Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
THE WEST ENDOWMENT
 
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 491
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
HOUSTON, TX770010491
A Employer identification number

76-0481204
B Telephone number (see instructions)

(713) 961-9699
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$12,572,040J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check bullet.............
3 Interest on savings and temporary cash investments 20,742 20,742  
4 Dividends and interest from securities... 150,196 150,196  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 221,972
b Gross sales price for all assets on line 6a 2,130,369
7 Capital gain net income (from Part IV, line 2)... 221,972
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 102,791 78,875 0
12 Total. Add lines 1 through 11........ 495,701 471,785 0
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0 0 0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 6,951 3,475 0 3,476
c Other professional fees (attach schedule).... Click to see attachment 53,948 53,948 0 0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 17,595 7,207 0 0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 1,538 1,538 0 0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 80,032 66,168 0 3,476
25 Contributions, gifts, grants paid....... 571,000 571,000
26 Total expenses and disbursements. Add lines 24 and 25 651,032 66,168 0 574,476
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -155,331
b Net investment income (if negative, enter -0-) 405,617
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 3,152,388 2,989,187 2,989,187
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... -2,062 -1,588 -1,588
10a Investments—U.S. and state government obligations (attach schedule) 2,988,415 Click to see attachment2,999,383 3,000,000
b Investments—corporate stock (attach schedule)....... 3,175,955 Click to see attachment3,319,735 5,554,907
c Investments—corporate bonds (attach schedule)....... 859,926 Click to see attachment712,804 767,534
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 930 Click to see attachment700 700
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment1,589 Click to see attachment1,589 Click to see attachment261,300
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 10,177,141 10,021,810 12,572,040
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 7,660,454 7,882,426
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 2,516,687 2,139,384
29 Total net assets or fund balances (see instructions)..... 10,177,141 10,021,810
30 Total liabilities and net assets/fund balances (see instructions). 10,177,141 10,021,810
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
10,177,141
2
Enter amount from Part I, line 27a .....................
2
-155,331
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
10,021,810
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
10,021,810
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a $35K ICAHN 2/1/22 NOTE   2019-02-03 2020-02-03
b $35K ICAHN 2/1/22 NOTE   2019-02-03 2020-02-03
c $35K OCEANEERING INTL NOTE 3/16/20   2020-02-12 2020-03-16
d $35K OWENS&MINOR NOTE   2020-02-12 2020-06-22
e $35K OWENS&MINOR NOTE   2020-01-01 2020-06-22
.556 FRAC SH ST INGERSOLL RAND INC (IR)   2019-03-29 2020-03-06
100 SH LT BLACKROCK INC (BLK)   2019-03-11 2020-03-11
1000 SH LT HELMERICH & PAYNE (HP)   2019-02-25 2020-02-25
1000 SH ST T-MOBILE RTS (TMUSR)   2020-06-24 2020-07-21
10500 SH ST FORD MTRS (F)   2020-01-01 2020-08-12
1250 SH BLACKSTONE GROUP INC (BX)   2020-01-01 2020-03-20
1250 SH LT LVS LAS VEGAS SNDS   2019-01-23 2020-01-23
2000 SH LT ISH MSCI EMRGNG MKTS (EEM)   2019-02-25 2020-02-25
25 SH ST BLACKROCK INC (BLK)   2020-01-23 2020-03-11
250 SH ST BAUSCH HLTH (BHC)   2020-01-23 2020-03-16
250 SH ST DOCUSIGN INC (DOCU)   2020-02-12 2020-10-06
250 SH ST QUALYS INC (QLYS)   2020-01-23 2020-03-11
2500 SH ST AT&T 5.35% GBL NTS (TBB)   2020-01-23 2020-03-16
2750 SH ST UBER TECH. (UBER)   2020-01-01 2020-03-11
3000 SH LT WISDOMTREE EMG MKTS (DEM)   2019-02-25 2020-02-25
3000 SH ST TAKEDA PHARMACEUTICAL (TAK)   2020-01-01 2020-03-09
498 SH ST INGERSOLL RAND (IR)   2020-01-01 2020-03-09
500 SH ST HELMERICH & PAYNE (HP)   2020-01-23 2020-02-25
565 SH ST TRANE TECHNOLOGIES (TT)   2019-03-29 2020-03-09
600 SH LT MMP MAGELLAN MDSTRM   2019-01-23 2020-01-23
600 SH LT MMP MAGELLAN MIDSTRM PRT   2019-01-23 2020-01-23
725 SH ST EXACT SCIENCES (EXAS)   2020-01-23 2020-03-11
750 SH LT QUALYS INC (QLYS)   2019-03-11 2020-03-11
750 SH ST JD.COM INC (JD)   2020-04-07 2020-10-06
$11K MBIA 8/15/22 NOTE   2018-03-13 2020-12-15
$20K CHEMOURS CO 5/15/23 NOTE   2016-12-16 2020-12-01
$25K COVANTA HLDG NOTE   2018-03-13 2020-09-10
$25K HECLA MINING NOTE   2016-12-16 2020-03-19
CAPITAL GAIN DISTRIBUTION   2019-12-31 2020-12-31
$25K FRONTIER (GTE) NORTH 2/15/28 NOTE   2016-12-16 2020-06-01
$25K HILTON WORLDWIDE NOTE 3/16/20   2019-02-07 2020-03-16
$25K MARATHON OIL NOTE 3/16/20   2016-12-16 2020-03-16
$25K WPX ENERGY 9/15/24 NOTE   2018-03-13 2020-03-17
$45K UNIT CORP 5/15/21 NOTE   2019-06-02 2020-06-02
10 SH LT AMAZON.COM (AMZN)   2013-04-25 2020-10-06
100 SH LT ADOBE INC (ADBE)   2018-01-03 2020-10-06
100 SH LT MARKETAXESS HLDGS (MKTX)   2017-12-07 2020-10-06
100 SH LT NVIDIA CORP (NVDA)   2018-01-04 2020-10-06
100 SH LT PAYCOM SOFTWARE (PAYC)   2015-02-04 2020-10-19
115 SH LT MSCI INC (MSCI)   2017-12-07 2020-10-06
1400 SH LT WESTERN DIGITAL (WDC)   2019-11-10 2020-11-10
150 SH LT NVIDIA CORP (NVDA)   2018-01-04 2020-07-01
200 SH LT APPLE INC (AAPL)   2013-04-02 2020-10-19
2000 SH LT BAUSCH HLTH (BHC)   2017-06-06 2020-03-16
250 SH LT TELADOC HEALTH (TDOC)   2019-01-08 2020-10-06
250 SH LT TELADOC HEALTH (TDOC)   2019-01-08 2020-07-01
350 SH LT HONEYWELL INTL (HON)   2017-01-04 2020-03-16
350 SH LT T-MOBILE US (TMUS)   2018-03-13 2020-10-06
400 SH LT SVB FINCL GRP (SIVB)   2019-03-11 2020-03-11
400 SH LT VISA INC (V)   2018-03-13 2020-03-11
50 SH LT IDEXX LABS (IDXX)   2019-10-06 2020-10-06
7000 SH LT FORD MTRS (F)   2019-10-06 2020-08-12
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a     379 -379
b 35,000   34,763 237
c 16,143   33,802 -17,659
d 31,500   29,149 2,351
e     355 -355
18   14 4
42,461   25,168 17,293
40,829   57,663 -16,834
144   260 -116
74,442   66,449 7,993
45,924   70,013 -24,089
86,679   83,221 3,458
83,478   84,178 -700
10,615   13,441 -2,826
3,767   7,286 -3,519
56,864   21,606 35,258
18,829   21,549 -2,720
58,774   66,609 -7,835
71,911   99,333 -27,422
124,047   131,556 -7,509
52,750   60,750 -8,000
11,873   13,677 -1,804
20,415   20,992 -577
59,143   47,221 11,922
38,657   13,921 24,736
    23,932 -23,932
42,995   66,211 -23,216
56,490   56,272 218
57,640   32,152 25,488
11,000   10,964 36
20,331   20,275 56
25,490   25,108 382
25,000   25,202 -202
971     971
21,059   21,272 -213
22,325   25,095 -2,770
19,160   24,319 -5,159
14,948   25,189 -10,241
4,718   43,015 -38,297
31,634   2,739 28,895
48,545   18,126 30,419
49,828   19,664 30,164
55,708   21,391 34,317
38,600   2,721 35,879
40,880   14,810 26,070
58,136   53,021 5,115
56,847   32,087 24,760
23,719   3,121 20,598
30,132   25,042 5,090
55,821   13,400 42,421
47,096   13,400 33,696
47,032   39,192 7,840
39,915   22,969 16,946
61,430   107,719 -46,289
69,438   49,533 19,905
19,590   2,222 17,368
49,628   64,879 -15,251
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -379
b       237
c       -17,659
d       2,351
e       -355
      4
      17,293
      -16,834
      -116
      7,993
      -24,089
      3,458
      -700
      -2,826
      -3,519
      35,258
      -2,720
      -7,835
      -27,422
      -7,509
      -8,000
      -1,804
      -577
      11,922
      24,736
      -23,932
      -23,216
      218
      25,488
      36
      56
      382
      -202
      971
      -213
      -2,770
      -5,159
      -10,241
      -38,297
      28,895
      30,419
      30,164
      34,317
      35,879
      26,070
      5,115
      24,760
      20,598
      5,090
      42,421
      33,696
      7,840
      16,946
      -46,289
      19,905
      17,368
      -15,251
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 221,972
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 -37,122
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 5,638
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 5,638
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 5,638
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 8,800
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 8,800
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 3,162
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet3,162 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletTX
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletTHE WEST ENDOWMENT Telephone no.bullet (713) 961-9699

    Located atbullet1600 WEST LOOP SOUTH SUITE 2620HOUSTONTX ZIP+4bullet77027
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    MARGENE WEST LLOYD VP, TREASURER & ASST SEC/DIRECTOR
    2.00     		0 0 0
    PO BOX 491
    HOUSTON,TX77001
    KAREN SCOGGINS ASST TREASURER
    1.00     		0 0 0
    PO BOX 491
    HOUSTON,TX77001
    WILLIAM WEST LLOYD PRESIDENT/DIRECTOR
    2.00     		0 0 0
    PO BOX 491
    HOUSTON,TX77001
    RONALD S WEBSTER SECRETARY / DIRECTOR
    0.39     		0 0 0
    PO BOX 491
    HOUSTON,TX77001
    ROGER A SOAPE VP/DIRECTOR
    0.20     		0 0 0
    PO BOX 491
    HOUSTON,TX77001
    PETER K JAMESON DIRECTOR
    0.08     		0 0 0
    PO BOX 491
    HOUSTON,TX77001
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 THE WEST ENDOWMENT MADE SEVERAL CONTRIBUTIONS TO VARIOUSORGANIZATIONS FOR VARIOUS CHARITABLE PURPOSES, INCLUDINGEDUCATIONAL, MEDICAL, AND GENERAL PURPOSES. 0
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    8,731,212
    b
    Average of monthly cash balances.......................
    1b
    3,067,742
    c
    Fair market value of all other assets (see instructions)................
    1c
    265,114
    d
    Total (add lines 1a, b, and c).........................
    1d
    12,064,068
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    12,064,068
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    180,961
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    11,883,107
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    594,155
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    594,155
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    5,638
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
    4,750
    c
    Add lines 2a and 2b............................
    2c
    10,388
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    583,767
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    583,767
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    583,767
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    574,476
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    574,476
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    574,476
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 583,767
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 571,279
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017......  
    d From 2018......  
    e From 2019......  
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 574,476
    a Applied to 2019, but not more than line 2a 571,279
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 3,197
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		580,570
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018....  
    d Excess from 2019....  
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    MARGENE WEST LLOYD
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    COORDINATOR OF GRANTS
    PO BOX 491
    HOUSTON,TX77001
    (713) 961-9699
    bThe form in which applications should be submitted and information and materials they should include:
    LETTER FORM SPECIFYING PURPOSE OF APPLICATION AND AMOUNT OF CONTRIBUTION REQUESTED.
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    THE WEST ENDOWMENT WAS ORGANIZED FOR THE PURPOSE OF MAKING CHARITABLE CONTRIBUTIONS TO RELIGIOUS, CHARITABLE, SCIENTIFIC, LITERARY, AND/OR EDUCATIONAL ORGANIZATIONS WITHIN THE MEANING OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986. THE WEST ENDOWMENT DOES NOT MAKE GRANTS TO INDIVIDUALS. IN CONSIDERING REQUESTS FOR GRANTS, THE ENDOWMENT PLACES PRIORITY ON ORGANIZATIONS AND PROGRAMS SERVING HARRIS COUNTY AND THE STATE OF TEXAS.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    CHILD ADVOCATES INCORPORATED
    3701 KIRBY DR 400
    HOUSTON,TX77098     		  PC GENERAL PURPOSE 10,000
    CHRIST CHURCH CATHEDRAL
    1117 TEXAS AVENUE
    HOUSTON,TX77002     		  PC RELIGIOUS PURPOSE 10,000
    GUIDE DOGS OF TEXAS INC
    1503 ALLENA DR
    SAN ANTONIO,TX78213     		  PC GENERAL PURPOSE 15,000
    HOUSTON HOSPICE
    1905 HOLCOMBE BLVD
    HOUSTON,TX77030     		  PC MEDICAL PURPOSE 15,000
    HOUSTON METHODIST HOSPITAL FOUNDATION
    1707 SUNSET BLVD
    HOUSTON,TX77005     		  PC MEDICAL PURPOSE 150,000
    KATY PRAIRIE CONSERVANCY
    5615 KIRBY DR 867
    HOUSTON,TX77005     		  PC GENERAL PURPOSE 50,000
    MUSEUM OF HEALTH & MEDICAL SCIENCE
    1515 HERMANN DR
    HOUSTON,TX77004     		  PC GENERAL PURPOSE 30,000
    THE NATURE DISCOVERY CENTER INC
    7112 NEWCASTLE ST
    BELLAIRE,TX77401     		  PC GENERAL PURPOSE 10,000
    NEW HOPE HOUSING INC
    3315 HARRISBURG BLVD 400
    HOUSTON,TX77003     		  PC GENERAL PURPOSE 30,000
    REMIND
    P O BOX 27607
    HOUSTON,TX77227     		  PC GENERAL PURPOSE 15,000
    SALVATION ARMY
    1500 AUSTIN ST
    HOUSTON,TX77002     		  PC GENERAL PURPOSE 11,000
    INSTITUTE FOR REHABILITATION & RSCH FND
    9301 SOUTHWEST FWY
    HOUSTON,TX77074     		  PC MEDICAL PURPOSE 100,000
    TRINITY UNIVERSITY
    ONE TRINITY PLACE
    SAN ANTONIO,TX78212     		  PC EDUCATIONAL PURPOSE 75,000
    WILL ERWIN HEADACHE RESEARCH FOUNDATION
    609 MAIN STREET SUITE 2350
    HOUSTON,TX77002     		  PC MEDICAL PURPOSE 50,000
    Total .................................bullet 3a 571,000
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 20,742  
    4 Dividends and interest from securities....     14 150,196  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......     16    
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income..... 523000 23,916 15 78,875  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 221,972  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 23,916 471,785 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    495,701
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    THE WEST ENDOWMENT
    EIN:
    76-0481204
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 6,951 3,475 0 3,476

    TY 2020 GeneralExplanationAttachment
    Name:
    THE WEST ENDOWMENT
    EIN:
    76-0481204
    Identifier Return Reference Explanation
    SUPPLEMENT TO PART VII-B, QUESTION 1A (3) MAIN FORM THE TAXPAYER RECEIVES ADMINISTRATIVE SERVICES AND THE USE OFFACILITIES FREE OF CHARGE FROM DOMINION CORPORATION, WHICH IS OWNED 100% BY CERTAIN FOUNDATION MANAGERS. SUCH SERVICES ARE IN THE FORM OF OFFICE SPACE, SUPPLIES AND OFFICE PERSONNEL TO PERFORM ADMINISTRATIVE AND ACCOUNTING DUTIES. THE USE OF THE SERVICE AND FACILITIES IS NOT SELF DEALING ACTIVITY SINCE THE TAXPAYER IS USING THESE ITEMS EXCLUSIVELYFOR TAX EXEMPT PURPOSES AND THEY ARE BEING FURNISHED WITHOUTCHARGE. (IRC SECTION 4941 AND REGULATION 53.4941(D)-3)

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    THE WEST ENDOWMENT
    EIN:
    76-0481204
    Name of Bond End of Year Book Value End of Year Fair Market Value
    FIDELITY NOTES 99,743 102,808
    THE ADT CORPORATION NOTE M/W CLBL 3.5% 07/15/2022 22,228 25,656
    ALLEGHENY LUDLUM CORP DEBENTURE UNSECURED 6.95% 12/15/2025 27,923 32,250
    ANTERO MIDSTREAM PARTNERS LP NOTE M/W CLBL 5.375% 09/15/2024 31,556 34,125
    BALL CORP NOTE M/W CLBL 4.0% 11/15/2023 24,867 26,625
    BRINKER INTERNATIONAL INC NOTE M/W CLBL 3.875% 05/15/2023 19,142 20,025
    BUNGE LTD FINANCE CORP NOTE M/W CLBL 4.35% 03/15/2024 24,904 27,578
    CAPITAL ONE FINANCIAL CORP NOTE M/W CLBL 4.2% 10/29/2025 25,075 28,543
    COEUR MINING INC NOTE CLBL 5.875% 06/01/2024 24,396 25,188
    CONTINENTAL RESOURCES INC NOTE M/W CLBL 5% 09/15/2022 21,501 25,038
    CORECIVIC INC NOTE M/W CLBL 4.75% 10/15/2027 32,250 31,106
    DXC TECHNOLOGY COMPANY NOTE M/W CLBL 5.875% 03/01/2024 30,110 32,733
    EMC CORP MASS NOTE M/W CLBL 3.375% 06/01/2023 18,586 20,959
    FORD MOTOR CREDIT CO LLC NOTE M/W CLBL 4.1% 08/20/2025 38,633 39,673
    FREEPORT-MCMORAN INC NOTE M/W CLBL 4.55% 11/14/2024 24,498 27,313
    LIBERTY INTERACTIVE CORP DEBENTURE UNSECURED M/W CLBL 8.5% 07/15/2029 36,839 39,244
    NAVIENT CORP NOTE M/W CLBL 5.875% 10/25/2024 33,908 37,188
    OWENS CORNING NOTE M/W CLBL 4.2% 12/01/2024 34,996 38,909
    PITNEY BOWES INC NOTE M/W CLBL 5.95% 04/01/2023 27,797 30,600
    SPECTRUM BRANDS HOLDINGS INC NOTE M/W CLBL 6.125% 12/15/2024 25,402 25,531
    TEMPUR SEALY INTERNATIONAL INC NOTE M/W CLBL 5.5% 6/15/2026 19,859 20,814
    TOLL BROS FINANCE CORP NOTE M/W CLBL 4.875% 11/15/2025 19,948 22,450
    VALVOLINE INC NOTE M/W CLBL 4.375% 08/15/2025 24,144 25,819
    WESTINGHOUSE AIR BRAKE TECH CO NOTE M/W CLBL 4.4% 03/15/2024 24,499 27,359

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    THE WEST ENDOWMENT
    EIN:
    76-0481204
    Name of Stock End of Year Book Value End of Year Fair Market Value
    EXXONMOBIL CORPORATION 187,482 164,880
    AT&T, INC 183,879 181,188
    JOHNSON & JOHNSON 32,270 125,904
    SUNCOR ENERGY COM NPV NEW 124,454 72,825
    ADIDAS AG ADR 41,299 82,345
    ADOBE INC COM 36,252 100,023
    AFFILIATED MANAGERS GROUP 5.875% JR SUB NTS 66,946 69,374
    ALIBABA GROUP HOLDING LTD ADR 75,920 93,091
    ALTERYX INC COM CL A 67,349 79,164
    AMAZON.COM INC COM 22,290 162,847
    AMERICAN FINANCE TRUST INC 7.5% PRF STK SE 86,535 102,360
    APOLLO GLOBAL MANAGEMENT INC COM CL A 59,852 97,960
    APPLE INC COM 14,993 132,690
    B RILEY FINANCIAL INC SR NT 7.5% 87,648 101,880
    BLACKROCK CORP HIGH YIELD FD COM 215,995 228,600
    BLACKSTONE MORTGAGE TRUST INC COM 97,228 96,355
    BLOOMIN BRANDS INC COM 55,077 63,115
    CHECK POINT SOFTWARE COM 84,761 106,328
    CONSTELLATION BRANDS INC COM 43,898 76,668
    CVS HEALTH CORPORATION COM 59,060 68,300
    CYBERARK SOFTWARE LTD COM 34,888 121,193
    DOCUSIGN INC COM 43,213 111,150
    EDWARDS LIFE SCIENCES COM 32,333 95,792
    EVERGY INC COM 50,599 55,510
    FORTINET INC 41,693 148,530
    IDEXX LABORATORIES INC COM 10,826 124,968
    INTUITIVE SURGICAL INC COM 19,476 122,715
    JD.COM INC ADR 53,587 109,875
    JP MORGAN CHASE & CO COM 93,040 127,070
    MARKETAXESS HOLDINGS INC COM 29,670 85,584
    MARRIOTT INTERNATIONAL INC COM CL A 61,750 82,450
    MASTERCARD INC COM CL A 18,582 124,929
    METLIFE INC. .75% DEP SHS EA REP NN CUM 72,682 74,800
    MSCI INC COM 25,756 89,306
    NETFLIX INC COM 24,328 108,146
    NVIDIA CORP COM 43,400 156,660
    OGE ENERGY CORP COM 83,407 87,615
    PAYCOM SOFTWARE INC COM 8,163 135,675
    PAYPAL HOLDINGS INC COM 70,119 140,520
    PELOTON INTERACTIVE INC COM CL A 70,270 128,962
    PHILLIPS 66 COM 101,224 97,916
    ROPER TECHNOLOGIES INC COM 59,756 75,441
    SALESFORCE.COM INC COM 16,939 89,012
    T-MOBILE US INC COM 43,142 87,653
    TELADOC HEALTH INC COM 26,792 99,980
    TESLA INC COM 102,964 123,492
    TRAVELCENTERS OF AMERICA 8.25% SR NOTES DUE 91,700 106,720
    ULTA BEAUTY INC 71,148 86,148
    VERIZON COMMUNICATONS COM 65,597 73,438
    WALMART INC COM 53,107 86,490
    WERNER ENTERPRISES INC COM 76,376 78,440
    WYNN RESORTS LTD COM 80,020 112,830

    TY 2020 InvestmentsGovtObligationsSch
    Name:
    THE WEST ENDOWMENT
    EIN:
    76-0481204
    US Government Securities - End of Year Book Value:

    2,999,383
    US Government Securities - End of Year Fair Market Value:

    3,000,000
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2020 InvestmentsOtherSchedule2
    Name:
    THE WEST ENDOWMENT
    EIN:
    76-0481204
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ACCOUNTS RECEIVABLE AT COST 700 700

    TY 2020 OtherAssetsSchedule
    Name:
    THE WEST ENDOWMENT
    EIN:
    76-0481204
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    OIL AND GAS ROYALTY PROPERTIES 1,589 1,589 261,300


    TY 2020 OtherExpensesSchedule
    Name:
    THE WEST ENDOWMENT
    EIN:
    76-0481204
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LIABILITY INSURANCE (D&O) 902 902 0 0
    ADMINISTRATIVE EXPENSE 636 636 0 0


    TY 2020 OtherIncomeSchedule2
    Name:
    THE WEST ENDOWMENT
    EIN:
    76-0481204
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OIL & GAS ROYALTIES 69,529 69,529 0
    PARTNERSHIP ORDINARY LOSS - UBTI -16 0 0
    OTHER GAINS & LOSSES UBTI 23,932 0 0
    MISCELLANEOUS INCOME 260 260 0
    LEASE BONUS & RENTAL INCOME 9,086 9,086 0


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    THE WEST ENDOWMENT
    EIN:
    76-0481204
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    AD VALOREM CONSULTANT 300 300 0 0
    INVESTMENT ADVISOR 50,148 50,148 0 0
    O&G CONSULTANT 3,500 3,500 0 0


    TY 2020 TaxesSchedule
    Name:
    THE WEST ENDOWMENT
    EIN:
    76-0481204
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PRODUCTION TAXES - ROYALTIES 2,246 2,246 0 0
    AD VALOREM TAXES 4,095 4,095 0 0
    FOREIGN TAXES 866 866 0 0
    EXCISE & INCOME TAX 10,388 0 0 0