Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
THE ANN LUDINGTON SULLIVAN
FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)203 LAKE MANOR RD
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHAPEL HILL, NC275164322
A Employer identification number

38-3323702
B Telephone number (see instructions)

(919) 942-0727
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$896,422J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 22,274
2 Check bullet.............
3 Interest on savings and temporary cash investments 5,866 5,866  
4 Dividends and interest from securities... 9,509 9,509  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 18,842
b Gross sales price for all assets on line 6a 240,737
7 Capital gain net income (from Part IV, line 2)... 18,842
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 56,491 34,217  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 7,958 7,958    
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 2,060      
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 694 694    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 10,712 8,652   0
25 Contributions, gifts, grants paid....... 52,100 52,100
26 Total expenses and disbursements. Add lines 24 and 25 62,812 8,652   52,100
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -6,321
b Net investment income (if negative, enter -0-) 25,565
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 27,488 39,707 39,707
2 Savings and temporary cash investments.........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 159,206 Click to see attachment151,355 158,189
b Investments—corporate stock (attach schedule)....... 365,527 Click to see attachment329,722 461,308
c Investments—corporate bonds (attach schedule)....... 79,216 Click to see attachment84,610 89,139
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 116,038 Click to see attachment135,760 148,079
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 747,475 741,154 896,422
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 747,475 741,154
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 747,475 741,154
30 Total liabilities and net assets/fund balances (see instructions). 747,475 741,154
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
747,475
2
Enter amount from Part I, line 27a .....................
2
-6,321
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
741,154
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
741,154
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a SHORT-TERM NONCOVERED P    
b SHORT-TERM COVERED P    
c LONG-TERM COVERED P    
d LONG-TERM NONCOVERED P    
e NONCOVERED UNDETERMINED P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 4,247   4,319 -72
b 84,833   87,006 -2,173
c 139,348   118,892 20,456
d 11,525   11,678 -153
e 784     784
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -72
b       -2,173
c       20,456
d       -153
e       784
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 18,842
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 355
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 355
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 355
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 1,501
b Exempt foreign organizations—tax withheld at source...... 6b  
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 1,501
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,146
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet1,146 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMI
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletANN L SULLIVAN Telephone no.bullet (919) 942-0727

    Located atbullet203 LAKE MANOR ROADCHAPEL HILLNC ZIP+4bullet275164322
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ANN L SULLIVAN PRESIDENT
    1.00     		0 0 0
    203 LAKE MANOR ROAD
    CHAPEL HILL,NC275164322
    PATRICK M SULLIVAN VICE PRESIDE
    0.25     		0 0 0
    203 LAKE MANOR ROAD
    CHAPEL HILL,NC275164322
    COLIN SULLIVAN TREASURER
    0.25     		0 0 0
    203 LAKE MANOR ROAD
    CHAPEL HILL,NC275164322
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    805,412
    b
    Average of monthly cash balances.......................
    1b
    25,446
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    830,858
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    830,858
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    12,463
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    818,395
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    40,920
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    40,920
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    355
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    355
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    40,565
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    40,565
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    40,565
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    52,100
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    52,100
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    52,100
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 40,565
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 25,818
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017......  
    d From 2018......  
    e From 2019......  
    fTotal of lines 3a through e........  
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 52,100
    a Applied to 2019, but not more than line 2a 25,818
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2020 distributable amount..... 26,282
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2020.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		14,283
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018....  
    d Excess from 2019....  
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    ANN L SULLIVAN
    203 LAKE MANOR RD
    CHAPEL HILL,NC275164322
    (919) 942-0727
    bThe form in which applications should be submitted and information and materials they should include:
    LETTER FORM
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    NONE
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AUTISM SPEAKS
    1 EAST 33RD 4TH FLOOR
    NEW YORK,NY10016     		N/A CHARITABLE OPERATING FUND 1,000
    CLINTON GLOBAL INITIATIVE
    1200 PRESIDENT CLINTON
    LITTLE ROCK,AR72201     		N/A CHARITABLE OPERATING FUND 3,000
    DISPUTE SETTLEMENT CENTER
    302 WEST WEAVER STREET
    CARRBORO,NC27510     		N/A CHARITABLE OPERATING FUND 500
    DURHAM NATIVITY SCHOOL
    1004 NORTH MANGUM ST
    DURHAM,NC27701     		N/A EDUCATIONAL OPERATING FUND 6,000
    GLOBAL FUND FOR WOMEN
    800 MARKET ST STE 700
    SAN FRANCISCO,CA94102     		N/A CHARITABLE OPERATING FUND 1,000
    HABITAT FOR HUMANITY
    88 VILCOM CENTER DR
    CHAPEL HIL,NC27514     		N/A CHARITABLE OPERATING FUND 1,000
    NORTH CAROLINA JUSTICE CENTER
    PO BOX 28068
    RALEIGH,NC27611     		N/A CHARITABLE OPERATING FUND 1,000
    PLANNED PARENTHOOD FEDERATION
    PO BOX 97166
    WASHINGTON,DC20090     		N/A CHARITABLE OPERATING FUND 3,000
    PORCH INC
    218 LAKE MANOR ROAD
    CHAPEL HILL,NC27516     		N/A CHARITABLE OPERATING FUND 4,000
    ROANOKE COLLEGE
    221 COLLEGE LANE
    SALEM,VA24153     		N/A EDUCATIONAL OPERATING FUND 3,000
    SKJAJA FUND
    104-R NC HWY 54 W
    CARRBORO,NC27510     		N/A CHARITABLE OPERATING FUND 1,000
    THE ARTS CENTER
    300-G E MAIN ST
    CARRBORO,NC27510     		N/A CHARITABLE OPERATING FUND 500
    TRIANGLE LAND CONSERVANCY
    514 S DUKE ST
    DURHAM,NC27701     		N/A CHARITABLE OPERATING FUND 1,000
    WUNC PUBLIC RADIO
    PO BOX 8880
    CHAPEL HILL,NC27515     		N/A CHARITABLE OPERATING FUND 4,000
    SANDY HOOK PROMISE
    PO BOX 3489
    NEWTOWN,CT06470     		N/A CHARITABLE OPERATING FUND 1,000
    THE HUMANE SOCIETY
    1255 23RD STREET NW
    WASHINGTON,DC20037     		N/A CHARITABLE OPERATING FUND 1,000
    THE MICHAEL J FOX FOUNDATION
    PO BOX 4777
    NEW YORK,NY101634777     		  CHARITABLE OPERATING FUND 15,000
    WORLD CENTRAL KITCHEN
    655 NEW YORK AVE NW
    6TH FLOOR
    WASHINGTON,DC20001     		  CHARITABLE OPERATING FUND 2,000
    SOUTHERN POVERTY LAW CENTER
    400 WASHINGTON AVE
    PO BOX 548
    MONTGOMERY,AL361779621     		  CHARITABLE OPERATING FUND 500
    PAWS4EVER
    6311 NICKS RD
    MEBANE,NC27302     		  CHARITABLE OPERATING FUND 500
    NATIONAL BRAIN TUMOR SOCIETY
    55 CHAPEL ST
    SUITE 200
    NEWTON,MA02458     		  CHARITABLE OPERATING FUND 100
    LEGAL AID OF NC
    224 S DAWSON ST
    RALEIGH,NC27601     		  CHARITABLE OPERATING FUND 1,000
    NATURE CONSERVANCY
    4245 NORTH FAIRFAX DR
    ARLINGTON,VA222031606     		  CHARITABLE OPERATING FUND 1,000
    Total .................................bullet 3a 52,100
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 5,866  
    4 Dividends and interest from securities....     14 9,509  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    14 18,842  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   34,217  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    34,217
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    THE ANN LUDINGTON SULLIVAN
    FOUNDATION
    Employer identification number

    38-3323702
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    THE ANN LUDINGTON SULLIVAN
    FOUNDATION         		Employer identification number
    38-3323702
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    JOHN LUDINGTON CHARITABLE LEAD TRUS
    235 E MAIN ST
    PO BOX 2049
    MIDLAND, MI48640

    		$ 22,274


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    THE ANN LUDINGTON SULLIVAN
    FOUNDATION         		Employer identification number

    38-3323702
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    THE ANN LUDINGTON SULLIVAN
    FOUNDATION         		Employer identification number

    38-3323702
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    THE ANN LUDINGTON SULLIVAN
     
    FOUNDATION
    EIN:
    38-3323702
    Name of Bond End of Year Book Value End of Year Fair Market Value
    AMERICAN EXP. 2.2% DUE 3/3/20    
    JP MOR. CH. & CO. 4.25% DUE 11/15/20    
    DUP. DE NEM. INC. DUE 11/15/20    
    VERIZON COMM. INC 4.6% DUE 4/1/21    
    BANK OF MONTREAL 3.10% DUE 4/31/21    
    ORACLE CORP 2.8% DUE 7/8/21    
    GOLD. SA. GR. INC 5.25% DUE 7/27/20    
    COMCAST CORP 3.45% DUE 10/1/21    
    CITIGROUP INC 2.9% DUE 12/8/21 3,008 3,065
    KINDER MOR. ENER. 3.95% DUE 12/8/21    
    N. GRUM. CORP 2.55% DUE 10/15/22 2,976 3,114
    CVS HEALTH CORP 3.7% DUE 3/9/23    
    APPLE INC 2.4% DUE 5/3/23 2,972 3,147
    WALMART INC 3..4% DUE 6/26/23 3,055 3,222
    UNITED TECH CORP 3.65% DUE 8/16/23    
    AMAZON.COM 2.8% DUE ON 8/22/24 6,175 6,493
    WELLS FARGO & CO 3.30 % DUE 9/9/24 4,038 4,381
    ENT. PRODUCTS OP. 3.75% DUE 2/15/25 3,068 3,359
    BP CAP MKT 3.41% DUE 2/11/26 3,040 3,363
    BANK OF AM CORP 3.25% DUE 10/21/27 1,965 2,238
    CAPITAL ONE FIN. 3.8% DUE 1/31/28 1,984 2,305
    JP CHASE & CO FXD 3.54% DUE 5/1/28 2,003 2,282
    MARCH & MCLENNAN 4.3%DUE 3/15/29 3,166 3,653
    FISERV INC 3.5% DUE 7/1/29 3,003 3,426
    BANK OF AM CORP 3.97% DUE 2/7/30 5,281 5,889
    ABBVIE INC 3.6% DUE 5/14/25 3,319 3,342
    CVS HEALTH 1.3% DUE 8/21/27 3,989 4,019
    VERIZON 4.329% DUE 9/21/28 3,615 3,613
    CIGNA CORP 2.4% DUE 3/15/30 4,156 4,264
    ORACLE CORP 2.95% DUE 4/1/30 4,462 4,473
    APPLE INC 1.65% DUE 5/11/30 4,107 4,120
    NEXTERA 2.25% DUE 6/1/30 3,159 3,145
    COMCAST 1.5% DUE 2/5/31 4,971 4,966
    GOLDMAN SACHS 5.25% DUE 7/27/21 4,053 4,112
    KINDER MOR 3.95% DUE 9/1/22 3,045 3,148

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    THE ANN LUDINGTON SULLIVAN
     
    FOUNDATION
    EIN:
    38-3323702
    Name of Stock End of Year Book Value End of Year Fair Market Value
    20 SHS ABBVIE INC COM 1,568 2,143
    15 SHS ACCENTURE PLC IRELAND CL A 2,697 3,918
    23 SHS ADIDAS AG 2,758 4,209
    16 SHS ADOBE INC 4,475 8,002
    9 SHS ADVANCED AUTO PARTS 1,437 1,417
    39 SHS AGILENT 2,991 4,621
    44 SHS AIA GROUP LTD SPON ADR 1,709 2,162
    12 SHS AIR PROD & CHEM INC 2,398 3,278
    14 SHS AKAMAI TECHNOLOGIES INC 1,101 1,470
    10 SHS ALEXION PHARM INC 1,219 1,562
    2 SHS ALPHABET INC CL A    
    2 SHS ALPHABET INC CL C    
    41 SHS AMADEUS IT GROUP SA ADR    
    2 SHS AMAZON.COM INC 3,059 6,514
    59 SHS AMERICAN EXPRESS CO 6,777 7,134
    12 SHS AMERICAN TOWER CORP REIT 1,691 2,693
    13 SHS AMERISOURCE BERGEN CORP 967 1,271
    16 SHS AMGEN INC 3,137 3,679
    36 SHS AMN HEALTHCARE SCVCS INC    
    5 SHS ANSYS INC 955 1,819
    7 SHS ANTHEM INC COM 1,786 2,248
    123 SHS APPLE INC 5,599 16,321
    14 SHS ASPEN TECHNOLOGY INC 1,646 1,823
    174 SHS ASSA ABLOY AS UNSP ADR 1,872 2,140
    61 SHS ASTRAZENECA PLC ADS 2,396 3,049
    50 SHS AT&T    
    70 SHS ATLAS COPCO ASA ADR A NEW 2,208 3,576
    152 SHS BANK OF AMERICA 4,344 4,607
    41 SHS BANK OF NEW YORK MELLON CORP 1,738 1,740
    37 SHS BERKLEY WR CORP 2,263 2,457
    10 SHS BERKSHIRE HATHAWAY CL-B NEW 2,087 2,319
    10 SHS BIOMARIN PHARMAC SE 838 877
    2 SHS BLACKROCK INC    
    23 SHS BRIGHT HORIZONS FAMILY SOLUT 3,026 3,979
    61 SHS BUREAU VERTIAS REGISTRE INT 1,514 1,679
    18 SHS CDW CORP 1,898 2,372
    8 SHS CH ROBINSON WORLDWIDE INC NEW    
    13 SHS CHARLES RIVER LABS INTL INC 1,809 3,248
    28 SHS CHARLES SCHWAB NEW 1,524 1,485
    7 SHS CHARTER COMMUNICATIONS INC 2,578 4,631
    29 SHS CITIGROUP INC NEW    
    41 SHS COCA COLA INC 1,395 2,248
    27 SHS COLGATE PALMOLIVE CO 1,856 2,309
    117 SHS COMCAST CORP NEW CL A 5,025 6,131
    8 SHS COOPER CO INC NEW 2,312 2,907
    21 SHS COPART INC 1,383 2,672
    5 SHS COSTCO WHOLESALE CORP NEW 1,230 1,884
    34 SHS COVERTRO AG SPONSORED ADR    
    135 SHS CREDIT ARICOLE SA UNSP AFT 856 842
    20 SHS CSL LTD 1,370 2,203
    23 SHS CVS HEALTH CORP 1,254 1,571
    191 SHS DAILIN INDS INSPON ADR 2,347 4,265
    15 SHS DANAHER CORP 1,952 3,332
    13 SHS DEERE & CO 2,105 3,498
    100 SHS DISH NETWORK CORP CL A 3,383 3,234
    15 SHS DOCUSIGN INC 713 3,335
    44 SHS EASTON CORP PLC SHS 3,702 5,286
    22 SHS ECOLAB INC 4,017 4,760
    46 SHS EDISON INTERNATIONAL 2,869 2,890
    42 SHS ELANCO ANIMAL HEALTH INC 1,334 1,288
    26 SHS EMERSON ELECTRIC CO 1,924 2,090
    24 SHS EOG RESOURCES INC    
    3 SHS EQUINIX INC COM PAR 1,358 2,143
    12 SHS ESTEE LAUDER CO INC CL A 2,048 3,194
    28 SHS ESPEDITORS INTL WASH INC    
    20 SHS FACEBOOK INC CL-A 3,819 5,463
    4 SHS FAIR ISAAC & CO INC 1,199 2,044
    14 SHS FIDELITY NATL INFORMATION SE 1,872 1,980
    36 SHS FLIR SYSTEMS INC. 1,890 1,578
    36 SHS FOX CORP CL B    
    85 SHS GIBSON ENERGY INC COM 1,408 1,370
    17 SHS HOME DEPOT INC 3,513 4,516
    28 SHS HONEYWELL INTERNATIONAL INC 4,735 5,956
    24 SHS IHS MARKIT LTD 1,358 2,156
    13 SHS ILL TOOL WORKS INC 1,979 2,650
    152 SHS INDUSTRIA DE DISENO TESTIL 1 2,229 2,438
    23 SHS INTERACTIVE BROKERS GROUP CL 1,238 1,401
    19 SHS INTL FLAVORD AND FRAGRANCES 2,586 2,068
    12 SHS INTUIT INC 3,591 4,558
    10 SHS JACK HENRY AND ASSOC INC 1,466 1,620
    30 SHS JOHNSON & JOHNSON 4,144 4,721
    38 SHS JP MORGAN CHASE & CO 4,292 4,829
    18 SHS KELLOGG CO    
    51 SHS KEURIG DR PEPPER INC 1,392 1,632
    9 SHS KEYENCE CORP 2,810 5,056
    8 SHS LENNOX INTL INC 2,139 2,192
    6 SHS LINDE PLC    
    17 SHS MARCH & MCLENNAN COS INC 1,612 1,989
    6 SHS MARTIN MARIETTA MATERIALS 1,278 1,704
    5 SHS MCMORMICH AND CO NON VOTING    
    19 SHS MERCH AND CO INS NEW COM 738 1,554
    78 SHS MICROSOFT CORP 10,099 17,349
    38 SHS MONDELEX INTL INC COM 1,909 2,222
    15 SHS MOTOROLA SOLUTIONS INC 2,178 2,551
    9 SHS MSCI INC COM 2,000 4,019
    117 SHS MUENCHENER RUECK-UNSPON ADR 2,754 3,476
    13 SHS NORDSON CP 1,873 2,612
    13 SHS NOVARTIS AG ADR 1,050 1,228
    34 SHS NORDISK AS ADR 1,641 2,375
    18 SHS NUTANIX INC CL A 285 574
    61 SHS NVENT ELECTRIC PLC    
    5 SHS NVIDIA CORP 887 2,611
    7 SHS NXP SEMICONDUCTORS 881 1,113
    22 ORACLE CORP 1,203 1,423
    29 SHS OTIS WORLDWIDE CORP 1,373 1,959
    71 SHS OCCIDENTAL PETROLEUM CORP DE    
    6 SHS PALO ALTO NETWORKS INC 1,297 2,132
    17 SHS PEPSICO INC NC 2,140 2,521
    31 SHS PFIZER INC    
    9 SHS PIONEER NATURAL RESOURCES CO    
    9 SHS POOL CORP 1,594 3,353
    12 SHS PPG INDUSTRIES INC 1,391 1,731
    13 SHS PRIMERICA INC    
    19 SHS PROGRESSIVE CORP OHIO 1,435 1,879
    66 SHS PRUDENTIAL PLC ADR 2,500 2,437
    28 SHS QUALCOM INC 1,976 4,266
    14 SHS RBC BEARINGS INC    
    52 SHS REYNOLDS CONSUMER 1,478 1,562
    149 SHS RECKITT BENCKISER 2,352 2,700
    75 SHS ROCHE HOLDINGS ADR 2,433 3,288
    45 SHS ROLLINS 975 1,758
    50 SHS ROYAL DUTCH SHELL PLC 3,126 1,757
    13 SHS S&P GLOBAL INC COM 2,843 4,273
    13 SHS SALESFORCE.COM INC 2,205 2,893
    49 SHS SANFLO ADR    
    19 SHS SAP AG 2,429 2,477
    13 SHS SCHLUNGERGER LTD    
    27 SHS SEMPRA ENERGY 3,201 3,440
    22 SHS SITEONE LANDSCAPE SUPPLY CO 1,453 3,490
    9 SHS SPLUNK INC 1,157 1,529
    39 SHS STARTBUCKS CORP WASHINGTON 2,981 4,172
    22 SHS T-MOBILE 2,051 2,967
    43 SHS TAIWAN SMCNDCTR MFG CO LTD AD 1,933 4,689
    34 SHS TC ENERGY CORP 1,736 1,384
    34 SHS TE CONNECTIVITY LDT NEW 3,153 4,116
    36 SHS TERADYNE INC 1,733 4,316
    8 SHS TEXAS INSTRUMENTS 925 1,313
    25 SHS THE SCOTTS MIRCLE GRO CO 2,072 4,979
    6 SHS THERMO FISHER SCIENTIFIC 1,615 2,795
    27 SHS THOR INDUSTRIES INC 1,877 2,511
    12 SHS TRACTOR SUPPLY CO    
    11 SHS TRAVELERS COMPANIES INC COM 1,505 1,544
    53 SHS TWEEDY BROWNE GLOBAL VALUE FU    
    33 US BANCORP COM NEW 1,087 1,537
    31 SHS UBER TECHNOLOGIES INC 1,091 1,581
    154 SHS UBS GROUP AS SHS 1,996 2,176
    6 SHS ULTA BEAUTY INC 1,286 1,723
    42 SHS UNILEVER PLC NEW ADS 2,455 2,535
    34 SHS UNITED PARCEL SER INC CL B 2,583 5,726
    26 SHS UNITED HEALTH GP INC 6,248 9,118
    75 SHS VERTIV HOLDINGS LLC 1,242 1,400
    48 SHS VISA INC CL A 6,323 10,499
    9 SHS VMWARE INC CLASS A 1,313 1,262
    61 SHS VODSFONE GROUP PLC    
    4 SHS WWGRAINGER INC 1,168 1,633
    13 SHS WALT DISNEY CO HLDG CO 1,752 2,355
    2 SHS WORKDAY INC 455 479
    25 SHS XYLEM INC COM 2,041 2,545
    10 SHS ZEBRA TECH CL A 1,990 3,843
    291 SHS ISHARES SP SMALLCAP 21,558 26,743
    15 SHS ALCON INC 799 990
    19 SHS ALLEGION PUB LTD CO 1,947 2,211
    9 SHS APTIV PLC 639 1,173
    2 SHS ASML HOLDING NV NY REG NEW 839 975
    2 SHS ATLASSIAM CORP PLC CL A 400 468
    4 SHS BENTLEY SYS INC COM CL B 154 162
    12 SHS CAPITAL ONE FINANCIAL CORP 1,138 1,186
    4 SHS CHEMED CORPORATION 1,798 2,130
    10 SHS CME GROUP INC 1,660 1,821
    16 SHS EXPONENT INC 1,178 1,440
    8 SHS EQUIFAX INC 1,058 1,543
    27 SHS KERING S A ADR NEW 1,186 1,956
    16 SHS MONSTER BEVERAGE 1,009 1,480
    6 SHS LAM RESEARCH CORP 1,844 2,834

    TY 2020 InvestmentsGovtObligationsSch
    Name:
    THE ANN LUDINGTON SULLIVAN
     
    FOUNDATION
    EIN:
    38-3323702
    US Government Securities - End of Year Book Value:

    151,355
    US Government Securities - End of Year Fair Market Value:

    158,189
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2020 InvestmentsOtherSchedule2
    Name:
    THE ANN LUDINGTON SULLIVAN
     
    FOUNDATION
    EIN:
    38-3323702
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    810 SHS OF BLACKROCK BATS : SERIES A AT COST 7,841 7,897
    7892 SHS BLACKROCK BATS: SERIES M AT COST 76,377 78,368
    4654.665 SHS VIRTUS VONTOBEL AT COST 51,542 61,814

    TY 2020 OtherExpensesSchedule
    Name:
    THE ANN LUDINGTON SULLIVAN
     
    FOUNDATION
    EIN:
    38-3323702
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    FOREIGN TAXES 327 327    
    MISCELLANEOUS EXPENSE 367 367    


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    THE ANN LUDINGTON SULLIVAN
     
    FOUNDATION
    EIN:
    38-3323702
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MGT FEES 7,958 7,958    


    TY 2020 TaxesSchedule
    Name:
    THE ANN LUDINGTON SULLIVAN
     
    FOUNDATION
    EIN:
    38-3323702
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL 990 PF 2,060