TY 2019 Form 990

- TIN:

Form990

Department of the TreasuryInternal Revenue Service

Return of Organization Exempt From Income Tax

Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)

Do not enter social security numbers on this form as it may be made public.

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

A For the 2019 calendar year, or tax year beginning 07-01-2019 , and ending 06-30-2020

BCheck if applicable: Address change Name change Initial return Final return/terminated Amended return Application pending

CName of organization
BAYLOR COLLEGE OF MEDICINE

% JAMIE BAILEY

Doing business as

Number and street (or P.O. box if mail is not delivered to street address)
ONE BAYLOR PLAZA BCM 200

Room/suite

City or town, state or province, country, and ZIP or foreign postal code
HOUSTON, TX770303498

D Employer identification number

74-1613878

E Telephone number

G Gross receipts $ 2,116,229,219

F Name and address of principal officer:
PAUL E KLOTMAN MD
ONE BAYLOR PLAZA BCM 200
HOUSTON,TX77030

Tax-exempt status: 501(c)(3) 501(c) ( ) LeftBullet

(insert no.) 4947(a)(1) or 527

Website:

www.bcm.edu

H(a)

Is this a group return for
subordinates? Yes No

H(b)

Are all subordinates
included?

Yes No

If "No," attach a list. (see instructions)

H(c)

Group exemption number MediumBullet

K Form of organization: Corporation Trust Association Other MediumBullet

L Year of formation: 1900

M State of legal domicile: TX

Part I

Summary

1	Briefly describe the organization’s mission or most significant activities: BAYLOR COLLEGE OF MEDICINE (BCM) IS COMMITTED TO ADVANCING HUMAN HEALTH THROUGH THE INTEGRATION OF PATIENT CARE, RESEARCH, EDUCATION, AND COMMUNITY SERVICES.
2	Check this box
3	Number of voting members of the governing body (Part VI, line 1a) ........	3	47
4	Number of independent voting members of the governing body (Part VI, line 1b) .....	4	47
5	Total number of individuals employed in calendar year 2019 (Part V, line 2a) ......	5	13,998
6	Total number of volunteers (estimate if necessary) .............	6	1,275
7a	Total unrelated business revenue from Part VIII, column (C), line 12 ........	7a	693,976
b	Net unrelated business taxable income from Form 990-T, line 39 .........	7b

		Prior Year	Current Year
8	Contributions and grants (Part VIII, line 1h) .........	553,747,805	567,697,118
9	Program service revenue (Part VIII, line 2g) .........	1,342,150,538	1,333,762,145
10	Investment income (Part VIII, column (A), lines 3, 4, and 7d ) ....	99,714,007	52,074,184
11	Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e)	26,436,670	78,000,017
12	Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)	2,022,049,020	2,031,533,464
13	Grants and similar amounts paid (Part IX, column (A), lines 1–3 )...	116,538,418	118,253,411
14	Benefits paid to or for members (Part IX, column (A), line 4).....	0	0
15	Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10)	1,311,537,472	1,405,242,246
16a	Professional fundraising fees (Part IX, column (A), line 11e) .....	0	0
b	Total fundraising expenses (Part IX, column (D), line 25) 7,353,233
17	Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e)....	604,531,793	576,982,791
18	Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25)	2,032,607,683	2,100,478,448
19	Revenue less expenses. Subtract line 18 from line 12.......	-10,558,663	-68,944,984
		Beginning of Current Year	End of Year
20	Total assets (Part X, line 16).............	2,545,949,116	2,481,643,841
21	Total liabilities (Part X, line 26).............	1,111,851,460	1,251,187,151
22	Net assets or fund balances. Subtract line 21 from line 20.....	1,434,097,656	1,230,456,690

Part II

Signature Block

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.

Sign Here

	Signature of officer	Date

	Type or print name and title

Paid Preparer Use Only

Print/Type preparer's name

Preparer's signature

Date

Check if
self-employed

PTIN

Firm's name MediumBullet

Firm's EIN MediumBullet

Firm's address MediumBullet

Phone no.

May the IRS discuss this return with the preparer shown above? (see instructions) ..........YesNo

For Paperwork Reduction Act Notice, see the separate instructions.

Cat. No. 11282Y Form 990 (2019)

Form 990 (2019)

Page 2

Part III

Statement of Program Service Accomplishments

Check if Schedule O contains a response or note to any line in this Part III..............

Briefly describe the organization’s mission: BAYLOR COLLEGE OF MEDICINE (BCM) IS COMMITTED TO ADVANCING HUMAN HEALTH THROUGH THE INTEGRATION OF PATIENT CARE, RESEARCH, EDUCATION, AND COMMUNITY SERVICES.

Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ..................... Yes No

If "Yes," describe these new services on Schedule O.

Did the organization cease conducting, or make significant changes in how it conducts, any program
services? ........................... Yes No

If "Yes," describe these changes on Schedule O.

Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.


4a	(Code: ) (Expenses $ 1,203,575,657 including grants of $ 96,675,959 ) (Revenue $ 1,292,326,050 )
	SERVICE - BCM AFFIRMS OUR COVENANT TO SERVE THE COMMUNITY. FOREMOST IS OUR COMMITMENT TO PATIENTS, BOTH IN OUR CLINICAL PRACTICE AND WITH AFFILIATED HOSPITALS. WE STRIVE TO IMPROVE PUBLIC HEALTH IN ALL OUR ENDEAVORS AND SERVE THE COMMUNITY IN ALL ASPECTS OF THIS PROCESS. BCM STUDENTS AND RESIDENTS SPEND MUCH OF THEIR EDUCATION AND TRAINING IN THE COLLEGE'S SEVEN PRIMARY CARE AFFILIATED TEACHING HOSPITALS WHERE BAYLOR FACULTY ALSO PROVIDES PATIENT CARE.

4b	(Code: ) (Expenses $ 590,582,785 including grants of $ 2,792,650 ) (Revenue $ 25,100,275 )
	RESEARCH - BCM RESEARCHERS AND PHYSICIANS ARE STUDYING A VARIETY OF MEDICAL TOPICS, INCLUDING CANCER CELL FUNCTION, FERTILITY, CHILD NUTRITION, INFLUENZA, HEART AND NEUROLOGICAL DISORDERS, AND OTHER BASIC AND CLINICAL RESEARCH.

4c	(Code: ) (Expenses $ 147,175,153 including grants of $ 18,784,802 ) (Revenue $ 24,366,918 )
	INSTRUCTION - BCM VALUES ACADEMIC PURSUITS AND WE COMMIT OUR EFFORTS TO THE SCHOLARLY PURSUIT OF KNOWLEDGE FOR OUR TRAINEES, OUR PATIENTS, AND OUR COMMUNITY. AS A MEDICAL SCHOOL, BCM'S PRIMARY GOAL IS TO EDUCATE MEDICAL SCHOOL STUDENTS AND TRAIN MEDICAL SCHOOL GRADUATES. BCM ALSO PLACES EMPHASIS ON THE EDUCATION OF MEDICAL RESEARCH AND ALLIED HEALTH PERSONNEL.

4d	Other program services (Describe in Schedule O.)
	(Expenses $ including grants of $ ) (Revenue $ )
4e	Total program service expenses1,941,333,595

Form 990 (2019)

Page 3

Part IV

Checklist of Required Schedules

Yes

Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule A Click to see attachment

.....................

Yes

Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment

...

Yes

Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part I Click to see attachment

.............

Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part II Click to see attachment

.........

Yes

Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, Part III Click to see attachment

Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part I Click to see attachment

.........................

Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II Click to see attachment

....

Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes,"
complete Schedule D, Part III Click to see attachment

..............

Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IV Click to see attachment

..............

Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi endowments? If "Yes," complete Schedule D, Part V Click to see attachment

......

Yes

If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.

Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete
Schedule D, Part VI. Click to see attachment

...................

11a

Yes

Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VII Click to see attachment

.......

11b

Yes

Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIII Click to see attachment

.......

11c

Yes

Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IX Click to see attachment

............

11d

Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part X Click to see attachment

11e

Yes

Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part X Click to see attachment

11f

Yes

12a

Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete
Schedule D, Parts XI and XII Click to see attachment

......................

12a

Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment

12b

Yes

Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E Click to see attachment

Yes

14a

Did the organization maintain an office, employees, or agents outside of the United States? .....

14a

Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV......... Click to see attachment

14b

Yes

Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV..... Click to see attachment

Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV... Click to see attachment

Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I(see instructions) .... Click to see attachment

Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment

Yes

Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III................... Click to see attachment

20a

Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....

20a

If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?

20b

Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II..... Click to see attachment

Yes

Form 990 (2019)

Page 4

Part IV

Checklist of Required Schedules (continued)

Yes

Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment

Yes

Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment

Yes

24a

Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a............... Click to see attachment

24a

Yes

Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...

24b

Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? ...............

24c

Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...

24d

25a

Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I ....

25a

Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I.......................

25b

Did the organization report any amount on Part X, line 5 or 22 for receivables from or payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part II...........

Did the organization provide a grant or other assistance to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or employee thereof, a grant selection committee member, or to a 35% controlled entity (including an employee thereof) or family member of any of these persons?

If "Yes," complete

Schedule L, Part III.........................

Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):

A current or former officer, director, trustee, key employee, creator or founder, or substantial contributor? If "Yes," complete Schedule L, Part IV......................

28a

A family member of any individual described in line 28a? If "Yes," complete Schedule L, Part IV.....

28b

A 35% controlled entity of one or more individuals and/or organizations described in lines 28a or 28b? If "Yes," complete Schedule L, Part IV.....................

28c

Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M.. Click to see attachment

Yes

Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M ................. Click to see attachment

Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I

Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II........................

Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I............ Click to see attachment

Yes

Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1......................... Click to see attachment

Yes

35a

Did the organization have a controlled entity within the meaning of section 512(b)(13)?

35a

Yes

If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ... Click to see attachment

35b

Yes

Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment

Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI Click to see attachment

Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............

Yes

Part V

Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V...........

Yes

Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable ..

3,558

Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .

Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................

Yes

Form 990 (2019)

Page 5

Part V

Statements Regarding Other IRS Filings and Tax Compliance (continued)

Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................

13,998

If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)

Yes

Did the organization have unrelated business gross income of $1,000 or more during the year?...

Yes

If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...

Yes

At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ..

Yes

If "Yes," enter the name of the foreign country: MediumBullet

AR , CJ , CO , MI , RO , UG
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).

Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ..

Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?

If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............

Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ...

If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ......................

Organizations that may receive deductible contributions under section 170(c).

Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? ....................

Yes

If "Yes," did the organization notify the donor of the value of the goods or services provided? .....

Yes

Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? .........................

If "Yes," indicate the number of Forms 8282 filed during the year ....

Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?

Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..

If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ......................

If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ..........................

Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? ........

Sponsoring organizations maintaining donor advised funds.

Did the sponsoring organization make any taxable distributions under section 4966?........

Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...

Section 501(c)(7) organizations. Enter:

Initiation fees and capital contributions included on Part VIII, line 12 ...

10a

Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities

10b

Section 501(c)(12) organizations. Enter:

Gross income from members or shareholders .........

11a

Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........

11b

12a

Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?

12a

If "Yes," enter the amount of tax-exempt interest received or accrued during the year.

12b

Section 501(c)(29) qualified nonprofit health insurance issuers.

Is the organization licensed to issue qualified health plans in more than one state? .........
Note. See the instructions for additional information the organization must report on Schedule O.

13a

Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....

13b

Enter the amount of reserves on hand ............

13c

14a

Did the organization receive any payments for indoor tanning services during the tax year?.....

14a

If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..

14b

Is the organization subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess parachute payment(s) during the year? ....................
If "Yes," see instructions and file Form 4720, Schedule N.

Yes

Is the organization an educational institution subject to the section 4968 excise tax on net investment income? ..
If "Yes," complete Form 4720, Schedule O.

Yes

Form 990 (2019)

Page 6

Part VI

Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.

Check if Schedule O contains a response or note to any line in this Part VI..............

Section A. Governing Body and Management

Yes

Enter the number of voting members of the governing body at the end of the tax year

If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.

Enter the number of voting members included in line 1a, above, who are independent

Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................

Yes

Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .

Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .

Did the organization become aware during the year of a significant diversion of the organization’s assets? .

Did the organization have members or stockholders? ................

Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................

Yes

Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................

Yes

Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:

The governing body? .......................

Yes

Each committee with authority to act on behalf of the governing body? ............

Yes

Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......

Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)

Yes

10a

Did the organization have local chapters, branches, or affiliates? ............

10a

If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?

10b

11a

Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................

11a

Yes

Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....

12a

Did the organization have a written conflict of interest policy? If "No," go to line 13.......

12a

Yes

Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................

12b

Yes

Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done...................

12c

Yes

Did the organization have a written whistleblower policy? ...............

Yes

Did the organization have a written document retention and destruction policy? .........

Yes

Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?

The organization’s CEO, Executive Director, or top management official ...........

15a

Yes

Other officers or key employees of the organization ................

15b

Yes

If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).

16a

Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................

16a

Yes

If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............

16b

Yes

Section C. Disclosure

List the states with which a copy of this Form 990 is required to be filed MediumBullet

Section 6104 requires an organization to make its Form 1023 (or 1024-A if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.

Own website Another's website Upon request Other (explain in Schedule O)

Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.

State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBullet

JAMIE BAILEYONE BAYLOR PLAZA BCM 200 HOUSTON,TX77030 (713) 798-7287

Form 990 (2019)

Page 7

Part VII

Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors

Check if Schedule O contains a response or note to any line in this Part VII..............

Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees

1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet

List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

List all of the organization’s current key employees, if any. See instructions for definition of "key employee."

List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

See instructions for the order in which to list the persons above.

Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.

(A) Name and title	(B) Average hours per week (list any hours for related organizations below dotted line)					(D) Reportable compensation from the organization (W-2/1099-MISC)	(E) Reportable compensation from related organizations (W-2/1099-MISC)	(F) Estimated amount of other compensation from the organization and related organizations
(A) Name and title
(1) PAUL E KLOTMAN MD...................................................................... PRESIDENT & CEO,Executive Dean	50.0 ................. 2.0	X				3,777,927	0	639,126
(2) Christopher Caldarone MD...................................................................... PROF/CHIEF, CONGENITAL HEART	50.0 ................. 0.0			X		2,240,122	0	39,315
(3) JOSEPH COSELLI MD...................................................................... PROF/CHIEF, CARDIO SURGERY	50.0 ................. 0.0			X		2,110,391	0	39,232
(4) Emmett D McKenzie MD...................................................................... Professor, Surgery	50.0 ................. 0.0			X		2,076,242	0	39,367
(5) Jeffrey A Morgan...................................................................... Professor	50.0 ................. 0.0			X		1,885,704	0	29,394
(6) JOHN GOSS...................................................................... PROF/CHIEF, ABDOMINAL TRANS.	50.0 ................. 0.0			X		1,825,953	0	39,315
(7) Todd K Rosengart MD...................................................................... Chair, Dept of Surgery	50.0 ................. 0.0		X			1,318,622	0	39,367
(8) Mark W Kline MD...................................................................... Chair, Dept of Pediatrics	50.0 ................. 0.0		X			1,259,479	0	39,289
(9) DANIEL YOSHOR...................................................................... Chair, Dept of Neurosurgery	50.0 ................. 0.0				X	1,256,681	0	40,515
(10) Michael A Belfort MD...................................................................... Chair, Dept of OBGYN	50.0 ................. 0.0		X			1,118,695	0	39,237
(11) JAMES T MCDEAVITT MD...................................................................... SVP & DEAN OF CLINICAL AFFAIRS	50.0 ................. 0.0	X				1,018,722	0	125,383
(12) Thomas M Wheeler MD...................................................................... FMR CHAIR, Dept of Pathology	50.0 ................. 0.0				X	980,918	0	39,439
(13) William D Walker...................................................................... VP - Chief Investment Officer	50.0 ................. 0.0		X			954,591	0	44,392
(14) THOMAS R HUNT III...................................................................... Chair, Dept of Orthopedic Surg	50.0 ................. 0.0				X	852,447	0	39,517
(15) Eric Rohren MD...................................................................... Chair, Dept of Radiology	50.0 ................. 0.0		X			843,569	0	39,669
(16) Timothy Stout MD...................................................................... Chair, Dept of Ophthalmology	50.0 ................. 0.0		X			826,664	0	40,729
(17) KIMBERLY COTNER DAVID...................................................................... SR VP & CHIEF BUSINESS OFFICER	50.0 ................. 3.0	X				721,242	0	103,744

Form 990 (2019)

Page 8

Part VII

Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)

(A) Name and title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)				(D) Reportable compensation from the organization (W-2/1099-MISC)	(E) Reportable compensation from related organizations (W-2/1099-MISC)	(F) Estimated amount of other compensation from the organization and related organizations
(A) Name and title
(18) MICHAEL COBURNMD FACS........................................................................ Chair, Dept of Urology	50.0 .......................0.0				X	762,920	0	39,647
(19) Brendan Lee MD PhD........................................................................ Chair,Dept of Molec/Human Gene	50.0 .......................0.0			X		658,703	0	39,757
(20) ALICIA MONROE MD........................................................................ SR VP PROVOST & DEAN OF ACAD	50.0 .......................0.0		X			587,566	0	92,738
(21) ROBERT F CORRIGAN JR........................................................................ SR VP & GENERAL COUNSEL, SECR.	50.0 .......................3.0		X			572,622	0	89,816
(22) PETER J HOTEZ MD PHD........................................................................ Dean-Nat. School of Trop. Med	50.0 .......................0.0			X		611,794	0	39,788
(23) JOE DOTY........................................................................ SR VP & CHIEF OPERATING OFFICE	50.0 .......................0.0		X			557,210	0	93,996
(24) Helen E Heslop MD........................................................................ DIR. FOR CENTER FOR CELL/GENE	50.0 .......................0.0			X		608,764	0	39,717
(25) JAMES P DIGAN........................................................................ SVP, INST ADV (UNTIL 6/20)	50.0 .......................0.0		X			602,322	0	43,695
(26) Wayne Goodman MD........................................................................ Chair, Dept of Psychiatry	50.0 .......................0.0			X		598,991	0	39,731
(27) Eli M Mizrahi MD........................................................................ Chair, Dept of Neurology	50.0 .......................0.0			X		563,294	0	39,194
(28) Hashem El-Serag MD........................................................................ Chair, Dept of Medicine	50.0 .......................0.0			X		555,393	0	39,787
(29) Ashok Balasubramanyam........................................................................ VP ACAD. INTEGR/SR ASSOC. DEAN	50.0 .......................0.0			X		498,564	0	84,130
(30) LORIE TABAK........................................................................ CHIEF OF STAFF	50.0 .......................0.0		X			465,910	0	84,146
(31) JULIE B NICKELL........................................................................ VP & CHIEF FINANCIAL OFFICER	50.0 .......................0.0		X			438,613	0	83,012
(32) Roger Zoorob MD........................................................................ Chair, Dept Fam/Community Med	50.0 .......................2.0			X		479,322	0	39,130
(33) Bert O'Malley........................................................................ Chancellor	50.0 .......................0.0			X		471,236	0	39,209
(34) Richard A Gibbs PhD........................................................................ Dir.of Human Genome Sequencing	50.0 .......................0.0			X		410,164	0	38,316
(35) Claire Bassett........................................................................ Chief Communications Officer	50.0 .......................1.0		X			354,814	0	71,017
(36) Jennifer G Christner........................................................................ Dean - School Of Medicine	50.0 .......................0.0			X		385,742	0	37,964
(37) ADAM KUSPA UNTIL 919........................................................................ SR VP & DEAN OF RESEARCH	50.0 .......................0.0		X			378,927	0	34,798
(38) Joseph Petrosino PhD........................................................................ CHAIR MOLECULAR VIROL & MICRO	50.0 .......................0.0				X	361,102	0	35,444
(39) Mary Dickinson PhD........................................................................ SR VP & DEAN OF RESEARCH	50.0 .......................0.0			X		352,204	0	36,786
(40) Maya S Suresh MD........................................................................ Chair, Dept of Anesthesiology	50.0 .......................0.0				X	302,984	0	31,320
(41) Carolyn Smith PhD........................................................................ Dean - Graduate School of Biom	50.0 .......................0.0			X		265,604	0	33,013
(42) Robert J Mclaughlin........................................................................ Dean - School of Health Profes	50.0 .......................0.0			X		240,885	0	32,369
(43) BARBARA B ALLBRITTON........................................................................ TRUSTEE	1.0 .......................0.0	X				0	0	0
(44) JOHN F ANDERSON MD........................................................................ TRUSTEE	2.0 .......................0.0	X				0	0	0
(45) DAVID C BALDWIN........................................................................ TRUSTEE/CHAIR	5.0 .......................2.0	X	X			0	0	0
(46) J MURRY BOWDEN........................................................................ TRUSTEE	3.0 .......................0.0	X				0	0	0
(47) GREGORY D BRENNEMAN........................................................................ TRUSTEE/VICE CHAIR	5.0 .......................0.0	X	X			0	0	0
(48) ROBERT L BREWTON........................................................................ TRUSTEE	5.0 .......................0.0	X				0	0	0
(49) PASTOR KH CALDWELL........................................................................ TRUSTEE (UNTIL 9/19)	2.0 .......................0.0	X				0	0	0
(50) JAMES Y CHAO........................................................................ TRUSTEE (UNTIL 10/19)	2.0 .......................0.0	X				0	0	0
(51) SHAUNA J CLARK........................................................................ TRUSTEE	2.0 .......................0.0	X				0	0	0
(52) DAVID R DOMINY........................................................................ TRUSTEE	2.5 .......................0.0	X				0	0	0
(53) RALPH EADS III........................................................................ TRUSTEE	1.0 .......................0.0	X				0	0	0
(54) JACK FIELDS........................................................................ TRUSTEE	10.0 .......................0.0	X				0	0	0
(55) JAMES C FLORES........................................................................ TRUSTEE	1.0 .......................0.0	X				0	0	0
(56) SARAH FOSHEE MD........................................................................ TRUSTEE	5.0 .......................0.0	X				0	0	0
(57) PAUL L FOSTER........................................................................ TRUSTEE	3.0 .......................0.0	X				0	0	0
(58) Vijay Goradia........................................................................ Trustee (As of 9/19)	2.0 .......................0.0	X				0	0	0
(59) MELANIE GRAY........................................................................ TRUSTEE	5.0 .......................2.0	X				0	0	0
(60) JAMES T HACKETT........................................................................ TRUSTEE	1.0 .......................0.0	X				0	0	0
(61) LARRY P HEARD........................................................................ TRUSTEE/VICE CHAIR & SEC.	2.0 .......................0.0	X	X			0	0	0
(62) PAUL W HOBBY........................................................................ TRUSTEE	2.0 .......................0.0	X				0	0	0
(63) JOHN R HUFF........................................................................ TRUSTEE	8.0 .......................0.0	X				0	0	0
(64) ELISE ELKINS JOSEPH........................................................................ TRUSTEE	2.0 .......................0.0	X				0	0	0
(65) C BERDON LAWRENCE........................................................................ TRUSTEE	2.0 .......................0.0	X				0	0	0
(66) T DOUGLAS LAWSON PHD........................................................................ TRUSTEE	1.0 .......................0.0	X				0	0	0
(67) LINDA A LIVINGSTONE PHD........................................................................ TRUSTEE	2.0 .......................0.0	X				0	0	0
(68) FRED R LUMMIS........................................................................ TRUSTEE	2.0 .......................2.0	X				0	0	0
(69) Gina A Luna........................................................................ Trustee (As of 7/19)	2.0 .......................0.0	X				0	0	0
(70) MICHAEL G MACDOUGALL........................................................................ TRUSTEE	1.0 .......................0.0	X				0	0	0
(71) MARK A MCCOLLUM........................................................................ TRUSTEE	2.0 .......................0.0	X				0	0	0
(72) Brooks H McGee........................................................................ Trustee (As of 6/20)	2.0 .......................0.0	X				0	0	0
(73) WILLIAM E MEARSE........................................................................ TRUSTEE/VICE CHAIR	2.0 .......................0.0	X	X			0	0	0
(74) TRINIDAD MENDENHALL........................................................................ TRUSTEE	2.0 .......................0.0	X				0	0	0
(75) RICHARD W MITHOFF........................................................................ TRUSTEE (UNTIL 9/19)	2.0 .......................0.0	X				0	0	0
(76) IRA M MITZNER........................................................................ TRUSTEE	1.0 .......................0.0	X				0	0	0
(77) ERIC MULLINS........................................................................ TRUSTEE	2.0 .......................0.0	X				0	0	0
(78) John L Nau III........................................................................ TRUSTEE	1.0 .......................0.0	X				0	0	0
(79) Todd A Reppert........................................................................ TRUSTEE	2.0 .......................0.0	X				0	0	0
(80) CORBIN J ROBERTSON JR........................................................................ TRUSTEE	2.0 .......................0.0	X				0	0	0
(81) LEE H ROSENTHAL........................................................................ TRUSTEE	5.0 .......................0.0	X				0	0	0
(82) ALI A SABERIOON........................................................................ TRUSTEE	2.0 .......................0.0	X				0	0	0
(83) AR TONY SANCHEZ JR........................................................................ TRUSTEE	1.0 .......................0.0	X				0	0	0
(84) CHRISTOPHER B SAROFIM........................................................................ Trustee (AS OF 5/20)	1.0 .......................0.0	X				0	0	0
(85) MARC J SHAPIRO........................................................................ TRUSTEE	10.0 .......................2.0	X				0	0	0
(86) GAIL W STEWART........................................................................ Trustee (as of 6/20)	5.0 .......................0.0	X				0	0	0
(87) HENRY JN TAUB II........................................................................ TRUSTEE	1.0 .......................0.0	X				0	0	0
(88) KIRK TOWNSEND........................................................................ TRUSTEE	2.0 .......................2.0	X				0	0	0
(89) ROBERT J UNDERBRINK........................................................................ TRUSTEE	3.0 .......................0.0	X				0	0	0
(90) CHRISTOPHER D WALLIS........................................................................ TRUSTEE	3.0 .......................0.0	X				0	0	0
(91) CHUCK WATSON........................................................................ TRUSTEE	8.0 .......................0.0	X				0	0	0
(92) CHARLES A WILLIAMS........................................................................ TRUSTEE	1.0 .......................0.0	X				0	0	0

1b	Sub-Total................
c	Total from continuation sheets to Part VII, Section A....
d	Total (add lines 1b and 1c)...........	30,029,870	0	1,896,184

Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet

3,122

Yes

Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............

Yes

For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
individual...........................

Yes

Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........

Section B. Independent Contractors

Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.

(A) Name and business address	(B) Description of services	(C) Compensation
NORTH HOUSTON HOSPITALISTS PA, 1111 MEDICAL PLAZA DR SUITE 250 The Woodlands,TX77380	HOSPTL PHYS STAFFING	5,152,819
LARKIN STROH ASSOCIATES PLLC, 6750 WEST LOOP SOUTH STE 950 BELLAIRE,TX77401	HOSPTL PHYS STAFFING	3,687,449
PRICEWATERHOUSECOOPERS LLP, PO 952282 Dallas,TX753952282	Consulting	2,917,102
MEDICAL AR MANAGEMENT SERVICES, 2537 S GESSENER STE 200 HOUSTON,TX77063	MEDICAL MGMT SVCS	2,851,879
NORTON ROSE FULBRIGHT US LLP, 1301 MCKINNEY SUITE 5100 HOUSTON,TX77010	LEGAL SERVICES	2,448,467
2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization 49

Form 990 (2019)

Page 9

Part VIII

Statement of Revenue

Check if Schedule O contains a response or note to any line in this Part VIII.............

(A)
Total revenue

(B)
Related or
exempt
function
revenue

(D)
Revenue
excluded from
tax under sections
512 - 514

1a	Federated campaigns..		1a
b	Membership dues..		1b
c	Fundraising events..		1c	979,248
d	Related organizations		1d	992,361
e	Government grants (contributions)		1e	452,124,800

f	All other contributions, gifts, grants, and similar amounts not included above		1f	113,600,709

g	Noncash contributions included in lines 1a - 1f:$		1g	2,476,365

h Total. Add lines 1a-1f.......		567,697,118

		Business Code
2a	PATIENT CARE	621110	292,561,573	292,561,573	0	0
b	AFFILIATE AGREEMENT REVEN	900099	1,018,273,508	1,018,273,508	0	0
c	TUITION AND FEES	900099	24,081,660	24,081,660	0	0
d	RESEARCH SERVICES	621511	7,338,077	7,338,077	0	0
e	CLINICAL TRIALS	561499	18,190,755	18,190,755	0	0
f	All other program service revenue.		-26,683,428	-26,683,428	0	0
g	Total. Add lines 2a–2f .....		1,333,762,145

3 Investment income (including dividends, interest, and othersimilar amounts) ......			15,251,502		-255,916	15,507,418
4 Income from investment of tax-exempt bond proceeds			0
5 Royalties...........			64,179,582			64,179,582
		(ii) Personal	(i) Real
6a	Gross rents		1,569,866	6a
b	Less: rental expenses			6b
c	Rental income or (loss)	0	1,569,866	6c
d	Net rental income or (loss).......			1,569,866		3,885	1,565,981
		(ii) Other	(i) Securities
7a	Gross amount from sales of assets other than inventory	716,120	120,507,343	7a
b	Less: cost or other basis and sales expenses	655,029	83,745,752	7b
c	Gain or (loss)	61,091	36,761,591	7c
d	Net gain or (loss).........			36,822,682		829,148	35,993,534
8a	Gross income from fundraising events (not including $ 979,248of contributions reported on line 1c). See Part IV, line 18 ....
			8a	100,000
b	Less: direct expenses ...		8b	294,974
c	Net income or (loss) from fundraising events..			-194,974			-194,974
9a	Gross income from gaming activities. See Part IV, line 19 ...
			9a	0
b	Less: direct expenses ...		9b	0
c	Net income or (loss) from gaming activities..			0
10a	Gross sales of inventory, less returns and allowances ..
			10a	0
b	Less: cost of goods sold ..		10b	0
c	Net income or (loss) from sales of inventory..			0
Business Code			Miscellaneous Revenue
11a	EMPLOYEE PARKING INCOME		531120	4,297,586	0	0	4,297,586
b	VENDOR/CREDIT REBATES		900099	899,872	899,872	0	0
c	AESTHETICS		900099	111,345	0	111,345	0
d	All other revenue ....			7,136,740	7,131,226	5,514
e	Total. Add lines 11a–11d ......			12,445,543
12	Total revenue. See instructions.....			2,031,533,464	1,341,793,243	693,976	121,349,127

Form 990 (2019)

Page 10

Part IX

Statement of Functional Expenses

Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX..............

Do not include amounts reported on lines 6b, 7b, 8b, 9b, and 10b of Part VIII.		(A) Total expenses	(B) Program service expenses	(C) Management and general expenses	(D) Fundraising expenses

1	Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 ....	3,771,931	3,771,931
2	Grants and other assistance to domestic individuals. See Part IV, line 22 ...........	114,481,480	114,481,480
3	Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. .............	0	0
4	Benefits paid to or for members .......	0	0
5	Compensation of current officers, directors, trustees, and key employees ...........	23,307,583	15,302,966	8,004,617	0
6	Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .........	0	0	0	0
7	Other salaries and wages........	1,143,180,334	1,113,006,848	26,683,455	3,490,031
8	Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) ....	75,137,053	72,681,948	2,230,673	224,432
9	Other employee benefits .......	91,067,439	86,877,488	3,785,993	403,958
10	Payroll taxes ...........	72,549,837	70,179,269	2,153,864	216,704
11	Fees for services (non-employees):
a	Management ......	0	0	0	0
b	Legal .........	11,408,644	4,425,315	6,983,329	0
c	Accounting ...........	38,791	0	38,791	0
d	Lobbying ...........	1,084,173	1,084,173	0	0
e	Professional fundraising services. See Part IV, line 17	0			0
f	Investment management fees ......	8,394,231	0	8,394,231	0
g	Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O)	222,821,314	185,858,505	34,728,803	2,234,006
12	Advertising and promotion ....	82,001	82,001	0	0
13	Office expenses .......	9,243,037	6,345,817	2,671,322	225,898
14	Information technology ......	15,328,020	8,425,823	6,758,710	143,487
15	Royalties ..	0	0	0	0
16	Occupancy ...........	46,804,663	27,810,162	18,935,383	59,118
17	Travel ............	7,670,870	7,288,962	267,100	114,808
18	Payments of travel or entertainment expenses for any federal, state, or local public officials .	0	0	0	0
19	Conferences, conventions, and meetings ....	2,148,917	2,109,798	31,590	7,529
20	Interest ...........	27,057,442	27,057,442	0	0
21	Payments to affiliates .......	0	0	0	0
22	Depreciation, depletion, and amortization ..	56,559,256	56,559,256	0	0
23	Insurance ...	33,057,022	12,899,660	20,157,349	13
24	Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a	SUPPLIES	116,371,353	112,761,946	3,587,131	22,276
b	MISC FEES	7,417,596	4,244,329	3,088,031	85,236
c	MEMBERSHIP DUES	4,788,702	4,204,734	573,739	10,229
d	UBI TAXES	40,826	0	40,826	0
e	All other expenses	6,665,933	3,873,742	2,676,683	115,508
25	Total functional expenses. Add lines 1 through 24e	2,100,478,448	1,941,333,595	151,791,620	7,353,233
26	Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here if following SOP 98-2 (ASC 958-720).	0

Form 990 (2019)

Page 11

Part X

Balance Sheet

Check if Schedule O contains a response or note to any line in this Part IX..............

				(A) Beginning of year		(B) End of year

1	Cash–non-interest-bearing ........			16,376,729	1	9,858,561
2	Savings and temporary cash investments .........			93,449,524	2	60,458,108
3	Pledges and grants receivable, net ......			156,278,781	3	131,986,952
4	Accounts receivable, net .............			166,917,473	4	201,535,498
5	Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
				0	5	0
6	Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
				0	6	0
7	Notes and loans receivable, net ...........			0	7	0
8	Inventories for sale or use ............			4,119,633	8	5,210,357
9	Prepaid expenses and deferred charges ......			8,304,485	9	9,216,689
10a	Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D	10a	1,436,817,623
b	Less: accumulated depreciation	10b	924,916,205	405,088,012	10c	511,901,418
11	Investments—publicly traded securities .			925,068,592	11	806,545,954
12	Investments—other securities. See Part IV, line 11 .....			377,749,180	12	393,807,428
13	Investments—program-related. See Part IV, line 11 ..			392,571,644	13	351,111,467
14	Intangible assets ...............			0	14	0
15	Other assets. See Part IV, line 11 ...........			25,063	15	11,409
16	Total assets. Add lines 1 through 15 (must equal line 33)...			2,545,949,116	16	2,481,643,841

17	Accounts payable and accrued expenses .....	246,708,261	17	246,710,361
18	Grants payable ...	113,041,935	18	104,154,617
19	Deferred revenue .........	9,153,361	19	9,748,699
20	Tax-exempt bond liabilities .........	490,128,384	20	477,573,899
21	Escrow or custodial account liability. Complete Part IV of Schedule D	0	21	0
22	Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
		0	22	0
23	Secured mortgages and notes payable to unrelated third parties ..	135,121,000	23	154,121,000
24	Unsecured notes and loans payable to unrelated third parties ..	5,840,948	24	3,651,163
25	Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D	111,857,571	25	255,227,412
26	Total liabilities. Add lines 17 through 25..	1,111,851,460	26	1,251,187,151

	Organizations that follow FASB ASC 958, check here and complete lines 27, 28, 32, and 33.
27	Net assets without donor restrictions ..........	492,100,974	27	418,039,103
28	Net assets with donor restrictions ...........	941,996,682	28	812,417,587
	Organizations that do not follow FASB ASC 958, check here and complete lines 29 through 33.
29	Capital stock or trust principal, or current funds .....		29
30	Paid-in or capital surplus, or land, building or equipment fund ...		30
31	Retained earnings, endowment, accumulated income, or other funds		31
32	Total net assets or fund balances ...........	1,434,097,656	32	1,230,456,690
33	Total liabilities and net assets/fund balances ........	2,545,949,116	33	2,481,643,841

Form 990 (2019)

Page 12

Part XI

Reconcilliation of Net Assets

Check if Schedule O contains a response or note to any line in this Part XI..............

Total revenue (must equal Part VIII, column (A), line 12) ............

2,031,533,464

Total expenses (must equal Part IX, column (A), line 25) ............

2,100,478,448

Revenue less expenses. Subtract line 2 from line 1 ..............

-68,944,984

Net assets or fund balances at beginning of year (must equal Part X, line 32, column (A)) ..

1,434,097,656

Net unrealized gains (losses) on investments ...............

-134,695,982

Donated services and use of facilities .................

Investment expenses .....................

Prior period adjustments .....................

Other changes in net assets or fund balances (explain in Schedule O) ........

Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 32, column (B))

1,230,456,690

Part XII

Financial Statements and Reporting

Check if Schedule O contains a response or note to any line in this Part XII.............

Yes

Accounting method used to prepare the Form 990: Cash Accrual Other
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.

Were the organization’s financial statements compiled or reviewed by an independent accountant?

If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:

Separate basis Consolidated basis Both consolidated and separate basis

Were the organization’s financial statements audited by an independent accountant?

Yes

If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:

Separate basis Consolidated basis Both consolidated and separate basis

If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?

Yes

If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.

As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?

Yes

If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.

Yes

Form 990 (2019)

Additional Data

Software ID:
Software Version:

Form 990, Special Condition Description:

Special Condition Description

- TIN:

SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service

Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow

Attach to Form 990 or Form 990-EZ.
right arrow

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization

BAYLOR COLLEGE OF MEDICINE

Employer identification number

74-1613878

Part I

Reason for Public Charity Status (All organizations must complete this part.) See instructions.

The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)

A church, convention of churches, or association of churches described in section 170(b)(1)(A)(i).

A school described in section 170(b)(1)(A)(ii). (Attach Schedule E (Form 990 or 990-EZ).)

A hospital or a cooperative hospital service organization described in section 170(b)(1)(A)(iii).

A medical research organization operated in conjunction with a hospital described in section 170(b)(1)(A)(iii). Enter the hospital's name, city, and state:

An organization operated for the benefit of a college or university owned or operated by a governmental unit described in section 170(b)(1)(A)(iv). (Complete Part II.)

A federal, state, or local government or governmental unit described in section 170(b)(1)(A)(v).

An organization that normally receives a substantial part of its support from a governmental unit or from the general public described in section 170(b)(1)(A)(vi). (Complete Part II.)

A community trust described in section 170(b)(1)(A)(vi). (Complete Part II.)

An agricultural research organization described in 170(b)(1)(A)(ix) operated in conjunction with a land-grant college or university or a non-land grant college of agriculture. See instructions. Enter the name, city, and state of the college or university:

An organization that normally receives: (1) more than 331/3% of its support from contributions, membership fees, and gross receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)

An organization organized and operated exclusively to test for public safety. See section 509(a)(4).

An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509(a)(3). Check the box in lines 12a through 12d that describes the type of supporting organization and complete lines 12e, 12f, and 12g.

Type I. A supporting organization operated, supervised, or controlled by its supported organization(s), typically by giving the supported organization(s) the power to regularly appoint or elect a majority of the directors or trustees of the supporting organization. You must complete Part IV, Sections A and B.

Type II. A supporting organization supervised or controlled in connection with its supported organization(s), by having control or management of the supporting organization vested in the same persons that control or manage the supported organization(s). You must complete Part IV, Sections A and C.

Type III functionally integrated. A supporting organization operated in connection with, and functionally integrated with, its supported organization(s) (see instructions). You must complete Part IV, Sections A, D, and E.

Type III non-functionally integrated. A supporting organization operated in connection with its supported organization(s) that is not functionally integrated. The organization generally must satisfy a distribution requirement and an attentiveness requirement (see instructions). You must complete Part IV, Sections A and D, and Part V.

Check this box if the organization received a written determination from the IRS that it is a Type I, Type II, Type III functionally integrated, or Type III non-functionally integrated supporting organization.

Enter the number of supported organizations ...............................

Provide the following information about the supported organization(s).

(i) Name of supported organization	(ii) EIN	(iv) Is the organization listed in your governing document?		(v) Amount of monetary support (see instructions)	(vi) Amount of other support (see instructions)
(i) Name of supported organization	(ii) EIN	Yes	No	(v) Amount of monetary support (see instructions)	(vi) Amount of other support (see instructions)


Total

For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.

Cat. No. 11285F

Schedule A (Form 990 or 990-EZ) 2019

Page 2

Part II

Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization failed to qualify under the tests listed below, please complete Part III.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") ..
2	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....
3	The value of services or facilities furnished by a governmental unit to the organization without charge..
4	Total. Add lines 1 through 3
5	The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..
6	Public support. Subtract line 5 from line 4.

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
7	Amounts from line 4..
8	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...
9	Net income from unrelated business activities, whether or not the business is regularly carried on..
10	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.)..
11	Total support. Add lines 7 through 10

Gross receipts from related activities, etc. (see instructions) ..................

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................ right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2019 (line 6, column (f) divided by line 11, column (f)) .........

Public support percentage for 2018 Schedule A, Part II, line 14 ...............

16a

33 1/3% support test—2019. If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization ....................... right arrow

33 1/3% support test—2018. If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization ..................... right arrow

17a

10%-facts-and-circumstances test—2019. If the organization did not check a box on line 13, 16a, or 16b, and line 14
is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain
in Part VI how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported
organization ..................................................... right arrow

10%-facts-and-circumstances test—2018. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line
15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here.
Explain in Part VI how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly
supported organization ................................................ right arrow

Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow

Schedule A (Form 990 or 990-EZ) 2019

Page 3

Part III

Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .
2	Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose
3	Gross receipts from activities that are not an unrelated trade or business under section 513 .....
4	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...
5	The value of services or facilities furnished by a governmental unit to the organization without charge
6	Total. Add lines 1 through 5
7a	Amounts included on lines 1, 2, and 3 received from disqualified persons
b	Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.
c	Add lines 7a and 7b..
8	Public support. (Subtract line 7c from line 6.)

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
9	Amounts from line 6...
10a	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
b	Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.
c	Add lines 10a and 10b.
11	Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.
12	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..
13	Total support. (Add lines 9, 10c, 11, and 12.)..

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization,
check this box and stop here............................................. right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2019 (line 8, column (f) divided by line 13, column (f)) .........

Public support percentage from 2018 Schedule A, Part III, line 15 ...............

Section D. Computation of Investment Income Percentage

Investment income percentage for 2019 (line 10c, column (f) divided by line 13, column (f)) ......

Investment income percentage from 2018 Schedule A, Part III, line 17 .............

19a

331/3% support tests—2019. If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ....... right arrow

33 1/3% support tests—2018. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization .... right arrow

Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions .... right arrow

Schedule A (Form 990 or 990-EZ) 2019

Page 4

Part IV

Supporting Organizations

(Complete only if you checked a box on line 12 of Part I. If you checked 12a of Part I, complete Sections A and B. If you checked 12b of Part I, complete Sections A and C. If you checked 12c of Part I, complete Sections A, D, and E. If you checked 12d of Part I, complete Sections A and D, and complete Part V.)

Section A. All Supporting Organizations

Yes

Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.

Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).

Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer (b) and (c) below.

Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.

Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.

Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked 12a or 12b in Part I, answer (b) and (c) below.

Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.

Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.

Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer (b) and (c) below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).

Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?

Substitutions only. Was the substitution the result of an event beyond the organization's control?

Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.

Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ) .

Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ).

Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.

Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.

Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.

10a

Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.

10a

Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).

10b

Schedule A (Form 990 or 990-EZ) 2019

Page 5

Part IV

Supporting Organizations (continued)

Yes

Has the organization accepted a gift or contribution from any of the following persons?

A person who directly or indirectly controls, either alone or together with persons described in (b) and (c) below, the governing body of a supported organization?

11a

A family member of a person described in (a) above?

11b

A 35% controlled entity of a person described in (a) or (b) above? If “Yes” to a, b, or c, provide detail in Part VI.

11c

Section B. Type I Supporting Organizations

Yes

Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.

Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.

Section C. Type II Supporting Organizations

Yes

Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).

Section D. All Type III Supporting Organizations

Yes

Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?

Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).

By reason of the relationship described in (2), did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.

Section E. Type III Functionally-Integrated Supporting Organizations

Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):

The organization satisfied the Activities Test. Complete line 2 below.

The organization is the parent of each of its supported organizations. Complete line 3 below.

The organization supported a governmental entity. Describe in Part VI how you supported a government entity (see instructions)

Activities Test. Answer (a) and (b) below.

Yes

Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.

Did the activities described in (a) constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.

Parent of Supported Organizations. Answer (a) and (b) below.

Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations? Provide details in Part VI.

Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.

Schedule A (Form 990 or 990-EZ) 2019

Page 6

Part V

Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations

Check here if the organization satisfied the Integral Part Test as a qualifying trust on Nov. 20, 1970 (explain in Part VI). See instructions. All other Type III non-functionally integrated supporting organizations must complete Sections A through E.

	Section A - Adjusted Net Income		(A) Prior Year	(B) Current Year (optional)
1	Net short-term capital gain	1
2	Recoveries of prior-year distributions	2
3	Other gross income (see instructions)	3
4	Add lines 1 through 3	4
5	Depreciation and depletion	5
6	Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions)	6
7	Other expenses (see instructions)	7
8	Adjusted Net Income (subtract lines 5, 6 and 7 from line 4)	8

	Section B - Minimum Asset Amount		(A) Prior Year	(B) Current Year (optional)
1	Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year):	1
a	Average monthly value of securities	1a
b	Average monthly cash balances	1b
c	Fair market value of other non-exempt-use assets	1c
d	Total (add lines 1a, 1b, and 1c)	1d
e	Discount claimed for blockage or other factors (explain in detail in Part VI):
2	Acquisition indebtedness applicable to non-exempt use assets	2
3	Subtract line 2 from line 1d	3
4	Cash deemed held for exempt use. Enter 1-1/2% of line 3 (for greater amount, see instructions).	4
5	Net value of non-exempt-use assets (subtract line 4 from line 3)	5
6	Multiply line 5 by .035	6
7	Recoveries of prior-year distributions	7
8	Minimum Asset Amount (add line 7 to line 6)	8

	Section C - Distributable Amount		Current Year
1	Adjusted net income for prior year (from Section A, line 8, Column A)	1
2	Enter 85% of line 1	2
3	Minimum asset amount for prior year (from Section B, line 8, Column A)	3
4	Enter greater of line 2 or line 3	4
5	Income tax imposed in prior year	5
6	Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions)	6

Check here if the current year is the organization's first as a non-functionally-integrated Type III supporting organization (see instructions)

Schedule A (Form 990 or 990-EZ) 2019

Page 7

Part V

Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations(continued)

Section D - Distributions		Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in excess of income from activity
3 Administrative expenses paid to accomplish exempt purposes of supported organizations
4 Amounts paid to acquire exempt-use assets
5 Qualified set-aside amounts (prior IRS approval required)
6 Other distributions (describe in Part VI). See instructions
7Total annual distributions. Add lines 1 through 6.
8 Distributions to attentive supported organizations to which the organization is responsive (provide details in Part VI). See instructions
9 Distributable amount for 2019 from Section C, line 6
10 Line 8 amount divided by Line 9 amount

Section E - Distribution Allocations (see instructions)		(i) Excess Distributions	(ii) Underdistributions Pre-2019	(iii) Distributable Amount for 2019
1 Distributable amount for 2019 from Section C, line 6
2 Underdistributions, if any, for years prior to 2019 (reasonable cause required-- explain in Part VI). See instructions.
3 Excess distributions carryover, if any, to 2019:
a From 2014.......
b From 2015.......
c From 2016.......
d From 2017.......
e From 2018.......
fTotal of lines 3a through e
g Applied to underdistributions of prior years
h Applied to 2019 distributable amount
i Carryover from 2014 not applied (see instructions)
j Remainder. Subtract lines 3g, 3h, and 3i from 3f.
4Distributions for 2019 from Section D, line 7:
$
a Applied to underdistributions of prior years
b Applied to 2019 distributable amount
c Remainder. Subtract lines 4a and 4b from 4.
5 Remaining underdistributions for years prior to 2019, if any. Subtract lines 3g and 4a from line 2. If the amount is greater than zero, explain in Part VI. See instructions.
6 Remaining underdistributions for 2019. Subtract lines 3h and 4b from line 1. If the amount is greater than zero, explain in Part VI. See instructions.
7 Excess distributions carryover to 2020. Add lines 3j and 4c.
8 Breakdown of line 7:
a Excess from 2015.....
b Excess from 2016.....
c Excess from 2017.....
d Excess from 2018.....
e Excess from 2019.....

Schedule A (Form 990 or 990-EZ) (2019)

Schedule A (Form 990 or 990-EZ) 2019

Page 8

Part VI

Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).

Facts And Circumstances Test

Return Reference	Explanation

Schedule A (Form 990 or 990-EZ) 2019

Additional Data

Software ID:
Software Version:

- TIN:

Schedule B
(Form 990, 990-EZ,
or 990-PF)

Department of the Treasury
Internal Revenue Service

Schedule of Contributors

Attach to Form 990, 990-EZ, or 990-PF.

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2019

Name of the organization

BAYLOR COLLEGE OF MEDICINE

Employer identification number

74-1613878

Organization type (check one):

Filers of:

Section:

Form 990 or 990-EZ

501(c)( ) (enter number) organization

4947(a)(1) nonexempt charitable trust not treated as a private foundation

527 political organization

Form 990-PF

501(c)(3) exempt private foundation

4947(a)(1) nonexempt charitable trust treated as a private foundation

501(c)(3) taxable private foundation

Check if your organization is covered by the General Rule or a Special Rule.
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.

General Rule

For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, contributions totaling $5,000 or more (in money or other property) from any one contributor. Complete Parts I and II. See instructions for determining a contributor's total contributions.

Special Rules

For an organization described in section 501(c)(3) filing Form 990 or 990-EZ that met the 33¹/3% support test of the regulations
under sections 509(a)(1) and 170(b)(1)(A)(vi), that checked Schedule A (Form 990 or 990-EZ), Part II, line 13, 16a, or 16b, and that received from any one contributor, during the year, total contributions of the greater of (1) $5,000 or (2) 2% of the amount on (i) Form 990, Part VIII, line 1h, or (ii) Form 990-EZ, line 1. Complete Parts I and II.

For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor,
during the year, total contributions of more than $1,000 exclusively for religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals. Complete Parts I, II, and III.

For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor,
during the year, contributions exclusively for religious, charitable, etc., purposes, but no such contributions totaled more than $1,000. If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc., purpose. Don't complete any of the parts unless the General Rule applies to this organization because it received nonexclusively religious, charitable, etc., contributions totaling $5,000 or more during the year ......... Arrow Bullet

Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).

For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.

Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2019)

Schedule B (Form 990, 990-EZ, or 990-PF) (2019) Page 2

Name of organization BAYLOR COLLEGE OF MEDICINE

Part I Contributors	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
RESTRICTED	,	$ RESTRICTED	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Page 3

Name of organization BAYLOR COLLEGE OF MEDICINE		Employer identification number 74-1613878

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Page 4


Name of organization BAYLOR COLLEGE OF MEDICINE			Employer identification number 74-1613878
Part III Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) $ Use duplicate copies of Part III if additional space is needed.

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet

Complete if the organization is described below. SchCMd Bullet

Attach to Form 990 or Form 990-EZ.
SchCMd Bullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet

Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet

Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet

Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet

Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet

Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet

Section 501(c)(4), (5), or (6) organizations: Complete Part III.

Name of the organization

BAYLOR COLLEGE OF MEDICINE

Employer identification number

74-1613878

Part I-A

Complete if the organization is exempt under section 501(c) or is a section 527 organization.

Provide a description of the organization’s direct and indirect political campaign activities in Part IV (see instructions for definition of “political campaign activities")

Political campaign activity expenditures (see instructions) .................................................................... SchCMd Bullet

Volunteer hours for political campaign activities (see instructions) ..................................................................

Part I-B

Complete if the organization is exempt under section 501(c)(3).

Enter the amount of any excise tax incurred by the organization under section 4955 ................................ SchCMd Bullet

Enter the amount of any excise tax incurred by organization managers under section 4955 ....................... SchCMd Bullet

If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................

Yes No

Was a correction made? ......................................................................................................................

Yes No

If "Yes," describe in Part IV.

Part I-C

Complete if the organization is exempt under section 501(c), except section 501(c)(3).

Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet

Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................ SchCMd Bullet

Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b........... SchCMd Bullet

Did the filing organization file Form 1120-POL for this year? ...................................................................

Yes No

Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.

(a) Name	(b) Address	(c) EIN	(d) Amount paid from filing organization's funds. If none, enter -0-.	(e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6

For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.

Cat. No. 50084S

Schedule C (Form 990 or 990-EZ) 2019

Page 2

Part II-A

Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).

A Check SchCMd Bullet

if the filing organization belongs to an affiliated group (and list in Part IV each affiliated group member's name, address, EIN, expenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet

if the filing organization checked box A and "limited control" provisions apply.

Limits on Lobbying Expenditures (The term "expenditures" means amounts paid or incurred.)		(b) Affiliated group totals
1a	Total lobbying expenditures to influence public opinion (grass roots lobbying) ......................
b	Total lobbying expenditures to influence a legislative body (direct lobbying) ........................
c	Total lobbying expenditures (add lines 1a and 1b) ............................................................
d	Other exempt purpose expenditures ...............................................................................
e	Total exempt purpose expenditures (add lines 1c and 1d) ..................................................
f	Lobbying nontaxable amount. Enter the amount from the following table in both columns.
	If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
	Not over $500,00020% of the amount on line 1e.
	Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
	Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
	Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
	Over $17,000,000$1,000,000.

g	Grassroots nontaxable amount (enter 25% of line 1f) .................................................
h	Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................
i	Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................
j	If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting section 4911 tax for this year? ...................................................................................................................	Yes No

4-Year Averaging Period Under Section 501(h) (Some organizations that made a section 501(h) election do not have to complete all of the five columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
	Calendar year (or fiscal year beginning in)	(a) 2016	(b) 2017	(c) 2018	(d) 2019	(e) Total

2a	Lobbying nontaxable amount

b	Lobbying ceiling amount (150% of line 2a, column(e))

c	Total lobbying expenditures

d	Grassroots nontaxable amount

e	Grassroots ceiling amount (150% of line 2d, column (e))

f	Grassroots lobbying expenditures

Schedule C (Form 990 or 990-EZ) 2019

Page 3

Part II-B

Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).

For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.

(a)

Yes|No

(b)

Amount

During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:

Volunteers? ...........................................................................................................

Yes

Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........

Yes

Media advertisements? ...................................................................................................

Mailings to members, legislators, or the public? .............................................................................

Publications, or published or broadcast statements? ...........................................................

Grants to other organizations for lobbying purposes? ..........................................................

Direct contact with legislators, their staffs, government officials, or a legislative body? .......................

Yes

1,084,173

Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................

Other activities? ...................................................................................................................

Total. Add lines 1c through 1i ....................................................................................................

1,084,173

Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....

If "Yes," enter the amount of any tax incurred under section 4912 ...........................................

If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................

If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................

Part III-A

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).

Yes

Were substantially all (90% or more) dues received nondeductible by members? ...............................................

Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................

Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................

Part III-B

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."

Dues, assessments and similar amounts from members ......................................................................

Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).

Current year .............................................................................................................................

Carryover from last year ............................................................................................................

Total ...........................................................................................................................................

Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .

If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................

Taxable amount of lobbying and political expenditures (see instructions) .........................................

Part IV

Supplemental Information

Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.

Return Reference	Explanation
SCHEDULE C, PART II-B	LOBBYING ACTIVITIES RAMPY NORTHRUP IS A PUBLIC AFFAIRS FIRM WHICH REPRESENTS BAYLOR COLLEGE OF MEDICINE (BCM) TO THE UNITED STATES CONGRESS, DEPARTMENTS AND AGENCIES. RAMPY NORTHRUP SETS UP MEETINGS FOR BCM PHYSICIANS AND STAFF TO PRESENT IDEAS IN ORDER TO HELP IN THE FORMULATION OF PUBLIC POLICY; TO ENCOURAGE CONTINUED SUPPORT FOR MEDICAL RESEARCH; AND TO ACQUAINT GOVERNMENT OFFICIALS WITH RESEARCH DISCOVERIES AS A RESULT OF RESEARCH PERFORMED BY BCM. INFREQUENTLY, COLLEGE ALUMNI AND SOME BOARD MEMBERS ARE REQUESTED TO CONTACT THEIR STATE REPRESENTATIVE REGARDING APPROPRIATE LEGISLATION IN SUPPORT OF THE COLLEGE.

Return Reference

Explanation

SCHEDULE C, PART II-B

LOBBYING ACTIVITIES RAMPY NORTHRUP IS A PUBLIC AFFAIRS FIRM WHICH REPRESENTS BAYLOR COLLEGE OF MEDICINE (BCM) TO THE UNITED STATES CONGRESS, DEPARTMENTS AND AGENCIES. RAMPY NORTHRUP SETS UP MEETINGS FOR BCM PHYSICIANS AND STAFF TO PRESENT IDEAS IN ORDER TO HELP IN THE FORMULATION OF PUBLIC POLICY; TO ENCOURAGE CONTINUED SUPPORT FOR MEDICAL RESEARCH; AND TO ACQUAINT GOVERNMENT OFFICIALS WITH RESEARCH DISCOVERIES AS A RESULT OF RESEARCH PERFORMED BY BCM. INFREQUENTLY, COLLEGE ALUMNI AND SOME BOARD MEMBERS ARE REQUESTED TO CONTACT THEIR STATE REPRESENTATIVE REGARDING APPROPRIATE LEGISLATION IN SUPPORT OF THE COLLEGE.

Schedule C (Form 990 or 990EZ) 2019

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE D
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Financial Statements

Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet

Attach to Form 990.
SchDMd Bullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

BAYLOR COLLEGE OF MEDICINE

Employer identification number

74-1613878

Part I

Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.

		(a) Donor advised funds	(b) Funds and other accounts
1	Total number at end of year .........
2	Aggregate value of contributions to (during year)
3	Aggregate value of grants from (during year)
4	Aggregate value at end of year ........

Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............

Yes No

Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................

Yes No

Part II

Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.

Purpose(s) of conservation easements held by the organization (check all that apply).

Preservation of land for public use (e.g., recreation or education) Preservation of an historically important land area

Protection of natural habitat Preservation of a certified historic structure

Preservation of open space

Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.


a	Total number of conservation easements ......................	2a
b	Total acreage restricted by conservation easements ....................	2b
c	Number of conservation easements on a certified historic structure included in (a) .....	2c
d	Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ...	2d

Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet

Number of states where property subject to conservation easement is located SchDMd Bullet

Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............

Yes No

Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet

Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet

Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................

Yes No

In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.

If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.

If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:

(i)

Revenue included on Form 990, Part VIII, line 1 ......................... SchDMd Bullet

(ii)

Assets included in Form 990, Part X ............................... SchDMd Bullet

If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:

Revenue included on Form 990, Part VIII, line 1 .......................... SchDMd Bullet

Assets included in Form 990, Part X ............................... SchDMd Bullet

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 52283D

Schedule D (Form 990) 2019

Page 2

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)

Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):

Public exhibition

Loan or exchange programs

Scholarly research

Other

Preservation for future generations

Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.

During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...

Yes No

Part IV

Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.

Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................

Yes No


b	If "Yes," explain the arrangement in Part XIII and complete the following table:		Amount
c	Beginning balance .............................	1c
d	Additions during the year ............................	1d
e	Distributions during the year ..........................	1e
f	Ending balance ................................	1f

Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...

Yes No

If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....

Part V

Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.

		(a) Current year	(b) Prior year	(c) Two years back	(d) Three years back	(e) Four years back

1a	Beginning of year balance ....	1,310,816,804	1,272,275,263	1,166,582,811	1,066,180,950	1,095,831,477
b	Contributions ...	5,611,377	18,322,881	52,205,128	18,260,389	22,332,192
c	Net investment earnings, gains, and losses	-58,579,941	66,779,510	107,502,914	132,405,046	-3,684,445
d	Grants or scholarships ...
e	Other expenditures for facilities and programs ...	56,792,251	46,560,850	54,015,590	50,263,574	48,298,274
f	Administrative expenses ....
g	End of year balance ......	1,201,055,989	1,310,816,804	1,272,275,263	1,166,582,811	1,066,180,950

Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:

Board designated or quasi-endowment SchDMd Bullet

45.000 %

Permanent endowment SchDMd Bullet

36.000 %

Term endowment SchDMd Bullet

19.000 %

The percentages on lines 2a, 2b, and 2c should equal 100%.

Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes

(i) Unrelated organizations .................

3a(i)

(ii) Related organizations .................

3a(ii)

If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........

Describe in Part XIII the intended uses of the organization's endowment funds.

Part VI

Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.

Description of property		(a) Cost or other basis (investment)	(b) Cost or other basis (other)	(c) Accumulated depreciation	(d) Book value

1a	Land .....	2,539,336	5,269,261		7,808,597
b	Buildings ....		865,906,451	473,419,844	392,486,607
c	Leasehold improvements		113,053,364	99,861,550	13,191,814
d	Equipment ....		446,546,122	348,913,575	97,632,547
e	Other .....		3,503,089	2,721,236	781,853
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..					511,901,418

Schedule D (Form 990) 2019

Page 3

Part VII

InvestmentsOther Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.

(a) Description of security or category (including name of security)	(b) Book value	(c) Method of valuation: Cost or end-of-year market value
(1) Financial derivatives.........
(2) Closely-held equity interests........
(3) Other (A) PRIVATE EQUITY INVESTMENTS	252,241,126	F
(B) REAL ASSETS INVESTMENTS	126,501,212	F
(C) INVESTMENT IN AFFILIATES	14,489,959	C
(D) OTHER MISCELLANEOUS INVESTMENT	575,131	F
(E)
(F)
(G)
(H)
(I)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)	393,807,428

Part VIII

InvestmentsProgram Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.

(a) Description of investment	(b) Book value	(c) Method of valuation: Cost or end-of-year market value
(1)INVESTMENTS - JOINT VENTURE	319,997,092	F
(2)NOTES RECEIVABLE	17,728,290	F
(3)OTHER MISCELLANEOUS INVESTMENT	13,386,085	F
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)	351,111,467

Part IX

Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.

(a) Description				(b) Book value

(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........

Part X

Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.

1.(a) Description of liability	(b) Book value
(1) Federal income taxes	0
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)	255,227,412
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII

Schedule D (Form 990) 2019

Page 4

Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1	Total revenue, gains, and other support per audited financial statements .......		1
2	Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a	Net unrealized gains (losses) on investments ....	2a
b	Donated services and use of facilities .........	2b
c	Recoveries of prior year grants ...........	2c
d	Other (Describe in Part XIII.) ............	2d
e	Add lines 2a through 2d .....................		2e
3	Subtract line 2e from line 1..................		3
4	Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b .	4a
b	Other (Describe in Part XIII.) ...........	4b
c	Add lines 4a and 4b....................		4c
5	Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ......		5

Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1	Total expenses and losses per audited financial statements ...........		1
2	Amounts included on line 1 but not on Form 990, Part IX, line 25:
a	Donated services and use of facilities .........	2a
b	Prior year adjustments ............	2b
c	Other losses ................	2c
d	Other (Describe in Part XIII.) ............	2d
e	Add lines 2a through 2d....................		2e
3	Subtract line 2e from line 1...................		3
4	Amounts included on Form 990, Part IX, line 25, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b ..	4a
b	Other (Describe in Part XIII.) ............	4b
c	Add lines 4a and 4b.....................		4c
5	Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ......		5

Part XIII

Supplemental Information

Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.

Return Reference	Explanation
SCHEDULE D, PART V, LINE 4	THE ENDOWMENT FUNDS ARE USED TO FUND MEDICAL RESEARCH AND MEDICAL EDUCATION, INCLUDING SCHOLARSHIPS AND STUDENT LOAN FUNDS.
SCHEDULE D, PART X, LINE 2	MANAGEMENT ANNUALLY REVIEWS ITS TAX POSITIONS AND HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION ON THE ACCOMPANYING CONSOLIDATED BALANCE SHEETS AS OF JUNE 30, 2020 OR 2019.

Schedule D (Form 990) 2019

Additional Data

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SCHEDULE E(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Schools

Complete if the organization answered "Yes" on Form 990,
Part IV, line 13, or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image

Attach to Form 990 or Form 990-EZ.
Right pointing arrow large image

Go to www.irs.gov/Form990EZ for the latest information.

OMB No. 1545-0047 2019Open to Public Inspection

Name of the organization

BAYLOR COLLEGE OF MEDICINE

Employer identification number

74-1613878

Part I

YES

Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,

other governing instrument, or in a resolution of its governing body? . . . . . . . . . . . . . . . . . . .

Yes

Does the organization include a statement of its racially nondiscriminatory policy toward students in all its

brochures, catalogues, and other written communications with the public dealing with student admissions,

programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during

the period of solicitation for students, or during the registration period if it has no solicitation program, in a way

that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"

please explain. If you need more space use Part II. . . . . . . . . . . . . . . . . . . . . . . . .

Yes

Does the organization maintain the following?

Records indicating the racial composition of the student body, faculty, and administrative staff? . . . . . . . . .

Yes

Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory

basis? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

Copies of all catalogues, brochures, announcements, and other written communications to the public dealing

with student admissions, programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . .

Yes

Copies of all material used by the organization or on its behalf to solicit contributions? . . . . . . . . . . . .

Yes

If you answered "No" to any of the above, please explain. If you need more space, use Part II.

Does the organization discriminate by race in any way with respect to:

Students' rights or privileges? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Admissions policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Employment of faculty or administrative staff? . . . . . . . . . . . . . . . . . . . . . . . . .

Scholarships or other financial assistance? . . . . . . . . . . . . . . . . . . . . . . . . . .

Educational policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Use of facilities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Athletic programs? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Other extracurricular activities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.

Does the organization receive any financial aid or assistance from a governmental agency? . . . . . . . . . .

Yes

Has the organization's right to such aid ever been revoked or suspended? . . . . . . . . . . . . . . . .

If you answered "Yes" to either line 6a or line 6b, explain on Part II.

Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05

of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II. . . . . . . . .

Yes

Paperwork Reduction Act Notice, see the Instructions for Form 990 or Form 990-EZ.

Cat. No. 50085D

Schedule E (Form 990 or 990-EZ) (2019)

Schedule E (Form 990 or 990EZ) (2019)

Page 2

Part II

Supplemental Information. Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also provide
any other additional information. See instructions.

Return Reference

Explanation

Schedule E, Part I, Line 3

Racially Nondiscriminatory Policy THE COLLEGE INCLUDES A STATEMENT OF ITS RACIALLY NONDISCRIMINATORY POLICY AS TO STUDENTS IN ALL ITS BROCHURES AND CATALOGS DEALING WITH ADMISSIONS, PROGRAMS AND SCHOLARSHIPS.

Schedule E, Part I, Line 6a

Financial aid or assistance from a government agency BAYLOR COLLEGE OF MEDICINE PARTICIPATES IN THE FEDERAL STUDENT LOAN PROGRAMS, PERKINS PRIMARY CARE LOANS AND LOANS FOR DISADVANTAGED STUDENTS. THE U.S. GOVERNMENT PROVIDES THE MONEY THAT THE COLLEGE LOANS TO STUDENTS AT 5% INTEREST. THE PRINCIPAL AND INTEREST COLLECTED FROM THE STUDENTS IS USED TO RELOAN TO OTHER STUDENTS. BAYLOR COLLEGE OF MEDICINE RECEIVES AID AND ASSISTANCE FROM GOVERNMENT AGENCIES, INCLUDING MEDICAL RESEARCH GRANTS FROM NIH, NSF, DOD, USDA, NASA, DOJ, TITLE IX FUNDING, PERKINS AND FEDERAL WORK-STUDY FROM THE DEPARTMENT OF EDUCATION. STATE AGENCIES INCLUDE THE TEXAS COORDINATING BOARD, THE DSHS (DEPT OF STATE HEALTH SERVICES) AND THE DEPARTMENT OF TRANSPORTATION. LOCAL AGENCIES INCLUDE THE HARRIS COUNTY HOSPITAL DISTRICT AND THE CITY OF HOUSTON.

Schedule E (Form 990 or 990-EZ) (2019)

Additional Data

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Software Version:

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SCHEDULE F(Form 990)

Department of the Treasury
Internal Revenue Service

Statement of Activities Outside the United States

Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16. Right pointing arrow large image

Attach to Form 990. Right pointing arrow large image

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization
BAYLOR COLLEGE OF MEDICINE

Employer identification number

74-1613878

Part I

General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b.

For grantmakers. Does the organization maintain records to substantiate the amount of its grants and

other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used

to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.

Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)

(a) Region		(d) Activities conducted in region (by type) (such as, fundraising, program services, investments, grants to recipients located in the region)	(e) If activity listed in (d) is a program service, describe specific type of service(s) in the region	(f) Total expenditures for and investments in the region
	Central America and the Caribbean	Investments		19,525,897
	East Asia and the Pacific	Investments		65,826,102
	Europe (Including Iceland and Greenland)	Investments		150,758,430
	Middle East and North Africa	Investments		724,673
	North America	Investments		605,431
	Russia and the Newly Independent States	Investments		1,257,992
	South America	Investments		4,266,073
	South Asia	Investments		3,291,390
	Sub-Saharan Africa	Investments		15,120,896
	Central America and the Caribbean	Program Services	Captive Insurance	452,281







3a	Sub-total ....			261,829,165
b	Total from continuation sheets to Part I ...
c	Totals (add lines 3a and 3b)			261,829,165

For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2019

Schedule F (Form 990) 2019

Page 2

Part II

Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.

1 (a) Name of organization		(b) IRS code section and EIN (if applicable)	(c) Region	(d) Purpose of grant	(e) Amount of cash grant	(f) Manner of cash disbursement	(g) Amount of noncash assistance	(h) Description of noncash assistance	(i) Method of valuation (book, FMV, appraisal, other)

2	Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......
3	Enter total number of other organizations or entities .......................

Schedule F (Form 990) 2019

Schedule F (Form 990) 2019Page 3

Part III

Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16.

Part III can be duplicated if additional space is needed.

(a) Type of grant or assistance		(b) Region	(c) Number of recipients	(d) Amount of cash grant	(e) Manner of cash disbursement	(f) Amount of noncash assistance	(g) Description of noncash assistance	(h) Method of valuation (book, FMV, appraisal, other)

Schedule F (Form 990) 2019

Page 4

Part IV

Foreign Forms

Schedule F (Form 990) 2019

Page 5

Part V

Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.

ReturnReference	Explanation

Schedule F (Form 990) 2019

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE G (Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information Regarding
Fundraising or Gaming Activities

Complete if the organization answered "Yes" on Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrow

Attach to Form 990 or Form 990-EZ.
right arrow

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization
BAYLOR COLLEGE OF MEDICINE

Employer identification number

74-1613878

Part I

Fundraising Activities.Complete if the organization answered "Yes" on Form 990, Part IV, line 17.

Form 990-EZ filers are not required to complete this part.

Indicate whether the organization raised funds through any of the following activities. Check all that apply.

a	Mail solicitations	e	Solicitation of non-government grants
b	Internet and email solicitations	f	Solicitation of government grants
c	Phone solicitations	g	Special fundraising events
d	In-person solicitations

Did the organization have a written or oral agreement with any individual (including officers, directors, trustees

or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?

YesNo

If "Yes," list the 10 highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.

(i) Name and address of individual or entity (fundraiser)	(iii) Did fundraiser have custody or control of contributions?
	Yes	No










Total . . . . . . . . . . . . . . . . . . . .

List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 50083H

Schedule G (Form 990 or 990-EZ) 2019

Page 2

Part II

Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.

		(a) Event #1 Lights Out GALA (event type)	(d) Total events (add col. (a) through col. (c))
1	Gross receipts . . . . .	1,079,248	1,079,248
2	Less: Contributions . . . .	979,248	979,248
3	Gross income (line 1 minus line 2) . . . . . .	100,000	100,000

4	Cash prizes . . . . .
5	Noncash prizes . . . .
6	Rent/facility costs . . . .	156,413	156,413
7	Food and beverages . . .
8	Entertainment . . . .	22,943	22,943
9	Other direct expenses . . .	115,618	115,618
10	Direct expense summary. Add lines 4 through 9 in column (d) . . . . . . . . . .		294,974
11	Net income summary. Subtract line 10 from line 3, column (d). . . . . . . . . .		-194,974

Part III

Gaming. Complete if the organization answered "Yes" on Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.

		(a) Bingo	(b) Pull tabs/Instant bingo/progressive bingo	(c) Other gaming	(d) Total gaming (add col.(a) through col.(c))
1	Gross revenue . . . . .

2	Cash prizes . . . . .
3	Noncash prizes . . . .
4	Rent/facility costs . . . .
5	Other direct expenses . . .

Volunteer labor . . . .

	Yes %
	No

	Yes %
	No

	Yes %
	No

Direct expense summary. Add lines 2 through 5 in column (d) . . . . . . . . . . right arrow

Net gaming income summary. Subtract line 7 from line 1, column (d). . . . . . . . . right arrow

Enter the state(s) in which the organization conducts gaming activities:

Is the organization licensed to conduct gaming activities in each of these states? . . . . . . . .

YesNo

If "No," explain:

10a

Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? . . .

YesNo

If "Yes," explain:

Schedule G (Form 990 or 990-EZ) 2019

Page 3

Does the organization conduct gaming activities with nonmembers? . . . . . . . . . . .

YesNo

Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity

formed to administer charitable gaming? . . . . . . . . . . . . . . . . .

YesNo

Indicate the percentage of gaming activity conducted in:

The organization's facility . . . . . . . . . . . . . . . . . .

13a

An outside facility . . . . . . . . . . . . . . . . . . . .

13b

Enter the name and address of the person who prepares the organization's gaming/special events books and records:

Name

Address

15a

Does the organization have a contract with a third party from whom the organization receives gaming

revenue? . . . . . . . . . . . . . . . . . . . . . . . .

YesNo

If "Yes," enter the amount of gaming revenue received by the organization right arrow

$ and the

amount of gaming revenue retained by the third party right arrow

$ .

If "Yes," enter name and address of the third party:

Name

Address

Gaming manager information:

Name

Gaming manager compensation right arrow

Description of services provided right arrow

Director/officer Employee Independent contractor

Mandatory distributions:

Is the organization required under state law to make charitable distributions from the gaming proceeds to

retain the state gaming license? . . . . . . . . . . . . . . . . . . .

YesNo

Enter the amount of distributions required under state law distributed to other exempt organizations or spent

in the organization's own exempt activities during the tax year right arrow

Part IV

Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v); and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also provide any additional information. See instructions.

Return Reference	Explanation

Schedule G (Form 990 or 990-EZ) 2019

Additional Data

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Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule I
(Form 990)

Department of the Treasury
Internal Revenue Service

Grants and Other Assistance to Organizations,
Governments and Individuals in the United States

Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet

Attach to Form 990.
lBullet

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization
BAYLOR COLLEGE OF MEDICINE

Employer identification number
74-1613878

Part I

General Information on Grants and Assistance

Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................

Yes No

Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.

Part II

Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient

that received more than $5,000. Part II can be duplicated if additional space is needed.

(a) Name and address of organization or government	(b) EIN	(c) IRC section (if applicable)	(d) Amount of cash grant	(e) Amount of non-cash assistance	(f) Method of valuation (book, FMV, appraisal, other)	(g) Description of noncash assistance	(h) Purpose of grant or assistance
(1) BCM INTL PEDIATRICS AIDS INITIATIVE ONE BAYLOR PLAZA BCM 200 Houston,TX77030	20-2951275	501(c)(3)	3,771,931				FUND PROGRAMS

Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image

Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50055P

Schedule I (Form 990) 2019

Page 2

Part III

Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.

(a) Type of grant or assistance	(b) Number of recipients	(c) Amount of cash grant	(d) Amount of noncash assistance	(e) Method of valuation (book, FMV, appraisal, other)	(f) Description of noncash assistance

(1) SCHOLARSHIPS AND FELLOWSHIPS	3759	114,481,480
(1)
(2)
(3)
(4)
(5)
(6)
(7)

Part IV

Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.

Return Reference

Explanation

SCHEDULE I, PART I, LINE 2

GRANTS AND OTHER ASSISTANCE TO INDIVIDUALS ARE PROVIDED IN THE FORM OF STIPENDS TO RESIDENTS, POST-DOCTORAL AND GRADUATE STUDENTS. THE STIPENDS ARE SUBJECT TO ALL OF THE PAYROLL SYSTEM CONTROLS, TIME SHEETS, EFFORT REPORTING AND OTHER PAYROLL CONTROLS. THE REMAINING GRANTS USE TUITION SCHOLARSHIPS WHICH ARE APPLIED DIRECTLY TO TUITION AND FEES WITHIN THE ACCOUNTING SYSTEM TO WHICH THE STUDENT HAS NO ACCESS.

Schedule I (Form 990) 2019

Additional Data

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Schedule J
(Form 990)

Department of the Treasury
Internal Revenue Service

Compensation Information

For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet

Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
SchJMediumBullet

Attach to Form 990.
SchJMediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

BAYLOR COLLEGE OF MEDICINE

Employer identification number

74-1613878

Part I

Questions Regarding Compensation

Yes

Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.

First-class or charter travel Housing allowance or residence for personal use

Travel for companions Payments for business use of personal residence

Tax idemnification and gross-up payments Health or social club dues or initiation fees

Discretionary spending account Personal services (e.g., maid, chauffeur, chef)

If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .........

Yes

Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a? ..

Yes

Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.

Compensation committee Written employment contract

Independent compensation consultant Compensation survey or study

Form 990 of other organizations Approval by the board or compensation committee

During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:

Receive a severance payment or change-of-control payment? .............

Yes

Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........

Yes

Participate in, or receive payment from, an equity-based compensation arrangement? .........

If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.

Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:

The organization? ....................

Any related organization? .......................

If "Yes," on line 5a or 5b, describe in Part III.

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:

The organization? ..................

Any related organization? ......................

If "Yes," on line 6a or 6b, describe in Part III.

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............

Yes

Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................

If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50053T

Schedule J (Form 990) 2019

Page 2

Part II

Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.

For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.

(A) Name and Title		(B) Breakdown of W-2 and/or 1099-MISC compensation			(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)	(F) Compensation in column (B) reported as deferred on prior Form 990
(A) Name and Title		(i) Base compensation	(ii) Bonus & incentive compensation	(iii) Other reportable compensation	(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)
1Joseph Petrosino PhD CHAIR MOLECULAR VIROL & MICRO	(i) (ii)	260,819 ------------- 0	99,520 ------------- 0	763 ------------- 0	21,641 ------------- 0	13,803 ------------- 0	396,546 ------------- 0	0 ------------- 0
2Roger Zoorob MD Chair, Dept Fam/Community Med	(i) (ii)	450,000 ------------- 0	27,000 ------------- 0	2,322 ------------- 0	23,176 ------------- 0	15,954 ------------- 0	518,452 ------------- 0	0 ------------- 0
3Maya S Suresh MD Chair, Dept of Anesthesiology	(i) (ii)	300,738 ------------- 0	0 ------------- 0	2,246 ------------- 0	22,803 ------------- 0	8,517 ------------- 0	334,304 ------------- 0	0 ------------- 0
4Hashem El-Serag MD Chair, Dept of Medicine	(i) (ii)	505,000 ------------- 0	42,951 ------------- 0	7,442 ------------- 0	23,176 ------------- 0	16,611 ------------- 0	595,180 ------------- 0	0 ------------- 0
5Eli M Mizrahi MD Chair, Dept of Neurology	(i) (ii)	461,250 ------------- 0	96,862 ------------- 0	5,182 ------------- 0	23,176 ------------- 0	16,018 ------------- 0	602,488 ------------- 0	0 ------------- 0
6DANIEL YOSHOR Chair, Dept of Neurosurgery	(i) (ii)	1,101,262 ------------- 0	154,177 ------------- 0	1,242 ------------- 0	23,176 ------------- 0	17,339 ------------- 0	1,297,196 ------------- 0	0 ------------- 0
7Michael A Belfort MD Chair, Dept of OBGYN	(i) (ii)	1,017,865 ------------- 0	97,266 ------------- 0	3,564 ------------- 0	23,176 ------------- 0	16,061 ------------- 0	1,157,932 ------------- 0	0 ------------- 0
8Timothy Stout MD Chair, Dept of Ophthalmology	(i) (ii)	800,000 ------------- 0	20,000 ------------- 0	6,664 ------------- 0	23,176 ------------- 0	17,553 ------------- 0	867,393 ------------- 0	0 ------------- 0
9THOMAS R HUNT III Chair, Dept of Orthopedic Surg	(i) (ii)	825,000 ------------- 0	24,750 ------------- 0	2,697 ------------- 0	23,176 ------------- 0	16,341 ------------- 0	891,964 ------------- 0	0 ------------- 0
10Thomas M Wheeler MD FMR CHAIR, Dept of Pathology	(i) (ii)	800,000 ------------- 0	176,727 ------------- 0	4,191 ------------- 0	23,176 ------------- 0	16,263 ------------- 0	1,020,357 ------------- 0	0 ------------- 0
11Mark W Kline MD Chair, Dept of Pediatrics	(i) (ii)	1,252,915 ------------- 0	3,000 ------------- 0	3,564 ------------- 0	23,176 ------------- 0	16,113 ------------- 0	1,298,768 ------------- 0	0 ------------- 0
12Wayne Goodman MD Chair, Dept of Psychiatry	(i) (ii)	540,000 ------------- 0	48,600 ------------- 0	10,391 ------------- 0	23,176 ------------- 0	16,555 ------------- 0	638,722 ------------- 0	0 ------------- 0
13Eric Rohren MD Chair, Dept of Radiology	(i) (ii)	725,000 ------------- 0	117,327 ------------- 0	1,242 ------------- 0	23,176 ------------- 0	16,493 ------------- 0	883,238 ------------- 0	0 ------------- 0
14Todd K Rosengart MD Chair, Dept of Surgery	(i) (ii)	1,170,000 ------------- 0	146,300 ------------- 0	2,322 ------------- 0	23,176 ------------- 0	16,191 ------------- 0	1,357,989 ------------- 0	0 ------------- 0
15MICHAEL COBURNMD FACS Chair, Dept of Urology	(i) (ii)	720,668 ------------- 0	38,688 ------------- 0	3,564 ------------- 0	23,176 ------------- 0	16,471 ------------- 0	802,567 ------------- 0	0 ------------- 0
16Brendan Lee MD PhD Chair,Dept of Molec/Human Gene	(i) (ii)	603,461 ------------- 0	54,000 ------------- 0	1,242 ------------- 0	23,176 ------------- 0	16,581 ------------- 0	698,460 ------------- 0	0 ------------- 0
17Bert O'Malley Chancellor	(i) (ii)	470,000 ------------- 0	0 ------------- 0	1,236 ------------- 0	23,176 ------------- 0	16,033 ------------- 0	510,445 ------------- 0	0 ------------- 0
18Claire Bassett Chief Communications Officer	(i) (ii)	310,000 ------------- 0	41,000 ------------- 0	3,814 ------------- 0	54,176 ------------- 0	16,841 ------------- 0	425,831 ------------- 0	0 ------------- 0
19LORIE TABAK CHIEF OF STAFF	(i) (ii)	420,000 ------------- 0	42,000 ------------- 0	3,910 ------------- 0	65,176 ------------- 0	18,970 ------------- 0	550,056 ------------- 0	0 ------------- 0
20Carolyn Smith PhD Dean - Graduate School of Biom	(i) (ii)	234,827 ------------- 0	22,500 ------------- 0	8,277 ------------- 0	19,562 ------------- 0	13,451 ------------- 0	298,617 ------------- 0	0 ------------- 0
21Robert J Mclaughlin Dean - School of Health Profes	(i) (ii)	215,000 ------------- 0	21,500 ------------- 0	4,385 ------------- 0	17,976 ------------- 0	14,393 ------------- 0	273,254 ------------- 0	0 ------------- 0
22Jennifer G Christner Dean - School Of Medicine	(i) (ii)	348,750 ------------- 0	35,750 ------------- 0	1,242 ------------- 0	23,176 ------------- 0	14,788 ------------- 0	423,706 ------------- 0	0 ------------- 0
23PETER J HOTEZ MD PHD Dean-Nat. School of Trop. Med	(i) (ii)	579,248 ------------- 0	28,982 ------------- 0	3,564 ------------- 0	23,176 ------------- 0	16,612 ------------- 0	651,582 ------------- 0	0 ------------- 0
24Helen E Heslop MD DIR. FOR CENTER FOR CELL/GENE	(i) (ii)	522,750 ------------- 0	82,450 ------------- 0	3,564 ------------- 0	23,176 ------------- 0	16,541 ------------- 0	648,481 ------------- 0	0 ------------- 0
25Richard A Gibbs PhD Dir.of Human Genome Sequencing	(i) (ii)	380,000 ------------- 0	26,600 ------------- 0	3,564 ------------- 0	23,176 ------------- 0	15,140 ------------- 0	448,480 ------------- 0	0 ------------- 0
26PAUL E KLOTMAN MD PRESIDENT & CEO,Executive Dean	(i) (ii)	1,500,000 ------------- 0	1,250,000 ------------- 0	1,027,927 ------------- 0	623,176 ------------- 0	15,950 ------------- 0	4,417,053 ------------- 0	975,000 ------------- 0
27JOHN GOSS PROF/CHIEF, ABDOMINAL TRANS.	(i) (ii)	1,693,083 ------------- 0	130,548 ------------- 0	2,322 ------------- 0	23,176 ------------- 0	16,139 ------------- 0	1,865,268 ------------- 0	0 ------------- 0
28Jeffrey A Morgan Professor	(i) (ii)	310,577 ------------- 0	0 ------------- 0	1,575,127 ------------- 0	22,681 ------------- 0	6,713 ------------- 0	1,915,098 ------------- 0	0 ------------- 0
29Christopher Caldarone MD PROF/CHIEF, CONGENITAL HEART	(i) (ii)	2,000,000 ------------- 0	237,800 ------------- 0	2,322 ------------- 0	23,176 ------------- 0	16,139 ------------- 0	2,279,437 ------------- 0	0 ------------- 0
30Emmett D McKenzie MD Professor, Surgery	(i) (ii)	2,000,000 ------------- 0	75,000 ------------- 0	1,242 ------------- 0	23,176 ------------- 0	16,191 ------------- 0	2,115,609 ------------- 0	0 ------------- 0
31JOSEPH COSELLI MD PROF/CHIEF, CARDIO SURGERY	(i) (ii)	2,100,000 ------------- 0	0 ------------- 0	10,391 ------------- 0	23,176 ------------- 0	16,056 ------------- 0	2,149,623 ------------- 0	0 ------------- 0
32KIMBERLY COTNER DAVID SR VP & CHIEF BUSINESS OFFICER	(i) (ii)	600,000 ------------- 0	60,000 ------------- 0	61,242 ------------- 0	83,176 ------------- 0	20,568 ------------- 0	824,986 ------------- 0	60,000 ------------- 0
33JOE DOTY SR VP & CHIEF OPERATING OFFICE	(i) (ii)	503,000 ------------- 0	50,300 ------------- 0	3,910 ------------- 0	73,476 ------------- 0	20,520 ------------- 0	651,206 ------------- 0	0 ------------- 0
34ADAM KUSPA UNTIL 919 SR VP & DEAN OF RESEARCH	(i) (ii)	335,192 ------------- 0	42,000 ------------- 0	1,735 ------------- 0	22,980 ------------- 0	11,818 ------------- 0	413,725 ------------- 0	0 ------------- 0
35ROBERT F CORRIGAN JR SR VP & GENERAL COUNSEL, SECR.	(i) (ii)	467,500 ------------- 0	46,750 ------------- 0	58,372 ------------- 0	69,926 ------------- 0	19,890 ------------- 0	662,438 ------------- 0	46,750 ------------- 0
36ALICIA MONROE MD SR VP PROVOST & DEAN OF ACAD	(i) (ii)	530,000 ------------- 0	53,000 ------------- 0	4,566 ------------- 0	76,176 ------------- 0	16,562 ------------- 0	680,304 ------------- 0	0 ------------- 0
37Mary Dickinson PhD SR VP & DEAN OF RESEARCH	(i) (ii)	275,000 ------------- 0	75,962 ------------- 0	1,242 ------------- 0	22,776 ------------- 0	14,010 ------------- 0	388,990 ------------- 0	0 ------------- 0
38JAMES T MCDEAVITT MD SVP & DEAN OF CLINICAL AFFAIRS	(i) (ii)	847,000 ------------- 0	84,700 ------------- 0	87,022 ------------- 0	107,876 ------------- 0	17,507 ------------- 0	1,144,105 ------------- 0	84,700 ------------- 0
39JAMES P DIGAN SVP, INST ADV (UNTIL 6/20)	(i) (ii)	500,000 ------------- 0	100,000 ------------- 0	2,322 ------------- 0	23,176 ------------- 0	20,519 ------------- 0	646,017 ------------- 0	0 ------------- 0
40Ashok Balasubramanyam VP ACAD. INTEGR/SR ASSOC. DEAN	(i) (ii)	450,000 ------------- 0	45,000 ------------- 0	3,564 ------------- 0	68,176 ------------- 0	15,954 ------------- 0	582,694 ------------- 0	0 ------------- 0
41JULIE B NICKELL VP & CHIEF FINANCIAL OFFICER	(i) (ii)	396,061 ------------- 0	38,210 ------------- 0	4,342 ------------- 0	63,297 ------------- 0	19,715 ------------- 0	521,625 ------------- 0	0 ------------- 0
42William D Walker VP - Chief Investment Officer	(i) (ii)	480,000 ------------- 0	470,400 ------------- 0	4,191 ------------- 0	23,176 ------------- 0	21,216 ------------- 0	998,983 ------------- 0	0 ------------- 0

Schedule J (Form 990) 2019

Page 3

Part III

Supplemental Information

Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.

Return Reference	Explanation
SCHEDULE J, PART I, LINE 1	CERTAIN EXECUTIVES MAY TRAVEL FIRST-CLASS AS BUSINESS NEED DICTATES. THESES INSTANCES ARE CONSIDERED NECESSARY BUSINESS EXPENSES. SCHEDULE J, PART I, LINE 4A JEFFREY MORGAN RECEIVED $1,574,833 IN ADDITIONAL COMPENSATION DURING 2019.
SCHEDULE J, PART I, LINE 4B	THE COLLEGE HAS ENTERED INTO NONQUALIFIED DEFERRED COMPENSATION AGREEMENTS WITH CERTAIN EXECUTIVES. THE AGREEMENTS ARE INTENDED TO COMPLY WITH SECTION 409(A). DEFERRED COMPENSATION, REPORTED IN SCHEDULE J, PART II, COLUMN (C), INCLUDES THE TAX DEFERRED CONTRIBUTIONS FOR 2019 PURSUANT TO THE AGREEMENTS. THE FOLLOWING INDIVIDUALS EXPERIENCED A TAXABLE VESTING EVENT DURING THE YEAR AS FOLLOWS. THESE AMOUNTS WERE INCLUDED AS TAXABLE WAGES. ANY PORTION THAT WAS PREVIOUSLY REPORTED ON A PRIOR 990 AS DEFERRED HAS BEEN REPORTED IN COLUMN (F). PAUL E. KLOTMAN, MD: $975,000 KIMBERLY COTNER DAVID: $60,000 ROBERT F. CORRIGAN, JR: $46,750 JAMES T. MCDEAVITT, MD: 84,700
SCHEDULE J, PART I, LINE 7	CERTAIN EXECUTIVES AND MANAGEMENT TEAM MEMBERS ARE ELIGIBLE FOR DISCRETIONARY INCENTIVE BONUSES DETERMINED THROUGH A REVIEW OF SPECIFIC PERFORMANCE METRICS

Schedule J (Form 990) 2019

Additional Data

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Schedule K
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Information on Tax-Exempt Bonds

Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet

Attach to Form 990.
SchKMediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization
BAYLOR COLLEGE OF MEDICINE

Employer identification number
74-1613878

Part Ⅰ

Bond Issues

(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	(g) Defeased		(h) On behalf of issuer		(i) Pool financing
(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	Yes	No	Yes	No	Yes	No
A	HARRIS CNTY CLTRL EDC HLTH FAC FIN CO	76-0337885	4140008BK	09-06-2012	364,304,718	RFND PRIOR BOND ISS, SEE PART IV		X		X		X
B	HARRIS CNTY CLTRL EDC HLTH FAC FIN CO	76-0337885	414008CF7	05-11-2016	161,280,204	RFND BOND ISSUES 08/27/2008		X		X		X
C	HARRIS CNTY CLTRL EDC HLTH FAC FIN CO	76-0337885	414008CJ9	05-29-2019	150,000,000	RFND BONDS ISSUED 06/17/2015		X		X		X

Part Ⅱ

Proceeds

	A		B		C		D
	1 Amount of bonds retired ..................	167,930,000		13,620,000		0
2 Amount of bonds legally defeased ..............	0		0		0
3 Total proceeds of issue ..................	364,304,718		164,597,903		150,000,000
4 Gross proceeds in reserve funds .............	0		0		0
5 Capitalized interest from proceeds .............	0		0		0
6 Proceeds in refunding escrows ...............	0		0		0
7 Issuance costs from proceeds ...............	3,150,117		1,371,449		0
8 Credit enhancement from proceeds .............	48,500		0		0
9 Working capital expenditures from proceeds .............	0		0		0
10 Capital expenditures from proceeds .............	0		8,871,709		0
11 Other spent proceeds .............	361,106,101		154,354,689		150,000,000
12 Other unspent proceeds .............	0		56		0
13 Year of substantial completion .............			2018
	Yes	No	Yes	No	Yes	No	Yes	No
14 Were the bonds issued as part of a current refunding issue of tax-exempt bonds (or, if issued prior to 2018, a current refunding issue)? ........	X			X	X
15 Were the bonds issued as part of an advance refunding issue of taxable bonds (or, if issued prior to 2018, an advance refunding issue)? ........		X	X			X
16 Has the final allocation of proceeds been made? ..........	X			X	X
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? ..................	X		X		X

Part Ⅲ

Private Business Use

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............		X		X		X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ...............		X		X		X

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50193E

Schedule K (Form 990) 2019

Page 2

Part Ⅲ

Private Business Use (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
3a Are there any management or service contracts that may result in private business use of bond-financed property? .............	X		X		X
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?	X		X		X
c Are there any research agreements that may result in private business use of bond-financed property? .............		X		X		X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....	0.300 %		0 %		0.300 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government .........	0 %		0 %		0 %
6 Total of lines 4 and 5 .............	0.300 %		0 %		0.300 %
7 Does the bond issue meet the private security or payment test? ...		X		X		X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............		X		X		X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..	0 %		0 %
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............		X		X		X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under Regulations sections 1.141-12 and 1.145-2? ........	X		X		X

Part Ⅳ

Arbitrage

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...		X		X		X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......		X	X			X
b Exception to rebate? ........		X		X	X
c No rebate due? .........	X			X		X
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate computation was performed ......
3 Is the bond issue a variable rate issue? .....		X		X	X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?		X		X		X
b Name of provider ..........	0		0		0
c Term of hedge .........
d Was the hedge superintegrated? ......
e Was the hedge terminated? ........

Schedule K (Form 990) 2019

Page 3

Part Ⅳ

Arbitrage (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?		X		X		X
b Name of provider ..........	0		0		0
c Term of GIC .........
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........
6 Were any gross proceeds invested beyond an available temporary period?		X		X		X
7 Has the organization established written procedures to monitor the requirements of section 148? ...	X		X		X

Part Ⅴ

Procedures To Undertake Corrective Action

---------------------------------------------------------------------------------------------------------------	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations?	X		X		X

Part Ⅵ

Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).

Return Reference

Explanation

SCHEDULE K, PART I, LINE A

BAYLOR COLLEGE OF MEDICINE RESTRUCTURED ITS DEBT IN SEPTEMBER 2012. THE 1999A BONDS, THE 2007A BONDS, THE 2007B BONDS, THE 2008A, B, C SERIES BONDS, AND THE 2008E BONDS WERE REFUNDED BY THE 2012A, B, C SERIES BONDS. SCHEDULE K, PART I, LINE B THE 2008D BONDS WERE DEFEASED IN MAY 2016 WITH THE PROCEEDS FROM THE 2016 BOND SERIES. NEW MONEY PROCEEDS WERE USED TO FUND CAPITAL IMPROVEMENTS. SCHEDULE K, PART I, LINE C IN 2019 BAYLOR COLLEGE OF MEDICINE REFUNDED ITS 2015 DIRECT BANK LOAN and 2015 floating rate note WITH THE PROCEEDS FROM ITS 2019 SERIES BONDS. SCHEDULE K, PART II, LINE 3B BAYLOR COLLEGE OF MEDICINE EARNED $3,317,619 IN INTEREST GENERATED BY PROCEEDS FROM THE 2016 BOND SERIES. SCHEDULE K, PART IV, LINE 2A CALCULATION FOR BONDS IN COLUMN A WAS PERFORMED ON JULY 23, 2018.

Schedule K (Form 990) 2019

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SCHEDULE M
(Form 990)

Department of the Treasury

Internal Revenue Service

Noncash Contributions

Complete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image

Attach to Form 990.
Right pointing arrow large image

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

BAYLOR COLLEGE OF MEDICINE

Employer identification number

74-1613878

Part I

Types of Property

	(a) Check if applicable	(b) Number of contributions or items contributed	(c) Noncash contribution amounts reported on Form 990, Part VIII, line 1g	(d) Method of determining noncash contribution amounts
1 Art—Works of art ....
2 Art—Historical treasures .
3 Art—Fractional interests ..
4 Books and publications ..
5 Clothing and household goods .......
6 Cars and other vehicles ..
7 Boats and planes ....
8 Intellectual property ...
9 Securities—Publicly traded .	X	49	2,270,959	HIGH & LOW AVERAGE
10 Securities—Closely held stock .
11 Securities—Partnership, LLC, or trust interests ....
12 Securities—Miscellaneous ..
13 Qualified conservation contribution—Historic structures .....
14 Qualified conservation contribution—Other ...
15 Real estate—Residential .
16 Real estate—Commercial ..
17 Real estate—Other ...
18 Collectibles .....
19 Food inventory ...
20 Drugs and medical supplies .
21 Taxidermy ......
22 Historical artifacts ....
23 Scientific specimens ..
24 Archeological artifacts ...
25 Other ( Equipment )	X	1	205,406	COST
26 Other ( )
27 Other ( )
28 Other ( )

Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement

Yes

30a

During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which isn't required to be used for exempt purposes for the entire holding period? ...................

30a

If "Yes," describe the arrangement in Part II.

Does the organization have a gift acceptance policy that requires the review of any nonstandard contributions?

Yes

32a

Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash

contributions? ..........................

32a

If "Yes," describe in Part II.

If the organization didn't report an amount in column (c) for a type of property for which column (a) is checked,

describe in Part II.

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 51227J

Schedule M (Form 990) (2019)

Page 2

Part IISupplemental Information. Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.

Return Reference	Explanation
SCHEDULE M, PART I, COLUMN (B)	THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTIONS RECEIVED IN COLUMN (B).

Schedule M (Form 990) (2019)

Additional Data

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SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet

Attach to Form 990 or 990-EZ.
MediumBullet

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization

BAYLOR COLLEGE OF MEDICINE

Employer identification number

74-1613878

Return Reference	Explanation
Form 990, Part VI, Section A, Line 1	THE BYLAWS, AT SECTION 2.13, PROVIDE FOR AN EXECUTIVE COMMITTEE THAT MAY EXERCISE THE AUTHORITY OF THE BOARD OF TRUSTEES IN THE MANAGEMENT OF THE COLLEGE, INCLUDING, BUT WITHOUT LIMITATION, THE AUTHORITY TO EXECUTE AGREEMENTS. THE BOARD OF TRUSTEES APPOINTS MEMBERS TO THE EXECUTIVE COMMITTEE. ALL MEMBERS OF THE EXECUTIVE COMMITTEE MUST BE MEMBERS OF THE BOARD OF TRUSTEES. CURRENTLY, THERE ARE 14 EXECUTIVE COMMITTEE MEMBERS. FORM 990, PART VI, SECTION A, LINE 2 FAMILY OR BUSINESS RELATIONSHIPS: - TRUSTEE ROBERT L. BREWTON HAS A BUSINESS RELATIONSHIP WITH MARC SHAPIRO, CHRIS WALLIS, AND TODD REPPERT. - TRUSTEE GINA A. LUNA HAS A BUSINESS RELATIONSHIP WITH PAUL HOBBY. - TRUSTEE LARRY P. HEARD HAS A BUSINESS RELATIONSHIP WITH JOHN HUFF AND FRED LUMMIS. FORM 990, PART VI, SECTION A, LINE 7A THE COLLEGE IS GOVERNED BY A BOARD OF TRUSTEES OF NOT MORE THAN 50 MEMBERS. THERE ARE THREE GROUPS OF TRUSTEES: THE FIRST GROUP, NUMBERING 12, IS APPOINTED BY, AND SERVES AT THE PLEASURE OF, BAYLOR UNIVERSITY. THE SECOND GROUP, NUMBERING 36, APPOINT AND RE-APPOINT THEMSELVES. THE THIRD GROUP, NUMBERING 2, IS APPOINTED BY, AND SERVES AT THE PLEASURE OF, CHI ST. LUKE'S HEALTH.
FORM 990, PART VI, SECTION A, LINE 7B	IN 1969, BAYLOR UNIVERSITY FORMED, AND CONVEYED CERTAIN ASSETS OWNED BY BAYLOR UNIVERSITY TO, BCM. AT SUCH TIME, SUBJECT TO THE GOVERNANCE PROVISIONS DESCRIBED IN THIS SCHEDULE "O", BCM BECAME "INDEPENDENT" OF BAYLOR UNIVERSITY. AS A CONDITION TO THE CONVEYANCE OF SUCH ASSETS AND THE RELATED FORMATION OF BCM, BAYLOR UNIVERSITY RETAINED CERTAIN APPROVAL RIGHTS REFLECTED IN BCM'S CERTIFICATE OF FORMATION AND DESCRIBED BELOW. ANY MERGER, CONSOLIDATION, DISSOLUTION OR DISCONTINUANCE BY OTHER FORM OF TRANSACTION MUST BE APPROVED BY BOTH A MAJORITY OF THE TRUSTEES OF THIS BCM AND A MAJORITY OF THE MEMBERS OF THE BOARD OF TRUSTEES OF BAYLOR UNIVERSITY. NO SUCH PLAN OF MERGER, CONSOLIDATION, DISSOLUTION, OR DISCONTINUANCE BY OTHER FORM OF TRANSACTION SHALL BE ADOPTED UNLESS SUCH PLAN REQUIRES THE ASSETS OF THIS CORPORATION TO BE TRANSFERRED TO A NON-PROFIT EDUCATIONAL OR SCIENTIFIC ORGANIZATION THAT IS QUALIFIED AS A CHARITABLE ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED.
FORM 990, PART VI, SECTION B, LINE 11B	THE AUDIT, COMPLIANCE AND RISK MANAGEMENT COMMITTEE OF THE BOARD OF TRUSTEES REVIEWS BCM'S IRS FORM 990. FOLLOWING SUCH REVIEW, COPIES OF BCM'S IRS FORM 990 ARE CIRCULATED TO ALL BCM TRUSTEES PRIOR TO FILING.
FORM 990, PART VI, SECTION B, LINE 12C	BCM POLICY PROVIDES THAT ALL OFFICERS AND TRUSTEES MUST FILL OUT CONFLICT OF INTEREST DISCLOSURE FORMS ANNUALLY. THE CHAIR OF THE AUDIT, COMPLIANCE AND RISK MANAGEMENT COMMITTEE ENSURES COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY AND REVIEWS COMPLETED FORMS, CONSULTING WITH THE GENERAL COUNSEL AND VICE PRESIDENT OF COMPLIANCE AS APPROPRIATE. THE CHAIR REPORTS TO THE BOARD OF TRUSTEES AS NECESSARY, BUT AT LEAST ANNUALLY, ON FINDINGS.
FORM 990, PART VI, SECTION B, LINES 15A AND 15B	ANNUALLY THE COLLEGE HIRES A QUALIFIED INDEPENDENT COMPENSATION CONSULTANT TO REVIEW AND ASSESS CURRENT COMPENSATION AND ANY PROPOSED MODIFICATIONS FOR THE PRESIDENT AND CHIEF EXECUTIVE OFFICER, OTHER SENIOR OFFICERS, CHAIRS, DEANS, VICE PRESIDENTS, AND THOSE EMPLOYEES EARNING OVER A CERTAIN DOLLAR THRESHOLD. THE COMPENSATION AND HUMAN RESOURCES COMMITTEE OF THE BOARD OF TRUSTEES (THE "C&HR COMMITTEE") REVIEWS AND, IN RELIANCE ON THE REPORT FROM THE INDEPENDENT COMPENSATION CONSULTANT WHICH INCLUDES AN OPINION ON THE "REASONABLENESS" OF PROPOSED COMPENSATION, APPROVES AND MAY MODIFY THE COMPENSATION FOR THE PRESIDENT AND CHIEF EXECUTIVE OFFICER. THE COMMITTEE DOCUMENTS THE BASIS FOR ITS DETERMINATION ON SUCH COMPENSATION CONCURRENTLY WITH MAKING THE DETERMINATION. ANNUALLY THE PRESIDENT AND CHIEF EXECUTIVE OFFICER, AFTER CONSULTING THE REPORT FROM THE QUALIFIED INDEPENDENT COMPENSATION CONSULTANT, MAY RECOMMEND CHANGES TO COMPENSATION FOR OTHER SENIOR OFFICERS CHAIRS, DEANS, VICE PRESIDENTS, AND THOSE EMPLOYEES EARNING OVER A CERTAIN DOLLAR THRESHOLD. THE C&HR COMMITTEE REVIEWS THE PRESIDENT'S RECOMMENDATION AND, IN RELIANCE ON THE REPORT FROM THE INDEPENDENT COMPENSATION CONSULTANT THAT INCLUDES AN OPINION ON THE "REASONABLENESS" OF PROPOSED COMPENSATION, APPROVES AND MAY MODIFY THE COMPENSATION FOR OTHER SENIOR OFFICERS, CHAIRS, DEANS, VICE PRESIDENTS, AND THOSE EMPLOYEES EARNING OVER A CERTAIN DOLLAR THRESHOLD. THE COMMITTEE DOCUMENTS THE BASIS FOR ITS DETERMINATION ON SUCH COMPENSATION CONCURRENTLY WITH MAKING THE DETERMINATION.
FORM 990, PART VI, SECTION C, LINE 19	THE GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE MADE AVAILABLE UPON REQUEST. THE AUDITED FINANCIALS ARE ON THE ELECTRONIC MUNICIPAL MARKET ACCESS (EMMA) WEBSITE.
FORM 990 PART IX LINE 11G	DESCRIPTION:ANSWERING TOTAL FEES:1039567
FORM 990 PART IX LINE 11G	DESCRIPTION:BANKING TOTAL FEES:883777
FORM 990 PART IX LINE 11G	DESCRIPTION:BUILDING MAINTENANCE TOTAL FEES:36131
FORM 990 PART IX LINE 11G	DESCRIPTION:OUTSIDE BILLING TOTAL FEES:3473488
FORM 990 PART IX LINE 11G	DESCRIPTION:CATERING TOTAL FEES:2264079
FORM 990 PART IX LINE 11G	DESCRIPTION:SUBCONTRACTS - FIRST $25,000 TOTAL FEES:5424079
FORM 990 PART IX LINE 11G	DESCRIPTION:CONSULTATION TOTAL FEES:16891808
FORM 990 PART IX LINE 11G	DESCRIPTION:MAINTENANCE CONTRACTS TOTAL FEES:11411042
FORM 990 PART IX LINE 11G	DESCRIPTION:CUSTODIAL TOTAL FEES:1562057
FORM 990 PART IX LINE 11G	DESCRIPTION:COMPARATIVE MEDICINE CHARGES TOTAL FEES:14069030
FORM 990 PART IX LINE 11G	DESCRIPTION:ELECTRONIC TOTAL FEES:39352
FORM 990 PART IX LINE 11G	DESCRIPTION:ELECTRICAL TOTAL FEES:164089
FORM 990 PART IX LINE 11G	DESCRIPTION:HONORARIUMS TOTAL FEES:226379
FORM 990 PART IX LINE 11G	DESCRIPTION:SERVICE AWARDS TOTAL FEES:46152
FORM 990 PART IX LINE 11G	DESCRIPTION:HOSPITAL COSTS TOTAL FEES:667588
FORM 990 PART IX LINE 11G	DESCRIPTION:SPECIALIZED SERVICE FACILITY TOTAL FEES:16083883
FORM 990 PART IX LINE 11G	DESCRIPTION:LABORATORY ANALYSIS TOTAL FEES:14119869
FORM 990 PART IX LINE 11G	DESCRIPTION:LAUNDRY TOTAL FEES:210729
FORM 990 PART IX LINE 11G	DESCRIPTION:LIBRARY TOTAL FEES:3447488
FORM 990 PART IX LINE 11G	DESCRIPTION:PHOTOGRAPHIC TOTAL FEES:17731
FORM 990 PART IX LINE 11G	DESCRIPTION:PRINT SHOP TOTAL FEES:194054
FORM 990 PART IX LINE 11G	DESCRIPTION:RECORDS STORAGE & RETRIEVAL TOTAL FEES:466871
FORM 990 PART IX LINE 11G	DESCRIPTION:ENVIRONMENTAL SAFETY CHARGES TOTAL FEES:38174
FORM 990 PART IX LINE 11G	DESCRIPTION:REIMBURSED SALARY & FRINGE TOTAL FEES:1150874
FORM 990 PART IX LINE 11G	DESCRIPTION:REPAIRS TOTAL FEES:756393
FORM 990 PART IX LINE 11G	DESCRIPTION:WORK ORDER TOTAL FEES:6444993
FORM 990 PART IX LINE 11G	DESCRIPTION:SUBCONTRACTS AFTER $25,000 TOTAL FEES:54442428
FORM 990 PART IX LINE 11G	DESCRIPTION:TRANSPORTATION TOTAL FEES:55705
FORM 990 PART IX LINE 11G	DESCRIPTION:TEMPORARY HELP TOTAL FEES:8954336
FORM 990 PART IX LINE 11G	DESCRIPTION:TRANSCRIPTION TOTAL FEES:31643
FORM 990 PART IX LINE 11G	DESCRIPTION:OTHER TOTAL FEES:58207525

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 51056K

Schedule O (Form 990 or 990-EZ) 2019

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service

Related Organizations and Unrelated Partnerships

Complete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBullet

Attach to Form 990.
MediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

BAYLOR COLLEGE OF MEDICINE

Employer identification number

74-1613878

Part I

Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.

(a) Name, address, and EIN (if applicable) of disregarded entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(f) Direct controlling entity
(1) BAYLOR GLOBAL HEALTH GROUP LLC ONE BAYLOR PLAZA BCM 200 HOUSTON,TX77030 82-2873850	INACTIVE	TX	BCMT
(2) MAIRUS WELLNESS LLC ONE BAYLOR PLAZA BCM 200 HOUSTON,TX77030 82-2862023	INACTIVE	TX	BCMT
(3) COMMUNITY PATHOLOGY ASSOCIATES OF TEXAS ONE BAYLOR PLAZA BCM 200 HOUSTON,TX77030 82-2808869	INACTIVE	TX	BCM
(4) COMMUNITY PATHOLOGY PLLC ONE BAYLOR PLAZA BCM 200 HOUSTON,TX77030 20-2594142	INACTIVE	TX	BCM
(5) BCM COMMUNITY PHYSICIANS ONE BAYLOR PLAZA BCM 200 HOUSTON,TX77030 74-1613878	INACTIVE	TX	BCM
(6) BCM PHYSICIAN ORGANIZATION LLC ONE BAYLOR PLAZA BCM 200 HOUSTON,TX77030 74-1613878	INACTIVE	TX	BCM

Part II

Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	(g) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	Yes	No
(1)AFFILIATED MEDICAL SERVICES ONE BAYLOR PLAZA BCM 200 HOUSTON,TX77030 76-0259042	HEALTH CARE	TX	501(c)(3)	12-TYPE 1	NA		No
(2)BAYLOR MEDICAL FOUNDATION ONE BAYLOR PLAZA BCM 200 HOUSTON,TX77030 74-1490000	SUPPORT BCM	TX	501(c)(3)	12-TYPE 1	BCM	Yes
(3)BCM INTL PEDIATRIC AIDS INITIATIVE ONE BAYLOR PLAZA BCM 200 HOUSTON,TX77030 20-2951275	HEALTH CARE	TX	501(c)(3)	12-TYPE 1	BCM	Yes
(4)NATIONAL SPACE BIOMEDICAL RESEARCH INS ONE BAYLOR PLAZA BCM 200 HOUSTON,TX77030 76-0548799	BIOMEDL RSRCH	TX	501(c)(3)	7	BCM	Yes
(5)BAYLOR COLLEGE OF MEDICINE HEALTHCARE ONE BAYLOR PLAZA BCM 200 HOUSTON,TX77030 76-0481211	HLTHCARE DEL	TX	501(c)(3)	3	BCM	Yes
(6)FIDELITY NON-MANAGEMENT FOUNDATION 11 KEEWAYDIN DR STE 100 HOUSTON,TX77030 22-3195349	SUPPORT ORG	DE	501(c)(3)	12-TYPE 1	NA		No

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50135Y

Schedule R (Form 990) 2019

Page 2

Part III

Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No

Part IV

Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets	(h) Percentage ownership	(i) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets		Yes	No
(1) BCM TECHNOLOGIES INC 2450 HOLCOMBE BLVD SUITE 13 HOUSTON,TX77021 76-0112935	INVESTMENT	DE	BCM	C Corp	201,868	1,197,424	100.000 %	Yes
(2) PRESCRIPTIVE INSURANCE COMPANY LTD 22 LIME TREE BAY AVE PO BOX 1051 GRAND CAYMAN FC CJ 74-1613878	LIABILITY INS	CJ	BCM	C CORP	12,019	882,702	100.000 %	Yes
(3) DIVERSIGEN INC 3 Greenway Plaza Ste 1575 HOUSTON,TX77046 46-3679329	RESEARCH SERV	TX	BCM	C CORP	1,404,364	0		Yes
(4) FUNDATIA BAYLOR-MAREA NEGRA STR PRELUNGIREA LILIACULUI NR 10 CONSTANTA RO	PEDIATRIC AID	RO	BIPAI	C CORP				Yes
(5) BCM CHILDREN'S FOUNDATION MALAWI AMINA HOUSE GROUND FL PRIVATE BAG B LILONGWE MI	PEDIATRIC AID	MI	BIPAI	C CORP				Yes
(6) BCM-BMS CHILDREN'S CLINICAL COE-UGANDA UPPER MULAGO HOSPITAL WARD 15 KAMP KAMPALA UG	PEDIATRIC AID	UG	BIPAI	C CORP				Yes
(7) BAYLOR CHILDREN'S FOUNDATION COLOMBIA CRA 70 NO 119A-33 OFI 201 BOGOTA DC CO	PEDIATRIC AID	CO	BIPAI	C CORP				Yes
(8) BCM CHILDREN'S FOUNDATION ARGENTINA LA RIOJA 626 NEUQUEN QAXC AR	PEDIATRIC AID	AR	BIPAI	C CORP				Yes
(9) DEEP BIO INC 2 GREENWAY PLZ 910 HOUSTON,TX77046 47-5179971	RESEARCH SERVICES	TX	BCMT	C CORP				Yes
(10) ANIZOME LLC 2450 HOLCOMBE BLVD SUITE 13 HOUSTON,TX770212040 82-3870854	MICROBIOME	TX	NA	C CORP	-40,208	357,827	61.340 %	Yes
(11) COREGON INC ONE BAYLOR PLAZA BCM 200 HOUSTON,TX770303498 47-3124084	INACTIVE	TX	BCM	C CORP	0	0	100.000 %	Yes
(12) BCM RADIOLOGY ASSOCIATES ONE BAYLOR PLAZA BCM 200 HOUSTON,TX770303498 20-4258051	INACTIVE	TX	BCM	C CORP	0	0	100.000 %	Yes

Schedule R (Form 990) 2019

Page 3

Part V

Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.

Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.

Yes

1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?

a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................

Yes

b Gift, grant, or capital contribution to related organization(s) ............................

Yes

c Gift, grant, or capital contribution from related organization(s) ............................

Yes

d Loans or loan guarantees to or for related organization(s) ............................

Yes

e Loans or loan guarantees by related organization(s) ............................

f Dividends from related organization(s) ............................

g Sale of assets to related organization(s) ............................

h Purchase of assets from related organization(s) ............................

i Exchange of assets with related organization(s) ............................

j Lease of facilities, equipment, or other assets to related organization(s) .......................

k Lease of facilities, equipment, or other assets from related organization(s) ......................

l Performance of services or membership or fundraising solicitations for related organization(s) .....................

Yes

m Performance of services or membership or fundraising solicitations by related organization(s) .................

n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................

o Sharing of paid employees with related organization(s) ............................

p Reimbursement paid to related organization(s) for expenses ............................

q Reimbursement paid by related organization(s) for expenses ............................

Yes

r Other transfer of cash or property to related organization(s) ............................

Yes

s Other transfer of cash or property from related organization(s) ............................

If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.

(a) Name of related organization	(b) Transaction type (a-s)	(c) Amount involved	(d) Method of determining amount involved
(1) AFFILIATED MEDICAL SERVICES	q	166,525,337	GENERAL LEDGER
(2) BAYLOR INT PEDIATRIC AIDS INITIATIVE	b	3,771,931	GENERAL LEDGER
(3) BAYLOR MEDICAL FOUNDATION	c	992,361	GENERAL LEDGER
(4) BAYLOR COLLEGE OF MEDICINE HEALTHCARE	l	971,707	GENERAL LEDGER
(5) PRESCRIPTIVE INSURANCE COMPANY LTD	r	452,281	GENERAL LEDGER
(6) ANIZOME INC	d	300,000	GENERAL LEDGER
(7) BCM TECHNOLOGIES INC	l	52,602	GENERAL LEDGER
(8) DIVERSIGEN INC	A	30,423	GENERAL LEDGER
(9) ANIZOME INC	A	2,244	GENERAL LEDGER

Schedule R (Form 990) 2019

Page 4

Part VI

Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.

Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.

(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(e) Are all partners section 501(c)(3) organizations?		(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?
(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	Yes	No	(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No

Schedule R (Form 990) 2019

Page 5

Part VII

Supplemental Information

Provide additional information for responses to questions on Schedule R. (see instructions).

Return Reference	Explanation

Schedule R (Form 990) 2019

Additional Data

Software ID:
Software Version:

1	Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
2	Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
3	Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
4	Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .	Yes	No
5	Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
6	Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No