Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 07-01-2020 , and ending 06-30-2021
Name of foundation
Brooks Family Foundation
 
Number and street (or P.O. box number if mail is not delivered to street address)co LWC 230 Congress Street
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Boston, MA02110
A Employer identification number

04-3582018
B Telephone number (see instructions)

(617) 523-6531
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$21,443,315J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 26,000,000
2 Check bullet.............
3 Interest on savings and temporary cash investments 33,815 33,815  
4 Dividends and interest from securities... 34,512 34,512  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 374,578
b Gross sales price for all assets on line 6a 1,029,153
7 Capital gain net income (from Part IV, line 2)... 374,578
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 109,790 4,768  
12 Total. Add lines 1 through 11........ 26,552,695 447,673  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 84,139 42,070   42,069
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 10,775 0   10,775
b Accounting fees (attach schedule)....... Click to see attachment 5,500 2,750   2,750
c Other professional fees (attach schedule).... Click to see attachment 4,420 4,420   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 34,628 795   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 1,236 736   500
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 140,698 50,771   56,094
25 Contributions, gifts, grants paid....... 25,620,500 25,620,500
26 Total expenses and disbursements. Add lines 24 and 25 25,761,198 50,771   25,676,594
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 791,497
b Net investment income (if negative, enter -0-) 396,902
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 11,522,146 12,466,435 12,466,435
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 1,599,225 Click to see attachment1,099,903 1,099,903
b Investments—corporate stock (attach schedule)....... 5,177,821 Click to see attachment7,051,947 7,051,947
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 851,333 Click to see attachment825,030 825,030
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 19,150,525 21,443,315 21,443,315
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 19,150,525 21,443,315
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 19,150,525 21,443,315
30 Total liabilities and net assets/fund balances (see instructions). 19,150,525 21,443,315
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
19,150,525
2
Enter amount from Part I, line 27a .....................
2
791,497
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
1,501,293
4
Add lines 1, 2, and 3 ..........................
4
21,443,315
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
21,443,315
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a Publicly Traded Securities P    
b Capital Gains from Partnership P    
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 1,029,153   644,125 385,028
b     10,450 -10,450
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       385,028
b       -10,450
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 374,578
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 5,517
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 5,517
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 5,517
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 17,200
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 17,200
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 11,683
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet11,683 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changesClick to see attachment....
3
Yes
 
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletLoring Wolcott & Coolidge Trust Telephone no.bullet (617) 523-6531

    Located atbulletc/o LWC 230 Congress StreetBostonMA ZIP+4bullet02110
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    Wendy S Holding Trustee
    3.00     		42,070 0 0
    230 Congress Street
    Boston,MA02110
    W Andrew Mims Trustee
    3.00     		42,069 0 0
    230 Congress Street
    Boston,MA02110
    James E Brooks Trustee
    3.00     		0 0 0
    364 Spring Street
    Portland,ME04102
    Cherie Wendelken Trustee
    3.00     		0 0 0
    364 Spring Street
    Portland,ME04102
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    7,949,124
    b
    Average of monthly cash balances.......................
    1b
    12,147,807
    c
    Fair market value of all other assets (see instructions)................
    1c
    825,030
    d
    Total (add lines 1a, b, and c).........................
    1d
    20,921,961
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    20,921,961
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    313,829
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    20,608,132
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,030,407
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,030,407
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    5,517
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
    16,378
    c
    Add lines 2a and 2b............................
    2c
    21,895
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,008,512
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    10,000
    5
    Add lines 3 and 4............................
    5
    1,018,512
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    1,018,512
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    25,676,594
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    25,676,594
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    25,676,594
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 1,018,512
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016...... 188,359
    c From 2017...... 68,325
    d From 2018...... 135,750
    e From 2019...... 456,328
    fTotal of lines 3a through e........ 848,762
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 25,676,594
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 1,018,512
    e Remaining amount distributed out of corpus 24,658,082
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 25,506,844
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		25,506,844
    10 Analysis of line 9:
    a Excess from 2016.... 188,359
    b Excess from 2017.... 68,325
    c Excess from 2018.... 135,750
    d Excess from 2019.... 456,328
    e Excess from 2020.... 24,658,082
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    Aguaclara Reach
    407 College Avenue Suite 230
    Ithaca,NY148506701     		N/A PC General Support 5,000
    Amref Health Africa
    75 Broad Street Room 703
    New York,NY100043218     		N/A PC General Support 5,000
    Bangor Area Homeless Center
    263 Main Street
    Bangor,ME044016403     		N/A PC General Support 3,000
    Build Health International
    100 Cummings Center 120B
    Beverly,MA01915     		N/A PC General Support 10,000
    Cayuga Heights Fire Company
    194 Pleasant Grove Road
    Ithaca,NY14850     		N/A PC General Support 2,000
    Childrens Initiative
    4438 Ingraham Street
    San Diego,CA92109     		N/A PC General Support 5,000
    Common Dreams
    PO Box 443
    Portland,ME041120443     		N/A PC General Support 2,000
    Community Partners International
    580 California Street 16th Floor
    San Francisco,CA94104     		N/A PC General Support 5,000
    Cornell University
    341 Pine Tree Road
    Ithaca,NY148502820     		N/A PC General Support 25,000,000
    Democracy Now
    207 West 25th Street 11th Floor
    New York,NY100017161     		N/A PC General Support 2,000
    Doctors Without Borders USA
    40 Rector Street 16th Floor
    New York,NY10006     		N/A PC General Support 10,000
    Eco-Soap Bank
    2617 Shady Avenue
    Pittsburgh,PA15217     		N/A PC General Support 5,000
    Educate the Children International
    PO Box 414
    Ithaca,NY148510414     		N/A PC General Support 1,000
    Family & Children's Services of Ithaca
    127 West State Street
    Ithaca,NY148505474     		N/A PC Dispositional Alternatives Program 10,000
    First Presbyterian Church of Dryden (FBO the Dryden Kitchen Cupboard)
    6 North Street
    Dryden,NY13053     		N/A PC General Support 2,000
    Food Bank of Central New York
    7066 Interstate Island Road
    Syracuse,NY132099712     		N/A PC General Support 10,000
    Food Bank of Western New York Inc
    100 James E Casey Drive
    Buffalo,NY142062368     		N/A PC General Support 10,000
    Foodlink Inc
    1999 Mt Read Boulevard
    Rochester,NY146153700     		N/A PC General Support 10,000
    Foodnet Meals on Wheels
    C/O Tompkins County Inc 2422 N
    Triphamm
    Ithaca,NY148500000     		N/A PC General Support 10,000
    Franziska Racker Centers
    3226 Wilikins Road
    Ithaca,NY148509568     		N/A PC General Support 1,000
    Friends of Mount Auburn Cemetery
    580 Mount Auburn Street
    Cambridge,MA021385517     		N/A PC General Support 1,000
    Friends of the Blaine House Inc
    PO Box 68
    Augusta,ME04332     		N/A PC General Support 1,000
    Friends of the Portland Community Free Clinic
    10 A Beach Street Suite 2
    Portland,ME041014605     		N/A PC General Support 5,000
    Friendship Donations Network
    1013 West State Street / MLK Street
    Ithaca,NY148500000     		N/A PC General Support 2,000
    Friendship with Cambodia
    PO Box 5231
    Eugene,OR97405     		N/A PC General Support 3,000
    Gadabout Transportation Services Inc
    737 Willow Avenue
    Ithaca,NY148503214     		N/A PC General Support 2,000
    Good Shepherd Food Bank
    3121 Hotel Road
    Auburn,ME042108398     		N/A PC General Support 20,000
    Grassroots International
    179 Boylston Street
    Boston,MA021304520     		N/A PC General Support 5,000
    Greater Portland Health
    234 Oxford Street
    Portland,ME04101     		N/A PC COHP Bright Smiles 5,000
    Greater Portland Landmarks
    93 High Street
    Portland,ME041013811     		N/A PC General Support 2,000
    Health Equity International (FBO St Boniface Haiti Foundation)
    40 Glen Avenue
    Newton,MA02459     		N/A PC General Support 5,000
    Healthreach Community Health Centers
    10 Water Street Suite 305
    Waterville,ME049016566     		N/A PC General Support 60,000
    Healthy Smiles for ME
    39 Breton Lane
    Oxford,ME042703164     		N/A PC General Support 10,000
    History Center in Tompkins County
    401 E State Street
    Ithaca,NY148504400     		N/A PC General Support 2,000
    Hope and Comfort
    659 Highland Avenue
    Needham,MA02494     		N/A PC General Support 1,000
    Indigo Arts Alliance
    60 Cove Street
    Portland,ME041013425     		N/A PC General Support 2,000
    International Vision Volunteers
    1600 South Main Street
    Walnut Creek,CA94596     		N/A PC General Support 10,000
    Ithaca City of AsylumCenter for Transformative Action
    119 Anabel Taylor Hall
    Ithaca,NY148531001     		N/A PC General Support 10,000
    Ithaca College
    953 Danby Road
    Ithaca,NY148507000     		N/A PC General Support 10,000
    Ithaca Waldorf School
    20 Nelson Road
    Ithaca,NY148509452     		N/A PC General Support 10,000
    Kennebec Valley Dental Coalition DBA Waterville Community Dental Center
    2 Evergreen Drive
    Oakland,ME04963     		N/A PC General Support 10,000
    Madre
    121 W 27th Street Suite 301
    New York,NY100016207     		N/A PC General Support 3,000
    Maine Childrens Home for Little Wanderers
    93 Silver Street
    Waterville,ME049015923     		N/A PC General Support 2,000
    Maine Humanities Council
    674 Brighton Avenue
    Portland,ME041021012     		N/A PC General Support 2,000
    Maine Media Workshops and College
    70 Camden Street
    Rockport,ME048565952     		N/A PC General Support 2,000
    Maine Public
    1450 Lisbon Street
    Lewiston,ME042403514     		N/A PC General Support 5,000
    Mayo Street Arts
    10 Mayo Street
    Portland,ME041013110     		N/A PC General Support 20,000
    Mid-Maine Homeless Shelter
    19 Colby Street
    Waterville,ME049015563     		N/A PC General Support 2,000
    OAR of Tompkins County
    910 W State Street
    Ithaca,NY148503314     		N/A PC General Support 1,000
    OK International
    4444 Geary Boulevard
    San Francisco,CA94118     		N/A PC General Support 5,000
    Partners in Health
    800 Boylston Street Suite 300
    Boston,MA02199     		N/A PC General Support 10,000
    Planned Parenthood Federation of America
    123 William Street 10th Floor
    New York,NY100383844     		N/A PC General Support 5,000
    Portland Education Foundation
    353 Cumberland Avenue
    Portland,ME04101     		N/A PC General Support 2,000
    Portland Stage Company
    25-A Forest Avenue
    Portland,ME041015809     		N/A PC General Support 32,500
    Portland Symphony Orchestra
    50 Monument Square 2nd Floor
    Portland,ME041014039     		N/A PC General Support 2,000
    Preble Street Resource Center
    38 Preble Street
    Portland,ME041012049     		N/A PC General Support 5,000
    Rain for the Sahel and Sahara
    PO Box 1503
    Portsmouth,NH03802     		N/A PC General Support 3,000
    Regional Food Bank of Northeastern New York
    965 Albany Shaker Road
    Latham,NY121101409     		N/A PC General Support 5,000
    Rise Up Alternative Radio
    PO Box 551
    Boulder,CO80306     		N/A PC General Support 5,000
    Saving Smiles Inc
    80 Susan Lane
    Circleville,NY109193250     		N/A PC General Support 10,000
    Southern Maine Community College Foundation
    2 Fort Road
    South Portland,ME041061698     		N/A PC General Support 50,000
    Speech Therapy Cambodia
    4189 26th Street
    San Francisco,CA94131     		N/A PC General Support 1,000
    Standish Food Pantry
    PO Box 463
    Standish,ME04084     		N/A PC General Support 3,000
    Sunrise Opportunities (FBO Washington County Childrens Program)
    PO Box 88
    Machias,ME046540088     		N/A PC General Support 5,000
    Sunrise Opportunities (FBO WCCP Tooth Ferry)
    PO Box 88
    Machias,ME046540088     		N/A PC General Support 5,000
    The Catholic Charities Food Bank of the Southern Tier
    388 Upper Oakwood Avenue
    Elmira,NY149031129     		N/A PC General Support 10,000
    Tompkins County Workers Center
    115 East MLK Jr Street
    Ithaca,NY14850     		N/A PC General Support 10,000
    Trustees of Hamilton College
    198 College Hill Road
    Clinton,NY133231218     		N/A PC General Support 5,000
    United Way of Androscoggin County
    PO Box 888
    Lewiston,ME042430888     		N/A PC General Support 10,000
    United Way of Aroostook
    830 Main Street Unit 4
    Presque Isle,ME047692277     		N/A PC General Support 10,000
    United Way of Broome County
    101 S Jensen Road
    Vestal,NY138502821     		N/A PC General Support 10,000
    United Way of Central New York
    980 James Street
    Syracuse,NY132032503     		N/A PC General Support 10,000
    United Way of Cortland County
    60 Clinton Avenue
    Cortland,NY13045     		N/A PC General Support 10,000
    United Way of Eastern Maine
    700 Main Street
    Bangor,ME044016800     		N/A PC General Support 10,000
    United Way of Greater Portland
    One Canal Plaza Number 300
    Portland,ME04101     		N/A PC General Support 15,000
    United Way of Mid-Maine
    105 Kennedy Memorial Drive
    Waterville,ME049015131     		N/A PC General Support 10,000
    United Way of Tompkins County
    313 North Aurora Street
    Ithaca,NY14850     		N/A PC General Support 10,000
    United Way of Tri-Valley Area
    46 Park Street
    Framingham,MA01702     		N/A PC General Support 10,000
    University of Southern Maine
    96 Falmouth Street
    Portland,ME041034864     		N/A PC School of Music 2,000
    Water is Life Inc
    PO Box 60127
    Pasadena,CA91116     		N/A PC General Support 3,000
    Waynflete School
    360 Spring Street
    Portland,ME041023643     		N/A PC General Support 10,000
    Wikimedia Foundation Inc
    1 Montgomery Street Suite 1600
    San Francisco,CA94104     		N/A PC General Support 1,000
    Womens Opportunities Resource Center
    2010 Chestnut Street
    Philadelphia,PA19103     		N/A PC General Support 2,000
    Zambian Childrens Fund
    PO Box 42996
    Tucson,AZ85733     		N/A PC General Support 3,000
    Total .................................bullet 3a 25,620,500
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 33,815  
    4 Dividends and interest from securities....     14 34,512  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 374,578  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aNet Income from Partnership Interests     		523000 105,022 14 4,768  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 105,022 447,673 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    552,695
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    Brooks Family Foundation
     
    Employer identification number

    04-3582018
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    Brooks Family Foundation
          		Employer identification number
    04-3582018
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    James E Brooks
    364 Spring Street
     
    Portland, ME04102

    		$ 26,000,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    Brooks Family Foundation
          		Employer identification number

    04-3582018
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    Brooks Family Foundation
          		Employer identification number

    04-3582018
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    Brooks Family Foundation
    EIN:
    04-3582018
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Tax Preparation 5,500 2,750   2,750

    TY 2020 GeneralExplanationAttachment
    Name:
    Brooks Family Foundation
    EIN:
    04-3582018
    Identifier Return Reference Explanation
      Form 990-PF, Part VII-B, Question 1A(4) and Part VIII: Officers, Directors, Trustees, Foundation Managers and their compensation and hours per week:The time spent by the trustees managing the affairs of the Foundation varies from week to week and year to year. For Form 990-PF reporting purposes, an estimate of 3-hours per week has been indicated in Part VIII. The trustees employ accounting, support, and tax compliance staff to assist with the administration of the Foundation's relationships. The 3-hours of time noted in Part VIII reflects an estimate of the time spent by the trustees as well as their agents or employees. The actual time spent may differ from this estimate in any given week or year. The trustee fees noted also include an investment advisory component which is based in part on the Foundation's investment assets and which varies from quarter to quarter based on the assets' fair market value.The fees reported in Part VIII have been approved by the Foundation's trustees and are considered to be reasonable and necessary for the continuing operation of the Foundation in support of its exempt purpose are not excessive. Therefore, the trustee fees did not fail to qualify under the exceptions described in Regulations Section 53.4941(d)-3 and are thus not acts of self-dealing.

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    Brooks Family Foundation
    EIN:
    04-3582018
    Name of Stock End of Year Book Value End of Year Fair Market Value
    460 units Adobe Systems Inc. 269,394 269,394
    99 units Alphabet Inc. 241,737 241,737
    100 units Amazon.com 344,016 344,016
    845 units American Tower Corp. 228,268 228,268
    2445 units Apple Inc. 334,867 334,867
    635 units Becton Dickinson 154,426 154,426
    610 units Costco Wholesale Corp 241,359 241,359
    990 units Danaher Corp. 265,676 265,676
    880 units Walt Disney Productions 154,678 154,678
    1560 units Edwards Lifesciences Corp. 161,569 161,569
    1890 units Fiserv Inc. 202,022 202,022
    1265 units Hannon Armstrong 71,030 71,030
    675 units Home Depot Inc. 215,251 215,251
    375 units Idexx Labs 236,831 236,831
    500 units Intuit 245,085 245,085
    800 units IQVIA Holdings Inc. 193,856 193,856
    1110 units Mastercard Inc. 405,250 405,250
    1020 units Microsoft Corp. 276,318 276,318
    1565 units Nike Inc. 241,777 241,777
    440 units PayCom Software Inc. 159,927 159,927
    790 units Paypal Holdings Inc 230,269 230,269
    465 units Roper Industries Inc. 218,643 218,643
    885 units Salesforce.com 216,179 216,179
    395 units Servicenow Inc 217,072 217,072
    1335 units Starbucks Corp. 149,266 149,266
    960 units Stryker Corp. 249,341 249,341
    3600 units Trade Desk Inc. 278,496 278,496
    260 units Thermo Fisher Scientific Inc. 131,162 131,162
    2065 units Trex Company 211,064 211,064
    955 units Visa Inc. 223,298 223,298
    1030 units Canadian National Railway 108,686 108,686
    700 units Unilever PLC 40,950 40,950
    2780 units Novozymes 134,184 134,184

    TY 2020 InvestmentsGovtObligationsSch
    Name:
    Brooks Family Foundation
    EIN:
    04-3582018
    US Government Securities - End of Year Book Value:

    1,099,903
    US Government Securities - End of Year Fair Market Value:

    1,099,903
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2020 InvestmentsOtherSchedule2
    Name:
    Brooks Family Foundation
    EIN:
    04-3582018
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    Domini Impact Investments FMV 515,358 515,358
    Equity Resource Fund XI FMV 10,686 10,686
    Cayuga Venture Fund V FMV 298,986 298,986

    TY 2020 LegalFeesSchedule
    Name:
    Brooks Family Foundation
    EIN:
    04-3582018
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Legal Fees 10,775 0   10,775


    TY 2020 OtherExpensesSchedule
    Name:
    Brooks Family Foundation
    EIN:
    04-3582018
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Massachusetts Filing Fees 500 0   500
    Investment Fees 736 736   0


    TY 2020 OtherIncomeSchedule2
    Name:
    Brooks Family Foundation
    EIN:
    04-3582018
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    Net Income from Partnership Interests 109,790 4,768 109,790


    TY 2020 OtherIncreasesSchedule
    Name:
    Brooks Family Foundation
    EIN:
    04-3582018
    Description Amount
    Unrealized Gain on Investments 1,491,293
    Recoveries of Amounts Previously Treated as Qualified Distributions 10,000


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    Brooks Family Foundation
    EIN:
    04-3582018
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Fiduciary Fees - Loring Wolcott & Coolidge 4,420 4,420   0


    TY 2020 TaxesSchedule
    Name:
    Brooks Family Foundation
    EIN:
    04-3582018
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Excise Taxes 29,855 0   0
    State Unrelated Business Income Taxes 3,978 0   0
    Foreign Tax Expense 795 795   0