TY 2019 Form 990

(A)
Name and title

(B)
Average hours per week (list any hours for related organizations below dotted line)

(D)
Reportable compensation from the organization (W-2/1099-MISC)

(E)
Reportable compensation from related organizations (W-2/1099-MISC)

(F)
Estimated amount of other compensation from the organization and related organizations

(1) Susannah Schaefer......................................................................
EXECUTIVE VICE CHAIR AND CEO

40.0
.................
0.0

454,163

40,654

(2) Dr Shell Xue......................................................................
SR VP & Regional Dir. N. Asia

40.0
.................
0.0

441,094

14,032

(3) William Horan......................................................................
Chief Operating Officer

40.0
.................
0.0

234,194

29,449

(4) Troy Reinhart......................................................................
Senior VP, Development

40.0
.................
0.0

215,360

20,444

(5) ERIN STIEBER......................................................................
Senior VP, Programs

40.0
.................
0.0

193,216

40,258

(6) Beatriz Gonzalez......................................................................
VP, Finance

40.0
.................
0.0

207,645

21,207

(7) ASHLEY OCHS......................................................................
Secretary/General Counsel

40.0
.................
0.0

180,085

25,397

(8) Elyse Taub......................................................................
Senior VP, Dev. & Marketing

40.0
.................
0.0

178,722

19,790

(9) Robert T Bell......................................................................
Board Member

4.0
.................
0.0

(10) Ed Goren......................................................................
Board Member

1.0
.................
0.0

(11) Arthur J McCarthy......................................................................
treasurer

4.0
.................
0.0

(12) Roy E Reichbach......................................................................
CHAIRPERSON

5.0
.................
0.0

(13) Richard Ruderman......................................................................
Board Member

4.0
.................
0.0

(A)
Name and title

(B)
Average hours per week (list any hours for related organizations below dotted line)

(D)
Reportable compensation from the organization (W-2/1099-MISC)

(E)
Reportable compensation from related organizations (W-2/1099-MISC)

(F)
Estimated amount of other compensation from the organization and related organizations

(A) Name and business address	(B) Description of services	(C) Compensation
MARKETEAM LLC, 600 Northpark Town Center Ste 1600 ATLANTA,GA30328	Dir. Mail Processing	940,622
INFOCISION, 325 SPRINGSIDE DR AKRON,OH44333	fundraising	550,935
DIRECT MAIL PROCESSORS, 1150 CONRAD COURT HAGERSTOWN,MD21740	MAIL PROCESSING	443,436
EDELMAN, 1500 BROADWAY NEW YORK,NY10036	PUBLIC RELATIONS	366,088
EXPONENT PARTNERS, DEPT LA 24960 PASADENA,CA91185	SOFTWARE CONSULTANT	353,095
2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization 18

(A)
Name and business address

(B)
Description of services

MARKETEAM LLC,
600 Northpark Town Center Ste 1600
ATLANTA,GA30328

Dir. Mail Processing

940,622

INFOCISION,
325 SPRINGSIDE DR
AKRON,OH44333

fundraising

550,935

DIRECT MAIL PROCESSORS,
1150 CONRAD COURT
HAGERSTOWN,MD21740

MAIL PROCESSING

443,436

EDELMAN,
1500 BROADWAY
NEW YORK,NY10036

PUBLIC RELATIONS

366,088

EXPONENT PARTNERS,
DEPT LA 24960
PASADENA,CA91185

SOFTWARE CONSULTANT

353,095

Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet

Calendar year (or fiscal year beginning in)	(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") ..	82,795,125	87,584,600	79,832,191	79,765,267	92,042,568	422,019,751
2	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....						0
3	The value of services or facilities furnished by a governmental unit to the organization without charge..						0
4	Total. Add lines 1 through 3	82,795,125	87,584,600	79,832,191	79,765,267	92,042,568	422,019,751
5	The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..						0
6	Public support. Subtract line 5 from line 4.						422,019,751

Calendar year (or fiscal year beginning in)	(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
7	Amounts from line 4..	82,795,125	87,584,600	79,832,191	79,765,267	92,042,568	422,019,751
8	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...	8,073,246	10,330,417	7,203,224	7,099,614	6,808,633	39,515,134
9	Net income from unrelated business activities, whether or not the business is regularly carried on..	0	0	0	0	0	0
10	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.)..	37,227	5,940	169,420	957,759	74,522	1,244,868
11	Total support. Add lines 7 through 10						462,779,753

Section D - Distributions	Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in excess of income from activity
3 Administrative expenses paid to accomplish exempt purposes of supported organizations
4 Amounts paid to acquire exempt-use assets
5 Qualified set-aside amounts (prior IRS approval required)
6 Other distributions (describe in Part VI). See instructions
7Total annual distributions. Add lines 1 through 6.
8 Distributions to attentive supported organizations to which the organization is responsive (provide details in Part VI). See instructions
9 Distributable amount for 2019 from Section C, line 6
10 Line 8 amount divided by Line 9 amount


Name of organization Smile Train Inc	Employer identification number 13-3661416
Part I Contributors	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
RESTRICTED	,	$ RESTRICTED	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)


Name of organization Smile Train Inc	Employer identification number 13-3661416
Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

	(a) Donor advised funds	(b) Funds and other accounts
1	Total number at end of year .........
2	Aggregate value of contributions to (during year)
3	Aggregate value of grants from (during year)
4	Aggregate value at end of year ........


a	Total number of conservation easements ......................	2a
b	Total acreage restricted by conservation easements ....................	2b
c	Number of conservation easements on a certified historic structure included in (a) .....	2c
d	Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ...	2d


b	If "Yes," explain the arrangement in Part XIII and complete the following table:		Amount
c	Beginning balance .............................	1c
d	Additions during the year ............................	1d
e	Distributions during the year ..........................	1e
f	Ending balance ................................	1f

(c) Region	(d) Purpose of grant	(e) Amount of cash grant	(f) Manner of cash disbursement
Central America and the Caribbean	CLEFT TX	41,450	CHECK/WIRE
Central America and the Caribbean	CLEFT TX	27,408	CHECK/WIRE
Central America and the Caribbean	CLEFT TX	37,240	CHECK/WIRE
Central America and the Caribbean	CLEFT TX	5,400	CHECK/WIRE
Central America and the Caribbean	CLEFT TX	8,161	CHECK/WIRE
Central America and the Caribbean	CLEFT TX	67,494	CHECK/WIRE
Central America and the Caribbean	CLEFT TX	7,308	CHECK/WIRE
Central America and the Caribbean	CLEFT TX	13,200	CHECK/WIRE
Central America and the Caribbean	CLEFT TX	10,000	CHECK/WIRE
Central America and the Caribbean	CLEFT TX	14,317	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	6,654	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	11,822	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	7,091	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	186,027	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	5,186	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	19,575	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	36,047	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	153,325	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	22,640	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	99,050	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	31,770	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	32,756	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	8,000	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	7,800	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	30,520	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	112,280	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	117,900	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	74,200	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	21,400	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	15,400	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	11,305	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	9,873	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	83,751	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	8,087	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	10,934	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	8,268	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	90,495	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	57,500	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	16,779	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	33,374	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	55,257	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	29,100	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	5,200	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	26,044	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	67,201	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	9,213	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	8,285	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	90,409	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	32,226	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	19,272	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	43,186	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	129,953	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	51,799	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	110,120	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	31,572	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	16,938	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	5,574	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	7,498	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	20,943	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	130,591	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	5,507	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	49,117	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	166,442	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	12,819	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	16,603	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	27,145	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	7,870	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	19,275	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	5,200	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	23,488	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	15,840	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	6,828	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	17,082	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	12,499	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	52,245	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	30,500	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	21,150	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	288,379	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	149,726	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	145,600	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	10,225	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	29,250	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	21,177	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	21,290	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	110,053	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	202,611	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	63,500	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	28,469	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	19,685	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	20,075	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	5,035	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	133,780	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	130,775	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	16,310	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	483,985	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	13,629	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	75,288	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	5,081	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	7,750	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	19,500	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	22,012	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	8,775	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	30,561	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	60,575	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	34,344	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	36,120	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	8,569	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	89,101	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	24,987	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	45,636	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	5,100	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	7,432	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	24,700	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	6,600	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	7,834	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	7,468	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	19,595	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	18,321	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	36,299	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	6,519	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	45,192	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	111,384	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	9,321	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	8,457	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	91,833	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	54,687	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	32,510	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	5,475	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	22,575	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	6,253	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	492,969	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	77,630	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	12,015	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	29,862	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	17,437	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	14,300	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	5,069	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	7,759	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	17,550	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	44,215	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	7,507	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	101,070	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	144,536	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	28,792	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	92,057	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	30,973	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	95,662	CHECK/WIRE
East Asia and the Pacific	CLEFT TX	10,000	CHECK/WIRE
Europe	CLEFT TX	10,400	CHECK/WIRE
Europe	CLEFT TX	5,130	CHECK/WIRE
Europe	CLEFT TX	56,782	CHECK/WIRE
Middle East and North Africa	CLEFT TX	131,740	CHECK/WIRE
Middle East and North Africa	CLEFT TX	9,200	CHECK/WIRE
Middle East and North Africa	CLEFT TX	37,200	CHECK/WIRE
Middle East and North Africa	CLEFT TX	379,150	CHECK/WIRE
Middle East and North Africa	CLEFT TX	64,900	CHECK/WIRE
Middle East and North Africa	CLEFT TX	116,127	CHECK/WIRE
Middle East and North Africa	CLEFT TX	27,700	CHECK/WIRE
Middle East and North Africa	CLEFT TX	18,360	CHECK/WIRE
Middle East and North Africa	CLEFT TX	75,910	CHECK/WIRE
Middle East and North Africa	CLEFT TX	25,800	CHECK/WIRE
Middle East and North Africa	CLEFT TX	15,732	CHECK/WIRE
Middle East and North Africa	CLEFT TX	18,200	CHECK/WIRE
Middle East and North Africa	CLEFT TX	9,600	CHECK/WIRE
North America	CLEFT TX	48,489	CHECK/WIRE
North America	CLEFT TX	28,476	CHECK/WIRE
North America	CLEFT TX	233,865	CHECK/WIRE
North America	CLEFT TX	21,828	CHECK/WIRE
North America	CLEFT TX	10,167	CHECK/WIRE
North America	CLEFT TX	29,375	CHECK/WIRE
North America	CLEFT TX	13,842	CHECK/WIRE
North America	CLEFT TX	8,521	CHECK/WIRE
North America	CLEFT TX	9,611	CHECK/WIRE
North America	CLEFT TX	19,036	CHECK/WIRE
North America	CLEFT TX	13,000	CHECK/WIRE
North America	CLEFT TX	5,740	CHECK/WIRE
North America	CLEFT TX	13,200	CHECK/WIRE
North America	CLEFT TX	8,500	CHECK/WIRE
North America	CLEFT TX	13,500	CHECK/WIRE
North America	CLEFT TX	5,913	CHECK/WIRE
North America	CLEFT TX	16,014	CHECK/WIRE
North America	CLEFT TX	8,261	CHECK/WIRE
North America	CLEFT TX	47,008	CHECK/WIRE
North America	CLEFT TX	25,200	CHECK/WIRE
North America	CLEFT TX	22,581	CHECK/WIRE
North America	CLEFT TX	5,652	CHECK/WIRE
North America	CLEFT TX	21,420	CHECK/WIRE
Russia and the Newly Independent States	CLEFT TX	72,250	CHECK/WIRE
Russia and the Newly Independent States	CLEFT TX	81,710	CHECK/WIRE
Russia and the Newly Independent States	CLEFT TX	10,000	CHECK/WIRE
South America	CLEFT TX	14,250	CHECK/WIRE
South America	CLEFT TX	5,100	CHECK/WIRE
South America	CLEFT TX	94,995	CHECK/WIRE
South America	CLEFT TX	15,400	CHECK/WIRE
South America	CLEFT TX	6,100	CHECK/WIRE
South America	CLEFT TX	54,324	CHECK/WIRE
South America	CLEFT TX	18,415	CHECK/WIRE
South America	CLEFT TX	19,950	CHECK/WIRE
South America	CLEFT TX	5,540	CHECK/WIRE
South America	CLEFT TX	86,000	CHECK/WIRE
South America	CLEFT TX	9,250	CHECK/WIRE
South America	CLEFT TX	65,200	CHECK/WIRE
South America	CLEFT TX	51,315	CHECK/WIRE
South America	CLEFT TX	162,999	CHECK/WIRE
South America	CLEFT TX	8,000	CHECK/WIRE
South America	CLEFT TX	17,025	CHECK/WIRE
South America	CLEFT TX	449,308	CHECK/WIRE
South America	CLEFT TX	14,052	CHECK/WIRE
South America	CLEFT TX	5,430	CHECK/WIRE
South America	CLEFT TX	6,700	CHECK/WIRE
South America	CLEFT TX	21,400	CHECK/WIRE
South America	CLEFT TX	21,865	CHECK/WIRE
South America	CLEFT TX	30,550	CHECK/WIRE
South America	CLEFT TX	10,450	CHECK/WIRE
South America	CLEFT TX	21,210	CHECK/WIRE
South America	CLEFT TX	9,500	CHECK/WIRE
South America	CLEFT TX	41,540	CHECK/WIRE
South America	CLEFT TX	9,620	CHECK/WIRE
South America	CLEFT TX	8,900	CHECK/WIRE
South America	CLEFT TX	6,662	CHECK/WIRE
South America	CLEFT TX	13,050	CHECK/WIRE
South America	CLEFT TX	10,309	CHECK/WIRE
South America	CLEFT TX	38,193	CHECK/WIRE
South America	CLEFT TX	7,750	CHECK/WIRE
South America	CLEFT TX	10,750	CHECK/WIRE
South America	CLEFT TX	7,210	CHECK/WIRE
South America	CLEFT TX	30,975	CHECK/WIRE
South Asia	CLEFT TX	8,200	CHECK/WIRE
South Asia	CLEFT TX	88,480	CHECK/WIRE
South Asia	CLEFT TX	34,750	CHECK/WIRE
South Asia	CLEFT TX	60,350	CHECK/WIRE
South Asia	CLEFT TX	25,250	CHECK/WIRE
South Asia	CLEFT TX	21,750	CHECK/WIRE
South Asia	CLEFT TX	41,000	CHECK/WIRE
South Asia	CLEFT TX	37,100	CHECK/WIRE
South Asia	CLEFT TX	632,064	CHECK/WIRE
South Asia	CLEFT TX	64,700	CHECK/WIRE
South Asia	CLEFT TX	11,660	CHECK/WIRE
South Asia	CLEFT TX	8,525	CHECK/WIRE
South Asia	CLEFT TX	154,250	CHECK/WIRE
South Asia	CLEFT TX	21,750	CHECK/WIRE
South Asia	CLEFT TX	11,000	CHECK/WIRE
South Asia	CLEFT TX	23,925	CHECK/WIRE
South Asia	CLEFT TX	70,060	CHECK/WIRE
South Asia	CLEFT TX	25,000	CHECK/WIRE
South Asia	CLEFT TX	9,750	CHECK/WIRE
South Asia	CLEFT TX	8,210	CHECK/WIRE
South Asia	CLEFT TX	48,380	CHECK/WIRE
South Asia	CLEFT TX	25,717	CHECK/WIRE
South Asia	CLEFT TX	459,100	CHECK/WIRE
South Asia	CLEFT TX	49,000	CHECK/WIRE
South Asia	CLEFT TX	14,250	CHECK/WIRE
South Asia	CLEFT TX	37,740	CHECK/WIRE
South Asia	CLEFT TX	40,300	CHECK/WIRE
South Asia	CLEFT TX	16,400	CHECK/WIRE
South Asia	CLEFT TX	35,680	CHECK/WIRE
South Asia	CLEFT TX	52,860	CHECK/WIRE
South Asia	CLEFT TX	156,880	CHECK/WIRE
South Asia	CLEFT TX	23,750	CHECK/WIRE
South Asia	CLEFT TX	7,500	CHECK/WIRE
South Asia	CLEFT TX	38,500	CHECK/WIRE
South Asia	CLEFT TX	20,400	CHECK/WIRE
South Asia	CLEFT TX	117,650	CHECK/WIRE
South Asia	CLEFT TX	138,900	CHECK/WIRE
South Asia	CLEFT TX	5,920	CHECK/WIRE
South Asia	CLEFT TX	217,275	CHECK/WIRE
South Asia	CLEFT TX	89,875	CHECK/WIRE
South Asia	CLEFT TX	16,250	CHECK/WIRE
South Asia	CLEFT TX	6,050	CHECK/WIRE
South Asia	CLEFT TX	83,560	CHECK/WIRE
South Asia	CLEFT TX	175,240	CHECK/WIRE
South Asia	CLEFT TX	21,250	CHECK/WIRE
South Asia	CLEFT TX	13,500	CHECK/WIRE
South Asia	CLEFT TX	172,176	CHECK/WIRE
South Asia	CLEFT TX	23,040	CHECK/WIRE
South Asia	CLEFT TX	10,250	CHECK/WIRE
South Asia	CLEFT TX	35,325	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	55,725	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	7,070	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	190,315	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	86,325	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	8,000	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	33,750	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	11,982	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	8,800	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	8,400	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	14,277	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	14,800	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	11,400	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	16,000	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	20,240	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	333,159	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	5,200	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	20,100	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	30,800	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	7,225	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	7,225	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	40,640	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	40,400	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	8,000	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	121,987	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	5,600	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	12,000	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	20,786	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	13,225	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	6,000	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	90,000	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	87,999	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	128,421	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	72,622	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	18,940	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	42,725	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	16,000	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	8,500	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	12,151	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	12,978	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	6,000	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	45,900	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	6,120	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	27,700	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	48,400	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	13,657	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	13,150	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	137,200	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	18,787	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	25,925	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	37,900	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	6,870	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	12,300	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	14,650	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	7,650	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	167,874	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	108,920	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	27,000	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	7,700	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	68,153	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	43,265	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	18,625	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	7,449	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	43,570	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	6,047	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	37,392	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	41,882	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	18,000	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	8,000	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	75,988	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	8,800	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	18,500	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	6,800	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	77,526	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	11,600	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	7,600	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	64,748	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	35,600	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	22,400	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	5,307	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	5,200	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	86,800	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	93,200	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	172,907	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	11,050	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	33,350	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	68,700	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	8,115	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	5,725	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	12,325	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	22,175	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	7,650	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	25,025	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	10,200	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	524,800	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	91,764	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	5,600	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	58,433	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	40,439	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	6,400	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	7,475	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	71,900	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	8,925	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	80,000	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	13,700	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	22,414	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	7,200	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	140,191	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	15,600	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	14,850	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	69,150	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	5,040	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	366,775	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	41,441	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	20,100	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	6,375	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	42,197	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	10,800	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	5,860	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	11,900	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	22,400	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	12,541	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	13,175	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	80,895	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	12,889	CHECK/WIRE
Sub-Saharan Africa	CLEFT TX	7,200	CHECK/WIRE

(a) Name and address of organization
or government

(b) EIN

(c) IRC section
(if applicable)

(d) Amount of cash grant

(e) Amount of non-cash
assistance

(f) Method of valuation
(book, FMV, appraisal,
other)

(g) Description of
noncash assistance

(h) Purpose of grant
or assistance

(1) Global Initiative for Children's Surgery
3026 NW Vaughn St
Portland,OR97210

27-3905510

501(C)(3)

15,000

Training

(2) Global Smile Foundation
101 Access Road Ste 205
Norwood,MA02062

26-2668127

501(C)(3)

15,000

Training

(3) The Plastic Surgery Foundation
444 E Algonquin Rd
Arlington H,IL60005

59-6144450

501(C)(3)

67,100

Training

(4) Trustees of Columbia University
622 W 113th St
New York,NY10025

13-5598093

501(C)(3)

8,000

U.S. Cleft Care

Return Reference

Explanation

Schedule I, Part I, Line 2

GRANT RECIPIENTS ARE REQUIRED TO SUBMIT FINAL GRANT REPORTS DESCRIBING OUTCOMES AND HOW FUNDS WERE USED. GRANT RECIPIENTS ARE REQUIRED TO USE FUNDS ONLY FOR DIRECT PROGRAM COSTS AND KEEP SEPARATE ACCOUNTING RECORDS OF SMILE TRAIN GRANTS. SMILE TRAIN UNDERTAKES PERIODIC FINANCIAL AUDITS TO ENSURE ACCURACY OF THESE RECORDS. ADDITIONALLY, ORGANIZATIONS RECEIVING SURGICAL GRANTS MUST UPLOAD PATIENT RECORDS WITH PRE- AND POST-OPERATIVE PHOTOS FOR EVERY SURGERY PERFORMED WITH SMILE TRAIN FUNDING TO WWW.SMILETRAINEXPRESS.ORG, SMILE TRAIN'S ONLINE PATIENT RECORD DATABASE. PATIENT RECORDS ARE REVIEWED DAILY BY SMILE TRAIN STAFF FOR COMPLETENESS AND ACCURACY, AND A MEMBER OF THE SMILE TRAIN MEDICAL ADVISORY BOARD REGULARLY REVIEWS RANDOMLY SELECTED RECORDS FOR MEDICAL QUALITY.

(a)
Check if applicable

(b)
Number of contributions or items contributed

(d)
Method of determining
noncash contribution amounts

1 Art—Works of art ....

2 Art—Historical treasures .

3 Art—Fractional interests ..

4 Books and publications ..

5 Clothing and household
goods .......

6 Cars and other vehicles ..

7 Boats and planes ....

8 Intellectual property ...

9 Securities—Publicly traded .

113

614,802

FMV

10 Securities—Closely held stock .

11 Securities—Partnership, LLC,
or trust interests ....

12 Securities—Miscellaneous ..

13 Qualified conservation
contribution—Historic
structures .....

14 Qualified conservation
contribution—Other ...

15 Real estate—Residential .

16 Real estate—Commercial ..

17 Real estate—Other ...

18 Collectibles .....

19 Food inventory ...

20 Drugs and medical supplies .

6,600

cost/wholesale price

21 Taxidermy ......

22 Historical artifacts ....

23 Scientific specimens ..

24 Archeological artifacts ...

25 Other Right pointing arrow large image

( )

26 Other Right pointing arrow large image

( )

27 Other Right pointing arrow large image

( )

28 Other Right pointing arrow large image

( )

Return Reference

Explanation

Form 990, Schedule M, Line 32(b)

To the extent that Smile Train receives non-cash contributions of securities, it tasks its investment broker with liquidating those securities. In the event Smile Train receives non-standard contributions other than securities, Smile Train will retain the services of consultants to liquidate those items or donate them to its partner hospitals.

Return Reference

Explanation

general statement regarding the covid-19 pandemic

The COVID-19 pandemic, whose effects first became known in January 2020, is having a broad and negative impact on commerce and financial markets around the world. The extent of the impact of COVID-19 on Smile Trains operational and financial performance will depend on certain developments, including the duration and spread of the outbreak and its impact on Smile Trains donors, treatment partners and vendors, all of which at present, cannot be determined. Accordingly, the extent to which COVID-19 may impact Smile Trains Combined financial position and combined changes in net assets and cash flows is uncertain. FORM 990, PART III, LINE 1 - ORGANIZATION'S MISSION (CONT'D.) Smile Train's mission is to: 1. Ensure access to safe, high-quality Comprehensive Cleft Care through a proven sustainable partnership model. 2. Strengthen local health systems through investment, resources, and building the capacity of local medical professionals. 3. Drive innovation by leveraging technology and research to transform global cleft care. 4. Foster a global cleft community through awareness and education to reduce stigma and ensure acceptance of people with clefts. Smile Train advances a sustainable solution and scalable global health model for cleft treatment, drastically improving childrens lives, including their ability to eat, breathe, speak and, ultimately, thrive. We use the "teach a man to fish" model, focusing on empowering local medical professionals to provide cleft treatment to children in their own communities. We support education and training for a variety of cleft care professionals, who then go on to train others, creating a long-term, sustainable system. As a result of our efficiency and the support of donors and partners around the world, Smile Train has transformed the lives of more than 1.5 million children by giving them the power of a smile. FORM 990, PART III - PROGRAM SERVICE, LINE 4A (CONT'D.) Free medical equipment support - Many of our partners around the world lack access to fully-equipped operating rooms. They lack essential equipment or struggle to work with old and/or inadequate equipment. Smile Train provides financial support to ensure partners have crucial surgical and anesthesia equipment including pulse oximeters, anesthesia machines and high-quality surgical instruments. With this support, all partners are enabled to meet Smile Trains high standards of safety and quality for the patients we serve. Free comprehensive cleft care - Often, children with clefts needs more than just surgery, such as nutrition support, orthodontic care, and speech therapy. We train and empower local providers to offer comprehensive cleft care and provide grants for nutritional counseling and food, speech therapy sessions, orthodontic treatment and much more. Financial aid for patients - Some of our patients do not have the funds they need to get to the hospital or to travel home after surgery. Other families need food and lodging while their child is receiving care. We have special programs that provide small stipends for patients and families in need to ensure they can access cleft care safely and without additional stress or being driven into poverty. These expenses exclude $28,193,087 in donated time and services from doctors, nurses, anesthesiologists, organizations, companies, other medical professionals and medical facilities and supplies. FORM 990, PART III - PROGRAM SERVICE, LINE 4B (CONT'D.) For thousands of people all over the world, Smile Train is a resource for information about clefts and access to safe, quality cleft care. Through direct mail, websites, newspapers, radio, TV, public service announcements, documentaries, public relations, social media, etc., we raise public awareness about clefts in many countries around the world, including the United States. FORM 990, PART III - PROGRAM SERVICE, LINE 4C (CONT'D.) Smile Train supports hands-on and workshop-based training opportunities to improve the skill level of cleft care professionals around the globe. Recent initiatives have focused on supporting training programs for nutritionists, speech therapy providers, perioperative nurses, and anesthesiologists, including Smile Train's Safe Nursing Care Saves Lives program in Africa, which has now been scaled and implemented for Smile Train partners around the world. Smile Train is innovative in its approach to provide quality training to medical professionals worldwide. In low- and middle-income countries, surgeons often do not have access to mentorship and training around the latest techniques and updated protocols for cleft surgery. Smile Train has distributed free virtual surgery training materials to 40,000+ medical professionals in 149 countries around the world. Smile Train has also taken this technology to the next level through the launch of the first open-access, web-based, interactive Virtual Surgery Simulator (VSS) and the newly launched mobile Virtual Surgery Simulator, which features unprecedented offline capabilities. These tools supplement hands-on clinical training for surgeons in remote and limited-resource settings. Smile Train has also recently taken on operations of Simulare Medical, a leading developer of hyper-realistic, hands-on surgical simulators that are considered among the top cleft surgery simulators in the world. This innovative tool will provide Smile Train partners and cleft care professionals around the world with greater access to safe, high-quality training, particularly in regions with limited resources. Smile Train has leveraged innovation and technology to change the course of medical education while also improving the lives of babies born with clefts in low- and middle-income countries.

Form 990, part VI, line 11

the form 990 was prepared by an international accounting firm in conjunction with the organization's financial department. A copy of the form 990 was reviewed by the audit committee of the board of directors and the form 990 was distributed to all active board members before filing.

Form 990, Part VI, Line 12c

Each officer, director, trustee and key employee of the organization is required to annually disclose any conflicts of interest that arise by virtue of employment, board service, or position with the organization. The organization monitors compliance with its conflict of interest policy through an annual questionnaire/disclosure statement that is distributed to these individuals. Also, when new directors or staff join the charity, they are required to complete the questionnaire. Potential conflicts are investigated immediately. Completed questionnaires are available for inspection by any board member and may be reviewed by the organization's legal counsel. The senior management monitor new contracts and invoice payments to ascertain that these policies are adhered to.

Form 990 Part VI, Line 15a

The board of directors periodically utilizes the services of independent compensation consultants to provide comparative data and opine on the reasonableness of the executive director's and other employees' compensation as well as top executives. All compensation decisions must be approved by Smile Train's compensation committee and all decisions are memorialized in committee meeting minutes. Smile Train last commissioned a compensation study in calendar year 2019; the organization is currently revisiting the need to secure a compensation study in either 2021 or 2022.

Form 990, Part VI, Line 15b

The compensation of all employees is proposed by the department heads and approved by the compensation committee of the board of directors. The compensation committee of the board of directors also uses comparative compensation data from outside sources. Periodically, an outside compensation consultant is retained to opine on the reasonableness of the compensation of the highest paid executives, including the top 5 highest paid compared to a selected peer group of charitable organizations. All compensation decisions must be approved by Smile Train's compensation committee and all decisions are memorialized in committee meeting minutes.

Form 990, Part VI, Line 19

The organization makes its form 990 available to the public by retaining a copy at its place of business. The form 990 is also published on the internet at www.guidestar.org and on the organization's website. The organization's financial statements are posted on its website (www.smiletrain.org). Copies of documents are also provided to the public at the organization's headquarters in New York City upon request.

Form 990, Part XI, Line 9

Other Changes in Net Assets Foreign Exchange Currency loss $(31,830) Rescinded/Refunded grants $14,730 -------- TOTAL...................................... $(17,100) ========

(a)
Name, address, and EIN (if applicable) of disregarded entity

(b)
Primary activity

(d)
Total income

(e)
End-of-year assets

(f)
Direct controlling
entity

(1) Smile Train International LLC
633 Third Avenue
New York,NY10017

Inactive

183

100,970

Smile Train

(2) SMILE TRAIN REAL ESTATE LLC
633 Third Avenue
New York,NY10017

Real Estate

20,477,316

Smile Train

(a)
Name, address, and EIN of related organization

(b)
Primary activity

(d)
Exempt Code section

(e)
Public charity status
(if section 501(c)(3))

(f)
Direct controlling
entity

(g)
Section 512(b)(13) controlled entity?

Yes

(1)The Smile Train UK

10 Queen Street Place
London EC4R 1BE
UK

See part VI

N/A

Smile Train

Yes

(2)The Smile Train Canada Foundation

40 King Street West
Toronto,OntarioM5H3S1
CA

See part VI

N/A

Smile Train

Yes

(3)The Smile Train Stiftung

Ganghoferstrabe 31
Munchen
GM

See part VI

N/A

Smile Train

Yes

(4)The Smile Train France
633 Third Avenue

New York,NY10017

See part VI

N/A

Smile Train

Yes

(5)The Smile Train India

Plot No 3 LSC Sector C
Pocket Vasant Kunj,new Delhi110070
IN

See part VI

N/A

Smile Train

Yes

(6)Yayasan Smile Train Indonesia

JI TB Simatupang Kav 22-26 Talaver
Jakarta 12430
ID

See part VI

N/A

Smile Train

Yes

(7)Smile Train Philippines Foundation Inc

3/F Annex Building 22 East Ave
Quezon City
RP

See part VI

N/A

Smile Train

Yes

(8)Associacao Smile Train Brasil

Rua Vinte e Quatro no159 Lot F19
Sao Paulo 13.141-064
BR

See part VI

N/A

Smile Train

Yes

(9)Fundacion Smile Train Mexico AC

Acordada 18 101 San Jose
Del Benito Juarez
MX

See part VI

N/A

Smile Train

Yes

(a)
Name, address, and EIN of
related organization

(b)
Primary activity

(d)
Direct controlling
entity

(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income

(g)
Share of end-of-year
assets

(h)
Disproprtionate allocations?

(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)

(j)
General or
managing
partner?

(k)
Percentage
ownership

Yes

(a)
Name, address, and EIN of
related organization

(b)
Primary activity

(d)
Direct controlling
entity

(e)
Type of entity
(C corp, S corp,
or trust)

(f)
Share of total income

(g)
Share of end-of-year
assets

(h)
Percentage
ownership

(i)
Section 512(b)(13) controlled entity?

Yes

(1) Smile Train UK Trading Company Limited

10 Queen Street Place
London EC4R 1BE
UK

SEE PART VI

Smile Train UK

C-Corp

100.000 %

Yes

(a)
Name of related organization

(b)
Transaction
type (a-s)

(d)
Method of determining amount involved

(a)
Name, address, and EIN of entity

(b)
Primary activity

(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations?

(f)
Share of total income

(g)
Share of
end-of-year
assets

(h)
Disproprtionate allocations?

(i)
Code V-UBI
amount in box 20
of Schedule K-1
(Form 1065)

(j)
General or
managing
partner?

(k)
Percentage
ownership

Yes

Return Reference

Explanation

Part II, Line 2

THE MISSION OF SMILE TRAIN UK, SMILE TRAIN CANADA, SMILE TRAIN INDIA, SMILE TRAIN STIFTUNG AND SMILE TRAIN INDONESIA IS TO PROVIDE FREE CLEFT SURGERY AND COMPREHENSIVE CLEFT CARE TO CHILDREN IN THE DEVELOPING WORLD AND FREE CLEFT-RELATED TRAINING FOR LOCAL MEDICAL PROFESSIONALS. THESE OBJECTIVES ARE ACHIEVED THROUGH AN ONGOING MARKETING CAMPAIGN USED TO RAISE AWARENESS AND RECEIVE DONATIONS WITHIN THE UNITED KINGDOM, INDIA, GERMANY, INDONESIA, MEXICO AND PHILIPPINES. DONATIONS, NET OF RELATED COSTS IN THE UNITED KINGDOM AND GERMANY, ARE THEN MADE TO SMILE TRAIN, WHICH HAS THE INFRASTRUCTURE IN PLACE TO CARRY OUT THE COLLECTIVE MISSION. SMILE TRAIN FRANCE AND THE SMILE TRAIN CANADA FOUNDATION DID NOT HAVE ANY OPERATING ACTIVITIES DURING THE CURRENT YEAR. Part IV, Line 1 THE SMILE TRAIN UK TRADING COMPANY LIMITED WAS INCORPORATED IN JUNE 2014 UNDER THE COMPANIES ACT 2006 AS A PRIVATE COMPANY THAT IS LIMITED BY SHARES WITH UK AS THE SOLE MEMBER.

1	Briefly describe the organization’s mission or most significant activities: Smile Train, Inc. empowers local medical professionals with training, funding, and resources to provide free cleft surgery and comprehensive cleft care to children globally.
2	Check this box
3	Number of voting members of the governing body (Part VI, line 1a) ........	3	6
4	Number of independent voting members of the governing body (Part VI, line 1b) .....	4	5
5	Total number of individuals employed in calendar year 2019 (Part V, line 2a) ......	5	90
6	Total number of volunteers (estimate if necessary) .............	6	0
7a	Total unrelated business revenue from Part VIII, column (C), line 12 ........	7a	0
b	Net unrelated business taxable income from Form 990-T, line 39 .........	7b	0

		Prior Year	Current Year
8	Contributions and grants (Part VIII, line 1h) .........	79,765,267	92,042,568
9	Program service revenue (Part VIII, line 2g) .........	0	0
10	Investment income (Part VIII, column (A), lines 3, 4, and 7d ) ....	16,534,533	6,060,572
11	Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e)	432,684	157,411
12	Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)	96,732,484	98,260,551
13	Grants and similar amounts paid (Part IX, column (A), lines 1–3 )...	39,084,157	41,751,365
14	Benefits paid to or for members (Part IX, column (A), line 4).....	0	0
15	Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10)	8,855,087	9,481,628
16a	Professional fundraising fees (Part IX, column (A), line 11e) .....	1,282,333	747,841
b	Total fundraising expenses (Part IX, column (D), line 25) 21,247,829
17	Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e)....	27,802,613	29,704,334
18	Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25)	77,024,190	81,685,168
19	Revenue less expenses. Subtract line 18 from line 12.......	19,708,294	16,575,383
		Beginning of Current Year	End of Year
20	Total assets (Part X, line 16).............	342,781,080	367,014,519
21	Total liabilities (Part X, line 26).............	5,844,743	9,565,187
22	Net assets or fund balances. Subtract line 21 from line 20.....	336,936,337	357,449,332

Sign Here

	Signature of officer	Date

	Type or print name and title


4a	(Code: ) (Expenses $ 46,004,327 including grants of $ 39,999,393 ) (Revenue $ 0 )
	Treatment program: free cleft surgeries - while our cost per surgery varies across the 90+ different countries where we have worked, our contribution per surgery can be as low as $250. This amount reflects the contribution per surgery that we provide our partner hospitals. They also cover a significant portion of each surgery as part of our cost-sharing agreement and partnership with our medical partners. (CONT'D ON SCH. O).

4b	(Code: ) (Expenses $ 9,104,390 including grants of $ 538,431 ) (Revenue $ 0 )
	Public education program Around the world, many people are unfamiliar with cleft lip and palate. For many of the families we support, the first time they see a cleft is when they first look at the face of their newborn child. This lack of awareness, coupled with stigma and myths around lip and palate, often leads to babies with clefts being abandoned, isolated, or simply never brought to a hospital for treatment because families and communities dont know that treatment is available. No matter where they live, it is essential that every family is aware of cleft lip and palate and the care that their child will need as they grow and develop. (CONT'D ON SCH. O).

4c	(Code: ) (Expenses $ 1,812,587 including grants of $ 1,213,541 ) (Revenue $ 0 )
	Training programs - Smile Train provides free training and education to cleft care professionals around the world. Access to education and training opportunities is critical to Smile Train's mission of empowering local medical teams to provide safe, high-quality cleft care. Over the past 21 years, we have provided more than 40,000 training opportunities to improve cleft treatment in countries around the world. (CONT'D ON SCH. O).

4d	Other program services (Describe in Schedule O.)
	(Expenses $ including grants of $ ) (Revenue $ )
4e	Total program service expenses56,921,304

1b	Sub-Total................
c	Total from continuation sheets to Part VII, Section A....
d	Total (add lines 1b and 1c)...........	2,104,479	0	211,231

1a	Federated campaigns..		1a
b	Membership dues..		1b
c	Fundraising events..		1c	26,096
d	Related organizations		1d	7,171,735
e	Government grants (contributions)		1e

f	All other contributions, gifts, grants, and similar amounts not included above		1f	84,844,737

g	Noncash contributions included in lines 1a - 1f:$		1g	621,402

h Total. Add lines 1a-1f.......		92,042,568

		Business Code
2a
b
c
d
e
f	All other program service revenue.
g	Total. Add lines 2a–2f .....		0

3 Investment income (including dividends, interest, and othersimilar amounts) ......			6,686,140		6,686,140
4 Income from investment of tax-exempt bond proceeds			0
5 Royalties...........			122,493		122,493
		(ii) Personal	(i) Real
6a	Gross rents			6a
b	Less: rental expenses			6b
c	Rental income or (loss)	0	0	6c
d	Net rental income or (loss).......			0
		(ii) Other	(i) Securities
7a	Gross amount from sales of assets other than inventory		318,657,355	7a
b	Less: cost or other basis and sales expenses		319,282,923	7b
c	Gain or (loss)		-625,568	7c
d	Net gain or (loss).........			-625,568		-625,568
8a	Gross income from fundraising events (not including $ 26,096of contributions reported on line 1c). See Part IV, line 18 ....
			8a	10,190
b	Less: direct expenses ...		8b	39,604
c	Net income or (loss) from fundraising events..			-29,414		-29,414
9a	Gross income from gaming activities. See Part IV, line 19 ...
			9a	0
b	Less: direct expenses ...		9b	0
c	Net income or (loss) from gaming activities..			0
10a	Gross sales of inventory, less returns and allowances ..
			10a	0
b	Less: cost of goods sold ..		10b	0
c	Net income or (loss) from sales of inventory..			0
Business Code			Miscellaneous Revenue
11a	MISCELLANEOUS INCOME		900099	64,332		64,332
b
c
d	All other revenue ....
e	Total. Add lines 11a–11d ......			64,332
12	Total revenue. See instructions.....			98,260,551		6,217,983

1	Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 ....	105,100	105,100
2	Grants and other assistance to domestic individuals. See Part IV, line 22 ...........	0
3	Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. .............	41,646,265	41,646,265
4	Benefits paid to or for members .......	0
5	Compensation of current officers, directors, trustees, and key employees ...........	868,441	196,712	470,475	201,254
6	Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .........	0
7	Other salaries and wages........	6,593,818	1,629,060	1,155,828	3,808,930
8	Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) ....	321,456	87,495	65,913	168,048
9	Other employee benefits .......	1,152,147	810,963	41,685	299,499
10	Payroll taxes ...........	545,766	172,235	76,408	297,123
11	Fees for services (non-employees):
a	Management ......	173,392	173,392
b	Legal .........	418,090	189,805	42,647	185,638
c	Accounting ...........	229,651	128,320	22,775	78,556
d	Lobbying ...........	0
e	Professional fundraising services. See Part IV, line 17	747,841			747,841
f	Investment management fees ......	1,143,416		1,143,416
g	Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O)	1,702,571	1,398,582	29,479	274,510
12	Advertising and promotion ....	4,049,532	134,393		3,915,139
13	Office expenses .......	845,732	403,481	88,859	353,392
14	Information technology ......	426,825	216,156	47,349	163,320
15	Royalties ..	0
16	Occupancy ...........	291,050	159,905	29,359	101,786
17	Travel ............	481,596	384,491	4,815	92,290
18	Payments of travel or entertainment expenses for any federal, state, or local public officials .	0
19	Conferences, conventions, and meetings ....	381,584	285,543	2,000	94,041
20	Interest ...........	0
21	Payments to affiliates .......	0
22	Depreciation, depletion, and amortization ..	946,002	449,102	111,615	385,285
23	Insurance ...	197,507	82,301	25,893	89,313
24	Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a	PRINTED PROGRAM MATERIAL	17,671,900	7,655,090	127,890	9,888,920
b	REPAIRS & MAINTENANCE	617,994	485,421	29,629	102,944
c	MEDICAL ADVISORY BOARD	127,492	127,492
d
e	All other expenses
25	Total functional expenses. Add lines 1 through 24e	81,685,168	56,921,304	3,516,035	21,247,829
26	Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here if following SOP 98-2 (ASC 958-720).

1	Cash–non-interest-bearing ........			46,718	1	48,465
2	Savings and temporary cash investments .........			14,003,023	2	22,586,470
3	Pledges and grants receivable, net ......			943,982	3	761,705
4	Accounts receivable, net .............			0	4	0
5	Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
				0	5	0
6	Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
				0	6	0
7	Notes and loans receivable, net ...........			0	7	0
8	Inventories for sale or use ............			0	8	0
9	Prepaid expenses and deferred charges ......			1,684,377	9	1,433,752
10a	Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D	10a	22,654,808
b	Less: accumulated depreciation	10b	2,207,492	20,262,248	10c	20,447,316
11	Investments—publicly traded securities .			298,628,379	11	315,132,058
12	Investments—other securities. See Part IV, line 11 .....			7,148,292	12	6,548,505
13	Investments—program-related. See Part IV, line 11 ..			0	13	0
14	Intangible assets ...............			0	14	0
15	Other assets. See Part IV, line 11 ...........			64,061	15	56,248
16	Total assets. Add lines 1 through 15 (must equal line 33)...			342,781,080	16	367,014,519

17	Accounts payable and accrued expenses .....	2,999,201	17	5,576,371
18	Grants payable ...	2,842,234	18	3,988,816
19	Deferred revenue .........	0	19	0
20	Tax-exempt bond liabilities .........	0	20	0
21	Escrow or custodial account liability. Complete Part IV of Schedule D	0	21	0
22	Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
		0	22	0
23	Secured mortgages and notes payable to unrelated third parties ..	0	23	0
24	Unsecured notes and loans payable to unrelated third parties ..	0	24	0
25	Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D	3,308	25	0
26	Total liabilities. Add lines 17 through 25..	5,844,743	26	9,565,187

	Organizations that follow FASB ASC 958, check here and complete lines 27, 28, 32, and 33.
27	Net assets without donor restrictions ..........	336,313,498	27	352,039,992
28	Net assets with donor restrictions ...........	622,839	28	5,409,340
	Organizations that do not follow FASB ASC 958, check here and complete lines 29 through 33.
29	Capital stock or trust principal, or current funds .....		29
30	Paid-in or capital surplus, or land, building or equipment fund ...		30
31	Retained earnings, endowment, accumulated income, or other funds		31
32	Total net assets or fund balances ...........	336,936,337	32	357,449,332
33	Total liabilities and net assets/fund balances ........	342,781,080	33	367,014,519

(i) Name of supported organization	(ii) EIN	(iv) Is the organization listed in your governing document?		(v) Amount of monetary support (see instructions)	(vi) Amount of other support (see instructions)
(i) Name of supported organization	(ii) EIN	Yes	No	(v) Amount of monetary support (see instructions)	(vi) Amount of other support (see instructions)


Total

Calendar year (or fiscal year beginning in)		(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .
2	Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose
3	Gross receipts from activities that are not an unrelated trade or business under section 513 .....
4	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...
5	The value of services or facilities furnished by a governmental unit to the organization without charge
6	Total. Add lines 1 through 5
7a	Amounts included on lines 1, 2, and 3 received from disqualified persons
b	Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.
c	Add lines 7a and 7b..
8	Public support. (Subtract line 7c from line 6.)

Calendar year (or fiscal year beginning in)		(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
9	Amounts from line 6...
10a	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
b	Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.
c	Add lines 10a and 10b.
11	Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.
12	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..
13	Total support. (Add lines 9, 10c, 11, and 12.)..

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Section E - Distribution Allocations (see instructions)		(i) Excess Distributions	(ii) Underdistributions Pre-2019	(iii) Distributable Amount for 2019
1 Distributable amount for 2019 from Section C, line 6
2 Underdistributions, if any, for years prior to 2019 (reasonable cause required-- explain in Part VI). See instructions.
3 Excess distributions carryover, if any, to 2019:
a From 2014.......
b From 2015.......
c From 2016.......
d From 2017.......
e From 2018.......
fTotal of lines 3a through e
g Applied to underdistributions of prior years
h Applied to 2019 distributable amount
i Carryover from 2014 not applied (see instructions)
j Remainder. Subtract lines 3g, 3h, and 3i from 3f.
4Distributions for 2019 from Section D, line 7:
$
a Applied to underdistributions of prior years
b Applied to 2019 distributable amount
c Remainder. Subtract lines 4a and 4b from 4.
5 Remaining underdistributions for years prior to 2019, if any. Subtract lines 3g and 4a from line 2. If the amount is greater than zero, explain in Part VI. See instructions.
6 Remaining underdistributions for 2019. Subtract lines 3h and 4b from line 1. If the amount is greater than zero, explain in Part VI. See instructions.
7 Excess distributions carryover to 2020. Add lines 3j and 4c.
8 Breakdown of line 7:
a Excess from 2015.....
b Excess from 2016.....
c Excess from 2017.....
d Excess from 2018.....
e Excess from 2019.....

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	Section A - Adjusted Net Income		(A) Prior Year	(B) Current Year (optional)
1	Net short-term capital gain	1
2	Recoveries of prior-year distributions	2
3	Other gross income (see instructions)	3
4	Add lines 1 through 3	4
5	Depreciation and depletion	5
6	Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions)	6
7	Other expenses (see instructions)	7
8	Adjusted Net Income (subtract lines 5, 6 and 7 from line 4)	8

	Section B - Minimum Asset Amount		(A) Prior Year	(B) Current Year (optional)
1	Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year):	1
a	Average monthly value of securities	1a
b	Average monthly cash balances	1b
c	Fair market value of other non-exempt-use assets	1c
d	Total (add lines 1a, 1b, and 1c)	1d
e	Discount claimed for blockage or other factors (explain in detail in Part VI):
2	Acquisition indebtedness applicable to non-exempt use assets	2
3	Subtract line 2 from line 1d	3
4	Cash deemed held for exempt use. Enter 1-1/2% of line 3 (for greater amount, see instructions).	4
5	Net value of non-exempt-use assets (subtract line 4 from line 3)	5
6	Multiply line 5 by .035	6
7	Recoveries of prior-year distributions	7
8	Minimum Asset Amount (add line 7 to line 6)	8

	Section C - Distributable Amount		Current Year
1	Adjusted net income for prior year (from Section A, line 8, Column A)	1
2	Enter 85% of line 1	2
3	Minimum asset amount for prior year (from Section B, line 8, Column A)	3
4	Enter greater of line 2 or line 3	4
5	Income tax imposed in prior year	5
6	Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions)	6


Name of organization Smile Train Inc			Employer identification number 13-3661416
Part III Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) $ Use duplicate copies of Part III if additional space is needed.

1a	Beginning of year balance ....	212,184,623	208,885,326	0
b	Contributions ...	4,000,213		208,885,326
c	Net investment earnings, gains, and losses	6,063,389	3,299,297
d	Grants or scholarships ...
e	Other expenditures for facilities and programs ...	250,000
f	Administrative expenses ....
g	End of year balance ......	221,998,225	212,184,623	208,885,326

1a	Land .....
b	Buildings ....	19,613,906	1,047,489	18,566,417
c	Leasehold improvements
d	Equipment ....	630,998	448,365	182,633
e	Other .....	2,409,904	711,638	1,698,266
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..				20,447,316

(a) Description of security or category (including name of security)	(b) Book value	(c) Method of valuation: Cost or end-of-year market value
(1) Financial derivatives.........
(2) Closely-held equity interests........
(3)Other
(B)
(C)
(D)
(E)
(F)
(G)
(H)
(I)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)

(a) Description of investment	(b) Book value	(c) Method of valuation: Cost or end-of-year market value

(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)

1.(a) Description of liability	(b) Book value
(1) Federal income taxes	0

(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)	0
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII

Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1	Total revenue, gains, and other support per audited financial statements .......			1	132,167,704
2	Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a	Net unrealized gains (losses) on investments ....	2a	3,954,712
b	Donated services and use of facilities .........	2b	31,073,353
c	Recoveries of prior year grants ...........	2c	14,730
d	Other (Describe in Part XIII.) ............	2d	-31,830
e	Add lines 2a through 2d .....................			2e	35,010,965
3	Subtract line 2e from line 1..................			3	97,156,739
4	Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b .	4a	1,143,416
b	Other (Describe in Part XIII.) ...........	4b	-39,604
c	Add lines 4a and 4b....................			4c	1,103,812
5	Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ......			5	98,260,551

Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1	Total expenses and losses per audited financial statements ...........			1	111,654,709
2	Amounts included on line 1 but not on Form 990, Part IX, line 25:
a	Donated services and use of facilities .........	2a	31,073,353
b	Prior year adjustments ............	2b
c	Other losses ................	2c
d	Other (Describe in Part XIII.) ............	2d	39,604
e	Add lines 2a through 2d....................			2e	31,112,957
3	Subtract line 2e from line 1...................			3	80,541,752
4	Amounts included on Form 990, Part IX, line 25, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b ..	4a	1,143,416
b	Other (Describe in Part XIII.) ............	4b
c	Add lines 4a and 4b.....................			4c	1,143,416
5	Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ......			5	81,685,168

Return Reference	Explanation
Schedule D, Part V	Endowment Funds In fiscal year 2018, Smile Train established an endowment fund to support its charitable programmatic activities by providing a sustainable source of future income. Endowment activity for the year ended June 30, 2018 consisted entirely of a transfer of $208,885,326 made into the board-designated endowment (formed during June 2018), which is classified as unrestricted net assets. For the year ending June 30, 2020, Smile Trains endowment generated investment gains; to date, there have not been any drawdowns from the endowment. Schedule D, PART X, LINE 2 LIABILITY FOR UNCERTAIN TAX POSITIONS SMILE TRAIN, INC. FOLLOWS GUIDANCE THAT CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN, INCLUDING ISSUES RELATING TO FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT. THIS GUIDANCE PROVIDES THAT THE TAX EFFECTS FROM AN UNCERTAIN TAX POSITION CAN ONLY BE RECOGNIZED IN THE COMBINED FINANCIAL STATEMENTS IF THE POSITION IS "MORE-LIKELY-THAN-NOT" TO BE SUSTAINED IF THE POSITION WERE TO BE CHALLENGED BY A TAXING AUTHORITY. THE ASSESSMENT OF THE TAX POSITION IS BASED SOLELY ON THE TECHNICAL MERITS OF THE POSITION, WITHOUT REGARD TO THE LIKELIHOOD THAT THE TAX POSITION MAY BE CHALLENGED. SMILE TRAIN, INC. IS EXEMPT FROM INCOME TAX UNDER IRC SECTION 501(C)(3), THOUGH IT IS SUBJECT TO TAX ON INCOME UNRELATED TO ITS EXEMPT PURPOSE, UNLESS THAT INCOME IS OTHERWISE EXCLUDED BY THE CODE. SMILE TRAIN HAS PROCESSES PRESENTLY IN PLACE TO ENSURE THE MAINTENANCE OF ITS TAX-EXEMPT STATUS; TO IDENTIFY AND REPORT UNRELATED INCOME; TO DETERMINE ITS FILING AND TAX OBLIGATIONS IN JURISDICTIONS FOR WHICH IT HAS NEXUS; AND TO IDENTIFY AND EVALUATE OTHER MATTERS THAT MAY BE CONSIDERED TAX POSITIONS. SMILE TRAIN HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE COMBINED FINANCIAL STATEMENTS.
Form 990, Schedule D, Parts XI & XII	CONSOLIDATED FINANCIAL STATEMENTS SMILE TRAIN DOES NOT RECEIVE STANDALONE FINANCIAL STATEMENTS; ITS OPERATIONS ARE CONSOLIDATED WITH AFFILIATED ORGANIZATIONS. THE PARTS XI AND XII RECONCILIATIONS ON SCHEDULE D TIE BACK TO SMILE TRAIN, INC.'S FINANCIAL INFORMATION IN THE SUPPLEMENTARY INFORMATION SECTION OF THE AUDITED FINANCIAL STATEMENTS AND NOT TO THE CONSOLIDATED NUMBERS.
FORM 990, SCHEDULE D, PART XI, LINE 2(D)	OTHER CHANGES IN REVENUE Foreign Exchange Currency loss $(31,830) -------- TOTAL...................................... $(31,830) ======== FORM 990, SCHEDULE D, PART XI, LINE 4(B) Fundraising Expenses reclassed from Part IX $(39,604) --------- TOTAL...................................... $(39,604) =========
FORM 990, SCHEDULE D, PART XII, LINE 2(D)	Fundraising Expenses reclassed to Part VIII $39,604 ---------- TOTAL...................................... $39,604 ==========

(a) Region		(b) Number of offices in the region	(c) Number of employees, agents, and independent contractors in the region	(d) Activities conducted in region (by type) (such as, fundraising, program services, investments, grants to recipients located in the region)	(e) If activity listed in (d) is a program service, describe specific type of service(s) in the region	(f) Total expenditures for and investments in the region
	Central America and the Caribbean			Program Services	Cleft Palate Surgeries	271,995
	East Asia and the Pacific	1	3	Program Services	Cleft Palate Surgeries	7,345,454
	Europe (Including Iceland and Greenland)	0	1	Program Services	Cleft Palate Surgeries	98,816
	Middle East and North Africa	1	2	Program Services	Cleft Palate Surgeries	958,503
	North America	0	3	Program Services	Cleft Palate Surgeries	774,669
	Russia and the Newly Independent States			Program Services	Cleft Palate Surgeries	186,014
	South America	0	2	Program Services	Cleft Palate Surgeries	1,574,507
	South Asia	0	3	Program Services	Cleft Palate Surgeries	3,564,719
	Sub-Saharan Africa	1	15	Program Services	Cleft Palate Surgeries	9,685,364
	North America			Grantmaking		46,000
	Europe (Including Iceland and Greenland)			Grantmaking		3,070,460
	South Asia			Grantmaking		8,300,558
	East Asia and the Pacific			Grantmaking		4,019,206
	South America			Grantmaking		1,750,000
	Europe (Including Iceland and Greenland)			Investments		6,548,505


3a	Sub-total ....	3	29			48,194,770
b	Total from continuation sheets to Part I ...
c	Totals (add lines 3a and 3b)	3	29			48,194,770

2	Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......	402
3	Enter total number of other organizations or entities .......................

	(b) Region	(c) Number of recipients	(d) Amount of cash grant	(e) Manner of cash disbursement
CLEFT PALATE TRAINING	South America	3	7,400	CHECK/WIRE
CLEFT PALATE TRAINING	Sub-Saharan Africa	28	66,740	CHECK/WIRE

1	Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
2	Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
3	Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
4	Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .	Yes	No
5	Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
6	Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No

ReturnReference	Explanation
SCHEDULE F, PART I, LINE 2	The grant beneficiary must upload the surgeries that have been performed on the secure database website: www.smiletrainexpress.org, within one month from the performance of the surgery. This information is reviewed daily by the program management for approval. Where applicable, grantees are required to submit a final grant report upon completion of the requirements.
SCHEDULE F, PART I, LINE 3	AMOUNTS LISTED AS PROGRAM SERVICE EXPENDITURES ON SCHEDULE F, PART I, REPRESENT FUNDING TO ORGANIZATIONS PERFORMING CLEFT SURGERIES. THESE PAYMENTS ARE ESSENTIALLY GRANTS TO FOREIGN ORGANIZATIONS, AND SINCE THE ACTIVITY REPRESENTS SMILE TRAIN'S PRIMARY EXEMPT MISSION, FOR SCHEDULE F PURPOSES, IT IS BEING CODED AS PROGRAMMATIC ACTIVITY. THE GRANTS REPORTED AS HAVING BEEN MADE IN NORTH AMERICA, EUROPE, SOUTH ASIA, EAST ASIA, AND SOUTH AMERICA REPRESENT FUNDING TO OUR AFFILIATES TO ASSIST THOSE ORGANIZATIONS WITH THEIR OPERATING, FUNDRAISING AND PROGRAM EXPENSES. THESE GRANTS INCLUDE FUNDING FOR CLEFT SURGERIES.
Part IV	Smile Train Inc. holds one foreign investment in its endowment portfolio; to the extent that Smile Trains ownership interest in that investment eclipses the threshold for filing either the Form 926 or Form 5471, that filing is attached to the organizations Form 990-T. Smile Train files a Form 5713 to report those countries in which it provides much-needed cleft-palate surgeries to impacted individuals.

a	Mail solicitations	e	Solicitation of non-government grants
b	Internet and email solicitations	f	Solicitation of government grants
c	Phone solicitations	g	Special fundraising events
d	In-person solicitations

(i) Name and address of individual or entity (fundraiser)		(ii) Activity	(iii) Did fundraiser have custody or control of contributions?		(iv) Gross receipts from activity	(v) Amount paid to (or retained by) fundraiser listed in col. (i)	(vi) Amount paid to (or retained by) organization
			Yes	No
	Infocision Inc 325 Springside Drive Akron, OH44333	Consulting		No	345,833	372,058	-26,225
	Donor Services Group LLC 1200 Wilshire Blvd Suite 600 Los Angeles, CA90017	Consulting		No	83,180	227,938	-144,758
	Donorworx 8720 Georiga Ave Suite 1000 Silver Spring, MD20910	Consulting		No		2,744	-2,744
	GlobalFaces Direct Corp 30 Lesmill Road Unit 2 Tornoto, Ontario CAM3B 2T3	consulting		No	76,248	145,101	-68,853






Total . . . . . . . . . . . . . . . . . . . .					505,261	747,841	-242,580

(A) Name and Title		(B) Breakdown of W-2 and/or 1099-MISC compensation			(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)	(F) Compensation in column (B) reported as deferred on prior Form 990
(A) Name and Title		(i) Base compensation	(ii) Bonus & incentive compensation	(iii) Other reportable compensation	(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)
1Susannah Schaefer EXECUTIVE VICE CHAIR AND CEO	(i) (ii)	379,163 ------------- 0	75,000 ------------- 0	0 ------------- 0	16,050 ------------- 0	24,604 ------------- 0	494,817 ------------- 0	0 ------------- 0
2Beatriz Gonzalez VP, Finance	(i) (ii)	192,645 ------------- 0	15,000 ------------- 0	0 ------------- 0	12,018 ------------- 0	9,189 ------------- 0	228,852 ------------- 0	0 ------------- 0
3Dr Shell Xue SR VP & Regional Dir. N. Asia	(i) (ii)	266,120 ------------- 0	10,000 ------------- 0	164,974 ------------- 0	12,475 ------------- 0	1,557 ------------- 0	455,126 ------------- 0	0 ------------- 0
4Troy Reinhart Senior VP, Development	(i) (ii)	200,360 ------------- 0	15,000 ------------- 0	0 ------------- 0	11,400 ------------- 0	9,044 ------------- 0	235,804 ------------- 0	0 ------------- 0
5ERIN STIEBER Senior VP, Programs	(i) (ii)	178,216 ------------- 0	15,000 ------------- 0	0 ------------- 0	11,910 ------------- 0	28,348 ------------- 0	233,474 ------------- 0	0 ------------- 0
6William Horan Chief Operating Officer	(i) (ii)	219,194 ------------- 0	15,000 ------------- 0	0 ------------- 0	12,462 ------------- 0	16,987 ------------- 0	263,643 ------------- 0	0 ------------- 0
7Elyse Taub Senior VP, Dev. & Marketing	(i) (ii)	163,722 ------------- 0	15,000 ------------- 0	0 ------------- 0	10,800 ------------- 0	8,990 ------------- 0	198,512 ------------- 0	0 ------------- 0
8ASHLEY OCHS Secretary/General Counsel	(i) (ii)	170,085 ------------- 0	10,000 ------------- 0	0 ------------- 0	10,950 ------------- 0	14,447 ------------- 0	205,482 ------------- 0	0 ------------- 0