Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
VIRGINIA W KETTERING FOUNDATION XXXXX3003
 
Number and street (or P.O. box number if mail is not delivered to street address)10 S DEARBORN IL1-0111
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO, IL60603
A Employer identification number

31-6570701
B Telephone number (see instructions)

(800) 496-2583
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$30,776,150J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 519,912 519,912  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 725,848
b Gross sales price for all assets on line 6a 11,779,250
7 Capital gain net income (from Part IV, line 2)... 725,848
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 112,018 98,702  
12 Total. Add lines 1 through 11........ 1,357,778 1,344,462  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 106,475 69,739   36,736
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 42,000     42,000
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 10,531 10,095   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 200     200
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 159,206 79,834 0 78,936
25 Contributions, gifts, grants paid....... 1,249,465 1,249,465
26 Total expenses and disbursements. Add lines 24 and 25 1,408,671 79,834 0 1,328,401
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -50,893
b Net investment income (if negative, enter -0-) 1,264,628
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 247,154 223,081 223,081
2 Savings and temporary cash investments......... 140,785 377,874 377,874
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 12,036,908 Click to see attachment10,964,590 16,834,115
c Investments—corporate bonds (attach schedule)....... 7,715,876 Click to see attachment8,880,434 9,335,103
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 3,002,080 Click to see attachment2,650,623 4,005,977
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 23,142,803 23,096,602 30,776,150
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 23,142,803 23,096,602
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 23,142,803 23,096,602
30 Total liabilities and net assets/fund balances (see instructions). 23,142,803 23,096,602
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
23,142,803
2
Enter amount from Part I, line 27a .....................
2
-50,893
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
33,541
4
Add lines 1, 2, and 3 ..........................
4
23,125,451
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
28,849
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
23,096,602
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a . AMERICAN INTL GROUP INC     2020-01-16
b 9522. JPMORGAN BETABUILDERS JAPAN ETF     2020-02-14
c 1992. JPMORGAN BETABUILDERS JAPAN ETF   2018-07-12 2020-02-14
d 2385. ISHARES BARCLAYS TIPS BOND FUND   2018-03-01 2020-03-09
e 1270. ISHARES MISCI EAFE INDEX FUND   2019-04-01 2020-03-09
775. ISHARES MISCI EAFE INDEX FUND   2014-05-09 2020-03-09
2030. ISHARES MISCI EAFE INDEX FUND   2019-04-01 2020-03-09
1414. ISHARES MISCI EAFE INDEX FUND   2017-06-30 2020-03-09
2683.521 FIDELITY 500 INDEX-INST PRM   2018-03-13 2020-03-17
4860. ISHARES MISCI EAFE INDEX FUND   2017-06-30 2020-03-19
5100. ISHARES TR 7-10 YR TREAS INDEX FD     2020-03-27
14858. ISHARES MISCI EAFE INDEX FUND     2020-04-01
14843. ISHARES MISCI EAFE INDEX FUND     2020-04-01
2500. SPDR TR UNIT SER 1     2020-04-21
11857. JPMORGAN BETABUILDERS EUROPE ETF   2020-04-01 2020-04-29
27140.181 SIX CIRCLES ULTR SHRT DUR   2018-10-26 2020-04-29
27864.772 PIMCO SHORT TERM FUND INSTL   2018-01-08 2020-05-08
22367.195 DOUBLELINE TTL RTRN BND-I     2020-08-17
70462.633 WELLS FARGO CORE BOND-R6     2020-08-17
10660.981 WELLS FARGO CORE BOND-R6   2016-05-27 2020-09-17
26909.315 DOUBLELINE TTL RTRN BND-R6     2020-10-19
13218. JPMORGAN BETABUILDERS EUROPE ETF     2020-10-19
31545.741 SIX CIRCLES US UNCONSTR EQ   2019-04-01 2020-10-19
28551.035 WELLS FARGO CORE BOND-R6     2020-10-19
19116.552 VANGUARD TTL INTL BND-ADM     2020-10-29
11692.177 VANGUARD TTL INTL BND-ADM   2019-09-25 2020-10-29
62233.456 WELLS FARGO CORE BOND-R6     2020-10-29
77854.361 JPMORGAN TRUST HIGH YLD ULTRA   2020-05-08 2020-11-05
6153. JPMORGAN BETABUILDERS EUROPE ETF   2020-04-01 2020-12-16
1. COATUE OFFSHORE FUND, LTD. CLASS B SUB CLASS D TRANCHE 4R - NEW   2018-01-01 2020-12-31
1. GOLDENTREE OFFSHORE FUND, LTD 5% HOLDBACK   2018-01-01 2020-12-31
1. GRE II PRIVATE INVESTORS LLC 3% HOLDBACK   2018-01-01 2020-12-31
1. CCMP III PRIVATE INVESTORS OFFSHORE, L.P. - CLASS A -   2018-01-01 2020-12-31
1. STARWOOD SOF IX PRIVATE INVESTORS OFFSHORE L.P. CLASS A - NON-SELF   2018-01-01 2020-12-31
1. SILVER LAKE PARTNERS IV (SLP IV) PRIVATE INVESTORS, L.P. (OFFSHORE   2018-01-01 2020-12-31
1. THE WINTON FUND LIMITED TRANCHE B - NEW ISSUES INELIGIBLE NON-SELF   2018-01-01 2020-12-31
1. GOLDENTREE OFFSHORE FUND, LTD. (NON-SELF DEALING FIDUCIARY   2018-01-01 2020-12-31
1. GOLDENTREE OFFSHORE FUND, LTD SPF-R MGMT SERIES '581   2018-01-01 2020-12-31
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 26     26
b 229,951   224,866 5,085
c 48,118   47,031 1,087
d 288,452   267,052 21,400
e 72,673   83,442 -10,769
44,347   52,882 -8,535
117,056   133,376 -16,320
81,535   92,160 -10,625
236,284   260,382 -24,098
232,161   316,761 -84,600
617,665   532,958 84,707
760,717   967,852 -207,135
759,563   947,004 -187,441
682,572   520,499 162,073
243,347   217,813 25,534
269,502   271,673 -2,171
269,452   275,025 -5,573
240,000   244,056 -4,056
990,000   921,829 68,171
150,000   137,953 12,047
288,468   287,054 1,414
309,231   242,613 66,618
400,000   322,082 77,918
400,000   369,057 30,943
446,754   444,567 2,187
273,246   275,000 -1,754
870,024   791,444 78,580
539,531   499,825 39,706
161,628   112,918 48,710
165,013   57,862 107,151
50,536   19,688 30,848
993,050   699,109 293,941
20,496   25,635 -5,139
4,125   414 3,711
99,859   106,542 -6,683
284,879   267,053 17,826
45,269   8,955 36,314
5,897   8,970 -3,073
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
      87,823
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       26
b       5,085
c       1,087
d       21,400
e       -10,769
      -8,535
      -16,320
      -10,625
      -24,098
      -84,600
      84,707
      -207,135
      -187,441
      162,073
      25,534
      -2,171
      -5,573
      -4,056
      68,171
      12,047
      1,414
      66,618
      77,918
      30,943
      2,187
      -1,754
      78,580
      39,706
      48,710
      107,151
      30,848
      293,941
      -5,139
      3,711
      -6,683
      17,826
      36,314
      -3,073
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 725,848
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 17,578
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 17,578
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 17,578
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 16,863
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 13,137
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 30,000
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 12,422
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet12,422 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletOH
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .Click to see attachment
    8b
     
    No
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletJP MORGAN CHASE BANK N A Telephone no.bullet (800) 496-2583

    Located atbullet10 S DEARBORN IL1-0111CHICAGOIL ZIP+4bullet60603
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JPMORGAN CHASE BANK NA TRUSTEE
    2     		106,475    
    10 S DEARBORN IL1-0111
    CHICAGO,IL60603
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    27,708,523
    b
    Average of monthly cash balances.......................
    1b
    466,613
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    28,175,136
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    28,175,136
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    422,627
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    27,752,509
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,387,625
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,387,625
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    17,578
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    17,578
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,370,047
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,370,047
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    1,370,047
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,328,401
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,328,401
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,328,401
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 1,370,047
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 0
    b From 2016...... 120,921
    c From 2017...... 36,213
    d From 2018...... 70,306
    e From 2019...... 83,387
    fTotal of lines 3a through e........ 310,827
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 1,328,401
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 1,328,401
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 41,646 41,646
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 269,181
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		269,181
    10 Analysis of line 9:
    a Excess from 2016.... 79,275
    b Excess from 2017.... 36,213
    c Excess from 2018.... 70,306
    d Excess from 2019.... 83,387
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    KETTERING FAMILY PHILANTHROPIES
    40 N MAIN ST 1480
    DAYTON,OH45423
    (937) 228-1021
    info@ketteringfamilyphilanthropies.org
    bThe form in which applications should be submitted and information and materials they should include:
    access the wesbsite at: www.ketteringfamilyphilanthropies.org
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    NONE
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    HUMAN RACE THEATRE
    COMPANY
    126 NORTH MAIN STREET STE 300
    DAYTON,OH454021766     		NONE PC GENERAL 25,000
    DOWNTOWN DAYTON
    10 W SECOND STREET STE 611
    DAYTON,OH45402     		NONE PC GENERAL 16,000
    COX ARBORETUM FOUNDATION
    6733 SPRINGBORO PIKE
    DAYTON,OH45449     		NONE PC GENERAL 15,000
    GLEN HELEN ASSOCIATION
    405 CORRY ST
    YELLOW SPRINGS,OH45387     		NONE PC GENERAL 12,000
    ARTEMIS CENTERALTERNATIVES
    TO DOMESTIC VIOLENCE
    310 WEST MONUMENT AVE
    DAYTON,OH45402     		NONE PC GENERAL 30,000
    GIRL SCOUTS OF WESTERN OHIO
    450 SHOUP MILL ROAD
    DAYTON,OH45415     		NONE PC GENERAL 15,000
    DAYTON AREA LEAGUE OF
    WOMEN VOTERS
    131 N LUDLOW ST TALBOTT TOWER
    DAYTON,OH45402     		NONE PC GENERAL 8,000
    DAYTON CONTEMPORARY DANCE CO
    840 GERMANTOWN STREET
    DAYTON,OH45402     		NONE PC GENERAL 30,000
    BLACK BROTHERS INVOLVEMENT
    BLACK SISTERS INVOLVEMENT
    513 FREDERICKSBURG DR
    Dayton,OH45415     		NONE PC GENERAL 15,000
    FAMILY VIOLENCE PREVENTION
    380 BELLBROOK AVENUE
    XENIA,OH45385     		NONE PC GENERAL 20,000
    CRAYONS TO CLASSROOMS
    1750 WOODMAN DRIVE
    DAYTON,OH45420     		NONE PC GENERAL 15,000
    YMCA OF GREATER DAYTON
    118 W FIRST ST STE 300
    DAYTON,OH45402     		NONE PC GENERAL 30,000
    SENIOR RESOURCE CONNECTION
    222 SALEM AVENUE
    DAYTON,OH45406     		NONE PC GENERAL 17,500
    WOMEN HELPING WOMEN
    6 SOUTH 2ND STREET SUITE 828
    HAMILTON,OH45011     		NONE PC GENERAL 10,000
    RONALD MCDONALD HOUSE
    555 VALLEY ST
    DAYTON,OH45404     		NONE PC GENERAL 10,000
    HOUSE OF BREAD
    P O BOX 60277
    DAYTON,OH45406     		NONE PC GENERAL 30,000
    HABITAT FOR HUMANITY OF GREATER DAYTON
    115 W RIVERVIEW AVENUE
    DAYTON,OH45405     		NONE PC GENERAL 10,000
    JUNIOR ACHIEVEMENT OF OKI
    644 LINN STREET SUITE 1024
    Cincinnati,OH45203     		NONE PC GENERAL 10,000
    GOOD NEIGHBOR HOUSE
    844 SOUTH PATTERSON BLVD
    DAYTON,OH45402     		NONE PC GENERAL 60,000
    GREATER DAYTON PUBLIC TELEVISION
    110 S JEFFERSON ST
    DAYTON,OH45402     		NONE PC GENERAL 30,000
    PHILANTHROPY OHIO
    37 WEST BROARD STREET
    COLUMBUS,OH43215     		NONE PC GENERAL 2,265
    DAYTON PERFORMING ARTS ALLIANCE
    126 N MAIN ST STE 210
    DAYTON,OH45402     		NONE PC GENERAL 185,000
    MONTGOMERY COUNTY
    JUVENILE COURT
    380 W SECOND STREET
    DAYTON,OH45402     		NONE PC GENERAL 30,000
    BACH SOCIETY OF DAYTON
    126 N MAIN ST 210
    DAYTON,OH45402     		NONE PC GENERAL 5,000
    YMCA DAYTON
    141 WEST 3RD STREET
    DAYTON,OH45402     		NONE PC GENERAL 45,000
    DAYTON FOUNDATION
    40 N MAIN ST 500
    DAYTON,OH45423     		NONE PC GENERAL 3,500
    FOODBANK INC
    56 ARMOR PL
    Dayton,OH45417     		NONE PC GENERAL 35,000
    PLANNED PARENTHOOD
    SOUTHWEST OHIO
    2314 AUBURN AVENUE
    CINCINNATI,OH45219     		NONE PC GENERAL 40,000
    KIDS IN NEW DIRECTION
    425 N FINDLEY STREET
    DAYTON,OH45403     		NONE PC GENERAL 15,000
    DAYTON ART INSTITUTE
    456 BELMONTE PARK NORTH
    DAYTON,OH45405     		NONE PC GENERAL 75,000
    DAYBREAK
    605 SOUTH PATTERSON BLVD
    DAYTON,OH45402     		NONE PC GENERAL 30,000
    CLOTHES THAT WORK
    1133 S EDWIN C MOSES BLVD 392
    DAYTON,OH45417     		NONE PC GENERAL 10,000
    HANNAHS TREASURE CHEST
    124 WESTPARK RD
    DAYTON,OH45459     		NONE PC GENERAL 10,000
    MUSE MACHINE
    126 N MAIN STREET STE 130
    DAYTON,OH45402     		NONE PC GENERAL 15,000
    BRUNNER LITERACY
    4825 SALEM AVE
    DAYTON,OH45416     		NONE PC GENERAL 15,000
    DAYTON SCORE
    200 W 2ND STREET STE 104
    DAYTON,OH45402     		NONE PC GENERAL 10,000
    WESLEY COMMUNITY CENTER
    3730 DELPHOS AVE
    Dayton,OH45417     		NONE PC GENERAL 40,000
    LEARNING TREE FARM
    3376 S UNION RD
    Dayton,OH45417     		NONE PC GENERAL 7,000
    ON-THE-RISE
    4177 DIALTON RD
    Springfield,OH45502     		NONE PC GENERAL 5,000
    GIRLS ON THE RUN OF DAYTON
    PO BOX 752105
    Dayton,OH45475     		NONE PC GENERAL 10,000
    WESTCARE OHIO INC
    1711 WHITNEY MESA DRIVE
    HENDERSON,NV890142080     		NONE PC GENERAL 20,000
    GOODWILL EASTER SEALS MIAMI VALLEY
    660 S MAIN ST
    DAYTON,OH45402     		NONE PC GENERAL 20,000
    BIG BROTHERS BIG SISTERS OF BUTLER
    COUNTY
    1755 S ERIE BLVD STE D
    HAMILTON,OH45011     		NONE PC GENERAL 10,000
    BIG BROTHERS BIG SISTERS OF THE GREATER
    MIAMI VALLEY INC
    22 S JEFFERSON STREET
    DAYTON,OH45402     		NONE PC GENERAL 15,000
    CHILDREN'S HUNGER ALLIANCE
    1105 SCHROCK ROAD STE 505
    COLUMBUS,OH43229     		NONE PC GENERAL 10,000
    DAKOTA CENTER INC
    33 BARNETT ST
    DAYTON,OH45402     		NONE PC GENERAL 16,200
    DAYTON LIVE (FORMERLY VICTORIA THEATRE
    ASSOCIATION)
    138 NORTH MAIN STREET
    DAYTON,OH454021776     		NONE PC GENERAL 50,000
    DAYTON SEWING COLLABORATIVE
    660 S MAIN ST
    DAYTON,OH45402     		NONE PC GENERAL 10,000
    EMPOWERING DARKE COUNTY YOUTH
    PO BOX 1113 1000 N BROADWAY
    GREENVILLE,OH45331     		NONE PC GENERAL 5,000
    FRIENDS OF LEVITT PAVILION DAYTON
    2312 FAR HILL AVE STE 194
    DAYTON,OH454191512     		NONE PC GENERAL 10,000
    MERCY MANOR INC
    25 GROSVENOR AVE
    DAYTON,OH45417     		NONE PC GENERAL 10,000
    MIAMI VALLEY PUBLIC MEDIA INC
    150 E SOUTH COLLEGE ST
    YELLOW SPRINGS,OH45387     		NONE PC GENERAL 15,000
    SHANGO INC
    1135 W THIRD ST
    DAYTON,OH45402     		NONE PC GENERAL 10,000
    THE CONTEMPORARY DAYTON
    118 N JEFFERSON ST
    DAYTON,OH45402     		NONE PC GENERAL 25,000
    THE NATIONAL BLACK MBA ASSOCIATION
    PO BOX 3709
    DAYTON,OH454013709     		NONE PC GENERAL 5,000
    WIDOWS HOME OF DAYTON OHIO
    50 SOUTH FINDLAY ST
    DAYTON,OH45403     		NONE PC GENERAL 10,000
    PREVENT BLINDNESS OHIO
    4130 LINDEN AVE 340
    DAYTON,OH45402     		NONE PC GENERAL 12,000
    Total .................................bullet 3a 1,249,465
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 519,912  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 725,848  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aK1 INCOME - GRE II     		    15 98,702  
    bFEDERAL TAX REFUND     1 13,316  
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   1,357,778  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    1,357,778
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 ExplnOfNonFilingWithAGStmt
    Name:
    VIRGINIA W KETTERING FOUNDATION XXXXX3003
    EIN:
    31-6570701
    Statement:
    The Ohio Attorney General requires that charitable organizations operating or organized within the State submit an annual registration through an online portal that highlights key information from the Form 990-PF for public disclosure purposes. The Trust completes this registration as required in lieu of furnishing a copy of its Form 990-PF to comply with the specific reporting instructions of the State of Ohio.

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    VIRGINIA W KETTERING FOUNDATION XXXXX3003
    EIN:
    31-6570701
    Name of Bond End of Year Book Value End of Year Fair Market Value
    258620103 DOUBLELINE TTL RTRN    
    92203J308 VANGUARD TTL INTL BN 2,159,358 2,277,266
    94987W794 WELLS FARGO CORE BON 507,986 543,953
    464287176 ISHARES TIPS BOND ET    
    693390601 PIMCO SHORT-TERM FD-    
    722005816 PIMCO INV GRD CRD BN 539,148 606,024
    83002G108 SIX CIRCLES ULTR SHR 253,327 253,833
    464287432 ISHARES 20+ YEAR TRE 785,510 843,856
    464287440 ISHARES 7-10 YEAR TR    
    09260B614 BLCKRCK HI YLD BND P 965,928 1,130,613
    83002G702 SIX CIRCLES GLOBAL B 2,565,000 2,568,633
    83002G884 SIX CIRCLES CREDIT O 535,000 542,379
    92206C771 VANGUARD MORTGAGE-BA 569,177 568,546

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    VIRGINIA W KETTERING FOUNDATION XXXXX3003
    EIN:
    31-6570701
    Name of Stock End of Year Book Value End of Year Fair Market Value
    464287465 ISHARES MSCI EAFE ET    
    78462F103 SPDR S&P 500 ETF TRU 1,722,102 4,862,309
    315911750 FIDELITY 500 INDEX-I 3,249,618 4,568,075
    46641Q696 JPMORGAN BETABUILDER 543,848 598,068
    46641Q712 JPMORGAN BETABUILDER 595,060 798,280
    83002G306 SIX CIRCLES US UNCON 1,762,918 2,396,955
    83002G405 SIX CIRCLES INTL UNC 1,670,000 1,811,513
    315911727 FIDELITY INTL INDX-I 275,000 316,656
    46434G103 ISHARES CORE MSCI EM 574,710 656,073
    46641Q688 JPM BTABLDRS DEV ASI 231,461 342,444
    46641Q720 JPMORGAN BETABUILDER 339,873 483,742

    TY 2020 InvestmentsOtherSchedule2
    Name:
    VIRGINIA W KETTERING FOUNDATION XXXXX3003
    EIN:
    31-6570701
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    190747907 COATUE OFFSHORE FUND      
    389001942 GRE II PRIVATE INVES      
    576814925 CCMP III PRIVATE INV AT COST 291,016 474,562
    811711969 STARWOOD SOF IX PRIV AT COST   139,163
    827994922 SILVER LAKE PARTNERS AT COST 86,815 745,952
    G82981997 GOLDENTREE OFFSHORE AT COST 13,538 82,916
    976491910 THE WINTON FUND LIMI      
    238568919 RIDGE SELECT: PRIVAT AT COST 270,000 180,298
    34F4K2934 FORT GLOBAL OFFSHORE      
    387999915 GOLDENTREE OFFSHORE      
    HEGTRAAA8 GOLDENTREE OFFSHORE AT COST 2,290  
    HEVARAAD6 VARDE CREDIT PARTNER AT COST 270,000 274,485
    P31A17917 POLAR LONG/SHORT FUN      
    T72C41919 TACONIC OPPORTUNITY      
    389001918 GRE II PRIVATE INVES AT COST   33,766
    8M9122924 POLAR LONG/SHORT FUN AT COST 270,000 298,106
    986903920 SCULPTOR OF II PRIVA AT COST 270,000 302,492
    HECTUACB4 COATUE OFFSHORE FUND AT COST 96,964 419,424
    HEFRTAAP8 FORT GLOBAL OFFSHORE AT COST 270,000 248,016
    HEMRNAAW1 CONCORDIA G-10 FIXED AT COST 270,000 279,518
    HENWMAAM2 EMERGING MARKET CURR AT COST 270,000 253,284
    HETACAAH6 TACONIC OPPORTUNITY AT COST 270,000 273,995

    TY 2020 OtherDecreasesSchedule
    Name:
    VIRGINIA W KETTERING FOUNDATION XXXXX3003
    EIN:
    31-6570701
    Description Amount
    2020 TRANSACTIONS POSTED IN 2021 27,997
    RETURN OF CAPITAL ADJUSTMENT 852


    TY 2020 OtherExpensesSchedule
    Name:
    VIRGINIA W KETTERING FOUNDATION XXXXX3003
    EIN:
    31-6570701
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OHIO AG FILING FEE 200 0   200


    TY 2020 OtherIncomeSchedule2
    Name:
    VIRGINIA W KETTERING FOUNDATION XXXXX3003
    EIN:
    31-6570701
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    K1 INCOME - GRE II PRIVATE INVESTORS 98,702 98,702  
    FEDERAL TAX REFUND 13,316 0  


    TY 2020 OtherIncreasesSchedule
    Name:
    VIRGINIA W KETTERING FOUNDATION XXXXX3003
    EIN:
    31-6570701
    Description Amount
    2019 TRANSACTIONS POSTED IN 2020 33,541


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    VIRGINIA W KETTERING FOUNDATION XXXXX3003
    EIN:
    31-6570701
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER PROFESSIONAL FEE 42,000     42,000


    TY 2020 TaxesSchedule
    Name:
    VIRGINIA W KETTERING FOUNDATION XXXXX3003
    EIN:
    31-6570701
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL TAX PAYMENT - PRIOR YE 436 0   0
    FOREIGN TAXES ON QUALIFIED FOR 9,021 9,021   0
    FOREIGN TAXES ON NONQUALIFIED 1,074 1,074   0