TY 2020 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2020

Open to Public Inspection

For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020

Name of foundation
CHASE FOUNDATION
MACK C CHASE TRUSTEE

Number and street (or P.O. box number if mail is not delivered to street address)2103 W MAIN ST
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
ARTESIA, NM88210

A Employer identification number

36-7466258

B Telephone number (see instructions)

(575) 746-4610

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$38,653,095J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)	56,200
2	Check .............
3	Interest on savings and temporary cash investments	151,812		151,812	151,812
4	Dividends and interest from securities...	298,952		292,830	298,952
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		47,147
b	Gross sales price for all assets on line 6a 6,290,477
7	Capital gain net income (from Part IV, line 2)...			47,147
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		-1,422,942	-2,005,069	-1,422,942
12	Total. Add lines 1 through 11........	-868,831		-1,513,280	-972,178
13	Compensation of officers, directors, trustees, etc.
14	Other employee salaries and wages......	530,344				530,344
15	Pension plans, employee benefits.......	279				279
16a	Legal fees (attach schedule).........		450			450
b	Accounting fees (attach schedule).......		41,361			41,361
c	Other professional fees (attach schedule)....
17	Interest...............
18	Taxes (attach schedule) (see instructions)...		29,567	25,000		4,567
19	Depreciation (attach schedule) and depletion...		36,854
20	Occupancy..............	15,583				15,583
21	Travel, conferences, and meetings.......	462				462
22	Printing and publications..........	3,461				3,461
23	Other expenses (attach schedule).......		264,940	152,499		112,442
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	923,301		177,499		708,949
25	Contributions, gifts, grants paid.......	1,728,875				1,728,875
26	Total expenses and disbursements. Add lines 24 and 25	2,652,176		177,499		2,437,824
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-3,521,007
b	Net investment income (if negative, enter -0-)			0
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2020)

Form 990-PF (2020)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	282,303	91,302	91,302
	2	Savings and temporary cash investments.........	34,180	21,878	21,878
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	16,526,191	13,530,358	18,968,254
	c	Investments—corporate bonds (attach schedule).......	5,650,010	6,314,554	6,692,379
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	12,756,210	11,799,102	11,799,102
	14	Land, buildings, and equipment: basis 1,080,180
		Less: accumulated depreciation (attach schedule) 272,108	838,668	808,072	1,080,180
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	36,087,562	32,565,266	38,653,095
	17	Accounts payable and accrued expenses..........	1,430	141
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........	1,430	141
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........	36,086,132	32,565,125
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds
	29	Total net assets or fund balances (see instructions).....	36,086,132	32,565,125
	30	Total liabilities and net assets/fund balances (see instructions).	36,087,562	32,565,266

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

36,086,132

Enter amount from Part I, line 27a .....................

-3,521,007

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

32,565,125

Decreases not included in line 2 (itemize) bullet

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

32,565,125

Form 990-PF (2020)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	AVALONBAY CMMUN INC	P	2020-01-15	2020-09-10
b	ALLERGAN PLC	P	2018-06-18	2020-02-20
c	COMCAST CORP NEW CL A	P	2018-06-18	2020-09-09
d	DISNEY (WALT) CO COM STK	P	2018-06-18	2020-11-19
e	LOCKHEED MARTIN CORP	P	2018-06-18	2020-02-20
	NEXTERA ENERGY INC SHS	P	2018-05-02	2020-04-06
	REALTY INCM CRP MD PV1.	P	2018-10-05	2020-01-17
	US TSY 3.000% FEB 15 2049	P	2020-01-03	2020-03-31
	AT&T INC 3.40%MAY15 25	P	2018-10-18	2020-08-12
	US TSY 3.125% MAY 15 2021	P	2015-12-08	2020-02-10
	US TSY 1.500% JUN 15 2020	P	2017-08-22	2020-06-15
	ENTERPRISE PRODUC 5.20% 20	P	2011-04-15	2020-09-01
	FIRST EAGLE GLOBAL FUND	P	2013-12-18	2020-06-22
	FIRST EAGLE GLOBAL FUND	P	2015-12-18	2020-07-27
	FIRST EAGLE GLOBAL FUND	P	2018-12-13	2020-07-27
	OAKMARK INTL FD CL	P	2018-06-13	2020-02-19
	FIRST EAGLE GLOBAL FUND	P	2011-04-07	2020-03-19
	TETON WESTWOOD MIGHTY	P	2011-03-14	2020-09-08
	DISH NETWORK CORPORATION CMN CLASS A	P	2018-04-03	2020-01-24
	MOHAWK INDUSTRIES INC COMMON STOCK	P	2018-09-18	2020-03-10
	POLARIS GLOBAL VALUE FUND INVESTOR	P	2018-07-25	2020-04-17
	O'REILLY AUTOMOTIVE INC 4.875% 01/14	P	2015-06-23	2020-10-14
	AAR CORP. CMN	P	2018-08-28	2020-01-31
	CATALENT, INC. CMN	P	2015-03-04	2020-08-10
	CHURCHILL DOWNS INCORPORATED CMN	P	2018-12-21	2020-02-14
	EXLSERVICE HOLDINGS, INC. CMN	P	2016-09-12	2020-03-24
	HUBSPOT INC. CMN	P	2016-08-04	2020-06-25
	LITHIA MOTORS INC CL-A CMN CLASS A	P	2015-01-27	2020-08-03
	PAYLOCITY HOLDING CORPORATION CMN	P	2018-09-17	2020-02-18
	PRA GROUP, INC. CMN	P	2013-03-12	2020-10-07
	SILGAN HOLDINGS INC CMN	P	2018-10-24	2020-10-15
	UFP INDUSTRIES, INC. CMN	P	2019-09-10	2020-10-29
	VIRTUSA CORPORATION CMN	P	2019-04-11	2020-11-06
	WRIGHT MEDICAL GROUP N.V. CMN	P	2015-03-17	2020-01-30
	GLOBANT S.A. CMN	P	2019-04-11	2020-03-24
	QUIDEL CORP CMN	P	2020-03-05	2020-11-09
	AVALONBAY CMMUN INC	P	2020-01-16	2020-09-10
	ALLERGAN PLC	P	2018-06-18	2020-03-31
	CHEVRON CORP	P	2018-06-18	2020-09-09
	DISNEY (WALT) CO COM STK	P	2018-06-18	2020-11-20
	LOCKHEED MARTIN CORP	P	2018-06-18	2020-09-09
	NEXTERA ENERGY INC SHS	P	2018-05-02	2020-09-09
	REALTY INCM CRP MD PV1.	P	2018-10-05	2020-01-21
	US TSY 1.750% NOV 15 2029	P	2020-01-15	2020-11-20
	AT&T INC 3.40%MAY15 25	P	2018-10-30	2020-08-12
	US TSY 3.125% MAY 15 2021	P	2015-12-08	2020-04-20
	US TSY 1.125% JUN 30 2021	P	2016-08-05	2020-06-10
	US TSY 2.625% NOV 15 2020	P	2011-09-30	2020-06-10
	FIRST EAGLE GLOBAL FUND	P	2012-12-14	2020-06-22
	FIRST EAGLE GLOBAL FUND	P	2016-12-15	2020-07-27
	FIRST EAGLE OVERSEAS	P	2015-12-18	2020-02-19
	OAKMARK INTL FD CL	P	2018-06-13	2020-02-19
	FIRST EAGLE GLOBAL FUND	P	2011-04-08	2020-03-19
	TETON WESTWOOD MIGHTY	P	2011-03-14	2020-09-28
	DISH NETWORK CORPORATION CMN CLASS A	P	2018-04-03	2020-01-23
	MOHAWK INDUSTRIES INC COMMON STOCK	P	2018-09-18	2020-03-02
	POLARIS GLOBAL VALUE FUND INVESTOR	P	2017-07-28	2020-04-17
	ROCKWELL COLLINS INC 3.2% 03/15/2024	P	2017-03-30	2020-05-19
	ALAMO GROUP INC. CMN	P	2018-04-02	2020-10-29
	CATALENT, INC. CMN	P	2015-03-04	2020-06-16
	DRIL-QUIP, INC. CMN	P	2013-03-12	2020-10-29
	EXLSERVICE HOLDINGS, INC. CMN	P	2016-09-09	2020-03-24
	HUBSPOT INC. CMN	P	2016-08-04	2020-05-08
	LITHIA MOTORS INC CL-A CMN CLASS A	P	2015-01-27	2020-03-27
	PAYLOCITY HOLDING CORPORATION CMN	P	2018-09-17	2020-02-05
	PRA GROUP, INC. CMN	P	2013-03-12	2020-05-11
	SILGAN HOLDINGS INC CMN	P	2013-03-12	2020-10-15
	UNITED BANKSHARES INC W V CMN	P	2017-03-22	2020-02-04
	VIRTUSA CORPORATION CMN	P	2019-01-02	2020-11-06
	ALLEGIANT TRAVEL COMPANY CMN	P	2019-07-24	2020-03-19
	GLOBANT S.A. CMN	P	2019-09-13	2020-03-03
	QUIDEL CORP CMN	P	2020-03-05	2020-07-23
	AVALONBAY CMMUN INC	P	2020-01-17	2020-09-10
	ALLERGAN PLC	P	2019-01-18	2020-03-31
	CME GROUP INC	P	2018-07-11	2020-01-10
	DISNEY (WALT) CO COM STK	P	2018-12-11	2020-11-20
	LINDE PLC REG SHS	P	2018-06-18	2020-02-20
	PACKAGING CORP AMERICA	P	2018-06-18	2020-09-10
	REALTY INCM CRP MD PV1.	P	2018-10-08	2020-01-21
	US TSY 1.500% FEB 15 2030	P	2020-03-12	2020-04-01
	BP CAP MARKETS AM 3.24% 22	P	2018-12-17	2020-07-09
	US TSY 3.125% MAY 15 2021	P	2015-12-17	2020-04-20
	US TSY 1.125% JUN 30 2021	P	2017-05-30	2020-06-10
	U.S. TRSY INFLATION NTE	P	2011-08-01	2020-06-19
	FIRST EAGLE GLOBAL FUND	P	2012-12-14	2020-06-22
	FIRST EAGLE GLOBAL FUND	P	2016-12-15	2020-07-27
	FIRST EAGLE OVERSEAS	P	2015-12-18	2020-02-19
	OAKMARK INTL FD CL	P	2018-06-13	2020-07-16
	FIRST EAGLE GLOBAL FUND	P	2011-04-13	2020-03-19
	TETON WESTWOOD MIGHTY	P	2011-03-25	2020-09-28
	ECOLAB INC. CMN	P	2018-04-03	2020-03-12
	MOHAWK INDUSTRIES INC COMMON STOCK	P	2018-08-06	2020-03-02
	TCW METWEST UNCONSTRAINED BOND FUND	P	2015-03-31	2020-04-17
	ROCKWELL COLLINS INC 3.2% 03/15/2024	P	2017-03-30	2020-05-18
	AMERISAFE, INC CMN	P	2018-05-10	2020-10-29
	CATALENT, INC. CMN	P	2015-03-05	2020-05-22
	DRIL-QUIP, INC. CMN	P	2011-02-01	2020-10-29
	EXLSERVICE HOLDINGS, INC. CMN	P	2016-09-09	2020-03-19
	ICF INTERNATIONAL INC CMN	P	2018-02-21	2020-04-15
	MACOM TECHNOLOGY SOLUTIONS CMN	P	2016-04-27	2020-01-31
	PAYLOCITY HOLDING CORPORATION CMN	P	2018-09-17	2020-01-31
	PROOFPOINT INC CMN	P	2017-06-27	2020-10-29
	SILGAN HOLDINGS INC CMN	P	2018-10-24	2020-06-16
	UNITED BANKSHARES INC W V CMN	P	2017-01-17	2020-02-04
	WD 40 CO CMN	P	2013-03-12	2020-07-24
	ALLEGIANT TRAVEL COMPANY CMN	P	2019-06-17	2020-03-19
	GLOBANT S.A. CMN	P	2019-09-10	2020-03-03
	QUIDEL CORP CMN	P	2020-03-04	2020-07-23
	AVALONBAY CMMUN INC	P	2020-01-21	2020-09-10
	ALLERGAN PLC	P	2019-03-22	2020-03-31
	CME GROUP INC	P	2018-07-12	2020-01-10
	DISNEY (WALT) CO COM STK	P	2019-06-07	2020-11-20
	LINDE PLC REG SHS	P	2018-06-18	2020-09-09
	PACKAGING CORP AMERICA	P	2018-06-18	2020-09-11
	WEC ENERGY GROUP INC SHS	P	2018-06-18	2020-02-20
	US TSY 0.375% MAR 21 2022	P	2020-03-31	2020-04-13
	CVS HEALTH CORP 4.30% 2028	P	2019-09-25	2020-12-22
	US TSY 2.375% MAY 15 2029	P	2019-06-04	2020-01-08
	U.S. TRSY INFLATION NTE	P	2016-01-28	2020-03-30
	US TSY 3.125% MAY 15 2021	P	2013-04-30	2020-06-10
	FIRST EAGLE GLOBAL FUND	P	2012-12-14	2020-06-22
	FIRST EAGLE GLOBAL FUND	P	2016-12-15	2020-07-27
	FIRST EAGLE OVERSEAS	P	2016-12-15	2020-02-19
	OAKMARK INTL FD CL	P	2018-06-13	2020-07-16
	FIRST EAGLE GLOBAL FUND	P	2011-04-18	2020-03-19
	TETON WESTWOOD MIGHTY	P	2011-04-07	2020-09-28
	FISERV, INC. CMN	P	2019-01-18	2020-05-01
	ORACLE CORPORATION CMN	P	2018-04-03	2020-05-28
	GS HIGH YIELD FLOATING RATE FUND CLA	P	2020-03-31	2020-04-17
	WELLTOWER INC. 3.95% 09/01/2023 SR L	P	2018-08-09	2020-07-01
	ATRICURE, INC CMN	P	2018-10-04	2020-04-22
	CATALENT, INC. CMN	P	2015-03-04	2020-05-22
	DRIL-QUIP, INC. CMN	P	2014-08-15	2020-10-28
	EXLSERVICE HOLDINGS, INC. CMN	P	2016-09-08	2020-03-19
	ICF INTERNATIONAL INC CMN	P	2018-02-20	2020-04-15
	MATADOR RES CO CMN	P	2018-11-20	2020-03-19
	PEBBLEBROOK HOTEL TRUST CMN	P	2017-06-29	2020-03-03
	PROOFPOINT INC CMN	P	2017-06-27	2020-02-18
	SILGAN HOLDINGS INC CMN	P	2018-10-08	2020-06-16
	UNITED BANKSHARES INC W V CMN	P	2017-01-17	2020-01-30
	WD 40 CO CMN	P	2013-03-12	2020-07-23
	BALCHEM CORPORATION CMN	P	2020-05-15	2020-10-29
	GLOBANT S.A. CMN	P	2019-04-11	2020-03-03
	QUIDEL CORP CMN	P	2020-03-04	2020-07-08
	AVALONBAY CMMUN INC	P	2020-01-21	2020-09-11
	AT&T INC	P	2018-06-18	2020-02-20
	CME GROUP INC	P	2018-07-12	2020-01-13
	FIDELITY NATL INFO SVCS	P	2018-06-18	2020-02-20
	MONDELEZ INTERNATIONAL	P	2018-06-18	2020-02-20
	PNC FINCL SERVICES GROUP	P	2019-01-09	2020-02-20
	WEC ENERGY GROUP INC SHS	P	2018-06-18	2020-04-06
	US TSY 0.375% MAR 21 2022	P	2020-03-31	2020-05-29
	UNITED TECHNOLOGI 3.65% 23	P	2018-10-15	2020-02-28
	US TSY 2.375% MAY 15 2029	P	2019-06-28	2020-01-08
	U.S. TRSY INFLATION NTE	P	2018-08-31	2020-03-30
	US TSY 3.125% MAY 15 2021	P	2013-05-31	2020-06-10
	FIRST EAGLE GLOBAL FUND	P	2013-12-18	2020-06-22
	FIRST EAGLE GLOBAL FUND	P	2016-12-15	2020-07-27
	FIRST EAGLE OVERSEAS	P	2016-12-15	2020-02-19
	OAKMARK INTL FD CL	P	2018-12-13	2020-07-16
	FIRST EAGLE GLOBAL FUND	P	2011-06-03	2020-03-19
	ALPHABET INC. CMN CLASS C	P	2019-07-25	2020-07-30
	FISERV, INC. CMN	P	2019-01-16	2020-05-01
	ORACLE CORPORATION CMN	P	2018-04-03	2020-05-28
	TCW METWEST UNCONSTRAINED BOND FUND	P	2020-03-31	2020-04-17
	KIMCO REALTY CORP 3.2% 05/01/2021 SR	P	2020-04-24	2020-08-25
	ATRICURE, INC CMN	P	2018-10-31	2020-02-14
	CATALENT, INC. CMN	P	2015-03-05	2020-05-14
	DRIL-QUIP, INC. CMN	P	2013-03-12	2020-10-28
	FIVE BELOW INC CMN	P	2015-09-03	2020-11-06
	ICF INTERNATIONAL INC CMN	P	2018-02-21	2020-04-14
	MATADOR RES CO CMN	P	2018-06-08	2020-03-19
	PEBBLEBROOK HOTEL TRUST CMN	P	2013-07-24	2020-03-03
	QTS REALTY TRUST, INC. CMN	P	2017-10-31	2020-07-24
	SILGAN HOLDINGS INC CMN	P	2018-03-28	2020-06-16
	UNITED BANKSHARES INC W V CMN	P	2016-12-20	2020-01-30
	WEBSTER FINANCIAL CORP CMN	P	2016-02-17	2020-10-23
	CANTEL MEDICAL CORP. CMN	P	2019-03-15	2020-01-07
	GLOBUS MEDICAL INC CMN CLASS A	P	2019-07-25	2020-03-24
	QUIDEL CORP CMN	P	2020-03-04	2020-05-15
	AVALONBAY CMMUN INC	P	2020-01-21	2020-09-14
	AT&T INC	P	2018-06-18	2020-09-09
	CME GROUP INC	P	2018-08-29	2020-01-13
	FIDELITY NATL INFO SVCS	P	2018-06-18	2020-09-09
	MONDELEZ INTERNATIONAL	P	2018-06-18	2020-09-09
	PNC FINCL SERVICES GROUP	P	2019-01-09	2020-06-18
	WEC ENERGY GROUP INC SHS	P	2018-06-18	2020-09-09
	US TSY 2.250% NOV 15 2024	P	2019-06-04	2020-04-13
	WESTPAC BANKING 2.50% 2022	P	2017-06-22	2020-06-18
	US TSY 1.875% JUL 31 2026	P	2019-07-31	2020-01-08
	U.S. TRSY INFLATION NTE	P	2018-11-01	2020-03-30
	LOCKHEED MARTIN 2.50% 2020	P	2015-12-14	2020-06-16
	FIRST EAGLE GLOBAL FUND	P	2013-12-18	2020-06-22
	FIRST EAGLE GLOBAL FUND	P	2017-04-03	2020-07-27
	FIRST EAGLE OVERSEAS	P	2016-12-15	2020-02-19
	OAKMARK INTL FD CL	P	2018-12-13	2020-07-16
	FIRST EAGLE GLOBAL FUND	P	2011-06-03	2020-04-27
	ALPHABET INC. CMN CLASS C	P	2018-12-10	2020-07-30
	FISERV, INC. CMN	P	2019-01-18	2020-04-30
	ORACLE CORPORATION CMN	P	2018-04-03	2020-05-27
	ABBVIE INC 2.5% 05/14/2020 SR LIEN	P	2015-05-05	2020-05-14
	KIMCO REALTY CORP 3.2% 05/01/2021 SR	P	2020-04-24	2020-07-30
	ATRICURE, INC CMN	P	2018-10-04	2020-02-14
	CATALENT, INC. CMN	P	2017-09-27	2020-02-18
	ENTEGRIS, INC. CMN	P	2019-01-17	2020-08-11
	FIVE BELOW INC CMN	P	2015-08-07	2020-11-06
	ICU MEDICAL INC CMN	P	2013-03-12	2020-12-17
	MATADOR RES CO CMN	P	2018-06-07	2020-03-19
	PEBBLEBROOK HOTEL TRUST CMN	P	2013-03-12	2020-03-03
	QTS REALTY TRUST, INC. CMN	P	2017-10-31	2020-07-23
	SILGAN HOLDINGS INC CMN	P	2018-03-28	2020-04-15
	VERACYTE, INC. CMN	P	2019-12-05	2020-12-15
	WEBSTER FINANCIAL CORP CMN	P	2015-09-29	2020-10-23
	CMC MATERIALS INC CMN	P	2020-08-07	2020-12-01
	GLOBUS MEDICAL INC CMN CLASS A	P	2019-07-24	2020-03-24
	RBC BEARINGS INCORPORATED CMN	P	2019-05-29	2020-02-14
	BECTON DICKINSON CO	P	2019-06-07	2020-05-22
	AMER EXPRESS COMPANY	P	2019-08-13	2020-09-09
	CME GROUP INC	P	2018-08-29	2020-09-09
	HONEYWELL INTL INC DEL	P	2018-06-18	2020-02-20
	MEDTRONIC PLC SHS	P	2018-06-18	2020-02-20
	PNC FINCL SERVICES GROUP	P	2019-01-09	2020-06-19
	TRANE TECHNOLOGIES PLC	P	2018-06-18	2020-09-09
	US TSY 2.250% NOV 15 2024	P	2019-06-05	2020-04-13
	HSBC HOLDINGS PLC 5.10% 21	P	2016-05-05	2020-06-09
	US TSY 1.875% JUL 31 2026	P	2019-07-31	2020-02-24
	U.S. TRSY INFLATION NTE	P	2019-01-14	2020-03-30
	SHIRE ACQ INV IRE 2.40% 21	P	2016-09-20	2020-08-11
	FIRST EAGLE GLOBAL FUND	P	2014-12-17	2020-06-22
	FIRST EAGLE GLOBAL FUND	P	2017-12-14	2020-07-27
	FIRST EAGLE OVERSEAS	P	2016-12-15	2020-02-19
	OAKMARK INTL FD CL	P	2018-12-13	2020-07-16
	FIRST EAGLE GLOBAL FUND	P	2011-06-30	2020-04-27
	AMAZON.COM INC CMN	P	2018-04-03	2020-09-04
	LIBERTY GLOBAL, PLC. CMN CLASS C	P	2018-04-03	2020-10-12
	ORACLE CORPORATION CMN	P	2018-04-03	2020-05-26
	AT&T INC. 3.4% 05/15/2025 USD SR LIE	P	2019-05-24	2020-08-12
	PACIFIC GAS AND ELECTRIC COMPA 1.75%	P	2020-06-16	2020-07-06
	CANTEL MEDICAL CORP. CMN	P	2013-11-04	2020-05-04
	CATALENT, INC. CMN	P	2015-03-05	2020-02-18
	ENTEGRIS, INC. CMN	P	2019-01-17	2020-08-07
	FIVE BELOW INC CMN	P	2015-08-07	2020-06-25
	ICU MEDICAL INC CMN	P	2013-03-12	2020-12-15
	MATADOR RES CO CMN	P	2016-11-22	2020-03-19
	PERFORMANCE FOOD GROUP COMPANY CMN	P	2018-02-08	2020-03-27
	RITCHIE BROS. AUCTIONEERS INC CMN	P	2013-03-12	2020-11-06
	SILGAN HOLDINGS INC CMN	P	2018-03-28	2020-04-14
	VERACYTE, INC. CMN	P	2019-12-04	2020-12-15
	WEBSTER FINANCIAL CORP CMN	P	2015-03-25	2020-10-23
	CRYOPORT, INC. CMN	P	2020-01-17	2020-11-27
	GLOBUS MEDICAL INC CMN CLASS A	P	2019-07-25	2020-02-18
	SITEONE LANDSCAPE SUPPLY, INC. CMN	P	2019-03-15	2020-02-14
	BECTON DICKINSON CO	P	2019-06-10	2020-05-22
	APPLE INC	P	2018-06-18	2020-02-20
	CYRUSONE INC	P	2018-06-18	2020-02-14
	INGERSOLL-RAND PLC	P	2018-06-18	2020-03-09
	MEDTRONIC PLC SHS	P	2018-06-18	2020-02-27
	PNC FINCL SERVICES GROUP	P	2019-03-22	2020-06-19
	TEXAS INSTRUMENTS	P	2018-04-03	2020-09-09
	US TSY 2.250% NOV 15 2024	P	2019-06-07	2020-04-13
	HSBC HOLDINGS PLC 5.10% 21	P	2017-08-02	2020-06-09
	US TSY 1.875% JUL 31 2026	P	2019-09-12	2020-02-24
	US TSY 2.750% JUL 31 2023	P	2018-07-31	2020-03-30
	FIRST EAGLE GLOBAL FUND	P	2019-12-19	2020-07-27
	FIRST EAGLE GLOBAL FUND	P	2014-12-17	2020-06-22
	FIRST EAGLE GLOBAL FUND	P	2017-12-14	2020-07-27
	FIRST EAGLE OVERSEAS	P	2016-12-15	2020-02-19
	COHEN & STEERS GLOBAL	P	2011-10-19	2020-02-19
	FIRST EAGLE GLOBAL FUND	P	2011-06-30	2020-06-22
	AMAZON.COM INC CMN	P	2018-04-03	2020-08-20
	LIBERTY GLOBAL, PLC. CMN CLASS C	P	2018-04-03	2020-06-22
	ORACLE CORPORATION CMN	P	2018-04-03	2020-03-09
	AUTOZONE, INC. 4.0% 11/15/2020 SR LI	P	2015-06-03	2020-08-15
	AAR CORP. CMN	P	2018-02-27	2020-03-24
	CANTEL MEDICAL CORP. CMN	P	2013-10-09	2020-05-04
	CATALENT, INC. CMN	P	2018-03-28	2020-01-30
	ENTEGRIS, INC. CMN	P	2019-01-22	2020-07-09
	GLOBUS MEDICAL INC CMN CLASS A	P	2014-05-15	2020-05-22
	JOHN BEAN TECHNOLOGIES CORPORA CMN	P	2017-08-03	2020-03-05
	MATADOR RES CO CMN	P	2016-10-19	2020-03-19
	PERFORMANCE FOOD GROUP COMPANY CMN	P	2018-02-08	2020-01-31
	RITCHIE BROS. AUCTIONEERS INC CMN	P	2013-01-30	2020-11-06
	SITEONE LANDSCAPE SUPPLY, INC. CMN	P	2019-03-15	2020-11-30
	VERACYTE, INC. CMN	P	2019-12-03	2020-12-04
	WEBSTER FINANCIAL CORP CMN	P	2015-03-25	2020-03-27
	CRYOPORT, INC. CMN	P	2020-01-16	2020-11-27
	HELEN OF TROY LTD (NEW) CMN	P	2020-03-03	2020-11-18
	VERACYTE, INC. CMN	P	2019-12-05	2020-10-22
	INTL FLAVORS&FRAGRNC	P	2019-11-25	2020-09-09
	APPLE INC	P	2018-06-18	2020-09-09
	CYRUSONE INC	P	2018-06-18	2020-02-18
	INGERSOLL-RAND PLC	P	2018-06-18	2020-03-09
	MARSH & MCLENNAN COS INC	P	2018-06-18	2020-02-20
	PNC FINCL SERVICES GROUP	P	2019-03-22	2020-06-22
	UNITEDHEALTH GROUP INC	P	2018-06-18	2020-09-09
	US TSY 2.250% NOV 15 2024	P	2019-10-30	2020-04-13
	BANK OF MONTREAL	P	2016-10-28	2020-10-19
	US TSY 1.625% AUG 15 2029	P	2020-01-08	2020-12-31
	US TSY 2.750% JUL 31 2023	P	2018-09-21	2020-03-30
	FIRST EAGLE GLOBAL FUND	P	2019-12-19	2020-07-27
	FIRST EAGLE GLOBAL FUND	P	2014-12-17	2020-06-22
	FIRST EAGLE GLOBAL FUND	P	2017-12-14	2020-07-27
	FIRST EAGLE OVERSEAS	P	2017-04-03	2020-02-19
	COHEN & STEERS GLOBAL	P	2011-10-19	2020-07-27
	FIRST EAGLE GLOBAL FUND	P	2011-12-14	2020-06-22
	AMAZON.COM INC CMN	P	2018-04-03	2020-08-06
	LIBERTY GLOBAL, PLC. CMN CLASS C	P	2018-04-03	2020-06-19
	TRIPADVISOR, INC. CMN	P	2018-04-03	2020-12-03
	DR PEPPER SNAPPLE GRP INC 2.0% 01/15	P	2015-05-12	2020-01-15
	AAR CORP. CMN	P	2018-02-20	2020-03-24
	CANTEL MEDICAL CORP. CMN	P	2013-11-04	2020-01-08
	CATALENT, INC. CMN	P	2018-03-27	2020-01-30
	ENTEGRIS, INC. CMN	P	2019-01-17	2020-07-09
	GRAND CANYON EDUCATION, INC. CMN	P	2015-01-26	2020-10-29
	JOHN BEAN TECHNOLOGIES CORPORA CMN	P	2017-08-03	2020-03-04
	MATADOR RES CO CMN	P	2014-08-15	2020-03-19
	POWER INTEGRATIONS, INC. CMN	P	2013-03-12	2020-08-28
	RITCHIE BROS. AUCTIONEERS INC CMN	P	2018-04-02	2020-08-28
	SITEONE LANDSCAPE SUPPLY, INC. CMN	P	2019-03-15	2020-10-29
	VIRTUSA CORPORATION CMN	P	2019-01-02	2020-11-18
	WILLSCOT MOBILE MINI HOLDINGS CMN	P	2019-07-24	2020-10-19
	CRYOPORT, INC. CMN	P	2020-01-17	2020-11-25
	ICF INTERNATIONAL INC CMN	P	2019-10-17	2020-04-14
	WD 40 CO CMN	P	2020-04-14	2020-07-23
	INTL FLAVORS&FRAGRNC	P	2019-11-26	2020-09-09
	BECTON DICKINSON CO	P	2018-06-18	2020-01-10
	CYRUSONE INC	P	2018-06-18	2020-02-19
	INGERSOLL-RAND PLC	P	2018-06-18	2020-03-10
	MARSH & MCLENNAN COS INC	P	2018-06-18	2020-09-09
	PHILIP MORRIS INTL INC	P	2018-06-18	2020-09-09
	UNION PACIFIC CORP	P	2018-06-18	2020-02-20
	US TSY 0.250% JUN 30 2025	P	2020-07-07	2020-08-27
	US TSY 2.625% MAY 15 2021	P	2018-05-16	2020-01-15
	HOME DEPOT INC 2.00% 2021	P	2016-06-08	2020-01-09
	US TSY 2.750% JUL 31 2023	P	2018-11-29	2020-03-30
	VANGUARD HIGH DVD YIELD	P	2012-07-23	2020-02-19
	FIRST EAGLE GLOBAL FUND	P	2014-12-17	2020-06-22
	FIRST EAGLE GLOBAL FUND	P	2017-12-14	2020-07-27
	FIRST EAGLE OVERSEAS	P	2017-04-03	2020-04-27
	COHEN & STEERS GLOBAL	P	2011-10-19	2020-09-08
	FIRST EAGLE GLOBAL FUND	P	2011-12-14	2020-06-22
	AMAZON.COM INC CMN	P	2018-04-03	2020-07-30
	LIBERTY GLOBAL, PLC. CMN CLASS C	P	2018-04-03	2020-03-20
	BERKSHIRE HATHAWAY INC. CLASS B	P	2020-02-03	2020-04-17
	INGERSOLL-RAND LUXEMBOURG FINA 2.625	P	2015-06-01	2020-04-13
	AAR CORP. CMN	P	2018-03-12	2020-03-23
	CANTEL MEDICAL CORP. CMN	P	2013-11-04	2020-01-07
	CATALENT, INC. CMN	P	2017-09-27	2020-01-30
	ENTEGRIS, INC. CMN	P	2019-01-22	2020-06-25
	HUBSPOT INC. CMN	P	2016-11-03	2020-09-23
	JOHN BEAN TECHNOLOGIES CORPORA CMN	P	2017-06-29	2020-03-04
	MATADOR RES CO CMN	P	2013-12-04	2020-03-19
	POWER INTEGRATIONS, INC. CMN	P	2011-02-01	2020-08-28
	RITCHIE BROS. AUCTIONEERS INC CMN	P	2013-01-30	2020-08-28
	SITEONE LANDSCAPE SUPPLY, INC. CMN	P	2019-03-15	2020-10-26
	VIRTUSA CORPORATION CMN	P	2018-12-27	2020-11-18
	WILLSCOT MOBILE MINI HOLDINGS CMN	P	2019-07-24	2020-10-15
	CRYOPORT, INC. CMN	P	2020-01-17	2020-11-23
	ICF INTERNATIONAL INC CMN	P	2019-10-17	2020-01-31
	WEBSTER FINANCIAL CORP CMN	P	2019-09-10	2020-03-27
	MERCK AND CO INC SHS	P	2020-03-31	2020-09-09
	BECTON DICKINSON CO	P	2018-06-18	2020-02-20
	CHUBB LTD	P	2018-06-18	2020-02-20
	INGERSOLL-RAND PLC	P	2018-06-18	2020-02-20
	MICROSOFT CORP	P	2018-06-18	2020-02-27
	PHILLIPS 66 SHS	P	2018-06-18	2020-02-20
	UNION PACIFIC CORP	P	2018-06-18	2020-09-09
	US TSY 0.250% JUN 30 2025	P	2020-07-20	2020-08-27
	US TSY 1.375% MAY 31 2021	P	2016-06-16	2020-05-06
	LOCKHEED MARTIN C 2.50% 20	P	2015-12-14	2020-10-23
	US TSY 2.750% JUL 31 2023	P	2019-01-31	2020-03-30
	INVESCO BUYBACK	P	2013-06-25	2020-02-19
	FIRST EAGLE GLOBAL FUND	P	2015-12-18	2020-06-22
	FIRST EAGLE GLOBAL FUND	P	2018-12-13	2020-07-27
	FIDELITY ADVISOR NEW	P	2013-02-07	2020-02-19
	FIRST EAGLE GLOBAL FUND	P	2011-03-14	2020-02-19
	FIRST EAGLE GLOBAL FUND	P	2011-12-14	2020-06-22
	BERKSHIRE HATHAWAY INC. CLASS B	P	2018-04-03	2020-08-25
	MICROSOFT CORPORATION CMN	P	2018-04-03	2020-08-06
	DELTA AIR LINES, INC. CMN	P	2020-02-27	2020-03-23
	JPMORGAN CHASE & CO. 2.55% 10/29/202	P	2015-10-22	2020-09-29
	AAR CORP. CMN	P	2018-02-27	2020-03-23
	CATALENT, INC. CMN	P	2015-10-19	2020-09-23
	CENTRAL GARDEN & PET CO CMN	P	2018-02-27	2020-05-11
	ENTEGRIS, INC. CMN	P	2019-01-22	2020-04-15
	HUBSPOT INC. CMN	P	2016-08-03	2020-09-23
	JOHN BEAN TECHNOLOGIES CORPORA CMN	P	2017-06-27	2020-03-04
	MATADOR RES CO CMN	P	2013-12-03	2020-03-19
	POWER INTEGRATIONS, INC. CMN	P	2013-03-12	2020-08-27
	RITCHIE BROS. AUCTIONEERS INC CMN	P	2018-04-02	2020-08-27
	SITEONE LANDSCAPE SUPPLY, INC. CMN	P	2019-03-15	2020-06-25
	VIRTUSA CORPORATION CMN	P	2018-12-26	2020-11-18
	WILLSCOT MOBILE MINI HOLDINGS CMN	P	2019-03-04	2020-10-15
	CRYOPORT, INC. CMN	P	2020-01-17	2020-11-16
	ICU MEDICAL INC CMN	P	2020-03-19	2020-12-15
	ML NEUBERGER SUPPLEMENTAL	P	2019-09-10	2020-03-27
	SCHWAB CHARLES CORP NEW	P	2020-01-10	2020-02-20
	BECTON DICKINSON CO	P	2018-06-18	2020-04-06
	CISCO SYSTEMS INC COM	P	2018-06-18	2020-09-09
	JPMORGAN CHASE & CO	P	2018-06-18	2020-01-10
	MICROSOFT CORP	P	2018-06-18	2020-03-26
	PEPSICO INC	P	2018-06-18	2020-02-20
	BRIGHTHOUSE FINCL 3.70% 27	P	2019-12-04	2020-11-27
	US TSY 0.250% JUN 30 2025	P	2020-08-17	2020-08-27
	US TSY 1.375% MAY 31 2021	P	2016-06-16	2020-05-18
	TORONTO-DOMINION BANK	P	2018-06-20	2020-09-14
	US TSY 1.625% AUG 15 2029	P	2019-08-29	2020-12-31
	INVESCO BUYBACK	P	2013-06-25	2020-07-27
	FIRST EAGLE GLOBAL FUND	P	2015-12-18	2020-06-22
	FIRST EAGLE GLOBAL FUND	P	2018-12-13	2020-07-27
	FIDELITY ADVISOR NEW	P	2013-02-07	2020-02-19
	FIRST EAGLE GLOBAL FUND	P	2011-03-14	2020-03-09
	NEUBERGER BERMAN	P	2011-06-30	2020-07-27
	BERKSHIRE HATHAWAY INC. CLASS B	P	2019-04-16	2020-04-17
	MICROSOFT CORPORATION CMN	P	2018-04-03	2020-07-30
	FOX CORPORATION CMN CLASS B	P	2019-03-19	2020-01-22
	LOCKHEED MARTIN CORPORATION 2.5% 11/	P	2019-05-07	2020-10-23
	AAR CORP. CMN	P	2018-02-26	2020-03-23
	CATALENT, INC. CMN	P	2015-10-16	2020-09-23
	CENTRAL GARDEN & PET CO CMN	P	2018-02-26	2020-05-11
	ENTEGRIS, INC. CMN	P	2019-04-10	2020-04-14
	HUBSPOT INC. CMN	P	2016-08-03	2020-08-10
	JOHN BEAN TECHNOLOGIES CORPORA CMN	P	2017-06-29	2020-01-31
	MATADOR RES CO CMN	P	2013-11-26	2020-03-19
	PRA GROUP, INC. CMN	P	2018-05-24	2020-10-08
	RITCHIE BROS. AUCTIONEERS INC CMN	P	2018-04-02	2020-01-31
	STIFEL FINANCIAL CORP CMN	P	2010-12-03	2020-12-17
	VIRTUSA CORPORATION CMN	P	2018-12-21	2020-11-18
	WILLSCOT MOBILE MINI HOLDINGS CMN	P	2013-07-24	2020-10-15
	DRIL-QUIP, INC. CMN	P	2019-12-06	2020-10-29
	MATADOR RES CO CMN	P	2019-08-07	2020-03-19
	ML LOOMIS SAYLES	P	2019-09-10	2020-03-27
	ANTHEM INC	P	2019-11-06	2020-09-09
	BECTON DICKINSON CO	P	2018-06-18	2020-05-22
	COLGATE PALMOLIVE	P	2018-06-18	2020-09-09
	JPMORGAN CHASE & CO	P	2018-06-18	2020-02-20
	MICROSOFT CORP	P	2018-06-18	2020-06-26
	REALTY INCM CRP MD PV1.	P	2018-10-04	2020-01-15
	US TSY 2.625% MAY 15 2021	P	2019-05-16	2020-01-15
	US TSY 3.125% MAY 15 2021	P	2019-06-04	2020-04-20
	US TSY 1.125% SEP 30 2021	P	2016-10-07	2020-05-29
	US TSY 1.500% JUN 15 2020	P	2017-06-28	2020-03-03
	US TSY 3.125% MAY 15 2021	P	2013-04-30	2020-06-10
	HEALTH CARE SELECT SPDR	P	2018-05-16	2020-02-19
	FIRST EAGLE GLOBAL FUND	P	2015-12-18	2020-06-22
	FIRST EAGLE GLOBAL FUND	P	2018-12-13	2020-07-27
	FIDELITY ADVISOR NEW	P	2013-02-12	2020-02-19
	FIRST EAGLE GLOBAL FUND	P	2011-03-14	2020-03-09
	TETON WESTWOOD MIGHTY	P	2011-02-25	2020-04-27
	BERKSHIRE HATHAWAY INC. CLASS B	P	2018-04-03	2020-04-17
	MICROSOFT CORPORATION CMN	P	2018-04-03	2020-03-18
	UNITED AIRLINES HOLDINGS INC CMN	P	2020-03-02	2020-03-20
	LOCKHEED MARTIN CORPORATION 2.5% 11/	P	2019-05-07	2020-06-16
	AAR CORP. CMN	P	2018-02-21	2020-03-23
	CATALENT, INC. CMN	P	2015-10-19	2020-08-28
	CENTRAL GARDEN & PET CO CMN	P	2018-02-21	2020-05-11
	ENTEGRIS, INC. CMN	P	2019-01-22	2020-04-14
	HUBSPOT INC. CMN	P	2016-08-04	2020-08-04
	LHC GROUP, INC. CMN	P	2019-03-04	2020-10-22
	NOVANTA INC. CMN	P	2019-04-12	2020-10-29
	PRA GROUP, INC. CMN	P	2017-06-29	2020-10-08
	ROGERS CORP CMN	P	2019-10-17	2020-10-29
	SYNEOS HEALTH INC CMN	P	2019-08-07	2020-10-28
	VIRTUSA CORPORATION CMN	P	2019-07-01	2020-11-06
	WOLVERINE WORLD WIDE CMN	P	2016-05-05	2020-10-29
	EMERGENT BIOSOLUTIONS INC. CMN	P	2020-07-23	2020-10-29
	OLLIE'S BARGAIN OUTLET HLDG INC CMN	P	2019-10-17	2020-05-15
	1099 RECON	P	2019-09-10	2020-03-27
	ACCENTURE PLC SHS	P	2018-06-18	2020-02-20
	BECTON DICKINSON CO	P	2019-05-17	2020-05-22
	DISNEY (WALT) CO COM STK	P	2018-06-18	2020-02-20
	JOHNSON AND JOHNSON COM	P	2018-06-18	2020-02-20
	MICROSOFT CORP	P	2018-06-18	2020-09-09
	REALTY INCM CRP MD PV1.	P	2018-10-04	2020-01-16
	US TSY 3.000% FEB 15 2049	P	2019-10-18	2020-03-31
	AT&T INC 3.40%MAY15 25	P	2018-09-28	2020-08-12
	US TSY 2.625% FEB 15 2029	P	2019-03-06	2020-12-21
	US TSY 1.500% JUN 15 2020	P	2017-06-28	2020-05-01
	US TSY 2.125% AUG 15 2021	P	2014-01-07	2020-04-06
	FIRST EAGLE GLOBAL FUND	P	2012-12-14	2020-06-22
	FIRST EAGLE GLOBAL FUND	P	2015-12-18	2020-06-22
	FIRST EAGLE GLOBAL FUND	P	2018-12-13	2020-07-27
	FIDELITY ADVISOR NEW	P	2013-02-12	2020-04-27
	FIRST EAGLE GLOBAL FUND	P	2011-03-25	2020-03-09
	TETON WESTWOOD MIGHTY	P	2011-03-10	2020-04-27
	CITIGROUP INC. CMN	P	2018-10-17	2020-04-09
	MICROSOFT CORPORATION CMN	P	2018-04-03	2020-03-04
	GS HIGH YIELD FLOATING RATE FUND CLA	P	2014-03-25	2020-04-17
	MAGELLAN MIDSTREAM PARTNERS, L 4.25%	P	2018-08-07	2020-06-19
	AAR CORP. CMN	P	2018-08-28	2020-03-19
	CATALENT, INC. CMN	P	2015-03-04	2020-08-28
	CHURCHILL DOWNS INCORPORATED CMN	P	2019-03-04	2020-04-02
	EXLSERVICE HOLDINGS, INC. CMN	P	2016-09-13	2020-03-25
	HUBSPOT INC. CMN	P	2016-08-03	2020-08-04
	LHC GROUP, INC. CMN	P	2018-09-24	2020-02-27
	PAYLOCITY HOLDING CORPORATION CMN	P	2018-09-17	2020-11-18
	PRA GROUP, INC. CMN	P	2018-05-24	2020-10-07
	ROGERS CORP CMN	P	2018-08-06	2020-10-29
	SYNEOS HEALTH INC CMN	P	2018-06-27	2020-10-28
	VIRTUSA CORPORATION CMN	P	2019-05-16	2020-11-06
	WRIGHT MEDICAL GROUP N.V. CMN	P	2016-02-17	2020-01-30
	ENTEGRIS, INC. CMN	P	2019-04-10	2020-01-13
	PHREESIA INC CMN	P	2020-10-20	2020-12-15
	ACCENTURE PLC SHS	P	2018-06-18	2020-09-09
	COMCAST CORP NEW CL A	P	2018-06-18	2020-02-20
	DISNEY (WALT) CO COM STK	P	2018-06-18	2020-09-09
	JOHNSON AND JOHNSON COM	P	2018-06-18	2020-09-09
	NEXTERA ENERGY INC SHS	P	2018-05-02	2020-02-20
	REALTY INCM CRP MD PV1.	P	2018-10-05	2020-01-16
	US TSY 3.000% FEB 15 2049	P	2019-10-30	2020-03-31
	AT&T INC 3.40%MAY15 25	P	2018-10-05	2020-08-12
	US TSY 3.125% MAY 15 2021	P	2015-12-08	2020-01-15
	US TSY 1.500% JUN 15 2020	P	2017-08-22	2020-05-01
	US TSY 2.125% AUG 15 2021	P	2014-01-07	2020-06-10
	FIRST EAGLE GLOBAL FUND	P	2013-12-18	2020-06-22
	FIRST EAGLE GLOBAL FUND	P	2015-12-18	2020-07-27
	FIRST EAGLE GLOBAL FUND	P	2018-12-13	2020-07-27
	FIDELITY ADVISOR NEW	P	2013-02-12	2020-09-08
	FIRST EAGLE GLOBAL FUND	P	2011-04-07	2020-03-09
	TETON WESTWOOD MIGHTY	P	2011-03-10	2020-09-08
	CITIGROUP INC. CMN	P	2018-04-03	2020-04-09
	MOHAWK INDUSTRIES INC COMMON STOCK	P	2018-10-09	2020-03-10
	GS MLP ENERGY INFRASTRUCTURE FUND CL	P	2014-03-25	2020-04-17
	NEXTERA ENERGY INC 3.342% 09/01/2020	P	2018-08-06	2020-09-01
	AAR CORP. CMN	P	2018-03-12	2020-03-19
	CATALENT, INC. CMN	P	2015-03-04	2020-08-27
	CHURCHILL DOWNS INCORPORATED CMN	P	2018-12-21	2020-04-02
	EXLSERVICE HOLDINGS, INC. CMN	P	2016-09-13	2020-03-24
	HUBSPOT INC. CMN	P	2016-08-04	2020-07-09
	LHC GROUP, INC. CMN	P	2018-09-21	2020-02-27
	PAYLOCITY HOLDING CORPORATION CMN	P	2018-09-17	2020-07-09
	PRA GROUP, INC. CMN	P	2015-11-20	2020-10-07
	ROGERS CORP CMN	P	2018-01-12	2020-10-29
	SYNEOS HEALTH INC CMN	P	2018-06-27	2020-03-06
	VIRTUSA CORPORATION CMN	P	2019-04-12	2020-11-06
	WRIGHT MEDICAL GROUP N.V. CMN	P	2015-09-25	2020-01-30
	FIVE BELOW INC CMN	P	2020-01-13	2020-06-25
	PHREESIA INC CMN	P	2020-01-30	2020-12-15

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	4,431	6,148	-1,717
b	1,390	1,202	188
c	1,359	1,013	346
d	50,683	38,237	12,446
e	1,724	1,238	486
	3,741	2,619	1,122
	13,544	9,965	3,579
	1,388	1,155	233
	1,089	941	148
	18,369	18,295	74
	11,000	11,000
	9,000	9,000
	54	52	2
	9,376	8,418	958
	1,255	1,155	100
	6	7	-1
	15,504	17,192	-1,688
	43,434	32,757	10,677
	2,204	2,291	-87
	13,392	21,281	-7,889
	250,898	350,000	-99,102
	50,000	50,000
	216	234	-18
	1,756	592	1,164
	809	393	416
	605	715	-110
	2,212	558	1,654
	2,341	886	1,455
	2,202	1,232	970
	597	617	-20
	630	395	235
	504	394	110
	649	730	-81
	4,036	3,519	517
	1,417	1,355	62
	4,103	1,705	2,398
	611	848	-237
	25,985	25,249	736
	3,145	4,909	-1,764
	284	214	70
	1,537	1,238	299
	1,418	818	600
	2,623	1,914	709
	8,698	7,972	726
	2,178	1,881	297
	4,126	4,056	70
	6,059	5,999	60
	40,411	40,143	268
	20,863	18,578	2,285
	49,274	47,123	2,151
	1,205	1,106	99
	24,994	29,056	-4,062
	52,401	58,334	-5,933
	6,284	4,746	1,538
	11,398	11,799	-401
	1,196	1,850	-654
	455,306	600,000	-144,694
	26,558	25,002	1,556
	618	549	69
	1,076	444	632
	309	1,087	-778
	173	207	-34
	2,257	669	1,588
	1,254	1,328	-74
	1,347	821	526
	1,291	1,646	-355
	1,339	774	565
	1,740	2,005	-265
	1,098	911	187
	745	1,496	-751
	1,764	1,309	455
	1,072	325	747
	12,988	18,360	-5,372
	12,551	11,336	1,215
	2,474	1,986	488
	6,956	5,497	1,459
	1,106	817	289
	5,715	6,555	-840
	10,182	7,561	2,621
	15,190	15,021	169
	12,569	11,887	682
	13,410	13,176	234
	7,069	6,853	216
	31,293	30,868	425
	54	48	6
	7,585	7,254	331
	2,708	2,485	223
	3,359	4,601	-1,242
	35,195	38,929	-3,734
	64,217	50,001	14,216
	21,275	16,654	4,621
	16,385	25,613	-9,228
	243,041	254,998	-11,957
	26,534	25,002	1,532
	298	297	1
	706	268	438
	238	783	-545
	1,344	1,553	-209
	327	284	43
	291	422	-131
	708	411	297
	513	423	90
	605	469	136
	348	440	-92
	2,607	760	1,847
	373	709	-336
	470	353	117
	268	83	185
	764	1,094	-330
	13,435	11,400	2,035
	10,310	8,317	1,993
	6,388	6,217	171
	2,984	1,961	1,023
	10,393	11,919	-1,526
	1,639	973	666
	12,032	12,032
	5,787	5,360	427
	11,502	11,235	267
	7,799	7,500	299
	1,027	1,017	10
	44,537	39,659	4,878
	57	54	3
	6,095	5,758	337
	53,389	74,418	-21,029
	35,325	38,918	-3,593
	29,499	23,430	6,069
	7,949	6,055	1,894
	22,001	18,305	3,696
	430	406	24
	53,971	49,984	3,987
	1,197	935	262
	1,255	474	781
	237	1,001	-764
	403	471	-68
	327	282	45
	46	690	-644
	196	328	-132
	633	423	210
	956	823	133
	520	660	-140
	1,145	326	819
	498	431	67
	118	80	38
	3,558	1,243	2,315
	4,803	7,003	-2,200
	1,499	1,257	242
	11,424	9,315	2,109
	4,242	2,897	1,345
	2,302	1,568	734
	3,240	2,533	707
	5,060	3,406	1,654
	14,055	14,035	20
	8,396	7,951	445
	14,639	14,439	200
	1,114	1,065	49
	39,030	38,482	548
	36,808	35,528	1,280
	1,882	1,800	82
	24	23	1
	20	24	-4
	11,576	12,863	-1,287
	9,094	6,803	2,291
	7,848	5,451	2,397
	10,063	8,414	1,649
	671	656	15
	27,400	27,057	343
	1,093	794	299
	3,850	1,638	2,212
	521	1,840	-1,319
	1,405	348	1,057
	343	284	59
	8	130	-122
	1,176	1,631	-455
	342	282	60
	32	28	4
	1,561	2,089	-528
	505	514	-9
	671	675	-4
	404	438	-34
	1,532	663	869
	8,105	11,599	-3,494
	1,453	1,580	-127
	7,344	6,190	1,154
	2,341	1,717	624
	1,263	884	379
	12,712	13,873	-1,161
	1,079	669	410
	15,162	14,183	979
	8,305	7,997	308
	23,178	22,946	232
	10,028	9,374	654
	4,031	4,000	31
	8,378	8,086	292
	99,289	100,003	-714
	10,094	9,536	558
	5,060	5,338	-278
	2,277	2,152	125
	15,157	10,347	4,810
	9,495	7,051	2,444
	9,829	8,280	1,549
	50,000	49,795	205
	18,298	18,042	256
	656	467	189
	238	156	82
	1,388	583	805
	1,405	368	1,037
	1,048	300	748
	41	729	-688
	1,176	1,466	-290
	479	395	84
	1,125	965	160
	272	148	124
	1,515	1,583	-68
	4,605	4,822	-217
	1,211	1,306	-95
	899	720	179
	6,758	6,677	81
	1,242	1,512	-270
	1,512	1,548	-36
	2,000	1,585	415
	1,036	776	260
	23,296	25,815	-2,519
	1,892	1,139	753
	6,498	6,086	412
	10,380	10,199	181
	3,109	2,993	116
	6,685	6,360	325
	10,218	10,024	194
	54	49	5
	57	57
	24	23	1
	10,460	11,035	-575
	35,223	33,789	1,434
	6,637	2,785	3,852
	20,730	28,125	-7,395
	9,619	8,101	1,518
	55,943	50,228	5,715
	35,065	34,998	67
	615	668	-53
	357	179	178
	3,197	1,312	1,885
	524	184	340
	2,142	660	1,482
	38	639	-601
	648	773	-125
	1,485	424	1,061
	451	386	65
	815	416	399
	1,347	1,467	-120
	136	58	78
	851	657	194
	1,576	819	757
	5,310	5,269	41
	2,266	1,322	944
	3,466	2,852	614
	21	20	1
	13,863	11,470	2,393
	7,620	8,355	-735
	3,165	2,337	828
	3,249	3,046	203
	1,038	1,023	15
	16,583	16,162	421
	52,968	48,776	4,192
	16,320	16,518	-198
	10,107	9,593	514
	13,801	14,232	-431
	169	159	10
	25,000	15,029	9,971
	17,906	16,230	1,676
	19,813	8,355	11,458
	1,067	1,409	-342
	3,931	3,804	127
	50,000	50,000
	75	218	-143
	1,132	1,103	29
	1,857	1,217	640
	2,132	1,028	1,104
	2,465	1,092	1,373
	274	272	2
	123	1,910	-1,787
	523	309	214
	1,485	435	1,050
	2,742	1,092	1,650
	2,270	1,045	1,225
	734	1,284	-550
	91	38	53
	1,994	1,714	280
	1,379	1,038	341
	867	987	-120
	6,384	2,596	3,788
	6,039	5,034	1,005
	2,720	2,759	-39
	1,895	1,321	574
	2,157	2,387	-230
	2,788	2,293	495
	1,083	1,025	58
	8,116	7,929	187
	22,457	20,657	1,800
	14,053	12,880	1,173
	45,191	45,737	-546
	50,158	47,606	2,552
	45,282	46,695	-1,413
	4,683	4,735	-52
	100,000	76,721	23,279
	23,728	19,597	4,131
	3,234	1,392	1,842
	10,209	13,433	-3,224
	23,543	32,571	-9,028
	75,000	73,848	1,152
	537	1,537	-1,000
	991	527	464
	1,176	753	423
	305	146	159
	387	224	163
	1,183	1,088	95
	69	1,150	-1,081
	1,406	528	878
	599	311	288
	614	273	341
	150	124	26
	513	426	87
	268	115	153
	343	394	-51
	1,335	1,203	132
	1,486	1,700	-214
	7,982	6,696	1,286
	7,436	6,264	1,172
	7,560	7,687	-127
	1,851	1,321	530
	1,290	1,280	10
	3,128	2,495	633
	6,982	6,985	-3
	29,386	28,898	488
	10,026	10,041	-15
	12,972	11,946	1,026
	24,996	12,789	12,207
	4,054	3,847	207
	1,825	1,882	-57
	37,500	42,311	-4,811
	50,000	36,165	13,835
	54	45	9
	30,459	13,924	16,535
	20,854	37,451	-16,597
	6,698	7,867	-1,169
	50,000	50,000
	198	674	-476
	67	35	32
	371	234	137
	1,753	881	872
	5,746	1,002	4,744
	1,479	1,439	40
	77	1,111	-1,034
	1,124	374	750
	300	109	191
	1,232	546	686
	1,501	1,206	295
	418	341	77
	326	134	192
	443	394	49
	315	727	-412
	1,855	1,696	159
	2,044	1,847	197
	1,146	906	240
	1,903	1,196	707
	13,901	8,472	5,429
	4,019	5,181	-1,162
	1,728	1,321	407
	997	999	-2
	2,026	2,006	20
	6,000	6,000
	20,539	19,185	1,354
	24,914	12,514	12,400
	54	51	3
	57	57
	12,817	8,835	3,982
	25,000	20,195	4,805
	22,593	18,660	3,933
	9,610	8,843	767
	6,248	2,592	3,656
	8,643	19,148	-10,505
	50,000	49,949	51
	198	653	-455
	2,698	856	1,842
	393	436	-43
	245	147	98
	575	104	471
	1,676	1,599	77
	92	1,334	-1,242
	2,520	950	1,570
	907	466	441
	1,065	546	519
	1,151	907	244
	418	375	43
	978	365	613
	779	721	58
	63,596	63,596
	3,301	3,203	98
	10,504	10,391	113
	1,078	1,197	-119
	19,227	15,264	3,963
	5,182	3,429	1,753
	1,885	1,369	516
	3,122	2,986	136
	1,995	1,997	-2
	14,176	14,041	135
	20,436	20,002	434
	13,902	13,147	755
	159,944	93,852	66,092
	4,648	4,403	245
	14,942	13,758	1,184
	15	11	4
	27	25	2
	100,000	82,896	17,104
	11,292	12,474	-1,182
	33,369	14,747	18,622
	22,425	23,532	-1,107
	40,000	39,876	124
	250	831	-581
	1,265	400	865
	608	676	-68
	258	197	61
	1,303	259	1,044
	570	480	90
	107	1,632	-1,525
	590	594	-4
	425	311	114
	26		26
	1,801	1,430	371
	1,881	1,575	306
	238	447	-209
	77	744	-667
	15,451	15,451
	2,385	2,482	-97
	26,791	25,630	1,161
	2,716	2,216	500
	2,483	1,949	534
	17,362	8,875	8,487
	5,247	3,843	1,404
	1,013	1,006	7
	1,032	1,013	19
	8,100	7,943	157
	6,007	5,999	8
	11,298	11,859	-561
	24,971	19,946	5,025
	54	51	3
	57	53	4
	12,167	8,422	3,745
	9,133	8,528	605
	689	621	68
	957	983	-26
	13,591	8,848	4,743
	2,017	4,814	-2,797
	60,460	59,815	645
	343	1,133	-790
	263	80	183
	966	1,077	-111
	1,291	734	557
	1,875	446	1,429
	1,100	545	555
	538	442	96
	1,179	1,136	43
	513	756	-243
	1,077	1,037	40
	1,497	1,331	166
	270	190	80
	452	458	-6
	1,469	1,253	216
		445	-445
	1,727	1,303	424
	5,551	5,273	278
	1,689	1,285	404
	2,229	1,818	411
	5,217	2,521	2,696
	305	223	82
	15,266	12,787	2,479
	4,355	3,816	539
	6,875	5,964	911
	1,002	1,000	2
	12,301	11,682	619
	8,648	7,701	947
	2,302	2,181	121
	68,550	63,117	5,433
	37,500	30,219	7,281
	123,046	116,709	6,337
	36,811	32,538	4,273
	5,200	7,558	-2,358
	11,984	6,435	5,549
	88,053	106,256	-18,203
	51,172	50,267	905
	323	1,171	-848
	615	207	408
	411	455	-44
	1,076	1,208	-132
	469	104	365
	1,986	1,508	478
	945	411	534
	597	594	3
	1,027	1,317	-290
	538	470	68
	998	875	123
	753	428	325
	1,062	788	274
	1,563	911	652
	2,594	1,792	802
	2,437	1,732	705
	1,333	1,071	262
	3,428	2,788	640
	3,855	2,291	1,564
	9,451	6,981	2,470
	6,939	5,762	1,177
	2,178	1,892	286
	19,376	19,329	47
	36,058	36,003	55
	7,158	6,814	344
	19,944	19,251	693
	741	666	75
	57	53	4
	50,000	33,278	16,722
	42,794	41,154	1,640
	6,566	4,966	1,600
	17,604	25,189	-7,585
	6,405	8,844	-2,439
	133,637	390,158	-256,521
	100,000	99,370	630
	194	674	-480
	1,053	355	698
	822	786	36
	259	302	-43
	2,385	558	1,827
	1,324	984	340
	1,457	821	636
	796	822	-26
	1,027	1,707	-680
	260	188	72
	499	562	-63
	1,084	846	238
	1,571	1,573	-2
	112	62	50

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-1,717
b			188
c			346
d			12,446
e			486
			1,122
			3,579
			233
			148
			74


			2
			958
			100
			-1
			-1,688
			10,677
			-87
			-7,889
			-99,102

			-18
			1,164
			416
			-110
			1,654
			1,455
			970
			-20
			235
			110
			-81
			517
			62
			2,398
			-237
			736
			-1,764
			70
			299
			600
			709
			726
			297
			70
			60
			268
			2,285
			2,151
			99
			-4,062
			-5,933
			1,538
			-401
			-654
			-144,694
			1,556
			69
			632
			-778
			-34
			1,588
			-74
			526
			-355
			565
			-265
			187
			-751
			455
			747
			-5,372
			1,215
			488
			1,459
			289
			-840
			2,621
			169
			682
			234
			216
			425
			6
			331
			223
			-1,242
			-3,734
			14,216
			4,621
			-9,228
			-11,957
			1,532
			1
			438
			-545
			-209
			43
			-131
			297
			90
			136
			-92
			1,847
			-336
			117
			185
			-330
			2,035
			1,993
			171
			1,023
			-1,526
			666

			427
			267
			299
			10
			4,878
			3
			337
			-21,029
			-3,593
			6,069
			1,894
			3,696
			24
			3,987
			262
			781
			-764
			-68
			45
			-644
			-132
			210
			133
			-140
			819
			67
			38
			2,315
			-2,200
			242
			2,109
			1,345
			734
			707
			1,654
			20
			445
			200
			49
			548
			1,280
			82
			1
			-4
			-1,287
			2,291
			2,397
			1,649
			15
			343
			299
			2,212
			-1,319
			1,057
			59
			-122
			-455
			60
			4
			-528
			-9
			-4
			-34
			869
			-3,494
			-127
			1,154
			624
			379
			-1,161
			410
			979
			308
			232
			654
			31
			292
			-714
			558
			-278
			125
			4,810
			2,444
			1,549
			205
			256
			189
			82
			805
			1,037
			748
			-688
			-290
			84
			160
			124
			-68
			-217
			-95
			179
			81
			-270
			-36
			415
			260
			-2,519
			753
			412
			181
			116
			325
			194
			5

			1
			-575
			1,434
			3,852
			-7,395
			1,518
			5,715
			67
			-53
			178
			1,885
			340
			1,482
			-601
			-125
			1,061
			65
			399
			-120
			78
			194
			757
			41
			944
			614
			1
			2,393
			-735
			828
			203
			15
			421
			4,192
			-198
			514
			-431
			10
			9,971
			1,676
			11,458
			-342
			127

			-143
			29
			640
			1,104
			1,373
			2
			-1,787
			214
			1,050
			1,650
			1,225
			-550
			53
			280
			341
			-120
			3,788
			1,005
			-39
			574
			-230
			495
			58
			187
			1,800
			1,173
			-546
			2,552
			-1,413
			-52
			23,279
			4,131
			1,842
			-3,224
			-9,028
			1,152
			-1,000
			464
			423
			159
			163
			95
			-1,081
			878
			288
			341
			26
			87
			153
			-51
			132
			-214
			1,286
			1,172
			-127
			530
			10
			633
			-3
			488
			-15
			1,026
			12,207
			207
			-57
			-4,811
			13,835
			9
			16,535
			-16,597
			-1,169

			-476
			32
			137
			872
			4,744
			40
			-1,034
			750
			191
			686
			295
			77
			192
			49
			-412
			159
			197
			240
			707
			5,429
			-1,162
			407
			-2
			20

			1,354
			12,400
			3

			3,982
			4,805
			3,933
			767
			3,656
			-10,505
			51
			-455
			1,842
			-43
			98
			471
			77
			-1,242
			1,570
			441
			519
			244
			43
			613
			58

			98
			113
			-119
			3,963
			1,753
			516
			136
			-2
			135
			434
			755
			66,092
			245
			1,184
			4
			2
			17,104
			-1,182
			18,622
			-1,107
			124
			-581
			865
			-68
			61
			1,044
			90
			-1,525
			-4
			114
			26
			371
			306
			-209
			-667

			-97
			1,161
			500
			534
			8,487
			1,404
			7
			19
			157
			8
			-561
			5,025
			3
			4
			3,745
			605
			68
			-26
			4,743
			-2,797
			645
			-790
			183
			-111
			557
			1,429
			555
			96
			43
			-243
			40
			166
			80
			-6
			216
			-445
			424
			278
			404
			411
			2,696
			82
			2,479
			539
			911
			2
			619
			947
			121
			5,433
			7,281
			6,337
			4,273
			-2,358
			5,549
			-18,203
			905
			-848
			408
			-44
			-132
			365
			478
			534
			3
			-290
			68
			123
			325
			274
			652
			802
			705
			262
			640
			1,564
			2,470
			1,177
			286
			47
			55
			344
			693
			75
			4
			16,722
			1,640
			1,600
			-7,585
			-2,439
			-256,521
			630
			-480
			698
			36
			-43
			1,827
			340
			636
			-26
			-680
			72
			-63
			238
			-2
			50

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	47,147
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3	-11,077

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE

1 Reserved

(a) Reserved	(b) Reserved	(c) Reserved	(d) Reserved

Reserved...........................

Reserved,..........................

Form 990-PF (2020)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Reserved................................	1	0
c	All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2
3	Add lines 1 and 2...........................	3
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5
6	Credits/Payments:

a	2020 estimated tax payments and 2019 overpayment credited to 2020	6a	40,000
b	Exempt foreign organizations—tax withheld at source......	6b
c	Tax paid with application for extension of time to file (Form 8868)...	6c
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	40,000
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	40,000
11	Enter the amount of line 10 to be: Credited to 2021 estimated tax40,000	Refunded	11

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

Yes

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Yes

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2020)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

WWW.CHASEFOUNDATION.COM

The books are in care of bullet

JOHNATHAN L SHUMAN Telephone no. bullet

(575) 748-1213

Located at bullet

512 W TEXAS AVEARTESIANM ZIP+4 bullet

88210

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2020?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2020, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2020?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2020.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?

Form 990-PF (2020)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
MACK C CHASE	TRUSTEE/ADVI 000.00	0	0	0
2103 W MAIN ST ARTESIA,NM88210	TRUSTEE/ADVI 000.00	0	0	0
RICHARD PRICE	EXECUTIVE DI 000.00	0	0	0
2103 W MAIN ST ARTESIA,NM88210	EXECUTIVE DI 000.00	0	0	0
GEREN FERGUSON	ADVISOR 000.00	0	0	0
2103 W MAIN STREET ARTESAI,NM88210	ADVISOR 000.00	0	0	0
ROBERT CHASE	ADVISOR 000.00	0	0	0
2103 W MAIN STREET ARTESIA,NM88210	ADVISOR 000.00	0	0	0
DEB CHASE	ADVISOR 000.00	0	0	0
2103 W MAIN STREET ARTESIA,NM88210	ADVISOR 000.00	0	0	0
RICHARD CHASE	ADVISOR 000.00	0	0	0
2103 W MAIN STREET ARTESIA,NM88210	ADVISOR 000.00	0	0	0
KARLA CHASE	ADVISOR 000.00	0	0	0
2103 W MAIN STREET ARTESIA,NM88210	ADVISOR 000.00	0	0	0
JOHNNY KNORR	ADVISOR 000.00	0	0	0
2103 W MAIN STREET ARTESIA,NM88210	ADVISOR 000.00	0	0	0
CHANCE CHASE	ADVISOR 000.00	0	0	0
2103 W MAIN ST ARTESIA,NM88210	ADVISOR 000.00	0	0	0
KORTNEY CHASE	ADVISOR 000.00	0	0	0
2103 W MAIN ST ARTESIA,NM88210	ADVISOR 000.00	0	0	0
BRAD BARTEK	ADVISOR 000.00	0	0	0
2103 W MAIN ST ARTESIA,NM88210	ADVISOR 000.00	0	0	0
DEREK CHASE	ADVISOR 000.00	0	0	0
2103 W MAIN ST ARTESIA,NM88210	ADVISOR 000.00	0	0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................

Form 990-PF (2020)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1	N/A
2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2020)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

36,425,604

Average of monthly cash balances.......................

140,840

Fair market value of all other assets (see instructions)................

1,080,180

Total (add lines 1a, b, and c).........................

37,646,624

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

37,646,624

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

564,699

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

37,081,925

Minimum investment return. Enter 5% of line 5..................

1,854,096

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part X, line 6....................

1,854,096

Tax on investment income for 2020 from Part VI, line 5......

Income tax for 2020. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

Distributable amount before adjustments. Subtract line 2c from line 1............

1,854,096

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

1,854,096

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

1,854,096

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

2,437,824

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

2,437,824

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

2,437,824

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2020)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(d) 2020
1 Distributable amount for 2020 from Part XI, line 7			1,854,096
2 Undistributed income, if any, as of the end of 2020:
a Enter amount for 2019 only.......
b Total for prior years:20, 20, 20
3 Excess distributions carryover, if any, to 2020:
a From 2015......	683,404
b From 2016......	764,479
c From 2017......	1,015,040
d From 2018......	969,572
e From 2019......	1,148,958
fTotal of lines 3a through e........		4,581,453
4Qualifying distributions for 2020 from Part
XII, line 4: $ 2,437,824
a Applied to 2019, but not more than line 2a
b Applied to undistributed income of prior years (Election required—see instructions).....
c Treated as distributions out of corpus (Election required—see instructions)........
d Applied to 2020 distributable amount.....			1,854,096
e Remaining amount distributed out of corpus		583,728
5 Excess distributions carryover applied to 2020.
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		5,165,181
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............
f Undistributed income for 2020. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2021 ..........			0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......
8 Excess distributions carryover from 2015 not applied on line 5 or line 7 (see instructions) ...		683,404
9Excess distributions carryover to 2021. Subtract lines 7 and 8 from line 6a ......		4,481,777
10 Analysis of line 9:
a Excess from 2016....	764,479
b Excess from 2017....	1,015,040
c Excess from 2018....	969,572
d Excess from 2019....	1,148,958
e Excess from 2020....	583,728

Form 990-PF (2020)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2020	(b) 2019	(c) 2018	(d) 2017	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:

CHASE FOUNDATION
2103 W MAIN STREET
ARTESIA,NM88210
(575) 746-4610
INFO@CHASEFOUNDATION.COM

bThe form in which applications should be submitted and information and materials they should include:

SEE APPLICATION FORMS AT WWW.CHASEFOUNDATION.COM

cAny submission deadlines:

THE 2022 APPLICATION DEADLINE IS APRIL 25, 2022 FOR FALL 2022 SCHOLARSHIPS.

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

GRADUATING SENIOR FROM ARTESIA NM HIGH SCHOOL OR A PRIOR AWARD RECIPIENT.

Form 990-PF (2020)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
ABILENE CHRISTIAN UNIVERSITY 1600 CAMPUS CT ABILENE,TX79601		NO	SCHOLARSHIP	5,500
AMARILLO COLLEGE 2201 S WASHINGTON ST AMARILLO,TX79109		NO	SCHOLARSHIP	2,750
ANGELO STATE UNIVERSITY 2601 W AVE N SAN ANGELO,TX76909		NO	SCHOLARSHIP	12,000
ARIZONA STATE UNIVERSITY 1711 S RURAL ROAD TEMPE,AZ85281		NO	SCHOLARSHIP	11,500
ARTESIA ARTS COUNCIL 310 W MAIN ST ARTESIA,NM88210		NO	GRANT	10,000
ARTESIA EMERGENCY RELIEF 103 N 6TH ST ARTESIA,NM88210		NO	GRANT	2,500
ARTESIA LITERACY COUNCIL 1507 W HERMOSA DR ARTESIA,NM88210		NO	GRANT	5,000
ARTESIA LITTLE LEAGUE PO BOX 1108 ARTESIA,NM88211		NO	GRANT	18,000
BIOLA UNIVERSITY 13800 BIOLA AVE LA MIRANDA,CA90639		NO	SCHOLARSHIP	6,000
BLINN COLLEGE 902 COLLEGE AVE BRENHAM,TX77833		NO	SCHOLARSHIP	3,250
BRIGHAM YOUNG UNIVERSITY 270 CLYDE BUILDING PROVO,UT84602		NO	SCHOLARSHIP	3,250
CAL RIPKEN SR FOUNDATION 1427 CLARKVIEW ROAD SUITE 100 BALTIMORE,MD21209		YES	GRANT	100,000
CATALYST CHURCH 1302 W HERMOSA DR ARTESIA,NM88210		NO	GRANT	125,000
CENTRAL NEW MEXICO COMMUNITY COLLEGE 525 BUENA VISTA DR SE ALBUQUERQUE,NM87106		NO	SCHOLARSHIP	11,500
COVENANT SCHOOL OF NURSING 1919 FRANKFORD AVE LUBBOCK,TX79407		NO	SCHOLARSHIP	3,250
DIXIE STATE COLLEGE 225 S 700 E ST GEORGE,UT84770		NO	SCHOLARSHIP	6,000
DONA ANA COMMUNITY COLLEGE 3400 S ESPINA ST LAS CRUCES,NM88003		NO	SCHOLARSHIP	38,750
EASTERN NEW MEXICO UNIVERSITY 1500 S AVENUE K PORTALES,NM88130		NO	SCHOLARSHIP	122,250
EASTERN NEW MEXICO UNIVERSITY 1500 S AVENUE K PORTALES,NM88130		NO	GRANT	5,000
ENMU-ROSWELL 52 UNIVERSITY BLVD ROSWELL,NM88203		NO	SCHOLARSHIP	20,000
EVANGEL UNIVERSITY 1111 N GLENSTONE AVE SPRINGFIELD,MO65802		NO	SCHOLARSHIP	3,250
GREATER ARTESIA FOUNDATION PO BOX 1344 ARTESIA,NM88211		YES	SENIOR SALUTE/RIDE FOR BIKES	2,500
HILLSONG COLLEGE USA 655 E UNIVERSITY DR BUILD MESA,AZ85203		NO	SCHOLARSHIP	3,250
IDAHO STATE UNIVERSITY 921 S 8TH AVE POCATELLO,ID83209		NO	SCHOLARSHIP	3,250
LUBBOCK CHRISTIAN UNIVERSITY 5601 19TH ST LUBBOCK,TX79407		NO	SCHOLARSHIP	30,500
MCMURRY UNIVERSIY 1400 SAYLES BLVD ABILENE,TX79605		NO	SCHOLARSHIP	6,000
NEW MEXICO INSTITUTE OF MINING & TECHNOLOGY 801 LEROY PL SOCORRO,NM87801		NO	SCHOLARSHIP	11,500
NEW MEXICO STATE UNIVERSITY CARLSBAD 1500 UNIVERSITY DR CARLSBAD,NM88220		NO	SCHOLARSHIP	12,000
NEW MEXICO STATE UNIVERSITY 1780 E UNIVERSITY AVE LAS CRUCES,NM88003		NO	SCHOLARSHIP	465,250
NORTHERN ARIZONA UNIVERSITY S SAN FRANCISCO ST FLAGSTAFF,AZ86011		NO	SCHOLARSHIP	12,000
OKLAHOMA CHRISTIAN UNIVERSITY 2501 E MEMORIAL RD EDMOND,OK73013		NO	SCHOLARSHIP	6,000
OKLAHOMA STATE UNIVERSITY OKLAHOMA STATE UNIVERSITY STILLWATER,OK74074		NO	SCHOLARSHIP	17,000
OLYMPIAN UNIVERSITY 4501 N MAIN ST ROSWELL,NM88201		NO	SCHOLARSHIP	9,750
SOUTH PLAINS COLLEGE 1401 COLLEGE AVE LEVELLAND,TX79336		NO	SCHOLARSHIP	44,250
SOUTHERN WESLEYAN UNIVERSITY 215 CLAYTON ST CENTRAL,SC29630		NO	SCHOLARSHIP	3,250
SUL ROSS STATE UNIVERSITY 79830 US-90 ALPINE,TX79830		NO	SCHOLARSHIP	6,000
SWARTHMORE COLLEGE 500 COLLEGE AVE SWARTHMORE,PA19081		NO	SCHOLARSHIP	2,750
TARLETON STATE UNIVERSITY 1333 W WASHINGTON ST STEPHENVILLE,TX76401		NO	SCHOLARSHIP	6,000
TEXAS A&M 1372 TAMU COLLEGE STATION,TX778431372		NO	SCHOLARSHIP	8,750
TEXAS TECH UNIVERSITY 2500 BROADWAY LUBBOCK,TX79409		NO	SCHOLARSHIP	256,750
UNIVERSITY OF ILLINOIS URBANA CHAMP 901 WEST ILLINOIS ST URBANA,IL61801		NO	SCHOLARSHIP	6,000
UNIVERSITY OF MINNESOTA 2818 COMO AVENUE SE MINNEAPOLIS,MN55414		NO	SCHOLARSHIP	5,500
UNIVERSITY OF NEW MEXICO 1155 UNIVERSITY BLVD ALBUQUERQUE,NM87131		NO	SCHOLARSHIP	171,750
UNIVERSITY OF NOTRE DAME 220 MAIN BUILDING NOTRE DAME,IN46556		NO	SCHOLARSHIP	6,000
UNIVERSITY OF THE SOUTHWEST 6610 N LOVINGTON HWY HOBBS,NM88240		NO	SCHOLARSHIP	1,625
UTEP 102 ACADEMIC SERVICES BLD EL PASO,TX79968		NO	SCHOLARSHIP	2,750
WAYLAND BAPTIST UNIVERSITY 1900 W 7TH ST PLAINVIEW,TX79072		NO	SCHOLARSHIP	17,500
WEST TEXAS A&M UNIVERSITY 2501 4TH AVE CANYON,TX79016		NO	SCHOLARSHIP	31,250
WESTERN TEXAS COLLEGE 6200 COLLEGE AVE SNYDER,TX79549		NO	SCHOLARSHIP	1,000
FIRST UNITED METHODIST CHURCH 500 W GRAND AVE ARTESIA,NM88210		NO	GRANT	2,500
SHERIDAN ROTARY CLUB PO BOX 997 SHERIDAN,WY82801		NO	GRANT	10,000
ST VINCENT DE PAUL 603 S ROSELAWN AVE ARTESIA,NM88210		NO	GRANT	2,500
TRINITY TEMPLE 1507 W HERMOSA ARTESIA,NM88210		NO	GRANT	2,500
CLOVIS COMMUNITY COLLEGE 417 SCHEPPS BLVD CLOVIS,NM88101		NO	SCHOLARSHIP	5,500
COLORADO STATE UNIVERSITY 711 OVAL DRIVE FORT COLLINS,CO80521		NO	SCHOLARSHIP	8,750
EASTERN MICHIGAN UNIVERSITY 900 OAKWOOD ST YPSILANTI,MI48197		NO	SCHOLARSHIP	2,750
LINCOLN COLLEGE OF TECHNOLOGY 11194 E 45TH AVE DENVER,CO80239		NO	SCHOLARSHIP	2,750
NEW MEXICO JUNIOR COLLEGE 5317 N LOVINGTON HWY HOBBS,NM88240		NO	SCHOLARSHIP	1,000
NORTHWESTERN OKLAHOMA STATE UNIVERS 709 OKLAHOMA BLVD ALVA,OK73717		NO	SCHOLARSHIP	6,000
OLYMPIAN ACADEMY OF COSMETOLOGY 1460 MISSOURI AVE 5 LAS CRUCES,NM88001		NO	SCHOLARSHIP	2,750
SOUTHERN ILLINOIS UNIVERSITY 1263 LINCOLN DR CARBONDALE,IL62901		NO	SCHOLARSHIP	6,000
SOUTHWESTERN ASSEMBLIES OF GOD UNIV 1200 SYCAMORE ST WAXAHACHIE,TX75165		NO	SCHOLARSHIP	2,750
TEXAS A&M HEALTH & SCIENCE CENTER 8447 RIVERSIDE PKWY BRYAN,TX77807		NO	SCHOLARSHIP	2,750
UNIVERSITY OF TEXAS SAN ANTONIO 1 UTSA CIRCLE SAN ANTONIO,TX78249		NO	SCHOLARSHIP	2,750
UNM COLLEGE OF PHARMACY 2502 MARBLE AVE ALBUQUERQUE,NM87106		NO	SCHOLARSHIP	2,750
Total ................................. 3a				1,728,875

bApproved for future payment

Total ................................. 3b

Form 990-PF (2020)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........			14	151,812
4 Dividends and interest from securities....			14	298,952
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....			14	7,637
8 Gain or (loss) from sales of assets other than inventory ............			14	47,147
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: aRENT			16	4,800
bPASSTHROUGH INV INC(LOSS)			14	-1,913,653
cOTHER INVEST INCOME BROK/K-			14	-103,853
dENCAP ENERGY X	900099	263,481
eENCAP ENERGY IX	900099	60,609
fENCAP FLATROCK	900099	134,243
gSI SILICON BEACH	900099	-65,164
hPENNYBACKER IV	900099	-15,600
iPENNYBACKER V	900099	-14,572
jNGP	900099	-38,212
kBP NATURAL GAS PTNRS	900099	267,592
lPENNYBACKER III	900099	10,497
mBP NATURAL GAS PATNRS II	900099	-20,747
12 Subtotal. Add columns (b), (d), and (e)..		582,127		-1,507,158

13Total. Add line 12, columns (b), (d), and (e)..................

-925,031

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2020)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2020)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Name of organization CHASE FOUNDATION MACK C CHASE TRUSTEE

Part I Contributors	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
1	RICHARD CHASE PO BOX 359 ARTESIA, NM88211	$ 50,000	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
2	WPX ENERGY INC 3500 1 WILLIAMS CENTER TULSA, OK74172	$ 5,000	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)

Name of organization CHASE FOUNDATION MACK C CHASE TRUSTEE		Employer identification number 36-7466258

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)

Description of Property	Date Acquired	Cost or Other Basis	Prior Years' Depreciation	Computation Method	Rate / Life (# of years)	Current Year's Depreciation Expense
OFFICE FURNITURE	2007-05-24	1,267	1,267	S/L	10.0000
OFFICE FURNITURE	2007-06-04	1,082	1,082	S/L	10.0000
OFFICE FURNITURE	2007-09-10	446	446	S/L	10.0000
OFFICE FURNITURE	2007-09-20	3,780	3,780	S/L	10.0000
OFFICE FURNITURE	2007-11-08	714	714	S/L	10.0000
OFFICE FURNITURE	2007-11-19	143	143	S/L	10.0000
OFFICE FURNITURE	2006-12-15	4,734	4,734	S/L	10.0000
COMPUTER EQUIPMENT	2007-07-10	71	71	S/L	5.0000
PRINTER	2006-12-15	1,140	1,140	S/L	5.0000
TELEPHONE EQUIPMENT	2006-12-15	10,571	10,571	S/L	5.0000
OFFICE FURNITURE	2008-01-10	529	529	S/L	10.0000
OFFICE FURNITURE	2008-02-06	1,696	1,696	S/L	10.0000
OFFICE FURNITURE - CARPET	2008-08-04	406	406	S/L	10.0000
COMPUTER EQUIPMENT	2008-10-14	86	86	S/L	5.0000
OFFICE EQUIPMENT	2008-11-12	331	331	S/L	7.0000
OFFICE FURNITURE	2008-11-12	146	146	S/L	10.0000
COMPUTER EQUIPMENT	2008-12-02	64	64	S/L	5.0000
COMPUTER EQUIPMENT	2008-12-11	64	64	S/L	5.0000
OFFICE FURNITURE	2010-02-28	15,422	15,422	S/L	5.0000
OFFICE FURNITURE	2011-05-18	2,547	2,547	S/L	5.0000
COMPUTER EQUIPMENT	2011-09-01	2,161	2,161	S/L	5.0000
COMPUTER EQUIPMENT	2012-05-14	4,388	4,388	S/L	5.0000
OFFICE FURNITURE	2012-05-18	1,490	1,490	S/L	5.0000
COMPUTER EQUIPMENT	2012-06-25	3,324	3,324	S/L	5.0000
OFFICE FURNITURE	2012-07-10	1,525	1,525	S/L	5.0000
OFFICE FURNITURE	2012-12-11	401	401	S/L	3.0000
LAND - MAIN STREET	2014-05-14	55,000
BUILDING - MAIN (W/IMPRV)	2014-05-14	878,905	126,786	S/L	39.0000	22,536
OFFICE FURN (MAIN ST)	2014-06-01	61,978	34,604	S/L	10.0000	6,198
OFFICE EQUIP	2015-06-01	6,394	6,074	S/L	5.0000	320
COMPUTER EQUIPMENT	2017-11-08	11,272	7,417	200DB	5.0000	1,542
COMPUTER	2018-11-14	1,845	1,845	200DB	5.0000
HVAC UNIT	2020-07-17	6,258		S/L	15.0000	6,258

Name of Bond	End of Year Book Value	End of Year Fair Market Value
MERRILL LYNCH - 7EG-04044 NEUBERGER	1,037,281	1,139,571
MERRILL LYNCH - LOOMIS SAYLES	1,907,484	1,969,724
GOLDMAN SACHS - CORP FIXED INC	3,369,789	3,583,084

Name of Stock	End of Year Book Value	End of Year Fair Market Value
MERRILL LYNCH - 7EG-02041 CXO OPTION	10,464	300,121
MERRILL LYNCH - 7EG-02042 PIA MNGED	5,096,181	7,383,744
MERRILL LYNCH - 7EG-02019 DIV PORT	2,411,575	3,118,605
GOLDMAN SACHS - BROKERAGE	377,655	377,656
GOLDMAN SACHS - ADVISORY BROK II	3,317,724	4,558,263
GOLDMAN SACHS - GANNETT WELSH	478,118	698,138
GOLDMAN SACHS - EAGLE DYNAMIC	1,838,641	2,531,727


Name of organization CHASE FOUNDATION MACK C CHASE TRUSTEE			Employer identification number 36-7466258
Part III Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) $ Use duplicate copies of Part III if additional space is needed.

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
ENCAP ENERGY IX	AT COST	1,887,432	1,887,432
TORTUGA WATER LLC	AT COST	1,481,161	1,481,161
ENCAP ENERGY CAPITAL FUND VIII	AT COST	5,060,046	5,060,046
BP NATURAL GAS	AT COST	234,904	234,904
ENCAP ENERGY X	AT COST	1,021,051	1,021,051
PENNYBACKER IV	AT COST	577,130	577,130
ENCAP FLATROCK	AT COST	102,607	102,607
NGP NATURAL RESOURCES	AT COST	282,607	282,607
PENNY BACKER III	AT COST	134,387	134,387
MERRILL LYNCH - 7EG-02040 ALTERNATIV	AT COST
QSI HOLDINGS, L.P.	AT COST	313,170	313,170
SI 4343 INVESTOR LP	AT COST	130,225	130,225
SI SILICON BEACH HOTEL	AT COST	108,234	108,234
BP OFFSHORE HOLDINGS	AT COST	222,916	222,916
SI CELINA STORAGE LP	AT COST
WALKING WITH HERB	AT COST
QID NGL	AT COST
BP OFFSHORE HOLDING II	AT COST	150,910	150,910
PENNYBACKER V	AT COST	92,320	92,320
ROUNDING ADJ	AT COST	2	2

Category / Item	Cost / Other Basis	Accumulated Depreciation	Book Value	End of Year Fair Market Value
BUILDINGS/FURN&FIX	1,025,180	272,108	753,072	1,025,180
LAND	55,000		55,000	55,000

Description	Revenue and Expenses per Books	Net Investment Income	Disbursements for Charitable Purposes
EXPENSES
ADVERTISING	1,799		1,799
AUTO EXPENSE	4,974		4,974
BANK FEE	139		139
COMMUNITY SERVICE PROGRAM
DONATIONS
DUES/SUBSCRIPTION	3,352		3,352
EMPLOYEE BENEFITS
EQUIPMENT LEASE	2,449		2,449
EVENT SPONSOR	14,595		14,595
GRADUATION INCENTIVE	15,250		15,250
INSURANCE	7,976		7,976
INVESTMENT/ADVISORY FEES	152,498	152,499
MACK SELECT TOURNEY
MARKETING
MISC.
NEW SCHOLAR ORIENTATION
OFFICE EXPENSE	4,068		4,068
POSTAGE	4,096		4,096
RECEPTIONS
REPAIRS & MAINTENANCE	10,906		10,906
SCHOLARSHIP MENTORING PROGRAM	25,107		25,107
SPONSORSHIP	2,019		2,019
STORAGE RENTAL	1,484		1,484
SUPPLY	4,862		4,862
WEB SITE EXPENSE	9,366		9,366

Description	Revenue And Expenses Per Books	Net Investment Income	Adjusted Net Income
OTHER BROKERAGE DIV/INT BOOKS	5,253	5,253	5,253
LITIGATION SETTLEMENTS (STOCK	2,384	2,384	2,384
RENT	4,800	4,800	4,800
PASSTHROUGH INV INC(LOSS)	-1,913,653	-1,913,653	-1,913,653
OTHER INVEST INCOME BROK/K-1	-103,853	-103,853	-103,853
ENCAP ENERGY X	263,481		263,481
ENCAP ENERGY IX	60,609		60,609
ENCAP FLATROCK	134,243		134,243
SI SILICON BEACH	-65,164		-65,164
PENNYBACKER IV	-15,600		-15,600
PENNYBACKER V	-14,572		-14,572
NGP	-38,212		-38,212
BP NATURAL GAS PTNRS	267,592		267,592
PENNYBACKER III	10,497		10,497
BP NATURAL GAS PATNRS II	-20,747		-20,747