TY 2020 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2020

Open to Public Inspection

For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020

Name of foundation
THE MAURICE SENDAK FOUNDATION INC

Number and street (or P.O. box number if mail is not delivered to street address)200 CHESTNUT HILL RD
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
RIDGEFIELD, CT06877

A Employer identification number

13-3807627

B Telephone number (see instructions)

(203) 438-9224

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$56,042,230J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	494,296		494,296
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		948,136
b	Gross sales price for all assets on line 6a 12,120,004
7	Capital gain net income (from Part IV, line 2)...			948,136
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		1,318,314	1,318,314
12	Total. Add lines 1 through 11........	2,760,746		2,760,746
13	Compensation of officers, directors, trustees, etc.	198,552		0	99,276
14	Other employee salaries and wages......	218,052		0	109,026
15	Pension plans, employee benefits.......	95,643		0	47,821
16a	Legal fees (attach schedule).........		287,220	143,610	143,610
b	Accounting fees (attach schedule).......		41,478	20,739	20,739
c	Other professional fees (attach schedule)....		217,920	217,920	0
17	Interest...............
18	Taxes (attach schedule) (see instructions)...
19	Depreciation (attach schedule) and depletion...		178,194	0
20	Occupancy..............	125,912		0	125,912
21	Travel, conferences, and meetings.......	11,214		0	11,214
22	Printing and publications..........	2,929		0	2,929
23	Other expenses (attach schedule).......		400,450	7,453	367,539
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	1,777,564		389,722	928,066
25	Contributions, gifts, grants paid.......	437,552			437,552
26	Total expenses and disbursements. Add lines 24 and 25	2,215,116		389,722	1,365,618
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	545,630
b	Net investment income (if negative, enter -0-)			2,371,024
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2020)

Form 990-PF (2020)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	109,102	165,779	165,778
	2	Savings and temporary cash investments.........
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	11,330,498	12,204,031	13,233,521
	c	Investments—corporate bonds (attach schedule).......	320,755	0	0
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	0	33,703	14,725
	14	Land, buildings, and equipment: basis 3,032,571
		Less: accumulated depreciation (attach schedule) 548,062	2,581,128	2,484,509	2,484,509
	15	Other assets (describe )	40,143,697	40,143,697	40,143,697
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	54,485,180	55,031,719	56,042,230
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )	2,468	3,377
	23	Total liabilities (add lines 17 through 22).........	2,468	3,377
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........	54,482,712	55,028,342
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds
	29	Total net assets or fund balances (see instructions).....	54,482,712	55,028,342
	30	Total liabilities and net assets/fund balances (see instructions).	54,485,180	55,031,719

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

54,482,712

Enter amount from Part I, line 27a .....................

545,630

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

55,028,342

Decreases not included in line 2 (itemize) bullet

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

55,028,342

Form 990-PF (2020)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	MORGAN STANLEY #6883
b	MORGAN STANLEY #6883
c	MORGAN STANLEY #6893
d	MORGAN STANLEY #6893
e	MORGAN STANLEY #6885
	MORGAN STANLEY #6885
	MORGAN STANLEY #9146
	MORGAN STANLEY #9146

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	1,588,055	1,705,533	-117,478
b	1,994,391	1,726,091	268,300
c	82,314	77,105	5,209
d	2,284,865	2,045,006	239,859
e	2,468,135	2,327,996	140,139
	1,815,531	1,280,136	535,395
	432,482	483,720	-51,238
	1,454,231	1,526,281	-72,050

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-117,478
b			268,300
c			5,209
d			239,859
e			140,139
			535,395
			-51,238
			-72,050

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	948,136
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE

1 Reserved

(a) Reserved	(b) Reserved	(c) Reserved	(d) Reserved

Reserved...........................

Reserved,..........................

Form 990-PF (2020)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Reserved................................	1	32,957
c	All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	32,957
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	32,957
6	Credits/Payments:

a	2020 estimated tax payments and 2019 overpayment credited to 2020	6a	22,221
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	35,000
d	Backup withholding erroneously withheld ...........	6d	0

7	Total credits and payments. Add lines 6a through 6d..............		7	57,221
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	152
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	24,112
11	Enter the amount of line 10 to be: Credited to 2021 estimated tax24,112	Refunded	11	0

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ 0(2) On foundation managers. bullet

$ 0

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

$ 0

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

CT, DE

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2020)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

SENDAKFOUNDATION.ORG

The books are in care of bullet

THE MAURICE SENDAK FOUNDATION Telephone no. bullet

(203) 438-9224

Located at bullet

200 CHESTNUT HILL RDRIDGEFIELDCT ZIP+4 bullet

06877

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2020?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2020, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2020?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2020.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?

Form 990-PF (2020)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation
AARON COHEN	DIRECTOR 1.00	0	0
C/O THE MAURICE SENDAK FDN INC 200 CHESTNUT HILL ROAD RIDGEFIELD,CT06877	DIRECTOR 1.00	0	0
MICHAEL DI CAPUA	DIRECTOR 1.00	0	0
C/O THE MAURICE SENDAK FDN INC 200 CHESTNUT HILL ROAD RIDGEFIELD,CT06877	DIRECTOR 1.00	0	0
JOSH SIEGEL	DIRECTOR 1.00	0	0
C/O THE MAURICE SENDAK FDN INC 200 CHESTNUT HILL ROAD RIDGEFIELD,CT06877	DIRECTOR 1.00	0	0
DONA ANN MCADAMS	DIRECTOR/SECRETARY 1.00	0	0
C/O THE MAURICE SENDAK FDN INC 200 CHESTNUT HILL ROAD RIDGEFIELD,CT06877	DIRECTOR/SECRETARY 1.00	0	0
LYNN CAPONERA	PRESIDENT/TREASURER/DIRECT 45.00	198,552	61,807
C/O THE MAURICE SENDAK FDN INC 200 CHESTNUT HILL ROAD RIDGEFIELD,CT06877	PRESIDENT/TREASURER/DIRECT 45.00	198,552	61,807

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
JONATHAN WEINBERG	CURATOR 40.00	82,919	0	0
251 GREENE ST NEW HAVEN,CT06511	CURATOR 40.00	82,919	0	0
MELANIE MORGAN	ADMINISTRATOR 40.00	55,141	0	0
201A SPRING VALLEY RD RIDGEFIELD,CT06877	ADMINISTRATOR 40.00	55,141	0	0






Total number of other employees paid over $50,000...................				0

Form 990-PF (2020)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
SIMPSON THACHER AND BARTLETT	LEGAL	159,971
270 PARK AVE NEW YORK,NY100172014	LEGAL	159,971
NIGHT KITCHEN STUDIOS LLC	FILM & STUDIO	153,752
106 SCOTCH HILL RD CAMBRIDGE,NY12816	FILM & STUDIO	153,752
LOEB & LOEB	LEGAL	152,709
10100 SANTA MONICA BLVD SUITE 2200 LOS ANGELES,CA90067	LEGAL	152,709
THE WYLIE AGENCY LLC	LITERARY AGENCY	108,098
250 WEST 57TH STREET SUITE 2114 NEW YORK,NY10107	LITERARY AGENCY	108,098

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1	THE MAURICE SENDAK FOUNDATION IS DEVOTED TO PROMOTING GREATER PUBLIC INTEREST IN AND THE UNDERSTANDING OF THE LITERARY, VISUAL,AND PERFORMING ARTS. DURING 2018, THIS GOAL WAS MET BY COMPLETING WORK ON THE SENDAK HOUSE AND ARCHIVE. THE ARCHIVE CONTAINS ILLUSTRATIONS, MANUSCRIPTS AND RELATED MATERIALS THAT REPRESENT A WIDE RANGE OF SENDAK'S VISUAL CREATIVE OUTPUT. IT ALSO HOUSES SENDAK'S ART COLLECTION. DURING 2019, THE PRESIDENT OF THE MAURICE SENDAK FOUNDATION, LYNN CAPONERA DID APPROVE AN OVERALL INVENTORY OF THE ART AND OBJECTS IN THE SENDAK HOME. IN ADDITION, MAURICE SENDAK'S EARLY PAINTINGS, WHICH WERE NOT WELL-MAINTAINED DURING HIS LIFETIME, ARE UNDERGOING EFFORTS TO CONSERVE AND STABILIZE HIS EARLY WORKS OF ART. A CATALOGUING OF SENDAK'S COLLECTION OF BOOKS IS ALSO ONGOING. ALL OF THESE EFFORTS ARE MEANT TO IMPROVE THE SENDAK HOUSE & ARCHIVE IN TIME FOR ITS SCHEDULED OPENING IN MID-2022.IT WILL BE A RESOURCE AND RESEARCH CENTER FOR SCHOLARS,ARTISTS,AND TO THE GENERAL PUBLIC.	928,066
2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2020)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

11,981,852

Average of monthly cash balances.......................

259,061

Fair market value of all other assets (see instructions)................

327,209

Total (add lines 1a, b, and c).........................

12,568,122

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

12,568,122

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

188,522

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

12,379,600

Minimum investment return. Enter 5% of line 5..................

618,980

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part X, line 6....................

618,980

Tax on investment income for 2020 from Part VI, line 5......

32,957

Income tax for 2020. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

32,957

Distributable amount before adjustments. Subtract line 2c from line 1............

586,023

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

586,023

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

586,023

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

1,365,618

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

1,365,618

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

1,365,618

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2020)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2019	(c) 2019	(d) 2020
1 Distributable amount for 2020 from Part XI, line 7					586,023
2 Undistributed income, if any, as of the end of 2020:
a Enter amount for 2019 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2020:
a From 2015......	369,239
b From 2016......	744,257
c From 2017......	1,198,046
d From 2018......	1,191,948
e From 2019......	601,904
fTotal of lines 3a through e........		4,105,394
4Qualifying distributions for 2020 from Part
XII, line 4: $ 1,365,618
a Applied to 2019, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2020 distributable amount.....					586,023
e Remaining amount distributed out of corpus		779,595
5 Excess distributions carryover applied to 2020.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		4,884,989
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2020. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2021 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2015 not applied on line 5 or line 7 (see instructions) ...		369,239
9Excess distributions carryover to 2021. Subtract lines 7 and 8 from line 6a ......		4,515,750
10 Analysis of line 9:
a Excess from 2016....	744,257
b Excess from 2017....	1,198,046
c Excess from 2018....	1,191,948
d Excess from 2019....	601,904
e Excess from 2020....	779,595

Form 990-PF (2020)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2020	(b) 2019	(c) 2018	(d) 2017	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2020)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
THE UCONN FOUNDATION INC ATTN DATA SERVICES 2390 ALUMNI DR 3206 STORRS,CT06269		501(C)3	TO PROMOTE THE EDUCATIONAL, SCIENTIFIC, CULTURAL, RESEARCH, AND RECREATIONAL OBJECTIVES OF THE UNIVERSITY OF CONNECTICUT	50,000
RIDGEFIELD VOLUNTEER FIRE DEPT 6 CATOONAH ST RIDGEFIELD,CT06877		PC	TO FINANCIALLY SUPPORT THE VOLUNTEER FIRE DEPARTMENT.	100
READ TO GROW 53 SCHOOL GROUND RD 3 BRANFORD,CT06405		501(C)3	TO PROMOTE LANGUAGE SKILLS AND LITERACY FOR CHILDREN, BEGINNING AT BIRTH, AND TO SUPPORT PARENTS AS THEIR BABIES' FIRST TEACHERS.	6,000
NEW YORK FOUNDATION FOR THE ARTS 20 JAY ST SUITE 740 BROOKLYN,NY11201		501(C)3	TO EMPOWER THE CREATIVE COMMUNITY BY PROVIDING CRITICAL SUPPORT, RESOURCES, AND OPPORTUNITIES.	100,000
NO KID HUNGRY 1030 15TH STREET NW SUITE 1100 W WASHINGTON,DC20005		501(C)3	TO END CHILD HUNGER IN AMERICA TODAY BY ENSURING THAT ALL CHILDREN GET THE HEALTHY FOOD THEY NEED EVERY DAY TO THRIVE.	10,000
MEET THE WRITERS 400 2ND STREET BROOKLYN,NY11215		501(C)3	TO BRING INSPIRING AUTHORS AND ILLUSTRATORS TO STUDENTS IN NEW YORK CITY SCHOOLS.	6,000
THE GOOD DOG FOUNDATION 465 SPRINGFIELD AVE BERKELEY HEIGHTS,NJ07922		501(C)3	TO PROVIDE THERAPY DOG SERVICES TO PEOPLE IN NEED IN HEALTH CARE, SOCIAL SERVICE, EDUCATIONAL AND COMMUNITY FACILITIES IN NEW YORK	75,000
COALITION FOR THE HOMELESS 129 FULTON ST NEW YORK,NY10038		501(C)3	TO HELP HOMELESS MEN, WOMEN, AND CHILDREN IN NEW YORK CITY.	10,000
ARTISTS' FELLOWSHIP INC 47 5TH AVE NEW YORK,NY10003		501(C)3	TO FINANCIALLY ASSIST PROFESSIONAL VISUAL ARTISTS AND THEIR FAMILIES IN TIMES OF COVID	5,000
AN OPEN BOOK FOUNDATION 5901 UTAH AVE NW WASHINGTON DC,DC20015		501(C)3	TO PROVIDE STUDENTS IN QUALIFYING SCHOOLS THE OPPORTUNITY TO CONNECT WITH AUTHORS, ILLUSTRATORS AND THEIR BOOKS.	8,000
ACCESS BOOKS PO BOX 64951 LOS ANGELES,CA90064		501(C)3	TO PROVIDE QUALITY BOOKS TO PUBLIC SCHOOL AND COMMUNITY LIBRARIES WHERE THE MAJORITY OF STUDENTS LIVE AT OR BELOW THE POVERTY LINE	5,000
THE UCONN FOUNDATION INC ATTN DATA SERVICES 2390 ALUMNI DRIVE UNIT 3206 STORRS,CT062693206		501(C)3	TO PROMOTE THE EDUCATIONAL, SCIENTIFIC, CULTURAL, RESEARCH, AND RECREATIONAL OBJECTIVES OF THE UNIVERSITY OF CONNECTICUT	152,452
THE BILLIE HOLIDAY THEATRE 1368 FULTON STREET BROOKLYN,NY11216		501(C)3	TO HELP THE THEATRE THAT IS A BEACON FOR WORLD CLASS ART, MUSIC, FILM, EDUCATIONAL PROGRAMMING, ETC. ROOTED IN RACIAL JUSTICE IN THE HEART OF BED-STUY	10,000
Total ................................. 3a				437,552

bApproved for future payment

Total ................................. 3b				0

Form 990-PF (2020)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities....			14	494,296
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....			15	1,318,314
8 Gain or (loss) from sales of assets other than inventory ............			18	948,136
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..		0		2,760,746	0

13Total. Add line 12, columns (b), (d), and (e)..................

2,760,746

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2020)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2020)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

- TIN:

TY 2020 AccountingFeesSchedule

Name:

THE MAURICE SENDAK FOUNDATION INC

EIN:

13-3807627

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
BERDON LLP -TAX RETURN PREP	19,244	9,622		9,622
WAKOFF ANDRIULLI-BOOKKEEPING	22,234	11,117		11,117

- TIN:

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

TY 2020 DepreciationSchedule

Name:

THE MAURICE SENDAK FOUNDATION INC

EIN:

13-3807627

Description of Property	Date Acquired	Cost or Other Basis	Prior Years' Depreciation	Computation Method	Rate / Life (# of years)	Current Year's Depreciation Expense
LAND	2013-07-12	300,000		L		0
200 CHESTNUT HILL	2013-07-12	1,200,000	238,168	SL	27.500000000000	43,636
COMPUTERS	2014-01-01	8,306	8,306	200DB	5.000000000000	0
COMPUTERS	2015-02-01	2,193	2,068	200DB	5.000000000000	125
OFFICE FURNITURE	2015-03-01	4,907	3,812	200DB	7.000000000000	438
COMPUTERS	2016-04-01	2,367	1,957	200DB	5.000000000000	273
FURN & FIXTURES	2017-01-01	5,863	4,175	200DB	5.000000000000	675
OFFICE FURNITURE	2017-01-01	2,604	1,537	200DB	7.000000000000	325
ARCHIVE ADDITION	2018-03-15	1,406,550	91,639	SL	27.500000000000	51,147
OFFICE FURNITURE	2019-12-30	18,206	18,206	200DB	7.000000000000	0
OFFICE FURNITURE	2020-12-01	6,300		SL	7.000000000000	6,300
GARAGE RENOVATIONS	2020-12-30	75,275		150DB	15.000000000000	75,275

- TIN:

TY 2020 InvestmentsCorpStockSchedule

Name:

THE MAURICE SENDAK FOUNDATION INC

EIN:

13-3807627

Name of Stock	End of Year Book Value	End of Year Fair Market Value
ABBVIE INC COM (ABV)	53,915	53,896
AMGEN INC (AMGN)	40,718	42,305
AT&T INC (T)	58,544	51,682
AUTOMATIC DATA PROCESSING INC (ADP)	44,828	55,855
BANK OF AMERICA CORP (BAC)	96,709	115,693
BANK OF NEW YORK MELLON CORP (BK)	58,694	54,620
BRISTOL MYERS SQUIBB CO (BMY)	97,360	101,915
CHEVRON CORP (CVX)	56,316	43,492
CISCO SYS INC (CSCO)	45,817	44,213
COCA COLA CO (KO)	115,007	105,841
COMCAST CORP (NEW) CLASS A (CMCSA)	100,516	114,232
CROWN CASTLE INTL CORP (CCI)	46,763	44,892
CVS HEALTH CORP COM (CVS)	45,151	49,859
EMERSON ELECTRIC CO (EMR)	51,180	58,750
EXELON CORP (EXC)	94,383	102,341
HOME DEPOT INC(HD)	42,141	47,280
HONEYWELL INTERNATIONAL INC (HON)	41,887	64,448
INTL BUSINESS MACHINES CORP (IBM)	54,641	45,820
JOHNSON & JOHNSON (JNJ)	46,653	49,103
JPMORGAN CHASE & CO (JPM)	128,238	120,208
LOCKHEED MARTIN CORP (LMT)	52,245	42,598
MC DONALDS CORP (MCD)	51,254	50,855
MEDTRONIC PLC SHS (MDT)	48,110	56,461
METLIFE INCORPORATED (MET)	51,087	53,054
MONDELEZ INTL INC COM (MDLZ)	45,735	49,816
PFIZER INC (PFE)	41,785	44,651
PHILIP MORRIS INTL INC (PM)	37,121	35,186
PNC FINL SVCS GP (PNC)	44,256	64,964
PROCTER & GAMBLE (PG)	86,094	102,685
RAYTHEON TECHNOLOGIES CORP (RTX)	72,546	63,787
REALTY INCOME CORP (O)	51,302	50,917
UNITHEALTH GP INC (UNH)	62,810	69,785
INVESCO S&P 500 PURE VALUE ETF (RPV)	51,328	55,990
AIG FOCUSED DIV STRAT W (FDSWX)	234,179	204,968
ALGER SMALL CAP FOCUS Z (AGOZX)	134,197	228,667
JPMORGAN MID CAP VALUE I (JMVSX)	226,227	228,279
MFS INTL DIVERSIFICATION (MDIJX)	443,605	619,045
MFS NEW DISCOVERY I (MNDIX)	170,810	250,433
MSIF GROWTH I (MSEQX)	637,563	760,620
MORGAN STANLY 7.125%-E(MS.E)	122,751	132,345
PNC FINL-P 6.125% FLTS 5/01/22 (PNC.P)	99,735	100,425
DOUBLELINE YIELD OPP CEF (DLY)	150,000	138,825
FIRST TR HIGH YIELD OPPRT 2027 (FTHY)	175,000	177,800
BANK OF AMERICA CORP FXD TO 102024 VAR THRAFR	224,349	228,500
CITIGROUP INC FXD TO 102025 VAR THRAFTR 4/7%	155,688	154,139
CITIGROUP INC FXD TO 802020 VAR THRAFTR 4.316%	200,345	199,000
CITIGROUP INC FXD 10 112020 VAR THRAFTR 4.699%	153,474	150,225
GENERAL ELECTRIC CO FXD 10 012021 VAR THRAFTR 5.0%	101,478	93,025
GOLDMAN SACHS GROUP INC FXD 10 052020 VAR THRAFTR	257,883	249,495
JP MORGAN CHASE & CO FXD TO 052020 VAR TRAFTR 4.0143% 1/31/19	207,886	199,342
MORGAN STANLEY FXD TO 072020 VAR THRAFTR 4.0468%	210,361	198,000
PRUDENTIAL FINANCIAL INC FXD TO 092022 VAR THRAFTR 5.8750%	163,080	160,971
BLACKROCK STRAT INC OPPORT C (BSICK)	159,881	164,511
DELAWARE CORPORATE BOND A (DGCAX)	76,994	86,710
DELAWARE CORPORATE BOND C (DGCCX)	131,618	142,918
E V ADV FLOATING RATE A (EAFAX)	21,713	21,018
E V ADV FLOATING RATE C (ECFAX)	229,976	229,302
GUGGENHEIM LIMITED DURATION A (GILDX)	293,247	303,635
JP MORGAN CORE PLUS BOND C (OBCDX)	343,512	358,694
UNIT FIRST TRUST S&P DIVIDEND ARISTOCRATS TARGET 25 1Q20	393,310	396,083
UNIT FIRST TRUST DOW TARGET 10 JUL 2020	91,976	102,396
UNIT FIRST TRUST DOW TARGET 10 NOVEMBER 2020	159,516	163,723
UNIT FIRST TRSUT S&P DIVIDEND ARISTOCRATS TARGET 25 4Q20	114,033	120,103
COUNTERPOINT VENTUREFEEDER	0	33,703
FIRST TR VALU. LN DIV IDX (FVD)	197,739	188,571
FIRST TRUST DEVELP MKT EX-US (FDT)	271,309	280,954
ISHARES MSCI EMERGING MKTS ETF (EEM)	121,427	158,989
ISHARES RUSSELL 2000 GRWTH ETF (IWO)	255,368	327,698
ISHARES RUSSELL 2000 VALUE ETF (IWN)	308,121	323,051
ISHARES RUSSELL MIDCAP G ETF (IWP)	183,434	232,194
ISHARES S&P MID-CAP 400 V ETF (IJJ)	231,813	235,599
ISHARES U.S. HEALTHCARE ETF (IYH)	181,098	202,876
ISHARES US BASIC MATERIALS ETF (IYM)	51,586	61,582
ISHARES US ENERGY ETF (IYE)	180,565	134,373
ISHARES US FINANCIALS ETF (IYF)	425,396	399,418
ISHARES US TELECOMM ETF (IYZ)	48,773	48,473
PROSHARES EAFE DVD GROWERS (EFAD)	101,958	109,002
VANGUARD CONSM STPLES ET ETF (VDC)	157,647	166,789
VANGUARD CONSUMER DSC ETF (VCR)	159,906	217,117
VANGUARD INDUSTRIAL ETF (VIS)	176,028	188,009
VANGUARD INFO TECH ETF (VGT)	304,220	398,368
VANGUARD REAL ESTATE ETF (VNQ)	57,461	49,174
VANGUARD UTILITIES ETF (VPU)	53,629	47,204
MSIF GROWTH I (MSEQX)	637,032	759,986

- TIN:

TY 2020 InvestmentsOtherSchedule2

Name:

THE MAURICE SENDAK FOUNDATION INC

EIN:

13-3807627

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
ALTERNATIVE INVESTMENT	AT COST	33,703	14,725

- TIN:

TY 2020 LandEtcSchedule2

Name:

THE MAURICE SENDAK FOUNDATION INC

EIN:

13-3807627

Category / Item	Cost / Other Basis	Accumulated Depreciation	Book Value	End of Year Fair Market Value
LAND	300,000	0	300,000	300,000
200 CHESTNUT HILL	1,200,000	281,804	918,196	918,196
COMPUTERS	8,306	8,306	0	0
COMPUTERS	2,193	2,193	0	0
OFFICE FURNITURE	4,907	4,250	657	657
COMPUTERS	2,367	2,230	137	137
FURN & FIXTURES	5,863	4,850	1,013	1,013
OFFICE FURNITURE	2,604	1,862	742	742
ARCHIVE ADDITION	1,406,550	142,786	1,263,764	1,263,764
OFFICE FURNITURE	18,206	18,206	0	0
OFFICE FURNITURE	6,300	6,300	0	0
GARAGE RENOVATIONS	75,275	75,275	0	0

- TIN:

TY 2020 LegalFeesSchedule

Name:

THE MAURICE SENDAK FOUNDATION INC

EIN:

13-3807627

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
SIMPSON THACHER AND BARTLETT	146,326	73,163		73,163
LOEB & LOEB LLP	140,894	70,447		70,447

- TIN:

TY 2020 OtherAssetsSchedule

Name:

THE MAURICE SENDAK FOUNDATION INC

EIN:

13-3807627

Description	Beginning of Year - Book Value	End of Year - Book Value	End of Year - Fair Market Value
WORKS OF ART BY MAURICE SENDAK	19,476,300	19,476,300	19,476,300
ANTIQUES & CERAMICS	600,000	600,000	600,000
MICKEY MOUSE COLLECTIBLES	327,209	327,209	327,209
PHOTOGRAPHS	275,000	275,000	275,000
PUBLICATION AGREEMENTS	12,000,000	12,000,000	12,000,000
ROYALTY AGREEMENTS	10,000	10,000	10,000
LETTERS AND MANUSCRIPTS	25,000	25,000	25,000
WORKS OF ART NOT CREATED BY	6,500,000	6,500,000	6,500,000
RARE EDITION BOOKS	930,188	930,188	930,188

- TIN:

TY 2020 OtherExpensesSchedule

Name:

THE MAURICE SENDAK FOUNDATION INC

EIN:

13-3807627

Description	Revenue and Expenses per Books	Net Investment Income	Disbursements for Charitable Purposes
ARCHIVING & CONSERVATION	13,988	0	13,988
DATA PROCESSING	7,214	0	7,214
POSTAGE & MAILING SERVICE	2,980	0	2,980
STORAGE	9,540	0	9,540
INSURANCE	34,526	0	34,526
MISCELLANEOUS	282,193	0	256,735
DESIGN FEES	42,556	0	42,556
FOREIGN TAXES	7,453	7,453	0

- TIN:

TY 2020 OtherIncomeSchedule2

Name:

THE MAURICE SENDAK FOUNDATION INC

EIN:

13-3807627

Description	Revenue And Expenses Per Books	Net Investment Income	Adjusted Net Income
ROYALTY INCOME	1,318,314	1,318,314	1,318,314

- TIN:

TY 2020 OtherLiabilitiesSchedule

Name:

THE MAURICE SENDAK FOUNDATION INC

EIN:

13-3807627

Description	Beginning of Year - Book Value	End of Year - Book Value
CREDIT CARD PAYABLE	2,468	3,377

- TIN:

TY 2020 OtherProfessionalFeesSchedule

Name:

THE MAURICE SENDAK FOUNDATION INC

EIN:

13-3807627

Category	Amount	Net Investment Income
INVESTMENT FEES	97,598	97,598
COMMISSIONS	119,077	119,077
TWA EXPENSES	1,245	1,245