Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
EUGENE V AND CLARE E THAW
CHARITABLE TRUST
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 2422
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
SANTA FE, NM875042422
A Employer identification number

13-3081491
B Telephone number (see instructions)

(505) 982-7023
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$95,372,301J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 2,028,302
2 Check bullet.............
3 Interest on savings and temporary cash investments 654 654  
4 Dividends and interest from securities... 415,933 415,933  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 20,811
b Gross sales price for all assets on line 6a 6,986,295
7 Capital gain net income (from Part IV, line 2)... 20,811
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 2,465,700 437,398  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 250,000 175,000   75,000
14 Other employee salaries and wages......        
15 Pension plans, employee benefits....... 25,001 17,501   7,500
16a Legal fees (attach schedule)......... Click to see attachment 4,000 2,000   2,000
b Accounting fees (attach schedule)....... Click to see attachment 19,779 9,890   9,889
c Other professional fees (attach schedule).... Click to see attachment 61,164 61,164   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 13,343 8,965   3,745
19 Depreciation (attach schedule) and depletion... 17,436 0  
20 Occupancy.............. 4,043 2,022   2,021
21 Travel, conferences, and meetings....... 5,077 2,539   2,538
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 57,106 34,269   22,837
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 456,949 313,350   125,530
25 Contributions, gifts, grants paid....... 5,893,331 5,893,331
26 Total expenses and disbursements. Add lines 24 and 25 6,350,280 313,350   6,018,861
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -3,884,580
b Net investment income (if negative, enter -0-) 124,048
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 238,955 69,743 69,743
2 Savings and temporary cash investments......... 789,390 3,900,439 3,900,439
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet5,000,000
Less: allowance for doubtful accounts bullet0 5,000,000 5,000,000 5,000,000
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 21,076 2,000 2,000
10a Investments—U.S. and state government obligations (attach schedule) 0 Click to see attachment652,460 652,460
b Investments—corporate stock (attach schedule)....... 13,558,502 Click to see attachment32,069,797 32,069,797
c Investments—corporate bonds (attach schedule)....... 1,524,629 Click to see attachment13,020,921 13,020,921
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet1,839,829
Less: accumulated depreciation (attach schedule) bullet475,823 371,085 1,364,006 1,364,006
15 Other assets (describe bullet) Click to see attachment74,297,403 Click to see attachment39,292,935 Click to see attachment39,292,935
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 95,801,040 95,372,301 95,372,301
Liabilities 17 Accounts payable and accrued expenses.......... 13,523 23,300
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 13,523 23,300
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 95,787,517 95,349,001
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 95,787,517 95,349,001
30 Total liabilities and net assets/fund balances (see instructions). 95,801,040 95,372,301
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
95,787,517
2
Enter amount from Part I, line 27a .....................
2
-3,884,580
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
3,446,064
4
Add lines 1, 2, and 3 ..........................
4
95,349,001
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
95,349,001
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 250000 SHRS AMGEN INC FIXED RT SR NT 3.875% 11/15/21 B/E DTD 11/10/11 CLB   2018-01-29 2020-12-16
b 100000 AMGEN INC SR NT 4.1% 06/15/21 B/E DTD 06/30/11 CLB   2017-07-11 2020-03-23
c 100000 ANHEUSER BUSCH FIN INC GTD FXD 3.7% 02/01/24 B/E DTD 01/27/14 CL   2018-01-29 2020-12-16
d 100000 AT&T INC FIXED RT GL NT 3% 02/15/22 B/E DTD 02/13/12 CLD   2017-07-11 2020-07-23
e 275 SHRS BANK OF NEW YORK MELLON CORP COM   2018-01-03 2020-07-01
775 SHRS BANK OF NEW YORK MELLON CORP COM   2018-01-03 2020-07-01
1025 SHRS BANK OF NEW YORK MELLON CORP COM   2018-01-03 2020-07-01
400 SHRS BANK OF NEW YORK MELLON CORP COM   2018-01-03 2020-07-01
95 SHRS BANK OF NEW YORK MELLON CORP COM   2018-01-03 2020-07-01
1295 SHRS CARRIER GLOBAL CORP COM   2019-06-18 2020-04-14
500 SHRS CISCO SYSTEMS INC   2019-09-24 2020-03-31
2500 SHRS CISCO SYSTEMS INC   2017-04-25 2020-03-31
690 SHRS CME GROUP INC COM   2019-01-31 2020-08-24
400 SHRS CONCHO RES INC COM   2018-01-03 2020-07-14
500 SHRS CONCHO RES INC COM   2018-01-03 2020-07-14
500 SHRS CONCHO RES INC COM   2017-09-01 2020-07-14
750 SHRS EOG RES INC COM   2018-01-03 2020-07-14
200 SHRS EQUINIX INC   2018-01-03 2020-02-14
230 SHRS FISERV INC COM   2020-06-11 2020-10-06
1370 SHRS FISERV INC COM   2018-01-03 2020-10-06
1000 SHRS FISERV INC COM   2016-08-03 2020-10-06
50000 HOSPITALITY PPTYS TR FXD RT SR NT 4.5% 06/15/23 B/E DTD 06/06/13 CLB   2017-11-07 2020-06-11
1000 SHRS INSPERITY INC COM   2019-01-17 2020-02-12
805 SHRS MOTOROLA SOLUTIONS INC COM NEW   2019-09-24 2020-05-22
55000 NEW YORK ST ENVIR FACS CORP REV REV BDS 2010 MR FIN PROG 5.000%   2018-01-03 2020-11-16
647 SHRS OTIS WORLDWIDE CORP COM   2019-06-18 2020-04-14
OTIS WORLDWIDE CORP COM   2019-06-18 2020-04-07
205 SHRS RAYTHEON TECHNOLOGIES CORP COM   2020-06-11 2020-08-25
RAYTHEON TECHNOLOGIES CORP COM   2019-06-18 2020-08-25
1200 SHRS ROLLINS INC   2018-05-04 2020-01-21
1200 SHRS ROLLINS INC   2017-10-04 2020-01-21
150 SHRS ROLLINS INC   2017-10-04 2020-01-21
150 SHRS ROLLINS INC   2017-10-04 2020-01-21
250000 ROPER TECH INC FXD RT SR NT 3.000% 12/15/20 B/E DTD 12/07/15 CLB   2018-02-07 2020-11-16
100000 ROPER TECH INC FXD RT SR NT 3.000% 12/15/20 B/E DTD 12/07/15 CLB   2017-07-11 2020-11-16
1395 SHRS SPDR SER TR S&P AEROSPACE & DEFENSE ETF   2019-01-29 2020-08-24
1500 SHRS SPDR SER TR S&P AEROSPACE & DEFENSE ETF   2016-01-11 2020-08-24
23.547 SHRS T ROWE DIVERSIFIED MID-CAP GROWTH FUND   2019-12-16 2020-12-01
5.994 SHRS T ROWE DIVERSIFIED MID-CAP GROWTH FUND   2019-12-16 2020-12-01
2.141 SHRS T ROWE DIVERSIFIED MID-CAP GROWTH FUND   2019-12-16 2020-12-01
51.755 SHRS T ROWE DIVERSIFIED MID-CAP GROWTH FUND   2018-12-14 2020-12-01
17.079 SHRS T ROWE DIVERSIFIED MID-CAP GROWTH FUND   2018-12-14 2020-12-01
4.658 SHRS T ROWE DIVERSIFIED MID-CAP GROWTH FUND   2018-12-14 2020-12-01
1470.347 SHRS T ROWE DIVERSIFIED MID-CAP GROWTH FUND   2018-04-11 2020-12-01
.146 SHRS T ROWE PRICE GROWTH STOCK   2019-12-16 2020-12-01
17.199 SHRS T ROWE PRICE GROWTH STOCK   2019-12-16 2020-12-01
2.041 SHRS T ROWE PRICE GROWTH STOCK   2019-12-16 2020-12-01
71.269 SHRS T ROWE PRICE GROWTH STOCK   2018-12-14 2020-12-01
1.746 SHRS T ROWE PRICE GROWTH STOCK   2018-12-14 2020-12-01
9.365 SHRS T ROWE PRICE GROWTH STOCK   2018-12-14 2020-12-01
960.783 SHRS T ROWE PRICE GROWTH STOCK   2018-04-11 2020-12-01
100000 TEXAS ST PUB FIN AUTH REV REV FINANCING SYS REV BDS MID ST 4%   2018-01-03 2020-12-01
400000 US TREAS NTS 2.625% 11/15/20 B/E DTD 11/15/10   2018-04-25 2020-11-16
1816.511 SHRS VANGUARD GLOBAL MINIMUM VOLATILITY FUND ADMIRAL SHARES   2018-01-03 2020-12-01
3177.761 SHRS VANGUARD GLOBAL MINIMUM VOLATILITY FUND ADMIRAL SHARES   2018-01-03 2020-12-01
23180.343 SHRS VANGUARD GLOBAL MINIMUM VOLATILITY FUND ADMIRAL SHARES   2018-01-03 2020-12-01
23266.636 SHRS VANGUARD GLOBAL MINIMUM VOLATILITY FUND ADMIRAL SHARES   2018-01-03 2020-12-01
22123.894 SHRS VANGUARD GLOBAL MINIMUM VOLATILITY FUND ADMIRAL SHARES   2018-01-03 2020-12-01
512.095 SHRS VANGUARD GLOBAL MINIMUM VOLATILITY FUND ADMIRAL SHARES   2018-01-03 2020-12-01
100.109 SHRS VANGUARD GLOBAL MINIMUM VOLATILITY FUND ADMIRAL SHARES   2018-01-03 2020-12-01
822.047 SHRS VANGUARD GLOBAL MINIMUM VOLATILITY FUND ADMIRAL SHARES   2018-01-03 2020-12-01
1618.78 SHRS VANGUARD GLOBAL MINIMUM VOLATILITY FUND ADMIRAL SHARES   2019-12-18 2020-12-01
2477.756 SHRS VANGUARD GLOBAL MINIMUM VOLATILITY FUND ADMIRAL SHARES   2019-12-18 2020-12-01
2703.661 SHRS VANGUARD GLOBAL MINIMUM VOLATILITY FUND ADMIRAL SHARES   2018-12-19 2020-12-01
1235.576 SHRS VANGUARD GLOBAL MINIMUM VOLATILITY FUND ADMIRAL SHARES   2018-12-19 2020-12-01
2043.137 SHRS VANGUARD GLOBAL MINIMUM VOLATILITY FUND ADMIRAL SHARES   2018-12-19 2020-12-01
1860.214 SHRS VANGUARD GLOBAL MINIMUM VOLATILITY FUND ADMIRAL SHARES   2018-04-11 2020-12-01
5435.693 SHRS VANGUARD GLOBAL MINIMUM VOLATILITY FUND ADMIRAL SHARES   2018-01-03 2020-12-01
335.717 SHRS VANGUARD GLOBAL MINIMUM VOLATILITY FUND ADMIRAL SHARES   2019-12-18 2020-06-03
513.859 SHRS VANGUARD GLOBAL MINIMUM VOLATILITY FUND ADMIRAL SHARES   2019-12-18 2020-06-03
668.512 SHRS VANGUARD GLOBAL MINIMUM VOLATILITY FUND ADMIRAL SHARES   2018-12-19 2020-06-03
305.511 SHRS VANGUARD GLOBAL MINIMUM VOLATILITY FUND ADMIRAL SHARES   2018-12-19 2020-06-03
505.189 SHRS VANGUARD GLOBAL MINIMUM VOLATILITY FUND ADMIRAL SHARES   2018-12-19 2020-06-03
459.541 SHRS VANGUARD GLOBAL MINIMUM VOLATILITY FUND ADMIRAL SHARES   2017-12-21 2020-06-03
648.784 SHRS VANGUARD GLOBAL MINIMUM VOLATILITY FUND ADMIRAL SHARES   2016-12-27 2020-06-03
11720.581 SHRS VANGUARD GLOBAL MINIMUM VOLATILITY FUND ADMIRAL SHARES   2016-01-19 2020-06-03
3999.678 SHRS VANGUARD GLOBAL MINIMUM VOLATILITY FUND ADMIRAL SHARES   2016-01-08 2020-06-03
VANGUARD SMALL-CAP INDEX FUND ADMIRAL SHARES   2018-12-24 2020-06-03
VANGUARD SMALL-CAP INDEX FUND ADMIRAL SHARES   2018-09-28 2020-06-03
VANGUARD SMALL-CAP INDEX FUND ADMIRAL SHARES   2018-06-22 2020-06-03
VANGUARD SMALL-CAP INDEX FUND ADMIRAL SHARES   2018-03-22 2020-06-03
VANGUARD SMALL-CAP INDEX FUND ADMIRAL SHARES   2017-12-21 2020-06-03
VANGUARD SMALL-CAP INDEX FUND ADMIRAL SHARES   2017-09-20 2020-06-03
VANGUARD SMALL-CAP INDEX FUND ADMIRAL SHARES   2017-06-21 2020-06-03
VANGUARD SMALL-CAP INDEX FUND ADMIRAL SHARES   2017-03-24 2020-06-03
VANGUARD SMALL-CAP INDEX FUND ADMIRAL SHARES   2020-03-10 2020-06-03
VANGUARD SMALL-CAP INDEX FUND ADMIRAL SHARES   2019-12-24 2020-06-03
VANGUARD SMALL-CAP INDEX FUND ADMIRAL SHARES   2019-09-16 2020-06-03
VANGUARD SMALL-CAP INDEX FUND ADMIRAL SHARES   2019-06-27 2020-06-03
VANGUARD SMALL-CAP INDEX FUND ADMIRAL SHARES   2019-03-28 2020-06-03
4079.834 SHRS VANGUARD SMALL-CAP INDEX FUND ADMIRAL SHARES   2017-03-13 2020-06-03
1605 SHRS XYLEM INC COM   2019-02-27 2020-03-31
JOSEPH CORNELL SCULPTURE "MEDICI PRINCE" D 2019-02-20 2020-05-28
JOSEPH CORNELL SCULPTURE "HOTEL FONTAINE" D 2019-02-20 2020-01-10
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 213,649   214,517 -868
b 102,952   102,019 933
c 110,370   101,632 8,738
d 104,121   100,194 3,927
e 10,557   14,838 -4,281
29,751   41,815 -12,064
39,348   55,304 -15,956
15,355   21,582 -6,227
3,647   5,126 -1,479
17,931   30,696 -12,765
19,804   24,560 -4,756
99,019   83,601 15,418
119,885   125,390 -5,505
19,896   61,074 -41,178
24,869   76,343 -51,474
24,869   55,962 -31,093
34,751   83,119 -48,368
129,723   89,921 39,802
24,080   23,131 949
143,432   89,899 53,533
104,695   52,929 51,766
46,789   51,732 -4,943
67,474   98,630 -31,156
108,759   137,064 -28,305
55,000   55,000 0
29,240   42,899 -13,659
23   33 -10
12,437   13,164 -727
78,566   90,611 -12,045
43,134   39,330 3,804
43,134   36,839 6,295
5,392   4,606 786
5,392   4,606 786
250,000   250,000 0
100,000   100,057 -57
127,064   122,914 4,150
136,628   75,018 61,610
1,082   849 233
276   216 60
98   77 21
2,379   1,470 909
785   485 300
214   132 82
67,592   44,096 23,496
14   10 4
1,679   1,231 448
199   146 53
6,957   4,314 2,643
170   106 64
914   567 347
93,792   62,345 31,447
100,000   100,000 0
400,000   400,000 0
49,609   49,264 345
86,785   86,181 604
633,055   628,651 4,404
635,412   630,991 4,421
604,204   600,000 4,204
13,985   13,888 97
2,734   2,715 19
22,450   22,294 156
44,209   46,831 -2,622
67,668   71,681 -4,013
73,837   67,943 5,894
33,744   31,050 2,694
55,798   51,344 4,454
50,802   49,854 948
148,449   147,416 1,033
8,759   9,712 -953
13,406   14,866 -1,460
17,441   16,800 641
7,971   7,677 294
13,180   12,695 485
11,989   12,431 -442
16,926   15,512 1,414
305,780   250,024 55,756
104,348   86,694 17,654
1,971   1,674 297
1,388   1,505 -117
833   887 -54
1,044   1,054 -10
1,811   1,788 23
1,327   1,226 101
666   602 64
1,461   1,279 182
1,089   960 129
1,643   1,826 -183
870   917 -47
965   985 -20
1,112   1,123 -11
291,692   259,038 32,654
104,132   121,907 -17,775
200,000   350,000 -150,000
100,000   100,000 0
73,863     73,863
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -868
b       933
c       8,738
d       3,927
e       -4,281
      -12,064
      -15,956
      -6,227
      -1,479
      -12,765
      -4,756
      15,418
      -5,505
      -41,178
      -51,474
      -31,093
      -48,368
      39,802
      949
      53,533
      51,766
      -4,943
      -31,156
      -28,305
      0
      -13,659
      -10
      -727
      -12,045
      3,804
      6,295
      786
      786
      0
      -57
      4,150
      61,610
      233
      60
      21
      909
      300
      82
      23,496
      4
      448
      53
      2,643
      64
      347
      31,447
      0
      0
      345
      604
      4,404
      4,421
      4,204
      97
      19
      156
      -2,622
      -4,013
      5,894
      2,694
      4,454
      948
      1,033
      -953
      -1,460
      641
      294
      485
      -442
      1,414
      55,756
      17,654
      297
      -117
      -54
      -10
      23
      101
      64
      182
      129
      -183
      -47
      -20
      -11
      32,654
      -17,775
      -150,000
      0
      73,863
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 20,811
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 1,724
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 1,724
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,724
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 4,000
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 4,000
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 2,276
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet2,276 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNM
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletRICCI COMPANY LLC Telephone no.bullet (505) 338-0800

    Located atbullet6200 UPTOWN BLVD NE SUITE 400ALBUQUERQUENM ZIP+4bullet87110
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    KATHLEEN FLANAGAN PRESIDENT & CEO
    50.00     		250,000 25,001 0
    PO BOX 2422
    SANTA FE,NM87501
    BRIAN O'DONOGHUE TRUSTEE
    1.00     		0 0 0
    PO BOX 2422
    SANTA FE,NM87501
    MICHAELA O'DONOGHUE TRUSTEE
    1.00     		0 0 0
    PO BOX 2422
    SANTA FE,NM87501
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    18,775,181
    b
    Average of monthly cash balances.......................
    1b
    1,619,316
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    20,394,497
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    20,394,497
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    305,917
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    20,088,580
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,004,429
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,004,429
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    1,724
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,724
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,002,705
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,002,705
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    1,002,705
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    6,018,861
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    6,018,861
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    6,018,861
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 1,002,705
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 1,340,462
    b From 2016...... 1,394,378
    c From 2017...... 1,212,457
    d From 2018...... 9,216,036
    e From 2019...... 8,200,150
    fTotal of lines 3a through e........ 21,363,483
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 6,018,861
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 1,002,705
    e Remaining amount distributed out of corpus 5,016,156
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 26,379,639
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		1,340,462
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		25,039,177
    10 Analysis of line 9:
    a Excess from 2016.... 1,394,378
    b Excess from 2017.... 1,212,457
    c Excess from 2018.... 9,216,036
    d Excess from 2019.... 8,200,150
    e Excess from 2020.... 5,016,156
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AMERICAN MUSEUM OF NATURAL HISTORY
    CENTRAL PARK WEST AT 79TH STREET
    NEW YORK,NY100245192     		N/A PUBLIC CHARITY TOWARDS RENOVATION OF THE HALL OF NORTHWEST COAST INDIANS 1,000,000
    BEST FRIENDS ANIMAL SANCTUARY
    2005 SOUTH 1100 EAST
    SALT LAKE CITY,UT84106     		N/A PUBLIC CHARITY GENERAL SUPPORT 10,000
    CENTER FOR INDEPENDENT DOCUMENTARY
    1300 SOLDIERS FIELD ROAD
    BOSTON,MA02135     		N/A PUBLIC CHARITY FOR THE DOCUMENTARY FILM "UNRAVELING" 50,000
    COMMUNITIES IN SCHOOLS
    300 CATRON STREET
    SANTA FE,NM87501     		N/A PUBLIC CHARITY GENERAL SUPPORT 30,000
    EMERGENCY ASSISTANCE
    PO BOX 2422
    SANTA FE,NM87504     		ALL RECIPIENTS ARE UNRELATED PARTIES 9 INDIVIDUALS ASSIST EMERGENCY ASSISTANCE GRANTS TO INDIVIDUALS DURING THE COVID-19 PANDEMIC 50,000
    FIVE POINTS CENTER FOR THE VISUAL ARTS
    33 MAIN STREET
    TORRINGTON,CT06790     		N/A PUBLIC CHARITY TO TRANSFORM A FORMER COLLEGE CAMPUS INTO A CENTER FOR THE VISUAL ARTS 50,000
    FRICK COLLECTION
    1 E 70TH ST
    NEW YORK,NY10021     		N/A PUBLIC CHARITY FOR THE PUBLICATION OF "100 OBJECTS AT THE FRICK ART REFERENCE LIBRARY" 17,820
    FRIENDS OF GANONDAGAN
    PO BOX 113
    VICTOR,NY14564     		N/A PUBLIC CHARITY AWARDS FOR THE 2020 JURIED ART SHOW 15,000
    HISTORIC SANTA FE FOUNDATION
    545 CANYON RD
    SANTA FE,NM87501     		N/A PUBLIC CHARITY FOR REPRINTING THE PUBLICATION "OLD SANTA FE TODAY" 1,000
    LENSIC PERFORMING ARTS CENTER
    211 W SAN FRANCISCO STREET
    SANTA FE,NM87501     		N/A PUBLIC CHARITY FOR THE ZENCKENDORF ENDOWMENT FUND; GENERAL SUPPORT DURING THE COVID-19 PANDEMIC 1,500,000
    MITCHELL GALLERY ST JOHN'S COLLEGE
    60 COLLEGE AVENUE
    ANNAPOLIS,MD21401     		N/A PUBLIC CHARITY FOR EXHIBITION OF THE THAW COLLECTION FROM THE FENIMORE ART MUSEUM 50,000
    MORGAN LIBRARY & MUSEUM
    225 MADISON AVE
    NEW YORK,NY10016     		N/A PUBLIC CHARITY GENERAL SUPPORT; ASSISTANT FOR ORGANIZATION OF THE THAW ARCHIVE 65,000
    NATIONAL GALLERY OF ART
    6TH CONSTITUTION AVE NW
    WASHINGTON,DC20565     		N/A PUBLIC CHARITY ANNUAL EXHIBIT OF WORKS ON PAPER FROM PERMANENT COLLECTION & ACCOMPANYING PUBLICATION 60,000
    NEW MEXICO WILDLIFE CENTER
    19 WHEAT STREET
    ESPANOLA,NM87532     		N/A PUBLIC CHARITY FOR NEW EQUIPMENT AND IMPROVEMENTS TO THE WILDLIFE HOSPITAL 30,000
    RADIUS BOOKS
    227 EAST PALACE AVENUE
    SANTA FE,NM87501     		N/A PUBLIC CHARITY ENDOWMENT FUND FOR PUBLISHER'S SALARY; DIRECTOR'S DISCRETIONARY FUND 1,050,000
    SANTA FE COMMUNITY FOUNDATION
    PO BOX 1827
    SANTA FE,NM87504     		N/A PUBLIC CHARITY FOR COVID-19 RESPONSE FUND IN NORTHERN NEW MEXICO 100,000
    SANTA FE CONSERVATION TRUST
    PO BOX 23985
    SANTA FE,NM87502     		N/A PUBLIC CHARITY FOR THE ACQUISITION AND RESTORATION OF A 300-ACRE PROPERTY BACK TO OPEN SPACE; TRAIL MAINTENANCE AND DESIGN 1,489,511
    SKY MOUNTAIN WILD HORSE SANCTUARY
    PO BOX 2946
    SANTA FE,NM87504     		N/A PUBLIC CHARITY FOR IMMUNO-CONTRACEPTION OF WILD HORSES AND A SANCTUARY FOR NM MUSTANGS 25,000
    SUSQUEHANNA ANIMAL SHELTER
    4841 STATE HWY 28
    COOPERSTOWN,NY13326     		N/A PUBLIC CHARITY FOR CONSTRUCTION OF A NEW ANIMAL SHELTER AND CLINIC 300,000
    Total .................................bullet 3a 5,893,331
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 654  
    4 Dividends and interest from securities....     14 415,933  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 20,811  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 437,398 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    437,398
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    EUGENE V AND CLARE E THAW
    CHARITABLE TRUST
    Employer identification number

    13-3081491
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    EUGENE V AND CLARE E THAW
    CHARITABLE TRUST         		Employer identification number
    13-3081491
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    EUGENE V THAW REVOCABLE TRUST
     
    PO BOX 2422
     
    SANTA FE, NM87504

    		$ 2,028,302


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    EUGENE V AND CLARE E THAW
    CHARITABLE TRUST         		Employer identification number

    13-3081491
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 PAINTING BY LUCAS CRANACH AND PAINTING BY HENRI FANTIN-LATOUR $ 1,650,000 2020-12-15
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    EUGENE V AND CLARE E THAW
    CHARITABLE TRUST         		Employer identification number

    13-3081491
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    EUGENE V AND CLARE E THAW
     
    CHARITABLE TRUST
    EIN:
    13-3081491
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 19,779 9,890   9,889

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    EUGENE V AND CLARE E THAW
     
    CHARITABLE TRUST
    EIN:
    13-3081491
    Name of Bond End of Year Book Value End of Year Fair Market Value
    AT&T INC 223,356 223,356
    AUTODESK INC 319,286 319,286
    BECTON DICKINSON & CO 110,869 110,869
    BROADRIDGE FINL SOL INC 56,268 56,268
    CONSTELLATION BRANDS INC 109,004 109,004
    CROWN CASTLE INTL CORP 114,846 114,846
    FISERV INC 206,679 206,679
    GOLDMAN SACHS BANK SEMI-ANNUAL 369,755 369,755
    JP MORGAN CHASE & CO 370,746 370,746
    KRAFT HEINZ FOOD CO 371,107 371,107
    ROPER TECHNOLOGIES INC 300,383 300,383
    SHERWIN-WILLIAMS CO 379,645 379,645
    SMUCKER J M CO 102,452 102,452
    WELLS FARGO & CO 109,233 109,233
    ABBOTT LABS SR NT 3.875%25 3.875% 9/15/2025 171,797 171,797
    AFLAC INC SR NOTE 3.625% 11/15/2024 278,544 278,544
    ALIBABA GROUP HLDG LTD SENIOR NOTE CALLABLE M/W 3.60% 11/28/2024 220,274 220,274
    AMAZON COM INC 5.20% 12/3/2025 242,688 242,688
    AMERICAN INTL 4.875% 6/1/2022 106,096 106,096
    ANHEUSER BUSCH INBEV FIN BOND 3.65% 2/1/2026 141,591 141,591
    APPLE INC NOTE 3.45% 5/6/2024 110,120 110,120
    BIOGEN INC NOTE CALL MAKE WHOLE 3.625% 9/15/2022 184,494 184,494
    BMO HARRIS BK NATL ASSN CHICAGO ILL CTF DEP 0.375% 06/26/24 B/E DTD 06/26/20 272,905 272,905
    BURLINGTN NORTH SANTA FE 3.45% 9/15/2021 99,372 99,372
    CITIGROUP INC 4.40% 6/10/2025 285,828 285,828
    CITIGROUP INC BOND 5.50% 9/13/2025 300,408 300,408
    COMCAST CORP NEW SR NT 3.60% 3/1/2024 275,048 275,048
    CVS CAREMARK 4.00% 12/5/2023 109,364 109,364
    DEERE JOHN CAP CORP MEDIUM TERM FIXED RATE NOTES SER E 3.15% 10/15/2021 230,157 230,157
    EXPRESS SCRIPTS HLDG CO SR NOTE CPN 3.05% 11/30/2022 261,513 261,513
    GILEAD SCIENCES INCE 4.5% 250,000 250,000
    HSBC HLDGS PLC NOTE 2.65% 1/5/2022 204,448 204,448
    HSBC HLDGS PLC NOTE 3.60% 5/25/2023 268,903 268,903
    HOME DEPOT 4.4% 04/02/2021 165,000 165,000
    INTERCONTINENTAL ICE SR UNSECU RED 4.00% 10/15/2023 603,642 603,642
    JANUS CAPITAL GROUP INC BOND 4.875% 8/1/2025 172,682 172,682
    LAB CORP AMER HLDGS 4.00% 11/1/2023 272,248 272,248
    LOCKHEED MARTIN CORP FIXED RT NT 3.35% 9/15/2021 156,215 156,215
    MICROSOFT CORP NOTE CALL MAKE WHOLE 3.125% 11/3/2025 279,485 279,485
    MOODYS CORP 4.875% 2/15/2024 112,603 112,603
    MORGAN STANLEY BANK NA CD 0.65% 6/19/2025 507,440 507,440
    MORGAN STANLEY BD 5.50% 7/28/2021 257,350 257,350
    MORGAN STANLEY MTN 4.00% 7/23/2025 286,093 286,093
    NASDAQ OMX GROUP NOTE 4.25% 6/1/2024 277,315 277,315
    NEW YORK NY CITY TRANSITIONAL FIN AUTH FUTURE TAX SUB 5.00% 11/1/2021 104,001 104,001
    NEW YORK ST DORM AUTH REV BDS 5.00% 10/1/2021 103,626 103,626
    NEW YORK ST DORM AUTH REVS ST SUPPORTED DEBT RFDG-ST UNIV EDL 5.50% 5/15/202 53,629 53,629
    NEW YORK ST URBAN DEV CORP REV RFDG-ST PERSONAL INCOME TAX-SER A 5.00% 3/15/ 141,336 141,336
    NORTHROP GRUMMAN CORP 3.25% 8/1/2023 268,703 268,703
    PHILLIPS 66 4.30% 4/1/2022 261,818 261,818
    PINNACLE CMNTY REV 4.00% 12/1/2021 41,289 41,289
    POMONA CA UNI SCH DIST GO BDS SER G 5.375% 8/1/2021 10,299 10,299
    QUALCOMM INC 3.45% 5/20/2025 222,692 222,692
    ROCKWELL COLLINS 3.70% 12/15/2023 271,845 271,845
    SOCIETE GENERALE SUB NT REG S ISIN#USF8590LAA47 5.00% 1/17/2024 275,955 275,955
    THOMSON REUTERS C 4.30% 11/23/2023 109,612 109,612
    TRADITION CMNTY DEV DIST NO 1 FLA SPL ASSMT RFDG 4.00% 5/1/2022 83,805 83,805
    TRIBOROUGH BRDG & TUNL AUTH N Y REVS RFDG-GEN-SER B 5.00% 11/15/2021 15,606 15,606
    U.S. BANCORP 3.60% 9/11/2024 276,485 276,485
    VERIZON COMMUNICATION 5.15% 9/15/2023 281,710 281,710
    XILINX INC SENIOR DEBENTURE 3.00% 3/15/2021 251,258 251,258

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    EUGENE V AND CLARE E THAW
     
    CHARITABLE TRUST
    EIN:
    13-3081491
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABBVI INC COM 214,300 214,300
    ACCENTURE PLC IRELAND 365,694 365,694
    AMGEN INC 229,920 229,920
    ANSYS INC 251,022 251,022
    APPLE INC 636,912 636,912
    BROADRIDGE FINL SOL INC 260,440 260,440
    CHURCH & DWIGHT CO INC 174,460 174,460
    CLOROX CO 181,728 181,728
    COSTCO WHOLESALE CORP 301,424 301,424
    DANAHER CORP 444,280 444,280
    HONEYWELL INTL INC 212,700 212,700
    IDEXX LABS INC 349,909 349,909
    JOHNSON & JOHNSON 125,904 125,904
    JP MORGAN CHASE & CO 216,019 216,019
    L3HARRIS TECH INC COM 283,530 283,530
    MICROSOFT CORP 600,534 600,534
    MSCI INC 245,592 245,592
    PAYCHEX INC COM 232,950 232,950
    ROCKWELL AUTOMATION INC 125,405 125,405
    ROPER TECHNOLOGIES INC 193,991 193,991
    SHERWIN-WILLIAMS CO 293,964 293,964
    STRYKER CORP 245,040 245,040
    UNION PAC CORP 229,042 229,042
    UNITED HEALTH GROUP INC 140,272 140,272
    VANGUARD BALANCED INX FD 2,098,424 2,098,424
    VANGUARD CONSUMER DISCRETIONARY 660,432 660,432
    VANGUARD INDEX FDS GROWTH 823,355 823,355
    VANGUARD S/T CORP BOND INX FD 1,070,508 1,070,508
    VANGUARD TOTAL BOND MARKET INX FD 1,062,145 1,062,145
    VANGUARD TOTAL STOCK MKT INX FD 1,247,002 1,247,002
    VERISK ANALYTICS INC COM 228,349 228,349
    VISA INC 371,841 371,841
    WASTE CONNECTIONS INC COM 204,930 204,930
    3M CO 174,790 174,790
    ALPHABET INC CLASS C 301,323 301,323
    HEICO CORP 261,490 261,490
    IHS MARKIT LTD 260,507 260,507
    INVESCO NASDAQ INTERNET 502,040 502,040
    LAM RESEARCH CORP 236,135 236,135
    MKS INSTRUMENTS INC 148,193 148,193
    SBA COMMUNICATIONS CORP 141,065 141,065
    T ROWE PRICE QM US SMALLCAP GROWTH EQUITY 2,500,959 2,500,959
    TYLER TECHNOLOGIES INC 257,547 257,547
    VANGUARD DIVID APPRECIATION INDEX ADMIRAL 2,571,495 2,571,495
    VANGUARD DIVIDEND APPRECIATION 564,680 564,680
    VANGUARD HIGH DIVIDEND YIELD 274,530 274,530
    VANGUARD HIGH DIVIDEND YIELD INDEX ADM 1,326,302 1,326,302
    VANGUARD TOTAL STOCK MARKET 389,280 389,280
    VANGUARD TOTAL STOCK MKT INDEX ADM 7,593,379 7,593,379
    ZOETIS INC 198,600 198,600
    JPM CF & VC PRIVATE INVESTORS 45,464 45,464

    TY 2020 InvestmentsGovtObligationsSch
    Name:
    EUGENE V AND CLARE E THAW
     
    CHARITABLE TRUST
    EIN:
    13-3081491
    US Government Securities - End of Year Book Value:

    502,170
    US Government Securities - End of Year Fair Market Value:

    502,170
    State & Local Government Securities - End of Year Book Value:


    150,290
    State & Local Government Securities - End of Year Fair Market Value:


    150,290


    TY 2020 LegalFeesSchedule
    Name:
    EUGENE V AND CLARE E THAW
     
    CHARITABLE TRUST
    EIN:
    13-3081491
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 4,000 2,000   2,000


    TY 2020 OtherAssetsSchedule
    Name:
    EUGENE V AND CLARE E THAW
     
    CHARITABLE TRUST
    EIN:
    13-3081491
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    DECORATIVE ARTWORK 15,000 15,000 15,000
    DONATED ARTWORK 38,077,935 39,277,935 39,277,935
    BENEFICIAL INTEREST IN EUGENE V. THAW REVOCABLE TRUST 36,204,468 0 0


    TY 2020 OtherExpensesSchedule
    Name:
    EUGENE V AND CLARE E THAW
     
    CHARITABLE TRUST
    EIN:
    13-3081491
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INSURANCE 34,978 23,204   11,774
    OFFICE SUPPLIES 5,350 2,675   2,675
    DUES AND SUBSCRIPTIONS 21 11   10
    POSTAGE 860 430   430
    REPAIRS 15,897 7,949   7,948


    TY 2020 OtherIncreasesSchedule
    Name:
    EUGENE V AND CLARE E THAW
     
    CHARITABLE TRUST
    EIN:
    13-3081491
    Description Amount
    CHANGE IN UNREALIZED GAINS & LOSSES 3,446,064


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    EUGENE V AND CLARE E THAW
     
    CHARITABLE TRUST
    EIN:
    13-3081491
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT FEES 61,164 61,164   0


    TY 2020 TaxesSchedule
    Name:
    EUGENE V AND CLARE E THAW
     
    CHARITABLE TRUST
    EIN:
    13-3081491
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PAYROLL TAXES 12,482 8,737   3,745
    EXCISE TAX 633 0   0
    FOREIGN TAX PAID ON INVSTMT INCOME 228 228   0