
			2,801
			-204
			-883
			-73
			-923
			-139
			-162
			-132
			-89
			-58
			-64
			-61
			174
			41
			-36
			538
			-110
			657
			-41
			-494
			-478
			-78
			-105
			15
			7
			24
			75
			78
			97
			96
			-32
			-46
			-56
			-126
			-50
			-102
			-71
			362
			85
			-52
			18
			2
			-82
			197
			238
			39
			165
			255
			1

			-37
			67
			100
			86
			67
			1
			-2
			-8
			-49
			-6
			-77
			7
			-1,045
			-557
			-3,481
			-5,528
			-16
			-321
			-1,133
			1,214
			1,706
			-209
			-451
			-10
			-566
			-1,514
			-927
			-339
			-117
			-60
			-408
			-978

			976
			1,258
			1,065
			650
			1,071
			-95
			635
			2,604
			905
			-19
			5,191
			983
			353
			907
			4
			4,862
			-56
			-3
			-559
			-607
			-142
			803
			86
			188
			3,250
			6
			10
			15
			3
			1
			321
			324
			1,064
			328
			20
			69
			20
			70
			35
			29
			120
			42
			42
			23
			-2
			-20
			-1
			720
			619
			2,319
			5,109
			3,622
			564
			236
			2,761
			6
			106
			392
			107
			215
			326
			990
			71
			211
			223
			615
			-470
			-760
			232
			-57
			953
			180
			877
			613
			11
			156
			325
			724
			854
			597
			246
			3,752
			-280
			-178
			190
			833
			13
			192
			603
			64
			3
			7
			-75
			-394
			-208
			-339
			86
			165
			374
			34
			164
			69
			85
			69
			12
			94
			-342
			-328
			-346
			-92
			-41
			-128
			-208
			-10
			699
			192
			76
			417
			127
			36
			225
			201
			181
			191
			402
			-6
			-14
			-15
			-14
			-9
			-2
			-38
			-25
			350
			8

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	140,761
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE

1 Reserved

(a) Reserved	(b) Reserved	(c) Reserved	(d) Reserved

Reserved...........................

Reserved,..........................

Form 990-PF (2020)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Reserved................................	1	2,404
c	All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	2,404
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	2,404
6	Credits/Payments:

a	2020 estimated tax payments and 2019 overpayment credited to 2020	6a	2,068
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	2,068
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9	336
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10
11	Enter the amount of line 10 to be: Credited to 2021 estimated tax0	Refunded	11	0

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2020)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

BANK OF AMERICA NA Telephone no. bullet

(212) 852-3049

Located at bullet

114 W 47TH ST NY8-114-07-07NEW YORKNY ZIP+4 bullet

100361510

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2020?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2020, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2020?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2020.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?

Form 990-PF (2020)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
BANK OF AMERICA N A	TRUSTEE 2	28,472
114 W 47TH ST NY8-114-07-07 NEW YORK,NY100361510	TRUSTEE 2	28,472

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2020)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2020)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

2,340,110

Average of monthly cash balances.......................

140,735

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

2,480,845

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

2,480,845

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

37,213

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

2,443,632

Minimum investment return. Enter 5% of line 5..................

122,182

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part X, line 6....................

122,182

Tax on investment income for 2020 from Part VI, line 5......

2,404

Income tax for 2020. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

2,404

Distributable amount before adjustments. Subtract line 2c from line 1............

119,778

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

119,778

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

119,778

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

125,533

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

125,533

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

125,533

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2020)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2019	(c) 2019	(d) 2020
1 Distributable amount for 2020 from Part XI, line 7					119,778
2 Undistributed income, if any, as of the end of 2020:
a Enter amount for 2019 only.......				108,438
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2020:
a From 2015......	0
b From 2016......	0
c From 2017......	0
d From 2018......	0
e From 2019......	0
fTotal of lines 3a through e........		0
4Qualifying distributions for 2020 from Part
XII, line 4: $ 125,533
a Applied to 2019, but not more than line 2a				108,438
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2020 distributable amount.....					17,095
e Remaining amount distributed out of corpus		0
5 Excess distributions carryover applied to 2020.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		0
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2020. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2021 ..........					102,683
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2015 not applied on line 5 or line 7 (see instructions) ...		0
9Excess distributions carryover to 2021. Subtract lines 7 and 8 from line 6a ......		0
10 Analysis of line 9:
a Excess from 2016....	0
b Excess from 2017....	0
c Excess from 2018....	0
d Excess from 2019....	0
e Excess from 2020....	0

Form 990-PF (2020)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2020	(b) 2019	(c) 2018	(d) 2017	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

NONE

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

NONE

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2020)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
UCLA SCHOOL OF MEDICINE 11000 KINROSS AVE SUITE 211 LOS ANGELES,CA900951406	NONE	PC	GENERAL OPERATING	27,110
EMORY UNIVERSITY 1599 CLIFTON RD 2ND FLR ATLANTA,GA303224250	NONE	PC	GENERAL OPERATING	27,110
UNIVERSITY OF SOURTHERN CALIFORNIA 1975 ZONAL AVENUE KAM 302 LOS ANGELES,CA90089	NONE	PC	GENERAL OPERATING	27,110
Regents Of The University Of California At Irvine 111 ACADEMY STE 210 Irvine,CA926971050	NONE	PC	GENERAL OPERATING	27,110
Total ................................. 3a				108,440

bApproved for future payment

Total ................................. 3b

Form 990-PF (2020)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities....			14	63,408
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............			18	140,761
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				204,169

13Total. Add line 12, columns (b), (d), and (e)..................

204,169

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2020)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2020)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Name of Bond	End of Year Book Value	End of Year Fair Market Value
738850RV0 POWAY CALIF UNI SCH	25,243	25,702
230345LD0 CULVER CITY CALIF UN	55,594	61,444
544587M47 LOS ANGELES CALIF MU	55,743	58,802
796846EU3 SAN BERNARDINO CA TR	52,793	55,158
13067WQE5 CALIFORNIA ST DEPT W
69672FBE7 PALMDALE CA CRDA	40,415	43,348
797355Y65 SAN DIEGO CALIF UNI
54438CSU7 LOS ANGELES CALIF CM
61685TAC4 MORENO VY CA CRDA	59,275	63,440
189342WX2 CLOVIS CALIF UNI SCH	50,568	51,113
587640AJ2 MERCED CALIF WASTEWA
304747EK0 FAIRFIELD-SUISUN CA
540261KK9 LODI CALIF UNI SCH D	25,623	26,704
91412GHM0 UNIVERSITY CALIF REV	51,367	52,610
13063CQS2 CALIFORNIA ST GO BDS	39,274	40,433
46360RD61 IRVINE CALIF IMPT BD	37,187	40,003
79905VAU5 SAN MATEO-FOSTER CIT	43,775	46,122
54466HJL1 LOS ANGELES CO CA MT	33,795	34,019

Name of Stock	End of Year Book Value	End of Year Fair Market Value
12626K203 CRH PLC ADR	7,869	9,623
20030N101 COMCAST CORP	15,535	44,383
337932107 FIRSTENERGY CORP
548661107 LOWES COMPANIES INC	6,243	10,273
65339F101 NEXTERA ENERGY INC
68389X105 ORACLE CORP
713448108 PEPSICO INC
747525103 QUALCOMM INC
949746101 WELLS FARGO & CO NEW	31,155	15,681
054561105 AXA EQUITABLE HOLDIN
126650100 CVS HEALTH CORP	22,142	24,520
172967424 CITIGROUP INC	60,662	76,890
444859102 HUMANA INC	18,663	18,462
487836108 KELLOGG CO
682680103 ONEOK INC
808513105 CHARLES SCHWAB CORP/	30,052	40,947
857477103 STATE ST CORP COM
88579Y101 3M CO
92343V104 VERIZON COMMUNICATIO	49,781	64,096
046353108 ASTRAZENECA PLC SPON	15,852	26,895
192446102 COGNIZANT TECHNOLOGY	47,137	58,840
539830109 LOCKHEED MARTIN CORP
565849106 MARATHON OIL CORP
89417E109 TRAVELERS COS INC/TH
G5960L103 MEDTRONIC PLC SHS	33,781	46,973
055622104 BP P L C SPONS ADR	31,787	15,534
17275R102 CISCO SYSTEMS INC	40,345	39,022
500472303 KONINKLIJKE PHILIPS	25,803	41,982
571748102 MARSH & MCLENNAN COS
904784709 UNILEVER NV
91324P102 UNITEDHEALTH GROUP I	20,405	28,756
02209S103 ALTRIA GROUP INC	44,712	36,367
036752103 ANTHEM INC	28,233	50,732
256677105 DOLLAR GENERAL CORP	3,573	9,253
617446448 MORGAN STANLEY	25,371	60,718
744573106 PUBLIC SERVICE ENTER	24,237	29,850
56585A102 MARATHON PETROLEUM C	34,811	36,397
666807102 NORTHROP GRUMMAN COR
89151E109 TOTAL FINA ELF S.A.
969457100 WILLIAMS COS INC/THE	23,301	19,829
363576109 ARTHUR J GALLAGHER &	26,685	39,711
46625H100 J P MORGAN CHASE & C	14,390	57,690
59156R108 METLIFE INC	29,605	32,208
594918104 MICROSOFT CORP COM	3,528	30,694
620076307 MOTOROLA SOLUTIONS I	12,768	24,829
58155Q103 MCKESSON CORP	13,801	17,218
609207105 MONDELEZ INTERNATION	10,017	13,507
717081103 PFIZER INC	6,523	12,368
907818108 UNION PACIFIC CORP	12,292	21,863
G51502105 JOHNSON CTLS INTL PL
026874784 AMERICAN INTERNATION	52,082	44,599
20825C104 CONOCOPHILLIPS	20,271	17,796
22052L104 DOWDUPONT INC	19,490	27,685
26614N102 DUPONT DE NEMOURS IN	18,914	22,329
29446M102 EQUINOR ASA	18,809	18,949
H01301128 ALCON SA ACT NOM	25,689	28,965
205887102 CONAGRA BRANDS INC
35137L105 FOX CORP	19,267	15,637
369604103 GENERAL ELECTRIC CO	17,722	22,799
74834L100 QUEST DIAGNOSTICS IN
651229106 NEWELL BRANDS INC	9,792	10,870
N6596X109 NXP SEMICONDUCTORS N	14,068	21,943
21036P108 CONSTELLATION BRANDS	21,412	29,572
67066G104 NVIDIA CORP
80105N105 SANOFI-SYNTHELABO	40,318	40,913
835699307 SONY CORP ADR AMERN	7,379	13,750
G7S00T104 PENTAIR PLC SHS
G96629103 WILLIS TOWERS WATSON	6,928	8,638
05722G100 BAKER HUGHES A GE CO
110122108 BRISTOL-MYERS SQUIBB
31428X106 FEDEX CORP	9,187	14,798
37045V100 GENERAL MOTORS CO	32,944	40,308
718172109 PHILIP MORRIS INTERN
49456B101 KINDER MORGAN INC/DE	15,787	13,219
31847R102 FIRST AMERICAN FINAN	4,995	5,266
75513E101 RAYTHEON TECHNOLOGIE	18,546	20,523
65473P105 NISOURCE INC	9,128	9,222
98956P102 ZIMMER BIOMET HOLDIN	19,012	19,724
023608102 AMEREN CORP	10,203	10,148
723787107 PIONEER NAT RES CO	14,899	22,664
30161N101 EXELON CORP	9,817	9,584
084670702 BERKSHIRE HATHAWAYIN	28,380	32,694
525327102 LEIDOS HOLDINGS INC	10,031	10,512
038222105 APPLIED MATERIALS IN	13,903	19,763
92826C839 VISA INC	25,450	32,153
31620R303 FIDELITY NATIONAL FI	9,066	11,062
693506107 PPG INDUSTRIES INC	23,686	25,815
025816109 AMERICAN EXPRESS CO	16,652	22,127
69351T106 PPL CORP	9,027	9,447
281020107 EDISON INTERNATIONAL	17,203	18,092
29452E101 EQUITABLE HOLDINGS I	10,848	15,073
872540109 TJX COS INC/THE	27,738	35,033
904767704 UNILEVER PLC AMER SH	45,352	53,539
12572Q105 CME GROUP INC	12,665	12,379
754730109 RAYMOND JAMES FINANC	16,193	16,742
020002101 ALLSTATE CORP/THE	12,884	14,291
191216100 COCA-COLA CO/THE	30,667	34,001
854502101 STANLEY BLACK & DECK	13,936	13,928
61KR30000 ASSET ON STATEMENT 2

Description	Revenue and Expenses per Books	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
OTHER INVESTMENT EXPENSES	145	145		0
OTHER NON-ALLOCABLE EXPENSE -	10	0		10

Category	Amount	Net Investment Income
FOREIGN TAXES	948	948
FEDERAL TAX PAYMENT - PRIOR YE	286	0
FEDERAL ESTIMATES - PRINCIPAL	2,068	0