TY 2020 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2020

Open to Public Inspection

For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020

Name of foundation
JOHN C BOCK FOUNDATION

Number and street (or P.O. box number if mail is not delivered to street address)300 N LASALLE STREET NO 4000
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
CHICAGO, IL606543406

A Employer identification number

26-6014448

B Telephone number (see instructions)

(312) 715-5000

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$9,602,386J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	134,999		134,999
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		399,599
b	Gross sales price for all assets on line 6a 2,282,149
7	Capital gain net income (from Part IV, line 2)...			399,599
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	534,598		534,598
13	Compensation of officers, directors, trustees, etc.	53,500		5,350	48,150
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........		46,569	4,656	41,913
b	Accounting fees (attach schedule).......		4,825	4,825	0
c	Other professional fees (attach schedule)....		58,289	58,289	0
17	Interest...............
18	Taxes (attach schedule) (see instructions)...		152	152	0
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		495	0	0
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	163,830		73,272	90,063
25	Contributions, gifts, grants paid.......	253,125			253,125
26	Total expenses and disbursements. Add lines 24 and 25	416,955		73,272	343,188
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	117,643
b	Net investment income (if negative, enter -0-)			461,326
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2020)

Form 990-PF (2020)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............
	2	Savings and temporary cash investments.........	134,784	716,749	716,749
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	3,113,633	2,826,850	5,876,855
	c	Investments—corporate bonds (attach schedule).......	94,024	55,062	59,716
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	2,714,313	2,570,791	2,949,066
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	6,056,754	6,169,452	9,602,386
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........	0	0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........	6,056,754	6,169,452
	27	Paid-in or capital surplus, or land, bldg., and equipment fund	0	0
	28	Retained earnings, accumulated income, endowment, or other funds	0	0
	29	Total net assets or fund balances (see instructions).....	6,056,754	6,169,452
	30	Total liabilities and net assets/fund balances (see instructions).	6,056,754	6,169,452

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

6,056,754

Enter amount from Part I, line 27a .....................

117,643

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

6,174,397

Decreases not included in line 2 (itemize) bullet

4,945

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

6,169,452

Form 990-PF (2020)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation
1 a	PUBLICLY TRADED SECURITIES
b	CAPITAL GAINS DIVIDENDS	P
c
d
e

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	2,271,359	1,882,550	388,809
b	10,790		10,790
c
d
e

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			388,809
b			10,790
c
d
e

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	399,599
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE

1 Reserved

(a) Reserved	(b) Reserved	(c) Reserved	(d) Reserved

Reserved...........................

Reserved,..........................

Form 990-PF (2020)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Reserved................................	1	6,412
c	All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	6,412
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	6,412
6	Credits/Payments:

a	2020 estimated tax payments and 2019 overpayment credited to 2020	6a	6,514
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d	0

7	Total credits and payments. Add lines 6a through 6d..............		7	6,514
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	102
11	Enter the amount of line 10 to be: Credited to 2021 estimated tax102	Refunded	11	0

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ 0(2) On foundation managers. bullet

$ 0

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

$ 0

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2020)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

WWW.BOCKFOUNDATION.ORG

The books are in care of bullet

PATRICIA S MARX Telephone no. bullet

(312) 715-5000

Located at bullet

300 N LASALLE STREET SUITE 4000CHICAGOIL ZIP+4 bullet

606543406

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2020?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2020, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2020?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2020.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?

Form 990-PF (2020)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)
CARL BOCK	TRUSTEE 1.00	13,000
300 N LASALLE STREET SUITE 4000 CHICAGO,IL606543406	TRUSTEE 1.00	13,000
SHARON BOCK	TRUSTEE 1.00	13,000
300 N LASALLE STREET SUITE 4000 CHICAGO,IL606543406	TRUSTEE 1.00	13,000
LUKE SEGGELINK	TRUSTEE 2.00	13,000
300 N LASALLE STREET SUITE 4000 CHICAGO,IL606543406	TRUSTEE 2.00	13,000
JEREMY SHEA	TRUSTEE 1.00	13,000
300 N LASALLE STREET SUITE 4000 CHICAGO,IL606543406	TRUSTEE 1.00	13,000
PETER MORTENSON BEG 9-22-20	TRUSTEE 1.00	1,500
300 N LASALLE STREET SUITE 4000 CHICAGO,IL606543406	TRUSTEE 1.00	1,500

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2020)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
ROBERT W BAIRD & CO	INVESTMENT MGMT	58,289
8000 EXCELSIOR DRIVE SUITE 302 MADISON,WI53717	INVESTMENT MGMT	58,289

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2020)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

7,894,839

Average of monthly cash balances.......................

418,379

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

8,313,218

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

8,313,218

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

124,698

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

8,188,520

Minimum investment return. Enter 5% of line 5..................

409,426

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part X, line 6....................

409,426

Tax on investment income for 2020 from Part VI, line 5......

6,412

Income tax for 2020. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

6,412

Distributable amount before adjustments. Subtract line 2c from line 1............

403,014

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

403,014

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

403,014

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

343,188

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

343,188

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

343,188

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2020)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2019	(c) 2019	(d) 2020
1 Distributable amount for 2020 from Part XI, line 7					403,014
2 Undistributed income, if any, as of the end of 2020:
a Enter amount for 2019 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2020:
a From 2015......	45,949
b From 2016......	68,390
c From 2017......	8,541
d From 2018......	4,404
e From 2019......	77,318
fTotal of lines 3a through e........		204,602
4Qualifying distributions for 2020 from Part
XII, line 4: $ 343,188
a Applied to 2019, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2020 distributable amount.....					343,188
e Remaining amount distributed out of corpus		0
5 Excess distributions carryover applied to 2020.		59,826			59,826
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		144,776
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2020. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2021 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2015 not applied on line 5 or line 7 (see instructions) ...		0
9Excess distributions carryover to 2021. Subtract lines 7 and 8 from line 6a ......		144,776
10 Analysis of line 9:
a Excess from 2016....	54,513
b Excess from 2017....	8,541
c Excess from 2018....	4,404
d Excess from 2019....	77,318
e Excess from 2020....

Form 990-PF (2020)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2020	(b) 2019	(c) 2018	(d) 2017	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:

PATRICIA S MARX
300 N LASALLE STREET SUITE 4000
CHICAGO,IL606543406
(312) 715-5000

bThe form in which applications should be submitted and information and materials they should include:

SEE WEBSITE LOCATED AT WWW.BOCKFOUNDATION.ORG

cAny submission deadlines:

MAY 31ST

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

PRIMARY FOCUS IS ON OLD GROWTH FORESTS IN THE STATE OF WISCONSIN. SEE WEBSITE FOR MORE INFORMATION.

Form 990-PF (2020)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
ALDO LEOPOLD FOUNDATION INC E13701 LEVEE RD BARABOO,WI53913		PC	ENVIRONMENTAL EDUCATION	5,000
ALDO LEOPOLD NATURE CENTER INC 330 FEMRITE DR MONONA,WI53716		PC	ENVIRONMENTAL EDUCATION	10,000
DOOR COUNTY LAND TRUST INC PO BOX 65 STURGEON BAY,WI54235		PC	ENVIRONMENTAL CONSERVATION	20,000
DRIFTLESS AREA LAND CONSERVANCY INC 206 S IOWA ST DODGEVILLE,WI53533		PC	ENVIRONMENTAL CONSERVATION	20,000
ENVIRONMENTAL LAW AND POLICY CENTER OF THE MIDWEST 35 EAST WACKER DR STE 1600 CHICAGO,IL60601		PC	GENERAL OPERATING SUPPORT	15,000
THE FOREST STEWARDS GUILD 2019 GALISTEO ST STE N7 SANTA FE,NM87505		PC	ENVIRONMENTAL EDUCATION AND WILDLIFE PROTECTION	5,000
FRIENDS OF BOERNER BOTANICAL GARDENS INC 9400 BOERNER DR HALES CORNERS,WI53130		PC	ENVIRONMENTAL EDUCATION	5,000
FRIENDS OF SCHLITZ AUDUBON NATURE CENTER INC 1111 E BROWN DEER RD MILWAUKEE,WI53217		PC	ENVIRONMENTAL RESTORATION	5,000
GATHERING WATERS INC 211 S PATERSON ST STE 270 MADISON,WI53703		PC	GENERAL OPERATING SUPPORT	10,000
GIRL SCOUTS OF WISCONSIN-BADGERLAND COUNCIL INC 2710 SKI LANE MADISON,WI53713		PC	ENVIRONMENTAL RESTORATION	5,000
GROUNDSWELL CONSERVANCY INC 303 S PATERSON ST STE 6 MADISON,WI53703		PC	ENVIRONMENTAL RESTORATION	9,625
INTERNATIONAL CRANE FOUNDATION INC E11376 SHADY LANE ROAD BARABOO,WI53913		PC	ENVIRONMENTAL RESTORATION	10,000
LANDMARK CONSERVANCY INC 500 EAST MAIN ST STE 307 MENOMONIE,WI54751		PC	GENERAL OPERATING SUPPORT	15,000
MEQUON NATURE PRESERVE INC 8200 W COUNTY LINE RD MEQUON,WI53097		PC	ENVIRONMENTAL RESTORATION AND CONSERVATION	10,000
NATIONAL AUDUBON SOCIETY INC 225 VARICK ST 7TH FL NEW YORK,NY10014		PC	ENVIRONMENTAL RESTORATION	7,500
NATURAL RESOURCES FOUNDATION OF WISCONSIN INC 211 S PATERSON ST STE 100 MADISON,WI53703		PC	GENERAL OPERATING SUPPORT	10,000
NORTHEAST WISCONSIN LAND TRUST INC 14 TRI-PARK WAY STE 1 APPLETON,WI54914		PC	ENVIRONMENTAL CONSERVATION	15,000
NORTHLAND COLLEGE 1411 ELLIS AVE ASHLAND,WI54806		PC	ENVIRONMENTAL EDUCATION	25,000
NORTHWOODS LAND TRUST INC PO BOX 321 EAGLE RIVER,WI54521		PC	ENVIRONMENTAL CONSERVATION	15,000
TREES FOR TOMORROW INCORPORATED PO BOX 609 519 SHERIDAN ST E EAGLE RIVER,WI54521		PC	ENVIRONMENTAL EDUCATION SCHOLARSHIP PROGRAM SUPPORT	10,000
WILD SKIES RAPTOR CENTER INC 33634 SPIRIT TRAIL POTOMAC,MT59823		PC	WILDLIFE PROTECTION	15,000
WILDLIFE IN NEED CENTER LTD W349 S1480 S WATERVILLE RD STE B OCONOMOWOC,WI53066		PC	WILDLIFE EDUCATION	1,000
WISCONSIN CONSERVATION VOICES INC 133 S BUTLER ST STE 320 MADISON,WI53703		PC	ENVIRONMENTAL EDUCATION	5,000
WISCONSIN'S GREEN FIRE INCORPORATED PO BOX 1206 RHINELANDER,WI54501		PC	GENERAL OPERATING SUPPORT	5,000
Total ................................. 3a				253,125

bApproved for future payment
THE BAIRD CREEK PRESERVATION FOUNDATION INC 1270 MAIN STREET STE 246 GREEN BAY,WI54302	PC	ENVIRONMENTAL CONSERVATION AND RESTORATION	15,000
CHIKAMING OPEN LANDS 12291 RED ARROW HIGHWAY SAWYER,MI49125	PC	GENERAL OPERATING SUPPORT	10,000
CLEARWATER RESOURCE COUNCIL PO BOX 1471 SEELEY LAKE,MT59868	PC	ENVIRONMENTAL CONSERVATION	5,000
HUNGER TASK FORCE INC 201 SOUTH HAWLEY CT MILWAUKEE,WI53214	PC	ENVIRONMENTAL RESTORATION	5,000
RIVER REVITALIZATION FOUNDATION INC 2134 N RIVERBOAT RD MILWAUKEE,WI53212	PC	ENVIRONMENTAL RESTORATION	5,000
URBAN TREE ALLIANCE LTD 14 WAKEMAN ST MADISON,WI53705	PC	ENVIRONMENTAL RESTORATION	5,000
Total ................................. 3b			45,000

Form 990-PF (2020)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities....			14	134,999
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............			18	399,599
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..		0		534,598	0

13Total. Add line 12, columns (b), (d), and (e)..................

534,598

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2020)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2020)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)	Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
ALDO LEOPOLD FOUNDATION INCE13701 LEVEE RD BARABOO,WI53913	PC	ENVIRONMENTAL EDUCATION	5,000
ALDO LEOPOLD NATURE CENTER INC330 FEMRITE DR MONONA,WI53716	PC	ENVIRONMENTAL EDUCATION	10,000
DOOR COUNTY LAND TRUST INCPO BOX 65 STURGEON BAY,WI54235	PC	ENVIRONMENTAL CONSERVATION	20,000
DRIFTLESS AREA LAND CONSERVANCY INC206 S IOWA ST DODGEVILLE,WI53533	PC	ENVIRONMENTAL CONSERVATION	20,000
ENVIRONMENTAL LAW AND POLICY CENTER OF THE MIDWEST35 EAST WACKER DR STE 1600 CHICAGO,IL60601	PC	GENERAL OPERATING SUPPORT	15,000
THE FOREST STEWARDS GUILD2019 GALISTEO ST STE N7 SANTA FE,NM87505	PC	ENVIRONMENTAL EDUCATION AND WILDLIFE PROTECTION	5,000
FRIENDS OF BOERNER BOTANICAL GARDENS INC9400 BOERNER DR HALES CORNERS,WI53130	PC	ENVIRONMENTAL EDUCATION	5,000
FRIENDS OF SCHLITZ AUDUBON NATURE CENTER INC1111 E BROWN DEER RD MILWAUKEE,WI53217	PC	ENVIRONMENTAL RESTORATION	5,000
GATHERING WATERS INC211 S PATERSON ST STE 270 MADISON,WI53703	PC	GENERAL OPERATING SUPPORT	10,000
GIRL SCOUTS OF WISCONSIN-BADGERLAND COUNCIL INC2710 SKI LANE MADISON,WI53713	PC	ENVIRONMENTAL RESTORATION	5,000
GROUNDSWELL CONSERVANCY INC303 S PATERSON ST STE 6 MADISON,WI53703	PC	ENVIRONMENTAL RESTORATION	9,625
INTERNATIONAL CRANE FOUNDATION INCE11376 SHADY LANE ROAD BARABOO,WI53913	PC	ENVIRONMENTAL RESTORATION	10,000
LANDMARK CONSERVANCY INC500 EAST MAIN ST STE 307 MENOMONIE,WI54751	PC	GENERAL OPERATING SUPPORT	15,000
MEQUON NATURE PRESERVE INC8200 W COUNTY LINE RD MEQUON,WI53097	PC	ENVIRONMENTAL RESTORATION AND CONSERVATION	10,000
NATIONAL AUDUBON SOCIETY INC225 VARICK ST 7TH FL NEW YORK,NY10014	PC	ENVIRONMENTAL RESTORATION	7,500
NATURAL RESOURCES FOUNDATION OF WISCONSIN INC211 S PATERSON ST STE 100 MADISON,WI53703	PC	GENERAL OPERATING SUPPORT	10,000
NORTHEAST WISCONSIN LAND TRUST INC14 TRI-PARK WAY STE 1 APPLETON,WI54914	PC	ENVIRONMENTAL CONSERVATION	15,000
NORTHLAND COLLEGE1411 ELLIS AVE ASHLAND,WI54806	PC	ENVIRONMENTAL EDUCATION	25,000
NORTHWOODS LAND TRUST INCPO BOX 321 EAGLE RIVER,WI54521	PC	ENVIRONMENTAL CONSERVATION	15,000
TREES FOR TOMORROW INCORPORATEDPO BOX 609 519 SHERIDAN ST E EAGLE RIVER,WI54521	PC	ENVIRONMENTAL EDUCATION SCHOLARSHIP PROGRAM SUPPORT	10,000
WILD SKIES RAPTOR CENTER INC33634 SPIRIT TRAIL POTOMAC,MT59823	PC	WILDLIFE PROTECTION	15,000
WILDLIFE IN NEED CENTER LTDW349 S1480 S WATERVILLE RD STE B OCONOMOWOC,WI53066	PC	WILDLIFE EDUCATION	1,000
WISCONSIN CONSERVATION VOICES INC133 S BUTLER ST STE 320 MADISON,WI53703	PC	ENVIRONMENTAL EDUCATION	5,000
WISCONSIN'S GREEN FIRE INCORPORATEDPO BOX 1206 RHINELANDER,WI54501	PC	GENERAL OPERATING SUPPORT	5,000
Total ............................... 3a			253,125
bApproved for future payment
THE BAIRD CREEK PRESERVATION FOUNDATION INC1270 MAIN STREET STE 246 GREEN BAY,WI54302	PC	ENVIRONMENTAL CONSERVATION AND RESTORATION	15,000
CHIKAMING OPEN LANDS12291 RED ARROW HIGHWAY SAWYER,MI49125	PC	GENERAL OPERATING SUPPORT	10,000
CLEARWATER RESOURCE COUNCILPO BOX 1471 SEELEY LAKE,MT59868	PC	ENVIRONMENTAL CONSERVATION	5,000
HUNGER TASK FORCE INC201 SOUTH HAWLEY CT MILWAUKEE,WI53214	PC	ENVIRONMENTAL RESTORATION	5,000
RIVER REVITALIZATION FOUNDATION INC2134 N RIVERBOAT RD MILWAUKEE,WI53212	PC	ENVIRONMENTAL RESTORATION	5,000
URBAN TREE ALLIANCE LTD14 WAKEMAN ST MADISON,WI53705	PC	ENVIRONMENTAL RESTORATION	5,000
Total ................................ 3b			45,000

- TIN:

TY 2020 AccountingFeesSchedule

Name:

JOHN C BOCK FOUNDATION

EIN:

26-6014448

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
KMA SC	4,825	4,825		0

- TIN:

TY 2020 InvestmentsCorpBondsSchedule

Name:

JOHN C BOCK FOUNDATION

EIN:

26-6014448

Name of Bond	End of Year Book Value	End of Year Fair Market Value
MOTOROLA SOL 3.5 030123	9,200	10,572
TALEN ENERGY 7.0 101527	18,020	16,100
TENNECO PCKG 7.95 121525	17,914	22,900
TIME WARNER 4.0 090121	9,928	10,144

- TIN:

TY 2020 InvestmentsCorpStockSchedule

Name:

JOHN C BOCK FOUNDATION

EIN:

26-6014448

Name of Stock	End of Year Book Value	End of Year Fair Market Value
2U INC	25,395	27,847
ADOBE INC	24,799	156,538
AIR TRANSPORT SERVICES GROUP INC	14,799	27,423
ALARM COM HOLDINGS INC	36,103	99,002
ALIBABA GRP HLDG LTD SPONS ADS RPSTG 8 ORD SHS	58,442	144,525
ALLSTATE CORP	18,093	29,461
ALPHABET INC CL A	58,912	177,017
ALPHABET INC CL C	17,844	29,782
AMAZON.COM INC	77,015	153,076
AMEDISYS INC	23,565	60,426
AMN HEALTHCARE SERVICES INC	38,022	47,775
APPLE INC	5,039	23,486
ARCONIC INC	11,802	21,247
AT&T INC	30,116	24,705
AUTOMATIC DATA PROCESSING INC	39,142	50,922
BECTON DICKINSON & CO	20,522	29,026
BIO-TECHNE CORP	6,329	57,794
BLACKLINE INC	31,834	106,304
BOSTON SCIENTIFIC CORP	30,915	30,629
BURLINGTON STORES INC	33,224	52,048
CALAVO GROWERS INC	15,844	20,065
CARMAX INC	17,417	19,837
CASS INFORMATION SYSTEMS INC	6,449	11,401
CHEMED CORP NEW	3,409	53,261
CHEVRON CORP	17,992	14,863
CITIGROUP INC NEW	32,830	31,077
CNA FINANCIAL CORP	12,717	14,415
COMERICA INC	12,542	14,356
DESCARTES SYSTEMS GROUP INC	24,235	36,024
DISCOVER FINANCIAL SERVICES	19,637	31,414
DORMAN PRODUCTS INC	11,494	19,187
EATON CORP PLC	8,405	17,781
ELECTRONIC ARTS INC	19,648	30,730
EPAM SYSTEMS INC	26,907	68,803
EXLSERVICE HOLDINGS INC	15,752	26,561
EXPONENT INC	14,208	43,034
EXXON MOBIL CORP	24,978	12,696
FACEBOOK INC CL A	65,301	158,160
FIVE BELOW INC	16,565	76,991
FIVE9 INC	25,892	83,538
FLOOR & DECOR HOLDINGS INC CL A	22,824	60,631
FRESHPET INC	3,824	60,204
GENTEX CORP	8,700	41,700
GLOBAL PAYMENTS INC	35,228	48,254
GLOBANT S A	22,699	115,551
GRAND CANYON EDUCATION INC	17,618	50,093
HCA HEALTHCARE INC	18,471	40,786
HEALTHCARE SVCS GROUP	41,213	44,454
HESKA CORP NEW	19,876	36,558
INOGEN INC	14,917	10,500
INOVALON HOLDINGS INC CL A	25,518	24,511
INTUIT INC	40,797	82,048
JPMORGAN CHASE & CO	12,354	28,845
L3HARRIS TECHNOLOGIES INC	12,559	22,682
LAM RESEARCH CORP	8,050	38,254
MASCO CORP	11,833	21,642
MAXIMUS INC	2,845	29,642
MEDTRONIC PLC	16,185	22,022
MGM GROWTH PROPERTIES LLC CL A	17,826	18,279
MICRON TECHNOLOGY INC	11,095	24,659
MICROSOFT CORP	68,520	213,968
MONDELEZ INTERNATIONAL INC CL A	15,272	22,277
MONSTER BEVERAGE CORP NEW	25,695	42,171
MORGAN STANLEY	19,130	40,638
NATIONAL INSTRUMENTS CORP	14,029	37,788
NATIONAL VISION HOLDINGS INC	23,550	38,678
NEOGEN CORP	10,336	36,478
NEUROCRINE BIOSCNCS INC	27,643	29,043
ORTHOPEDIATRICS CORP	14,629	18,150
PAYLOCITY HOLDING CORP	11,508	72,069
PAYPAL HOLDINGS INC	32,890	154,572
PEGASYSTEMS INC	15,291	87,685
PENTAIR PLC	19,192	26,598
PEPSICO INC	18,170	25,359
PHILLIPS 66	24,184	22,031
PLURALSIGHT INC CL A	42,929	41,899
PNC FINANCIAL SERVICES GROUP INC	16,248	26,522
POWER INTEGRATIONS INC	4,942	45,514
PRA GROUP INC	11,498	29,467
PROS HOLDINGS INC	16,417	34,016
PROTO LABS INC	18,353	60,746
RAYMOND JAMES FINANCIAL INC	13,465	21,717
RELIANCE STEEL & ALUMINUM COMPANY	16,731	28,501
RITCHIE BROTHERS AUCTIONEERS INC	23,503	77,966
ROGERS CORP	25,741	25,933
SEAWORLD ENTERTAINMENT INC	18,648	21,102
SIRIUS XM HLDGS INC	61,234	64,006
SOUTHWEST AIRLINES CO	16,989	25,216
SPS COMMERCE INC DELAWARE	7,260	90,130
STORE CAPITAL CORP	8,148	11,791
TENCENT HOLDINGS LTD UNSPON ADR	35,127	144,715
U S PHYSICAL THERAPY INC	23,348	38,721
VISA INC CL A	22,048	106,084
WASTE MANAGEMENT INC DEL	11,548	21,699
WESTERN DIGITAL CORP	26,095	21,325
WORKIVA INC CL A	19,007	77,327
ZIMMER BIOMET HOLDINGS INC	24,502	30,048
ZOETIS INC CL A	11,246	44,520
AUTOZONE INC	22,108	22,523
BALLYS CORP	10,883	24,060
BRISTOL MYERS SQUIBB COMPANY	19,171	19,539
CHUBB LTD	20,776	27,090
DOW INC	11,026	21,479
EVERCORE INC CL A	8,295	16,446
HOWMET AEROSPACE INC	16,622	31,080
MERCK & COMPANY INC NEW	14,468	14,724
PENSKE AUTOMOTIVE GROUP INC	19,057	21,618
RAYTHEON TECHNOLOGIES CORP	15,935	19,308
SIX FLAGS ENTERTAINMENT CORP NEW	8,537	15,754
SONOS INC	17,382	30,290
TRUIST FINANCIAL CORP	11,746	12,270
UNITED PARCEL SERVICE INC CL B	12,122	20,713
WYNN RESORTS LTD	11,245	15,006
CMC MATERIALS INC	4,624	23,905
ENSIGN GROUP INC	38,471	60,378
GOOSEHEAD INSURANCE INC CL A	9,547	26,574
HEALTH CATALYST INC	29,480	39,961
KADANT INC	16,171	27,209
KORNIT DIGITAL LTD	28,264	57,489
OLLIES BARGAIN OUTLET HOLDINGS INC	25,744	37,941
PENNANT GROUP INC	20,283	31,236
PETIQ INC CL A	29,263	38,873
PHREESIA INC	20,032	26,696
TERMINIX GLOBAL HOLDINGS INC	26,700	39,890
WILLSCOT MOBILE MINI HOLDINGS CORP CL A	22,173	58,226
AON PLC CL A	38,622	43,310
FORTINET INC	23,927	30,003
GODADDY INC CL A	37,499	39,899
MASTERCARD INC CL A	24,651	26,414
UNITEDHEALTH GROUP INC	38,394	45,939

- TIN:

TY 2020 InvestmentsOtherSchedule2

Name:

JOHN C BOCK FOUNDATION

EIN:

26-6014448

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
COLUMBIA FLEXIBLE CAP INCOME CL C	AT COST	322,471	368,172
FRANKLIN CONSERVATIVE ALLOC CL A	AT COST	135,897	138,876
JPMORGAN INCOME BUILDER CL C	AT COST	188,270	196,330
NUVEEN PFD & INCOME OPP FUND	AT COST	41,649	47,500
PUTNAM DYNAMIC ASSET ALLOC BAL CL A	AT COST	27,784	28,873
COLUMBIA ACORN INTL CL A	AT COST	47,047	41,828
INVESCO OPPENHEIMER INTL DIV CL A	AT COST	197,593	394,740
JANUS HENDERSON GL INC MGD VOL CL A	AT COST	545,080	588,958
MFS INTL DIVERSIFICATION CL C	AT COST	113,030	135,898
TEMPLETON GLOBAL SMALLER CO CL A	AT COST	24,545	57,471
VICTORY SOPHUS EMERGING MKTS CL C	AT COST	43,679	51,870
FRANKLIN TOTAL RETURN CL A	AT COST	171,986	185,354
PIMCO INCOME CL A	AT COST	51,520	49,912
PUTNAM DIVERSIFIED INCOME CL A	AT COST	404,119	394,623
PUTNAM INCOME CL A	AT COST	256,121	268,661

- TIN:

TY 2020 LegalFeesSchedule

Name:

JOHN C BOCK FOUNDATION

EIN:

26-6014448

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
QUARLES & BRADY LLP	46,569	4,656		41,913

- TIN:

TY 2020 OtherDecreasesSchedule

Name:

JOHN C BOCK FOUNDATION

EIN:

26-6014448

Description	Amount
COST BASIS ADJUSTMENTS	4,945

- TIN:

TY 2020 OtherExpensesSchedule

Name:

JOHN C BOCK FOUNDATION

EIN:

26-6014448

Description	Revenue and Expenses per Books	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
WEB HOSTING	495	0		0

- TIN:

TY 2020 OtherProfessionalFeesSchedule

Name:

JOHN C BOCK FOUNDATION

EIN:

26-6014448

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
ROBERT W BAIRD INVESTMENT MANAGEMENT	58,289	58,289		0

- TIN:

TY 2020 TaxesSchedule

Name:

JOHN C BOCK FOUNDATION

EIN:

26-6014448

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
FOREIGN TAXES PAID	152	152		0