Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
AL BIRD EST UNIVERSITY OF MAINE ETAL
 
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 1297 CHURCH ST STATION
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10008
A Employer identification number

13-6579662
B Telephone number (see instructions)

(212) 454-3785
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ...
bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$5,472,042
J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 88,792 87,907  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 219,292
b Gross sales price for all assets on line 6a 822,894
7 Capital gain net income (from Part IV, line 2)... 219,292
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 308,084 307,199  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 52,863 31,718   21,145
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... 1,658 1,658 0 0
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... 2,608 2,608   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... 364 364    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 57,493 36,348 0 21,145
25 Contributions, gifts, grants paid....... 225,371 225,371
26 Total expenses and disbursements. Add lines 24 and 25 282,864 36,348 0 246,516
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 25,220
b Net investment income (if negative, enter -0-) 270,851
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 121,880 121,306 121,306
2 Savings and temporary cash investments.........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 3,600,741 Click to see attachment3,627,881 5,350,736
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 3,722,621 3,749,187 5,472,042
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 3,722,621 3,749,187
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 3,722,621 3,749,187
30 Total liabilities and net assets/fund balances (see instructions). 3,722,621 3,749,187
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
3,722,621
2
Enter amount from Part I, line 27a .....................
2
25,220
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
1,669
4
Add lines 1, 2, and 3 ..........................
4
3,749,510
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
323
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
3,749,187
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a 88. ALEXION PHARMACEUTICALS INC     2020-01-09
b 15. MC DONALDS CORPORATION COMMON     2020-01-09
c 30. ZOETIS INC     2020-01-09
d 12. ALEXION PHARMACEUTICALS INC     2020-01-10
e 6665. ISHARES COMEX GOLD TR   2018-08-30 2020-01-31
160. COGNIZANT TECHNOLOGY SOLUTIONS CORP     2020-02-03
605.06 MATTHEWS JAPAN FUND   2019-12-17 2020-02-04
1694.94 MATTHEWS JAPAN FUND   2016-06-08 2020-02-04
1550. MATTHEWS PACIFIC TIGER FUND IS   2018-06-01 2020-02-04
28. BOEING COMPANY   2013-06-27 2020-02-25
9665. ISHARES COMEX GOLD TR   2018-08-30 2020-02-29
30. ACTIVISION BLIZZARD INC   2018-06-11 2020-03-03
10. ADOBE SYS INC COM   2014-10-17 2020-03-03
1300. INVESCO EUROPEAN GROWTH FUND   2016-06-08 2020-03-03
6. ALPHABET INC COM CL C     2020-03-03
3. ALPHABET INC COM CL A   2009-09-23 2020-03-03
5. AMAZON COM INC   2013-04-17 2020-03-03
10. AMERICAN EXPRESS CO   2020-01-09 2020-03-03
30. AMETEK INC   2006-05-18 2020-03-03
10. ANALOG DEVICES INC   2016-09-30 2020-03-03
45. APPLE INC   2006-05-18 2020-03-03
10. APPLIED MATERIALS INC   2020-02-03 2020-03-03
20. BECTON DICKINSON AND COMPANY   2019-07-11 2020-03-03
5. BECTON DICKINSON AND COMPANY   2018-02-15 2020-03-03
5. BOEING COMPANY   2013-06-27 2020-03-03
5. BURLINGTON STORES INC COM   2016-08-08 2020-03-03
10. CHEGG INC COM   2020-01-09 2020-03-03
10. COGNIZANT TECHNOLOGY SOLUTIONS CORP   2017-06-02 2020-03-03
2. COOPER COS INCTHE   2015-10-13 2020-03-03
10. COSTCO WHOLESALE CORP   2011-04-07 2020-03-03
15. DANAHER CORP   2017-05-30 2020-03-03
15. DEXCOM INC     2020-03-03
10. WALT DISNEY COTHE   2019-03-13 2020-03-03
5. WALT DISNEY COTHE     2020-03-03
10. DOCUSIGN INC COM   2019-04-11 2020-03-03
10. DOLLAR GENERAL CORP   2018-02-12 2020-03-03
5. EQUINIX INC   2019-07-11 2020-03-03
5. EXACT SCIENCES CORP   2019-09-24 2020-03-03
15. FACEBOOK INC A COM   2014-01-14 2020-03-03
25. FISERV INC COM     2020-03-03
7. FLEETCOR TECHNOLOGIES INC COM   2018-05-02 2020-03-03
10. GLOBAL PAYMENTS INC   2018-04-13 2020-03-03
20. HOME DEPOT INCTHE     2020-03-03
20. INTERCONTINENTAL EXCHANGE INC   2018-08-07 2020-03-03
15. INTUIT INC   2017-09-05 2020-03-03
1375. ISHARES MSCI PACIFIC EX JAPAN ETF   2015-04-01 2020-03-03
10. ESTEE LAUDER COS INCTHE   2014-03-05 2020-03-03
15. LULULEMON ATHLETICA INC COM   2018-11-07 2020-03-03
10. MC DONALDS CORPORATION COMMON   2018-01-17 2020-03-03
65. MICROSOFT CORP     2020-03-03
20. MICROSOFT CORP   2019-06-27 2020-03-03
30. MONDELEZ INTERNATIONAL INC   2018-02-27 2020-03-03
10. NORFOLK SOUTHERN CORP   2009-06-18 2020-03-03
30. NUANCE COMMUNICATIONS INC     2020-03-03
10. NVIDIA CORP   2019-10-24 2020-03-03
5. PARKER-HANNIFIN CORP   2009-05-07 2020-03-03
15. PLANET FITNESS INC COM CL A     2020-03-03
60. PROGRESSIVE CORPTHE     2020-03-03
10. PROLOGIS INC   2016-06-15 2020-03-03
10. PROOFPOINT INC COM     2020-03-03
10. PURE STORAGE INC COM   2018-06-04 2020-03-03
7. ROPER TECHNOLOGIES INC   2009-09-11 2020-03-03
20. SALESFORCE COM INC   2018-02-15 2020-03-03
10. SERVICENOW INC COM   2019-05-31 2020-03-03
5. SYNOPSYS INC COM   2018-07-18 2020-03-03
10. T MOBILE US INC COM   2017-08-04 2020-03-03
20. THERMO FISHER SCIENTIFIC INC     2020-03-03
5. TRANSDIGM GROUP INC COM     2020-03-03
20. TRANSUNION   2019-06-27 2020-03-03
5. TREX CO INC   2020-02-25 2020-03-03
5. TWILIO INC COM CL A   2020-01-10 2020-03-03
10. VERISK ANALYTICS INC   2017-02-06 2020-03-03
35. VISA INC   2013-06-26 2020-03-03
15. VMWARE INC COM   2019-10-24 2020-03-03
15. VULCAN MATERIALS CO   2015-09-23 2020-03-03
15. ZOETIS INC   2018-01-09 2020-03-03
10. SPOTIFY TECHNOLOGY S A SHS ORD     2020-03-03
9. BECTON DICKINSON AND COMPANY   2018-02-15 2020-03-06
36. BECTON DICKINSON AND COMPANY     2020-03-06
6. COGNIZANT TECHNOLOGY SOLUTIONS CORP   2017-06-02 2020-03-06
27. COGNIZANT TECHNOLOGY SOLUTIONS CORP     2020-03-06
3. COGNIZANT TECHNOLOGY SOLUTIONS CORP   2017-06-01 2020-03-06
7. COGNIZANT TECHNOLOGY SOLUTIONS CORP   2017-06-01 2020-03-06
54. COGNIZANT TECHNOLOGY SOLUTIONS CORP     2020-03-06
5. COGNIZANT TECHNOLOGY SOLUTIONS CORP   2017-06-01 2020-03-06
9. COGNIZANT TECHNOLOGY SOLUTIONS CORP   2017-06-01 2020-03-09
2. COGNIZANT TECHNOLOGY SOLUTIONS CORP   2017-06-01 2020-03-10
27. COGNIZANT TECHNOLOGY SOLUTIONS CORP   2017-06-01 2020-03-10
40. AMERICAN EXPRESS CO     2020-03-19
10. AMERICAN EXPRESS CO     2020-03-19
120. WALT DISNEY COTHE     2020-03-19
16. FLEETCOR TECHNOLOGIES INC COM   2018-05-02 2020-03-19
35. ZOETIS INC     2020-03-19
31. BOEING COMPANY     2020-03-26
9665. ISHARES COMEX GOLD TR   2018-08-30 2020-03-31
34. PARKER-HANNIFIN CORP   2009-05-07 2020-04-20
26. PARKER-HANNIFIN CORP   2009-05-07 2020-04-20
5. TRANSDIGM GROUP INC COM   2009-11-17 2020-04-20
9. TRANSDIGM GROUP INC COM     2020-04-20
9665. ISHARES COMEX GOLD TR   2018-08-30 2020-04-30
3. DEXCOM INC   2019-07-11 2020-05-20
7. DEXCOM INC     2020-05-20
20. TREX CO INC   2020-02-25 2020-05-20
9665. ISHARES COMEX GOLD TR   2018-08-30 2020-05-31
20. WALT DISNEY COTHE   2014-05-20 2020-06-18
16. INTUIT INC     2020-06-18
20. LULULEMON ATHLETICA INC COM   2018-10-24 2020-06-18
.54 MATCH GROUP INC NEW COM   2020-06-18 2020-06-18
9665. ISHARES COMEX GOLD TR   2018-08-30 2020-06-30
33. SPOTIFY TECHNOLOGY S A SHS ORD     2020-07-21
43. CONCHO RESOURCES INC   2015-06-15 2020-07-23
27. CONCHO RESOURCES INC     2020-07-23
81. LAS VEGAS SANDS CORP   2013-06-26 2020-07-23
39. LAS VEGAS SANDS CORP     2020-07-23
255. T-MOBILE US INC RTS 07 27 2020     2020-07-23
30. BOEING COMPANY   2013-06-28 2020-07-28
9665. ISHARES COMEX GOLD TR   2018-08-30 2020-07-31
11. APPLE INC   2006-05-18 2020-08-27
2. APPLE INC   2006-05-18 2020-08-27
1. LULULEMON ATHLETICA INC COM   2018-10-24 2020-08-27
5. LULULEMON ATHLETICA INC COM   2018-10-24 2020-08-27
9665. ISHARES COMEX GOLD TR   2018-08-30 2020-08-31
20. ACTIVISION BLIZZARD INC   2018-06-11 2020-09-03
7. ADOBE SYS INC COM   2014-10-17 2020-09-03
2. ALPHABET INC COM CL A   2009-09-23 2020-09-03
2. AMAZON COM INC   2013-04-17 2020-09-03
15. AMETEK INC   2006-05-18 2020-09-03
7. ANALOG DEVICES INC   2020-08-18 2020-09-03
42. APPLE INC   2006-05-18 2020-09-03
10. APPLIED MATERIALS INC   2020-02-03 2020-09-03
5. AVALARA INC COM   2020-06-18 2020-09-03
5. BECTON DICKINSON AND COMPANY   2017-05-30 2020-09-03
15. BIOMARIN PHARMACEUTICAL INC   2020-01-09 2020-09-03
5. BURLINGTON STORES INC COM   2016-08-08 2020-09-03
20. CARMAX INC   2018-09-25 2020-09-03
7. CHEGG INC COM   2020-01-09 2020-09-03
5. COSTCO WHOLESALE CORP   2011-04-07 2020-09-03
5. CROWN CASTLE INTERNATIONAL CORP   2020-04-20 2020-09-03
10. DANAHER CORP     2020-09-03
3. DEXCOM INC   2019-05-31 2020-09-03
5. DOCUSIGN INC COM   2019-04-11 2020-09-03
10. DOLLAR GENERAL CORP   2018-02-15 2020-09-03
5. DYNATRACE INC COM   2020-05-11 2020-09-03
3. EQUINIX INC   2019-07-11 2020-09-03
5. EXACT SCIENCES CORP   2019-09-24 2020-09-03
5. FACEBOOK INC A COM   2014-01-14 2020-09-03
15. FISERV INC COM   2019-06-19 2020-09-03
10. GLOBAL PAYMENTS INC   2018-04-13 2020-09-03
15. HOLOGIC INC   2020-08-27 2020-09-03
12. HOME DEPOT INCTHE   2013-03-20 2020-09-03
20. INTERCONTINENTAL EXCHANGE INC     2020-09-03
5. ESTEE LAUDER COS INCTHE   2014-03-05 2020-09-03
5. MKS INSTRUMENTS INC   2020-06-18 2020-09-03
7. MC DONALDS CORPORATION COMMON   2018-01-17 2020-09-03
50. MICROSOFT CORP   2016-05-26 2020-09-03
25. MONDELEZ INTERNATIONAL INC   2018-02-27 2020-09-03
5. NETFLIX COM INC   2018-07-17 2020-09-03
35. NUANCE COMMUNICATIONS INC     2020-09-03
7. NVIDIA CORP   2019-10-24 2020-09-03
10. PLANET FITNESS INC COM CL A   2019-07-26 2020-09-03
35. PROGRESSIVE CORPTHE     2020-09-03
5. PROLOGIS INC   2016-06-15 2020-09-03
7. PROOFPOINT INC COM   2019-07-11 2020-09-03
5. ROPER TECHNOLOGIES INC   2009-09-11 2020-09-03
5. SALESFORCE COM INC   2018-02-15 2020-09-03
4. SERVICENOW INC COM   2019-05-31 2020-09-03
10. SYNOPSYS INC COM   2018-07-18 2020-09-03
15. T MOBILE US INC COM   2017-08-04 2020-09-03
7. THERMO FISHER SCIENTIFIC INC   2011-03-30 2020-09-03
15. TRANSUNION     2020-09-03
7. TWILIO INC COM CL A   2020-01-10 2020-09-03
7. VERISK ANALYTICS INC   2017-02-06 2020-09-03
20. VISA INC     2020-09-03
5. VMWARE INC COM   2019-10-24 2020-09-03
5. VULCAN MATERIALS CO     2020-09-03
5. SPOTIFY TECHNOLOGY S A SHS ORD     2020-09-03
700. DBTC TAXABLE INCOME FUND   1999-08-31 2020-09-15
2. PURE STORAGE INC COM   2018-06-04 2020-09-18
80. PURE STORAGE INC COM     2020-09-18
187. PURE STORAGE INC COM     2020-09-18
2. PURE STORAGE INC COM   2019-03-13 2020-09-18
29. PURE STORAGE INC COM   2019-03-13 2020-09-18
9665. ISHARES COMEX GOLD TR   2018-08-30 2020-09-30
33. BECTON DICKINSON AND COMPANY   2017-05-30 2020-10-13
60. T MOBILE US INC COM   2017-08-04 2020-10-23
9665. ISHARES COMEX GOLD TR   2018-08-30 2020-10-31
7. BIOMARIN PHARMACEUTICAL INC   2020-01-09 2020-11-09
28. BIOMARIN PHARMACEUTICAL INC   2020-01-09 2020-11-09
80. BIOMARIN PHARMACEUTICAL INC     2020-11-09
1. AMETEK INC   2006-05-18 2020-11-23
21. AMETEK INC   2006-05-18 2020-11-23
10. AMETEK INC   2006-05-18 2020-11-23
9. BECTON DICKINSON AND COMPANY   2017-05-30 2020-11-23
7. BECTON DICKINSON AND COMPANY   2017-05-30 2020-11-23
15. EXACT SCIENCES CORP   2019-09-24 2020-11-23
20. EXACT SCIENCES CORP   2020-02-25 2020-11-23
32. FLEETCOR TECHNOLOGIES INC COM     2020-11-23
3000. ISHARES COMEX GOLD TR   2020-02-04 2020-11-27
790. ISHARES COMEX GOLD TR   2018-08-30 2020-11-27
5875. ISHARES COMEX GOLD TR   2018-08-30 2020-11-30
40. MONDELEZ INTERNATIONAL INC   2018-02-27 2020-11-30
165. SLACK TECHNOLOGIES INC COM CL A     2020-11-30
4. MC DONALDS CORPORATION COMMON   2018-01-17 2020-12-11
8. MC DONALDS CORPORATION COMMON     2020-12-11
20. MC DONALDS CORPORATION COMMON   2018-01-17 2020-12-11
5875. ISHARES COMEX GOLD TR   2018-08-30 2020-12-31
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CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a 9,739   10,871 -1,132
b 3,130   2,636 494
c 4,073   2,311 1,762
d 1,320   1,331 -11
e 21   16 5
10,024   10,900 -876
12,791   13,057 -266
35,831   34,543 1,288
43,106   48,314 -5,208
8,915   2,887 6,028
29   24 5
1,781   2,259 -478
3,517   646 2,871
46,709   45,721 988
8,106   1,623 6,483
4,039   753 3,286
9,594   1,334 8,260
1,092   1,273 -181
2,650   418 2,232
1,082   649 433
13,154   418 12,736
586   599 -13
4,808   5,070 -262
1,202   1,107 95
1,414   515 899
1,080   380 700
392   406 -14
600   674 -74
661   279 382
3,057   780 2,277
2,234   1,272 962
4,102   2,278 1,824
1,174   1,140 34
587   470 117
854   553 301
1,571   979 592
3,087   2,621 466
363   518 -155
2,845   860 1,985
2,763   2,332 431
1,877   1,474 403
1,895   1,095 800
4,591   1,435 3,156
1,888   1,475 413
4,058   2,122 1,936
57,708   62,686 -4,978
1,897   693 1,204
3,454   2,127 1,327
2,002   1,746 256
10,799   3,372 7,427
3,323   2,686 637
1,657   1,327 330
1,790   381 1,409
657   442 215
2,669   1,966 703
944   229 715
1,022   1,189 -167
4,649   3,860 789
901   498 403
1,073   1,234 -161
152   226 -74
2,488   355 2,133
3,419   2,239 1,180
3,335   2,619 716
706   461 245
900   642 258
6,257   2,464 3,793
2,825   232 2,593
1,830   1,440 390
512   541 -29
531   577 -46
1,623   832 791
6,571   1,589 4,982
1,811   2,315 -504
1,945   1,403 542
2,074   1,131 943
1,372   1,718 -346
2,091   1,992 99
8,416   7,430 986
344   404 -60
1,557   1,820 -263
173   202 -29
405   472 -67
3,099   3,637 -538
291   336 -45
499   605 -106
111   135 -24
1,467   1,816 -349
2,985   5,017 -2,032
746   1,076 -330
11,576   10,192 1,384
3,220   3,370 -150
3,643   2,631 1,012
5,615   3,192 2,423
31   25 6
4,634   1,556 3,078
3,547   1,190 2,357
1,616   67 1,549
2,856   120 2,736
30   24 6
1,200   456 744
2,800   907 1,893
2,478   2,164 314
33   25 8
2,349   1,624 725
4,526   2,262 2,264
6,024   2,764 3,260
53   51 2
32   24 8
9,214   5,397 3,817
2,301   5,336 -3,035
1,437   3,242 -1,805
3,651   4,118 -467
1,752   1,947 -195
18     18
5,190   3,088 2,102
34   23 11
5,525   102 5,423
1,002   19 983
377   138 239
1,878   691 1,187
38   25 13
1,610   1,506 104
3,556   452 3,104
3,345   502 2,843
6,856   534 6,322
1,525   209 1,316
831   826 5
5,287   98 5,189
628   599 29
640   620 20
1,213   936 277
1,142   1,345 -203
1,041   380 661
2,142   1,519 623
506   284 222
1,788   390 1,398
820   827 -7
2,048   746 1,302
1,321   362 959
1,168   277 891
2,010   972 1,038
208   163 45
2,315   1,572 743
383   518 -135
1,460   287 1,173
1,517   1,343 174
1,799   1,095 704
903   927 -24
3,385   829 2,556
2,104   1,474 630
1,108   346 762
588   549 39
1,517   1,222 295
11,185   2,592 8,593
1,484   1,106 378
2,702   1,836 866
1,078   514 564
3,783   1,376 2,407
624   792 -168
3,341   1,959 1,382
514   249 265
783   859 -76
2,165   253 1,912
1,328   560 768
1,893   1,048 845
2,178   922 1,256
1,754   963 791
2,997   384 2,613
1,325   991 334
1,753   807 946
1,332   583 749
4,230   891 3,339
723   772 -49
626   466 160
1,351   796 555
56,165   54,558 1,607
29   45 -16
1,156   1,809 -653
2,705   4,168 -1,463
29   41 -12
417   599 -182
36   25 11
7,796   6,176 1,620
6,711   3,851 2,860
37   26 11
539   628 -89
2,107   2,511 -404
6,019   6,706 -687
118   14 104
2,470   293 2,177
1,176   139 1,037
2,053   1,684 369
1,601   1,310 291
1,801   1,553 248
2,401   1,749 652
8,097   6,514 1,583
50,879   44,384 6,495
13,398   9,073 4,325
22   14 8
2,285   1,769 516
7,025   4,589 2,436
831   698 133
1,660   1,396 264
4,147   3,488 659
22   14 8
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
      28,526
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a       -1,132
b       494
c       1,762
d       -11
e       5
      -876
      -266
      1,288
      -5,208
      6,028
      5
      -478
      2,871
      988
      6,483
      3,286
      8,260
      -181
      2,232
      433
      12,736
      -13
      -262
      95
      899
      700
      -14
      -74
      382
      2,277
      962
      1,824
      34
      117
      301
      592
      466
      -155
      1,985
      431
      403
      800
      3,156
      413
      1,936
      -4,978
      1,204
      1,327
      256
      7,427
      637
      330
      1,409
      215
      703
      715
      -167
      789
      403
      -161
      -74
      2,133
      1,180
      716
      245
      258
      3,793
      2,593
      390
      -29
      -46
      791
      4,982
      -504
      542
      943
      -346
      99
      986
      -60
      -263
      -29
      -67
      -538
      -45
      -106
      -24
      -349
      -2,032
      -330
      1,384
      -150
      1,012
      2,423
      6
      3,078
      2,357
      1,549
      2,736
      6
      744
      1,893
      314
      8
      725
      2,264
      3,260
      2
      8
      3,817
      -3,035
      -1,805
      -467
      -195
      18
      2,102
      11
      5,423
      983
      239
      1,187
      13
      104
      3,104
      2,843
      6,322
      1,316
      5
      5,189
      29
      20
      277
      -203
      661
      623
      222
      1,398
      -7
      1,302
      959
      891
      1,038
      45
      743
      -135
      1,173
      174
      704
      -24
      2,556
      630
      762
      39
      295
      8,593
      378
      866
      564
      2,407
      -168
      1,382
      265
      -76
      1,912
      768
      845
      1,256
      791
      2,613
      334
      946
      749
      3,339
      -49
      160
      555
      1,607
      -16
      -653
      -1,463
      -12
      -182
      11
      1,620
      2,860
      11
      -89
      -404
      -687
      104
      2,177
      1,037
      369
      291
      248
      652
      1,583
      6,495
      4,325
      8
      516
      2,436
      133
      264
      659
      8
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 219,292
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ...................
Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved
(b)
Reserved
(c)
Reserved
(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 3,765
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 3,765
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 3,765
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 7,078
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 7,078
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 3,313
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet3,313 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletME
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletDEUTSCHE BANK TRUST CO NA Telephone no.bullet (212) 250-0905

    Located atbullet60 WALL STREETNEW YORKNY ZIP+4bullet10005
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    DEUTSCHE TRUST BANK COMPANY N A TRUSTEE
    11
    52,863    
    60 WALL STREET
    NEW YORK,NY10005
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    4,661,763
    b
    Average of monthly cash balances.......................
    1b
    187,040
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    4,848,803
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    4,848,803
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    72,732
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    4,776,071
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    238,804
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    238,804
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    3,765
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    3,765
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    235,039
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    235,039
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    235,039
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    246,516
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    246,516
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    246,516
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2019
    (c)
    2019
    (d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 235,039
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 33,946
    b From 2016...... 37,365
    c From 2017...... 25,863
    d From 2018...... 30,522
    e From 2019...... 13,376
    fTotal of lines 3a through e........ 141,072
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 246,516
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....
    0
    c Treated as distributions out of corpus (Election
    required—see instructions)........
    0
    d Applied to 2020 distributable amount..... 235,039
    e Remaining amount distributed out of corpus 11,477
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 152,549
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........
    0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
    0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
    0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
    0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........
    0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......
    0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...
    33,946
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......
    118,603
    10 Analysis of line 9:
    a Excess from 2016.... 37,365
    b Excess from 2017.... 25,863
    c Excess from 2018.... 30,522
    d Excess from 2019.... 13,376
    e Excess from 2020.... 11,477
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...
             
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    UNIVERSITY OF MAINE
    TWO ALUMNI PLACE
    ORONO,ME044695792
    NONE PC GENERAL OPERATING 112,685
    BOWDOIN COLLEGE
    3530 COLLEGE STATION
    BRUNSWICK,ME040118445
    NONE PC GENERAL OPERATING 37,562
    COLBY COLLEGE
    4341 MAY FLOWER HILL
    WATERVILLE,ME04901
    NONE PC GENERAL OPERATING 37,562
    BATES COLLEGE
    220 COLLEGE STREET
    LEWISTON,ME04240
    NONE PC GENERAL OPERATING 37,562
    Total .................................bullet 3a 225,371
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........
             
    4 Dividends and interest from securities....     14 88,792  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............
        18 219,292  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   308,084  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    308,084
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    Firm's EIN SmallBullet
    Firm's address SmallBullet


    Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    AL BIRD EST UNIVERSITY OF MAINE ETAL
    EIN:
    13-6579662
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    AUDIT & ACCOUNTING FEES (ALLOC 1,658 1,658    

    TY 2020 InvestmentsOtherSchedule2
    Name:
    AL BIRD EST UNIVERSITY OF MAINE ETAL
    EIN:
    13-6579662
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    437076102 HOME DEPOT INCTHE AT COST 13,377 53,921
    577130792 MATTHEWS JAPAN FUND AT COST 216,641 255,011
    655844108 NORFOLK SOUTHERN COR AT COST 2,362 14,732
    67066G104 NVIDIA CORP AT COST 3,602 43,343
    743424103 PROOFPOINT INC COM AT COST 16,382 18,825
    92345Y106 VERISK ANALYTICS INC AT COST 10,520 26,572
    92826C839 VISA INC AT COST 13,396 73,275
    032654105 ANALOG DEVICES INC AT COST 9,941 17,432
    09260B630 BLACKROCK HIGH YIELD AT COST 216,661 220,749
    29444U700 EQUINIX INC AT COST 13,956 19,283
    339041105 FLEETCOR TECHNOLOGIE      
    79466L302 SALESFORCE COM INC AT COST 13,764 27,816
    72703H101 PLANET FITNESS INC C AT COST 9,706 10,480
    74340W103 PROLOGIS INC AT COST 7,460 14,949
    893641100 TRANSDIGM GROUP INC AT COST 186 8,664
    89400J107 TRANSUNION AT COST 18,705 29,270
    928563402 VMWARE INC COM AT COST 14,481 13,325
    992904755 DBTC US SMALL CAPITA AT COST 196,222 224,200
    00507V109 ACTIVISION BLIZZARD AT COST 23,892 32,033
    037833100 APPLE INC AT COST 3,563 203,546
    09061G101 BIOMARIN PHARMACEUTI      
    122017106 BURLINGTON STORES IN AT COST 5,679 19,616
    22160K105 COSTCO WHOLESALE COR AT COST 4,291 20,723
    252131107 DEXCOM INC AT COST 14,940 31,796
    464286665 ISHARES MSCI PACIFIC AT COST 117,116 135,951
    67020Y100 NUANCE COMMUNICATION AT COST 9,902 30,422
    81762P102 SERVICENOW INC COM AT COST 11,062 37,980
    992904649 DBTC TAXABLE INCOME AT COST 825,357 868,293
    00724F101 ADOBE SYS INC COM AT COST 6,001 46,511
    02079K305 ALPHABET INC COM CL AT COST 5,374 40,311
    025816109 AMERICAN EXPRESS CO AT COST 13,405 15,718
    235851102 DANAHER CORP AT COST 10,296 35,542
    337738108 FISERV INC COM AT COST 24,333 33,019
    37940X102 GLOBAL PAYMENTS INC AT COST 10,392 31,236
    45866F104 INTERCONTINENTAL EXC AT COST 13,455 31,705
    518439104 ESTEE LAUDER COS INC AT COST 3,461 13,310
    580135101 MC DONALDS CORPORATI AT COST 17,450 21,673
    594918104 MICROSOFT CORP AT COST 28,701 191,281
    609207105 MONDELEZ INTERNATION AT COST 15,738 21,342
    701094104 PARKER HANNIFIN CORP      
    872590104 T MOBILE US INC COM AT COST 11,055 24,273
    883556102 THERMO FISHER SCIENT AT COST 7,783 66,607
    L8681T102 SPOTIFY TECHNOLOGY S AT COST 15,042 30,522
    008882573 INVESCO EUROPEAN GRO AT COST 349,789 395,795
    02079K107 ALPHABET INC COM CL AT COST 6,376 47,301
    254687106 WALT DISNEY COTHE AT COST 9,340 20,836
    256163106 DOCUSIGN INC COM AT COST 4,556 18,896
    143130102 CARMAX INC AT COST 13,499 17,475
    192446102 COGNIZANT TECHNOLOGY      
    256677105 DOLLAR GENERAL CORP AT COST 11,010 26,288
    464285105 ISHARES COMEX GOLD T AT COST 67,621 106,514
    517834107 LAS VEGAS SANDS CORP      
    64110L106 NETFLIX COM INC AT COST 17,937 27,037
    922042874 VANGUARD FTSE EUROPE AT COST 297,519 324,392
    031100100 AMETEK INC AT COST 3,179 27,574
    46434G103 ISHARES CORE MSCI EM AT COST 220,337 250,331
    577130834 MATTHEWS PACIFIC TIG AT COST 129,015 151,278
    776696106 ROPER TECHNOLOGIES I AT COST 3,084 26,296
    871607107 SYNOPSYS INC COM AT COST 9,672 27,220
    929160109 VULCAN MATERIALS CO AT COST 6,754 11,123
    98978V103 ZOETIS INC AT COST 11,615 26,480
    075887109 BECTON DICKINSON AND AT COST 13,179 22,270
    097023105 BOEING COMPANY      
    110122108 BRISTOL-MYERS SQUIBB AT COST 15,121 15,818
    216648402 COOPER COS INCTHE AT COST 3,367 9,083
    30303M102 FACEBOOK INC A COM AT COST 4,580 21,853
    461202103 INTUIT INC AT COST 9,047 24,310
    538034109 LIVE NATION ENTERTAI AT COST 8,779 13,961
    550021109 LULULEMON ATHLETICA AT COST 4,865 13,573
    55273E640 MFS EMERGING MARKETS AT COST 204,170 215,718
    743315103 PROGRESSIVE CORPTHE AT COST 21,009 56,856
    74624M102 PURE STORAGE INC COM      
    015351109 ALEXION PHARMACEUTIC      
    023135106 AMAZON COM INC AT COST 9,675 120,506
    20605P101 CONCHO RESOURCES INC      
    30063P105 EXACT SCIENCES CORP AT COST 7,335 13,646
    57667L107 MATCH GROUP INC NEW AT COST 13,885 22,376
    89531P105 TREX CO INC AT COST 6,853 11,721
    05338G106 AVALARA INC COM AT COST 4,964 6,596
    90353T100 UBER TECHNOLOGIES IN AT COST 7,244 6,987
    55306N104 MKS INSTRUMENTS INC AT COST 6,044 8,275
    038222105 APPLIED MATERIALS IN AT COST 8,381 12,082
    368736104 GENERAC HOLDINGS INC AT COST 14,476 15,236
    436440101 HOLOGIC INC AT COST 22,333 29,860
    77543R102 ROKU INC COM CL A AT COST 5,679 11,621
    90138F102 TWILIO INC COM CL A AT COST 11,402 29,450
    88087E100 TERMINIX GLOBAL HOLD AT COST 14,222 17,088
    268150109 DYNATRACE INC COM AT COST 9,460 11,467
    76680R206 RINGCENTRAL INC COM AT COST 10,294 14,022
    007903107 ADVANCED MICRO DEVIC AT COST 20,651 22,010
    163092109 CHEGG INC COM AT COST 7,529 14,724
    22822V101 CROWN CASTLE INTERNA AT COST 11,567 11,143
    278865100 ECOLAB INC COM AT COST 14,817 18,391

    TY 2020 OtherDecreasesSchedule
    Name:
    AL BIRD EST UNIVERSITY OF MAINE ETAL
    EIN:
    13-6579662
    Description Amount
    MUTUAL FUND TIMING ADJUSTMENT 119
    PY CTF BOOK DIFFERENCE 147
    ROC ADJUSTMENT ON CY SALES 57


    TY 2020 OtherExpensesSchedule
    Name:
    AL BIRD EST UNIVERSITY OF MAINE ETAL
    EIN:
    13-6579662
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT EXPENSE - PROCEEDS 364 364   0


    TY 2020 OtherIncreasesSchedule
    Name:
    AL BIRD EST UNIVERSITY OF MAINE ETAL
    EIN:
    13-6579662
    Description Amount
    CTF FEES 1,658
    ROUNDING 11


    TY 2020 TaxesSchedule
    Name:
    AL BIRD EST UNIVERSITY OF MAINE ETAL
    EIN:
    13-6579662
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 2,105 2,105   0
    FOREIGN TAXES ON NONQUALIFIED 503 503   0