Form990
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Department of the TreasuryInternal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
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OMB No. 1545-0047
2020
Open to Public Inspection
A For the 2020 calendar year, or tax year beginning 01-01-2020 , and ending 12-31-2020
BCheck if applicable:
CName of organization
THE AMERICAN SOCIETY FOR THE PREVENTION
OF CRUELTY TO ANIMALS
 
Doing business as
 
 
Number and street (or P.O. box if mail is not delivered to street address)
424 EAST 92ND STREET
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY101286804
D Employer identification number

13-1623829
E Telephone number

G Gross receipts $ 366,271,519
F Name and address of principal officer:
MATTHEW BERSHADKER
424 EAST 92ND ST
NEW YORK,NY101286804
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.ASPCA.ORG
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:  
L Year of formation: 1866
M State of legal domicile: NY
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: TO PROVIDE EFFECTIVE MEANS FOR THE PREVENTION OF CRUELTY TO ANIMALS IN THE U.S.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 13
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 12
5 Total number of individuals employed in calendar year 2020 (Part V, line 2a) ...... 5 1,252
6 Total number of volunteers (estimate if necessary) ............. 6 1,526
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a -24,202
b Net unrelated business taxable income from Form 990-T, line 39 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 254,185,353 287,167,570
9 Program service revenue (Part VIII, line 2g) ......... 14,074,642 15,574,692
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 8,578,545 19,142,994
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 2,210,434 2,886,849
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12) 279,048,974 324,772,105
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 14,439,720 12,653,002
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 99,270,657 103,770,439
16a Professional fundraising fees (Part IX, column (A), line 11e) ..... 7,469,024 2,525,661
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet55,056,031    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 129,449,035 148,807,189
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 250,628,436 267,756,291
19 Revenue less expenses. Subtract line 18 from line 12....... 28,420,538 57,015,814
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 393,129,611 470,124,444
21 Total liabilities (Part X, line 26)............. 53,122,402 62,836,904
22 Net assets or fund balances. Subtract line 21 from line 20..... 340,007,209 407,287,540
Part II
Signature Block
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Cat. No. 11282Y Form 990 (2020)
Form 990 (2020)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III..............
1
Briefly describe the organization’s mission: SEE SCHEDULE O
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? .....................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program
services? ...........................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 89,834,216 including grants of $ 4,499,519 ) (Revenue $ 15,574,692 )
SEE SCHEDULE OSHELTER AND VETERINARY SERVICES (SVS): SVS INCLUDES: THE ASPCA ANIMAL HOSPITAL (NYC); ASPCA SPAY/NEUTER ALLIANCE (NC); NORTHERN TIER SHELTER INITIATIVE; ASPCA ADOPTION CENTER (NYC); THE ANIMAL POISON CONTROL CENTER (IL); ANIMAL RECOVERY CENTER (NYC); CANINE ANNEX FOR RECOVERY & ENRICHMENT (NYC); KITTEN NURSERY (NYC); ANIMAL RELOCATION PROGRAM; AND COMMUNITY MEDICINE PROGRAMS INCLUDING SPAY/NEUTER CLINICS IN NEW YORK CITY, LOS ANGELES, AND ASHEVILLE, NORTH CAROLINA AND COMMUNITY VETERINARY CENTERS IN LIBERTY CITY, MIAMI, AND IN THE BOROUGHS OF THE BRONX AND BROOKLYN IN NEW YORK CITY. 2020 SVS HIGHLIGHTS1. OVERCOMING THE CHALLENGES OF COVID-19: RESPONDING TO ANIMALS IN NEEDTHE COVID-19 PANDEMIC PUT UNPRECEDENTED STRESS ON ANIMAL SHELTERS AND PET OWNERS ACROSS THE COUNTRY. TO ADDRESS THE MOST URGENT CHALLENGES TO CATS, DOGS, AND HORSES NATIONWIDE, THE ASPCA LAUNCHED THE COVID-19 RELIEF & RECOVERY INITIATIVE TO BRING LIFESAVING SERVICES TO PET OWNERS AND ANIMALS MOST IN NEED. IN 2020, THE ASPCA COMMITTED $7.5 MILLION TO ULTIMATELY ASSIST MORE THAN 320,000 ANIMALS THROUGH FREE PET FOOD DISTRIBUTION PROGRAMS, URGENT VETERINARY SERVICES, AND GRANT FUNDING TO ANIMAL SHELTERS AND RESCUE ORGANIZATIONS STRUGGLING TO MAINTAIN THEIR OPERATIONS. CONNECTING PET OWNERS WITH FOOD AND LIFESAVING SERVICESIN RESPONSE TO THE TREMENDOUS NEED FOR CRUCIAL PET FOOD AND SUPPLIES, THE ASPCA LAUNCHED REGIONAL PET FOOD DISTRIBUTION CENTERS IN NEW YORK CITY, MIAMI, LOS ANGELES, AND ASHEVILLE, NORTH CAROLINA, AND ALSO PROVIDED FREE PET FOOD AND DISTRIBUTION ASSISTANCE FOR LOCAL ANIMAL SHELTERS OPERATING THEIR OWN FOOD DISTRIBUTION CENTERS. FOR EXAMPLE, THE ASPCA HELPED SPEARHEAD AN EMERGENCY DELIVERY OF MORE THAN 16,000 POUNDS OF PET FOOD TO HUNDREDS OF DOGS IN 35 ALASKAN VILLAGES, WHOSE ACCESS TO FOOD AND SUPPLIES HAD BEEN CUT OFF DUE TO THE COVID-19 CRISIS. THE ASPCA ALSO PROVIDED FREE ACCESS TO URGENT VETERINARY CARE FOR STRUGGLING PET OWNERS AT ITS PERMANENT ASPCA COMMUNITY VETERINARY CENTERS IN MIAMI AND THE BRONX AND AT ITS TEMPORARY VETERINARY CENTERS IN LOS ANGELES, BROOKLYN, AND ASHEVILLE.IN NEW YORK CITY, THE ASPCA PROVIDED FREE EMERGENCY BOARDING FOR NYC PETS WHOSE OWNERS WERE HOSPITALIZED WITH COVID-19 OR NEEDED TEMPORARY PET CARE AND PARTNERED WITH NEW YORK CITY EMERGENCY MANAGEMENT TO ESTABLISH AND OPERATE THE CITY'S COVID-19 PET HOTLINE. THIS PHONE SERVICE PROVIDED INFORMATION, RESOURCES, AND VETERINARY CARE COORDINATION THAT ASSISTED MORE THAN 19,000 CITY ANIMALS.EMERGENCY FINANCIAL RELIEF FOR ANIMAL WELFARE ORGANIZATIONSIN 2020, THE ASPCA COVID RELIEF & RECOVERY INITIATIVE PROVIDED $7.5 MILLION TO HELP PET OWNERS AND ANIMAL WELFARE GROUPS IMPACTED BY COVID-19 THROUGH PET FOOD DISTRIBUTION, URGENT VETERINARY SERVICES, AND GRANT FUNDING TO MORE THAN 80 ORGANIZATIONS TO EASE FINANCIAL STRAIN AND SUPPORT ONGOING PROGRAMS, OPERATIONS, AND FUNDRAISING NEEDS. THE ASPCA ALSO GAVE A TOTAL OF $500,000 IN GRANT FUNDING TO FOOD BANK PARTNERS IN NEW YORK CITY, LOS ANGELES, AND MIAMI TO PROVIDE APPROXIMATELY 2 MILLION PET MEALS FOR PET OWNERS IMPACTED BY COVID-19.2. COMMUNITY MEDICINE: IMPROVING ACCESS TO AFFORDABLE VETERINARY SERVICESIN AUGUST 2020, THE ASPCA RELEASED DATA SHOWING THAT MORE THAN 3 MILLION HOUSEHOLDS IN THE U.S. ARE LIKELY TO ENTER POVERTY DUE TO THE COVID-19 CRISIS, POSSIBLY INCREASING THE NUMBER OF PETS LIVING IN POVERTY TO MORE THAN 24.4 MILLION ANIMALS. RESPONDING TO THESE INSIGHTS AND THE LIFE-THREATENING CHALLENGES THEY INDICATED, THE ASPCA CONTINUED PRIORITIZING PROGRAMS AND PARTNERSHIPS TO MAKE VETERINARY CARE MORE ACCESSIBLE AND AFFORDABLE TO PET OWNERS EXPERIENCING FINANCIAL HARDSHIP.HELPING PETS AND OWNERS IN NYCTHE ASPCA IS STEADILY BUILDING A NETWORK OF ASPCA COMMUNITY VETERINARY CENTERS ACROSS NEW YORK CITY TO PROVIDE LOW-INCOME PET OWNERS WITH ACCESS TO SUBSIDIZED PREVENTIVE AND BASIC CARE FOR DOGS AND CATS. THAT CARE INCLUDES VACCINATIONS, SPAY/NEUTER SURGERIES, TREATMENT FOR INFECTIONS, AND OTHER COMMON CONDITIONS.THE FIRST NEW YORK CITY ASPCA COMMUNITY VETERINARY CENTER OPENED IN THE SOUTH BRONX IN MARCH 2020 AND REMAINED OPEN DURING THE COVID-19 PANDEMIC, FOCUSING ON URGENT AND EMERGENCY MEDICAL CASES. BY THE END OF THE YEAR, THE CENTER HAD CARED FOR NEARLY 9,500 CATS AND DOGS. THE CENTER ALSO SERVED AS A COMMUNITY RESOURCE, PROVIDING FREE PET FOOD AND CRITICAL SUPPLIES TO PET OWNERS MOST IMPACTED BY THE CRISIS. THE SECOND NEW YORK CITY COMMUNITY VETERINARY CENTER OPENED ITS DOORS TO PETS IN BROOKLYN IN 2021, AND AN ADDITIONAL FACILITY IS SCHEDULED TO OPEN IN QUEENS IN 2022. BEYOND NEW YORK CITY, THE ASPCA'S COMMUNITY MEDICINE PROGRAMS IN LOS ANGELES AND MIAMI ALSO PROVIDE SERVICES IN COMMUNITIES WITH LIMITED ACCESS TO VETERINARY CARE. IN ADDITION TO PROVIDING SERVICE THROUGH COMMUNITY VETERINARY CENTERS, THE ASPCA OPERATES MOBILE VETERINARY CLINICS IN BROOKLYN AND THE SOUTH BRONX AND SUPPORTS THE ANIMAL RESCUE COMMUNITY AT ITS SPAY/NEUTER CLINIC IN GLENDALE, QUEENS. THE ASPCA ALSO OPERATES A FLEET OF MOBILE SPAY/NEUTER CLINICS THAT PROVIDES FREE AND LOW-COST, HIGH-QUALITY SPAY/NEUTER SURGERY FOR PET OWNERS IN ALL FIVE BOROUGHS OF NEW YORK CITY. THROUGHOUT A CHALLENGING YEAR, THE ASPCA SERVED NEARLY 29,000 NEW YORK CATS AND DOGS THROUGH THESE COMMUNITY MEDICINE PROGRAMS. A VITAL COMMUNITY RESOURCE IN MIAMIIN OCTOBER, THE ASPCA CELEBRATED THE ONE-YEAR ANNIVERSARY OF THE COMMUNITY VETERINARY CENTER IN LIBERTY CITY, MIAMI. BUILT IN PARTNERSHIP WITH MIAMI-DADE ANIMAL SERVICES AND MIAMI-DADE COUNTY, THE CENTER BRINGS AFFORDABLE AND ACCESSIBLE VETERINARY SERVICES TO PETS AND PET OWNERS IN MIAMI-DADE COUNTY, INCLUDING THE LIBERTY CITY AREA - A CRITICALLY UNDERSERVED COMMUNITY WHERE VETERINARY SERVICES ARE LARGELY INACCESSIBLE. THE CENTER OFFERS PARTIALLY AND FULLY SUBSIDIZED BASIC AND PREVENTIVE CARE FOR MIAMI CATS AND DOGS. DURING THE COVID-19 PANDEMIC, THE CENTER PIVOTED ITS SERVICES TO ASSIST MIAMI-DADE COUNTY PETS WHO WERE SICK, IN DISTRESS, AND IN IMMEDIATE NEED OF VETERINARY CARE, WAIVING FEES FROM MARCH 2020 THROUGH MARCH 2021 TO SUPPORT PET OWNERS FINANCIALLY IMPACTED BY COVID-19.IN 2020, THE MIAMI COMMUNITY VETERINARY CENTER SAW OVER 4,000 APPOINTMENTS. THE CENTER ALSO SERVED AS A RESOURCE CENTER, DISTRIBUTING FREE PET FOOD TO MIAMI PET OWNERS IN NEED. ASSISTING LOS ANGELES ANIMALS IN NEEDSINCE 2014, THE ASPCA HAS BEEN WORKING TO ASSIST ANIMALS IN UNDERSERVED COMMUNITIES IN THE LOS ANGELES AREA, BEGINNING WITH THE OPENING OF A STATIONARY SPAY/NEUTER CLINIC IN SOUTH LOS ANGELES. OVER THE LAST SIX YEARS, THE ASPCA HAS EXPANDED SERVICES TO INCLUDE MOBILE SPAY/NEUTER CLINICS AND MOBILE VETERINARY CLINICS DEDICATED TO PRIMARY PET CARE IN SOUTH L.A. AND L.A. COUNTY. DURING THE PANDEMIC, THE CLINIC IN SOUTH L.A. EXPANDED SERVICES TO TREAT SICK AND INJURED PETS FOR PEOPLE IMPACTED BY THE CRISIS. IN 2020, THE ASPCA ASSISTED 14,131 LOS ANGELES COMMUNITY ANIMALS THROUGH ITS STATIONARY AND MOBILE SPAY/NEUTER AND PRIMARY PET CARE CLINICS, INCLUDING 9,581 SPAY AND NEUTER SURGERIES AND 5,542 VISITS TO ASPCA PRIMARY PET CARE CLINICS. 3. ANIMAL RELOCATION AMID THE COVID-19 CRISISIN 2020, AS TRAVEL WAS SCALED BACK OR CANCELED AROUND THE WORLD, THE ASPCA WAS FORCED TO TEMPORARILY PAUSE ITS ANIMAL RELOCATION PROGRAM TO PRIORITIZE THE SAFETY OF ASPCA STAFF AND THE ANIMALS IN THE ASCPA'S CARE. IN JUNE, THE ASPCA INTRODUCED THE COVID-19 ANIMAL RELOCATION PREPAREDNESS GUIDE TO RESTART EFFORTS AND HELP SHELTERS AND RESCUES BEGIN RELOCATING ANIMALS SAFELY. USING BOTH GROUND AND AIR TRANSPORTATION, THE ANIMAL RELOCATION PROGRAM TRANSPORTED NEARLY 28,000 ANIMALS IN 2020 FROM "SOURCE SHELTERS" IN AREAS WITH HIGH HOMELESS PET POPULATIONS TO "DESTINATION SHELTERS" IN COMMUNITIES WHERE ADOPTABLE ANIMALS ARE IN HIGH DEMAND. THE ASPCA ANIMAL RELOCATION PROGRAM WORKED WITH MORE THAN 40 SOURCE PARTNER SHELTERS AND 60 DESTINATION PARTNER SHELTERS, AS WELL AS FIVE WAYSTATIONS (FACILITIES WHERE TRANSPORTED ANIMALS STAY OVERNIGHT TO REST AND REJUVENATE WHILE DRIVERS GET THEIR SLEEP) IN CALIFORNIA, KANSAS, KENTUCKY, TENNESSEE, AND VIRGINIA. SINCE STARTING THE RELOCATION PROGRAM IN 2014, THE ASPCA HAS TRANSPORTED MORE THAN 163,000 COMPANION ANIMALS ON OVER 6,800 TRIPS THROUGHOUT THE U.S., MAKING THE ASPCA THE LARGEST NATIONAL TRANSPORTER OF ANIMALS FOR ADOPTION SERVICES.IN ADDITION TO ITS RELOCATION EFFORTS, THE ASPCA PROVIDED $275,000 IN GRANTS TO 20 ORGANIZATIONS TO SUPPORT ANIMAL RELOCATION IN 2020.4. ANIMAL FOSTERING: HELPING VULNERABLE ANIMALS TRANSITION TO NEW HOMESPUBLIC INTEREST IN SUPPORTING SHELTERS AND HOMELESS ANIMALS DURING THE START OF THE COVID-19 CRISIS AND ONWARD WAS EVIDENT BY ENORMOUS AND UNPRECEDENTED ENTHUSIASM FOR FOSTERING AND ADOPTING VULNERABLE ANIMALS IN COMMUNITIES ACROSS THE COUNTRY.
4b (Code:   ) (Expenses $ 69,951,766 including grants of $   ) (Revenue $   )
SEE SCHEDULE OPUBLIC EDUCATION AND COMMUNICATIONS: ESSENTIAL TO THE ASPCA'S MISSION IS BRINGING AWARENESS TO ITS PROGRAMS AND EDUCATING THE PUBLIC, ILLUSTRATING HOW PEOPLE AND ORGANIZATIONS CAN ENGAGE AND GET INVOLVED IN HELPING TO PROTECT ANIMALS FROM CRUELTY. THE ASPCA HAD MORE THAN 51 MILLION PAGE VIEWS ON ASPCA.ORG IN 2020, BRINGING AWARENESS TO MORE THAN 3 MILLION SUPPORTERS AND THE PUBLIC ON ACTION THEY CAN TAKE ON BEHALF OF ANIMALS. SOCIAL MEDIA POSTINGS ARE A KEY PART OF THE ASPCA'S EDUCATION PROCESS, AND THEY UPDATED THE PUBLIC ON REGULATORY WINS AND PROVIDED DETAILS OF THE ASPCA'S ANTI-CRUELTY EFFORTS. THE ASPCA'S PROMOTIONS GENERATED NEARLY 27 MILLION SOCIAL MEDIA IMPRESSIONS IN 2020. THE PUBLIC WAS UPDATED ON ACTION THAT CAN BE TAKEN - LETTER WRITING, PHONE CALLS, SOCIAL MEDIA OUTREACH AND PETITIONS TO LEGISLATORS - TO ENSURE THAT ANIMALS ARE GIVEN THE GREATEST POSSIBLE PROTECTION UNDER THE LAW AND MADE AWARE OF HOW EACH PERSON CAN HELP THIS EFFORT. IN 2020, MORE THAN 100 ADVOCACY E-MAILS WERE SENT TO ASPCA SUPPORTERS URGING THEM TO TAKE ACTION ON A VARIETY OF ANIMAL WELFARE ISSUES. WITH THE HELP OF ADVOCATES, THE ASPCA SECURED NEW ANIMAL PROTECTION LAWS AND REGULATORY WINS FOR ANIMALS AT THE NATION'S CAPITAL AND ACROSS THE COUNTRY IN STATE LEGISLATURES. IN 2020, THE ASPCA DISTRIBUTED NEARLY 2 MILLION COPIES OF ASPCA ACTION, ITS MEMBER MAGAZINE, AND 15,000 COPIES - COMBINED PRINT AND DIGITAL - OF ITS ANNUAL REPORT. ASPCA ACTION INCLUDES INFORMATION ON ASPCA EVENTS AND PROGRAMS AS WELL AS PET CARE BEHAVIOR AND ADVICE. LEGISLATIVE AND ANIMAL ADVOCACY NEWS KEEPS MEMBERS UP-TO-DATE ON CURRENT AND FUTURE INITIATIVES AND HOW THEY CAN HELP ENSURE THAT ANIMALS RECEIVE NECESSARY PROTECTION UNDER THE LAW. THIS MAGAZINE IS AVAILABLE ON THE ASPCA WEBSITE, WHICH HAS MANY ADDITIONAL EDUCATIONAL RESOURCES FOR THE PUBLIC. THE ASPCA PROVIDED VITAL INSIGHT, HOPE, AND SUPPORT DURING THE PANDEMIC THROUGH MEDIA PLACEMENTS THAT HIGHLIGHTED ITS SUBSTANTIAL PANDEMIC-RESPONSE PROGRAMS AROUND THE COUNTRY. MANY OF THESE ARTICLES COVERED ONE OF THE MOST ENCOURAGING RESPONSES TO THE PANDEMIC: A DRAMATIC INCREASE IN ANIMAL FOSTERING ENTHUSIASM, WHICH HELPED SHELTER ANIMALS DIRECTLY AND ALLEVIATED PRESSURE ON STRAINED ANIMAL SHELTERS. IN 2020, THE ASPCA APPEARED FAVORABLY IN 15,323 ARTICLES AND BROADCASTS ACROSS TRADITIONAL MEDIA OUTLETS AND BLOGS, INCLUDING PLACEMENTS IN HIGH-EXPOSURE OUTLETS SUCH AS THE NEW YORK TIMES, THE ASSOCIATED PRESS, THE NEW YORK POST, FORBES, CNN, NBC NEWS, THE HILL, THE WASHINGTON POST, USA TODAY, AND GOOD MORNING AMERICA. AMONG THE FEATURED TOPICS WERE ASPCA EFFORTS RELATED TO ITS COVID-19 RESPONSE PROGRAMS, ADOPTION AND FOSTERING TRENDS AND CAMPAIGNS, LEGISLATIVE EFFORTS TO SUPPORT IMPACTFUL ANIMAL WELFARE POLICIES LOCALLY AND NATIONALLY, AND INITIATIVES TO STOP ANIMAL CRUELTY. THE ASPCA ALSO ENGAGED MANY CELEBRITY INFLUENCERS TO SUPPORT ITS LIFESAVING EFFORTS IN 2020, INCLUDING RICKY GERVAIS, BROOKE SHIELDS, MELISSA ETHERIDGE, ADRIEN BRODY, ANDY COHEN, AND EDIE FALCO, WHO CONTRIBUTED THEIR VOICES TO INCREASE AWARENESS OF THE ASPCA'S PROGRAMS FOR DOGS, CATS, HORSES, AND FARM ANIMALS IN NEED. THE ASPCA'S NATIONAL COMMUNICATIONS AND EDUCATION EFFORTS HAVE HELPED TO SIGNIFICANTLY ELEVATE THE STATUS OF ANIMALS SO THAT THEY ARE MORE CONSISTENTLY REGARDED AS DESERVING OF CARE AND ARE TREATED WITH THE KINDNESS AND RESPECT THAT THEY DESERVE. THIS ELEVATION OF STATUS HELPS MAKE LASTING CHANGE THROUGH LEGISLATIVE PROTECTIONS AS WELL.
4c (Code:   ) (Expenses $ 38,291,905 including grants of $ 8,153,483 ) (Revenue $   )
SEE SCHEDULE OPOLICY, RESPONSE AND ENGAGEMENT PROGRAMS (PRE): PRE INCLUDES THE BEHAVIORAL REHABILITATION CENTER (NC); THE CRUELTY RECOVERY CENTER (OH); THE ASPCA LEARNING LAB (NC); NATIONAL FIELD RESPONSE; LEGAL ADVOCACY; HUMANE LAW ENFORCEMENT, WHICH INCLUDES THE ASPCA-NEW YORK CITY POLICE DEPARTMENT (NYPD) PARTNERSHIP AND COMMUNITY ENGAGEMENT IN NYC, LOS ANGELES, AND MIAMI; EQUINE WELFARE; FARM ANIMAL WELFARE; BEHAVIORAL SCIENCE TEAM; ANIMAL FORENSIC SCIENCES TEAM; LEGAL ADVOCACY; ASPCA GRANTS; AND GOVERNMENT RELATIONS (NATIONAL, STATE, LOCAL)2020 PRE HIGHLIGHTS1. DISASTER AND CRUELTY RESPONSE: HELPING ANIMALS IN CRISISTHE ASPCA RESPONDS TO LOCATIONS WHERE ANIMALS ARE THREATENED BY CRUELTY OR WHO ARE AT RISK DUE TO NATURAL DISASTERS, EVEN DURING A GLOBAL PANDEMIC. RESCUING SUFFERING ANIMALS THOUGH THE COVID-19 PANDEMIC IMPACTED THE ASPCA'S ABILITY TO TRAVEL AT THE START OF 2020, THE ORGANIZATION REMAINED COMMITTED TO HELPING AT-RISK ANIMALS IN THEIR COMMUNITIES. IN NOVEMBER, THE ASPCA COLLABORATED WITH TWO TEXAS-BASED ANIMAL WELFARE ORGANIZATIONS TO ASSIST WITH THE CARE AND PLACEMENT OF 40 DOGS FOUND IN SUBSTANDARD CONDITIONS AND REMOVED FROM THE PROPERTY OF OVERWHELMED PET OWNERS NEAR SAN ANGELO, TEXAS. THE ASPCA REMOVED THE ANIMALS, INCLUDING PUPPIES, AND TRANSPORTED 20 OF THEM TO THE FORT WORTH AREA FOR IMMEDIATE CARE. THE REMAINING ANIMALS WERE TRANSPORTED TO THE ASPCA BEHAVIORAL REHABILITATION CENTER IN WEAVERVILLE, N.C., WHERE MULTIPLE ASPCA TEAMS PROVIDED CARE, INCLUDING MEDICAL AND SPECIALIZED BEHAVIORAL TREATMENT, TO PREPARE THE DOGS FOR ADOPTION.HELPING ANIMALS THREATENED BY NATURAL DISASTERSIN SEPTEMBER, THE ASPCA WAS ASKED FOR ASSISTANCE BY LOCAL ORGANIZATIONS AND DEPLOYED A TEAM OF RESPONDERS TO LAKE CHARLES, LOUISIANA, TO HELP PROVIDE EMERGENCY SHELTERING, DAILY CARE, ENRICHMENT, MEDICAL AND BEHAVIORAL CARE, AND REUNIFICATION SERVICES FOR ANIMALS DISPLACED BY HURRICANE LAURA, A CATEGORY 4 HURRICANE THAT ULTIMATELY KILLED 42 PEOPLE IN LOUISIANA, TEXAS, AND ARKANSAS.THE ASPCA ALSO HELPED TRANSPORT MORE THAN 100 ANIMALS WHO HAD BEEN HOMELESS OUT OF THE HURRICANE-IMPACTED COMMUNITY, FREEING UP MUCH-NEEDED SHELTER SPACE AND RESOURCES FOR LOCAL LOST PETS UNTIL THEY COULD BE REUNITED WITH THEIR OWNERS. THE ASPCA ALSO COLLABORATED WITH WINGS OF RESCUE TO EVACUATE HUNDREDS OF OTHER HOMELESS SHELTER ANIMALS THREATENED BY A STRING OF HURRICANES AND TROPICAL STORMS THAT IMPACTED THE GULF COAST DURING THE YEAR, INCLUDING HURRICANES DELTA AND SALLY, AND TROPICAL STORM BETA. THE UNOWNED ANIMALS WERE EVACUATED AT THE REQUEST OF MULTIPLE SHELTERS IN ALABAMA, TEXAS, AND LOUISIANA AND RELOCATED TO SHELTERS ACROSS THE COUNTRY, WHERE THEY WERE MADE AVAILABLE FOR ADOPTION. IN ADDITION TO PROVIDING BOOTS-ON-THE-GROUND SUPPORT IN THE AFTERMATH OF DISASTERS, THE ASPCA AWARDED $1 MILLION IN GRANT FUNDING TO 22 AUTHORIZED DISASTER RESPONSE AGENCIES IN 12 DIFFERENT STATES THAT SUPPORT COMPANION ANIMALS, EQUINES, AND THEIR OWNERS IN COMMUNITIES IMPACTED BY NATURAL DISASTERS. 2. GOVERNMENT RELATIONS: SUPPORTING LOCAL AND NATIONAL POLICIES THAT HELP ANIMALS IN NEEDWHEN THE PANDEMIC BEGAN, MANY LOCAL AND STATE GOVERNMENTS RIGHTFULLY RECOGNIZED THE ESSENTIAL ROLE ANIMAL SHELTERS PLAY IN THEIR COMMUNITIES BY INCLUDING THEM IN SAFETY ORDERS TO ALLOW THEM TO CONTINUE OPERATING. SUPPORTING THESE SAFETY ORDERS WERE AMONG SEVERAL LEGISLATIVE ADVOCACY MEASURES THE ASPCA WORKED ON TO ENSURE ANIMALS IN COMMUNITIES WERE CARED FOR AND NOT FORGOTTEN. DESPITE THE UNPRECEDENTED CHALLENGES THAT AROSE DURING THE PANDEMIC, THE ASPCA GOVERNMENT RELATIONS TEAM CONTINUED TO MAKE SIGNIFICANT PROGRESS IN PASSING BETTER LAWS AND REGULATIONS FOR THE BENEFIT OF ANIMALS. STATE LEGISLATIONIN FLORIDA, THE ASPCA LED EFFORTS TO PROTECT DOMESTIC VIOLENCE SURVIVORS AND THEIR PETS, SECURING THE PASSAGE OF A NEW LAW THAT ENSURES FAMILY PETS CAN BE INCLUDED IN ORDERS OF PROTECTION FROM DOMESTIC VIOLENCE. WITH THE PASSAGE OF THIS LIFESAVING NEW LAW, FLORIDA JOINED MORE THAN 30 OTHER STATES ENACTING MEANINGFUL PUBLIC POLICIES TO PROTECT HUMANS AND PETS FROM VIOLENCE IN THE HOME.AS STATES LOCKED DOWN IN EARLY 2020, SEVERELY HAMPERING ACCESS TO VETERINARY CARE, TELEMEDICINE BECAME A VALUABLE CLINICAL TOOL. IN CALIFORNIA, THE ASPCA SUCCESSFULLY SECURED THE ADOPTION OF EMERGENCY REGULATIONS PERMITTING THE USE OF TELEMEDICINE BY VETERINARIANS AND WORKED TO ENSURE THE ALLOWANCE OF TELEMEDICINE WITHIN STAY-AT-HOME ORDERS ENACTED ACROSS THE COUNTRY. THE ASPCA ALSO SUCCESSFULLY LOBBIED FOR A NEW LAW REQUIRING EVERY COUNTY IN FLORIDA THAT MAINTAINS DESIGNATED EMERGENCY SHELTERS TO HAVE THOSE SHELTERS ACCOMMODATE PEOPLE WITH PETS.IN MISSOURI, THE ASPCA CONTINUES TO COLLABORATE WITH LOCAL ANIMAL WELFARE ORGANIZATIONS TO OVERTURN LAWS THAT TARGET SPECIFIC BREEDS AND PREVENT FUTURE ONES FROM BEING ENACTED. THE ASPCA'S EFFORT TO CHAMPION A STATEWIDE LAW PROHIBITING BREED BANS IN 2020 RESULTED IN THE BILL PASSING OUT OF THE FULL STATE HOUSE OF REPRESENTATIVES. FEDERAL LEGISLATION IN DECEMBER, CONGRESS PASSED THE FY 2021 APPROPRIATIONS BILL, RETAINING CRITICAL PROTECTIONS FOR ANIMALS AND ADDING NEW PROVISIONS THAT HELP BOTH PEOPLE AND ANIMALS.NEW PROTECTIONS SIGNED INTO LAW INCLUDE: - LANGUAGE DIRECTING THE USDA TO MOVE FORWARD WITH A RULE TO PROTECT ANIMALS IN DISASTERS, ENSURING THAT ANIMAL WELFARE ACT LICENSE HOLDERS HAVE EMERGENCY PLANS IN PLACE - ENCOURAGEMENT FOR THE USDA TO NOTE ANIMAL CARE VIOLATIONS IN FEDERALLY INSPECTED PUPPY MILLS ON INSPECTION REPORTS- $14 MILLION IN ADDITIONAL FUNDING AIMED AT SHIFTING THE BUREAU OF LAND MANAGEMENT'S WILD HORSE AND BURRO PROGRAM TOWARD HUMANE CARE AND PREVENTATIVE MANAGEMENT TO ENSURE FEDERALLY PROTECTED HORSES AND BURROS CAN ROAM FREELY ON THEIR RANGELANDS- FUNDING FOR LIFESAVING GRANTS TO KEEP DOMESTIC VIOLENCE SURVIVORS AND THEIR PETS TOGETHER - ADDITIONAL FUNDING AND LANGUAGE URGING NEW MEASURES TO STRENGTHEN THE HORSE PROTECTION ACT, WHICH FORBIDS THE CRUEL PRACTICE OF SORING- FUNDING FOR THE USDA'S OFFICE OF INSPECTOR GENERAL TO INVESTIGATE ILLEGAL ANIMAL FIGHTING THIS LEGISLATION ALSO RETAINS CRITICAL ANIMAL WELFARE PROVISIONS FROM PREVIOUS YEARS, INCLUDING LONGSTANDING ANTI-SLAUGHTER PROTECTIONS FOR DOMESTIC AND WILD HORSES - A PROVISION THE ASPCA HAS CHAMPIONED FOR MORE THAN A DECADE.IN 2020, THE ASPCA AND ITS PARTNERS MADE SIGNIFICANT PROGRESS IN ADVANCING THE SAFEGUARD AMERICAN FOOD EXPORTS (SAFE) ACT, FEDERAL LEGISLATION THAT WOULD PERMANENTLY BAN HORSE SLAUGHTER IN THE UNITED STATES AND END THE EXPORT OF AMERICAN HORSES FOR SLAUGHTER. THIS BILL HAS BROAD BIPARTISAN SUPPORT IN CONGRESS, INCLUDING THE SUPPORT OF MORE THAN HALF OF THE U.S. HOUSE OF REPRESENTATIVES. IN FEBRUARY, AFTER MULTIPLE LAWSUITS BY ANIMAL WELFARE GROUPS, INCLUDING THE ASPCA, THE USDA WAS FORCED TO REPOST ANIMAL WELFARE RECORDS IT HAD ABRUPTLY PURGED FROM ITS ONLINE DATABASE IN 2017. THE ASPCA CONTINUES TO BUILD AWARENESS OF THE USDA'S POOR ENFORCEMENT OF THE ANIMAL WELFARE ACT AND COMMIT TO ACTION AND ADVOCACY THAT ENSURES THE USDA PROTECTS ANIMALS UNDER ITS CARE.THE ALARMING SPREAD OF COVID-19 AMONG SLAUGHTERHOUSE EMPLOYEES EXPOSED MASSIVE VULNERABILITIES IN THE FOOD SYSTEM, ESPECIALLY REGARDING THE SPEED OF PRODUCTION AT THESE FACILITIES. RATHER THAN SUSPEND LINE SPEED INCREASES TO ACCOMMODATE SOCIAL DISTANCING, THE USDA ALLOWED MORE SLAUGHTERHOUSES TO OPERATE AT EXTREME SPEEDS AT THE HEIGHT OF THE PANDEMIC. TO ADDRESS THESE DISTURBING ISSUES, FEDERAL LAWMAKERS INTRODUCED THE SAFE LINE SPEEDS DURING COVID-19 ACT, WHICH WOULD REVOKE ANY LINE SPEED INCREASE APPROVALS ISSUED TO SLAUGHTER PLANTS AND SUSPEND LINE SPEED INCREASES DURING THE COVID-19 CRISIS.3. EQUINE WELFARE: EXPLORING AND APPLYING THE BEST WAYS TO HELP AT-RISK HORSESHOMELESS HORSES DON'T TYPICALLY GET AS MUCH EXPOSURE AS HOMELESS DOGS AND CATS, BUT THEY ARE JUST AS VULNERABLE TO A WIDE RANGE OF UNIQUE, LIFE-THREATENING CHALLENGES. THE ASPCA IS DEVELOPING INNOVATIVE PROGRAMS AND GROUNDBREAKING PARTNERSHIPS THAT HELP MORE HORSES AND OTHER EQUINES FIND NEW HOMES AND CAREERS, KEEP THEM SAFE AND HEALTHY, AND PROTECT EQUINES WHO FALL VICTIM TO CRUELTY OR OTHER CRISES. THE RIGHT HORSE INITIATIVE, WHICH BECAME AN OFFICIAL ASPCA PROGRAM IN NOVEMBER 2019, BUILDS AND REINFORCES PARTNERSHIPS AMONG EQUINE RESCUES, SHELTERS, AND THE EQUINE INDUSTRY TO INNOVATE AND PROMOTE EQUINE ADOPTION. IN ITS FIRST YEAR AS AN OFFICIAL PROGRAM OF THE ASPCA, THE RIGHT HORSE INITIATIVE HELPED MORE THAN 3,500 EQUINES FIND SAFE AND LOVING HOMES.
4d Other program services (Describe in Schedule O.)
(Expenses $   including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet198,077,887
Form 990 (2020)
Form 990 (2020)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? ...
2
 
No
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part IClick to see attachment.............
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment.........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, Part IIIClick to see attachment..
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment.........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment....
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes,"
complete Schedule D, Part IIIClick to see attachment..............
8
 
No
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi endowments? If "Yes," complete Schedule D, Part V......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete
Schedule D, Part VI. Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
Yes
 
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete
Schedule D, Parts XI and XIIClick to see attachment......................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States? .....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV.....Click to see attachment
15
 
No
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...Click to see attachment
16
 
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I(see instructions) ....Click to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................Click to see attachment
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.....Click to see attachment
21
Yes
 
Form 990 (2020)
Form 990 (2020)
Page 4
Part IV
Checklist of Required Schedules (continued)
Yes
No
22
Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........Click to see attachment
22
 
No
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a...............
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? ...............
24c
 
 
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I ....
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I.......................
25b
 
No
26
Did the organization report any amount on Part X, line 5 or 22 for receivables from or payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part II...........
26
 
No
27
Did the organization provide a grant or other assistance to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or employee thereof, a grant selection committee member, or to a 35% controlled entity (including an employee thereof) or family member of any of these persons?
If "Yes," complete
Schedule L, Part III.........................
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, key employee, creator or founder, or substantial contributor? If "Yes," complete Schedule L, Part IV......................
28a
 
No
b
A family member of any individual described in line 28a? If "Yes," complete Schedule L, Part IV.....
28b
 
No
c
A 35% controlled entity of one or more individuals and/or organizations described in lines 28a or 28b? If "Yes," complete Schedule L, Part IV.....................
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M .................Click to see attachment
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II........................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I............Click to see attachment
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1.........................Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ...Click to see attachment
35b
 
No
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V...........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable ..
1a
164
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
 
 
Form 990 (2020)
Form 990 (2020)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance (continued)
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
1,252
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ..
4a
 
No
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ......................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? ....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided? .....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? .........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ......................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? ........
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the sponsoring organization make any taxable distributions under section 4966?........
9a
 
 
b
Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state? .........
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
15
Is the organization subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess parachute payment(s) during the year? ....................
If "Yes," see instructions and file Form 4720, Schedule N.
15
 
No
16
Is the organization an educational institution subject to the section 4968 excise tax on net investment income? ..
If "Yes," complete Form 4720, Schedule O.
16
 
No
Form 990 (2020)
Form 990 (2020)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
1a
13
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent
1b
12
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .
4
Yes
 
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .......................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done...................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the states with which a copy of this Form 990 is required to be filedMediumBullet
AL , AR , CA , CO , CT , FL , GA , HI , IL , KS , KY , LA , MD , MA , MI , MN , MS , NH , NJ , NM , NY , OK , OR , PA , RI , SC , TN , UT , VA , WV , WI
18
Section 6104 requires an organization to make its Form 1023 (or 1024-A if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBulletGORDON LAVALETTE CFO520 EIGHTH AVENUE 7TH FLOOR   NEW YORK,NY10018 (212) 876-7700
Form 990 (2020)
Form 990 (2020)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

See instructions for the order in which to list the persons above.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) MATT BERSHADKER......................................................................
PRESIDENT & CHIEF EXECUTIVE OFFICER
 65.00
.................
2.00 		X   X       856,673 0 109,331
(2) FREDERICK TANNE......................................................................
CHAIRPERSON TO 6/30/20,THEN DIRECTOR
 1.00
.................
0.00 		X   X       0 0 0
(3) SALLY SPOONER......................................................................
VICE CHAIR TO 6/30/20 THEN CHAIRPERSON
 3.00
.................
0.00 		X   X       0 0 0
(4) SCOTT THIEL......................................................................
VICE CHAIRPERSON AS OF 6/30/20
 1.00
.................
0.00 		X   X       0 0 0
(5) JANE W PARVER......................................................................
TREASURER
 1.00
.................
0.00 		X   X       0 0 0
(6) LINDA LLOYD LAMBERT......................................................................
SECRETARY
 1.00
.................
0.00 		X   X       0 0 0
(7) ARRIANA BOARDMAN......................................................................
DIRECTOR
 1.00
.................
0.00 		X           0 0 0
(8) MICHAEL D'ALTO......................................................................
DIRECTOR AS OF 6/2020
 1.00
.................
0.00 		X           0 0 0
(9) C ALLEN PARKER......................................................................
DIRECTOR
 1.00
.................
0.00 		X           0 0 0
(10) JEFFREY A PFEIFLE......................................................................
DIRECTOR
 1.00
.................
0.00 		X           0 0 0
(11) MARTIN PURIS......................................................................
DIRECTOR
 1.00
.................
0.00 		X           0 0 0
(12) MARY JO WHITE......................................................................
DIRECTOR
 1.00
.................
0.00 		X           0 0 0
(13) TIM F WRAY......................................................................
DIRECTOR
 1.00
.................
0.00 		X           0 0 0
(14) BILL LEE......................................................................
SVP & CFO TO 10/9/20
 50.00
.................
5.00 		    X       323,522 0 44,067
(15) ELIZABETH ESTROFF......................................................................
SVP, COMMUNICATIONS
 50.00
.................
0.00 		      X     388,971 0 59,091
(16) BEVERLY JONES......................................................................
SVP, CHIEF LEGAL OFFICER
 50.00
.................
2.00 		      X     348,552 0 54,726
(17) BERT TROUGHTON......................................................................
SVP, SHELTER & VETERINARY SERVICES
 50.00
.................
0.00 		      X     351,916 0 46,679
Form 990 (2020)
Form 990 (2020)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) CHERYL BUCCI........................................................................
SENIOR VICE PRESIDENT, OPS & PEOPLE
 50.00
.......................0.00 		      X     322,318 0 64,257
(19) TODD HENDRICKS........................................................................
SVP, DEVELOPMENT
 50.00
.......................0.00 		      X     373,751 0 35,942
(20) STACY WOLF........................................................................
SVP, POLICY, RESPONSE & ENGAGEMENT
 50.00
.......................0.00 		      X     331,052 0 31,948
(21) J'MAI GAYLE........................................................................
DIRECTOR, SURGERY
 50.00
.......................0.00 		        X   288,706 0 59,776
(22) NANCY PERRY........................................................................
SVP, GOVERNMENT RELATIONS
 50.00
.......................0.00 		        X   263,076 0 45,962
(23) JENNIFER CHIN........................................................................
VICE PRESIDENT, LEGAL ADVOC/INVESTIG
 50.00
.......................0.00 		        X   255,157 0 36,869
(24) CAMILLE DECLEMENTI........................................................................
VICE PRESIDENT,ASPCA ANIMAL HOSPITAL
 50.00
.......................0.00 		        X   248,998 0 34,872
(25) SARAH LEVIN GOODSTINE........................................................................
SVP, OPERATIONS & STRATEGY TO 3/1/20
 50.00
.......................0.00 		        X   245,838 0 14,731










1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)...........MediumBullet 4,598,530 0 638,251
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet222
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
 
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
EAGLE-COM INC

2300 YONGE ST SUITE1700
TORONTO,ONTARIOM4P 1E4
CA 		DONOR ACQUISITION 40,371,616
LAUGHLIN CONSTABLE INC

207 E MICHIGAN ST
MILWAUKEE,WI53202 		DONOR ACQUISITION 8,723,204
EDGE DIRECT LLC

3030 WATERVIEW AVENUE
BALTIMORE,MD21230 		DONOR ENGAGEMENT 6,565,235
GOOGLE INC DEPT 33654

1600 AMPHITHEATRE PKWY
MOUNTAIN VIEW,CA94043 		DONOR ACQUISITION 5,734,695
PATTON KIEHL

17026 BULL CHURCH ROAD
WOODFORD,VA22580 		DONOR ENGAGEMENT 4,124,583
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet116
Form 990 (2020)
Form 990 (2020)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII.............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512 - 514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues..1b  
c Fundraising events..1c 359,380
d Related organizations1d  
e Government grants (contributions)1e  
f All other contributions, gifts, grants, and similar amounts not included above1f 286,808,190
g Noncash contributions included in lines 1a - 1f:$ 1g 3,255,430
h Total. Add lines 1a-1f.......MediumBullet 287,167,570
Program Service RevenueAmt Business Code
2a ANIMAL POISON CONTROL CENTER FEES 900000 14,566,351 14,566,351    
b MOBILE CLINIC VET. & CLINIC REVEN 900000 810,030 810,030    
c ANIMAL HOSPITAL FEES 900000 158,243 158,243    
d ADOPTION CENTER FEES 900000 40,068 40,068    
e
f All other program service revenue.        
g Total. Add lines 2a–2f .....MediumBullet 15,574,692
OtherAmtRevenueAmt 3 Investment income (including dividends, interest, and othersimilar amounts) ......MediumBullet 4,904,698     4,904,698
4 Income from investment of tax-exempt bond proceedsMediumBullet        
5 Royalties...........MediumBullet 2,789,471     2,789,471
(ii) Personal (i) Real
6a Gross rents     6a
b Less: rental expenses     6b
c Rental income or (loss)     6c
d Net rental income or (loss).......MediumBullet        
(ii) Other (i) Securities
7a Gross amount from sales of assets other than inventory   55,610,485 7a
b Less: cost or other basis and sales expenses   41,372,189 7b
c Gain or (loss)   14,238,296 7c
d Net gain or (loss).........MediumBullet 14,238,296     14,238,296
8a Gross income from fundraising events (not including $ 359,380of contributions reported on line 1c). See Part IV, line 18 ....
8a 5,000
b Less: direct expenses ... 8b 127,225
c Net income or (loss) from fundraising events..MediumBullet -122,225   -122,225
9a Gross income from gaming activities.
See Part IV, line 19 ...
9a  
b Less: direct expenses ... 9b  
c Net income or (loss) from gaming activities..MediumBullet        
10a Gross sales of inventory, less
returns and allowances ..
10a  
b Less: cost of goods sold .. 10b  
c Net income or (loss) from sales of inventory..MediumBullet        
Business Code Miscellaneous Revenue
11a LIST SALES 900099 243,805     243,805
b LOSS FROM K-1 ACTIVITY 900099 -24,202   -24,202  
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet 219,603
12 Total revenue. See instructions.....MediumBullet 324,772,105 15,574,692 -24,202 22,054,045
Form 990 (2020)
Form 990 (2020)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX..............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising
expenses
1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 .... 12,653,002 12,653,002
2 Grants and other assistance to domestic individuals. See Part IV, line 22 ...........    
3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. .............    
4 Benefits paid to or for members .......    
5 Compensation of current officers, directors, trustees, and key employees ........... 3,742,796 1,796,543 1,272,549 673,704
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .........        
7 Other salaries and wages........ 75,541,904 63,805,272 5,421,916 6,314,716
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 4,272,669 3,622,841 292,726 357,102
9 Other employee benefits ....... 14,473,266 12,084,467 1,129,991 1,258,808
10 Payroll taxes ........... 5,739,804 4,761,665 470,852 507,287
11 Fees for services (non-employees):        
a Management ...... 489,540 167,300 255,368 66,872
b Legal ......... 1,218,523 728,150 255,194 235,179
c Accounting ........... 549,868   549,868  
d Lobbying ........... 301,577 301,577    
e Professional fundraising services. See Part IV, line 17 2,525,661 2,525,661
f Investment management fees ...... 856,992   856,992  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) 10,043,255 8,899,952 390,918 752,385
12 Advertising and promotion .... 63,677,450 39,113,287 108,888 24,455,275
13 Office expenses ....... 24,623,649 15,301,678 150,210 9,171,761
14 Information technology ...... 14,962,860 6,988,202 624,502 7,350,156
15 Royalties ..        
16 Occupancy ........... 6,155,947 4,464,292 1,131,569 560,086
17 Travel ............ 4,239,392 4,133,729 52,632 53,031
18 Payments of travel or entertainment expenses for any federal, state, or local public officials .        
19 Conferences, conventions, and meetings .... 193,595 119,534 49,193 24,868
20 Interest ...........        
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization .. 5,680,908 4,693,872 664,102 322,934
23 Insurance ... 1,717,569 1,397,995 217,198 102,376
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a VETERINARY & MEDICAL SE 5,619,728 5,619,728   0
b OPERATING SUPPLIES 5,578,936 5,432,655 81,267 65,014
c MISCELLANEOUS EXPENSES 1,691,435 1,368,704 256,781 65,950
d REPAIRS AND MAINTENANCE 1,205,965 623,442 389,657 192,866
e All other expenses        
25 Total functional expenses. Add lines 1 through 24e 267,756,291 198,077,887 14,622,373 55,056,031
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720). 103,829,387 60,079,808 179,557 43,570,022
Form 990 (2020)
Form 990 (2020)
Page 11
Part X
Balance Sheet
Check if Schedule O contains a response or note to any line in this Part IX..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing ........ 21,449,443 1 10,594,590
2 Savings and temporary cash investments ......... 27,107,238 2 40,616,194
3 Pledges and grants receivable, net ...... 14,098,940 3 13,654,044
4 Accounts receivable, net ............. 7,234,837 4 5,301,656
5 Loans and other receivables from any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
  5  
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
  6  
7 Notes and loans receivable, net ...........   7  
8 Inventories for sale or use ............   8  
9 Prepaid expenses and deferred charges ...... 3,452,748 9 5,488,607
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 113,760,734
b Less: accumulated depreciation 10b 52,595,935 57,658,526 10c 61,164,799
11 Investments—publicly traded securities . 146,391,767 11 219,911,584
12 Investments—other securities. See Part IV, line 11 ..... 69,277,172 12 59,439,736
13 Investments—program-related. See Part IV, line 11 ..   13  
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ........... 46,458,940 15 53,953,234
16 Total assets. Add lines 1 through 15 (must equal line 33)... 393,129,611 16 470,124,444
Liabilities 17 Accounts payable and accrued expenses ..... 16,312,604 17 19,045,160
18 Grants payable ... 1,535,699 18 1,313,840
19 Deferred revenue .........   19  
20 Tax-exempt bond liabilities .........   20  
21 Escrow or custodial account liability. Complete Part IV of Schedule D   21  
22 Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
  22  
23 Secured mortgages and notes payable to unrelated third parties ..   23  
24 Unsecured notes and loans payable to unrelated third parties ..   24  
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D 35,274,099 25 42,477,904
26 Total liabilities. Add lines 17 through 25.. 53,122,402 26 62,836,904
Net Assets or Fund Balance Organizations that follow FASB ASC 958, check here MediumBullet and complete lines 27, 28, 32, and 33.
27 Net assets without donor restrictions .......... 264,507,765 27 334,126,940
28 Net assets with donor restrictions ........... 75,499,444 28 73,160,600
Organizations that do not follow FASB ASC 958, check here MediumBullet and complete lines 29 through 33.
29 Capital stock or trust principal, or current funds .....   29  
30 Paid-in or capital surplus, or land, building or equipment fund ...   30  
31 Retained earnings, endowment, accumulated income, or other funds   31  
32 Total net assets or fund balances ........... 340,007,209 32 407,287,540
33 Total liabilities and net assets/fund balances ........ 393,129,611 33 470,124,444
Form 990 (2020)
Form 990 (2020)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
324,772,105
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
267,756,291
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
57,015,814
4
Net assets or fund balances at beginning of year (must equal Part X, line 32, column (A)) ..
4
340,007,209
5
Net unrealized gains (losses) on investments ...............
5
8,403,623
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
1,860,894
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 32, column (B))
10
407,287,540
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII.............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
 
No
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
 
 
Form 990 (2020)
Form 990 (2020)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ.
right arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
THE AMERICAN SOCIETY FOR THE PREVENTION
OF CRUELTY TO ANIMALS
Employer identification number

13-1623829
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)
1
2
3
4
5
6
7
8
9
10
11
12
a
b
c
d
e
f
Enter the number of supported organizations ...............................  
g
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 10 above (see instructions)) (iv) Is the organization listed in your governing document? (v) Amount of monetary support (see instructions) (vi) Amount of other support (see instructions)
Yes No
Total
 
   
For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization failed to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") .. 197,064,307 219,969,109 243,128,195 254,185,353 287,167,570 1,201,514,534
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3 197,064,307 219,969,109 243,128,195 254,185,353 287,167,570 1,201,514,534
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..  
6 Public support. Subtract line 5 from line 4. 1,201,514,534
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
7 Amounts from line 4.. 197,064,307 219,969,109 243,128,195 254,185,353 287,167,570 1,201,514,534
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 4,588,637 5,149,538 6,362,100 8,276,288 7,694,169 32,070,732
9 Net income from unrelated business activities, whether or not the business is regularly carried on.. 37,048 145,264 131,748     314,060
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.).. 253,763 311,653 341,899 254,737 243,805 1,405,857
11 Total support. Add lines 7 through 10 1,235,305,183
12
12
70,284,122
13
First 5 years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
97.260 %
15
15
97.210 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose            
3 Gross receipts from activities that are not an unrelated trade or business under section 513 .....            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge            
6 Total. Add lines 1 through 5            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support. (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 4
Part IV
Supporting Organizations
(Complete only if you checked a box on line 12 of Part I. If you checked box 12a, of Part I, complete Sections A and B. If you checked box 12b, of Part I, complete Sections A and C. If you checked box 12c, of Part I, complete Sections A, D, and E. If you checked box12d, of Part I, complete Sections A and D, and complete Part V.)
Section A. All Supporting Organizations
Yes
No
1
Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.
1
 
 
2
Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).
2
 
 
3a
Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer lines 3b and 3c below.
3a
 
 
b
Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.
3b
 
 
c
Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.
3c
 
 
4a
Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked box 12a or 12b in Part I, answer lines 4b and 4c below.
4a
 
 
b
Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.
4b
 
 
c
Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.
4c
 
 
5a
Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer lines 5b and 5c below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).
5a
 
 
b
Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?
5b
 
 
c
Substitutions only. Was the substitution the result of an event beyond the organization's control?
5c
 
 
6
Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.
6
 
 
7
Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ) .
7
 
 
8
Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ).
8
 
 
9a
Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons, as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.
9a
 
 
b
Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.
9b
 
 
c
Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.
9c
 
 
10a
Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.
10a
 
 
b
Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).
10b
 
 
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 5
Part IV
Supporting Organizations (continued)
Yes
No
11
Has the organization accepted a gift or contribution from any of the following persons?
a
A person who directly or indirectly controls, either alone or together with persons described in lines 11b and 11c below, the governing body of a supported organization?
11a
 
 
b
A family member of a person described in 11a above?
11b
 
 
c
A 35% controlled entity of a person described in line 11a or 11b above? If “Yes” to 11a, 11b, or 11c, provide detail in Part VI.
11c
 
 
Section B. Type I Supporting Organizations
Yes
No
1
Did the officers, directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.
1
 
 
2
Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.
2
 
 
Section C. Type II Supporting Organizations
Yes
No
1
Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).
1
 
 
Section D. All Type III Supporting Organizations
Yes
No
1
Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?
1
 
 
2
Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).
2
 
 
3
By reason of the relationship described in line 2 above, did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.
3
 
 
Section E. Type III Functionally-Integrated Supporting Organizations
1
Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):
a
b
c
2
Activities Test. Answer lines 2a and 2b below.
Yes
No
a
Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.
2a
 
 
b
Did the activities described in line 2a, above constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.
2b
 
 
3
Parent of Supported Organizations. Answer lines 3a and 3b below.
a
Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations?If "Yes" or "No", provide details in Part VI.
3a
 
 
b
Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.
3b
 
 
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 6
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations
1
Section A - Adjusted Net Income (A) Prior Year (B) Current Year
(optional)
1 Net short-term capital gain 1    
2 Recoveries of prior-year distributions 2    
3 Other gross income (see instructions) 3    
4 Add lines 1 through 3 4    
5 Depreciation and depletion 5    
6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) 6    
7 Other expenses (see instructions) 7    
8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8    
Section B - Minimum Asset Amount (A) Prior Year (B) Current Year
(optional)
1 Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): 1
a Average monthly value of securities 1a    
b Average monthly cash balances 1b    
c Fair market value of other non-exempt-use assets 1c    
d Total (add lines 1a, 1b, and 1c) 1d    
e Discount claimed for blockage or other factors
(explain in detail in Part VI):  
2 Acquisition indebtedness applicable to non-exempt use assets 2    
3 Subtract line 2 from line 1d 3    
4 Cash deemed held for exempt use. Enter 0.015 of line 3 (for greater amount, see instructions). 4    
5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5    
6 Multiply line 5 by 0.035 6    
7 Recoveries of prior-year distributions 7    
8 Minimum Asset Amount (add line 7 to line 6) 8    
Section C - Distributable Amount Current Year
1 Adjusted net income for prior year (from Section A, line 8, Column A) 1  
2 Enter 85% of line 1 2  
3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3  
4 Enter greater of line 2 or line 3 4  
5 Income tax imposed in prior year 5  
6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) 6  
7
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 7
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations(continued)
Section D - Distributions Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes 1  
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in
excess of income from activity 		2  
3 Administrative expenses paid to accomplish exempt purposes of supported organizations 3  
4 Amounts paid to acquire exempt-use assets 4  
5 Qualified set-aside amounts (prior IRS approval required - provide details in Part VI) 5  
6 Other distributions (describe in Part VI). See instructions 6  
7Total annual distributions. Add lines 1 through 6. 7  
8 Distributions to attentive supported organizations to which the organization is responsive (provide
details in Part VI). See instructions 		8  
9 Distributable amount for 2020 from Section C, line 6 9  
10 Line 8 amount divided by Line 9 amount 10  
Section E - Distribution Allocations (see instructions) (i)
Excess Distributions 		(ii)
Underdistributions
Pre-2020 		(iii)
Distributable
Amount for 2020
1 Distributable amount for 2020 from Section C, line 6  
2 Underdistributions, if any, for years prior to 2019 (reasonable cause required-- explain in Part VI).
See instructions.		  
3 Excess distributions carryover, if any, to 2020:
a From 2015.......  
b From 2016.......  
c From 2017.......  
d From 2018.......  
e From 2019.......  
fTotal of lines 3a through e  
g Applied to underdistributions of prior years  
h Applied to 2020 distributable amount  
i Carryover from 2015 not applied (see
instructions) 		 
j Remainder. Subtract lines 3g, 3h, and 3i from line 3f.  
4Distributions for 2020 from Section D, line 7:
$  
a Applied to underdistributions of prior years  
b Applied to 2020 distributable amount  
c Remainder. Subtract lines 4a and 4b from line 4.  
5 Remaining underdistributions for years prior to
2020, if any. Subtract lines 3g and 4a from line 2.
If the amount is greater than zero, explain in Part VI.
See instructions. 		 
6 Remaining underdistributions for 2020. Subtract
lines 3h and 4b from line 1. If the amount is greater
than zero, explain in Part VI. See instructions. 		 
7 Excess distributions carryover to 2021. Add lines
3j and 4c. 		 
8 Breakdown of line 7:
a Excess from 2016.....  
b Excess from 2017.....  
c Excess from 2018.....  
d Excess from 2019.....  
e Excess from 2020.....  
Schedule A (Form 990 or 990-EZ) (2020)

Schedule A (Form 990 or 990-EZ) 2020
Page 8
Part VI
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Return Reference Explanation
SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: LIST RENTALS - 2016 AMOUNT: $ 253,763. 2017 AMOUNT: $ 311,653. 2018 AMOUNT: $ 341,899. 2019 AMOUNT: $ 254,737. 2020 AMOUNT: $ 243,805.
Schedule A (Form 990 or 990-EZ) 2020


Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet Complete if the organization is described below. SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd BulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
THE AMERICAN SOCIETY FOR THE PREVENTION
OF CRUELTY TO ANIMALS
Employer identification number

13-1623829
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV (see instructions for definition of “political campaign activities")

2
Political campaign activity expenditures (see instructions) ....................................................................SchCMd Bullet
$  
3
Volunteer hours for political campaign activities (see instructions) ..................................................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 ................................SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 .......................SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................
4a
Was a correction made? ......................................................................................................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b...........SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ...................................................................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6
For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2020

Schedule C (Form 990 or 990-EZ) 2020
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......................    
b Total lobbying expenditures to influence a legislative body (direct lobbying) ........................    
c Total lobbying expenditures (add lines 1a and 1b) ............................................................    
d Other exempt purpose expenditures ...............................................................................    
e Total exempt purpose expenditures (add lines 1c and 1d) ..................................................    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) .................................................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ...................................................................................................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in) 		(a) 2017 (b) 2018 (c) 2019 (d) 2020 (e) Total
2a Lobbying nontaxable amount          
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		 
c Total lobbying expenditures          
d Grassroots nontaxable amount          
e Grassroots ceiling amount
(150% of line 2d, column (e))		  
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2020


Schedule C (Form 990 or 990-EZ) 2020
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
Yes|No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? ...........................................................................................................
Yes
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........
Yes
 
c
Media advertisements? ...................................................................................................
Yes
 
27,117
d
Mailings to members, legislators, or the public? .............................................................................
Yes
 
43,482
e
Publications, or published or broadcast statements? ...........................................................
Yes
 
281
f
Grants to other organizations for lobbying purposes? ..........................................................
 
No
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? .......................
Yes
 
400,055
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................
Yes
 
23,091
i
Other activities? ...................................................................................................................
Yes
 
510,930
j
Total. Add lines 1c through 1i ....................................................................................................
1,004,956
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 ...........................................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ...............................................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members ......................................................................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).
a
Current year .............................................................................................................................
2a
 
b
Carryover from last year ............................................................................................................
2b
 
c
Total ...........................................................................................................................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) .........................................
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
PART II-B, LINE 1: THE ASPCA'S MISSION TO PROVIDE EFFECTIVE MEANS FOR THE PREVENTION OF CRUELTY TO ANIMALS IN THE UNITED STATES IS ADVANCED THROUGH A COMBINATION OF: SIGNIFICANT DIRECT CARE PROGRAMS; POLICY AND LEGISLATIVE REFORM; AND LEARNING, RESEARCH AND TRAINING PROGRAMS THAT IMPACT MILLIONS OF ANIMALS AND ORGANIZATIONS AROUND THE COUNTRY EACH YEAR. SOME OF THE PROGRAMS ARE THE ASPCA'S NATIONAL RELOCATION PROGRAM TO SAVE LIVES OF AT-RISK HOMELESS ANIMALS; PARTNERSHIPS WITH COMMUNITIES TO INCENTIVIZE MORE LIVE RELEASE AND RESCUE FOR HOMELESS ANIMALS; PROFESSIONAL DEVELOPMENT FOR SHELTERS AND RESCUE ORGANIZATIONS; A BEHAVIORAL REHABILITATION CENTER AND LEARNING LAB TO REHABILITATE UNDER SOCIALIZED, FEARFUL DOGS FROM PUPPY MILLS, HOARDING AND OTHER CRUELTY CASES; A COLLABORATION WITH THE NEW YORK CITY POLICE DEPARTMENT; THE ASPCA'S COMMUNITY ENGAGEMENT PROGRAM TO ADDRESS THE ROOT CAUSES OF SUFFERING IN HOARDING CASES; THE ASPCA ANIMAL HOSPITAL; AND SPAY/NEUTER OPERATIONS AND ADOPTION CENTER IN NEW YORK CITY. ALL OF THESE PROGRAMS SERVE AS PROVING GROUNDS TO UNDERSTAND THE MYRIAD PROBLEMS ANIMALS FACE AND INFORM THE ASPCA'S WORK TO ADVANCE POLICIES THAT WILL PREVENT CRUELTY IN THE FUTURE. THE LESSONS THE ASPCA TAKES FROM THESE PROGRAMS ENABLE THEM TO BRING EXPERT VOICES AND INFORMED OPINIONS TO THEIR WORK TO DISSEMINATE THESE LEARNINGS TO OTHER ANIMAL WELFARE ORGANIZATIONS AROUND THE COUNTRY AS WELL AS TO ADVOCATE FOR LAWS TO DETER CRUEL TREATMENT OF ANIMALS IN COMMUNITIES ALL ACROSS THE COUNTRY. 1A. VOLUNTEERS: THE ASPCA WORKS WITH VOLUNTEERS BY HOLDING CITIZEN TRAINING WORKSHOPS IN LOCAL COMMUNITIES, PROVIDING OPPORTUNITIES FOR THEM TO JOIN ASPCA STAFF AT THE STATE AND FEDERAL CAPITOLS TO PROMOTE OR OPPOSE LEGISLATION THROUGH MEETINGS WITH LEGISLATORS AND THEIR AIDES. THE ASPCA EMPLOYS TRAINING TOOLS SUCH AS WEBINARS AND CONFERENCES. 1B. PAID STAFF OR MANAGEMENT: ASPCA MANAGEMENT AND STAFF STRATEGIZE AND COORDINATE THEIR PUBLIC POLICY EFFORTS AIMED AT ENHANCING THE ASPCA'S ABILITY TO PERFORM DIRECT CARE WORK AND TO HELP PREVENT CRUELTY. THEY CULTIVATE AND EXPAND CONTACTS WITHIN GOVERNMENT BODIES, INCLUDING LEGISLATURES AND REGULATORY AGENCIES, AND WORK WITH OTHER NATIONAL AND LOCAL ORGANIZATIONS TO PROMOTE HUMANE POLICIES. 1C. MEDIA ADVERTISEMENTS: PERIODICALLY, THE ASPCA BUYS ADVERTISEMENT SPACE IN PUBLIC POLICY-FOCUSED NEWSPAPERS (E.G., ROLL CALL, THE HILL) THAT MEMBERS OF CONGRESS AND THEIR STAFFS REGULARLY READ. THE ADVERTISEMENTS ARE STRATEGICALLY SCHEDULED (OFTEN AHEAD OF A CRUCIAL COMMITTEE VOTE OR FLOOR VOTE) TO MAXIMIZE EXPOSURE AND TIMELINESS TO CRITICAL ISSUES. THE ASPCA ALSO BUYS STRATEGICALLY TARGETED ADVERTISING SPACE ON SOCIAL MEDIA (E.G., FACEBOOK) FOR THE SAME PURPOSE. 1D. MAILINGS TO MEMBERS, LEGISLATORS, OR THE PUBLIC: THE ASPCA COMMUNICATES WITH ITS MEMBERS, UNPAID VOLUNTEERS, LEGISLATORS AND THE PUBLIC THROUGH MAILINGS, EMAIL, AND ELECTRONIC ALERTS TO UPDATE AND INFORM AS WELL AS TO ENCOURAGE THEIR PARTICIPATION IN POSITIVE OUTCOMES FOR ANIMALS. THE ASPCA EMPLOYS TRADITIONAL AND SOCIAL MEDIA TOOLS TO INFORM THE PUBLIC OF LEGISLATION, REGULATIONS, AND OTHER POLICIES THAT PROMOTE ANIMAL WELFARE OR THAT ARE HOSTILE TO IT AND TO PROVIDE THEM WITH SUPPORT AND TOOLS FOR POLICY CHANGE. 1E. PUBLICATIONS, OR PUBLISHED OR BROADCAST STATEMENTS: ASPCA STAFF CONDUCTS INTERVIEWS WITH AND PROVIDES BACKGROUND TO MEDIA ORGANIZATIONS TO INFORM THE PUBLIC OF ITS LIFESAVING PROGRAMS AND LEGISLATION, REGULATIONS, OR POLICY DECISIONS CONCERNING ANIMAL WELFARE. 1F. NONE 1G. DIRECT CONTACT WITH LEGISLATORS, THEIR STAFF, GOVERNMENT OFFICIALS, OR A LEGISLATIVE BODY: THE ASPCA PROMOTES ANTI-CRUELTY LEGISLATION THROUGH DIRECT CONTACTS WITH FEDERAL AND STATE LEGISLATORS, THEIR STAFF, GOVERNMENT OFFICIALS AT ALL LEVELS, AND LOCAL LEGISLATURES. THE ASPCA'S STAFF, UNPAID VOLUNTEERS, AND CONSULTANTS WORK TO INFLUENCE LEGISLATION TO HELP ANIMALS THROUGH SUCH CONTACTS. 1H. RALLIES, DEMONSTRATIONS, SEMINARS, CONVENTIONS, SPEECHES, LECTURES, OR ANY OTHER MEANS: THE ASPCA HOLDS "VOICES FOR ANIMALS" DAYS, LOBBY DAYS, LEADERSHIP TRAINING SUMMITS, CITIZEN LOBBYING WORKSHOPS, INCLUDING SPEECHES AND SEMINARS, AND GIVES PRESENTATIONS AND SPEECHES TO ENCOURAGE PUBLIC AWARENESS OF HUMANE LEGISLATION AND TO PROMOTE ACTION INFLUENCING POSITIVE OUTCOMES FOR ANIMAL WELFARE POLICY. 1I. OTHER ACTIVITIES: THE ASPCA WORKS CLOSELY WITH OTHER NATIONAL, STATE, AND LOCAL SHELTERS AND ANIMAL WELFARE ORGANIZATIONS AS WELL AS OTHER INDUSTRY OR NON-PROFIT ORGANIZATIONS WITH COMMON INTERESTS TO ALIGN PUBLIC POLICIES WITH BEST PRACTICES FOR ANIMAL WELFARE AND TO ENSURE THAT LAW ENFORCEMENT, FIELD WORK, DISASTER RELIEF, ANTI-CRUELTY EFFORTS, AND SHELTERING OPERATIONS ARE ABLE TO BEST PROTECT ANIMALS. THE ASPCA EMPLOYS PROFESSIONAL CONSULTANTS TO SUPPORT AND INFORM ITS LOBBYING EFFORTS AND TO CONDUCT COALITION WORK, INTERNAL COORDINATION AND GRASSROOTS NETWORKING AND CULTIVATION FOR HUMANE PUBLIC POLICY ADVANCEMENT. SEE SCHEDULE O FOR MORE INFORMATION.
Schedule C (Form 990 or 990EZ) 2020


Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet Attach to Form 990.
SchDMd Bullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
THE AMERICAN SOCIETY FOR THE PREVENTION
OF CRUELTY TO ANIMALS
Employer identification number

13-1623829
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate value of contributions to (during year)    
3 Aggregate value of grants from (during year)    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ...................... 2a  
b Total acreage restricted by conservation easements .................... 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............
6
Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenue included on Form 990, Part VIII, line 1 .........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:
a
Revenue included on Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2020

Schedule D (Form 990) 2020
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b If "Yes," explain the arrangement in Part XIII and complete the following table: Amount
c Beginning balance ............................. 1c  
d Additions during the year ............................ 1d  
e Distributions during the year .......................... 1e  
f Ending balance ................................ 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....
Part V
Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.
(a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years back
1a Beginning of year balance .... 11,246,524 10,238,118 65,998,068 57,060,223 52,413,558
b Contributions ... 279,399   15,663 601,555  
c Net investment earnings, gains, and losses 1,103,227 1,008,406 -3,129,099 8,336,290 4,646,665
d Grants or scholarships ...          
e Other expenditures for facilities
and programs ... 		    52,646,514    
f Administrative expenses ....          
g End of year balance ...... 12,629,150 11,246,524 10,238,118 65,998,068 57,060,223
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet0 %
b
Permanent endowment SchDMd Bullet61.000 %
c
Term endowment SchDMd Bullet39.000 %
The percentages on lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) Unrelated organizations .......................
3a(i)
 
No
(ii) Related organizations .......................
3a(ii)
 
No
b
If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis
(investment) 		(b) Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .....   5,321,057 5,321,057
b Buildings ....   62,645,284 27,686,113 34,959,171
c Leasehold improvements   11,201,419 4,321,204 6,880,215
d Equipment ....   17,655,578 14,629,553 3,026,025
e Other .....   16,937,396 5,959,065 10,978,331
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..SchDMdBullet 61,164,799
Schedule D (Form 990) 2020

Schedule D (Form 990) 2020
Page 3
Part VII
Investments - Other Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1) Financial derivatives.........    
(2) Closely-held equity interests........    
(3) Other
(A) EQUITY LONG		 28,778,512 F

(B) EMERGING MARKETS		 11,427,099 F

(C) GLOBAL ASSET ALLOCATION		 10,693,232 F

(D) PRIVATE EQUITY		 7,810,578 F

(E) FUND OF FUNDS - PRIVATE EQUITY		 730,315 F
(F)
(G)
(H)
(I)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 59,439,736
Part VIII
Investments - Program Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(1)RIGHT-OF-USE ASSETS 29,915,066
(2)PERPETUAL TRUSTS 23,328,226
(3)REMAINDER TRUSTS 709,942
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet 53,953,234
Part X
Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
(1) Federal income taxes  
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 42,477,904
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII
Schedule D (Form 990) 2020

Schedule D (Form 990) 2020
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 334,698,670
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments .... 2a 8,403,623
b Donated services and use of facilities ......... 2b 519,040
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d 1,003,902
e Add lines 2a through 2d ..................... 2e 9,926,565
3 Subtract line 2e from line 1.................. 3 324,772,105
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b  
c Add lines 4a and 4b.................... 4c 0
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 324,772,105
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 267,418,339
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities ......... 2a 519,040
b Prior year adjustments ............ 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d.................... 2e 519,040
3 Subtract line 2e from line 1................... 3 266,899,299
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a 856,992
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b..................... 4c 856,992
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 267,756,291
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
PART V, LINE 4: THE ASPCA MAINTAINS AN ENDOWMENT FOR THE PURPOSE OF GENERATING INCOME TO SUPPORT THE ORGANIZATION'S CHARITABLE MISSION. THE ORGANIZATION'S ENDOWMENT CONSISTS OF A PORTFOLIO OF ACTIVELY MANAGED FUNDS ESTABLISHED TO PROVIDE BOTH A SOURCE OF OPERATING FUNDS AS WELL AS LONG-TERM FINANCIAL STABILITY. THE ENDOWMENT'S PRINCIPAL IS INTENDED TO BE LEFT UNTOUCHED, WHILE THE INCOME GENERATED IS INTENDED TO FUND ASPCA PROGRAMS. SOME OF THE ENDOWMENT FUNDS MAY HAVE PURPOSE RESTRICTIONS ON THE USE OF INCOME.
PART X, LINE 2: THE ASPCA QUALIFIES AS A TAX-EXEMPT ORGANIZATION UNDER SECTION 501(C)(3) OF THE IRC AND CORRESPONDING PROVISIONS OF NEW YORK STATE LAW AND IS NOT SUBJECT TO FEDERAL OR STATE INCOME TAXES. ACCORDINGLY, DONORS ARE ENTITLED TO A CHARITABLE CONTRIBUTION DEDUCTION AS DEFINED IN THE IRC. CONTINUED QUALIFICATION OF TAX-EXEMPT STATUS IS CONTINGENT UPON COMPLIANCE WITH THE REQUIREMENTS OF THE IRC. THE ASPCA RECOGNIZES THE EFFECTS OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. NO PROVISION FOR INCOME TAXES WAS REQUIRED FOR 2020 OR 2019.
PART XI, LINE 2D - OTHER ADJUSTMENTS: INVESTMENT EXPENSES -856,992. BENEFICIAL INTEREST IN TRUSTS HELD BY OTHERS 1,860,894.
SCHEDULE D, PART VI, LINE 1E:"OTHER" IN LAND, BUILDINGS, AND EQUIPMENT EQUIPMENT: OTHER HAS A TOTAL OF $16,937,396. THIS TOTAL CONSISTS OF $8,944,366 FOR VEHICLES AND $7,993,030 OF CONSTRUCTION IN PROGRESS.
Schedule D (Form 990) 2020


Additional Data


Software ID:  
Software Version:  




SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990.Right pointing arrow large image Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
THE AMERICAN SOCIETY FOR THE PREVENTION
OF CRUELTY TO ANIMALS
Employer identification number

13-1623829
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in the region (d) Activities conducted in region (by type) (such as, fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in the region		 (f) Total expenditures
for and investments
in the region
CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENT   9,967,167
EUROPE 0 0 INVESTMENT   2,192,274
NORTH AMERICA (CANADA) 0 0 PROGRAM SERVICES LEGAL SERVICES 494
SOUTH ASIA 0 0 PROGRAM SERVICES LEGAL SERVICES 1,122
EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES LEGAL SERVICES 2,640
           
           
           
           
           
           
           
           
           
           
           
           
3a Sub-total .... 0 0 12,163,697
b Total from continuation sheets to Part I ... 0 0 0
c Totals (add lines 3a and 3b) 0 0 12,163,697
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2020
Schedule F (Form 990) 2020
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of noncash
assistance 		(h) Description
of noncash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
             
             
             
             
             
             
             
             
             
             
             
             
             
             
             
             
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......MediumBullet
 
3 Enter total number of other organizations or entities .......................MediumBullet
 
Schedule F (Form 990) 2020
Schedule F (Form 990) 2020Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
noncash
assistance 		(g) Description
of noncash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2020
Schedule F (Form 990) 2020
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Schedule F (Form 990) 2020
Schedule F (Form 990) 2020
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.
ReturnReference Explanation
PART III ACCOUNTING METHOD:  
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2020
Additional Data


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Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" on Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ.
right arrowGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
THE AMERICAN SOCIETY FOR THE PREVENTION
OF CRUELTY TO ANIMALS
Employer identification number

13-1623829
Part I
Fundraising Activities.Complete if the organization answered "Yes" on Form 990, Part IV, line 17.
Form 990-EZ filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the 10 highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.


(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
 
SD&A TELESERVICES INC
5757 WEST CENTURY BLVD SUITE 300
 
LOS ANGELES, CA90045 		DIRECT MARKETING   No 1,639,914 1,263,194 376,719
 
ASCENTA GROUP (APPCO)
315 WEST 36TH STREET 10TH FLOOR
 
NEW YORK, NY10018 		DIRECT MARKETING   No 1,284,810 3,056,148 -1,771,338
 
NEW CANVASSING EXPERIENCE INC
78 SAN MARCOS STREET
 
AUSTIN, TX78702 		DIRECT MARKETING   No 439,768 722,390 -282,622
 
DONOR SERVICES GROUP LLC
1200 WILSHIRE BLVD 650
 
LOS ANGELES, CA90017 		DIRECT MARKETING   No 252,912 160,564 92,348
 
KNEWSALES GROUP INC
550 QUEEN STREET EAST SUITE 145
 
TORONTO, ONTARIO
CAM5A 1V2 		DIRECT MARKETING   No 73,560 158,223 -84,663
             
             
             
             
             
Total . . . . . . . . . . . . . . . . . . . . right arrow 3,690,964 5,360,519 -1,669,556
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
AL, AK, AZ, AR, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2020
Schedule G (Form 990 or 990-EZ) 2020
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.









VerticalRevenue
(a) Event #1

HUMANE AWARD
(event type) 		(b) Event #2

ASPCA MIAMI ANIMAL CARE CENTER
(event type) 		(c) Other events

 
(total number) 		(d) Total events
(add col. (a) through col. (c))

1
Gross receipts . . . . .
340,830
23,550
 
364,380

2
Less: Contributions . . . .
335,830
23,550
 
359,380
3 Gross income (line 1 minus
line 2) . . . . . .
5,000
 
 
5,000



VerticalDirectExpenses
4 Cash prizes . . . . .        
5 Noncash prizes . . . .        
6 Rent/facility costs . . . .        
7 Food and beverages . . .        
8 Entertainment . . . .        
9 Other direct expenses . . . 9,907     9,907
10 Direct expense summary. Add lines 4 through 9 in column (d) . . . . . . . . . . right arrow 9,907
11 Net income summary. Subtract line 10 from line 3, column (d). . . . . . . . . . right arrow -4,907
Part III
Gaming. Complete if the organization answered "Yes" on Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue
(a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (add col.(a) through col.(c))

1
Gross revenue . . . . .
 
 
 
 
VerticalDirectExpenses

2
Cash prizes . . . . .
 
 
 
 

3
Noncash prizes . . . .
 
 
 
 

4
Rent/facility costs . . . .
 
 
 
 

5
Other direct expenses . . .
 
 
 
 


6

Volunteer labor . . . .
%
%
%


7
Direct expense summary. Add lines 2 through 5 in column (d) . . . . . . . . . . right arrow
 

8
Net gaming income summary. Subtract line 7 from line 1, column (d). . . . . . . . . right arrow
 

9
Enter the state(s) in which the organization conducts gaming activities:
a
Is the organization licensed to conduct gaming activities in each of these states? . . . . . . . .
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? . . .
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2020
Schedule G (Form 990 or 990-EZ) 2020
Page 3
11
Does the organization conduct gaming activities with nonmembers? . . . . . . . . . . .
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? . . . . . . . . . . . . . . . . .
13
Indicate the percentage of gaming activity conducted in:
a
The organization's facility . . . . . . . . . . . . . . . . . .
13a
%
b
An outside facility . . . . . . . . . . . . . . . . . . . .
13b
%
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? . . . . . . . . . . . . . . . . . . . . . . . .
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? . . . . . . . . . . . . . . . . . . .
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v); and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also provide any additional information. See instructions.
Return Reference Explanation
Schedule G (Form 990 or 990-EZ) 2020
Additional Data


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Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990.
lBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
THE AMERICAN SOCIETY FOR THE PREVENTION
OF CRUELTY TO ANIMALS
Employer identification number
13-1623829
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient
that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC section
(if applicable)		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
noncash assistance		 (h) Purpose of grant
or assistance
(1) ACADIANA ANIMAL AID
142 LE MEDICIN RD
CARENCRO,LA70520 		23-7414331 501(C)3 95,000       SEE PART IV
(2) AFTER THE RACES
3168 TELEGRAPH ROAD
ELKTON,MD21921 		30-0729968 501(C)3 30,000       SEE PART IV
(3) ALACHUA COUNTY HUMANE SOCIETY INC
4205 NW 6TH STREET
GAINESVILLE,FL32609 		59-1908492 501(C)3 9,500       SEE PART IV
(4) ALASKA RURAL VETERINARY OUTREACH INC
1120 HUFFMAN RD 24-783
ANCHORAGE,AK99515 		45-4779560 501(C)3 15,000       SEE PART IV
(5) ALLEN COUNTY SPCA
4914 SOUTH HANNA STREET
FORT WAYNE,IN46806 		35-6042135 501(C)3 80,000       SEE PART IV
(6) ALLEY CAT ADVOCATES
3044 BARDSTOWN RD 204
LOUISVILLE,KY40205 		61-1343210 501(C)3 55,000       SEE PART IV
(7) AMERICAN HORSE COUNCIL FOUNDATION
1616 H STREET NORTHWEST
WASHINGTON,DC20006 		52-1760034 501(C)3 48,500       SEE PART IV
(8) ANGEL CITY PIT BULLS
1834 S GRAMERCY PLACE
LOS ANGELES,CA90019 		27-2348995 501(C)3 20,000       SEE PART IV
(9) ANIMAL CARE CENTERS OF NYC
11 PARK PLACE SUITE 805
NEW YORK,NY10007 		13-3788986 501(C)3 1,280,000       SEE PART IV
(10) ANIMAL HAVEN
200 CENTRE ST
NEW YORK,NY10013 		11-6101487 501(C)3 25,000       SEE PART IV
(11) ANIMAL HUMANE ASSOCIATION OF NEW MEXICO INC
615 VIRGINIA ST SE
ALBUQUERQUE,NM87108 		85-0207652 501(C)3 55,000       SEE PART IV
(12) ANIMAL HUMANE SOCIETY
845 MEADOW LANE NORTH
GOLDEN VALLEY,MN55422 		41-0693842 501(C)3 50,000       SEE PART IV
(13) ANIMAL PROTECTION ASSOCIATION DBA SPAY MEMPHIS
3787 SUMMER AVENUE
MEMPHIS,TN38122 		62-1067900 501(C)3 10,000       SEE PART IV
(14) ANIMAL RESCUE LEAGUE OF BERKS COUNTY INC
58 KENNEL RD
BIRDSBORO,PA19508 		23-1417505 501(C)3 85,000       SEE PART IV
(15) ANIMAL SHELTER FOUNDATION
PO BOX 13858
TALLAHASSEE,FL32317 		56-2643835 501(C)3 84,000       SEE PART IV
(16) ANIMALKIND
721 WARREN STREET
HUDSON,NY12534 		14-1820248 501(C)3 77,400       SEE PART IV
(17) ARIZONA DEPARTMENT OF AGRICULTURE
1688 W ADAMS ST
PHOENIX,AZ85007 		86-6004791 501(C)3 60,000       SEE PART IV
(18) ARIZONA HUMANE SOCIETY
1521 WEST DOBBINS ROAD
PHOENIX,AZ85041 		86-0135567 501(C)3 25,000       SEE PART IV
(19) ASHEVILLE HUMANE SOCIETY
14 FOREVER FRIEND LN
ASHEVILLE,NC28806 		56-1444098 501(C)3 30,000       SEE PART IV
(20) ATHENS ANIMAL RESCUE SHELTER
PO BOX 2219
MALAKOFF,TX75148 		84-4172818 501(C)3 10,000       SEE PART IV
(21) AUSTIN HUMANE SOCIETY
124 W ANDERSON LN
AUSTIN,TX787521104 		74-6013665 501(C)3 80,000       SEE PART IV
(22) BALDWIN COUNTY HUMANE SOCIETY
PO BOX 206
FAIRHOPE,AL36533 		63-0777477 501(C)3 50,000       SEE PART IV
(23) BALTIMORE ANIMAL RESCUE AND CARE SHELTER INC
301 STOCKHOLM STREET
BALTIMORE,MD21230 		86-1130456 501(C)3 80,000       SEE PART IV
(24) BLUE EARTH NICOLLET COUNTY HUMANE SOCIETY INC
1250 N RIVER DRIVE
MANKATO,MN56001 		41-1236942 501(C)3 55,000       SEE PART IV
(25) BLUEBONNET EQUINE HUMANE SOCIETY INC
PO BOX 632
COLLEGE STATION,TX77841 		84-1673775 501(C)3 30,000       SEE PART IV
(26) BRANDYWINE VALLEY SPCA
1212 PHOENIXVILLE PIKE
WEST CHESTER,PA19380 		23-1381030 501(C)3 32,000       SEE PART IV
(27) BROOKLYN BRIDGE ANIMAL WELFARE COALITION INC
PO BOX 22948
BROOKLYN,NY11202 		26-1482964 501(C)3 25,000       SEE PART IV
(28) BROOME COUNTY HUMANE SOCIETY AND RELIEF ASSOCIATION
167 CONKLIN AVE
BINGHAMTON,NY13903 		15-0622327 501(C)3 20,000       SEE PART IV
(29) BROTHER WOLF ANIMAL RESCUE
PO BOX 8195
ASHEVILLE,NC28814 		20-8787719 501(C)3 85,000       SEE PART IV
(30) CARE4PAWS INC
PO BOX 60524
SANTA BARBARA,CA931600524 		27-0207473 501(C)3 60,000       SEE PART IV
(31) CACHE HUMANE SOCIETY
2370 WEST 200 NORTH
LOGAN,UT84321 		51-0187825 501(C)3 60,000       SEE PART IV
(32) CALAVERAS HUMANE SOCIETY
300 SOUTH MAIN STREET
ANGELS CAMP,CA95221 		94-2581703 501(C)3 35,000       SEE PART IV
(33) CARROLL COUNTY HUMANE SOCIETY
535 EAST MONTGOMERY STREET
VILLA RICA,GA30180 		58-2284855 501(C)3 70,000       SEE PART IV
(34) CAT ADOPTION TEAM
14175 SW GALBREATH DR
SHERWOOD,OR97140 		20-0773189 501(C)3 50,000       SEE PART IV
(35) CAT TOWN
PO BOX 18675
OAKLAND,CA94619 		27-3838132 501(C)3 60,000       SEE PART IV
(36) CATMANDOO
4712 ADMIRALTY WAY
MARINA DEL REY,CA90292 		46-1316286 501(C)3 15,000       SEE PART IV
(37) CATSKILL ANIMAL SANCTUARY INC
316 OLD STAGE RD
SAUGERTIES,NY12477 		14-1827972 501(C)3 80,000       SEE PART IV
(38) CENTRAL NEW YORK CAT COALITION INCORPORATED
PO BOX 6182
SYRACUSE,NY13217 		06-1688749 501(C)3 20,000       SEE PART IV
(39) CHARLESTON ANIMAL SOCIETY
2455 REMOUNT RD
NORTH CHARLESTON,SC29406 		57-6021863 501(C)3 80,000       SEE PART IV
(40) CHARLOTTE-MECKLENBURG ANIMAL CARE & CONTROL DIVISION
8315 BYRUM DR
CHARLOTTE,NC28217 		52-1333483 GOVERNMENTAL (MUNICI 65,000       SEE PART IV
(41) CHELSEA BAILEY BUTTE - SILVER BOW ANIMAL SHELTER
699 CENTENNIAL AVE
BUTTE,MT59701 		81-0368698 GOVERNMENTAL (MUNICI 18,100       SEE PART IV
(42) CHEMUNG COUNTY HUMANE SOCIETY AND SPCA INC
2435 STATE ROUTE 352
ELMIRA,NY14903 		16-0743999 501(C)3 70,130       SEE PART IV
(43) COLORADO HORSE RESCUE
10386 N 65TH ST
LONGMONT,CO80503 		84-1095741 501(C)3 75,000       SEE PART IV
(44) COLUMBIA-GREENE HUMANE SOCIETY INC
111 HUMANE SOCIETY ROAD
HUDSON,NY12534 		14-1487056 501(C)3 25,000       SEE PART IV
(45) COMMUNICATION ALLIANCE TO NETWORK THOROUGHBRED EX-RACEHORSES IN MICHIGAN
8619 EDGEWOOD PARK DRIVE
COMMERCE TOWNSHIP,MI48382 		90-0626283 501(C)3 15,000       SEE PART IV
(46) COMMUNITY FOOD ADVOCATES
110 WALL STREET
NEW YORK,NY10005 		27-1764219 501(C)3 25,000       SEE PART IV
(47) COMMUNITY SPAY NEUTER INITIATIVE PARTNERSHIP C-SNIP
1675 VIEWPOND SE
KENTWOOD,MI49508 		38-3463298 501(C)3 35,000       SEE PART IV
(48) CORNELL UNIVERSITY
1140 N BALCH HALL
ITHACA,NY14850 		15-0532082 501(C)3 7,265       SEE PART IV
(49) DAKIN PIONEER VALLEY HUMANE SOCIETY INC (DBA DAKIN HUMANE SOCIETY)
PO BOX 6307
SPRINGFIELD,MA01101 		20-5318898 501(C)3 75,000       SEE PART IV
(50) DALLAS ANIMAL SERVICES
1818 WESTMORELAND DRIVE
DALLAS,TX75212 		75-6000508 GOVERNMENTAL (MUNICI 50,000       SEE PART IV
(51) DANE COUNTY HUMANE SOCIETY
5132 VOGES ROAD
MADISON,WI53718 		39-0806335 501(C)3 85,000       SEE PART IV
(52) DOGS PLAYING FOR LIFE
728 ROCKY MOUNTAIN PLACE
LONGMONT,CO80504 		46-5559418 501(C)3 250,000       SEE PART IV
(53) DRIFTER'S HEARTS OF HOPE INC
PO BOX 888
FRANKTOWN,CO80116 		47-2171682 501(C)3 40,000       SEE PART IV
(54) DUTCHESS COUNTY SPCA INC
636 VIOLET AVENUE
HYDE PARK,NY12538 		14-1340058 501(C)3 75,000       SEE PART IV
(55) EAU CLAIRE COUNTY HUMANE ASSOCIATION
3900 OLD TOWN HALL ROAD
EAU CLAIRE,WI54701 		39-6125537 501(C)3 10,000       SEE PART IV
(56) EMANCIPET
7010 EAST WIND DRIVE 260
AUSTIN,TX78752 		74-2913624 501(C)3 100,000       SEE PART IV
(57) EQUINE RESCUE AND ADOPTION FOUNDATION INC
P O BOX 1199
PALM CITY,FL34991 		65-1037400 501(C)3 35,000       SEE PART IV
(58) FARM SHARE INC
14125 SOUTHWEST 320TH STREET
HOMESTEAD,FL33033 		65-0342192 501(C)3 100,000       SEE PART IV
(59) FELINES & CANINES RESCUE CENTER
PO BOX 60616
CHICAGO,IL60660 		36-2922975 501(C)3 80,000       SEE PART IV
(60) FERAL CAT SPAYNEUTER PROJECT
4001 198TH STREET SOUTHWEST
LYNNWOOD,WA98036 		91-1827152 501(C)3 13,000       SEE PART IV
(61) FIXNATION INC
7680 CLYBOURN AVENUE
LOS ANGELES,CA91352 		83-0452460 501(C)3 200,000       SEE PART IV
(62) FOCUS ON FERALS INC
PO BOX 274
BRAINARDSVILLE,NY12915 		45-1713063 501(C)3 5,200       SEE PART IV
(63) FOOD BANK FOR NEW YORK CITY
39 BROADWAY
NEW YORK,NY10006 		13-3179546 501(C)3 300,000       SEE PART IV
(64) FOOTHILLS HUMANE SOCIETY INC
989 LITTLE MOUNTAIN ROAD
COLUMBUS,NC28722 		58-1413121 501(C)3 30,000       SEE PART IV
(65) FORT BEND COUNTY
401 JACKSON STREET
RICHMOND,TX77469 		74-6001969 GOVERNMENTAL (MUNICI 30,000       SEE PART IV
(66) FRIENDS OF THE SHELTER INC
870 KOOTENAI CUT-OFF ROAD
PONDERAY,ID83852 		94-3071245 501(C)3 40,000       SEE PART IV
(67) GATEWAY PET GUARDIANS
725 NORTH 15TH STREET
EAST ST LOUIS,IL62205 		26-0096240 501(C)3 50,000       SEE PART IV
(68) GEAUGA COUNTY HUMANE SOCIETY - RESCUE VILLAGE
14837 CHILLICOTHE ROAD
NOVELTY,OH44072 		23-7358431 501(C)3 24,000       SEE PART IV
(69) GLOBAL ANIMAL PARTNERSHIP
7421 BURNET ROAD
AUSTIN,TX78757 		20-2234609 501(C)3 45,000       SEE PART IV
(70) GLOBAL FEDERATION OF ANIMAL SANCTUARIES
PO BOX 73308
PHOENIX,AZ85050 		26-1676217 501(C)3 25,000       SEE PART IV
(71) GREAT RIVER RESCUE
1612 CARR LAKE ROAD SE
BEMIDJI,MN56601 		41-1551248 501(C)3 7,300       SEE PART IV
(72) GREATER ANDROSCOGGIN HUMANE SOCIETY
55 STRAWBERRY AVE
LEWISTON,ME042405962 		01-6011843 501(C)3 15,000       SEE PART IV
(73) GREENHILL HUMANE SOCIETY
88530 GREEN HILL RD
EUGENE,OR97402 		93-0467412 501(C)3 35,000       SEE PART IV
(74) HAPPY TRAILS FARM ANIMAL SANCTUARY INC
5623 NEW MILFORD RD
RAVENNA,OH44266 		34-1968434 501(C)3 50,000       SEE PART IV
(75) HEART OF PHOENIX EQUINE RESCUE INC
3368 PLYMALE BRANCH RD
HUNTINGTON,WV25704 		45-4421742 501(C)3 20,000       SEE PART IV
(76) HOMEWARD TRAILS ANIMAL RESCUE
PO BOX 100968
ARLINGTON,VA22210 		32-0086330 501(C)3 50,000       SEE PART IV
(77) HOOFBEATS AND PAWPRINTS RESCUE
17341 RIVER RD
NATCHEZ,MS39120 		82-0606243 501(C)3 10,000       SEE PART IV
(78) HOPE FOR HORSES INC
10576 ARNO RD
GALT,CA95632 		45-4538139 501(C)3 7,500       SEE PART IV
(79) HORSE AND HOUND RESCUE FOUNDATION
2350 SOUTH MIDWEST BOULEVARD
GUTHRIE,OK73044 		81-1465411 501(C)3 15,000       SEE PART IV
(80) HORSES' HAVEN
PO BOX 166
HOWELL,MI48844 		38-3259872 501(C)3 30,000       SEE PART IV
(81) HOUSING EQUALITY AND ADVOCACY RESOURCE TEAM
3612 11TH AVENUE
LOS ANGELES,CA90018 		82-5280771 501(C)3 60,000       SEE PART IV
(82) HUMANE RESCUE ALLIANCE
71 OGLETHORPE ST NW
WASHINGTON,DC20011 		53-0219724 501(C)3 140,000       SEE PART IV
(83) HUMANE SOCIETY FOR SEATTLE-KING COUNTY
13212 SE EASTGATE WAY
BELLEVUE,WA98005 		91-0282060 501(C)3 55,000       SEE PART IV
(84) HUMANE SOCIETY OF BOULDER VALLEY
2323 55TH STREET
BOULDER,CO80301 		84-0152768 501(C)3 85,000       SEE PART IV
(85) HUMANE SOCIETY OF CEDAR CREEK LAKE INC
10200 COUNTY ROAD 2403
TOOL,TX75143 		75-1889148 501(C)3 10,000       SEE PART IV
(86) HUMANE SOCIETY OF CHARLOTTE INC
2700 TOOMEY AVE
CHARLOTTE,NC28203 		58-1342479 501(C)3 31,000       SEE PART IV
(87) HUMANE SOCIETY OF GRAND FORKS DBA CIRCLE OF FRIENDS HUMANE SOCIETY
4375 N WASHINGTON
GRAND FORKS,ND58203 		23-7367340 501(C)3 20,000       SEE PART IV
(88) HUMANE SOCIETY OF NORTH TEXAS
1840 EAST LANCASTER AVE
FORT WORTH,TX76103 		75-1245911 501(C)3 8,000       SEE PART IV
(89) HUMANE SOCIETY OF SCHUYLER COUNTY INC
124 MARINA DRIVE
MONTOUR FALLS,NY14865 		16-1315207 501(C)3 18,805       SEE PART IV
(90) HUMANE SOCIETY OF SOUTH MISSISSIPPI
2615 25TH AVE SUITE B
GULFPORT,MS39501 		64-6034439 501(C)3 80,000       SEE PART IV
(91) HUMANE SOCIETY OF TAMPA
3607 N ARMENIA AVE
TAMPA,FL33607 		59-0799907 501(C)3 50,000       SEE PART IV
(92) HUMANE SOCIETY OF THE PIKES PEAK REGION
610 ABBOT LANE
COLORADO SPRINGS,CO80905 		84-0410111 501(C)3 40,000       SEE PART IV
(93) HUMANE SOCIETY OF WESTERN MONTANA
5930 HIGHWAY 93 SOUTH
MISSOULA,MT59804 		81-0290933 501(C)3 50,000       SEE PART IV
(94) HUMANE SOCIETY OF YATES COUNTY
1216 NEW YORK 14A
PENN YAN,NY14527 		22-3495082 501(C)3 30,000       SEE PART IV
(95) IOWA HUMANE ALLIANCE
6540 6TH ST SW
CEDAR RAPIDS,IA52404 		26-1992986 501(C)3 30,000       SEE PART IV
(96) IOWA STATE UNIVERSITY FOUNDATION
2505 UNIVERSITY BOULEVARD
AMES,IA50010 		42-1143702 501(C)3 50,000       SEE PART IV
(97) JACKSON COUNTY ANIMAL SHELTER
3370 SPRING ARBOR ROAD
JACKSON,MI49203 		38-6004845 GOVERNMENTAL (MUNICI 60,000       SEE PART IV
(98) JACKSONVILLE HUMANE SOCIETY
8464 BEACH BOULEVARD
JACKSONVILLE,FL32216 		59-0624410 501(C)3 55,000       SEE PART IV
(99) JOINT ANIMAL SERVICES
3120 MARTIN WAY E
OLYMPIA,WA98506 		91-0819427 GOVERNMENTAL (MUNICI 39,900       SEE PART IV
(100) JOIN-UP INTERNATIONAL INC
901 EAST HIGHWAY 246
SOLVANG,CA93464 		77-0459889 501(C)3 15,000       SEE PART IV
(101) JUNEAU ANIMAL RESCUE
7705 GLACIER HWY
JUNEAU,AK99801 		92-0057621 501(C)3 31,000       SEE PART IV
(102) KAUAI HUMANE SOCIETY
3-825 KAUMUALII HIGHWAY
LIHUE,HI96766 		99-0089250 501(C)3 50,000       SEE PART IV
(103) KENTUCKY EQUINE HUMANE CENTER INC
PO BOX 910124
LEXINGTON,KY405910124 		20-5883736 501(C)3 40,000       SEE PART IV
(104) KENTUCKY HUMANE SOCIETY
1000 LYNDON LANE
LOUISVILLE,KY40222 		61-0463938 501(C)3 90,000       SEE PART IV
(105) KITSAP HUMANE SOCIETY
9167 DICKEY ROAD NW
SILVERDALE,WA98383 		91-0728353 501(C)3 70,000       SEE PART IV
(106) LAFAYETTE ANIMAL SHELTER & CARE CENTER
PO BOX 4017C
LAFAYETTE,LA70502 		72-1335255 GOVERNMENTAL (MUNICI 83,000       SEE PART IV
(107) LARIMER HUMANE SOCIETY
5137 S COLLEGE AVE
LOVELAND,CO80538 		84-0611804 501(C)3 16,000       SEE PART IV
(108) LEWIS & CLARK HUMANE SOCIETY
PO BOX 4455
HELENA,MT59604 		81-6014910 501(C)3 40,000       SEE PART IV
(109) LIBERTY HUMANE SOCIETY INC
235 JERSEY CITY BLVD
JERSEY CITY,NJ07305 		22-3585263 501(C)3 40,000       SEE PART IV
(110) LIL BUB'S ANIMAL WELFARE ORGANIZATION CO
1021 S WALNUT STREET
BLOOMINGTON,IN47401 		84-4229672 501(C)3 72,000       SEE PART IV
(111) LITTLE ROCK ANIMAL SERVICES
4500 KRAMER ST
LITTLE ROCK,AR72204 		71-6014465 GOVERNMENTAL (MUNICI 12,000       SEE PART IV
(112) LOS ANGELES ANIMAL SERVICES
221 N FIGUEROA STREET SUITE 600
LOS ANGELES,CA90012 		95-6000735 GOVERNMENTAL (MUNICI 50,000       SEE PART IV
(113) LOS ANGELES COUNTY ANIMAL CARE FOUNDATION
5898 CHERRY AVENUE
LONG BEACH,CA90805 		95-3909782 501(C)3 165,300       SEE PART IV
(114) LOS ANGELES REGIONAL FOOD BANK
1734 EAST 41ST STREET
LOS ANGELES,CA90058 		95-3135649 501(C)3 200,000       SEE PART IV
(115) LOUISIANA STATE ANIMAL RESPONSE TEAM PROJECT OF DR WALTER J ERNEST JR V
8550 UNITED PLAZA BOULEVARD SUITE
1001
BATON ROUGE,LA70809 		72-1507753 501(C)3 87,000       SEE PART IV
(116) LYNCHBURG HUMANE SOCIETY INC
1211 OLD GRAVES MILL ROAD
LYNCHBURG,VA24502 		54-0570901 501(C)3 45,489       SEE PART IV
(117) MADISON OGLETHORPE ANIMAL SHELTER INC
1888 COLBERT-DANIELSVILLE ROAD
DANIELSVILLE,GA30633 		58-2440385 501(C)3 35,000       SEE PART IV
(118) MARICOPA COUNTY ANIMAL CARE AND CONTROL
2500 S 27TH AVENUE
PHOENIX,AZ85009 		86-6000472 GOVERNMENTAL (MUNICI 55,000       SEE PART IV
(119) MARY S ROBERTS PET ADOPTION CENTER
6165 INDUSTRIAL AVE
RIVERSIDE,CA92504 		95-1458062 501(C)3 35,000       SEE PART IV
(120) MASSACHUSETTS SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS
350 SOUTH HUNTINGTON AVENUE
BOSTON,MA02130 		04-2103597 501(C)3 50,000       SEE PART IV
(121) MAUI HUMANE SOCIETY INC
MEHAMEHA LOOP
PUUNENE,HI96784 		99-6000953 501(C)3 74,000       SEE PART IV
(122) MCPAWS INC
PO BOX 1375
MCCALL,ID83638 		82-0503942 501(C)3 85,000       SEE PART IV
(123) MEDICINE BEAR SHELTER
201 2ND STREET NORTHWEST
BROWNING,MT59417 		81-0212955 OTHER 80,000       SEE PART IV
(124) MEMPHIS ANIMAL SERVICES
2350 APPLING CITY COVE
MEMPHIS,TN38133 		62-6000361 GOVERNMENTAL (OTHER) 50,000       SEE PART IV
(125) MERCY FOR ANIMALS INC
8033 SUNSET BOULEVARD
LOS ANGELES,CA90046 		54-2076145 501(C)3 50,000       SEE PART IV
(126) MERIDIAN CANINE RESCUE INC
501 EAST SCENERY LANE
MERIDIAN,ID83642 		71-1037616 501(C)3 6,200       SEE PART IV
(127) MIDATLANTIC HORSE RESCUE INC
PO BOX 407
CHESAPEAKE CITY,MD21915 		27-3543490 501(C)3 35,000       SEE PART IV
(128) MINN-KOTA PAAWS PEOPLE ADVOCATING ANIMAL WELFARE SERVICES
2125 1ST AVENUE SOUTH
FARGO,ND58103 		30-0245020 501(C)3 20,000       SEE PART IV
(129) MISSION ANIMAL HOSPITAL
10100 VIKING DRIVE
EDEN PRAIRIE,MN55344 		47-2606680 501(C)3 90,000       SEE PART IV
(130) MISSION VALLEY ANIMAL SHELTER
105 4TH AVENUE EAST
POLSON,MT59860 		81-0463465 501(C)3 18,200       SEE PART IV
(131) MISSISSIPPI BOARD OF ANIMAL HEALTH
PO BOX 3889
JACKSON,MS39207 		64-6000793 GOVERNMENTAL (OTHER) 75,000       SEE PART IV
(132) MOBILE SOCIETY FOR PREVENTION OF CRUELTY TO ANIMALS
620 ZEIGLER CIR W
MOBILE,AL36608 		63-0500374 501(C)3 20,000       SEE PART IV
(133) MOHAWK AND HUDSON RIVER HUMANE SOCIETY
3 OAKLAND AVENUE
MENANDS,NY12204 		14-1338459 501(C)3 74,570       SEE PART IV
(134) MT PLEASANT ANIMAL SHELTER INC
194 NEW JERSEY 10
EAST HANOVER,NJ07936 		23-7189562 501(C)3 20,000       SEE PART IV
(135) NASHVILLE HUMANE ASSOCIATION
213 OCEOLA AVE
NASHVILLE,TN37209 		62-0672999 501(C)3 25,000       SEE PART IV
(136) NEW BEGINNINGS FOR MERCED COUNTY ANIMALS INC
PO BOX 1045
WINTON,CA95388 		36-4704902 501(C)3 25,000       SEE PART IV
(137) NEW VOCATION RACEHORSE ADOPTION PROGRAM
3293 WRIGHT RD
LEXINGTON,KY40511 		31-1681380 501(C)3 50,000       SEE PART IV
(138) NEW YORK CITY POLICE DEPARTMENT
GRANTS UNIT ONE POLICE PLAZA ROOM
800
NEW YORK,NY10038 		13-6400434 GOVERNMENTAL (MUNICI 650,000       SEE PART IV
(139) NEXUS EQUINE INC
PO BOX 54572
OKLAHOMA CITY,OK73154 		81-1990122 501(C)3 50,000       SEE PART IV
(140) NORTH CAROLINA DEPARTMENT OF AGRICULTURE AND CONSUMER SERVICES EMERGENCY PR
1035 MAIL SERVICE CENTER
RALEIGH,NC27699 		000000000 GOVERNMENTAL (OTHER) 60,000       SEE PART IV
(141) NORTH SLOPE BOROUGH
PO BOX 69
BARROW,AK99723 		92-0042378 GOVERNMENTAL (MUNICI 25,000       SEE PART IV
(142) OKANOGAN REGIONAL HUMANE
398 OMAK RIVER ROAD
OMAK,WA98841 		01-0555614 501(C)3 10,000       SEE PART IV
(143) OKTIBBEHA COUNTY HUMANE SOCIETY INC
PO BOX 297
STARKVILLE,MS39760 		64-0618170 501(C)3 20,000       SEE PART IV
(144) OLYMPIC PENINSULA HUMANE SOCIETY
PO BOX 3124
PORT ANGELES,WA98362 		91-6001724 501(C)3 20,000       SEE PART IV
(145) OPERATION CATNIP OF GAINESVILLE
PO BOX 141023
GAINESVILLE,FL32614 		59-3522372 501(C)3 25,000       SEE PART IV
(146) ORANGE COUNTY ANIMAL SERVICES
1601 EUBANKS ROAD
CHAPEL HILL,NC27516 		56-6000327 GOVERNMENTAL (MUNICI 25,000       SEE PART IV
(147) OREGON HUMANE SOCIETY
1067 NE COLUMBIA BLVD
PORTLAND,OR97211 		93-0386880 501(C)3 500,000       SEE PART IV
(148) PARTNERS CANINES COUNSELING AND SHELTER SERVICES INC
222 W BARNES ST
CLAYTON,NC28684 		26-2324565 501(C)3 10,000       SEE PART IV
(149) PASADO'S SAFE HAVEN
102 4TH STREET
SULTAN,WA98294 		91-1843707 501(C)3 65,000       SEE PART IV
(150) PAWS CROSSED ANIMAL RESCUE INC
100 WAREHOUSE LANE SOUTH
ELMSFORD,NY10523 		47-4712475 501(C)3 50,000       SEE PART IV
(151) PEACEFUL KINGDOM
PO BOX 9394
KNOXVILLE,TN37940 		62-1818180 501(C)3 20,000       SEE PART IV
(152) PET OVER POPULATION PREVENTION
1506 NORTH ROAD 40
PASCO,WA99301 		91-1846733 501(C)3 31,000       SEE PART IV
(153) PETS ARE WONDERFUL SUPPORT INC
134 WEST 29TH STREET
NEW YORK,NY10001 		80-0233785 501(C)3 25,000       SEE PART IV
(154) PINTO HORSE ASSOCIATION OF AMERICA
7330 NORTHWEST 23RD STREET
BETHANY,OK73008 		23-7047066 OTHER 15,000       SEE PART IV
(155) PITTSBURGH ANIMAL AVIATION RESCUE TEAM
15 ALLEGHENY COUNTY AIRPORT
WEST MIFFLIN,PA15122 		45-5576740 501(C)3 10,000       SEE PART IV
(156) PRETTY GOOD CAT
BOX 432
LONG BEACH,CA90803 		45-0829960 501(C)3 20,000       SEE PART IV
(157) REGENTS OF THE UNIVERSITY OF CALIFORNIA
202 COUSTEAU PLACE
DAVIS,CA95618 		94-6036494 501(C)3 30,000       SEE PART IV
(158) REGIONAL ANIMAL SERVICES OF KING COUNTY
21615 64TH AVE S
KENT,WA98032 		91-6001327 GOVERNMENTAL (MUNICI 50,000       SEE PART IV
(159) RERUN INC
236B WATERS ROAD
EAST GREENBUSH,NY12061 		61-1336739 501(C)3 25,000       SEE PART IV
(160) RETIRED RACEHORSE PROJECT
2976 SOLOMONS ISLAND ROAD
EDGEWATER,MD21037 		27-1622725 501(C)3 61,000       SEE PART IV
(161) RIVERSIDE COUNTY DEPARTMENT OF ANIMAL SERVICES
6851 VAN BUREN BLVD
JURUPA VALLEY,CA92509 		95-6000930 GOVERNMENTAL (MUNICI 75,000       SEE PART IV
(162) ROCHESTER ANIMAL SERVICES
184 VERONA STREET
ROCHESTER,NY14608 		16-6002551 GOVERNMENTAL (MUNICI 63,000       SEE PART IV
(163) RVR HORSE RESCUE INC
12611 HAYES CLAN RD
PLANT CITY,FL33567 		45-1536701 501(C)3 32,000       SEE PART IV
(164) SACRAMENTO SPCA
6201 FLORIN PERKINS ROAD
SACRAMENTO,CA95828 		94-1312343 501(C)3 34,820       SEE PART IV
(165) SAN DIEGO HUMANE SOCIETY AND SPCA
5500 GAINES STREET
SAN DIEGO,CA92110 		95-1661688 501(C)3 40,000       SEE PART IV
(166) SEATTLE AREA FELINE RESCUE
14717 AURORA AVE N
SHORELINE,WA98133 		91-2041961 501(C)3 80,000       SEE PART IV
(167) SHELTER ANIMALS COUNT
41 WATCHUNG PLAZA
MONTCLAIR,NJ07042 		46-2215168 501(C)3 50,000       SEE PART IV
(168) SHELTER TRANSPORT ANIMAL RESCUE TEAM (START)
PO BOX 4792
VALLEY VILLAGE,CA91617 		45-4258426 501(C)3 25,000       SEE PART IV
(169) SNAKE RIVER ANIMAL SHELTER INC
3000 LINDSAY BOULEVARD
IDAHO FALLS,ID83402 		20-5175430 501(C)3 45,000       SEE PART IV
(170) SOCIETY FOR THE IMPROVEMENT OF CONDITIONS FOR STRAY ANIMALS
8172 WASHINGTON CHURCH ROAD
DAYTON,OH45458 		23-7367199 501(C)3 52,700       SEE PART IV
(171) SONOMA COUNTY ANIMAL SERVICES
1247 CENTURY COURT
SANTA ROSA,CA95403 		94-6000539 GOVERNMENTAL (MUNICI 75,000       SEE PART IV
(172) SOURIS VALLEY ANIMAL SHELTER
1935 20TH AVENUE SOUTHEAST
MINOT,ND58701 		45-0345317 501(C)3 20,000       SEE PART IV
(173) SPAY AND NEUTER SYRACUSE (SANS)
2616 ERIE BLVD EAST
SYRACUSE,NY13224 		55-0852853 501(C)3 64,750       SEE PART IV
(174) SPAY NEUTER PROJECT OF LOS ANGELES INC
957 N GAFFEY ST
SAN PEDRO,CA90731 		20-8542566 501(C)3 50,000       SEE PART IV
(175) SPCA OF TEXAS
2400 LONE STAR DR
DALLAS,TX75212 		75-1216660 501(C)3 45,000       SEE PART IV
(176) SPOKANE COUNTY REGIONAL ANIMAL PROTECTION SERVICE
6815 E TRENT
SPOKANE VLY,WA99212 		91-6001370 GOVERNMENTAL (MUNICI 37,000       SEE PART IV
(177) SPOKANIMAL
710 NORTH NAPA STREET
SPOKANE,WA99202 		91-1223929 501(C)3 10,000       SEE PART IV
(178) ST CHARLES PARISH ANIMAL SHELTER
921 DEPUTY JEFF G WATSON DR
LULING,LA70070 		72-6001208 GOVERNMENTAL (MUNICI 61,000       SEE PART IV
(179) STAFFORD ANIMAL SHELTER
3 BUSINESS PARK ROAD
LIVINGSTON,MT59047 		36-3432468 501(C)3 25,000       SEE PART IV
(180) STRAY PAWS ANIMAL HAVEN
1823 MORGAN LANE
REDONDO BEACH,CA90278 		83-1526587 501(C)3 15,000       SEE PART IV
(181) TEXAS HUMANE HEROES
10930 E CRYSTAL FALLS PARKWAY
LEANDER,TX78641 		74-2069592 501(C)3 25,000       SEE PART IV
(182) THE ANIMAL REFUGE LEAGUE OF GREATER PORTLAND
PO BOX 336
WESTBROOK,ME04098 		01-0212541 501(C)3 80,000       SEE PART IV
(183) THE ARIZONA PET PROJECT
3905 N 7TH AVENUE 7611
PHOENIX,AZ85011 		86-1008549 501(C)3 30,000       SEE PART IV
(184) THE ASSOCIATION FOR ANIMAL WELFARE ADVANCEMENT
15508 WEST BELL ROAD
SURPRISE,AZ85374 		41-1618666 501(C)6 50,000       SEE PART IV
(185) THE CHAUTAUQUA COUNTY HUMANE SOCIETY
2825 STRUNK ROAD
JAMESTOWN,NY14701 		16-6000221 501(C)3 80,000       SEE PART IV
(186) THE CITY OF SAN MARCOS REGIONAL ANIMAL SHELTER & ADOPTION CENTER
630 EAST HOPKINS
SAN MARCOS,TX78666 		74-6002238 GOVERNMENTAL (MUNICI 20,000       SEE PART IV
(187) THE HUMANE ASSOCIATION OF WILSON COUNTY
507 JIM DRAPER BLVD
LEBANON,TN37087 		62-1048196 501(C)3 55,000       SEE PART IV
(188) THE HUMANE SOCIETY OF BROWARD COUNTY
2070 GRIFFIN RD
FT LAUDERDALE,FL33312 		59-6002321 501(C)3 80,000       SEE PART IV
(189) THE MICHIGAN HUMANE SOCIETY
30300 TELEGRAPH RD STE 220
BINGHAM FARMS,MI480254509 		38-1358206 501(C)3 85,000       SEE PART IV
(190) THE NATIONAL KITTEN COALITION
7371 ATLAS WALK WAY 212
GAINESVILLE,VA20155 		26-2188884 501(C)3 25,000       SEE PART IV
(191) THE STREET DOG COALITION
220 JACKSON AVENUE
FORT COLLINS,CO80521 		81-0793989 501(C)3 10,000       SEE PART IV
(192) THIS OLD HORSE
13926 60TH STREET SOUTH
AFTON,MN55001 		45-4234611 501(C)3 25,000       SEE PART IV
(193) TINY PAWS KITTEN RESCUE INC
901 SOUTH LOWRY STREET
STILLWATER,OK74074 		20-2636365 501(C)3 10,000       SEE PART IV
(194) TOBACCO VALLEY ANIMAL SHELTER
PO BOX 1815
EUREKA,MT59917 		81-0496968 501(C)3 8,000       SEE PART IV
(195) TRI-COUNTY HUMANE SOCIETY
735 8TH STREET NE
ST CLOUD,MN56302 		23-7449686 501(C)3 24,000       SEE PART IV
(196) TRUE AND FAITHFUL PET RESCUE MISSION INC
1505 SOUTH TAMIAMI TRAIL
VENICE,FL34292 		47-1681488 501(C)3 7,500       SEE PART IV
(197) TUFTS UNIVERSITY
169 HOLLAND STREET
SOMERVILLE,MA02144 		04-2103634 501(C)3 28,225       SEE PART IV
(198) UNIVERSITY OF FLORIDA FOUNDATION
1938 WEST UNIVERSITY AVENUE
GAINESVILLE,FL32603 		59-0974739 501(C)3 50,000       SEE PART IV
(199) VANCOUVER HUMANE SOCIETY & S P C A
1100 NE 192ND AVENUE
VANCOUVER,WA98684 		91-0759124 501(C)3 40,000       SEE PART IV
(200) VETERINARIANS FOR PUERTO RICO CORP
CALLE CABO H ALVERIO 529
SAN JUAN,PR00918 		82-3040280 501(C)3 15,000       SEE PART IV
(201) VIRGINIA FEDERATION OF HUMANE SOCIETIES INCORPORATED
2963 RIDGE HOLLOW ROAD
EDINBURG,VA22824 		51-0208873 501(C)3 10,000       SEE PART IV
(202) VIRGINIA OFFICE OF THE ATTORNEY GENERAL
202 NORTH 9TH STREET
RICHMOND,VA23219 		54-6001703 GOVERNMENTAL (OTHER) 20,000       SEE PART IV
(203) VOLUSIA COUNTY ANIMAL SERVICES
1250 INDIAN LAKE ROAD
DAYTONA BEACH,FL32124 		59-6000885 GOVERNMENTAL (MUNICI 50,000       SEE PART IV
(204) WASHOE COUNTY REGIONAL ANIMAL SERVICES
2825 LONGLEY LANE SUITE A
RENO,NV89502 		88-6000138 GOVERNMENTAL (MUNICI 50,000       SEE PART IV
(205) WAYSIDE WAIFS INC
3901 MARTHA TRUMAN ROAD
KANSAS CITY,MO64137 		44-0605374 501(C)3 11,000       SEE PART IV
(206) WENATCHEE VALLEY HUMANE SOCIETY INC
PO BOX 55
WENATCHEE,WA98807 		91-0838299 501(C)3 83,100       SEE PART IV
(207) WEST VALLEY HUMANE SOCIETY INC
5801 GRAYE LANE
CALDWELL,ID83607 		20-8179233 501(C)3 9,000       SEE PART IV
(208) WEST VIRGINIA HORSE NETWORK
412 12TH STREET SOUTHEAST
CHARLESTON,WV25314 		47-2241488 501(C)3 13,000       SEE PART IV
(209) WESTERN UNIVERSITY OF HEALTH SCIENCES
309 EAST 2ND STREET
POMONA,CA91766 		95-3127273 501(C)3 49,510       SEE PART IV
(210) WYOMING COUNTY SPCA
PO BOX 269
ATTICA,NY14011 		22-2365422 501(C)3 13,185       SEE PART IV
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
207
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
3
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2020

Schedule I (Form 990) 2020
Page 2
Part III
Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Number of
recipients		 (c) Amount of
cash grant		 (d) Amount of
noncash assistance		 (e) Method of valuation (book,
FMV, appraisal, other)		 (f) Description of noncash assistance
(1)
(2)
(3)
(4)
(5)
(6)
(7)
Part IV
Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.
Return Reference Explanation
PART I, LINE 2: THE ASPCA PROVIDES GRANTS TO A VARIETY OF ORGANIZATIONS TO ADVANCE ITS MISSION OF STOPPING AND PREVENTING ANIMAL CRUELTY AND ASSISTING ANIMALS IN NEED. ELIGIBLE GRANT-SEEKERS GO THROUGH A ROBUST DUE DILIGENCE PROCESS TO ASSESS THEIR COMPLIANCE WITH REGULATORY REQUIREMENTS, IMPLEMENTATION OF GOVERNANCE BEST PRACTICES, BUSINESS CONTINUITY, AND CAPACITY TO CARRY OUT THE PROPOSED PROJECT. GRANT PROPOSALS ARE ALSO REVIEWED BY SUBJECT MATTER EXPERTS TO ASSESS THEIR FEASIBILITY, ALIGNMENT WITH ASPCA POLICY, POSITION, AND STANDARD PRACTICES, AND ABILITY TO EFFECTIVELY FURTHER THE ASPCA'S MISSION AND PROGRAMMATIC GOALS. TIERED REVIEW AND APPROVAL IS REQUIRED BASED ON THE SIZE OF THE GRANT. GRANTEES THAT RECEIVE FUNDING ARE REQUIRED TO SUBMIT FINAL REPORTS WHICH ARE REVIEWED TO ENSURE THAT THE FUNDS WERE USED APPROPRIATELY AND TO ASSESS THE PROJECT OUTCOMES, IF APPLICABLE. INTERIM REPORTS MAY ALSO BE REQUIRED TO PROVIDE ADDITIONAL ACCOUNTABILITY ON LONGER-TERM GRANTS. WHILE THE ASPCA IS A WORKING CHARITY, NOT SIMPLY A GRANTMAKING ENTITY, THE ASPCA IS ONE OF THE NATION'S LARGEST ANIMAL WELFARE GRANTMAKERS. THE ASPCA OFFERS ANIMAL WELFARE AND OTHER ORGANIZATIONS A RANGE OF FINANCIAL SUPPORT THAT MAKES AN IMMEASURABLE DIFFERENCE IN THEIR ABILITY TO STOP AND PREVENT ANIMAL SUFFERING AND CRUELTY, AND TO ASSIST ANIMALS IN NEED. SINCE 2001, THE ASPCA HAS GIVEN MORE THAN $180 MILLION IN GRANTS TO MANY THOUSANDS OF ANIMAL SHELTERS, MUNICIPAL AND GOVERNMENTAL AGENCIES, RESCUE GROUPS, SANCTUARIES, AND OTHER ANIMAL WELFARE ORGANIZATIONS NATIONWIDE. ORGANIZATIONS IN ALL 50 STATES AND U.S. TERRITORIES HAVE RECEIVED FUNDING AND ARE ELIGIBLE TO APPLY. GRANTS ARE MADE TO SUPPORT A WIDE VARIETY OF ACTIVITIES THAT ADVANCE THE ASPCA'S ANTI-CRUELTY MISSION, INCLUDING ANIMAL SHELTER & RESCUE ORGANIZATION GRANTS, EQUINE WELFARE GRANTS, AND EMERGENCY & DISASTER RESPONSE GRANTS. ALL OF THE ASPCA'S GRANTS ARE AIMED AT PREVENTING AND COMBATTING ANIMAL CRUELTY. THESE GRANTS MAY BE USED FOR RESOURCES INCLUDING PET SUPPLIES AND FOOD FOR PET OWNERS, SHELTER/RESCUE SUPPLIES AND EQUIPMENT, SHELTERING OR TEMPORARY BOARDING AND FOSTERING OF RESCUED OR AT-RISK ANIMALS, RELOCATION OF ANIMALS AFFECTED BY DISASTER/EMERGENCY, VETERINARY EXPENSES AND MEDICAL CARE, AND INFRASTRUCTURE REPAIRS AND REBUILDING. IN 2020, THE ASPCA AWARDED GRANT FUNDING TOTALING MORE THAN $12 MILLION TO 345 ORGANIZATIONS IN 48 STATES, PUERTO RICO, AND THE DISTRICT OF COLUMBIA. THIS INCLUDED EMERGENCY GRANT FUNDING AS PART OF THE ASPCA'S NATIONAL COVID-19 RELIEF & RECOVERY INITIATIVE, HELPING MORE THAN 50 ANIMAL WELFARE ORGANIZATIONS WHOSE PROGRAMS, OPERATIONS, OR FUNDRAISING CAPABILITIES WERE SEVERELY IMPACTED BY THE COVID-19 CRISIS. IN 2020, GRANTS SUPPORTED DISASTER AND EMERGENCY ANIMAL RESCUE PROGRAMS, LIFESAVING ANIMAL SHELTER LIVE-RELEASE RATE IMPROVEMENT PROGRAMS; SPAY/NEUTER EFFORTS TO COMBAT ANIMAL HOMELESSNESS; SURRENDER-PREVENTION PROGRAMS THAT HELP CHALLENGED PET OWNERS KEEP AND CARE FOR THEIR PETS; AND AT-RISK EQUINE PROTECTION PROGRAMS.
Schedule I (Form 990) 2020



Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
Graphic Arrow Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
Graphic Arrow Attach to Form 990.
Graphic Arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
THE AMERICAN SOCIETY FOR THE PREVENTION
OF CRUELTY TO ANIMALS
Employer identification number

13-1623829
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .....
1b
 
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a? ....
2
 
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? .............
4a
Yes
 
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ....................
5a
 
No
b
Any related organization? .......................
5b
 
No
If "Yes," on line 5a or 5b, describe in Part III.
6
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ..................
6a
 
No
b
Any related organization? ......................
6b
 
No
If "Yes," on line 6a or 6b, describe in Part III.
7
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................
8
 
No
9
If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2020

Schedule J (Form 990) 2020
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation in column (B) reported as deferred on prior Form 990
(i) Base
compensation 		(ii) Bonus & incentive
compensation 		(iii) Other reportable compensation
1MATT BERSHADKER
PRESIDENT & CHIEF EXECUTIVE OFFICER 		(i)

(ii)		 685,931
-------------
0 		150,000
-------------
0 		20,742
-------------
0 		72,800
-------------
0 		36,531
-------------
0 		966,004
-------------
0 		0
-------------
0
2ELIZABETH ESTROFF
SVP, COMMUNICATIONS 		(i)

(ii)		 338,229
-------------
0 		30,000
-------------
0 		20,742
-------------
0 		22,800
-------------
0 		36,291
-------------
0 		448,062
-------------
0 		0
-------------
0
3TODD HENDRICKS
SVP, DEVELOPMENT 		(i)

(ii)		 353,009
-------------
0 		0
-------------
0 		20,742
-------------
0 		22,800
-------------
0 		13,142
-------------
0 		409,693
-------------
0 		0
-------------
0
4BEVERLY JONES
SVP, CHIEF LEGAL OFFICER 		(i)

(ii)		 308,512
-------------
0 		20,000
-------------
0 		20,040
-------------
0 		22,800
-------------
0 		31,926
-------------
0 		403,278
-------------
0 		0
-------------
0
5BERT TROUGHTON
SVP, SHELTER & VETERINARY SERVICES 		(i)

(ii)		 319,835
-------------
0 		0
-------------
0 		32,081
-------------
0 		22,800
-------------
0 		23,879
-------------
0 		398,595
-------------
0 		0
-------------
0
6CHERYL BUCCI
SENIOR VICE PRESIDENT, OPS & PEOPLE 		(i)

(ii)		 297,343
-------------
0 		0
-------------
0 		24,975
-------------
0 		22,800
-------------
0 		41,457
-------------
0 		386,575
-------------
0 		0
-------------
0
7BILL LEE
SVP & CFO TO 10/9/20 		(i)

(ii)		 302,146
-------------
0 		0
-------------
0 		21,376
-------------
0 		17,688
-------------
0 		26,379
-------------
0 		367,589
-------------
0 		0
-------------
0
8STACY WOLF
SVP, POLICY, RESPONSE & ENGAGEMENT 		(i)

(ii)		 309,968
-------------
0 		0
-------------
0 		21,084
-------------
0 		19,465
-------------
0 		12,483
-------------
0 		363,000
-------------
0 		0
-------------
0
9J'MAI GAYLE
DIRECTOR, SURGERY 		(i)

(ii)		 287,464
-------------
0 		0
-------------
0 		1,242
-------------
0 		19,595
-------------
0 		40,181
-------------
0 		348,482
-------------
0 		0
-------------
0
10NANCY PERRY
SVP, GOVERNMENT RELATIONS 		(i)

(ii)		 250,179
-------------
0 		10,575
-------------
0 		2,322
-------------
0 		21,265
-------------
0 		24,697
-------------
0 		309,038
-------------
0 		0
-------------
0
11JENNIFER CHIN
VICE PRESIDENT, LEGAL ADVOC/INVESTIG 		(i)

(ii)		 254,393
-------------
0 		0
-------------
0 		764
-------------
0 		20,820
-------------
0 		16,049
-------------
0 		292,026
-------------
0 		0
-------------
0
12CAMILLE DECLEMENTI
VICE PRESIDENT,ASPCA ANIMAL HOSPITAL 		(i)

(ii)		 248,450
-------------
0 		0
-------------
0 		548
-------------
0 		20,252
-------------
0 		14,620
-------------
0 		283,870
-------------
0 		0
-------------
0
13SARAH LEVIN GOODSTINE
SVP, OPERATIONS & STRATEGY TO 3/1/20 		(i)

(ii)		 63,212
-------------
0 		0
-------------
0 		182,626
-------------
0 		5,213
-------------
0 		9,518
-------------
0 		260,569
-------------
0 		0
-------------
0
Schedule J (Form 990) 2020

Schedule J (Form 990) 2020
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.
Return Reference Explanation
PART I, LINES 4A-B LINE 4A: SARAH LEVIN GOODSTINE - $182,522 LINE 4B: DURING 2020, THE ASPCA ADOPTED A 457(F) DEFERRED COMPENSATION PLAN (THE F PLAN) FOR THE PRESIDENT AND CHIEF EXECUTIVE OFFICER. THE F PLAN ACCRUES AN ANNUAL EMPLOYER-FUNDED AMOUNT OF $50,000 THAT REMAINS UNVESTED UNTIL THE END OF A FIVE-YEAR EMPLOYMENT TERM, AT WHICH POINT THE F PLAN RENEWS IN FIVE YEAR INCREMENTS CONTINGENT ON CONTINUOUS EMPLOYMENT. THIS AMOUNT IS NOT INCREASED FOR INVESTMENT EARNINGS.
PART I, LINE 7 THE FOLLOWING EMPLOYEES RECEIVED DISCRETIONARY, NON-FIXED PAYMENTS THAT ARE REPORTED IN SCHEDULE J, PART II, COLUMN B(II). THE DISCRETIONARY NON-FIXED PAYMENTS ARE DETERMINED BASED ON THE PERFORMANCE EVALUATION PROCESS: MATTHEW BERSHADKER $150,000 ELIZABETH ESTROFF $30,000 BEVERLY JONES $20,000 NANCY PERRY $10,575
Schedule J (Form 990) 2020

Additional Data


Software ID:  
Software Version:  
SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large imageGo to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
THE AMERICAN SOCIETY FOR THE PREVENTION
OF CRUELTY TO ANIMALS
Employer identification number

13-1623829
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art ....        
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles .. X 1,254 680,655 COMPARABLE SALES
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 143 934,095 NYSE
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( PET SUPPLIES ) X 10 1,640,680 COST
26 Other Right pointing arrow large image ( )
27 Other Right pointing arrow large image ( )
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
29
0
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which isn't required to be used for exempt purposes for the entire holding period? ...................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any nonstandard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization didn't report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2020)
Schedule M (Form 990) (2020)
Page 2
Part IISupplemental Information. Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
PART I, COLUMN (B): THE NUMBER ON PART I, COLUMN B REPRESENTS NUMBER OF DONORS.
PART I, LINE 32B: CHARITABLE ADULT RIDES & SERVICES, INC. ("CARS") IS A CONTRACTED SERVICE PROVIDER WHICH ACCEPTS VEHICLE DONATIONS FROM DONORS ON BEHALF OF THE ASPCA AS THE DONEE. CARS UTILIZES THIRD PARTIES TO SELL THE DONATED VEHICLE IN THE RESALE MARKET. IN RETURN, CARS KEEPS 20% OF THE NET AMOUNT OF DONATED PROCEEDS AS PAYMENT FOR THESE SERVICES, WITH THE REMAINDER GOING TO THE ASPCA.
Schedule M (Form 990) (2020)

Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
THE AMERICAN SOCIETY FOR THE PREVENTION
OF CRUELTY TO ANIMALS
Employer identification number

13-1623829
Return Reference Explanation
PART III, LINE 1: DESCRIPTION OF ORGANIZATION MISSION THE ASPCA'S MISSION, AS STATED BY FOUNDER HENRY BERGH IN 1866, IS "TO PROVIDE EFFECTIVE MEANS FOR THE PREVENTION OF CRUELTY TO ANIMALS THROUGHOUT THE UNITED STATES." THE ASPCA WAS FOUNDED ON THE BELIEF THAT ANIMALS ARE ENTITLED TO KIND AND RESPECTFUL TREATMENT AT THE HANDS OF HUMANS AND MUST BE PROTECTED UNDER THE LAW. ALL OF THE ASPCA'S SERVICES AND RESOURCES ARE FOCUSED ON INITIATIVES THAT CONTRIBUTE TO PREVENTING AND COMBATING ANIMAL CRUELTY ACROSS THE COUNTRY THROUGH THREE PRIMARY AREAS OF ACTION: SHELTER AND VETERINARY SERVICES; PUBLIC EDUCATION AND COMMUNICATIONS; AND POLICY, RESPONSE AND ENGAGEMENT. WITHIN THESE AREAS OF ACTIVITY, THE ASPCA'S WORK SPANS A BROAD SPECTRUM IN SERVICE OF ITS MISSION TO PREVENT CRUELTY AND SUFFERING. THE CAUSES AND EFFECTS OF ANIMAL CRUELTY ARE COMPLEX, AND THE ASPCA'S WORK IS EXPANSIVE AND WIDE RANGING ACROSS ALL OF THE ASPCA'S PROGRAMS TO MEET THESE MULTIFACETED CHALLENGES. THE ASPCA'S PROGRAMS TACKLE ISSUES FACING ANIMAL WELFARE ON A NATIONAL SCALE WITH OPERATIONS THROUGHOUT THE COUNTRY. THE ORGANIZATION'S VISION THAT ANIMALS ARE VALUED BY SOCIETY, PROTECTED BY ITS LAWS, AND FREE FROM CRUELTY, PAIN AND SUFFERING IS ACHIEVED THROUGH INNOVATIVE PROGRAMS ADDRESSING: HOMELESSNESS, ACCESS TO VETERINARY CARE, BEHAVIOR, PROTECTIVE LEGISLATION, RESCUE FROM ABUSIVE SITUATIONS AND NATURAL DISASTERS, AMONG OTHERS. THE ASPCA MAINTAINS A PHYSICAL PRESENCE IN LOCATIONS ACROSS THE COUNTRY INCLUDING IN NYC; MIAMI, FL; GAINESVILLE, FL; URBANA, IL; LOS ANGELES, CA; WEAVERVILLE, NC; ASHEVILLE, NC; COLUMBUS, OH; WASHINGTON, DC; OKLAHOMA CITY, OK; OVERLAND PARK, KS; AND UNION, MO. AS AN ESTABLISHED NATIONAL ORGANIZATION WITH A BROAD PERSPECTIVE ON ANIMAL WELFARE ISSUES, THE ASPCA EXPONENTIALLY INCREASES ITS IMPACT BY FILLING STRATEGIC AND GEOGRAPHIC VOIDS WHERE NECESSARY TO PREVENT ANIMAL SUFFERING. - THE ORGANIZATION CAN QUICKLY MOBILIZE TEAMS AND RESOURCES IN SUPPORT OF REGIONAL EFFORTS IN A DISASTER LIKE A HURRICANE OR WILDFIRE. - THE ASPCA COLLABORATES WITH LOCAL AND REGIONAL PEERS ON LARGE-SCALE RELOCATION OF HOMELESS ANIMALS, ASSISTS LAW ENFORCEMENT AGENCIES AROUND THE COUNTRY WITH COLLECTION AND ANALYSIS OF EVIDENCE IN ANIMAL CRUELTY CASES, AND TRAINS THOUSANDS OF ANIMAL WELFARE PROFESSIONALS AROUND THE COUNTRY HOW TO REHABILITATE SUFFERING ANIMALS TO GIVE THEM THE BEST CHANCE OF FINDING A LOVING HOME. - THE ASPCA BENEFITS ANIMALS NATIONWIDE BY TACKLING SOME OF THE BIGGEST CHALLENGES FACING ANIMALS IN SOCIETY INCLUDING CHAMPIONING FEDERAL, STATE, AND LOCAL LEGISLATION AND POLICIES THAT INCREASE LEGAL PROTECTIONS FOR ANIMALS AND BY ADVANCING RESEARCH AND PROGRAMS TO HELP MAKE VETERINARY CARE MORE AFFORDABLE AND ACCESSIBLE TO ALL. - SERVICES SUCH AS THE ASPCA BEHAVIOR REHABILITATION CENTER'S LEARNING LAB, NATIONAL RELOCATION PROGRAM, THE ASPCA SPAY/NEUTER ALLIANCE, AND ITS EXTENSIVE LIFESAVING VETERINARY RESEARCH ARE DISSEMINATED THROUGHOUT THE ANIMAL WELFARE FIELD, IMPACTING ANIMALS IN NEARLY EVERY STATE IN THE COUNTRY. - THE ORGANIZATION WORKS ALONGSIDE HUNDREDS OF OTHER LOCAL ANIMAL WELFARE ORGANIZATIONS, RESCUE GROUPS, ANIMAL CONTROL AND LAW ENFORCEMENT AGENCIES, AND MANY OTHER ORGANIZATIONS THAT ARE UNITED IN THE ASPCA'S ANTI-CRUELTY MISSION.
FORM 990, PART III, LINE 4A THE ASPCA SAW A 62% INCREASE IN ANIMALS GOING INTO FOSTER HOMES THROUGH ITS NEW YORK CITY FOSTER PROGRAM, AND THE ASPCA'S LOS ANGELES KITTEN FOSTER PROGRAM EXPERIENCED A 162% INCREASE IN FOSTER APPLICATIONS DURING THE FIRST 12 MONTHS OF THE PANDEMIC, COMPARED TO THE PREVIOUS YEAR. INTEREST IN ADOPTION AT THE ASPCA ADOPTION CENTER IN NEW YORK CITY INCREASED BY MORE THAN 250% DURING THIS SAME PERIOD. MANY ANIMAL SHELTERS AND RESCUES, INCLUDING THE ASPCA'S ADOPTION CENTER IN NEW YORK CITY AND LOS ANGELES KITTEN FOSTER PROGRAM, TRANSITIONED TO SOCIALLY DISTANCED OR REMOTE ADOPTION AND FOSTER PROCESSES, INCORPORATING VIRTUAL FEATURES SUCH AS ONLINE MEET-AND-GREETS, REMOTE TRAINING SESSIONS, AND VIDEO CONFERENCING TO ENGAGE ADOPTERS AND FOSTER CAREGIVERS. IN EARLY JUNE, THE ASPCA LAUNCHED ASPCA NATIONAL ADOPTION WEEKEND IN RESPONSE TO THE IMPACTS OF THE COVID-19 CRISIS ON SHELTER AND RESCUE ORGANIZATIONS. MANY OF THOSE ORGANIZATIONS HAD SUSPENDED OR REDUCED THEIR OPERATIONS, AND SOME RELIED ON THE SUPPORT OF FOSTER CAREGIVERS TO TEMPORARILY HOUSE AND CARE FOR VULNERABLE ANIMALS IN THEIR COMMUNITIES. NEARLY 600 ANIMAL SHELTERS AND RESCUE ORGANIZATIONS PARTICIPATED IN THE CAMPAIGN TO SAFELY PLACE HOMELESS DOGS, CATS, AND HORSES INTO ADOPTIVE HOMES, RESULTING IN THE ADOPTION OF MORE THAN 7,000 ANIMALS DURING A ONE-WEEK PERIOD. LATER IN OCTOBER, THE ASPCA STARTED THE ASPCA #ADOPTAFOSTERDOG CAMPAIGN TO HELP FOSTER CAREGIVERS MORE EFFECTIVELY UTILIZE SOCIAL MEDIA AND EMPOWER THEM TO PLACE THEIR FOSTER DOGS WITH ADOPTIVE FAMILIES THROUGH FOSTER-FACILITATED ADOPTIONS. MORE THAN 580 SHELTERS AND RESCUE ORGANIZATIONS ACROSS 48 STATES PARTICIPATED IN THE CAMPAIGN, WITH MOST PARTICIPATING GROUPS REPORTING INCREASES IN FOSTER DOGS GOING DIRECTLY FROM FOSTER HOMES TO ADOPTIVE HOMES.
FORM 990, PART III, LINE 4C THROUGH THE ASPCA'S ONLINE ADOPTION PLATFORM, MY RIGHT HORSE, THE ASPCA HAS HELPED ITS ADOPTION PARTNERS CONNECT WITH COMPASSIONATE PEOPLE ACROSS THE COUNTRY, PROVIDING CARING HOMES FOR HORSES IN TRANSITION. IN 2020, EVEN AS THE PANDEMIC SEVERELY HINDERED SHELTERS, RESCUE GROUPS, AND HORSE OWNERS, THE RIGHT HORSE ADOPTION PARTNERS INCREASED THEIR ADOPTIONS BY OVER 20%. TO ADVANCE THESE DYNAMIC COLLABORATIONS, THE RIGHT HORSE HOSTED A VIRTUAL SUMMIT IN SEPTEMBER 2020 THAT INCLUDED NEARLY 200 HORSE INDUSTRY REPRESENTATIVES, EQUINE WELFARE ADVOCATES, AND RESCUE ORGANIZATION LEADERS. THE CONFERENCE WAS AN OPPORTUNITY TO CELEBRATE THE COLLECTIVE WORK BEING DONE TO SHATTER STIGMAS ABOUT HORSES IN TRANSITION AND DRAMATICALLY INCREASE EQUINE ADOPTIONS. MEANWHILE, THE ASPCA REGIONAL SUPPORT CENTER IN OKLAHOMA CITY, WHICH PROVIDES FULLY SUBSIDIZED VETERINARY SERVICES AND RESOURCES TO FINANCIALLY CHALLENGED HORSE OWNERS, HAS HELPED MORE THAN 220 VULNERABLE HORSES SINCE OPENING ITS DOORS IN 2019. THIS WORK BECAME CRUCIAL AS THE PANDEMIC CREATED ECONOMIC HARDSHIPS FOR MANY PEOPLE, INCLUDING HORSE OWNERS. IN COLLABORATION WITH A LOCAL VETERINARY CLINIC AND SEVERAL RE-HOMING PARTNERS, THE OPEN-ADMISSION CENTER ALSO PROVIDES A SAFE PLACE FOR HORSE OWNERS WHO NEED TO RELINQUISH THEIR HORSES AND OFFERS HUMANE EUTHANASIA SERVICES FOR SUFFERING HORSES, MULES, AND DONKEYS. THE CENTER DOCUMENTS AND SHARES ITS LEARNINGS TO HELP OTHER EQUINE WELFARE GROUPS IDENTIFY AND CREATE OPPORTUNITIES FOR THEIR COMMUNITY'S HORSES. 4. FARM ANIMAL WELFARE: PROTECTING ANIMALS ABUSED IN CRUEL FARM SYSTEMS INDUSTRIAL ANIMAL AGRICULTURE'S FAILURE TO PROTECT ANIMALS AND WORKERS DURING THE COVID-19 CRISIS INSPIRED BROAD PUBLIC CONCERN, CHANGES IN CONSUMPTION HABITS, AND WIDESPREAD SUPPORT FOR FACTORY FARMING REFORM DURING 2020. AS PART OF THIS MOVEMENT AND ACTING INFLUENTIALLY WITHIN IT, THE ASPCA FARM ANIMAL WELFARE TEAM ADVOCATED FOR IMPORTANT FARM LEGISLATION AND SECURED NEW HUMANE COMMITMENTS FROM FOOD COMPANIES, SCHOOLS, AND MUNICIPALITIES. SIX MONTHS INTO THE COVID-19 CRISIS, THE ASPCA COMMISSIONED A PUBLIC OPINION SURVEY CONFIRMING BROAD PUBLIC CONCERN ABOUT INDUSTRIAL ANIMAL AGRICULTURE, CHANGES IN FOOD CONSUMPTION HABITS, AND A SWELL OF SUPPORT FOR FACTORY FARMING REFORM. LEVERAGING THIS SUPPORT, THE ASPCA BECAME THE LEAD ANIMAL WELFARE ORGANIZATION ENDORSING AND ADVOCATING FOR THE FARM SYSTEM REFORM ACT, FEDERAL LEGISLATION THAT WOULD PHASE OUT THE LARGEST FACTORY FARMS BY 2040 AND PROVIDE $10 BILLION IN FUNDS TO HELP FARMERS TRANSITION TO MORE HUMANE METHODS. IN 2020, THE ASPCA CONTINUED TO HELP FOOD COMPANIES COMMIT TO IMPROVING FARM ANIMALS' LIVES THROUGH MEANINGFUL WELFARE CERTIFICATION AND ALIGNMENT WITH THE BETTER CHICKEN COMMITMENT, WHICH ENTAILS IMPROVING THE GENETIC APPROACHES, LIVING CONDITIONS, AND SLAUGHTER PROCESSES FOR MEAT-PRODUCING CHICKENS. WITH SUPPORT FROM THE ASPCA, SAN DIEGO'S BOARD OF EDUCATION VOTED UNANIMOUSLY TO ADOPT THE GOOD FOOD PURCHASING PROGRAM (GFPP), MAKING IT THE 12TH INSTITUTION TO SHIFT ITS SIZABLE PURCHASES AWAY FROM FACTORY-FARMED ANIMAL PRODUCTS AND TOWARD WELFARE-CERTIFIED OR PLANT-BASED ALTERNATIVES. THE ASPCA IS ALSO WORKING TO SECURE NEW GFPP COMMITMENTS IN NEW YORK CITY, SANTA CLARA, AND SAN FRANCISCO. THE ASPCA ALSO ADDED 44 NEW NATIONALLY AVAILABLE PRODUCTS TO THE SHOP WITH YOUR HEART BRAND LIST, WHICH PROMOTES ANIMAL WELFARE-CERTIFIED AND PLANT-BASED PRODUCTS TO HELP CONSUMERS PLAY ACTIVE ROLES IN TRANSITIONING THE FOOD SYSTEM AWAY FROM FACTORY FARMING METHODS. IN ADDITION TO HELPING CONSUMERS MAKE COMPASSIONATE FOOD CHOICES, THE SHOP WITH YOUR HEART PROGRAM DEMONSTRATES THE MARKET VALUE OF PRIORITIZING ANIMAL WELFARE TO CORPORATE EXECUTIVES WHO DETERMINE THE TREATMENT OF BILLIONS OF ANIMALS EVERY YEAR. 5. TRAINING AND TEACHING: ENABLING THE NATIONWIDE EXPANSION OF EFFECTIVE ANIMAL WELFARE PRACTICES CHALLENGED BY THE RESTRICTIONS OF THE COVID-19 PANDEMIC, THE ASPCA'S PROFESSIONAL DEVELOPMENT AND TRAINING PROGRAMS SHIFTED QUICKLY TO DEVELOP ONLINE WEBINARS, WORKSHOPS, COURSES, AND WEB RESOURCES THAT PROVIDED VALUABLE LEARNING OPPORTUNITIES FOR THE ANIMAL WELFARE FIELD. ASPCA SHELTER MEDICINE SERVICES, THE ASPCA LEARNING LAB, THE ASPCA ADOPTION CENTER, AND THE ASPCA SPAY/NEUTER ALLIANCE ALL CREATED NEW RESOURCES INCLUDING A COVID-19 HUB FOR ANIMAL WELFARE PROFESSIONALS, VIRTUAL ADOPTION BEST PRACTICES, A SAFE WORKPLACE HANDBOOK FOR ANIMAL SHELTERS, AND A COVID-19 ANIMAL PREPAREDNESS GUIDE TO HELP ANIMAL WELFARE PROFESSIONALS NAVIGATE A RANGE OF CRITICAL TOPICS IN THEIR WORK AND OPERATIONS. MORE THAN 5,500 PEOPLE FROM AROUND THE COUNTRY TOOK AT LEAST ONE OF ASPCA LEARNING LAB'S COURSES, AND MORE THAN 1,000 PEOPLE ATTENDED THE LEARNING LAB'S SHELTER ROUNDTABLE DISCUSSIONS. IN 2020, THE ASPCA HELD TWO MAJOR VIRTUAL EVENTS FOCUSED ON EDUCATING THE ANIMAL WELFARE FIELD: THE ASPCA CORNELL MADDIE'S FUND SHELTER MEDICINE CONFERENCE IN JULY AND THE ASPCA'S THE RIGHT HORSE SUMMIT IN SEPTEMBER. BOTH EVENTS PROVIDED A WIDE RANGE OF ANIMAL WELFARE EXPERTS AND VETERINARY PROFESSIONALS THE OPPORTUNITY TO CONTINUE THEIR VITAL LEARNING. THE ASPCA ALSO INITIATED RECRUITMENT FOR THE FIRST RESIDENT IN THE JULIE MORRIS SHELTER MEDICINE RESIDENCY PROGRAM. NAMED AFTER A LATE LONGTIME ASPCA LEADER AND LEGENDARY FIGURE IN ANIMAL SHELTERING, THE RESIDENCY IS A THREE-YEAR TRAINING PROGRAM FOR LICENSED VETERINARIANS INTERESTED IN DEVELOPING DEEP EXPERTISE IN THE PRACTICE OF SHELTER MEDICINE TO MEET THE HEALTH AND BEHAVIOR NEEDS OF HOMELESS AND AT-RISK ANIMALS.
FORM 990, PART VI, SECTION A, LINE 1 THE ASPCA SHALL HAVE TWO CLASSES OF MEMBERS: GOVERNING MEMBERS, WHO SHALL HAVE FULL VOTING RIGHTS RESERVED TO "MEMBERS" UNDER THE NEW YORK NOT-FOR-PROFIT CORPORATION LAW, AND AFFINITY MEMBERS, WHO SHALL NOT HAVE VOTING RIGHTS. GOVERNING MEMBERS SHALL CONSIST AT ANY TIME OF THOSE PERSONS WHO ARE SERVING AT THAT TIME AS MEMBERS OF THE BOARD OF DIRECTORS. ONLY GOVERNING MEMBERS SHALL HAVE THE RIGHT TO ELECT THE MEMBERS OF THE BOARD OF DIRECTORS AND TO VOTE ON ANY OTHER TRANSACTION OR MATTER THAT SHALL PROPERLY COME BEFORE THE MEMBERS OF THE CORPORATION IN ACCORDANCE WITH THE ASPCA'S CERTIFICATE OF INCORPORATION, ITS BY-LAWS, OR APPLICABLE LAW. AFFINITY MEMBERS SHALL CONSIST OF ONE OR MORE CATEGORIES OF INDIVIDUALS AS MAY BE ESTABLISHED FROM TIME TO TIME BY THE BOARD OF DIRECTORS. AFFINITY MEMBERS SHALL MAKE SUCH ANNUAL CONTRIBUTIONS OR PAY SUCH ANNUAL DUES AS MAY BE ESTABLISHED FROM TIME TO TIME BY THE BOARD OF DIRECTORS. THE ASPCA MAY OFFER AFFINITY MEMBERS CERTAIN BENEFITS OF MEMBERSHIP, BUT AFFINITY MEMBERS SHALL NOT BE CONSIDERED "MEMBERS" AS THAT TERM IS USED IN THE NEW YORK NOT-FOR-PROFIT CORPORATION LAW OR IN ANY OTHER APPLICABLE LAW, RULE, OR REGULATION. ACCORDINGLY, WITH THE EXCEPTION OF THOSE AFFINITY MEMBERS WHO ARE ALSO GOVERNING MEMBERS, NO AFFINITY MEMBER SHALL HAVE THE RIGHT TO VOTE ON THE ELECTION OF PERSONS TO THE BOARD OF DIRECTORS OR ON ANY OTHER TRANSACTION OR MATTER THAT SHALL PROPERLY COME BEFORE THE MEMBERS OF THE CORPORATION IN ACCORDANCE WITH THE ASPCA'S CERTIFICATE OF INCORPORATION, THESE BY-LAWS, OR APPLICABLE LAW.
FORM 990, PART VI, SECTION A, LINE 4 IN APRIL 2020 THE ASPCA BOARD AMENDED AND RESTATED THE ORGANIZATION'S BYLAWS. THE PURPOSE OF THESE CHANGES WAS THREEFOLD: A) TO REMAIN CONSISTENT WITH THE REQUIREMENTS OF THE NEW YORK NOT-FOR-PROFIT CORPORATIONS LAW, B) TO UPDATE AND STREAMLINE ORGANIZATIONAL GOVERNANCE TO REFLECT THE ORGANIZATION'S CURRENT NEEDS, AND C) TO ELIMINATE OBSOLETE PROVISIONS.
FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY A NATIONALLY RENOWNED ACCOUNTING FIRM IN CONJUNCTION WITH THE ORGANIZATION'S FINANCE DEPARTMENT. THE DRAFT OF THE FORM 990 IS REVIEWED BY SENIOR MANAGEMENT, LEGAL COUNSEL, AS WELL AS THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS. A COPY IS CIRCULATED TO THE FULL BOARD OF DIRECTORS PRIOR TO ITS FILING WITH THE INTERNAL REVENUE SERVICE.
FORM 990, PART VI, SECTION B, LINE 12C ALL DIRECTORS, OFFICERS AND KEY EMPLOYEES COMPLETE A WRITTEN CONFLICT OF INTEREST QUESTIONNAIRE AND DECLARATION ANNUALLY. THE SECRETARY OF THE ASPCA PROVIDES COPIES OF ALL COMPLETED DISCLOSURE STATEMENTS TO THE CHAIR OF THE AUDIT COMMITTEE AND TO THE CHIEF LEGAL OFFICER. ANY POTENTIAL CONFLICTS ARE ADDED TO RECORDS MAINTAINED BY THE ASPCA'S LEGAL DEPARTMENT.
FORM 990, PART VI, SECTION B, LINE 15 THE AUDIT COMMITTEE OF THE ASPCA BOARD IS THE AUTHORIZED COMPENSATION-SETTING BODY THAT REVIEWS AND APPROVES THE COMPENSATION OF THE "DISQUALIFIED PERSONS" OF THE ASPCA. THE ASPCA ENGAGES AN INDEPENDENT COMPENSATION EXPERT TO CONDUCT A COMPENSATION STUDY TO ASSESS THE REASONABLENESS OF EACH "DISQUALIFIED PERSON'S" TOTAL COMPENSATION IN ACCORDANCE WITH THE REBUTTABLE PRESUMPTION "SAFE HARBOR" PROVISIONS OF SECTION 4958 OF THE INTERNAL REVENUE CODE. THE COMPENSATION EXPERT ASSESSES THE REASONABLENESS OF EACH PERSON'S TOTAL COMPENSATION BASED ON COMPARABILITY DATA FOR THE POSITIONS UNDER REVIEW AND PROVIDES SUCH DATA AND ANALYSIS TO THE AUDIT COMMITTEE FOR ITS REVIEW. THE COMPARABILITY DATA IS DRAWN FROM INDUSTRY SURVEYS AND DATA SOURCES FOR COMPARABLE POSITIONS IN ORGANIZATIONS OF SIMILAR SCOPE, OPERATING BUDGET, AND TYPE. WITH RESPECT TO "DISQUALIFIED PERSONS" OTHER THAN THE PRESIDENT & CEO, THE AUDIT COMMITTEE REVIEWS THE COMPENSATION EXPERT'S STUDY AND COMPARABILITY DATA AND THE PRESIDENT & CEO'S ANALYSIS OF EACH INDIVIDUAL'S PERFORMANCE, DELIBERATES, AND VOTES ON WHETHER TO APPROVE THE TOTAL COMPENSATION RECOMMENDATION PROPOSED BY THE PRESIDENT & CEO. THE PERSON WHOSE COMPENSATION IS UNDER REVIEW IS NOT PRESENT AND DOES NOT PARTICIPATE IN THE DELIBERATIONS, EXCEPT THAT SUCH PERSON MAY ANSWER QUESTIONS THAT WILL HELP THE COMMITTEE IN ITS DELIBERATIONS. WITH RESPECT TO THE PRESIDENT & CEO, THE AUDIT COMMITTEE REVIEWS THE COMPENSATION EXPERT'S STUDY AND COMPARABILITY DATA AND THE EXECUTIVE COMMITTEE'S ANALYSIS OF THE PRESIDENT & CEO'S PERFORMANCE, DELIBERATES, AND VOTES ON A RECOMMENDATION ON THE PRESIDENT & CEO'S TOTAL COMPENSATION (INCLUDING PERFORMANCE BONUS), WHICH RECOMMENDATION IT PROVIDES TO THE FULL BOARD OF DIRECTORS. THE FULL BOARD OF DIRECTORS ASSESSES THE AUDIT COMMITTEE'S RECOMMENDATIONS AND VOTES WHETHER TO APPROVE THE TOTAL COMPENSATION (INCLUDING PERFORMANCE BONUS) FOR THE PRESIDENT & CEO. THE PRESIDENT & CEO IS NOT PRESENT DURING EITHER THE AUDIT COMMITTEE'S REVIEW OF HIS COMPENSATION NOR THE FULL BOARD'S APPROVAL OF THE COMPENSATION AND DOES NOT PARTICIPATE IN THE DELIBERATIONS, EXCEPT THAT HE MAY ANSWER QUESTIONS THAT WILL HELP THE COMMITTEE OR THE FULL BOARD OF DIRECTORS IN THEIR DELIBERATIONS. FOR ALL "DISQUALIFIED PERSONS," THE AUDIT COMMITTEE DOCUMENTS THE BASIS FOR ITS DETERMINATIONS CONCURRENTLY WITH THE APPROVAL OF THE COMPENSATION BY DRAFTING MINUTES OF THE MEETING AT WHICH THE DETERMINATIONS WERE MADE. THE MINUTES INCLUDE THE FOLLOWING INFORMATION: 1. THE TERMS OF THE APPROVED COMPENSATION AND THE DATE APPROVED; 2. THE NAMES OF MEMBERS OF THE AUDIT COMMITTEE WHO WERE PRESENT DURING DISCUSSION OF THE COMPENSATION AND THOSE WHO VOTED ON IT; 3. THE COMPARABILITY DATA THAT WAS RELIED ON BY THE AUDIT COMMITTEE AND HOW SUCH DATA WAS OBTAINED; AND 4. ANY ACTIONS (SUCH AS RECUSAL) TAKEN BY A MEMBER OF THE AUDIT COMMITTEE HAVING A CONFLICT OF INTEREST. THE AUDIT COMMITTEE THEN APPROVES THE MINUTES WITHIN A REASONABLE PERIOD OF TIME AFTER ITS PREPARATION. SIMILARLY, THE BOARD DOCUMENTS THE BASIS FOR ITS DETERMINATION OF THE PRESIDENT & CEO'S COMPENSATION CONCURRENTLY WITH THE APPROVAL OF THE COMPENSATION BY DRAFTING MINUTES OF THE MEETING AT WHICH THE DETERMINATION WAS MADE.
FORM 990, PART VI, SECTION C, LINE 19 AUDITED FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, CERTIFICATE OF INCORPORATION AND BY-LAWS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST AND THROUGH CHARITABLE REGISTRATION REQUIREMENTS IN OVER 40 STATES. THE ASPCA MAKES ITS FORM 990 AVAILABLE TO THE PUBLIC BY RETAINING A COPY AT ITS PLACE OF BUSINESS AND PLACING A COPY ON ITS WEBSITE. THE FORM 990 IS ALSO PUBLISHED ON THE INTERNET AT WWW.GUIDESTAR.ORG.
FORM 990, PART XI, LINE 9: BENEFICIAL INTEREST IN TRUSTS HELD BY OTHERS 1,860,894.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2020


Additional Data


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SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
THE AMERICAN SOCIETY FOR THE PREVENTION
OF CRUELTY TO ANIMALS
Employer identification number

13-1623829
Part I
Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity










Part II
Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1)ASPCA VETERINARY SERVICES OF NORTH CAROLINA PC
25 HERITAGE DR

ASHVILLE,NC28806
47-3987701 		VETERINARY SERVICES TO THE ASPCA IN NC NC 501(C)(3) LINE 7 ASPCA
 
 
No












For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No












Part IV
Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No












Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 3
Part V
Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................
1a
 
No
b Gift, grant, or capital contribution to related organization(s) ............................
1b
 
No
c Gift, grant, or capital contribution from related organization(s) ............................
1c
 
No
d Loans or loan guarantees to or for related organization(s) ............................
1d
 
No
e Loans or loan guarantees by related organization(s) ............................
1e
 
No
f Dividends from related organization(s) ............................
1f
 
No
g Sale of assets to related organization(s) ............................
1g
 
No
h Purchase of assets from related organization(s) ............................
1h
 
No
i Exchange of assets with related organization(s) ............................
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) .......................
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) ......................
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) .....................
1l
Yes
 
m Performance of services or membership or fundraising solicitations by related organization(s) .................
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................
1n
Yes
 
o Sharing of paid employees with related organization(s) ............................
1o
Yes
 
p Reimbursement paid to related organization(s) for expenses ............................
1p
 
No
q Reimbursement paid by related organization(s) for expenses ............................
1q
 
No
r Other transfer of cash or property to related organization(s) ............................
1r
 
No
s Other transfer of cash or property from related organization(s) ............................
1s
 
No
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) ASPCA VETERINARY SERVICES OF NORTH CAROLINA PC

 L 59,624 BOOK VALUE
(2) ASPCA VETERINARY SERVICES OF NORTH CAROLINA PC

 O 220,508 BOOK VALUE




Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V-UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R. See instructions.
Return Reference Explanation
Schedule R (Form 990) 2020

Additional Data


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