Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
ROBERTI HELEN CHARITABLE TRUST
 
Number and street (or P.O. box number if mail is not delivered to street address)111 WEST MONROE STREET TAX DIV 12W
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO, IL60603
A Employer identification number

36-7056111
B Telephone number (see instructions)

(312) 461-5154
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$5,993,872J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 122,546 120,836  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 117,213
b Gross sales price for all assets on line 6a 1,414,863
7 Capital gain net income (from Part IV, line 2)... 117,213
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 390    
12 Total. Add lines 1 through 11........ 240,149 238,049  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 59,829 29,915   29,915
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 2,448 552   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 2,193     15
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 64,470 30,467 0 29,930
25 Contributions, gifts, grants paid....... 238,810 238,810
26 Total expenses and disbursements. Add lines 24 and 25 303,280 30,467 0 268,740
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -63,131
b Net investment income (if negative, enter -0-) 207,582
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 97,626 175,938 175,938
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 283,279 Click to see attachment494,172 497,729
b Investments—corporate stock (attach schedule)....... 1,225,010 Click to see attachment936,836 1,472,483
c Investments—corporate bonds (attach schedule)....... 1,526,369 Click to see attachment1,302,967 1,359,942
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 197,860 Click to see attachment197,859 220,040
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment1,277,575 Click to see attachment1,442,815 Click to see attachment2,267,740
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 4,607,719 4,550,587 5,993,872
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 4,607,719 4,550,587
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 4,607,719 4,550,587
30 Total liabilities and net assets/fund balances (see instructions). 4,607,719 4,550,587
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
4,607,719
2
Enter amount from Part I, line 27a .....................
2
-63,131
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
5,999
4
Add lines 1, 2, and 3 ..........................
4
4,550,587
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
4,550,587
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 75000. MORGAN STANLEY 5.5% 26 JAN 2020   2011-01-27 2020-01-27
b 185. APPLIED MATERIALS INC COMMON STOCK   2019-03-01 2020-01-31
c 15. CADENCE DESIGN SYSTEM INC COMMON STOCK   2019-03-26 2020-01-31
d 110. CADENCE DESIGN SYSTEM INC COMMON STOCK   2019-01-11 2020-01-31
e 145. CHEVRON TEXACO INC COMMON STOCK   2017-06-22 2020-01-31
420. COMCAST CORP-CLASS A   2012-01-23 2020-01-31
190. OSHKOSH TRUCK CORPORATION COMMON STOCK CLASS B   2019-01-11 2020-01-31
45. ZEBRA TECHNOLOGIES CORP COMMON STOCK CL A   2019-01-30 2020-01-31
1156.896 HARBOR FUND INTERNATIONAL FUND   2009-06-22 2020-02-14
50. DELPHI TECHNOLOGIES PLC   2012-11-16 2020-02-14
450. CONOCOPHILLIPS   2018-08-09 2020-03-02
415. PFIZER INC COMMON STOCK   2018-04-04 2020-03-02
155. POST HOLDINGS INC   2019-03-26 2020-03-02
130. POST HOLDINGS INC   2019-01-11 2020-03-02
50000. GENERAL ELECTRIC CO 4.625% 07 JAN 2021   2015-09-03 2020-05-19
75000. CUYAHOGA E 03 SEP 2010 4.484% 01 JUN 2020   2010-09-17 2020-06-01
100000. EXELON GENERATION CO LLC 4% 01 OCT 2020   2011-01-27 2020-07-01
100000. FL HURRICA 23 APR 2013 2.995% 01 JUL 2020   2017-01-23 2020-07-01
625. SOUTHWEST AIRLINES COMPANY COMMON STOCK   2013-11-21 2020-09-02
145. SYSCO CORPORATION   2019-12-26 2020-09-02
200. SYSCO CORPORATION   2018-05-24 2020-09-02
70. VISA INC-CLASS A SHARES   2019-01-11 2020-09-02
285. AGCO CORPORATION COMMON STOCK   2019-08-06 2020-10-22
555. BAKER HUGHES CO   2020-01-31 2020-10-22
380. BANK AMERICA CORP COMMON STOCK   2019-03-26 2020-10-22
75. BOEING COMPANY COMMON STOCK   2015-07-28 2020-10-22
180. CADENCE DESIGN SYSTEM INC COMMON STOCK   2019-01-11 2020-10-22
100. CAPITAL ONE FINANCIAL CORP COMMON STOCK   2018-04-04 2020-10-22
90. CATERPILLAR INC COMMON STOCK   2019-04-22 2020-10-22
510. COMCAST CORP-CLASS A   2011-03-17 2020-10-22
485. DISCOVERY INC - A   2019-05-23 2020-10-22
1608.172 DODGE & COX INTL STCK   2009-12-21 2020-10-22
125. DOLLAR GENERAL CORP   2018-11-02 2020-10-22
100. ESSEX PROPERTY TRUST INC COMMON STOCK   2017-03-23 2020-10-22
160. EXPEDIA GROUP INC   2019-08-06 2020-10-22
225. HILL-ROM HOLDINGS INC   2017-03-23 2020-10-22
700. ISHARES SELECT DIVIDEND ETF   2016-05-16 2020-10-22
200. MARATHON PETROLEUM CORP COM   2018-04-04 2020-10-22
205. MAXIM INTEGRATED PRODUCTS INC COMMON STOCK   2019-12-26 2020-10-22
335. NRG ENERGY INC   2019-12-26 2020-10-22
535. NATIONAL INSTRUMENTS CORP   2020-01-31 2020-10-22
525. ORACLE CORPORATION COMMON STOCK   2019-08-06 2020-10-22
340. RAYMOND JAMES FINANCIAL INC COMMON STOCK   2019-04-22 2020-10-22
65. REINSURANCE GROUP OF AMERICA   2019-09-30 2020-10-22
105. UNITED RENTALS INC COMMON STOCK   2019-07-03 2020-10-22
135. VISA INC-CLASS A SHARES   2018-05-24 2020-10-22
850. WISDOMTREE INTL S/C DVD FUND   2018-04-10 2020-10-22
150. APTIV PLC   2012-11-16 2020-10-22
475. CABOT OIL & GAS CORPORATION CLASS A COMMON STOCK   2019-12-17 2020-12-03
680. CABOT OIL & GAS CORPORATION CLASS A COMMON STOCK   2019-05-23 2020-12-03
85. HUBBELL INC   2019-12-17 2020-12-03
105. HUBBELL INC   2019-10-25 2020-12-03
680. INTEL CORPORATION COMMON STOCK   2019-01-11 2020-12-03
650. HOLOGIC INC COMMON STOCK   2019-12-17 2020-12-23
50. NORTHROP GRUMMAN CORP COMMON STOCK   2020-03-02 2020-12-23
190. TRAVELERS COS INC/THE   2019-10-25 2020-12-23
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(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 75,000   75,035 -35
b 10,749   7,079 3,670
c 1,077   933 144
d 7,901   4,872 3,029
e 15,616   15,182 434
18,278   5,267 13,011
16,381   12,975 3,406
10,879   7,766 3,113
45,894   47,942 -2,048
741   791 -50
21,962   25,649 -3,687
14,344   14,789 -445
15,836   16,947 -1,111
13,281   12,858 423
51,250   55,160 -3,910
75,000   75,253 -253
100,000   98,321 1,679
100,000   102,168 -2,168
24,251   11,581 12,670
8,782   12,403 -3,621
12,113   12,897 -784
15,088   9,403 5,685
23,066   20,446 2,620
7,882   11,967 -4,085
9,371   10,304 -933
12,517   10,484 2,033
19,661   7,972 11,689
7,551   9,615 -2,064
15,222   11,922 3,300
22,843   6,110 16,733
10,219   13,213 -2,994
59,149   50,288 8,861
26,986   13,078 13,908
20,153   23,763 -3,610
15,890   19,207 -3,317
20,430   15,747 4,683
60,663   57,331 3,332
5,856   14,532 -8,676
14,972   12,630 2,342
11,033   13,278 -2,245
18,815   23,903 -5,088
31,112   29,861 1,251
27,026   30,076 -3,050
7,075   10,439 -3,364
19,383   13,914 5,469
26,644   16,297 10,347
52,061   59,390 -7,329
14,955   4,016 10,939
8,009   7,957 52
11,465   17,514 -6,049
13,454   12,537 917
16,619   14,599 2,020
34,245   33,966 279
48,821   32,914 15,907
15,081   16,651 -1,570
26,079   24,779 1,300
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
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      26,132
      26,132
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      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
      26,132
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -35
b       3,670
c       144
d       3,029
e       434
      13,011
      3,406
      3,113
      -2,048
      -50
      -3,687
      -445
      -1,111
      423
      -3,910
      -253
      1,679
      -2,168
      12,670
      -3,621
      -784
      5,685
      2,620
      -4,085
      -933
      2,033
      11,689
      -2,064
      3,300
      16,733
      -2,994
      8,861
      13,908
      -3,610
      -3,317
      4,683
      3,332
      -8,676
      2,342
      -2,245
      -5,088
      1,251
      -3,050
      -3,364
      5,469
      10,347
      -7,329
      10,939
      52
      -6,049
      917
      2,020
      279
      15,907
      -1,570
      1,300
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 117,213
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 2,885
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 2,885
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 2,885
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 1,896
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 1,060
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 2,956
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 71
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet0 RefundedBullet 11 71
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIL
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletHECTOR AHUMADA, C/O BMO HARRIS BANK Telephone no.bullet (312) 461-5154

    Located atbullet111 W MONROE ST TAX DIV 12WCHICAGOIL ZIP+4bullet60603
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    BMO HARRIS BANK N A TRUSTEE
    1     		59,829    
    111 W MONROE ST TAX DIV 12W
    CHICAGO,IL60603
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    5,371,803
    b
    Average of monthly cash balances.......................
    1b
    152,204
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    5,524,007
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    5,524,007
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    82,860
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    5,441,147
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    272,057
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    272,057
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    2,885
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    2,885
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    269,172
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    269,172
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    269,172
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    268,740
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    268,740
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    268,740
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 269,172
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 238,204
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 0
    b From 2016...... 0
    c From 2017...... 0
    d From 2018...... 0
    e From 2019...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 268,740
    a Applied to 2019, but not more than line 2a 238,204
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 30,536
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		238,636
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2016.... 0
    b Excess from 2017.... 0
    c Excess from 2018.... 0
    d Excess from 2019.... 0
    e Excess from 2020.... 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    HELEN ROBERTI CHARITABLE TRUST ADMI
    111 W MONROE STREET TAX DIV 12W
    CHICAGO,IL60603
    (312) 461-5154
    bThe form in which applications should be submitted and information and materials they should include:
    WRITTEN APPLICATION BY SCHOOLS, COLLEGES AND UNIVERSITIES DESCRIBED IN CODE SECTION 170(B)(I)(A)(II)
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    MAINTAIN SCHOLARSHIP OR COMPARABLE PROGRAMS TO ENABLE NATIVE AMERICANS TO ATTAIN UNDERGRADUATE, POST-GRADUATE AND PROFESSIONAL DEGREES.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    NATIONAL JUDICIAL COLLEGE
    JUDICIAL COLLEGE BUILDING MS 358
    RENO,NV89557     		NONE PC GENERAL OPERATING PURPOSES 9,750
    UNIVERSITY OF ARIZONA
    PO BOX 210066
    TUCSON,AZ85721     		NONE PC GENERAL OPERATING PURPOSES 89,760
    MINNESOTA STATE UNIVERSITY MOORHEAD
    1104 7TH AVE S
    Moorhead,MN56563     		NONE PC PROGRAM SUPPORT 9,750
    AMERICAN INDIAN SCIENCE AND ENGINEERIN
    1204 W NEVADA ST
    Urbana,IL61801     		NONE PC PROGRAM SUPPORT 8,050
    ASU FUNDATION
    300 E UNIVERSITY DR
    TEMPE,AZ85281     		NONE PC GENERAL OPERATING PURPOSES 60,000
    UNIVERSITY OF NORTH DAKOTA
    AMERICAN INDIAN STUDENT SERVICES
    PO BOX 8274
    GRAND FORKS,ND58202     		NONE PC GENERAL OPERATING PURPOSES 11,250
    SOUTH DAKOTA STATE UNIVERSITY
    823 MEDARY AVE BOX 2201
    BROOKINGS,SD57007     		NONE PC GENERAL OPERATING PURPOSES 9,000
    PARTNERSHIP WITH NATIVE AMERICANS
    16415 ADDISON ROAD
    ADDISON,TX75001     		NONE PC GENERAL POERATING PURPOSES 9,000
    AMERICAN INDIAN COLLEGE FUND
    8333 GREENWOOD BLVD
    DENVER,CO80221     		NONE PC GENERAL OPERATING PURPOSES 10,500
    UNIVERSITY OF MONTANA
    FOUNDATION
    PO BOX 7159
    MISSOULA,MT59807     		NONE PC GENERAL OPERATING PURPOSES 11,250
    SALISH KOOTENAI COLLEGE
    FOUNDATION INC
    PO BOX 117
    PABLO,MT59855     		NONE PC GENERAL OPERATING PURPOSES 10,500
    Total .................................bullet 3a 238,810
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 122,546  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 117,213  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aREFUND     		    14 390  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   240,149  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    240,149
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    ROBERTI HELEN CHARITABLE TRUST
    EIN:
    36-7056111
    Name of Bond End of Year Book Value End of Year Fair Market Value
    001055AM4 AFLAC INC 3.625% 15 102,068 111,422
    00440EAU1 CHUBB INA HOLDINGS I 52,842 52,121
    084670BJ6 BERKSHIRE HATHAWAY I 75,821 79,123
    10112RAW4 BOSTON PROPERTIES LP 50,720 54,330
    172967HT1 CITIGROUP INC 3.75% 76,772 82,961
    172967HV6 CITIGROUP INC 4% 05 49,943 55,641
    20030NBJ9 COMCAST CORP 3.6% 01 52,779 55,010
    30161MAH6 EXELON GENERATION CO    
    36962G4Y7 GENERAL ELECTRIC CO    
    446150AK0 HUNTINGTON BANCSHARE 98,483 101,801
    46625HKC3 JPMORGAN CHASE & CO 73,112 82,144
    61747YCM5 MORGAN STANLEY 5.5%    
    718546AR5 PHILLIPS 66 3.9% 15 98,538 103,633
    806854AH8 SCHLUMBERGER INVESTM 78,761 81,423
    87236YAE8 TD AMERITRADE HOLDIN 52,343 51,450
    872539AA9 TJX COS INC 2.75% 15 106,253 100,693
    91324PCH3 UNITEDHEALTH GROUP I 78,335 76,811
    92343VBR4 VERIZON COMMUNICATIO 56,100 56,342
    92343VDD3 VERIZON COMMUNICATIO 45,283 54,788
    927804FJ8 VIRGINIA ELEC & POWE 103,828 104,157
    92826CAD4 VISA INC 3.15% 14 DE 50,986 56,092

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    ROBERTI HELEN CHARITABLE TRUST
    EIN:
    36-7056111
    Name of Stock End of Year Book Value End of Year Fair Market Value
    001084102 AGCO CORP    
    00130H105 AES CORP 24,695 41,478
    00971T101 AKAMAI TECHNOLOGIES 10,990 12,599
    015351109 ALEXION PHARMACEUTIC 29,463 42,966
    020002101 ALLSTATE CORP 46,494 50,568
    02079K107 ALPHABET INC-CL C 30,524 78,835
    023135106 AMAZON.COM INC 33,354 65,139
    025816109 AMERICAN EXPRESS CO 24,955 30,228
    037833100 APPLE INC 7,459 87,575
    038222105 APPLIED MATERIALS IN    
    053332102 AUTOZONE INC 10,925 17,782
    060505104 BANK OF AMERICA CORP    
    071813109 BAXTER INTERNATIONAL 21,009 20,060
    097023105 BOEING CO/THE    
    127097103 CABOT OIL & GAS CORP    
    127387108 CADENCE DESIGN SYS I    
    14040H105 CAPITAL ONE FINANCIA    
    149123101 CATERPILLAR INC    
    166764100 CHEVRON CORP    
    172967424 CITIGROUP INC 29,550 44,704
    174610105 CITIZENS FINANCIAL G 25,944 26,462
    20030N101 COMCAST CORP-CLASS A    
    20825C104 CONOCOPHILLIPS    
    254709108 DISCOVER FINANCIAL S 18,252 52,055
    25470F104 DISCOVERY INC - A    
    256677105 DOLLAR GENERAL CORP    
    30212P303 EXPEDIA GROUP INC    
    30303M102 FACEBOOK INC-CLASS A 45,513 66,924
    34959E109 FORTINET INC 5,731 18,566
    384802104 WW GRAINGER INC 24,298 30,626
    427866108 HERSHEY CO/THE 13,781 15,995
    431475102 HILL-ROM HOLDINGS IN    
    436440101 HOLOGIC INC    
    443510607 HUBBELL INC    
    458140100 INTEL CORP    
    466313103 JABIL INC 16,393 16,799
    518439104 ESTEE LAUDER COMPANI 20,580 33,274
    532457108 ELI LILLY & CO 21,958 45,587
    548661107 LOWE'S COS INC 21,497 48,153
    56585A102 MARATHON PETROLEUM C    
    57772K101 MAXIM INTEGRATED PRO    
    58933Y105 MERCK & CO. INC. 58,394 58,896
    594918104 MICROSOFT CORP 24,463 112,322
    617446448 MORGAN STANLEY 11,269 18,160
    629377508 NRG ENERGY INC    
    654106103 NIKE INC -CL B 10,717 19,806
    68389X105 ORACLE CORP    
    688239201 OSHKOSH CORP    
    717081103 PFIZER INC    
    737446104 POST HOLDINGS INC    
    742718109 PROCTER & GAMBLE CO/ 34,860 40,351
    754730109 RAYMOND JAMES FINANC    
    758750103 REGAL BELOIT CORP 13,807 22,106
    759351604 REINSURANCE GROUP OF    
    844741108 SOUTHWEST AIRLINES C    
    871829107 SYSCO CORP    
    87612E106 TARGET CORP 20,523 28,245
    89417E109 TRAVELERS COS INC/TH    
    911363109 UNITED RENTALS INC    
    92826C839 VISA INC-CLASS A SHA    
    931142103 WALMART INC 7,578 21,623
    989207105 ZEBRA TECHNOLOGIES C    
    G2709G107 DELPHI TECHNOLOGIES    
    G50871105 JAZZ PHARMACEUTICALS 17,606 18,981
    G6095L109 APTIV PLC    
    00724F101 ADOBE INC 20,054 20,005
    444859102 HUMANA INC 13,784 16,411
    445658107 HUNT (JB) TRANSPRT S 21,485 21,181
    478160104 JOHNSON & JOHNSON 26,824 27,542
    539830109 LOCKHEED MARTIN CORP 12,902 10,649
    69370C100 PTC INC COM 24,541 26,912
    70450Y103 PAYPAL HOLDINGS INC 32,583 36,301
    874054109 TAKE-TWO INTERACTIVE 19,961 33,246
    969904101 WILLIAMS-SONOMA INC 13,180 20,877
    G5494J103 LINDE PLC 32,099 32,939
    G8060N102 SENSATA TECHNOLOGIES 36,841 39,555

    TY 2020 InvestmentsGovtObligationsSch
    Name:
    ROBERTI HELEN CHARITABLE TRUST
    EIN:
    36-7056111
    US Government Securities - End of Year Book Value:

    494,172
    US Government Securities - End of Year Fair Market Value:

    497,729
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2020 InvestmentsOtherSchedule2
    Name:
    ROBERTI HELEN CHARITABLE TRUST
    EIN:
    36-7056111
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    5 ACRES VACANT LOT MONTGOMERY      
    3130A3GE8 FEDERAL HOME LOAN BA AT COST 123,618 136,906
    3130A6ZQ3 FEDERAL HOME LOAN BA AT COST 74,241 83,134

    TY 2020 OtherAssetsSchedule
    Name:
    ROBERTI HELEN CHARITABLE TRUST
    EIN:
    36-7056111
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    PURCHASE INTEREST CARRYOVER   0 0
    09658L646 BMO SHORT TAX-FREE F 100,000 100,000 101,976
    XXX-XX-XXXX DODGE & COX INTL STC 50,288 0 0
    XXX-XX-XXXX DODGE & COX STOCK 50,260 50,260 66,805
    XXX-XX-XXXX ESSEX PROPERTY TRUST 23,763 0 0
    XXX-XX-XXXX HARBOR INTERNATIONAL 47,942 0 0
    46090E103 INVESCO QQQ TRUST SE 64,208 179,442 263,542
    XXX-XX-XXXX ISHARES SELECT DIVID 57,331 0 0
    XXX-XX-XXXX ISHARES CORE S&P 500 167,067 167,067 337,851
    XXX-XX-XXXX ISHARES S&P 500 VALU 73,275 73,275 160,025
    XXX-XX-XXXX ISHARES RUSSELL 1000 90,408 90,408 227,655
    XXX-XX-XXXX ISHARES S&P MID-CAP 77,339 77,339 103,560
    XXX-XX-XXXX ISHARES US REAL ESTA 64,619 64,619 85,650
    XXX-XX-XXXX ISHARES CORE S&P SMA 75,136 75,136 119,470
    55273E822 MFS INTL INTRINSIC V 122,395 122,395 152,369
    89155J104 TOUCHSTONE SANDS CAP 63,686 0 0
    XXX-XX-XXXX VANGUARD FTSE EMERGI 90,466 90,466 115,253
    97717W760 WISDOMTREE INTL S/C 59,390 0 0
    29444U700 EQUINIX INC   17,873 17,855
    XXX-XX-XXXX ISHARES RUSSELL 1000   220,861 241,140
    56063N733 MAINSTAY MACKAY US I   49,986 49,818
    89155T524 TOUCHST SANDS CAP SE   63,686 153,521
    XXX-XX-XXXX 5 ACRES VACANT LAND 2 2 71,250


    TY 2020 OtherExpensesSchedule
    Name:
    ROBERTI HELEN CHARITABLE TRUST
    EIN:
    36-7056111
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER NON-ALLOCABLE EXPENSE - 15 0   15
    REAL ESTATE EXPENSE ON NON-REN 2,178 0   0


    TY 2020 OtherIncomeSchedule2
    Name:
    ROBERTI HELEN CHARITABLE TRUST
    EIN:
    36-7056111
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    REFUND 390 0  


    TY 2020 OtherIncreasesSchedule
    Name:
    ROBERTI HELEN CHARITABLE TRUST
    EIN:
    36-7056111
    Description Amount
    COST BASIS ADJUSTMENT 5,999


    TY 2020 TaxesSchedule
    Name:
    ROBERTI HELEN CHARITABLE TRUST
    EIN:
    36-7056111
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL ESTIMATES - PRINCIPAL 1,896 0   0
    FOREIGN TAXES ON QUALIFIED FOR 404 404   0
    FOREIGN TAXES ON NONQUALIFIED 148 148   0