Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 02-01-2020 , and ending 01-31-2021
Name of foundation
DM DUBERG CHAR TUA #099764
 
Number and street (or P.O. box number if mail is not delivered to street address)DAVID H FAILE JR TRUSTEE C/O BNY
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NA PO BOX PITTS, PA152300185
A Employer identification number

23-7016974
B Telephone number (see instructions)

(203) 863-2615
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$3,355,708J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 62,860 59,567  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 58,404
b Gross sales price for all assets on line 6a 186,155
7 Capital gain net income (from Part IV, line 2)... 58,404
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 1,280    
12 Total. Add lines 1 through 11........ 122,544 117,971  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 19,315 9,657   9,657
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 1,963 1,311   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 21,278 10,968 0 9,657
25 Contributions, gifts, grants paid....... 152,343 152,343
26 Total expenses and disbursements. Add lines 24 and 25 173,621 10,968 0 162,000
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -51,077
b Net investment income (if negative, enter -0-) 107,003
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 169,274 142,302 142,302
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 1,754,747 Click to see attachment1,730,562 3,213,406
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,924,021 1,872,864 3,355,708
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 1,924,021 1,872,864
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 1,924,021 1,872,864
30 Total liabilities and net assets/fund balances (see instructions). 1,924,021 1,872,864
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
1,924,021
2
Enter amount from Part I, line 27a .....................
2
-51,077
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
119
4
Add lines 1, 2, and 3 ..........................
4
1,873,063
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
199
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
1,872,864
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 19. DOLLAR TREE INC     2020-02-10
b 32. YUM BRANDS INC     2020-02-10
c 7. AMGEN INC   2019-08-16 2020-02-14
d 70. CISCO SYS INC     2020-02-19
e 11. KLA TENCOR CORP   2019-10-28 2020-02-24
20. ABBOTT LABORATORIES   2020-01-23 2020-02-28
80. COMCAST CORP NEW CL A     2020-03-03
60. MGM MIRAGE   2018-04-23 2020-03-04
.6512 INGERSOLL RAND INC   2012-02-16 2020-03-09
2. S & P GLOBAL INC   2019-09-17 2020-03-09
9. ACCENTURE PLC IRELAND SHS CL A   2019-05-09 2020-03-09
3. ACCENTURE PLC IRELAND SHS CL A   2019-05-09 2020-03-11
4. KLA TENCOR CORP   2019-10-28 2020-03-12
40. NIKE INC CL B     2020-03-13
26. EXACT SCIENCES CORP   2018-01-18 2020-03-17
10. MEDTRONIC PLC   2020-01-23 2020-03-17
190. MGM MIRAGE     2020-03-19
10. PHILIP MORRIS INTERNATIONAL   2019-04-30 2020-03-19
20. PHILIP MORRIS INTERNATIONAL     2020-03-19
14. HOME DEPOT INC USD 0.05     2020-03-20
50. SYNCHRONY FINANCIAL     2020-03-24
26. VISA INC     2020-03-24
19.3333 DOW INC.   2019-04-12 2020-03-25
36.6667 DOW INC.     2020-03-25
20. DISNEY (WALT) COMPANY HOLDING CO.     2020-03-30
30. EXXON MOBIL CORP   2019-05-09 2020-03-30
12. CONSTELLATION BRANDS INC     2020-04-03
37. CARRIER GLOBAL CORP   2019-10-21 2020-04-08
77. INGERSOLL RAND INC   2012-02-16 2020-04-08
.5 OTIS WORLDWIDE CORP   2019-10-21 2020-04-22
1. AMAZON COM INC   2020-02-10 2020-04-24
1. AMAZON COM INC   2020-03-13 2020-04-29
40. MERCK & CO INC     2020-05-04
10. MERCK & CO INC   2014-01-14 2020-05-06
3. THERMO ELECTRON CORP   2019-03-21 2020-05-06
10. SALESFORCE COM INC   2011-10-17 2020-05-14
30. TAIWAN SEMICONDUCTOR ADR   2019-04-04 2020-05-19
40. TAIWAN SEMICONDUCTOR ADR     2020-05-26
7. JOHNSON & JOHNSON COM     2020-06-03
4. VERTEX PHARMACEUTICALS INC     2020-06-03
10. MICROSOFT CORP COM   2019-11-15 2020-06-04
9. ATLASSIAN CORP PLC-CLASS A   2018-03-02 2020-06-04
3. AMGEN INC   2019-08-16 2020-06-10
4. JOHNSON & JOHNSON COM     2020-06-10
10. MERCK & CO INC   2014-01-14 2020-06-10
20. SQUARE INC - A   2019-04-11 2020-06-11
5. BIOGEN IDEC INC   2020-03-17 2020-06-16
30. CVS CORP     2020-06-23
40. MERCK & CO INC     2020-06-23
3. UNITED HEALTH GROUP INC   2019-11-18 2020-06-23
30. JOHNSON & JOHNSON COM   2017-08-10 2020-06-25
30. T-MOBILES US INC- RIGHTS 12/25/50   2020-06-26 2020-06-30
9. SQUARE INC - A   2019-04-11 2020-07-13
11. CROWDSTRIKE HOLDINGS INC - A   2020-05-19 2020-07-15
14. PAYPAL HOLDINGS INC   2019-07-29 2020-07-15
1. ADOBE SYS INC COM   2020-06-04 2020-07-16
3. ADOBE SYS INC COM   2013-02-04 2020-07-16
8. SALESFORCE COM INC   2011-10-17 2020-07-16
4. UNITED HEALTH GROUP INC   2019-11-18 2020-07-17
3. VERTEX PHARMACEUTICALS INC   2019-06-05 2020-07-17
13. PROCTER & GAMBLE CO COM     2020-07-27
5. S & P GLOBAL INC   2019-09-17 2020-08-07
25. BIOMARIN PHARMACEUTICAL INC   2020-06-25 2020-08-24
110. ADVANCED MICRO DEVICES INC     2020-09-01
1. ALPHABET INC/CA   2019-11-25 2020-09-01
29. CELANESE CORP DEL   2011-10-24 2020-09-01
2. KLA TENCOR CORP   2019-10-28 2020-09-01
9. PAYPAL HOLDINGS INC   2019-10-28 2020-09-01
12. PAYPAL HOLDINGS INC     2020-09-01
2. SQUARE INC - A     2020-09-01
16. CONSTELLATION BRANDS INC   2015-08-13 2020-09-02
1. ALPHABET INC/CA   2019-03-08 2020-09-09
4. CROWDSTRIKE HOLDINGS INC - A   2020-05-19 2020-09-09
3. COSTCO WHSL CORP NEW   2016-10-03 2020-09-17
14. NIKE INC CL B   2018-02-14 2020-09-17
10. YUM BRANDS INC   2010-11-05 2020-09-29
240. ALLY FINANCIAL INC     2020-09-30
70. EXXON MOBIL CORP   2019-05-09 2020-10-07
1. ELI LILLY & CO COM   2020-06-23 2020-10-28
11. VERTEX PHARMACEUTICALS INC     2020-10-30
17. DISNEY (WALT) COMPANY HOLDING CO.   2010-11-12 2020-11-02
5. AMGEN INC   2020-06-25 2020-11-11
12. AMGEN INC   2019-08-16 2020-11-11
6. COSTCO WHSL CORP NEW     2020-11-11
9. DOLLAR GENERAL CORP   2020-03-30 2020-11-11
14.8895 VIATRIS INC     2020-11-20
9.1105 VIATRIS INC     2020-11-20
.8158 VIATRIS INC   2017-10-30 2020-11-25
4. J P MORGAN CHASE & CO   2018-03-21 2021-01-07
13. DISNEY (WALT) COMPANY HOLDING CO.   2010-11-12 2021-01-15
1. NVIDIA CORP   2020-01-23 2021-01-21
5. SQUARE INC - A   2019-04-10 2021-01-21
30. BRISTOL MYERS SQUIBB CO COM     2021-01-27
40. COMCAST CORP NEW CL A     2021-01-27
CAPITAL GAIN DIVIDENDS P    
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(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 1,653   1,821 -168
b 3,271   1,567 1,704
c 1,561   1,429 132
d 3,219   3,216 3
e 1,707   1,917 -210
1,521   1,813 -292
3,378   2,895 483
1,376   2,170 -794
15   5 10
490   511 -21
1,482   1,559 -77
493   520 -27
530   697 -167
2,987   3,038 -51
1,105   1,282 -177
776   1,204 -428
1,513   5,974 -4,461
649   850 -201
1,299   2,078 -779
2,268   3,272 -1,004
727   1,413 -686
3,927   2,088 1,839
580   1,119 -539
1,100   1,754 -654
1,947   2,199 -252
1,128   2,294 -1,166
1,575   1,701 -126
518   877 -359
1,919   630 1,289
23   36 -13
2,403   2,125 278
2,359   1,712 647
3,064   2,377 687
777   525 252
1,010   812 198
1,662   326 1,336
1,534   1,261 273
2,051   1,645 406
1,035   964 71
1,108   714 394
1,838   1,497 341
1,549   519 1,030
679   612 67
588   544 44
812   525 287
1,735   1,513 222
1,415   1,531 -116
1,938   2,093 -155
3,090   2,094 996
894   822 72
4,184   4,005 179
5     5
1,128   681 447
1,113   868 245
2,382   1,567 815
422   388 34
1,266   115 1,151
1,466   260 1,206
1,231   1,097 134
879   521 358
1,644   1,497 147
1,723   1,278 445
1,827   3,090 -1,263
10,000   2,822 7,178
1,636   1,305 331
2,981   1,222 1,759
412   349 63
1,868   972 896
2,491   1,307 1,184
335   150 185
2,998   2,039 959
1,542   1,144 398
509   316 193
1,013   453 560
1,631   950 681
908   368 540
6,075   4,959 1,116
2,336   5,352 -3,016
132   161 -29
2,286   1,902 384
2,051   643 1,408
1,205   1,170 35
2,892   2,450 442
2,235   563 1,672
1,929   1,330 599
257   232 25
157   139 18
14   12 2
546   461 85
2,222   492 1,730
543   252 291
1,095   374 721
1,867   1,762 105
1,953   593 1,360
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
      32,488
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -168
b       1,704
c       132
d       3
e       -210
      -292
      483
      -794
      10
      -21
      -77
      -27
      -167
      -51
      -177
      -428
      -4,461
      -201
      -779
      -1,004
      -686
      1,839
      -539
      -654
      -252
      -1,166
      -126
      -359
      1,289
      -13
      278
      647
      687
      252
      198
      1,336
      273
      406
      71
      394
      341
      1,030
      67
      44
      287
      222
      -116
      -155
      996
      72
      179
      5
      447
      245
      815
      34
      1,151
      1,206
      134
      358
      147
      445
      -1,263
      7,178
      331
      1,759
      63
      896
      1,184
      185
      959
      398
      193
      560
      681
      540
      1,116
      -3,016
      -29
      384
      1,408
      35
      442
      1,672
      599
      25
      18
      2
      85
      1,730
      291
      721
      105
      1,360
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 58,404
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 1,487
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 1,487
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,487
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 1,304
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 183
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 1,487
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet0 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCT
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletBNY MELLON NA Telephone no.bullet (203) 863-2615

    Located atbulletPO BOX 185PITTSBURGHPA ZIP+4bullet152300185
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    DAVIS H FAILE JR TRUSTEE
    1     		0    
    40 CIDER MILL LN
    FAIRFIELD,CT068242831
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    2,869,099
    b
    Average of monthly cash balances.......................
    1b
    197,809
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    3,066,908
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    3,066,908
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    46,004
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    3,020,904
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    151,045
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    151,045
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    1,487
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,487
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    149,558
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    149,558
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    149,558
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    162,000
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    162,000
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    162,000
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 149,558
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 0
    b From 2016...... 0
    c From 2017...... 0
    d From 2018...... 0
    e From 2019...... 42
    fTotal of lines 3a through e........ 42
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 162,000
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 149,558
    e Remaining amount distributed out of corpus 12,442
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 12,484
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		12,484
    10 Analysis of line 9:
    a Excess from 2016.... 0
    b Excess from 2017.... 0
    c Excess from 2018.... 0
    d Excess from 2019.... 42
    e Excess from 2020.... 12,442
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    THE SOUTHPORT SCHOOL
    214 MAIN ST
    SOUTHPORT,CT064900616     		NONE PC GENERAL OPERATING 7,800
    FRENCH BROAD RIVER ACADEMY
    1900 RIVERSIDE DRIVE
    ASHEVILLE,NC28804     		NONE PC GENERAL OPERATING PURPOSES 30,000
    EAGLEBROOK SCHOOL ANNUAL FUND
    271 PINE NOOK RD PO BOX 7
    DEERFIELD,MA013420007     		NONE PC GENERAL OPERATING PURPOSES 200
    EAGLE ONE NELSON D ANCONA
    PO BOX 616
    SOUTHPORT,CT064900616     		NONE PC GENERAL OPERATING PURPOSES 42,300
    KENTS HILL SCHOOL
    PO BOX 257
    KENTS HILL,ME043499989     		NONE PC GENERAL OPERATING PURPOSES 200
    MILTON ACADEMY
    186 CENTER STREET
    MILTON,MA02186     		NONE PC GENERAL OPERATING PURPOSES 20,000
    THE CAROUSEL OF SMILES
    217 CEDAR STREET 284
    SAND POINT,ID83864     		NONE PC GENERAL OPERATING PURPOSES 30,781
    NORTHERN VERMONT UNIVERSITY - JOHNSON
    337 COLLEGE HILL RD
    JOHNSON,VT05656     		NONE I GENERAL OPERATING PURPOSE 281
    WILDHEART MINISTRIES
    33 SOUTH 13TH ST
    HARRISBURG,PA17104     		NONE PC GENERAL OPERATING PURPOSE 20,781
    Total .................................bullet 3a 152,343
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 62,860  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 58,404  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aFEDERAL TAX REFUND     		    1 1,280  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   122,544  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    122,544
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 InvestmentsOtherSchedule2
    Name:
    DM DUBERG CHAR TUA #099764
    EIN:
    23-7016974
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    25746U109 DOMINION RES INC VA AT COST 12,759 51,023
    58933Y105 MERCK & CO INC      
    609207105 MONDELEZ INTERNATION AT COST 5,773 7,762
    654106103 NIKE INC CL B AT COST 4,469 10,687
    56585A102 MARATHON PETROLEUM C      
    219350105 CORNING INC COM      
    30303M102 FACEBOOK INC AT COST 7,785 19,891
    375558103 GILEAD SCIENCES INC      
    452327109 ILLUMINA INC      
    552953101 MGM MIRAGE      
    61174X109 MONSTER BEVERAGE COR      
    670346105 NUCOR CORP      
    718172109 PHILIP MORRIS INTERN AT COST 7,329 7,885
    723787107 PIONEER NAT RES CO AT COST 2,630 2,176
    79466L302 SALESFORCE COM INC AT COST 553 3,835
    05569M566 BNY MELLON INTL APPR      
    87165B103 SYNCHRONY FINANCIAL AT COST 6,492 8,413
    87612G101 TARGA RESOURCES INVE      
    22160K105 COSTCO WHSL CORP NEW AT COST 914 4,934
    29444U700 EQUINIX INC AT COST 3,766 6,660
    30063P105 EXACT SCIENCES CORP      
    464287234 ISHARES MSCI EMERGIN AT COST 21,360 53,310
    464287614 ISHARES RUSSELL 1000 AT COST 45,576 215,316
    G06242104 ATLASSIAN CORP PLC-C AT COST 1,046 4,623
    05569M491 MUN OPPORTUNITIES FD AT COST 100,000 107,023
    05569M814 BNY MELLON INTERMEDI AT COST 125,000 125,491
    101137107 BOSTON SCIENTIFIC CO AT COST 7,766 7,442
    816851109 SEMPRA ENERGY AT COST 2,338 4,950
    110122108 BRISTOL MYERS SQUIBB AT COST 3,734 4,914
    17275R102 CISCO SYS INC      
    20030N101 COMCAST CORP NEW CL AT COST 1,186 3,966
    244199105 DEERE & COMPANY AT COST 6,840 15,306
    261986277 DREYFUS GLOBAL REAL      
    437076102 HOME DEPOT INC USD 0 AT COST 3,647 10,833
    452308109 ILLINOIS TOOL WORKS AT COST 4,513 10,099
    478160104 JOHNSON & JOHNSON CO      
    595112103 MICRON TECHNOLOGY AT COST 7,141 14,089
    988498101 YUM BRANDS INC AT COST 1,765 4,872
    166764100 CHEVRONTEXACO CORP AT COST 36,297 157,450
    291011104 EMERSON ELECTRIC COM AT COST 21,990 126,960
    30161N101 EXELON CORP AT COST 5,318 6,234
    438516106 HONEYWELL INTL INC AT COST 2,707 11,331
    64110L106 NETFLIX COM INC AT COST 4,184 5,324
    747525103 QUALCOMM INC      
    G5876H105 MARVELL TECHNOLOGY G AT COST 1,901 5,146
    002824100 ABBOTT LABORATORIES AT COST 3,505 8,651
    02005N100 ALLY FINANCIAL INC      
    05569M780 BNY MELLON S/T US GV AT COST 144,464 142,616
    05569M855 BNY MELLON EMERGING AT COST 107,679 153,161
    09062X103 BIOGEN IDEC INC      
    86271F537 DREYFUS INTERNATIONA      
    86271F560 DREYFUS SELECT MGER      
    92826C839 VISA INC AT COST 6,236 14,880
    26078J100 DOWDUPONT INC      
    458140100 INTEL CORPORATION      
    46625H100 J P MORGAN CHASE & C AT COST 10,763 13,639
    00206R102 AT&T INC AT COST 6,302 37,677
    02079K305 ALPHABET INC/CA AT COST 6,485 23,756
    848637104 SPLUNK INC AT COST 1,667 4,126
    872590104 T -MOBILE US INC AT COST 1,959 3,782
    882508104 TEXAS INSTRUMENTS IN AT COST 8,810 12,261
    929089100 VOYA FINANCIAL INC AT COST 4,483 7,764
    G47791101 INGERSOLL-RAND PLC      
    00724F101 ADOBE SYS INC COM AT COST 612 7,340
    05569M384 BNY MELLON INTL EQUI AT COST 60,000 52,479
    857477103 STATE ST CORP COM      
    92343V104 VERIZON COMMUNICATIO      
    007903107 ADVANCED MICRO DEVIC AT COST 2,237 8,564
    023135106 AMAZON COM INC AT COST 2,643 35,268
    91324P102 UNITED HEALTH GROUP AT COST 7,390 12,676
    91913Y100 VALERO ENERGY CORP N AT COST 1,140 3,047
    126408103 CSX CORP COM AT COST 4,641 10,291
    45866F104 INTERCONTINENTALEXCH      
    594918104 MICROSOFT CORP COM AT COST 18,471 45,232
    65339F101 NEXTERA ENERGY INC AT COST 20,048 323,480
    742718109 PROCTER & GAMBLE CO AT COST 7,263 9,744
    G5960L103 MEDTRONIC PLC AT COST 6,348 7,570
    016255101 ALIGN TECHNOLOGY INC      
    037833100 APPLE COMPUTER INC C AT COST 14,489 54,368
    060505104 BANK AMER CORP AT COST 5,607 10,081
    981558109 WORLDPAY INC      
    G29183103 EATON CORP PLC AT COST 3,646 9,416
    03027X100 AMERICAN TOWER CORP- AT COST 1,589 3,865
    032511107 ANADARKO PETE CORP      
    05569M301 BNY MELLON INCOME ST AT COST 141,385 163,605
    05569M368 BNY MELLON CORP BOND AT COST 95,000 102,560
    097023105 BOEING COMPANY      
    808513105 SCHWAB CHARLES CORP AT COST 3,186 5,154
    86271F529 DREYFUS SELECT MGER      
    150870103 CELANESE CORP DEL AT COST 3,268 9,894
    200340107 COMERICA INC COM      
    21036P108 CONSTELLATION BRANDS      
    512807108 LAM RESH CORP COM      
    67059N108 NUTANIX INC      
    717081103 PFIZER INC COM AT COST 7,311 7,539
    78486Q101 SVB FINL GROUP AT COST 4,107 10,069
    G0177J108 ALLERGAN PLC      
    05569M509 BNY MELLON MID CAP S AT COST 153,346 282,001
    126650100 CVS CORP AT COST 3,542 4,299
    254687106 DISNEY (WALT) COMPAN AT COST 1,097 4,877
    256746108 DOLLAR TREE INC      
    12572Q105 CME GROUP INC AT COST 7,511 7,633
    15135B101 CENTENE CORP DEL AT COST 5,821 5,427
    369604103 GENERAL ELECTRIC CO AT COST 3,114 3,097
    482480100 KLA TENCOR CORP AT COST 3,361 5,601
    913017109 UNITED TECHNOLOGIES      
    67066G104 NVIDIA CORP AT COST 7,122 15,068
    00287Y109 ABBVIE INC AT COST 8,106 10,248
    026874784 AMERICAN INTERNATION AT COST 9,370 8,611
    031162100 AMGEN INC      
    05588F709 BNYM GLBL RL EST SEC AT COST 33,532 41,891
    883556102 THERMO ELECTRON CORP AT COST 4,438 8,665
    009158106 AIR PRODUCTS AND CHE AT COST 4,947 6,135
    05587K857 BNYM INTL STCK-Y AT COST 120,000 192,086
    260557103 DOW INC.      
    874039100 TAIWAN SEMICONDUCTOR      
    92532F100 VERTEX PHARMACEUTICA      
    78409V104 S & P GLOBAL INC AT COST 5,446 7,608
    05587K824 BNYM SEL MGR S/C VAL AT COST 38,924 55,523
    191216100 COCA-COLA CO USD AT COST 10,078 9,149
    461202103 INTUIT INC COM AT COST 3,729 4,696
    70450Y103 PAYPAL HOLDINGS INC AT COST 6,545 14,293
    852234103 SQUARE INC - A AT COST 3,149 9,502
    G1151C101 ACCENTURE PLC IRELAN      
    05587K865 BNYM SELECT MGR S/C AT COST 75,000 106,404
    30231G102 EXXON MOBIL CORP      
    22788C105 CROWDSTRIKE HOLDINGS AT COST 1,936 5,395
    16119P108 CHARTER COMMUNICATIO AT COST 2,993 3,645
    532457108 ELI LILLY & CO COM AT COST 5,619 7,279
    89832Q109 TRUIST FINL CORP AT COST 4,581 7,197
    55024U109 LUMENTUM HOLDINGS IN AT COST 1,608 1,876
    83088M102 SKYWORKS SOLUTIONS I AT COST 3,841 4,908
    G8994E103 TRANE TECHNOLOGIES P AT COST 2,176 12,615
    302491303 F M C CORP COM NEW AT COST 3,108 3,140
    68902V107 OTIS WORLDWIDE CORP AT COST 3,443 4,396
    88339J105 TRADE DESK INC/THE AT COST 1,715 5,362
    256677105 DOLLAR GENERAL CORP AT COST 2,397 3,308
    517834107 LAS VEGAS SANDS CORP AT COST 5,966 5,771
    75513E101 RAYTHEON TECHNOLOGIE AT COST 2,927 2,469
    G46188101 HORIZON THERAPEUTICS AT COST 4,507 4,349
    67103H107 O'REILLY AUTOMOTIVE AT COST 6,054 6,382

    TY 2020 OtherDecreasesSchedule
    Name:
    DM DUBERG CHAR TUA #099764
    EIN:
    23-7016974
    Description Amount
    PRIOR YEAR RETURN OF CAPITAL ADJUSTMENT 199


    TY 2020 OtherIncomeSchedule2
    Name:
    DM DUBERG CHAR TUA #099764
    EIN:
    23-7016974
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    FEDERAL TAX REFUND 1,280 0  


    TY 2020 OtherIncreasesSchedule
    Name:
    DM DUBERG CHAR TUA #099764
    EIN:
    23-7016974
    Description Amount
    PRIOR YEAR PENDING SALES 119


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    DM DUBERG CHAR TUA #099764
    EIN:
    23-7016974
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT FEES 19,315 9,657   9,657


    TY 2020 TaxesSchedule
    Name:
    DM DUBERG CHAR TUA #099764
    EIN:
    23-7016974
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 1,225 1,225   0
    FEDERAL ESTIMATES - INCOME 652 0   0
    FOREIGN TAXES ON NONQUALIFIED 86 86   0