Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
HERBERT GOLDSTEN TRUST
 
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 0634
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MILWAUKEE, WI532010634
A Employer identification number

36-3412270
B Telephone number (see instructions)

(402) 963-2154
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,830,787J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 43,876 40,240  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 73,715
b Gross sales price for all assets on line 6a 1,891,278
7 Capital gain net income (from Part IV, line 2)... 73,715
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 117,591 113,955  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 1,000 0 0 1,000
c Other professional fees (attach schedule).... Click to see attachment 23,401 21,061   2,340
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 1,967 301   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 26,368 21,362 0 3,340
25 Contributions, gifts, grants paid....... 129,905 129,905
26 Total expenses and disbursements. Add lines 24 and 25 156,273 21,362 0 133,245
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -38,682
b Net investment income (if negative, enter -0-) 92,593
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 2,900 688 688
2 Savings and temporary cash investments......... 44,727 84,543 84,543
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 1,411,340 Click to see attachment892,182 1,475,612
c Investments—corporate bonds (attach schedule)....... 722,110 Click to see attachment78,147 79,683
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........   Click to see attachment1,086,255 1,189,377
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment1,449 Click to see attachment884 Click to see attachment884
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 2,182,526 2,142,699 2,830,787
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 2,182,526 2,142,699
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 2,182,526 2,142,699
30 Total liabilities and net assets/fund balances (see instructions). 2,182,526 2,142,699
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
2,182,526
2
Enter amount from Part I, line 27a .....................
2
-38,682
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
2,143,844
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
1,145
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
2,142,699
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 143. ABBVIE INC   2018-07-10 2020-02-07
b 18. APPLE COMPUTER INC   2016-10-11 2020-02-07
c 27. HOME DEPOT INC   2017-09-18 2020-02-07
d 25. MASTERCARD INC   2015-10-26 2020-02-07
e 37. MICROSOFT CORP   2018-03-29 2020-02-07
18. SERVICENOW INC   2017-03-16 2020-02-07
31. SPLUNK INC   2017-03-03 2020-02-07
533. TC ENERGY CORP   2016-05-04 2020-02-07
16. TRANSDIGM GROUP INC     2020-02-07
933. MYLAN NV     2020-02-07
813. AMERICAN CAMPUS COMMUNITIES     2020-03-19
262. CABOT OIL & GAS CORP CL A   2017-03-03 2020-03-19
1180.879 NUVEEN SMALL CAP GWTH OPP CL I   2018-08-21 2020-03-19
2832.414 PRUDENTIAL SHORT DURATION HIGH YIELD   2018-07-26 2020-03-19
347.449 VANGUARD SMALL CAP INDEX FUND   2018-08-21 2020-03-19
82. ACCENTURE PLC CL A     2020-03-19
16962.486 BAIRD AGGREGATE BOND FD INSTL     2020-04-06
9487.365 NUVEEN SHORT DUR HI YLD MUNI BD I   2019-06-20 2020-04-06
2355.293 NUVEEN GLOBAL INFRASTR FD CL I   2019-06-20 2020-04-06
2078.383 NUVEEN SMALL CAP GWTH OPP CL I     2020-04-06
5. RINGCENTRAL INC   2019-03-27 2020-04-06
21. UNITEDHEALTH GRP INC COM   2016-02-09 2020-04-06
1209. VANGUARD INTERMEDIATE TERM BD     2020-04-06
1664.17 VANGUARD GLOBAL EQUITY FUND - IV   2018-07-26 2020-04-06
798.762 VANGUARD SMALL CAP INDEX FUND     2020-04-06
16723.718 DOUBLELINE TOTAL RET BD I     2020-04-07
6347.522 FEDERATED INST HI YLD BD FD     2020-04-07
5123.502 PRINCIPAL PREFERRED SEC INS   2018-07-26 2020-04-07
10. AMAZON COM INC   2017-09-15 2020-07-14
16. APPLE COMPUTER INC   2016-10-11 2020-07-14
468. CVS CORP COM     2020-07-14
527. DELTA AIR LINES INC   2017-03-03 2020-07-14
28. HOME DEPOT INC   2017-09-18 2020-07-14
33. MICROSOFT CORP     2020-07-14
3539.249 NUVEEN GLOBAL INFRASTR FD CL I   2019-12-16 2020-07-14
45. PAYPAL HOLDINGS INC   2019-12-11 2020-07-14
334. STANDARD & POORS DEPOSITARY RECEIPTS   2020-04-06 2020-07-14
43. SERVICENOW INC     2020-07-14
35. UNITEDHEALTH GRP INC COM   2016-02-09 2020-07-14
1443.336 VANGUARD GLOBAL EQUITY FUND - IV   2018-07-26 2020-07-14
120. VANGUARD REIT ETF   2019-02-11 2020-07-14
157. VANGUARD REIT ETF   2020-02-07 2020-07-14
1582. ISHARES BARCLAYS 3 7 YEAR ETF   2020-04-13 2020-07-15
.5385 MATCH GROUP INC NEW   2020-02-11 2020-08-04
116. ALBEMARLE CORP     2020-10-14
5. ALPHABET INC CL A   2017-03-03 2020-10-14
3. AMAZON COM INC     2020-10-14
114. WALT DISNEY CO   2020-02-07 2020-10-14
62. WALT DISNEY CO   2019-02-12 2020-10-14
43. EDWARDS LIFESCIENCES CORP COM   2017-03-03 2020-10-14
35. HOME DEPOT INC   2017-09-18 2020-10-14
69. INVESCO QQQ TRUST ETF   2020-04-06 2020-10-14
1738. ISHARES CURRENCY HEDGED MSCI ETF   2017-04-21 2020-10-14
21. MASTERCARD INC   2015-10-26 2020-10-14
272.73 PRICE T ROWE GROWTH STK FD INC COM   2017-11-16 2020-10-14
20. S P GLOBAL INC   2016-07-20 2020-10-14
10. UNITEDHEALTH GRP INC COM   2016-02-09 2020-10-14
434. MYLAN NV   2020-07-14 2020-11-17
464. MYLAN NV   2020-10-14 2020-11-17
74. BOEING COMPANY     2020-11-19
39. BOEING COMPANY   2018-07-26 2020-11-19
119. COMCAST CORP NEW CL A   2019-02-12 2020-11-19
49. HOME DEPOT INC     2020-11-19
34. UNITEDHEALTH GRP INC COM   2016-02-09 2020-11-19
832.514 VANGUARD GLOBAL EQUITY FUND - IV   2018-07-26 2020-11-19
148. SPLUNK INC   2017-03-03 2020-12-10
CAPITAL GAIN DIVIDENDS P    
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CAPITAL GAIN DIVIDENDS P    
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CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
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(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 13,106   14,010 -904
b 5,811   2,094 3,717
c 6,427   4,281 2,146
d 8,235   2,495 5,740
e 6,859   3,330 3,529
6,201   1,605 4,596
5,108   1,942 3,166
29,602   21,502 8,100
10,136   3,385 6,751
21,089   32,609 -11,520
17,642   39,275 -21,633
4,627   5,874 -1,247
23,381   36,666 -13,285
21,356   25,208 -3,852
17,550   27,243 -9,693
13,348   13,654 -306
192,355   180,457 11,898
90,984   99,428 -8,444
20,727   27,345 -6,618
46,182   36,794 9,388
1,106   533 573
4,980   2,315 2,665
107,774   99,852 7,922
42,336   54,385 -12,049
44,044   59,285 -15,241
174,261   178,232 -3,971
54,017   62,852 -8,835
46,829   51,081 -4,252
29,949   9,935 20,014
6,075   1,862 4,213
29,270   35,760 -6,490
14,003   26,508 -12,505
6,999   4,439 2,560
6,710   1,950 4,760
35,357   40,737 -5,380
7,498   4,743 2,755
104,724   87,555 17,169
16,978   3,720 13,258
10,521   3,858 6,663
45,884   47,168 -1,284
9,305   9,951 -646
12,174   14,909 -2,735
211,256   210,431 825
54   40 14
10,974   10,719 255
7,791   4,236 3,555
10,090   2,520 7,570
14,366   16,091 -1,725
7,813   6,822 991
3,665   1,323 2,342
10,034   5,549 4,485
20,155   13,231 6,924
48,785   47,301 1,484
7,207   2,096 5,111
25,579   19,214 6,365
7,025   2,349 4,676
3,223   1,102 2,121
6,838   7,091 -253
7,310   7,265 45
14,880   13,223 1,657
7,842   14,011 -6,169
5,875   4,443 1,432
13,214   7,451 5,763
11,450   3,748 7,702
30,254   27,207 3,047
22,732   9,273 13,459
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
      11,346
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -904
b       3,717
c       2,146
d       5,740
e       3,529
      4,596
      3,166
      8,100
      6,751
      -11,520
      -21,633
      -1,247
      -13,285
      -3,852
      -9,693
      -306
      11,898
      -8,444
      -6,618
      9,388
      573
      2,665
      7,922
      -12,049
      -15,241
      -3,971
      -8,835
      -4,252
      20,014
      4,213
      -6,490
      -12,505
      2,560
      4,760
      -5,380
      2,755
      17,169
      13,258
      6,663
      -1,284
      -646
      -2,735
      825
      14
      255
      3,555
      7,570
      -1,725
      991
      2,342
      4,485
      6,924
      1,484
      5,111
      6,365
      4,676
      2,121
      -253
      45
      1,657
      -6,169
      1,432
      5,763
      7,702
      3,047
      13,459
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 73,715
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 1,287
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 1,287
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,287
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 1,384
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 1,384
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 97
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet97 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNE
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletU S BANK NATIONAL ASSOCIATION Telephone no.bullet (402) 963-2264

    Located atbullet525 N 132ND STOMAHANE ZIP+4bullet68154
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JOSEPH KIRSHENBAUM PRESIDENT
    4     		0    
    1742 CRAWFORD ROAD
    OMAHA,NE68154
    JANIE MUROW VICE-PRESIDENT
    4     		0    
    12911 LAFAYETTE AVENUE
    OMAHA,NE68154
    HOWARD J KASLOW SEC/TREAS.
    4     		0    
    2403 SOUTH 102ND STREET
    OMAHA,NE68154
    NORMAN VEITZER VICE-PRESIDENT
    4     		0    
    12617 CRYER AVENUE
    OMAHA,NE68154
    R0BERT L BELGRADE VICE-PRESIDENT
    4     		0    
    1015 S 78TH ST
    OMAHA,NE68114
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    2,470,607
    b
    Average of monthly cash balances.......................
    1b
    46,679
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    2,517,286
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    2,517,286
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    37,759
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    2,479,527
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    123,976
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    123,976
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    1,287
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,287
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    122,689
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    122,689
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    122,689
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    133,245
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    133,245
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    133,245
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 122,689
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 36,791
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 0
    b From 2016...... 0
    c From 2017...... 0
    d From 2018...... 0
    e From 2019...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 133,245
    a Applied to 2019, but not more than line 2a 36,791
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 96,454
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		26,235
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2016.... 0
    b Excess from 2017.... 0
    c Excess from 2018.... 0
    d Excess from 2019.... 0
    e Excess from 2020.... 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    JEWISH FEDERATION OF
    OMAHA
    333 S 132ND STREET
    OMAHA,NE68154     		NONE PC CHARITABLE GIFTS FOR 82,550
    BETH EL SYNAGOGUE
    14506 CALIFORNIA STREET
    OMAHA,NE68154     		NONE PC BESST SHABBATON/ IN HEIR 3,855
    INSTITUTE FOR HOLOCAUST EDUCATION
    333 SOUTH 132ND ST
    OMAHA,NE68154     		NONE PC CONSORTIUM AND OPERATING 15,000
    JEWISH FAMILY SERVICES
    333 S 132ND ST
    Omaha,NE68154     		NONE PC COUNSELING SUBSIDY 8,000
    THE JEWISH PRESS
    333 S 132ND STREET
    OMAHA,NE68154     		NONE PC OPERATING EXPENSES 10,000
    FREIDEL JEWISH ACADEMY
    335 S 132ND ST
    OMAHA,NE68154     		NONE PC GENERAL STUDIES PROGRAM 7,500
    JEWISH COMMUNITY CENTER OF OMAHA
    333 S 132ND STREET
    OMAHA,NE68154     		NONE PC 2019 YOM HA`ATZMAUT PROGRAM 3,000
    Total .................................bullet 3a 129,905
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 43,876  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 73,715  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   117,591  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    117,591
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    HERBERT GOLDSTEN TRUST
    EIN:
    36-3412270
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 1,000     1,000

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    HERBERT GOLDSTEN TRUST
    EIN:
    36-3412270
    Name of Bond End of Year Book Value End of Year Fair Market Value
    921937819 VANGUARD INTERMEDIAT    
    057071854 BAIRD AGGREGATE BOND    
    31420B300 FEDERATED INST HI YL 53,147 54,683
    74442J406 PRUDENTIAL SHORT DUR    
    74253Q416 PRINCIPAL PREFERRED    
    258620103 DOUBLELINE TOTAL RET    
    67065Q699 NUVEEN SHORT DUR HI    
    46513GYC5 ISRAEL ST DLR BD 25,000 25,000

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    HERBERT GOLDSTEN TRUST
    EIN:
    36-3412270
    Name of Stock End of Year Book Value End of Year Fair Market Value
    893641100 TRANSDIGM GROUP INC 14,445 39,606
    91324P102 UNITED HEALTH GROUP 3,197 10,170
    56585A102 MARATHON PETROLEUM C 25,239 27,215
    594918104 MICROSOFT CORP 16,348 71,619
    28176E108 EDWARDS LIFESCIENCES 5,138 15,235
    46625H100 J P MORGAN CHASE CO 20,251 26,939
    02079K305 ALPHABET INC CL A 21,336 45,569
    808513105 SCHWAB CHARLES CORP 32,413 41,159
    03027X100 AMERICAN TOWER CORP 3,153 18,181
    848637104 SPLUNK INC    
    N59465109 MYLAN NV    
    922908686 VANGUARD SMALL CAP I    
    037833100 APPLE INC 12,566 57,322
    437076102 HOME DEPOT INC 8,323 14,609
    127097103 CABOT OIL GAS CORP C 8,833 6,414
    78409V104 S P GLOBAL INC 5,285 14,793
    922908645 VANGUARD MID-CAP IND 81,221 130,991
    126650100 CVS HEALTH CORPORATI    
    060505104 BANK OF AMERICA CORP 12,610 23,733
    22160K105 COSTCO WHSL CORP 13,516 32,403
    81762P102 SERVICENOW INC 3,717 28,072
    931142103 WAL MART STORES INC 14,200 33,155
    023135106 AMAZON.COM INC 9,595 58,625
    024835100 AMERICAN CAMPUS COMM    
    46434V803 ISHARES CURRENCY HED    
    247361702 DELTA AIR LINES INC    
    741479109 PRICE T ROWE GROWTH 57,109 81,469
    670690817 NUVEEN SMALL CAP GWT    
    57636Q104 MASTERCARD INC 5,190 18,561
    375558103 GILEAD SCIENCES INC 15,031 12,235
    922908553 VANGUARD REIT ETF 48,450 54,695
    922038203 VANGUARD GLOBAL EQUI 24,484 28,327
    097023105 BOEING CO    
    G1151C101 ACCENTURE PLC CL A    
    012653101 ALBEMARLE CORP 7,465 14,604
    00287Y109 ABBVIE INC    
    76680R206 RINGCENTRAL INC 6,821 24,254
    779556109 ROWE T PRICE MID-CAP 47,491 61,026
    09247X101 BLACKROCK INC 7,219 12,266
    278865100 ECOLAB INC 10,431 12,116
    70450Y103 PAYPAL HOLDINGS INC 16,547 36,769
    254687106 DISNEY WALT CO    
    G6095L109 APTIV PLC 9,056 18,762
    87807B107 TC ENERGY CORP    
    670690510 NUVEEN GLOBAL INFRAS 58,392 55,267
    06828M876 BARON EMERGING MARKE 70,842 89,930
    20030N101 COMCAST CORP CL A 17,145 22,060
    G5960L103 MEDTRONIC PLC 11,059 15,462
    776696106 ROPER INDS INC 9,990 10,346
    H1467J104 CHUBB LTD 7,063 8,312
    595112103 MICRON TECHNOLOGY IN 7,972 10,525
    57667L107 MATCH GROUP INC NEW 16,726 28,424
    88339J105 TRADE DESK INC THE C 6,301 12,015
    87918A105 TELADOC INC 16,459 15,797
    285512109 ELECTRONIC ARTS INC 7,245 9,765
    15135B101 CENTENE CORP COM 13,987 12,846
    89400J107 TRANSUNION 14,617 15,478
    217204106 COPART INC COM 6,885 10,689
    902252105 TYLER TECHNOLOGIES I 7,080 7,857
    92556V106 VIATRIS INC 14,356 16,829
    30303M102 FACEBOOK INC A 14,702 25,404
    79466L302 SALESFORCE COM INC 6,919 11,349
    461202103 INTUIT INC 6,373 8,357
    87612E106 TARGET CORP 11,389 18,006

    TY 2020 InvestmentsOtherSchedule2
    Name:
    HERBERT GOLDSTEN TRUST
    EIN:
    36-3412270
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    464287655 ISHARES RUSSELL 2000 AT COST 36,826 44,702
    670678390 NUVEEN STRATEGIC INC AT COST 50,362 52,554
    464287200 ISHARES S P 500 E T AT COST 40,410 42,419
    19765P596 COLUMBIA SMALL CAP G AT COST 60,336 71,882
    577130776 MATTHEWS ASIA GROWTH AT COST 25,181 31,964
    464287226 ISHARES CORE TOTAL U AT COST 499,447 502,308
    524686524 CLEARBRIDGE INTERNAT AT COST 25,181 29,484
    46090E103 INVESCO QQQ TRUST ET AT COST 50,480 84,710
    00170K372 AMG TRILOGY EMERGING AT COST 50,362 62,510
    024524217 AMERICAN BEACON STEP AT COST 50,362 61,736
    74440B884 PGIM TOTAL RETURN BO AT COST 197,308 205,108

    TY 2020 OtherAssetsSchedule
    Name:
    HERBERT GOLDSTEN TRUST
    EIN:
    36-3412270
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    ACCRUED INCOME   0 0
    000000000 MISCELLANEOUS ENTRY 1,449 884 884


    TY 2020 OtherDecreasesSchedule
    Name:
    HERBERT GOLDSTEN TRUST
    EIN:
    36-3412270
    Description Amount
    COST BASIS ADJUSTMENT 659
    ROC ADJUSTMENT 486


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    HERBERT GOLDSTEN TRUST
    EIN:
    36-3412270
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER EXPENSE (NON-DEDUCTIBLE 23,401 21,061   2,340


    TY 2020 TaxesSchedule
    Name:
    HERBERT GOLDSTEN TRUST
    EIN:
    36-3412270
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 295 295   0
    FEDERAL TAX PAYMENT - PRIOR YE 282 0   0
    FEDERAL ESTIMATES - PRINCIPAL 1,384 0   0
    FOREIGN TAXES ON NONQUALIFIED 6 6   0