TY 2020 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2020

Open to Public Inspection

For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020

Name of foundation
Richard L and Diane M Block Foundation

% Foundation Source

Number and street (or P.O. box number if mail is not delivered to street address)Foundation Source 501 Silverside Rd
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
Wilmington, DE198091377

A Employer identification number

30-6136901

B Telephone number (see instructions)

(800) 839-1754

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$36,919,280J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)	0
2	Check .............
3	Interest on savings and temporary cash investments	2,002		2,002
4	Dividends and interest from securities...	785,436		785,436
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		-374,122
b	Gross sales price for all assets on line 6a 12,489,657
7	Capital gain net income (from Part IV, line 2)...			0
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		504
12	Total. Add lines 1 through 11........	413,820		787,438
13	Compensation of officers, directors, trustees, etc.	0
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........		7,039	0	0	7,039
b	Accounting fees (attach schedule).......
c	Other professional fees (attach schedule)....		160,063	160,063
17	Interest...............
18	Taxes (attach schedule) (see instructions)...		667,598	1,375
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............	5,892				5,892
21	Travel, conferences, and meetings.......	45				45
22	Printing and publications..........	206				206
23	Other expenses (attach schedule).......		48,153	853		47,300
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	888,996		162,291	0	60,482
25	Contributions, gifts, grants paid.......	1,073,993				1,073,993
26	Total expenses and disbursements. Add lines 24 and 25	1,962,989		162,291	0	1,134,475
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-1,549,169
b	Net investment income (if negative, enter -0-)			625,147
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2020)

Form 990-PF (2020)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............
	2	Savings and temporary cash investments.........	1,408,672	1,725,871	1,725,871
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)	1,663,647	1,252,352	1,292,511
	b	Investments—corporate stock (attach schedule).......	31,616,229	30,088,771	32,561,031
	c	Investments—corporate bonds (attach schedule).......	1,110,548	1,182,933	1,339,867
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	35,799,096	34,249,927	36,919,280
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........	0	0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds	35,799,096	34,249,927
	29	Total net assets or fund balances (see instructions).....	35,799,096	34,249,927
	30	Total liabilities and net assets/fund balances (see instructions).	35,799,096	34,249,927

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

35,799,096

Enter amount from Part I, line 27a .....................

-1,549,169

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

34,249,927

Decreases not included in line 2 (itemize) bullet

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

34,249,927

Form 990-PF (2020)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	Publicly-traded Securities
b
c
d
e

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	12,489,657	12,863,779	-374,122
b
c
d
e

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-374,122
b
c
d
e

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	-374,122
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE

1 Reserved

(a) Reserved	(b) Reserved	(c) Reserved	(d) Reserved

Reserved...........................

Reserved,..........................

Form 990-PF (2020)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Reserved................................	1	8,690
c	All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2
3	Add lines 1 and 2...........................	3	8,690
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	8,690
6	Credits/Payments:

a	2020 estimated tax payments and 2019 overpayment credited to 2020	6a	7,600
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	1,090
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	8,690
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10
11	Enter the amount of line 10 to be: Credited to 2021 estimated tax	Refunded	11

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2020)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions Click to see attachment

.................

Yes

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

Foundation Source Telephone no. bullet

(800) 839-1754

Located at bullet

501 Silverside Road Suite 123WilmingtonDE ZIP+4 bullet

198091377

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2020?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2020, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2020?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2020.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?

Form 990-PF (2020)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
Debbie Bellange	Dir 1.0	0	0	0
Foundation Source 501 Silverside Rd Wilmington,DE198091377	Dir 1.0	0	0	0
David Richard Block	Dir 1.0	0	0	0
Foundation Source 501 Silverside Rd Wilmington,DE198091377	Dir 1.0	0	0	0
Patrick Block	Dir 1.0	0	0	0
Foundation Source 501 Silverside Rd Wilmington,DE198091377	Dir 1.0	0	0	0
Richard L Block	Pres, Trustee, Dir 1.0	0	0	0
Foundation Source 501 Silverside Rd Wilmington,DE198091377	Pres, Trustee, Dir 1.0	0	0	0
Jennifer D Green	Dir, Executive Dir, Sec 20.0	0	0	0
Foundation Source 501 Silverside Rd Wilmington,DE198091377	Dir, Executive Dir, Sec 20.0	0	0	0
Edward McCarty	Dir 1.0	0	0	0
Foundation Source 501 Silverside Rd Wilmington,DE198091377	Dir 1.0	0	0	0
Mead Treadwell	Dir 1.0	0	0	0
Foundation Source 501 Silverside Rd Wilmington,DE198091377	Dir 1.0	0	0	0
Amanda Weitman	Dir 1.0	0	0	0
Foundation Source 501 Silverside Rd Wilmington,DE198091377	Dir 1.0	0	0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances










Total number of other employees paid over $50,000...................

Form 990-PF (2020)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
Alaska Permanent Capital Management	Investment MGMT	82,981
900 W 5th Ave Ste 601 ANCHORAGE,AK995012044	Investment MGMT	82,981
Bracco Ruiz Group	Investment MGMT	77,082
225 N 9th St Ste 700 BOISE,ID83702	Investment MGMT	77,082

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2020)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

32,790,779

Average of monthly cash balances.......................

1,098,102

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

33,888,881

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

33,888,881

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

508,333

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

33,380,548

Minimum investment return. Enter 5% of line 5..................

1,669,027

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part X, line 6....................

1,669,027

Tax on investment income for 2020 from Part VI, line 5......

8,690

Income tax for 2020. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

8,690

Distributable amount before adjustments. Subtract line 2c from line 1............

1,660,337

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

1,660,337

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

1,660,337

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

1,134,475

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

1,134,475

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

1,134,475

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2020)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(c) 2019	(d) 2020
1 Distributable amount for 2020 from Part XI, line 7				1,660,337
2 Undistributed income, if any, as of the end of 2020:
a Enter amount for 2019 only.......			1,090,422
b Total for prior years:2018, 2017, 2016
3 Excess distributions carryover, if any, to 2020:
a From 2015......
b From 2016......
c From 2017......
d From 2018......
e From 2019......
fTotal of lines 3a through e........
4Qualifying distributions for 2020 from Part
XII, line 4: $ 1,134,475
a Applied to 2019, but not more than line 2a			1,090,422
b Applied to undistributed income of prior years (Election required—see instructions).....
c Treated as distributions out of corpus (Election required—see instructions)........
d Applied to 2020 distributable amount.....				44,053
e Remaining amount distributed out of corpus		0
5 Excess distributions carryover applied to 2020.
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		0
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............
f Undistributed income for 2020. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2021 ..........				1,616,284
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......
8 Excess distributions carryover from 2015 not applied on line 5 or line 7 (see instructions) ...
9Excess distributions carryover to 2021. Subtract lines 7 and 8 from line 6a ......		0
10 Analysis of line 9:
a Excess from 2016....
b Excess from 2017....
c Excess from 2018....
d Excess from 2019....
e Excess from 2020....	0

Form 990-PF (2020)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2020	(b) 2019	(c) 2018	(d) 2017	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

Richard L Block

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:

Jennifer Green
55 Walls Dr 3rd Fl
Fairfield,CT06824
(203) 319-3700

bThe form in which applications should be submitted and information and materials they should include:

fsrequests.com/blockfoundation

cAny submission deadlines:

fsrequests.com/blockfoundation

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

fsrequests.com/blockfoundation

Form 990-PF (2020)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
ABUSED WOMENS AID IN CRISIS INCORPORATED 100 W 13TH AVE ANCHORAGE,AK99501	N/A	PC	General & Unrestricted	750
ACCESS ALASKA INC 1217 E 10TH AVE ANCHORAGE,AK99501	N/A	PC	Operational Funding	10,000
ALASKA PACIFIC UNIVERSITY 4101 UNIVERSITY DR ANCHORAGE,AK99508	N/A	PC	Spring 19/20 Block Foundation Scholarship Fund	5,000
ALASKA YOUTH ORCHESTRAS 1505 W 32ND AVE ANCHORAGE,AK99503	N/A	PC	Scholarship Fund	5,000
AMERICAN NATIONAL RED CROSS 235 E 8TH AVE ANCHORAGE,AK99501	N/A	PC	21st Annual Real Heroes Breakfast FUND	110,000
ANCHORAGE CLASSICAL BALLET ACADEMY 1309 W 29TH AVE ANCHORAGE,AK99503	N/A	PC	General & Unrestricted	10,000
ANCHORAGE COMMUNITY MENTAL HEALTH SERVICES INC 4020 FOLKER ST ANCHORAGE,AK99508	N/A	PC	Midtown Anchorage Service Expansion	30,000
ANCHORAGE COMMUNITY THEATRE INC 1133 E 70TH AVE ANCHORAGE,AK99518	N/A	PC	General & Unrestricted	10,000
ANCHORAGE INTERNATIONAL FILM FESTIVAL 200 W 34TH AVE PMB 136 ANCHORAGE,AK99503	N/A	PC	General & Unrestricted	1,500
ANCHORAGE MONTESSORI SCHOOL 5001 NORTHWOOD DR ANCHORAGE,AK99517	N/A	PC	General & Unrestricted	1,000
ANCHORAGE MUSEUM ASSOCIATION 625 C ST ANCHORAGE,AK99501	N/A	PC	General & Unrestricted	5,000
ANCHORAGE SYMPHONY ORCHESTRA 400 D ST STE 230 ANCHORAGE,AK99501	N/A	PC	Audience Development and Patron Loyalty Initiative	35,000
BEACON HILL 2807 ARCTIC BLVD ANCHORAGE,AK99503	N/A	PC	General & Unrestricted	15,000
BEANS CAFE INC 1020 E 4TH AVE ANCHORAGE,AK99501	N/A	PC	General & Unrestricted	100,000
BETHEL COMMUNITY SERVICES FOUNDATION INC PO BOX 2189 BETHEL,AK99559	N/A	PC	YKDelta Covid Response Fund	20,000
CATHOLIC SOCIAL SERVICES 3710 E 20TH AVE ANCHORAGE,AK99508	N/A	PC	Transitional Shelter Proposal Anchorage	50,000
CHALLENGE ALASKA 3350 COMMERCIAL DR STE 208 ANCHORAGE,AK99501	N/A	PC	Warriors Hockey Program	10,000
COOK INLET HOUSING AUTHORITY 3510 SPENARD RD ANCHORAGE,AK99503	N/A	GOV	Church of Love Capital Project	85,000
COVENANT HOUSE ALASKA 755 A ST ANCHORAGE,AK99501	N/A	PC	Youth Homeless Demonstration Project	150,000
CYRANOS THEATRE COMPANY 3800 DEBARR RD ANCHORAGE,AK99508	N/A	PC	General & Unrestricted	15,000
DENALI FAMILY SERVICES 6401 A ST ANCHORAGE,AK99518	N/A	PC	DFS program expenses	10,000
FAMILY PROMISE OF JUNEAU PO BOX 32775 JUNEAU,AK99803	N/A	PC	General & Unrestricted	25,000
JUNEAU COMMUNITY FOUNDATION 350 N FRANKLIN ST STE 4 JUNEAU,AK99801	N/A	PC	2020 Community Assistance Fund	10,000
JUNEAU COMMUNITY FOUNDATION 350 N FRANKLIN ST STE 4 JUNEAU,AK99801	N/A	PC	COVID RESPONSE - COMMUNITY NEEDS	10,000
NORTH STAR DANCE FOUNDATION 1755 WESTWOOD WAY STE 1 FAIRBANKS,AK99709	N/A	PC	HVAC System fUND	5,000
PALMER SENIOR CITIZENS CENTER INC 1132 S CHUGACH ST PALMER,AK99645	N/A	PC	Covid Response to Increased Meal Delivery Service	50,000
SEWARD ASSOCIATION FOR THE ADVANCEMENT OF MARINE S PO BOX 1329 SEWARD,AK99664	N/A	PC	General & Unrestricted	100,250
SITKA MUSIC FESTIVAL INC PO BOX 3333 SITKA,AK99835	N/A	PC	General & Unrestricted	2,850
THE ALBERT BAKER FUND 1510 J ST STE 150 SACRAMENTO,CA95814	N/A	PC	Alaskan Resident Christian Scientist Student Scholarship Fund	19,032
THE ALBERT BAKER FUND 1510 J ST STE 150 SACRAMENTO,CA95814	N/A	PC	Alaskan Student Spring 2020 Scholarship Fund	5,733
THE ALBERT BAKER FUND 1510 J ST STE 150 SACRAMENTO,CA95814	N/A	PC	The Albert Baker Fund Fall 2019/2020 Alaskan Student Scholarship Fund	28,266
THE ALBERT BAKER FUND 1510 J ST STE 150 SACRAMENTO,CA95814	N/A	PC	The Albert Baker Fund Spring 2019/2020 Scholarship Fund	16,112
VOLUNTEERS OF AMERICA INC 2600 CORDOVA ST STE 101 ANCHORAGE,AK99503	N/A	PC	YHDP	100,000
YOUNG LIFE PO BOX 92153 ANCHORAGE,AK99509	N/A	PC	Young Life Expansion in Alaska	10,000
Stephen Rosser West Anchorage High School 1700 Hillcrest Drive Anchorage,AK99517	NONE	I	Excellent Teacher Award	2,250
Brian Goudreau West Anchorage High School 1700 Hillcrest Drive Anchorage,AK99517	NONE	I	Excellent Teacher Award	2,250
Kirsten Davis West Anchorage High School 1700 Hillcrest Drive Anchorage,AK99517	NONE	I	Excellent Teacher Award	2,250
John Ruhlin West Anchorage High School 1700 Hillcrest Drive Anchorage,AK99517	NONE	I	Excellent Teacher Award	2,250
Carrie Elfstrom West Anchorage High School 1700 Hillcrest Drive Anchorage,AK99517	NONE	I	Excellent Teacher Award	2,250
Rebecca Haag West Anchorage High School 1700 Hillcrest Drive Anchorage,AK99517	NONE	I	Excellent Teacher Award	2,250
Total ................................. 3a				1,073,993

bApproved for future payment

Total ................................. 3b

Form 990-PF (2020)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........			14	2,002
4 Dividends and interest from securities....			14	785,436
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............			18	-374,122
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: aFEDERAL TAX REFUND			01	504
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				413,820

13Total. Add line 12, columns (b), (d), and (e)..................

413,820

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2020)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2020)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

- TIN:

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

TY 2020 DepreciationSchedule

Name:

Richard L and Diane M Block Foundation

EIN:

30-6136901

Description of Property	Date Acquired	Cost or Other Basis	Prior Years' Depreciation	Computation Method	Rate / Life (# of years)	Current Year's Depreciation Expense	Net Investment Income	Adjusted Net Income	Cost of Goods Sold Not Included

- TIN:

TY 2020 InvestmentsCorpBondsSchedule

Name:

Richard L and Diane M Block Foundation

EIN:

30-6136901

Name of Bond	End of Year Book Value	End of Year Fair Market Value
ADVANCED MICRO DEVICES INC BON	5,753	11,449
AMAZON COM - 2.800% - 08/22/20	40,719	42,205
AMERICAN AIRLINES GROUP INC -	11,656	15,043
APPLE INC - 1.650% - 05/11/203	27,618	27,808
APPLE INC NOTE - 2.400% - 05/0	30,553	31,453
ATLAS AIR WORLDWIDE HLDGS INC	13,330	12,480
BANK AMER CORP BOND - 3.248% -	22,031	23,493
BENEFITFOCUS INC - 1.250% - 12	2,588	2,640
BP CAP MKTS AMER - 3.410% - 02	26,831	28,029
CAPITAL ONE FINL CORP NOTE - 3	19,551	20,743
CHEGG INC BOND - 0.125% - 03/1	9,300	10,869
CHENIERE ENERGY INC - 4.250% -	7,235	7,031
CITIGROUP INC NOTE - 2.900% -	25,407	25,540
COCA-COLA CO - 3.450% - 03/25/	29,698	29,468
COLONY STARWOOD HOMES - 3.500%	5,340	5,341
COMCAST CORP - 1.500% - 02/15/	28,885	28,804
COUPA SOFTWARE INC - 0.125% -	19,465	23,994
DISH NETWORK CORP BOND - 3.375	982	953
DOCUSIGN INC BOND - 0.500% - 0	7,195	9,349
ENTERPRISE PROD - 3.750% - 02/	26,962	27,992
ETSY INC - 0.125% - 10/01/2026	7,200	8,487
FIREEYE INC BOND - 1.625% - 06	8,694	8,832
FISERV INC NOTE CALL MAKE WHOL	29,969	31,953
FIVE9 INC - 0.125% - 05/01/202	1,691	4,246
FORTIVE CORP - 0.875% - 02/15/	8,184	9,258
GDS HLDGS LTD - 2.000% - 06/01	3,711	5,666
GOLDMAN SACHS GROUP INC - 5.25	37,471	35,983
HUAZHU - 0.375% - 11/01/2022	10,097	10,275
II VI INC - 0.250% - 09/01/202	4,155	6,679
INPHI CORP NOTE - 0.750% - 09/	2,885	5,683
INSMED INC BOND - 1.750% - 01/	8,951	10,100
INVITAE CORP - 2.000% - 09/01/	4,701	4,778
JP MORGAN CHASE - 3.540% - 05/	22,484	23,816
KINDER MORGAN ENERGY PARTNERS	26,332	26,234
LIBERTY MEDIA CORP - 1.000% -	1,330	1,274
LIVE NATION ENTERTAINMEN - 2.5	11,223	11,617
LIVEPERSON INC - 0.750% - 03/0	4,554	5,294
LUMENTUM HLDGS INC - 0.250% -	10,516	11,544
MARSH &MCLENNAN COS INC - 4.37	26,459	28,003
MICROCHIP TECHNOLOGYINC BOND -	6,672	9,090
MORGAN STANLEY MTN CALL MAKE W	50,594	53,522
NEOGENOMICS INC - 1.250% - 05/	4,947	6,525
NEXTERA ENERGY CAP - 2.250% -	28,485	28,307
NORTHROP GRUMMAN CORP NOTE - 2	25,442	25,966
NOVELLUS SYS INC - 0.000% - 05	9,193	14,811
OKTA INC BOND - 0.125% - 09/01	10,646	10,417
ORACLE CORP - 2.950% - 04/01/2	37,978	37,908
PAYPAL HLDGS INC - 2.300% - 06	32,999	33,195
PENN NATL GAMING INC - 2.750%	4,954	11,317
PINDUODUO INC - 0.000% - 12/01	5,199	6,166
PRICELINE GRP INC - 0.009% - 0	12,444	12,749
PROCTER &GAMBLE CO - 3.000% -	28,995	28,666
Q2 HLDGS INC - 0.750% - 06/01/	6,094	7,658
REPLIGEN CORP - 0.375% - 07/15	6,505	10,500
RH NOTE - 0.000% - 06/15/2023	2,634	7,031
SAREPTA THERAPEUTICS INC - 1.5	5,473	7,355
SCORPIO TANKERS INC - 3.000% -	7,072	5,712
SERVICENOW INC - 0.000% - 06/0	2,128	4,077
SFL CORPORATION LTD - 5.750% -	4,344	3,920
SHOPIFY INC - 0.125% - 11/01/2	6,650	7,065
SNAP INC - 0.750% - 08/01/2026	12,500	15,849
SOUTHWEST AIRLS CO - 1.250% -	16,463	18,883
SQUARE INC - 0.500% - 05/15/20	5,526	14,000
STARWOOD PPTY TR INC - 4.375%	13,335	12,880
SUNPOWER CORP BOND - 4.000% -	8,486	12,927
TERADYNE INC - 1.250% - 12/15/	8,789	15,123
TESLA INC - 2.000% - 05/15/202	7,725	56,847
TWILIO INC BOND - 0.250% - 06/	5,259	9,536
TWITTER INC BOND - 0.010% - 09	13,747	14,252
US BANCORP - 2.375% - 07/22/20	28,249	28,082
VERIZON COMMS - 4.329% - 09/21	26,706	26,417
WALMART INC - 3.400% - 06/26/2	26,650	26,849
WAYFAIR INC - 1.000% - 08/15/2	7,214	6,703
WEIBO CORP - 1.250% - 11/15/20	29,686	30,070
WELLS FARGO CO MTN BE - 3.300%	39,036	40,523
WESTERN DIGITAL CORP - 1.500%	28,520	28,825
WIX COM - 0.000% - 07/01/2023	5,803	5,537
ZILLOW GROUP INC - 1.500% - 07	8,085	10,201

- TIN:

TY 2020 InvestmentsCorpStockSchedule

Name:

Richard L and Diane M Block Foundation

EIN:

30-6136901

Name of Stock	End of Year Book Value	End of Year Fair Market Value
ABB LTD	24,956	30,728
ABBVIE INC	44,396	60,218
ACCENTURE PLC	46,523	60,078
AGREE REALTY CORP	15,824	16,046
AIA GROUP LTD ADR	34,410	42,448
AIR PRODS & CHEM INC	57,265	67,759
AKAMAI TECH COM STK	11,610	14,489
ALBANY INTERNATIONAL CORP	14,173	13,730
ALEXANDRIA REAL ESTATE EQUITIE	7,444	8,376
ALIBABA GROUP HOLDING LTD	153,138	163,144
ALLEGHANY CP	14,283	10,866
ALPHABET INC CL A	115,475	150,727
ALPHABET INC CL C	79,407	103,361
ALTRA HLDGS INC	13,443	22,172
AMAZON COM	100,083	185,645
AMERICAN ASSETS TRUST INC	13,639	10,252
AMERICAN EXPRESS CO	55,180	55,014
AMERICAN TOWER REIT INC	12,869	13,243
ANALOG DEVICES INC	9,682	12,409
ANSYS INC	15,372	21,828
AON PLC CL A	52,571	54,296
APPLIED MATERIALS INC	78,024	118,404
APTIV 550% MANDATORY CONVERTIB	9,478	11,264
ARCHROCK INC	14,669	15,432
ASSA ABLOY UNSP/ADR	18,739	20,037
AUTODESK, INC	44,311	75,114
AUTOMATIC DATA PROCESSING INC	59,485	62,022
AVALONBAY CMNTYS INC	22,950	22,139
AVERY DENNISON CORP	7,137	8,531
BANK NEW YORK MELLON CORP COM	69,636	62,472
BANK OF HAWAII CORP	10,455	11,187
BATS SERIES M PORTFOLIO	630,719	639,949
BERKSHIRE HATHAWAY INC. CLASS	96,734	103,182
BLACKROCK ALLOC TGT SER S PORT	66,656	67,139
BLACKROCK CREDIT STRATEGIES IN	170,114	173,734
BLACKROCK INC	49,669	72,154
BLACKROCK STRAT INC OPP PORTFO	333,002	347,042
BOEING CO	44,417	59,937
BOOZ ALLEN HAMILTON HOLDING CO	14,312	17,436
BOSTON PPTYS INC	10,437	10,682
BROADCOM INC	47,024	66,991
BROADRIDGE FINANCIAL	15,331	19,303
BRYN MAWR BANK CORP	14,757	12,118
BURLINGTON STORES, INC	9,406	12,554
BWX TECHNOLOGIES INC	14,149	15,130
CABOT CP	11,625	11,893
CAE INC	34,212	42,831
CANADIAN NATL RAILWAY CO	26,233	32,296
CAPITAL ONE FINANCIAL CORP	104,497	124,156
CARRIER GLOBAL	25,903	69,254
CASEY'S GENERAL STORES, INC	12,119	13,397
CDK GLOBAL INC	12,564	12,076
CENTERPOINT ENERGY DS 1/20 PRE	6,469	5,508
CHARLES SCHWAB CORP	22,935	30,922
CHEVRON CORP	52,538	38,678
CHINA GAS HOLDINGS LTD	31,376	39,806
CHUBB LIMITED	19,128	19,240
CIRRUS LOGIC INC	10,192	11,179
CISCO SYSTEMS INC	78,145	79,073
CLOROX CO	4,713	6,260
CMC MATERIALS INC	15,363	17,853
COCA COLA EUROPEAN PARTNERS PL	25,761	25,912
COHERENT INC CAL	10,695	11,101
COLGATE-PALMOLIVE COMPANY	16,825	21,035
COMCAST CORP	28,024	34,008
CROWN CASTLE INTL	52,923	62,402
DARLING INGREDIENTS INC	14,919	36,858
DEERE CO	31,251	53,272
DIGITAL RLTY TR INC	18,299	17,718
DIODES	13,717	20,093
DOLLAR GENERAL CORP	44,699	57,622
DONALDSON CO. INC	6,235	7,879
DORMAN PRODUCTS INC	6,589	7,814
DUKE REALTY CORPORATION	29,154	32,775
EASTGROUP PROPERTIES INC	19,499	20,157
EATON CORP PLC	20,443	25,109
ENERSYS	14,819	17,858
ENTEGRIS INC MINNESOTA	19,803	39,978
ENTERGY CORP	13,090	11,781
EPAM SYSTEMS INC	8,374	14,334
EPIROC AB	26,394	40,432
EQUIFAX INC	5,069	7,135
EQUINIX, INC	18,684	17,855
ESSENTIAL UTILITIES 6.00 TANGI	4,877	4,962
EVERSOURCE ENERGYINC	8,367	8,911
EXPEDITORS INTL WASH INC	37,719	48,982
EXTRA SPACE STORAGE	18,169	19,696
FACEBOOK INC	117,693	159,799
FACTSET RESH SYST INC	17,048	20,948
FB FINANCIAL CORPORATION	14,760	14,621
FIRST AMERICAN CORP	18,970	15,799
FIRST INDUSTRIAL REALTY TRUST	20,997	22,287
FIRST REPUBLIC BANK	13,918	18,072
FIRSTCASH INC	19,929	17,580
FLEXSHARES QUALITY DIVIDEND IN	113,491	120,189
FLIR SYSTEMS INC	5,633	6,180
FLUOR CORP	10,837	9,758
FORMFACTOR INC.	9,786	18,068
FRANKLIN ELECTRIC CO., INC	16,418	20,417
GAMING AND LEISURE PROPERTIES,	3,868	4,282
GARTNER INC	11,040	12,014
GENUINE PARTS COMPANY	10,434	10,043
GLOBE LIFE INC	13,929	12,725
HACKETT GROUP INC	10,523	9,872
HASBRO INC	13,447	12,534
HDFC BANK LTD ADR	28,686	32,878
HEALTHPEAK PROPERTIES INC	25,349	25,363
HEARTLAND FINANCIAL USA, INC.	11,634	10,940
HELEN OF TROY LIMITED	5,803	7,777
HESS CORP	7,576	7,021
HEXAGON	20,834	33,903
HEXCEL CP DELAWARE	33,504	23,615
HIGHWOODS PRPTY INC	12,416	13,157
HOME DEPOT INC	67,647	83,139
HONEYWELL INTL	62,026	75,721
HORACE MANN EDUCATOR	11,855	11,981
HOST HOTELS & RESORTS INC	5,982	7,403
HUBBELL INCORPORATED	10,585	11,289
HUDSON PACIFIC PROPERTIES INC	7,901	7,638
HUNTSMAN CORP	12,359	13,475
IAA INC	8,115	12,281
IAC INTERACTIVE CORP	22,866	32,379
ILLINOIS TOOL WORKS	30,050	35,067
ILLUMINA INC COM	23,400	29,970
INDUSTRIA DE DISENO	24,130	23,787
INSPERITY INC	13,361	12,864
INTEL CORP	54,313	49,870
INTERCONTINENTAL EXCHANGE, INC	42,257	52,457
INVITATION HOMES INC.	24,816	29,017
IQVIA HOLDINGS INC	48,439	59,126
ISHARES BLOOMBERG ROLL SELECT	976,796	1,207,158
ISHARES CORE MSCI EAFE ETF	1,329,661	1,458,835
ISHARES CORE MSCI EMERGING MAR	1,004,510	1,233,355
ISHARES TRUST MSCI EAFE INDEX	1,999,277	2,173,404
JACK IN THE BOX INC	11,800	25,891
JP MORGAN CHASE	172,107	167,097
JPMORGAN BETABUILDERS MSCI US	1,993,120	1,836,517
KIMBERLY CLARK CORP	36,892	38,696
LIBERTY BROADBAND CORPORATION	13,775	18,213
LIBERTY SIRIUS XM CORP - SER C	11,073	10,573
LIFE STORAGE, INC	19,243	23,759
LITTELFUSE, INC	14,179	19,609
LOCKHEED MARTIN CORP	68,376	63,186
LOEWS CORP	8,414	7,518
LOWES COMPANIES INC	34,057	45,103
LYONDELLBASELL INDUSTRIES NV	7,575	7,608
M&T BANK CORP	10,511	8,020
MARKEL CORP	14,801	13,433
MARSH AND MCLENNAN COMPANIES I	42,928	46,215
MCDONALD'S CORP	83,438	91,840
MEDICAL PROPERTIES TRUST, INC	6,992	7,125
MERITAGE CORPORATION	12,220	15,405
MICROSOFT CORP	157,466	230,205
MID-AMERICA APT COMMUNITIES IN	17,856	19,384
MONDELEZ INTERNATIONAL INC	54,693	58,470
MONOLITHIC POWER SYSTEMS, INC	12,657	27,833
MONSTER BEVERAGE CORP	33,368	50,217
MOOG INC CL A	12,450	11,816
MOTOROLA SOLUTIONS INC	43,577	46,086
MYRIAD GENETICS, INC	11,841	10,755
NEW ORIENTAL ED & TECHNOLOGY G	34,912	53,699
NEW SR INVT GROUP INC COM	4,721	3,440
NEXTERA ENERGY CAPITAL HOLDING	19,895	22,792
NEXTERA ENERGY, INC	84,615	111,405
NINTENDO CO LTD ADR UNSPON	22,092	33,657
NISOURCE INC	10,412	8,924
NVIDIA CORP	27,259	65,275
NXP SEMICONDUCTORS	22,214	29,417
OLLIES BARGAIN OUTLET HOLDINGS	5,030	8,259
ORACLE CORP	46,448	54,404
PACER BENCHMARK INDUSTRIAL RE	429,834	450,395
PALO ALTO NETWORKS INC	17,351	27,010
PAYCHEX	50,373	55,442
PEBBLEBROOK HOTEL TR COM	30,719	30,042
PENN NATIONAL GAMING	10,186	37,053
PEPSICO INC	70,289	75,930
PHILLIPS 66	24,795	16,226
PHYSICIANS REALTY TRUST	17,805	17,177
PIEDMONT OFFICE REALTY TRUST I	12,127	11,718
PNC FINANCIAL GROUP INC	44,153	42,465
PORTLAND GEN ELEC	14,590	13,900
PROCTER GAMBLE CO	73,763	83,623
PROLOGIS	61,931	67,669
PRUDENTIAL PLC SC	35,309	38,296
PTC INC	22,155	34,926
QTS REALTY TRUST	19,289	18,812
QUALCOMM INC	70,027	100,087
RAYMOND JAMES FINANCIAL INC	17,500	18,751
RAYTHEON TECHNOLOGIES CORP	61,808	65,861
REALTY INCOME CORP	49,795	46,006
RELX PLC	39,140	39,752
REXFORD INDUSTRIAL REALTY INC	10,610	10,902
RIO TINTO PLC SPONSORED ADR	24,194	24,070
ROCKWELL AUTOMATION INC	21,947	27,589
S&P GLOBAL INC COM	30,872	37,146
SALESFORCE.COM	36,751	53,407
SANDS CHINA LTD UNSP ADR	29,014	28,534
SANMINA-SCI CORPORATION	17,606	17,380
SCHLUMBERGER LTD	23,479	15,652
SEI INVESTMENTS	22,685	20,172
SEMPRA ENERGY COM	45,901	39,879
SEMPRA ENERGY PRFD CL A	4,204	3,492
SHIMANO INC UNSP ADR EACH REPR	19,874	25,248
SITE CENTERS CORP	15,315	18,429
SL GREEN REALTY CORP	5,865	5,839
SMITH A O CORP DEL COM	11,896	13,650
SOLAREDGE TECHNOLOGIES INC	6,703	20,743
SONOCO PRODUCTS COMPANY	6,906	6,755
SS&C TECHNOLOGIES INC	14,055	17,024
STANLEY BLACK AND DECKER PERP	12,047	12,000
STARBUCKS CORP COM	83,836	101,631
STATE AUTO FINANCIAL CORPORATI	8,797	4,949
STEELECASE INC	18,541	13,415
SUN COMMUNITIES INC	38,307	38,443
SUNSTONE HOTEL INVESTORS, INC	13,632	14,061
SYMRISE AG UNSPONSORED	18,497	25,219
TAIWAN SEMICONDUCTOR MFG CO LT	25,535	50,813
TEAMVIEWER AG	16,471	23,338
TECHTARGET	13,065	31,447
TELEDYNE TECH INC	22,088	25,087
TENCENT HOLDINGS LIMITED	33,901	55,930
TESCO PLC S ADR	37,828	45,207
TEXAS INSTRUMENTS INC	139,975	187,436
THE COCA-COLA CO	80,995	83,960
THE HERSHEY COMPANY	10,748	10,968
TORONTO DOMINION	26,912	27,589
TRUIST FINANCIAL CORPORATION	71,836	61,207
TRUSTMARK CORPORATION	9,981	7,893
TTM TECHNOLOGIES INC	14,340	14,462
UBIQUITI ORD SHS	7,347	10,583
UDR INC	23,218	25,249
ULTA SALON, COSMETICS & FRAGRA	10,470	12,061
UNILEVER PLC AMER	53,024	53,479
UNITED FIRE GROUP	7,662	4,443
UNITED PARCEL SERVICE	11,074	10,946
US BANCORP	94,305	93,506
USD CYRUSONE INC	18,243	17,044
VANGUARD CHARLOTTE INTL BD IDX	1,073,944	1,082,472
VANGUARD HIGH DIV YIELD	4,584,067	4,751,926
VANGUARD SHORT TERM INFLATION	1,052,244	1,088,277
VANGUARD TOTAL BOND MARKET ETF	3,247,518	3,396,217
VERIZON COMMUNICATIONS	36,244	40,479
VESTAS WIND SYS UNSP/ADR	12,601	27,224
VICI PROPERTIES INC	17,167	18,998
VISA INC	110,834	132,113
WALT DISNEY HOLDINGS CO	35,361	51,093
WARNER MUSIC GRP CRP	14,544	17,058
WATSCO INC	10,017	13,820
WEC ENERGY GROUP, INC	41,087	42,426
WEINGARTEN REALTY INVESTORS SB	13,550	13,002
WELBILT INC	15,546	16,711
WELLS FARGO & CO	124,865	91,264
WELLS FARGO & CO. PRFD 'L'	17,346	18,215
WELLTOWER INC.	23,226	29,273
WESBANCO INC	11,576	10,756
WISDOMTREE MIDCAP DIVIDEND F	2,504,242	2,562,781
WISDOMTREE SC DIV	1,296,769	1,336,863
WOLTERS KLUWER S/ADR	50,563	59,262
WOLVERINE WORLDWIDE	17,749	18,719
WOODWARD INC	11,782	11,788
WORKDAY INC	11,408	20,127
XCEL ENERGY INC	6,723	7,267
YUM BRANDS INC	16,484	18,021
YUM CHINA HOLDINGS INC	10,183	12,674

- TIN:

TY 2020 InvestmentsGovtObligationsSch

Name:

Richard L and Diane M Block Foundation

EIN:

30-6136901

US Government Securities - End of Year Book Value:

1,252,352

US Government Securities - End of Year Fair Market Value:

1,292,511

State & Local Government Securities - End of Year Book Value:

State & Local Government Securities - End of Year Fair Market Value:

- TIN:

TY 2020 LegalFeesSchedule

Name:

Richard L and Diane M Block Foundation

EIN:

30-6136901

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
Document Review/Drafting	7,039			7,039

- TIN:

TY 2020 OtherExpensesSchedule

Name:

Richard L and Diane M Block Foundation

EIN:

30-6136901

Description	Revenue and Expenses per Books	Net Investment Income	Disbursements for Charitable Purposes
Administrative Fees	41,000		41,000
Bank Charges	853	853
EQUIPMENT PURCHASE	1,623		1,623
TRAINING & PROF DEVELOPMENT	3,468		3,468
INDEMNIFICATION INSURANCE	897		897
Postage/Delivery Service	187		187
OFFICE SUPPLIES	125		125

- TIN:

TY 2020 OtherIncomeSchedule2

Name:

Richard L and Diane M Block Foundation

EIN:

30-6136901

Description	Revenue And Expenses Per Books	Net Investment Income	Adjusted Net Income
Federal Tax Refund	504

- TIN:

TY 2020 OtherProfessionalFeesSchedule

Name:

Richard L and Diane M Block Foundation

EIN:

30-6136901

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
Investment Management Services	160,063	160,063

- TIN:

TY 2020 TaxesSchedule

Name:

Richard L and Diane M Block Foundation

EIN:

30-6136901

Category	Amount	Net Investment Income
990-PF Estimated Tax for 2020	7,600
990-PF Excise Tax for 2019	658,623
Foreign Tax Paid	1,375	1,375