Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
David and Wynne Baruch Family Foundation
 
Number and street (or P.O. box number if mail is not delivered to street address)2 N LaSalle Street 1700
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Chicago, IL60602
A Employer identification number

82-4851400
B Telephone number (see instructions)

(847) 226-8555
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$487,696J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 8 8 8
4 Dividends and interest from securities... 7,433 7,433 7,433
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 6,646
b Gross sales price for all assets on line 6a 165,953
7 Capital gain net income (from Part IV, line 2)... 6,817
8 Net short-term capital gain......... 17
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 14,087 14,258 7,458
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 642     642
b Accounting fees (attach schedule)....... Click to see attachment 3,600     3,600
c Other professional fees (attach schedule).... Click to see attachment 5,305 5,305    
17 Interest...............        
18 Taxes (attach schedule) (see instructions)...        
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see list of attachments 183 158   25
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 9,730 5,463   4,267
25 Contributions, gifts, grants paid....... 18,568 18,568
26 Total expenses and disbursements. Add lines 24 and 25 28,298 5,463   22,835
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -14,211
b Net investment income (if negative, enter -0-) 8,795
c Adjusted net income (if negative, enter -0-)... 7,458
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 20,764 33,484 33,484
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........   2,786 2,786
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 73,070 Click to see attachment74,911 103,512
c Investments—corporate bonds (attach schedule)....... 2,476 Click to see attachment1,428 1,621
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 361,972 Click to see attachment328,622 346,293
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment2    
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 458,284 441,231 487,696
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 458,284 441,231
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 458,284 441,231
30 Total liabilities and net assets/fund balances (see instructions). 458,284 441,231
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
458,284
2
Enter amount from Part I, line 27a .....................
2
-14,211
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
444,073
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
2,842
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
441,231
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 2.000000 Activision Blizzard Inc P 2019-02-08 2020-01-15
b 2.000000 British Amn Tobaco Spadr P 2019-12-09 2020-02-13
c 1.000000 BEIGENE LTD P 2020-07-06 2020-12-11
d 1.000000 BEIGENE LTD P 2020-07-07 2020-12-11
e 4.000000 ENBRIDGE INC P 2020-03-16 2020-11-11
6.000000 EOG Resources, Inc. P 2019-12-09 2020-03-04
11.00000 ENEL SOCIETA PER AZIONI P 2020-01-16 2020-02-13
2.000000 EQUIFAX INC P 2020-03-16 2020-04-21
3.000000 Ishares 1-3 Year Treasury Bond ETF P 2020-03-16 2020-10-15
4.000000 VANGUARD MSCI EUROPEAN P 2019-06-21 2020-02-13
7.000000 VANGUARD MSCI EUROPEAN P 2019-06-21 2020-06-04
37.00000 VANGUARD MSCI EUROPEAN P 2019-06-21 2020-06-09
1.000000 VANGUARD MSCI EUROPEAN P 2020-01-23 2020-06-09
187.0000 ISHARES TR ISHARES 5-10 YEAR P 2020-06-09 2020-10-15
3.000000 REAL ESTATE SELECT SECTOR SPDR P 2019-06-21 2020-02-13
43.00000 REAL ESTATE SELECT SECTOR SPDR P 2019-06-21 2020-04-07
6.000000 REAL ESTATE SELECT SECTOR SPDR P 2020-03-16 2020-04-07
210.0000 INVESCO NATIONAL AMT FREE MUNI P 2020-06-09 2020-10-15
3.000000 HDFC Bank Ltd P 2020-03-16 2020-04-07
3.000000 HILTON WOLDWIDE HOLDINGS INC P 2020-03-16 2020-03-19
12.00000 SCHWAB U S TIPS ETF P 2019-08-21 2020-02-13
178.0000 SCHWAB U S TIPS ETF P 2019-08-21 2020-06-09
55.00000 SCHWAB U S TIPS ETF P 2019-08-25 2020-06-09
4.000000 SCHWAB U S TIPS ETF P 2020-03-16 2020-06-09
8.000000 FIRST TRUST LOW DURATON OPPORTUNITIES P 2020-01-23 2020-02-13
8.000000 FIRST TRUST LOW DURATON OPPORTUNITIES P 2020-01-23 2020-10-15
2.000000 KONILKL PHIL NV SH P 2019-07-29 2020-02-13
1.000000 KONILKL PHIL NV SH P 2019-07-29 2020-02-13
6.000000 Las Vegas Sands Corp P 2019-12-09 2020-10-27
1.000000 Las Vegas Sands Corp P 2019-12-09 2020-12-02
5.000000 Las Vegas Sands Corp P 2020-03-16 2020-12-02
6.000000 NASPERS LTD SHS CL N P 2020-03-16 2020-08-18
3.000000 NUTRIEN LTD REG SHS P 2020-03-16 2020-07-30
3.000000 OLD DOMINION FGHT LINES P 2020-05-12 2020-05-20
4.000000 ROYAL DUTCH SHEL PLC P 2020-03-16 2020-03-19
2.000000 SEMPRA ENERGY P 2020-03-16 2020-05-12
3.000000 Schlumberger Ltd P 2019-10-22 2020-02-13
11.00000 Schlumberger Ltd P 2019-10-22 2020-03-12
3.000000 Schlumberger Ltd P 2019-10-22 2020-03-12
12.00000 Schlumberger Ltd P 2020-01-30 2020-03-12
4.000000 SECTOR SPDR UTILITIES P 2019-06-05 2020-02-13
3.000000 SHIONOGI AND CO LTD P 2020-03-19 2020-11-12
4.000000 SHIONOGI AND CO LTD P 2020-03-20 2020-11-12
41.00000 SHIONOGI AND CO LTD P 2020-03-23 2020-11-12
1.000000 ANTHEM INC P 2020-02-18 2020-06-04
1.000000 ANTHEM INC P 2020-02-18 2020-09-14
1.000000 ANTHEM INC P 2020-03-16 2020-09-14
1.000000 TRANSDIGM GROUP INC P 2020-03-16 2020-07-13
2.000000 TENCENT HOLDINGS LTD P 2020-01-16 2020-02-13
5.000000 TENCENT HOLDINGS LTD P 2020-01-16 2020-07-13
21.00000 Vtech Holdings Ltd Shs P 2020-03-05 2020-07-07
1.000000 Vtech Holdings Ltd Shs P 2020-03-06 2020-07-07
8.000000 Vtech Holdings Ltd Shs P 2020-03-06 2020-07-08
5.000000 Vtech Holdings Ltd Shs P 2020-03-09 2020-07-08
9.000000 Vtech Holdings Ltd Shs P 2020-03-09 2020-07-09
1.000000 Vtech Holdings Ltd Shs P 2020-03-10 2020-07-09
14.00000 Vtech Holdings Ltd Shs P 2020-03-10 2020-07-10
14.00000 Vtech Holdings Ltd Shs P 2020-03-16 2020-07-10
4.000000 Vodafone Group Plc Shs P 2019-10-22 2020-02-13
15.00000 Vodafone Group Plc Shs P 2019-10-22 2020-03-26
4.000000 Vodafone Group Plc Shs P 2019-10-22 2020-03-26
4.000000 Vodafone Group Plc Shs P 2019-10-27 2020-03-26
10.00000 Vodafone Group Plc Shs P 2020-02-18 2020-03-26
2.000000 Vodafone Group Plc Shs P 2020-02-19 2020-03-26
15.00000 Vodafone Group Plc Shs P 2019-10-22 2020-06-18
11.00000 Vodafone Group Plc Shs P 2020-02-19 2020-06-18
119.0000 CIE FINANCIERE RICHEMONT SA P 2020-12-29 2020-12-29
1.000000 Abbott Labs P 2018-11-12 2020-02-13
1.000000 Abbott Labs P 2018-11-12 2020-12-11
1.000000 AMAZON.COM INC P 2018-08-13 2020-09-30
3.000000 Astrazeneca Plc Spnd Adr P 2018-08-13 2020-02-13
14.00000 Astrazeneca Plc Spnd Adr P 2018-08-13 2020-03-19
3.000000 Astrazeneca Plc Spnd Adr P 2018-08-13 2020-12-11
8.000000 ASHAI KASEI CORP P 2018-08-13 2020-02-13
3.000000 ASHAI KASEI CORP P 2018-08-13 2020-10-28
22.00000 ASHAI KASEI CORP P 2018-08-13 2020-10-28
2.000000 AIA Group Ltd P 2018-08-13 2020-02-13
6.000000 AIA Group Ltd P 2018-08-13 2020-12-11
1.000000 American Tower REIT Inc. P 2018-08-13 2020-06-04
2.000000 ASML HLDG Nv Reg Shs P 2018-08-13 2020-03-19
1.000000 ASML HLDG Nv Reg Shs P 2018-08-13 2020-06-04
8.000000 AES Corp P 2018-08-13 2020-02-13
6.000000 Activision Blizzard Inc P 2018-11-12 2020-01-15
2.000000 Activision Blizzard Inc P 2019-02-08 2020-02-13
1.000000 Apple, Inc. P 2018-08-13 2020-02-13
1.000000 Broadcom Ltd P 2018-08-13 2020-06-04
8.000000 Bank of New York Mellon Corp P 2018-08-13 2020-02-18
9.000000 Bank of New York Mellon Corp P 2018-08-13 2020-02-19
1.000000 BOEING COMPANY P 2018-08-13 2020-01-30
2.000000 CSX Corp P 2018-08-13 2020-02-13
2.000000 CSX Corp P 2018-08-13 2020-12-11
3.000000 Comcast Corp New Cl A P 2018-08-13 2020-02-13
1.000000 COSTCO WHOLESALE CRP P 2018-08-13 2020-02-13
1.000000 COSTCO WHOLESALE CRP P 2018-08-13 2020-06-04
6.000000 Carlsberg As Sponsoredad P 2018-08-13 2020-02-13
15.00000 Carlsberg As Sponsoredad P 2018-08-13 2020-09-14
3.000000 Crown Castle Reit Inc P 2018-08-13 2020-03-11
1.000000 CHARTER COMMUNICATIONS INC P 2018-11-12 2020-09-21
1.000000 DANAHER CORP P 2018-08-13 2020-02-13
6.000000 DANONE SPONS ADR P 2018-08-13 2020-02-13
6.000000 DNB ASA SP ADR P 2018-08-13 2020-02-13
1.000000 Deere Co P 2018-08-13 2020-02-13
2.000000 Deere Co P 2018-08-13 2020-03-11
3.000000 Deere Co P 2018-08-13 2020-10-27
11.00000 ENBRIDGE INC P 2018-08-13 2020-01-15
2.000000 ENBRIDGE INC P 2018-08-13 2020-02-13
5.000000 ENBRIDGE INC P 2018-08-13 2020-11-11
18.00000 ENBRIDGE INC P 2019-02-26 2020-11-11
1.000000 EOG Resources, Inc. P 2018-08-13 2020-02-13
3.000000 EOG Resources, Inc. P 2018-08-13 2020-03-04
2.000000 ESSILORLUXOTTICA SA P 2018-08-13 2020-02-13
3.000000 Airbus SE P 2018-08-13 2020-02-13
14.00000 Airbus SE P 2018-08-13 2020-06-04
1.000000 EQUIFAX INC P 2018-08-13 2020-02-13
3.000000 EQUIFAX INC P 2018-08-13 2020-04-20
2.000000 FACEBOOK INC CLASS A P 2018-08-21 2020-07-31
4.000000 ISHARES S&P GLBL HEALTH CARE SECTOR P 2019-01-08 2020-02-13
25.00000 ISHARES S&P GLBL HEALTH CARE SECTOR P 2019-01-08 2020-04-07
18.00000 ISHARES S&P GLBL HEALTH CARE SECTOR P 2019-01-08 2020-06-09
88.00000 Ishares 1-3 Year Treasury Bond ETF P 2018-08-13 2020-01-23
9.000000 Ishares 1-3 Year Treasury Bond ETF P 2018-08-13 2020-02-13
6.000000 Ishares 1-3 Year Treasury Bond ETF P 2018-08-13 2020-06-09
22.00000 Ishares 1-3 Year Treasury Bond ETF P 2018-12-19 2020-06-09
97.00000 Ishares 1-3 Year Treasury Bond ETF P 2018-12-19 2020-10-15
5.000000 Ishares 1-3 Year Treasury Bond ETF P 2019-03-12 2020-10-15
29.00000 Ishares 1-3 Year Treasury Bond ETF P 2019-06-21 2020-10-15
4.000000 GENMAB A/S SHS P 2018-12-20 2020-02-13
3.000000 GoDaddy Inc Shs Class A P 2018-08-13 2020-02-13
4.000000 GoDaddy Inc Shs Class A P 2018-08-13 2020-06-04
1.000000 GoDaddy Inc Shs Class A P 2018-08-13 2020-12-11
2.000000 Gilead Sciences Inc P 2018-08-13 2020-02-13
2.000000 HDFC Bank Ltd P 2018-08-13 2020-02-13
7.000000 HDFC Bank Ltd P 2018-08-13 2020-04-07
5.000000 HDFC Bank Ltd P 2018-08-13 2020-04-07
1.000000 HILTON WOLDWIDE HOLDINGS INC P 2018-08-13 2020-02-13
12.00000 HILTON WOLDWIDE HOLDINGS INC P 2018-08-13 2020-03-19
1.000000 Jack Henry & Assoc Inc. P 2018-08-13 2020-02-13
5.000000 ISHARES EDGE MSCI USA QUALITY P 2019-01-18 2020-02-13
4.000000 Ishares MSCI China P 2018-08-13 2020-06-04
17.00000 Ishares MSCI China P 2018-08-13 2020-06-09
7.000000 Ishares MSCI China P 2019-04-18 2020-06-09
9.000000 ISHARES EDGE MSCI INTERNATIONAL QUALITY P 2019-01-08 2020-02-13
18.00000 ISHARES EDGE MSCI INTERNATIONAL QUALITY P 2019-01-08 2020-06-04
1.000000 Intercontinental Exchange Inc. P 2018-08-13 2020-02-13
1.000000 Intercontinental Exchange Inc. P 2018-08-13 2020-12-11
1.000000 JPMORGAN CHASE & CO P 2018-08-13 2020-02-13
3.000000 JPMORGAN CHASE & CO P 2018-08-13 2020-06-04
2.000000 JARDINE MATHESON HD P 2018-11-13 2020-01-16
2.000000 JARDINE MATHESON HD P 2018-11-13 2020-01-17
3.000000 JARDINE MATHESON HD P 2018-11-14 2020-01-21
1.000000 JARDINE MATHESON HD P 2018-11-14 2020-01-22
2.000000 KONILKL PHIL NV SH P 2019-07-29 2020-09-14
10.00000 KONILKL PHIL NV SH P 2019-07-30 2020-09-14
3.000000 LVMH MOET HENNESSY P 2018-08-13 2020-12-11
2.000000 Las Vegas Sands Corp P 2018-08-13 2020-02-13
10.00000 Las Vegas Sands Corp P 2018-08-13 2020-06-04
5.000000 Las Vegas Sands Corp P 2018-08-13 2020-10-27
2.000000 L Oreal Co P 2018-08-13 2020-02-13
10.00000 L Oreal Co P 2018-08-13 2020-08-03
1.000000 MOODY'S CORP P 2018-08-13 2020-02-13
8.000000 Mondelez International Inc. P 2018-08-13 2020-01-15
1.000000 Marsh & McLennan Cos Inc. P 2018-08-13 2020-02-13
1.000000 MICROSOFT CORP P 2018-08-13 2020-02-13
3.000000 MICROSOFT CORP P 2018-08-13 2020-03-04
2.000000 MICROSOFT CORP P 2018-08-13 2020-12-11
4.000000 NASPERS LTD SHS CL N P 2018-08-13 2020-02-13
11.00000 NASPERS LTD SHS CL N P 2018-08-13 2020-05-13
9.000000 NASPERS LTD SHS CL N P 2018-08-13 2020-08-18
3.000000 NUTRIEN LTD REG SHS P 2018-08-13 2020-07-29
9.000000 NUTRIEN LTD REG SHS P 2018-08-13 2020-07-30
1.000000 Nestle S A Rep RG Sh ADR P 2018-08-13 2020-02-13
1.000000 Nestle S A Rep RG Sh ADR P 2018-08-13 2020-12-11
3.000000 Novo Nordisk A S ADR P 2018-08-13 2020-02-13
5.000000 Pernod-Ricard SA-Unspon P 2018-08-13 2020-02-13
22.00000 Pernod-Ricard SA-Unspon P 2018-08-13 2020-06-04
20.00000 Royal Dutch Shell PLC P 2018-08-13 2020-03-19
5.000000 Reckitt Benckiser Group PLC Shs Sponsore P 2018-08-13 2020-02-13
1.000000 SAP SE SHS P 2018-08-13 2020-02-13
1.000000 SEMPRA ENERGY P 2018-08-13 2020-02-13
3.000000 SEMPRA ENERGY P 2018-08-13 2020-05-05
3.000000 SEMPRA ENERGY P 2019-02-08 2020-05-05
1.000000 HEALTH CARE SELECT SPDR P 2018-09-12 2020-02-13
54.00000 Sector Spdr Energy P 2019-01-08 2020-01-23
6.000000 Sector Spdr Energy P 2019-01-08 2020-02-13
26.00000 Sector Spdr Energy P 2019-01-08 2020-04-07
24.00000 Sector Spdr Energy P 2019-01-08 2020-06-09
26.00000 SECTOR SPDR UTILITIES P 2019-06-05 2020-06-09
1.000000 SEATTLE GENETICS INC P 2018-08-13 2020-02-13
3.000000 Safran SA-Unspon P 2018-08-13 2020-02-13
13.00000 Safran SA-Unspon P 2018-08-13 2020-06-04
6.000000 Safran SA-Unspon P 2018-08-13 2020-12-11
3.000000 Shin-ETSU Chem-Unspon P 2018-12-20 2020-02-13
1.000000 Shin-ETSU Chem-Unspon P 2018-12-20 2020-06-23
4.000000 Softbank Group Corp ADR P 2018-08-13 2020-08-03
19.00000 Softbank Group Corp ADR P 2018-08-13 2020-09-14
7.000000 Taiwan S Manufacturing ADR P 2018-08-13 2020-01-15
3.000000 Taiwan S Manufacturing ADR P 2018-08-13 2020-02-13
5.000000 Taiwan S Manufacturing ADR P 2018-08-13 2020-06-04
3.000000 Taiwan S Manufacturing ADR P 2018-08-13 2020-07-31
1.000000 Taiwan S Manufacturing ADR P 2018-08-13 2020-12-11
1.000000 TRANSDIGM GROUP INC P 2019-02-26 2020-06-04
1.000000 VISA INC CL A SHRS P 2018-08-13 2020-02-13
3.000000 VISA INC CL A SHRS P 2018-08-13 2020-06-22
1.000000 VISA INC CL A SHRS P 2018-08-13 2020-12-11
1.000000 YUM BRANDS INC P 2018-08-13 2020-02-13
1.000000 WABTEC P 2018-09-27 2020-02-13
5.000000 WABTEC P 2018-09-27 2020-09-14
2.000000 WABTEC P 2019-09-29 2020-09-14
2115.915 FEDERATED ULTRASHORT BOND FUND P 2018-08-13 2020-03-16
1736.145 FEDERATED ULTRASHORT BOND FUND P 2018-08-13 2020-09-23
1367.855 FEDERATED ULTRASHORT BOND FUND P 2019-03-12 2020-09-23
KONILKL PHIL NV SH P 2020-07-09 2020-07-09
269.0000 Graniteshares Gold P 2020-01-01 2020-12-31
24.00000 Graniteshares Gold P 2018-08-13 2020-02-13
134.0000 Graniteshares Gold P 2018-08-13 2020-11-13
Graniteshares Gold P 2019-01-01 2020-12-31
Wash Sale      
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 119   87 32
b 88   79 9
c 227   197 30
d 227   199 28
e 122   109 13
383   448 -65
97   92 5
253   258 -5
259   259  
234   218 16
363   382 -19
1,943   2,022 -79
53   58 -5
11,409   11,166 243
125   113 12
1,370   1,622 -252
191   180 11
5,557   5,563 -6
114   130 -16
170   212 -42
691   685 6
10,527   10,167 360
3,253   3,125 128
237   221 16
417   416 1
413   414 -1
97   95 2
49   47 2
290   386 -96
58   64 -6
290   203 87
208   145 63
99   82 17
467   468 -1
91   97 -6
246   179 67
104   105 -1
167   386 -219
46   101 -55
182   400 -218
279   239 40
40   31 9
53   42 11
546   437 109
284   302 -18
261   302 -41
261   223 38
415   340 75
107   103 4
342   256 86
126   188 -62
6   9 -3
48   71 -23
30   42 -12
54   75 -21
6   9 -3
84   119 -35
84   112 -28
79   83 -4
219   311 -92
58   83 -25
58   85 -27
146   201 -55
29   40 -11
237   268 -31
174   222 -48
4   4  
89   71 18
107   71 36
3,157   1,907 1,250
148   118 30
565   549 16
163   118 45
155   223 -68
53   83 -30
390   614 -224
83   70 13
274   209 65
260   149 111
429   410 19
351   205 146
167   107 60
358   325 33
125   87 38
325   209 116
308   211 97
362   402 -40
408   452 -44
318   338 -20
160   145 15
181   145 36
139   105 34
318   220 98
312   220 92
177   142 35
410   354 56
460   325 135
614   325 289
163   99 64
93   93  
113   119 -6
172   136 36
294   272 22
689   408 281
442   392 50
84   71 13
152   178 -26
548   671 -123
76   122 -46
319   608 -289
151   142 9
108   92 16
284   430 -146
163   128 35
378   385 -7
504   346 158
283   229 54
1,563   1,432 131
1,268   1,031 237
7,464   7,325 139
764   749 15
519   499 20
1,903   1,833 70
8,384   8,082 302
432   419 13
2,507   2,457 50
96   65 31
213   226 -13
319   301 18
85   75 10
134   154 -20
119   100 19
265   352 -87
189   251 -62
113   75 38
680   901 -221
169   140 29
525   392 133
255   245 10
1,093   1,040 53
450   454 -4
293   239 54
541   477 64
94   73 21
109   73 36
138   115 23
317   344 -27
114   123 -9
115   123 -8
173   185 -12
57   62 -5
94   93 1
470   472 -2
364   204 160
138   134 4
535   672 -137
242   336 -94
118   94 24
660   472 188
273   170 103
438   334 104
120   82 38
184   108 76
504   325 179
425   217 208
145   189 -44
379   519 -140
311   424 -113
100   168 -68
295   505 -210
107   81 26
113   81 32
188   141 47
181   159 22
729   699 30
456   1,319 -863
84   86 -2
138   114 24
159   114 45
375   343 32
375   352 23
104   93 11
3,455   2,787 668
388   310 78
1,493   1,342 151
1,455   1,239 216
1,600   1,556 44
118   73 45
118   92 26
362   399 -37
219   184 35
92   59 33
29   20 9
129   92 37
571   436 135
410   285 125
177   122 55
271   203 68
233   122 111
104   41 63
486   408 78
208   140 68
587   421 166
206   140 66
105   82 23
77   108 -31
338   537 -199
135   142 -7
19,212   19,179 33
15,955   15,736 219
12,570   12,448 122
37     37
1     1
375   285 90
2,514   1,592 922
11   8 3
      171
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       32
b       9
c       30
d       28
e       13
      -65
      5
      -5
       
      16
      -19
      -79
      -5
      243
      12
      -252
      11
      -6
      -16
      -42
      6
      360
      128
      16
      1
      -1
      2
      2
      -96
      -6
      87
      63
      17
      -1
      -6
      67
      -1
      -219
      -55
      -218
      40
      9
      11
      109
      -18
      -41
      38
      75
      4
      86
      -62
      -3
      -23
      -12
      -21
      -3
      -35
      -28
      -4
      -92
      -25
      -27
      -55
      -11
      -31
      -48
       
      18
      36
      1,250
      30
      16
      45
      -68
      -30
      -224
      13
      65
      111
      19
      146
      60
      33
      38
      116
      97
      -40
      -44
      -20
      15
      36
      34
      98
      92
      35
      56
      135
      289
      64
       
      -6
      36
      22
      281
      50
      13
      -26
      -123
      -46
      -289
      9
      16
      -146
      35
      -7
      158
      54
      131
      237
      139
      15
      20
      70
      302
      13
      50
      31
      -13
      18
      10
      -20
      19
      -87
      -62
      38
      -221
      29
      133
      10
      53
      -4
      54
      64
      21
      36
      23
      -27
      -9
      -8
      -12
      -5
      1
      -2
      160
      4
      -137
      -94
      24
      188
      103
      104
      38
      76
      179
      208
      -44
      -140
      -113
      -68
      -210
      26
      32
      47
      22
      30
      -863
      -2
      24
      45
      32
      23
      11
      668
      78
      151
      216
      44
      45
      26
      -37
      35
      33
      9
      37
      135
      125
      55
      68
      111
      63
      78
      68
      166
      66
      23
      -31
      -199
      -7
      33
      219
      122
      37
      1
      90
      922
      3
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 6,817
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 17
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 122
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 122
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 122
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 2,908
b Exempt foreign organizations—tax withheld at source...... 6b  
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 2,908
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 2,786
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet2,786 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
     
    No
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIL
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletDavid Baruch Telephone no.bullet (847) 226-8555

    Located atbullet2350 N Orchard StreetChicagoIL ZIP+4bullet600896681
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    David B Baruch President
    1.00     		0    
    2350 N Orchard Street
    Chicago,IL60089
    Wynne E Baruch Secretary
    1.00     		0    
    2350 N Orchard Street
    Chicago,IL60089
    Rudi Baruch Director
    1.00     		0    
    2350 N Orchard Street
    Chicago,IL60089
    Jack F Baruch Director
    1.00     		0    
    2350 N Orchard Street
    Chicago,IL60089
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    0
    b
    Average of monthly cash balances.......................
    1b
    0
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    0
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    0
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    0
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    0
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    0
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
     
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    122
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    122
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    122
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    122
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    0
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    22,835
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    22,835
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    22,835
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 0
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017......  
    d From 2018...... 4,650
    e From 2019......  
    fTotal of lines 3a through e........ 4,650
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 22,835
    a Applied to 2019, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount.....  
    e Remaining amount distributed out of corpus 22,835
    5 Excess distributions carryover applied to 2020.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 27,485
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		27,485
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018.... 4,650
    d Excess from 2019....  
    e Excess from 2020.... 22,835
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    David B Baruch
    Wynne E Baruch
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    Jewish United Fund
    30 S Wells Street
    Chicago,IL60606     		None PC General Operating Support 7,218
    Temple Chai
    1670 Checker Rd
    Long Grove,IL60047     		None PC General Operating Support 5,400
    Goodman Theatre Group Inc
    170 N Dearborn Street
    Chicago,IL60601     		None PC General Operating Support 500
    Misericordia Home
    6300 North Ridge Avenue
    Chicago,IL60660     		None PC General Operating Support 200
    Indiana University
    PO Box 500
    Bloomington,IN47402     		None PC General Operating Support 5,000
    Greater Chicago Food Dispository
    4100 W Ann Luris Place
    Chicago,IL60632     		None PC General Operating Support 250
    Total .................................bullet 3a 18,568
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		        8
    4 Dividends and interest from securities....         7,433
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		        6,646
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..     14,087
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    14,087
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID: 20011551
    Software Version: 2020v4.0


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    David and Wynne Baruch Family Foundation
    EIN:
    82-4851400
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Accounting Fees 3,600 0 0 3,600

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    David and Wynne Baruch Family Foundation
    EIN:
    82-4851400
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Name of Bond End of Year Book Value End of Year Fair Market Value
    British Amn Tobaco Spadr 276 262
    Global Pmts Inc Georgia 682 862
    Philip Morris Intl Inc 470 497
    Schlumberger Ltd.    
    Vodafone Group Plc Shs    

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    David and Wynne Baruch Family Foundation
    EIN:
    82-4851400
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Name of Stock End of Year Book Value End of Year Fair Market Value
    Abbott Labs 284 438
    Amazon.Com Inc    
    Astrazenca Plc 588 750
    Asahi Kasei Corp 235 165
    AIA Group LTD 1,531 2,162
    American Tower Reit Inc. 595 898
    AON Plc 624 845
    ASML Hldg NV Reg Shs 819 1,951
    Alphabet Inc Shs Class C 1,239 1,752
    AES Corp 470 823
    Activision Blizzard Inc 521 1,114
    Apple Inc 628 1,592
    Broadcom Ltd 211 438
    Broadcom Ltd 987 1,751
    Bank of New York Corp    
    Boeing Company    
    CSX Corp 654 817
    Comcast Corp New Class A 484 576
    Costco Wholesale Crp Del 220 377
    Chevron Corp 980 676
    CME Group Inc. 823 910
    Carlsberg AS Sponsoredad 406 546
    Crown Castle REIT Inc. 434 637
    Charter Communications Inc Sh    
    Danaher Corp Del 298 666
    Diageo Plc Spsd Adr New 284 318
    Diageo Plc Spsd Adr New 142 159
    Danone-Spons ADR 463 393
    DNB ASA SP Adp 748 745
    Deere Co    
    Enbridge Inc    
    EOG Resourxes Inc.    
    Essilorluxottica SA 425 467
    Essilorluxottica SA 567 700
    Equifax, Inc.    
    Facebook Inc. 173 273
    Genmab A/S Shs 339 854
    Godaddy Inc SHS Class A 828 912
    Gilead Sciences Inc 924 699
    HDFC Bank Ltd    
    Hilton Worldwide Holdings Inc    
    Jack Henry & Assoc Inc 421 486
    Intel Corp 634 648
    Intercontinental Exchange Inc. 731 1,153
    JPMorgan Chase & Co 917 1,017
    Jardine Matheson HD Unsp Adr    
    Jardine Matheson HD Unsp Adr    
    LVMH Moet Hennessy Adr 476 873
    Las Vegas Sands Corp    
    L Oreal Co Adr 566 914
    Moody's Corp 509 871
    Mondelez International Inc    
    Marsh & Mclennan Cos Inc 411 585
    Microsoft Corp 607 890
    Naspers Ltd Shs Cl N    
    Nutrien Ltd Reg Shs    
    Nestle S A Rep Rg Sh ADR 891 1,296
    Northrop Grumman Corp 595 609
    Novo Nordisk A S ADR 800 1,187
    Pernod-Ricard SA-Unspon 508 614
    Royal Dutch Shel PLC Spons Adr B    
    Reckitt Benckiser Group Plc 467 489
    Reckitt Benckiser Group Plc 504 580
    SAP Se Shs 570 652
    Sempra Energy    
    Seattle Genetics Inc    
    Safran SA-Unspon ADR 675 780
    Safran SA-Unspon ADR 444 496
    Shin-Etsu Chem-Unspon 566 1,275
    Softbank Group Corp    
    Taiwan S Manufctring ADR 976 2,617
    UnitedHealth Group Inc. 522 701
    Visa Inc. Class A Shrs 1,121 1,750
    Yum Brands Inc 411 543
    SMC Corp 660 1,219
    Wabtec 356 366
    Keyence Corp 554 1,124
    Airbus SE 1,290 1,147
    Abbott Labs 528 657
    Astrazeneca PLC Spnd Adr 311 350
    Asahi Kasei Corp ADR 28 21
    Asahi Kasei Corp 376 351
    Activision Blizzard Inc.    
    British Amn Tobaco Spadr 277 262
    Comcast Corp New Class A 522 786
    Carlsberg As Sponsoredad 472 643
    Diageo Plc Spsd Adr New 309 318
    Diageo Plc Spsd Adr New 155 159
    Danone-Spons ADR 540 432
    Enbridge Inc.    
    EOG Resources Inc.    
    HDFC Bank Ltd.    
    Intel Corp 161 149
    Koninkl Phil NV Sh New 94 108
    Koninkl Phil NV Sh New    
    Koninkl Phil NV Sh New    
    Koninkl Phil NV Sh New 696 867
    Las Vegas Sands Corp    
    MIcrosoft Corp 217 445
    Novo Nordisk A S ADR 341 489
    Novo Nordisk A S ADR 146 210
    Ryanair Holdings PLC Shs Adr 142 220
    Ryanair Holdings PLC Shs Adr 217 330
    Sempra Energy    
    Transdigm Group    
    UnitedHealth Group, Inc. 507 701
    Wabtec 147 220
    ABB Ltd 639 727
    ABB Ltd. 148 168
    ABB Ltd. 153 168
    Abbott Labs 148 219
    AON Plc Reg Shs 173 211
    ABB Ltd 290 336
    Ametek, Inc. 428 605
    Ametek, Inc. 625 847
    Astrazeneca Plc 417 550
    Asahi Kasei Corp ADR 271 268
    Asahi Kasei Corp ADR 237 413
    America Movil Sab De CV Series L 405 538
    America Movil Sab De CV Series L 75 102
    Anheuser-Busch Inbev 509 629
    AIA Group LTD 360 540
    American Tower Reit Inc. 209 224
    ASML Hldg NV NY 235 488
    ASML Hldg NV NY 369 488
    AES Corp 100 212
    Activision Blizzard Inc. 160 279
    Activision Blizzard, Inc. 407 464
    Apple, Inc. 248 531
    Broadcom Ltd 191 438
    British Amn Tobaco Spadr 130 150
    British Amn Tobaco Spadr 234 262
    CSX Corp 148 272
    Comcast Corp New Class A 147 210
    Costco Wholesale Crp Del 581 754
    Chevron Corp 140 169
    Chevron Corp 336 338
    Chevron Corp 364 338
    CME Group Inc. 150 182
    CIE Financiere Richemont 358 483
    CIE Financiere Richemont 415 582
    Carlsberg AS Sponsoredad 258 386
    Citizens Finl Group, Inc. 108 143
    Citizens Finl Group, Inc. 884 1,144
    Crown Castle REIT Inc. 137 159
    Charter Communications Inc 398 662
    Danaher Corp Del 129 222
    Danaher Corp Del 644 666
    Diageo Plc Spsd Adr New 115 159
    Danone-Spons ADR 130 144
    DNB ASA SP Adp 319 353
    DNB ASA SP Adp 177 353
    Essilorluxottica SA 260 389
    Enel Societa Per Azioni Unsp 897 1,086
    Enel Societa Per Azioni Unsp 128 223
    Enel Societa Per Azioni Unsp 372 609
    Airbus SE 313 464
    Equinix, Inc. 576 714
    Facebook Inc. 148 273
    Global Pmts Inc Georgia 142 215
    Genmab A/S Shs 137 325
    Genmab A/S Shs 37 41
    Genmab A/S Shs 74 81
    Godaddy Inc SHS Class A 225 415
    Gilead Sciences Inc 139 117
    Honeywell Intl Inc 505 638
    Honeywell Intl Inc 492 638
    Hilton Worldwide Holdings Inc. 728 779
    Jack Henry & Assoc Inc 151 162
    Intel Corp 139 149
    Industria De Diseno Textil Inditex Sa Sh 1,096 1,059
    Intercontinental Exchange Inc. 150 231
    JPMorgan Chase & Co 355 508
    KLA Corp 393 777
    KLA Corp 206 259
    Koninkl Phil NV Sh New 257 433
    Kering S A 816 797
    LVMH Moet Hennessy Adr 130 249
    London Stk Exchange Group Plc Shs Spon 628 750
    London Stk Exchange Group Plc Shs Spon 95 156
    L Oreal Co Adr 228 381
    Moody's Corp 187 290
    Marsh & Mclennan Cos Inc 179 234
    Microsoft Corp 277 445
    Nestle S A Rep Rg Sh ADR 185 236
    Northrop Grumman Corp 373 304
    Northrop Grumman Corp 291 304
    Novo Nordisk A S ADR 317 419
    Philip Morris Intl Inc 141 166
    Philip Morris Intl Inc 255 248
    Pernod-Ricard SA-Unspon 241 345
    Royal KPN N V SP Adr 429 544
    Royal KPN N V SP Adr 132 170
    Reckitt Benckiser Group Plc 141 199
    Reckitt Benckiser Group Plc 307 290
    Ryanair Holdings PLC Shs Adr 108 220
    Ryanair Holdings PLC Shs Adr 111 220
    Royal Caribbean Group 674 821
    Seagen, Inc. 660 1,576
    Seagen, Inc. 97 175
    SAP Se Shs 98 130
    SAP Se Shs 316 261
    Safran SA-Unspon ADR 388 674
    Shin-Etsu Chem-Unspon 190 396
    Total SE 376 419
    Total SE 305 335
    Taiwan S Manufacturing ADR 364 872
    Terumo Corp SHS 276 296
    Tencent Holdings Ltd ADR 462 647
    Tencent Holdings Ltd ADR 169 287
    Tencent Holdings Ltd ADR 384 575
    Tencent Holdings Ltd ADR 68 72
    UnitedHealth Group, Inc. 229 351
    UBS Group AG Namen-Akt 1,081 1,060
    Visa Inc. Class A Shrs 310 437
    Yum Brands Inc 139 217
    Yum Brands Inc 172 217
    Keyence Corp 271 562

    TY 2020 InvestmentsOtherSchedule2
    Name:
    David and Wynne Baruch Family Foundation
    EIN:
    82-4851400
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    Ishares 1-3 Treasury Bond AT COST    
    Ishares Msci China AT COST 3,127 3,968
    Graniteshares Gold AT COST 3,393 5,081
    Health Care Select Spdr AT COST 2,764 3,403
    Federated Ultrashort Bond Fund AT COST 245,722 248,966
    IShares S&P Glbl Health Care Sector AT COST 855 1,147
    Vanguard MSCI European ETF AT COST    
    Real Estate Select Sector AT COST    
    IShares Edge MSCI USA Quality Factor AT COST 11,622 16,734
    Schwab US Tips ETF AT COST    
    Kraneshares CSI China AT COST 1,141 1,689
    IShares Edge MSCI International AT COST    
    Sector Spdr Consmrs AT COST 2,651 3,440
    Sector Spdr Utilities AT COST 873 941
    IShares 7-10 Year Treas Bond AT COST 5,102 5,038
    IShares Iboxx $ Invt Grade Corp BD AT COST 2,985 3,039
    IShares Transportation Ave AT COST 1,400 1,764
    IShares Int Rate Hdg Lng-Trm Corp AT COST 9,894 10,431
    Vangaurd Msci European ETF AT COST 1,651 1,867
    IShartes Tr S&P Global Ma Materials AT COST 2,068 2,605
    IShares 10-20 Year Treasury Bond ETF AT COST 6,298 6,050
    IShares MSCI EAFE Small Cap AT COST 2,940 3,554
    IShares RS 2000 Value Current Yield AT COST 2,457 2,767
    Pimco 0-5 Year H/Y Corp Bond Index AT COST 3,409 3,536
    IShares Interest Rate Hedged Corp AT COST 2,679 2,771
    First Trust Low Duration Opportunities AT COST 7,585 7,515
    IShares MSCI Intl Qualit Factor ETF AT COST 5,980 8,130
    Sector Spdr Energy Current Yield AT COST 2,026 1,857

    TY 2020 LegalFeesSchedule
    Name:
    David and Wynne Baruch Family Foundation
    EIN:
    82-4851400
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Neal Gerber Eisenberg Legal 642 0 0 642


    TY 2020 OtherDecreasesSchedule
    Name:
    David and Wynne Baruch Family Foundation
    EIN:
    82-4851400
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Description Amount
    Securities 2,842


    TY 2020 OtherExpensesSchedule
    Name:
    David and Wynne Baruch Family Foundation
    EIN:
    82-4851400
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Bank Fees 158 158    
    Illinois Charity Bureau filing fee 15     15
    Secretary of State 10     10


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    David and Wynne Baruch Family Foundation
    EIN:
    82-4851400
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Investment Fees 5,305 5,305 0 0