Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
ADAM R BRONFMAN FAMILY FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)BAKER TILLY ONE PENN PLAZA NO 30
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10119
A Employer identification number

45-2329181
B Telephone number (see instructions)

(212) 697-6900
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$21,271,069J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 45,195
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 392,875 392,868  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 -759,450
b Gross sales price for all assets on line 6a 9,453,095
7 Capital gain net income (from Part IV, line 2)... 0
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ -321,380 392,868  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 64,717 0   64,717
c Other professional fees (attach schedule).... Click to see attachment 86,549 86,549   0
17 Interest............... 1,681 0   0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 9,533 2,533   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 662 8,736   301
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 163,142 97,818   65,018
25 Contributions, gifts, grants paid....... 1,006,003 1,006,003
26 Total expenses and disbursements. Add lines 24 and 25 1,169,145 97,818   1,071,021
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -1,490,525
b Net investment income (if negative, enter -0-) 295,050
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 331,546 180,176 180,176
3 Accounts receivable bullet32,647
Less: allowance for doubtful accounts bullet   40,986 32,647 32,647
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 15,381,252 Click to see attachment14,521,016 19,770,580
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 1,474,602 Click to see attachment1,008,790 1,287,666
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 17,228,386 15,742,629 21,271,069
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment171,463 Click to see attachment176,231
23 Total liabilities (add lines 17 through 22)......... 171,463 176,231
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 17,056,923 15,566,398
29 Total net assets or fund balances (see instructions)..... 17,056,923 15,566,398
30 Total liabilities and net assets/fund balances (see instructions). 17,228,386 15,742,629
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
17,056,923
2
Enter amount from Part I, line 27a .....................
2
-1,490,525
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
15,566,398
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
15,566,398
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a AERIE PHARMACEUTICALS INC COM P 2019-05-28 2020-05-26
b AERIE PHARMACEUTICALS INC COM P 2019-07-15 2020-05-26
c AERIE PHARMACEUTICALS INC COM P 2019-08-08 2020-05-26
d AERIE PHARMACEUTICALS INC COM P 2019-07-26 2020-07-15
e AERIE PHARMACEUTICALS INC COM P 2019-08-08 2020-07-15
AERIE PHARMACEUTICALS INC COM P 2019-08-30 2020-07-15
AERIE PHARMACEUTICALS INC COM P 2019-11-07 2020-07-15
ARCHER DANIELS MIDLAND P 2019-12-11 2020-03-09
ARCHER DANIELS MIDLAND P 2019-12-13 2020-03-09
ARCHER DANIELS MIDLAND P 2019-05-21 2020-03-20
ARCHER DANIELS MIDLAND P 2019-12-11 2020-03-20
ARCHER DANIELS MIDLAND P 2019-05-21 2020-05-19
BIOHAVEN PHARMACEUTICAL HLDG CO LTD P 2020-01-13 2020-02-11
BIOHAVEN PHARMACEUTICAL HLDG CO LTD P 2020-01-13 2020-05-26
BOEING CO P 2019-12-31 2020-01-21
BRUNSWICK CORP P 2020-04-09 2020-05-26
BRUNSWICK CORP P 2020-04-14 2020-05-26
BRUNSWICK CORP P 2020-04-17 2020-05-26
BRUNSWICK CORP P 2020-04-17 2020-05-26
BRUNSWICK CORP P 2020-04-13 2020-06-15
BRUNSWICK CORP P 2020-04-14 2020-06-15
BRUNSWICK CORP P 2020-04-15 2020-06-15
CAPITAL SENIOR LIVING CORP P 2019-04-29 2020-04-28
CAPITAL SENIOR LIVING CORP P 2019-04-30 2020-04-28
COOPER-STANDARD HOLDINGS INC P 2019-05-02 2020-03-09
COOPER-STANDARD HOLDINGS INC P 2019-05-08 2020-03-09
COOPER-STANDARD HOLDINGS INC P 2019-11-26 2020-03-09
CORNING INC P 2019-11-22 2020-01-28
CORNING INC P 2019-11-25 2020-01-28
CORNING INC P 2019-11-22 2020-03-18
DISH NETWORK CORPORATION CL A P 2019-12-05 2020-09-18
DISH NETWORK CORPORATION CL A P 2019-12-27 2020-09-18
DISH NETWORK CORPORATION CL A P 2019-12-05 2020-09-21
DISH NETWORK CORPORATION CL A P 2019-12-05 2020-10-15
DISH NETWORK CORPORATION CL A P 2020-04-01 2020-10-15
DISH NETWORK CORPORATION CL A P 2020-04-01 2020-11-18
GRACE(W.R.)&CO P 2020-04-07 2020-05-06
KRAFT HEINZ CO P 2020-03-30 2020-07-23
LIVE NATION ENTERTAINMENT INC P 2020-05-08 2020-05-13
LIVE NATION ENTERTAINMENT INC P 2020-05-08 2020-05-26
OCCIDENTAL PETE CORP P 2019-08-09 2020-03-09
OCCIDENTAL PETE CORP P 2019-11-25 2020-03-09
OCCIDENTAL PETE CORP P 2019-12-27 2020-03-09
OCCIDENTAL PETE CORP P 2019-11-25 2020-05-26
OCCIDENTAL PETE CORP P 2019-11-25 2020-06-08
OCCIDENTAL PETE CORP P 2019-11-14 2020-10-12
OCCIDENTAL PETE CORP P 2019-11-25 2020-10-12
OCCIDENTAL PETE CORPWTS EXP 08/03/2027 P 2020-08-03 2020-08-06
OCCIDENTAL PETE CORPWTS EXP 08/03/2027 P 2020-08-03 2020-11-12
PITNEY BOWES INC P 2019-12-31 2020-03-18
PRIMO WATER CORPORATION P 2020-01-14 2020-03-16
PRIMO WATER CORPORATION P 2020-02-05 2020-03-16
PRIMO WATER CORPORATION P 2020-01-13 2020-03-18
PRIMO WATER CORPORATION P 2020-01-14 2020-03-18
SPDR S&P500 ETF TRUST TRUST P 2020-03-25 2020-05-12
UNITED STATES TREAS NTS NOTE 2.62500% P 2019-07-31 2020-03-16
VIACOMCBS INC P 2019-12-31 2020-05-26
VIACOMCBS INC P 2019-12-31 2020-06-09
VIACOMCBS INC P 2020-02-20 2020-06-09
WILLIAMS COMPANIES INC P 2019-12-05 2020-03-12
WILLIAMS COMPANIES INC P 2019-12-05 2020-03-09
WILLIAMS COMPANIES INC P 2019-12-05 2020-03-19
AERIE PHARMACEUTICALS INC P 2019-05-24 2020-05-26
ALCOA CORP P 2015-02-13 2020-05-26
APPLE INC P 2013-01-24 2020-05-26
APPLE INC P 2013-05-03 2020-05-26
BARRICK GOLD CORP P 2015-02-02 2020-02-28
BARRICK GOLD CORP P 2015-02-02 2020-05-26
BAXTER INTERNATIONALINC P 2011-02-10 2020-03-18
CHENIERE ENERGY INC P 2017-03-16 2020-03-18
CITIGROUP INC P 2015-02-13 2020-03-09
CITIGROUP INC P 2015-02-18 2020-03-09
CITIGROUP INC P 2014-04-02 2020-03-18
CITIGROUP INC P 2015-02-13 2020-03-18
CITIGROUP INC P 2014-04-02 2020-03-23
CITIGROUP INC P 2016-09-14 2020-03-23
CORNING INC P 2016-06-02 2020-03-18
COVANTA HLDG CORP P 2016-07-20 2020-03-09
COVANTA HLDG CORP P 2016-07-22 2020-03-09
COVANTA HLDG CORP P 2017-11-01 2020-03-09
COVANTA HLDG CORP P 2017-11-01 2020-03-18
COVANTA HLDG CORP P 2016-07-19 2020-04-03
COVANTA HLDG CORP P 2017-11-01 2020-04-03
COVANTA HLDG CORP P 2016-07-19 2020-04-13
COVANTA HLDG CORP P 2016-07-19 2020-04-14
COVANTA HLDG CORP P 2016-07-19 2020-05-26
COVANTA HLDG CORP P 2016-11-28 2020-05-26
DUPONT DE NEMOURS INC P 2019-03-21 2020-05-26
DUPONT DE NEMOURS INC P 2019-03-21 2020-09-22
DUPONT DE NEMOURS INC P 2019-04-01 2020-09-22
DUPONT DE NEMOURS INC P 2019-04-01 2020-10-02
DUPONT DE NEMOURS INC P 2019-04-01 2020-11-02
HESS CORPORATION COM P 2016-07-22 2020-02-28
HESS CORPORATION COM P 2017-05-11 2020-02-28
INTERNATIONAL BUS MACH CORP P 2015-02-13 2020-05-26
INTERNATIONAL BUS MACH CORP P 2015-02-18 2020-05-26
JOHNSON &JOHNSON COM P 2012-05-01 2020-05-26
JPMORGAN CHASE & CO P 2014-10-31 2020-05-26
KINDER MORGAN INC P 2018-12-26 2020-02-28
LOEWS CORP P 2016-07-14 2020-03-18
LOEWS CORP P 2016-07-14 2020-03-23
MACQUARIE INFRASTRUCTURE CORP P 2018-02-26 2020-03-12
MICROSOFT CORP P 2013-09-16 2020-08-04
MICROSOFT CORP P 2013-09-16 2020-08-28
NOVAGOLD RES INC P 2014-07-01 2020-03-12
NOVAGOLD RES INC P 2014-07-01 2020-05-05
NOVAGOLD RES INC P 2014-07-01 2020-05-26
NOVAGOLD RES INC P 2017-10-30 2020-05-26
PFIZER INC P 2013-07-11 2020-03-02
PFIZER INC P 2014-08-21 2020-03-02
PFIZER INC P 2013-07-11 2020-03-11
PFIZER INC P 2012-10-05 2020-03-18
PFIZER INC P 2013-07-11 2020-03-18
PFIZER INC P 2012-10-05 2020-06-01
SUNRUN INC P 2018-11-14 2020-03-02
SUNRUN INC P 2018-11-14 2020-05-26
UNITED STATES TREAS NTS NOTE 2.62500% P 2018-09-20 2020-03-16
UNITED STATES TREAS NTS NOTE 2.75000% P 2018-10-04 2020-03-16
UNITED STATES TREAS NTS 2.00000% 09/30/2 P 2018-10-31 2020-03-16
VERIZON COMMUNICATIONS P 2018-06-14 2020-02-11
VERTIV HLDGS LLC UNIT 1 CL A & 1/3 WTEXP P 2018-06-13 2020-05-26
VERTIV HLDGS LLC UNIT 1 CL A & 1/3 WTEXP P 2018-06-12 2020-07-20
VERTIV HLDGS LLC UNIT 1 CL A & 1/3 WTEXP P 2018-06-13 2020-07-20
VERTIV HLDGS LLC UNIT 1 CL A & 1/3 WTEXP P 2018-06-11 2020-08-05
VERTIV HLDGS LLC UNIT 1 CL A & 1/3 WTEXP P 2018-06-12 2020-08-05
VERTIV HLDGS LLC UNIT 1 CL A & 1/3 WTEXP P 2018-06-08 2020-11-02
VERTIV HLDGS LLC UNIT 1 CL A & 1/3 WTEXP P 2018-06-11 2020-11-02
VERTIV HLDGS LLC UNIT 1 CL A & 1/3 WTEXP P 2018-06-08 2020-10-05
VERTIV HLDGS LLC UNIT 1 CL A & 1/3 WTEXP P 2018-06-11 2020-10-05
VERTIV HLDGS LLC UNIT 1 CL A & 1/3 WTEXP P 2015-12-31 2020-05-26
VIATRIS INC P 2010-06-21 2020-11-20
VIATRIS INC P 2010-11-26 2020-11-20
VIATRIS INC P 2012-10-05 2020-11-20
VIATRIS INC P 2010-06-21 2020-11-27
VIATRIS INC P 2010-11-26 2020-11-27
VIATRIS INC P 2012-10-05 2020-11-27
XCEL ENERGY INC P 2010-03-23 2020-03-23
XCEL ENERGY INC P 2010-07-21 2020-03-23
XCEL ENERGY INC P 2010-09-01 2020-03-23
ZAYO GROUP HLDGS INC P 2018-12-26 2020-01-02
COLONY CAPITAL INC PFD 8.2500 SERIES B P 2018-05-10 2020-01-10
COLONY CAPITAL INC PFD 8.2500 SERIES B P 2017-10-26 2020-01-10
GLADSTONE COMMERCIAL CORP PFD USD1.7500(7.00%) SERIES D P 2018-02-28 2020-02-13
GLADSTONE COMMERCIAL CORP PFD USD1.7500(7.00%) SERIES D P 2018-04-10 2020-02-13
GLADSTONE COMMERCIAL CORP PFD USD1.7500(7.00%) SERIES D P 2018-02-06 2020-02-13
AG MORTGAGE INVEST TRUST, INC. PFD USD2.0000(8.00%) SERIES B P 2017-05-01 2020-02-18
GLADSTONE COMMERCIAL CORP PFD USD1.7500(7.00%) SERIES D P 2018-04-10 2020-02-19
AG MORTGAGE INVEST TRUST, INC. PFD USD2.0000(8.00%) SERIES B P 2017-05-01 2020-02-20
ASHFORD HOSPITALITY TRUST INC PFD USD1.8750(7.50%) SERIES H P 2017-08-17 2020-02-24
EPR PROPERTIES CONV PFD USD1.4375(5.75%) SERI CTSY B P 2017-05-22 2020-02-26
EPR PROPERTIES CONV PFD USD1.4375(5.75%) SERI CTSY B P 2017-06-09 2020-02-26
QTS REALTY TRUST, INC. CONV PFD USD6.50(6.50%) SRS B P 2018-07-24 2020-02-26
QTS REALTY TRUST, INC. CONV PFD USD6.50(6.50%) SRS B P 2018-09-27 2020-02-26
QTS REALTY TRUST, INC. CONV PFD USD6.50(6.50%) SRS B P 2018-07-23 2020-02-26
QTS REALTY TRUST, INC. CONV PFD USD6.50(6.50%) SRS B P 2018-07-18 2020-02-26
QTS REALTY TRUST, INC. CONV PFD USD6.50(6.50%) SRS B P 2018-06-21 2020-02-26
QTS REALTY TRUST, INC. CONV PFD USD6.50(6.50%) SRS B P 2018-09-28 2020-02-26
QTS REALTY TRUST, INC. CONV PFD USD6.50(6.50%) SRS B P 2018-07-13 2020-02-26
CROWN CASTLE INTERNATIONAL CORP. P 2018-09-26 2020-02-27
CROWN CASTLE INTERNATIONAL CORP. P 2018-09-27 2020-02-27
CROWN CASTLE INTERNATIONAL CORP. P 2018-10-03 2020-02-27
CROWN CASTLE INTERNATIONAL CORP. P 2018-10-09 2020-02-27
CROWN CASTLE INTERNATIONAL CORP. P 2018-09-04 2020-02-27
SERITAGE GROWTH PROPERTIES PFD USD1.7500(7.00%) SERIES A P 2017-12-07 2020-02-28
SUMMIT HOTEL PROPERTIES, INC. PFD USD1.5625(6.25%) SERIES E P 2017-11-02 2020-03-05
SUMMIT HOTEL PROPERTIES, INC. PFD USD1.5625(6.25%) SERIES E P 2017-11-02 2020-03-05
ASHFORD HOSPITALITY TRUST INC PFD USD1.8750(7.50%) SERIES H P 2017-08-17 2020-03-10
COLONY CAPITAL INC PFD USD1.7812(7.12%) CTSY P 2017-05-11 2020-03-10
COLONY CAPITAL INC PFD USD1.7812(7.12%) CTSY P 2017-05-10 2020-03-10
COLONY CAPITAL INC PFD USD1.7812(7.12%) CTSY P 2017-05-19 2020-03-10
COLONY CAPITAL INC PFD USD1.7812(7.12%) CTSY P 2017-04-19 2020-03-10
COLONY CAPITAL INC PFD USD1.7812(7.12%) CTSY P 2017-05-23 2020-03-10
COLONY CAPITAL INC PFD USD1.7812(7.12%) CTSY P 2017-04-21 2020-03-10
EPR PROPERTIES CONV PFD USD1.4375(5.75%) SERI CTSY B P 2017-05-22 2020-03-10
GREAT AJAX CORP PFD USD1.8125(7.25%) P 2018-12-18 2020-03-10
GREAT AJAX CORP PFD USD1.8125(7.25%) P 2018-12-20 2020-03-10
GREAT AJAX CORP PFD USD1.8125(7.25%) P 2018-12-28 2020-03-10
GREAT AJAX CORP PFD USD1.8125(7.25%) P 2018-12-10 2020-03-10
GREAT AJAX CORP PFD USD1.8125(7.25%) P 2018-12-12 2020-03-10
SERITAGE GROWTH PROPERTIES PFD USD1.7500(7.00%) SERIES A P 2017-12-07 2020-03-10
COLONY CAPITAL INC PFD USD1.7812(7.12%) CTSY P 2017-04-24 2020-03-11
COLONY CAPITAL INC PFD USD1.7812(7.12%) CTSY P 2017-04-21 2020-03-11
EPR PROPERTIES CONV PFD USD1.4375(5.75%) SERI CTSY B P 2017-05-22 2020-03-11
SERITAGE GROWTH PROPERTIES PFD USD1.7500(7.00%) SERIES A P 2017-12-07 2020-03-11
INVESCO MORTGAGE CAPITAL INC. PFD USD1.9376(7.75%) SERIES A P 2018-12-12 2020-03-16
SERITAGE GROWTH PROPERTIES PFD USD1.7500(7.00%) SERIES A P 2017-12-08 2020-03-16
SERITAGE GROWTH PROPERTIES PFD USD1.7500(7.00%) SERIES A P 2017-12-07 2020-03-16
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERI P 2017-04-12 2020-03-17
SERITAGE GROWTH PROPERTIES PFD USD1.7500(7.00%) SERIES A P 2017-12-08 2020-03-17
SERITAGE GROWTH PROPERTIES PFD USD1.7500(7.00%) SERIES A P 2017-12-08 2020-03-17
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERI P 2017-04-12 2020-03-18
SERITAGE GROWTH PROPERTIES PFD USD1.7500(7.00%) SERIES A P 2017-12-08 2020-03-18
CHRRY HILL MRTGE INVTMT CORP PFD 8.25 12/31/2049 SERIES B P 2019-02-06 2020-03-19
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERI P 2017-04-12 2020-03-19
COLONY CAPITAL INC PFD USD1.7812(7.12%) CTSY STIFEL P 2017-04-24 2020-03-20
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERI P 2017-04-12 2020-03-20
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERI P 2017-05-23 2020-03-20
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERI P 2017-04-17 2020-03-20
CHIMERA INVESTMENT CORPORATION PFD USD1.9375(7.75%) P 2018-09-14 2020-03-23
CHIMERA INVESTMENT CORPORATION PFD USD1.9375(7.75%) P 2018-09-14 2020-03-23
CHIMERA INVESTMENT CORPORATION PFD USD1.9375(7.75%) P 2018-09-14 2020-03-23
CHIMERA INVESTMENT CORPORATION PFD USD1.9375(7.75%) P 2018-09-14 2020-03-23
CHIMERA INVESTMENT CORPORATION PFD USD1.9375(7.75%) P 2019-01-16 2020-03-23
CHIMERA INVESTMENT CORPORATION PFD USD1.9375(7.75%) P 2019-01-16 2020-03-23
CHRRY HILL MRTGE INVTMT CORP PFD 8.25 12/31/2049 SERIES B P 2019-02-06 2020-03-23
CHRRY HILL MRTGE INVTMT CORP PFD 8.25 12/31/2049 SERIES B P 2019-02-05 2020-03-23
EPR PROPERTIES CONV PFD USD1.4375(5.75%) SERI CTSY B P 2017-05-22 2020-03-23
INVESCO MORTGAGE CAPITAL INC. PFD USD1.9376(7.75%) SERIES A P 2018-12-17 2020-03-23
INVESCO MORTGAGE CAPITAL INC. PFD USD1.9376(7.75%) SERIES A P 2018-12-18 2020-03-23
INVESCO MORTGAGE CAPITAL INC. PFD USD1.9376(7.75%) SERIES A P 2018-12-12 2020-03-23
INVESCO MORTGAGE CAPITAL INC. PFD USD1.9376(7.75%) SERIES A P 2018-12-28 2020-03-23
INVESCO MORTGAGE CAPITAL INC. PFD USD1.9376(7.75%) SERIES A P 2018-12-14 2020-03-23
PENNYMAC MORTGAGE INVESTMENT TRUST P 2019-01-15 2020-03-23
PENNYMAC MORTGAGE INVESTMENT TRUST P 2018-12-11 2020-03-23
PENNYMAC MORTGAGE INVESTMENT TRUST P 2018-12-10 2020-03-23
TWO HARBORS INVESTMENT CORP. PFD USD1.8750(7.50%) SERIES E P 2018-07-31 2020-03-23
TWO HARBORS INVESTMENT CORP. PFD USD1.9062(7.62%) SERIES B P 2017-12-05 2020-03-23
TWO HARBORS INVESTMENT CORP. PFD USD1.9062(7.62%) SERIES B P 2017-07-12 2020-03-23
CHIMERA INVESTMENT CORPORATION PFD USD2.0000(8.00%) SERIES D P 2019-01-16 2020-03-24
CHRRY HILL MRTGE INVTMT CORP PFD 8.25 12/31/2049 SERIES B P 2019-02-05 2020-03-24
COLONY CAPITAL INC PFD USD1.7812(7.12%) P 2017-04-24 2020-03-24
EXANTAS CAPITAL CORP. PFD 8.6250 CTSY B P 2018-08-03 2020-03-24
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES E P 2017-04-13 2020-03-24
INVESCO MORTGAGE CAPITAL INC. PFD USD1.9376(7.75%) SERIES A P 2018-12-20 2020-03-24
INVESCO MORTGAGE CAPITAL INC. PFD USD1.9376(7.75%) SERIES A P 2018-12-28 2020-03-24
INVESCO MORTGAGE CAPITAL INC. PFD USD1.9376(7.75%) SERIES A P 2018-12-24 2020-03-24
PENNYMAC MORTGAGE INVESTMENT TRUST P 2018-12-11 2020-03-24
PENNYMAC MORTGAGE INVESTMENT TRUST P 2018-12-27 2020-03-24
PENNYMAC MORTGAGE INVESTMENT TRUST P 2018-12-13 2020-03-24
PENNYMAC MORTGAGE INVESTMENT TRUST P 2018-12-12 2020-03-24
PENNYMAC MORTGAGE INVESTMENT TRUST P 2018-12-21 2020-03-24
PENNYMAC MORTGAGE INVESTMENT TRUST P 2018-12-28 2020-03-24
PENNYMAC MORTGAGE INVESTMENT TRUST P 2018-12-20 2020-03-24
TWO HARBORS INVESTMENT CORP. PFD USD1.9062(7.62%) SERIES B P 2017-07-12 2020-03-24
AG MORTGAGE INVEST TRUST, INC. PFD USD2.0000(8.00%) SERIES B P 2017-05-01 2020-03-25
CHIMERA INVESTMENT CORPORATION PFD USD2.0000(8.00%) SERIES D P 2019-01-16 2020-03-25
EXANTAS CAPITAL CORP. PFD 8.6250 CTSY B P 2018-08-03 2020-03-25
EXANTAS CAPITAL CORP. PFD 8.6250 CTSY B P 2018-07-27 2020-03-25
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES E P 2017-04-13 2020-03-25
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES E P 2017-04-13 2020-03-26
RPT REALTY CONV PFD USD3.6250(7.25%) SERI CTSY P 2017-06-16 2020-04-03
RPT REALTY CONV PFD USD3.6250(7.25%) SERI CTSY P 2017-04-13 2020-04-03
PEBBLEBROOK HOTEL TRUST CONV PFD USD1.6250(6.50%) SERI P 2018-12-18 2020-04-06
PEBBLEBROOK HOTEL TRUST CONV PFD USD1.6250(6.50%) SERI P 2018-12-12 2020-04-06
PEBBLEBROOK HOTEL TRUST CONV PFD USD1.6250(6.50%) SERI P 2018-04-13 2020-04-06
PEBBLEBROOK HOTEL TRUST CONV PFD USD1.6250(6.50%) SERI P 2018-12-10 2020-04-07
PEBBLEBROOK HOTEL TRUST CONV PFD USD1.6250(6.50%) SERI P 2018-04-13 2020-04-07
SUMMIT HOTEL PROPERTIES, INC. PFD USD1.5625(6.25%) SERIES E P 2017-11-02 2020-04-08
SUMMIT HOTEL PROPERTIES, INC. PFD USD1.5625(6.25%) SERIES E P 2017-11-02 2020-04-08
SUMMIT HOTEL PROPERTIES, INC. PFD USD1.5625(6.25%) SERIES E P 2019-03-13 2020-04-08
SUMMIT HOTEL PROPERTIES, INC. PFD USD1.5625(6.25%) SERIES E P 2018-08-03 2020-04-08
SOTHERLY HOTELS INC. PFD USD1.9688(7.88%) SERIES C P 2017-10-04 2020-04-13
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERI P 2017-05-23 2020-04-14
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERI P 2017-04-12 2020-04-14
SOTHERLY HOTELS INC. PFD USD1.9688(7.88%) SERIES C P 2017-10-04 2020-04-14
AG MORTGAGE INVEST TRUST, INC. PFD USD2.0000(8.00%) SERIES B P 2017-05-01 2020-04-17
AG MORTGAGE INVEST TRUST, INC. PFD USD2.0000(8.00%) SERIES B P 2017-04-17 2020-04-17
AG MORTGAGE INVEST TRUST, INC. PFD USD2.0000(8.00%) SERIES B P 2017-04-19 2020-04-17
EXANTAS CAPITAL CORP. PFD 8.6250 CTSY B P 2017-04-26 2020-04-17
EXANTAS CAPITAL CORP. PFD 8.6250 CTSY B P 2017-05-03 2020-04-17
EXANTAS CAPITAL CORP. PFD 8.6250 CTSY B P 2017-05-18 2020-04-17
EXANTAS CAPITAL CORP. PFD 8.6250 CTSY B P 2017-05-15 2020-04-17
EXANTAS CAPITAL CORP. PFD 8.6250 CTSY B P 2017-05-12 2020-04-17
EXANTAS CAPITAL CORP. PFD 8.6250 CTSY B P 2017-05-09 2020-04-17
EXANTAS CAPITAL CORP. PFD 8.6250 CTSY B P 2017-05-17 2020-04-17
EXANTAS CAPITAL CORP. PFD 8.6250 CTSY B P 2018-07-27 2020-04-17
EXANTAS CAPITAL CORP. PFD 8.6250 CTSY B P 2019-03-13 2020-04-17
CEDAR REALTY TRUST, INC. PFD USD1.8125(7.25%) SERIES B P 2017-05-25 2020-04-20
CEDAR REALTY TRUST, INC. PFD USD1.8125(7.25%) SERIES B P 2017-06-13 2020-04-20
ASHFORD HOSPITALITY TRUST INC PFD USD1.8750(7.50%) SERIES H P 2017-08-17 2020-04-22
CEDAR REALTY TRUST, INC. PFD USD1.8125(7.25%) SERIES B P 2017-06-13 2020-04-22
SOTHERLY HOTELS INC. PFD USD1.9688(7.88%) SERIES C P 2017-10-04 2020-04-22
ASHFORD HOSPITALITY TRUST INC PFD USD1.8750(7.50%) SERIES H P 2017-08-17 2020-04-23
CEDAR REALTY TRUST, INC. PFD USD1.8125(7.25%) SERIES B P 2017-06-13 2020-04-23
SOTHERLY HOTELS INC. PFD USD1.9688(7.88%) SERIES C P 2017-10-04 2020-04-23
ASHFORD HOSPITALITY TRUST INC PFD USD1.8750(7.50%) SERIES H P 2017-08-17 2020-04-24
ASHFORD HOSPITALITY TRUST INC PFD USD1.8750(7.50%) SERIES I P 2019-04-26 2020-04-27
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERI P 2017-04-21 2020-04-27
ASHFORD HOSPITALITY TRUST INC PFD USD1.8750(7.50%) SERIES H P 2017-08-17 2020-04-27
ASHFORD HOSPITALITY TRUST INC PFD USD1.8750(7.50%) SERIES F P 2019-04-26 2020-04-27
ISTAR INC. 7.65% PFD SERIES G P 2017-06-19 2020-04-27
ISTAR INC. 7.65% PFD SERIES G P 2019-02-27 2020-04-27
ISTAR INC. 7.65% PFD SERIES G P 2017-04-18 2020-04-27
ISTAR INC. 7.65% PFD SERIES G P 2019-04-26 2020-04-27
ISTAR INC. 7.65% PFD SERIES G P 2017-05-24 2020-04-27
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERI P 2017-04-21 2020-04-28
ASHFORD HOSPITALITY TRUST INC PFD USD1.8750(7.50%) SERIES H P 2017-08-17 2020-04-28
ASHFORD HOSPITALITY TST, INC PFD USD1.8436(7.37%) SERIES F P 2017-04-19 2020-04-28
ASHFORD HOSPITALITY TST, INC PFD USD1.8436(7.37%) SERIES F P 2019-04-26 2020-04-28
SOTHERLY HOTELS INC. PFD USD1.9688(7.88%) SERIES C P 2017-10-04 2020-04-28
ASHFORD HOSPITALITY TRUST INC PFD USD1.8750(7.50%) SERIES I P 2019-04-26 2020-04-29
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERI P 2017-04-21 2020-04-29
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERI P 2017-04-21 2020-04-29
ASHFORD HOSPITALITY TRUST INC PFD USD1.8750(7.50%) SERIES H P 2017-08-17 2020-04-29
ASHFORD HOSPITALITY TST, INC PFD USD1.8436(7.37%) SERIES F P 2017-04-19 2020-04-29
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES C P 2018-02-09 2020-04-29
CEDAR REALTY TRUST, INC. PFD USD1.8125(7.25%) SERIES B P 2017-06-13 2020-04-29
ISTAR INC. PFD 7.5% SERIES I P 2017-05-23 2020-04-29
ISTAR INC. PFD 7.5% SERIES I P 2017-04-13 2020-04-29
ISTAR INC. PFD 7.5% SERIES I P 2018-01-11 2020-04-29
ISTAR INC. PFD 7.5% SERIES I P 2017-09-22 2020-04-29
ISTAR INC. PFD 7.5% SERIES I P 2017-08-30 2020-04-29
ISTAR INC. PFD 7.5% SERIES I P 2017-06-19 2020-04-29
ISTAR INC. PFD 7.5% SERIES I P 2018-08-03 2020-04-29
ISTAR INC. PFD 7.5% SERIES I P 2017-04-12 2020-04-29
ISTAR INC. PFD 7.5% SERIES I P 2017-04-17 2020-04-29
SOTHERLY HOTELS INC. PFD USD1.9688(7.88%) SERIES C P 2017-10-04 2020-04-29
SOTHERLY HOTELS INC. PFD USD2.0625(8.25%) SERIES D P 2019-04-26 2020-05-01
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES C P 2018-07-12 2020-05-01
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES C P 2018-02-09 2020-05-01
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES B P 2018-02-27 2020-05-01
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES B P 2018-02-07 2020-05-01
ISTAR INC. PFD 7.5% SERIES I P 2017-04-17 2020-05-04
SOTHERLY HOTELS INC. PFD USD1.9688(7.88%) SERIES C P 2017-10-04 2020-05-04
SOTHERLY HOTELS INC. PFD USD2.0625(8.25%) SERIES D P 2019-04-26 2020-05-04
BRAEMAR HOTELS & RESORTS INC. CONV PFD USD1.3752(5.50%) P 2017-04-13 2020-05-05
ISTAR INC. PFD 7.5% SERIES I P 2017-04-17 2020-05-05
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES B P 2018-02-27 2020-05-05
SOTHERLY HOTELS INC. PFD USD1.9688(7.88%) SERIES C P 2017-10-04 2020-05-05
ISTAR INC. 7.65% PFD SERIES G P 2017-04-18 2020-05-06
ISTAR INC. PFD 7.5% SERIES I P 2017-04-17 2020-05-06
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES B P 2018-02-27 2020-05-06
RPT REALTY CONV PFD USD3.6250(7.25%) SERI CTSY P 2017-06-16 2020-05-06
ASHFORD HOSPITALITY TRST, INC PFD USD1.8750(7.50%) SERIES I P 2017-12-11 2020-05-07
ASHFORD HOSPITALITY TRST, INC PFD USD1.8750(7.50%) SERIES I P 2019-04-26 2020-05-07
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERI P 2017-04-21 2020-05-07
ASHFORD HOSPITALITY TRUST INC PFD USD1.8750(7.50%) SERIES H P 2017-08-17 2020-05-07
ASHFORD HOSPITALITY TST, INC PFD USD1.8436(7.37%) SERIES F P 2017-04-19 2020-05-07
ASHFORD HOSPITALITY TST, INC PFD USD1.8436(7.37%) SERIES F P 2017-04-18 2020-05-07
ISTAR INC. PFD 7.5% SERIES I P 2017-04-17 2020-05-07
SOTHERLY HOTELS INC. PFD USD1.9688(7.88%) SERIES C P 2017-10-04 2020-05-07
ASHFORD HOSPITALITY TRST, INC PFD USD1.8750(7.50%) SERIES I P 2017-12-11 2020-05-08
ASHFORD HOSPITALITY TRST, INC PFD USD1.8750(7.50%) SERIES I P 2017-12-12 2020-05-08
RPT REALTY CONV PFD USD3.6250(7.25%) SERI CTSY P 2017-06-16 2020-05-08
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES C P 2018-09-27 2020-05-12
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES C P 2018-07-12 2020-05-12
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES C P 2018-02-14 2020-05-12
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES C P 2018-02-14 2020-05-14
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES C P 2018-09-26 2020-05-14
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES B P 2018-02-27 2020-05-14
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERI P 2017-04-21 2020-05-21
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERI P 2017-05-24 2020-05-21
ASHFORD HOSPITALITY TRUST INC PFD USD1.8750(7.50%) SERIES H P 2017-08-17 2020-05-21
ASHFORD HOSPITALITY TRUST INC PFD USD1.8750(7.50%) SERIES H P 2017-08-16 2020-05-21
ASHFORD HOSPITALITY TRUST INC PFD USD1.8750(7.50%) SERIES H P 2017-08-17 2020-05-21
BRAEMAR HOTELS & RESORTS INC. CONV PFD USD1.3752(5.50%) P 2017-04-12 2020-05-21
BRAEMAR HOTELS & RESORTS INC. CONV PFD USD1.3752(5.50%) P 2017-04-13 2020-05-21
BRAEMAR HOTELS & RESORTS INC. PFD USD2.0624(8.25%) SERIES D P 2019-04-26 2020-05-21
ASHFORD HOSPITALITY TRST, INC PFD USD1.8750(7.50%) SERIES I P 2018-02-08 2020-05-22
ASHFORD HOSPITALITY TRST, INC PFD USD1.8750(7.50%) SERIES I P 2017-12-12 2020-05-22
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERI P 2017-05-24 2020-05-22
ASHFORD HOSPITALITY TST, INC PFD USD1.8436(7.37%) SERIES F P 2017-04-18 2020-05-22
ASHFORD HOSPITALITY TST, INC PFD USD1.8436(7.37%) SERIES F P 2017-04-17 2020-05-22
SOTHERLY HOTELS INC. PFD USD0.0000(0.00%) SERIES C P 2017-10-04 2020-05-22
ASHFORD HOSPITALITY TRST, INC PFD USD1.8750(7.50%) SERIES I P 2018-02-08 2020-06-03
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERI P 2017-05-24 2020-06-03
ASHFORD HOSPITALITY TRUST INC CUMULATIVE PFD SERIES D P 2019-05-02 2020-06-03
ASHFORD HOSPITALITY TRST, INC PFD USD1.8750(7.50%) SERIES I P 2018-02-08 2020-06-04
ASHFORD HOSPITALITY TRST, INC PFD USD1.8750(7.50%) SERIES I P 2018-02-09 2020-06-04
ASHFORD HOSPITALITY TRUST INC CUMULATIVE PFD SERIES D P 2019-05-02 2020-06-04
TAUBMAN CENTERS, INC. CONV PFD USD1.5625(6.25%) SERI P 2018-03-13 2020-06-10
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES B P 2018-02-27 2020-06-25
ISTAR INC. PFD USD2.0000(8.00%) SERIES D P 2019-01-11 2020-06-26
ISTAR INC. PFD USD2.0000(8.00%) SERIES D P 2018-12-28 2020-06-26
ISTAR INC. PFD USD2.0000(8.00%) SERIES D P 2019-01-08 2020-06-26
ISTAR INC. PFD USD2.0000(8.00%) SERIES D P 2019-03-27 2020-06-26
ISTAR INC. PFD USD2.0000(8.00%) SERIES D P 2019-05-21 2020-06-26
ISTAR INC. PFD USD2.0000(8.00%) SERIES D P 2019-04-26 2020-06-26
SOTHERLY HOTELS INC. PFD USD0.0000(0.00%) SERIES C P 2017-10-04 2020-07-10
ASHFORD HOSPITALITY TRST, INC PFD USD1.8750(7.50%) SERIES I P 2018-02-09 2020-07-14
ASHFORD HOSPITALITY TRUST INC CUMULATIVE PFD SERIES D P 2019-05-02 2020-07-14
ASHFORD HOSPITALITY TRST, INC PFD USD1.8750(7.50%) SERIES I P 2018-02-09 2020-07-15
ASHFORD HOSPITALITY TRUST INC CUMULATIVE PFD SERIES D P 2019-05-02 2020-07-15
SOTHERLY HOTELS INC. PFD USD0.0000(0.00%) SERIES C P 2017-10-04 2020-07-15
SOTHERLY HOTELS INC. PFD USD0.0000(0.00%) SERIES C P 2017-10-04 2020-07-15
ASHFORD HOSPITALITY TRUST INC CUMULATIVE PFD SERIES D P 2019-05-02 2020-07-16
SOTHERLY HOTELS INC. PFD USD0.0000(0.00%) SERIES C P 2017-10-04 2020-07-16
ARMADA HOFFLER PROPERTIE PFD USD1.6875(6.75%) SERIES A P 2019-07-08 2020-08-03
ARMADA HOFFLER PROPERTIE PFD USD1.6875(6.75%) SERIES A P 2019-07-02 2020-08-03
ARMADA HOFFLER PROPERTIE PFD USD1.6875(6.75%) SERIES A P 2019-07-08 2020-08-04
ARMADA HOFFLER PROPERTIE PFD USD1.6875(6.75%) SERIES A P 2019-07-08 2020-08-05
INVESTORS REAL ESTATE TRUST PFD USD1.6562(6.62%) SERIES C P 2017-09-26 2020-08-06
INVESTORS REAL ESTATE TRUST PFD USD1.6562(6.62%) SERIES C P 2017-09-26 2020-08-07
INVESTORS REAL ESTATE TRUST PFD USD1.6562(6.62%) SERIES C P 2017-09-26 2020-08-07
INVESTORS REAL ESTATE TRUST PFD USD1.6562(6.62%) SERIES C P 2017-09-26 2020-08-13
INVESTORS REAL ESTATE TRUST PFD USD1.6562(6.62%) SERIES C P 2019-03-18 2020-08-17
INVESTORS REAL ESTATE TRUST PFD USD1.6562(6.62%) SERIES C P 2017-09-26 2020-08-17
INVESTORS REAL ESTATE TRUST PFD USD1.6562(6.62%) SERIES C P 2018-03-20 2020-08-18
INVESTORS REAL ESTATE TRUST PFD USD1.6562(6.62%) SERIES C P 2019-03-18 2020-08-18
QTS REALTY TRUST, INC. PFD USD1.7812(7.12%) SERIES A P 2018-03-09 2020-08-21
QTS REALTY TRUST, INC. PFD USD1.7812(7.12%) SERIES A P 2018-03-09 2020-08-21
QTS REALTY TRUST, INC. PFD USD1.7812(7.12%) SERIES A P 2018-03-09 2020-08-25
QTS REALTY TRUST, INC. PFD USD1.7812(7.12%) SERIES A P 2018-03-09 2020-08-25
QTS REALTY TRUST, INC. PFD USD1.7812(7.12%) SERIES A P 2018-03-09 2020-08-27
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES B P 2018-02-27 2020-09-24
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES C P 2018-09-26 2020-09-25
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES C P 2018-03-19 2020-09-25
ISTAR INC. PFD 7.5% SERIES I P 2017-04-17 2020-09-25
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES B P 2018-02-27 2020-09-25
ISTAR INC. PFD 7.5% SERIES I P 2017-04-17 2020-09-28
PLYMOUTH INDUSTRIAL REIT INC PFD USD1.8750(7.50%) SERIES A P 2017-10-19 2020-09-28
PLYMOUTH INDUSTRIAL REIT INC PFD USD1.8750(7.50%) SERIES A P 2017-10-19 2020-09-28
ISTAR INC. PFD 7.5% SERIES I P 2017-04-17 2020-09-29
PLYMOUTH INDUSTRIAL REIT INC PFD USD1.8750(7.50%) SERIES A P 2017-10-19 2020-09-29
ISTAR INC. PFD 7.5% SERIES I P 2017-04-17 2020-10-01
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES B P 2018-02-27 2020-10-01
PLYMOUTH INDUSTRIAL REIT INC PFD USD1.8750(7.50%) SERIES A P 2017-10-19 2020-10-01
ISTAR INC. PFD 7.5% SERIES I P 2017-04-17 2020-10-02
ISTAR INC. PFD 7.5% SERIES I P 2017-04-17 2020-10-05
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES B P 2018-02-27 2020-10-05
ISTAR INC. PFD 7.5% SERIES I P 2017-04-17 2020-10-06
ISTAR INC. PFD 7.5% SERIES I P 2017-04-17 2020-10-07
ISTAR INC. PFD 7.5% SERIES I P 2017-04-17 2020-10-08
ISTAR INC. PFD 7.5% SERIES I P 2017-04-17 2020-10-12
CEDAR REALTY TRUST, INC. PFD USD1.8125(7.25%) SERIES B P 2017-06-13 2020-10-13
ISTAR INC. PFD 7.5% SERIES I P 2017-04-17 2020-10-13
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES B P 2018-02-27 2020-10-13
CEDAR REALTY TRUST, INC. PFD USD1.8125(7.25%) SERIES B P 2017-06-13 2020-10-14
ISTAR INC. PFD 7.5% SERIES I P 2017-04-17 2020-10-14
CEDAR REALTY TRUST, INC. PFD USD1.8125(7.25%) SERIES B P 2017-06-13 2020-10-15
CEDAR REALTY TRUST, INC. PFD USD1.8125(7.25%) SERIES B P 2017-06-09 2020-10-15
ISTAR INC. PFD 7.5% SERIES I P 2017-04-17 2020-10-15
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES B P 2018-02-27 2020-10-15
PLYMOUTH INDUSTRIAL REIT INC PFD USD1.8750(7.50%) SERIES A P 2017-10-19 2020-10-15
ISTAR INC. PFD 7.5% SERIES I P 2017-04-17 2020-10-21
PLYMOUTH INDUSTRIAL REIT INC PFD USD1.8750(7.50%) SERIES A P 2017-10-19 2020-10-21
ISTAR INC. PFD 7.5% SERIES I P 2017-04-17 2020-10-22
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES B P 2018-02-27 2020-10-22
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES B P 2018-02-13 2020-10-22
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES B P 2018-02-14 2020-10-22
PLYMOUTH INDUSTRIAL REIT INC PFD USD1.8750(7.50%) SERIES A P 2017-10-20 2020-10-22
PLYMOUTH INDUSTRIAL REIT INC PFD USD1.8750(7.50%) SERIES A P 2018-12-28 2020-10-22
PLYMOUTH INDUSTRIAL REIT INC PFD USD1.8750(7.50%) SERIES A P 2017-10-19 2020-10-22
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES B P 2018-02-13 2020-10-23
ISTAR INC. PFD 7.5% SERIES I P 2017-04-17 2020-10-27
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES B P 2018-04-18 2020-10-30
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES B P 2018-02-13 2020-10-30
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES A P 2019-08-22 2020-11-02
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES A P 2018-02-22 2020-11-02
EPR PROPERTIES CONV PFD USD1.4375(5.75%) SERI CTSY B P 2017-05-22 2020-11-02
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES A P 2018-02-23 2020-11-03
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES A P 2018-02-22 2020-11-03
EPR PROPERTIES CONV PFD USD1.4375(5.75%) SERI CTSY B P 2017-05-22 2020-11-03
ISTAR INC. 7.65% PFD SERIES G P 2017-04-13 2020-11-03
ISTAR INC. 7.65% PFD SERIES G P 2017-04-12 2020-11-03
ISTAR INC. 7.65% PFD SERIES G P 2017-04-18 2020-11-03
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES A P 2018-02-23 2020-11-04
EPR PROPERTIES CONV PFD USD1.4375(5.75%) SERI CTSY B P 2017-05-22 2020-11-04
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES A P 2018-02-15 2020-11-05
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES A P 2018-07-16 2020-11-05
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES A P 2018-06-14 2020-11-05
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES A P 2018-06-13 2020-11-05
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES A P 2018-07-18 2020-11-05
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES A P 2018-02-23 2020-11-05
EPR PROPERTIES CONV PFD USD1.4375(5.75%) SERI CTSY B P 2017-05-22 2020-11-05
TAUBMAN CENTERS, INC. CONV PFD USD1.5625(6.25%) SERI P 2018-05-15 2020-11-16
TAUBMAN CENTERS, INC. CONV PFD USD1.5625(6.25%) SERI P 2018-12-14 2020-11-16
TAUBMAN CENTERS, INC. CONV PFD USD1.5625(6.25%) SERI P 2018-12-13 2020-11-16
TAUBMAN CENTERS, INC. CONV PFD USD1.5625(6.25%) SERI P 2018-05-14 2020-11-16
TAUBMAN CENTERS, INC. CONV PFD USD1.5625(6.25%) SERI P 2018-03-08 2020-11-16
TAUBMAN CENTERS, INC. CONV PFD USD1.5625(6.25%) SERI P 2018-03-13 2020-11-16
TAUBMAN CENTERS, INC. CONV PFD USD1.5625(6.25%) SERI P 2018-12-11 2020-11-16
TAUBMAN CENTERS, INC. CONV PFD USD1.5625(6.25%) SERI P 2019-08-22 2020-11-16
GLADSTONE COMMERCIAL CORPORATI PFD USD1.6562(6.62%) SERIES E P 2019-09-25 2020-11-23
GLADSTONE COMMERCIAL CORPORATI PFD USD1.6562(6.62%) SERIES E P 2019-10-07 2020-11-23
COLONY CAPITAL INC PFD 8.7500 SERIES E P 2019-05-23 2020-01-10
COLONY CAPITAL INC PFD 8.7500 SERIES E P 2019-09-24 2020-01-10
COLONY CAPITAL INC PFD 8.7500 SERIES E P 2019-09-26 2020-01-10
COLONY CAPITAL INC PFD 8.7500 SERIES E P 2019-05-17 2020-01-10
COLONY CAPITAL INC PFD 8.7500 SERIES E P 2019-05-15 2020-01-10
COLONY CAPITAL INC PFD 8.7500 SERIES E P 2019-06-10 2020-01-10
COLONY CAPITAL INC PFD 8.7500 SERIES E P 2019-07-01 2020-01-10
COLONY CAPITAL INC PFD 8.7500 SERIES E P 2019-05-31 2020-01-10
COLONY CAPITAL INC PFD 8.7500 SERIES E P 2019-05-28 2020-01-10
COLONY CAPITAL INC PFD 8.7500 SERIES E P 2019-09-25 2020-01-10
COLONY CAPITAL INC PFD 8.7500 SERIES E P 2019-09-17 2020-01-10
COLONY CAPITAL INC PFD 8.7500 SERIES E P 2019-07-10 2020-01-10
COLONY CAPITAL INC PFD 8.7500 SERIES E P 2019-06-20 2020-01-10
COLONY CAPITAL INC PFD 8.7500 SERIES E P 2019-10-01 2020-01-10
COLONY CAPITAL INC PFD 8.7500 SERIES E P 2019-05-14 2020-01-10
COLONY CAPITAL INC PFD 8.7500 SERIES E P 2019-06-18 2020-01-10
COLONY CAPITAL INC PFD 8.7500 SERIES E P 2019-06-11 2020-01-10
COLONY CAPITAL INC PFD 8.7500 SERIES E P 2019-07-09 2020-01-10
COLONY CAPITAL INC PFD 8.7500 SERIES E P 2019-09-18 2020-01-10
COLONY CAPITAL INC PFD 8.7500 SERIES E P 2019-09-19 2020-01-10
COLONY CAPITAL INC PFD 8.7500 SERIES E P 2019-05-20 2020-01-10
COLONY CAPITAL INC PFD 8.7500 SERIES E P 2019-07-02 2020-01-10
COLONY CAPITAL INC PFD 8.7500 SERIES E P 2019-05-30 2020-01-10
COLONY CAPITAL INC PFD 8.7500 SERIES E P 2019-06-19 2020-01-10
COLONY CAPITAL INC PFD 8.7500 SERIES E P 2019-09-23 2020-01-10
COLONY CAPITAL INC PFD 8.7500 SERIES E P 2019-06-12 2020-01-10
COLONY CAPITAL INC PFD 8.7500 SERIES E P 2019-06-14 2020-01-10
COLONY CAPITAL INC PFD 8.7500 SERIES E P 2019-06-03 2020-01-10
COLONY CAPITAL INC PFD 8.7500 SERIES E P 2019-07-08 2020-01-10
COLONY CAPITAL INC PFD 8.7500 SERIES E P 2019-06-17 2020-01-10
COLONY CAPITAL INC PFD 8.7500 SERIES E P 2019-06-27 2020-01-10
ISHARES PREFERRED & INCOME SECURITIES P 2020-01-31 2020-02-03
ISHARES PREFERRED & INCOME SECURITIES P 2020-01-31 2020-02-04
ISHARES PREFERRED & INCOME SECURITIES P 2020-01-30 2020-02-04
ASHFORD HOSPITALITY TRST, INC PFD USD1.8750(7.50%) SERIES I P 2019-04-26 2020-02-24
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERI P 2019-05-02 2020-02-24
ASHFORD HOSPITALITY TRUST INC CUMULATIVE PFD SERIES D P 2019-05-02 2020-02-24
ASHFORD HOSPITALITY TRUST INC CUMULATIVE PFD SERIES D P 2019-04-26 2020-02-24
ASHFORD HOSPITALITY TST, INC PFD USD1.8436(7.37%) SERIES F P 2019-04-26 2020-02-24
SOTHERLY HOTELS INC. PFD USD2.0625(8.25%) SERIES D P 2019-10-07 2020-02-24
GLADSTONE COMMERCIAL CORPORATI PFD USD1.6562(6.62%) SERIES E P 2019-10-08 2020-03-10
GLADSTONE COMMERCIAL CORPORATI PFD USD1.6562(6.62%) SERIES E P 2020-02-25 2020-03-10
MFA FINANCIAL, INC. PFD USD1.6250(6.50%) SERIES C P 2020-02-25 2020-03-10
MFA FINANCIAL, INC. PFD USD1.6250(6.50%) SERIES C P 2020-02-25 2020-03-10
MFA FINANCIAL, INC. PFD USD1.6250(6.50%) SERIES C P 2020-02-25 2020-03-10
PEBBLEBROOK HOTEL TRUST CONV P 2020-02-06 2020-03-10
COLONY CAPITAL INC PFD USD1.7812(7.12%) P 2020-01-29 2020-03-11
COLONY CAPITAL INC PFD USD1.7812(7.12%) P 2020-01-28 2020-03-11
PEBBLEBROOK HOTEL TRUST CONV P 2020-02-06 2020-03-11
GLADSTONE COMMERCIAL CORPORATI PFD USD1.6562(6.62%) SERIES E P 2019-10-07 2020-03-12
MFA FINANCIAL, INC. PFD USD1.6250(6.50%) SERIES C P 2020-02-25 2020-03-12
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES A P 2019-10-07 2020-03-13
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES A P 2019-12-26 2020-03-13
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES A P 2019-12-27 2020-03-13
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERI P 2019-05-08 2020-03-13
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERI P 2019-05-07 2020-03-13
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERI P 2019-05-02 2020-03-13
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERI P 2019-05-13 2020-03-13
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERI P 2019-05-03 2020-03-13
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERI P 2019-04-26 2020-03-13
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERI P 2019-05-02 2020-03-13
MFA FINANCIAL, INC. PFD USD1.6250(6.50%) SERIES C P 2020-02-25 2020-03-13
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES A P 2019-12-06 2020-03-16
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES A P 2019-10-07 2020-03-16
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERI P 2019-04-26 2020-03-16
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERI P 2019-04-26 2020-03-17
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES E P 2019-09-12 2020-03-17
NW RSDNTL INVSTMNT CRP PFD USD1.8750(7.50%) SERIES A P 2020-02-11 2020-03-17
PEBBLEBROOK HOTEL TRUST CONV PFD USD1.6250(6.50%) SERI P 2020-02-06 2020-03-17
SUMMIT HOTEL PROPERTIES, INC. PFD USD1.5625(6.25%) SERIES E P 2019-04-12 2020-03-17
TWO HARBORS INVESTMENT CORP. PFD USD1.8750(7.50%) SERIES E P 2019-12-10 2020-03-17
PEBBLEBROOK HOTEL TRUST CONV PFD USD1.6250(6.50%) SERI P 2020-02-06 2020-03-18
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES A P 2019-08-22 2020-03-19
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES A P 2019-12-06 2020-03-19
CHIMERA INVESTMENT CORPORATION PFD USD1.9375(7.75%) SERIES C P 2019-04-30 2020-03-19
CHIMERA INVESTMENT CORPORATION PFD USD1.9375(7.75%) SERIES C P 2019-04-29 2020-03-19
AG MORTGAGE INVEST TRUST, INC. PFD USD2.0000(8.00%) SERIES B P 2019-12-10 2020-03-23
AG MORTGAGE INVEST TRUST, INC. PFD USD2.0000(8.00%) SERIES C P 2019-10-08 2020-03-23
CHIMERA INVESTMENT CORPORATION PFD USD1.9375(7.75%) SERIES C P 2019-04-29 2020-03-23
PENNYMAC MORTGAGE INVESTMENT TRUST P 2019-04-26 2020-03-23
TWO HARBORS INVESTMENT CORP. PFD USD1.8750(7.50%) SERIES E P 2019-05-08 2020-03-23
TWO HARBORS INVESTMENT CORP. PFD USD1.8750(7.50%) SERIES E P 2019-05-13 2020-03-23
TWO HARBORS INVESTMENT CORP. PFD USD1.8750(7.50%) SERIES E P 2019-05-10 2020-03-23
TWO HARBORS INVESTMENT CORP. PFD USD1.8750(7.50%) SERIES E P 2019-05-03 2020-03-23
TWO HARBORS INVESTMENT CORP. PFD USD1.8750(7.50%) SERIES E P 2019-05-02 2020-03-23
TWO HARBORS INVESTMENT CORP. PFD USD1.8750(7.50%) SERIES E P 2019-12-10 2020-03-23
TWO HARBORS INVESTMENT CORP. PFD USD1.9062(7.62%) SERIES B P 2019-04-26 2020-03-23
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES E P 2019-07-23 2020-03-24
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES E P 2019-09-12 2020-03-24
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES E P 2019-09-05 2020-03-24
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES E P 2019-09-11 2020-03-24
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES E P 2019-08-07 2020-03-24
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES E P 2019-08-15 2020-03-24
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES E P 2019-09-10 2020-03-24
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES E P 2019-08-08 2020-03-24
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES E P 2019-09-03 2020-03-24
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES E P 2009-08-27 2020-03-24
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES E P 2019-08-29 2020-03-24
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES E P 2019-07-22 2020-03-24
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES E P 2019-07-17 2020-03-24
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES E P 2019-09-04 2020-03-24
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES E P 2019-09-09 2020-03-24
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES E P 2019-07-16 2020-03-24
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES E P 2019-07-18 2020-03-24
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES E P 2019-08-28 2020-03-24
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES E P 2019-07-29 2020-03-24
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES E P 2019-08-01 2020-03-24
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES E P 2019-08-02 2020-03-24
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES E P 2019-05-02 2020-03-24
NW RSDNTL INVSTMNT CRP PFD USD1.8750(7.50%) SERIES A P 2020-02-11 2020-03-24
AG MORTGAGE INVEST TRUST, INC. PFD USD2.0000(8.00%) SERIES B P 2019-12-10 2020-03-25
AG MORTGAGE INVEST TRUST, INC. PFD USD2.0000(8.00%) SERIES C P 2019-10-08 2020-03-25
NW RSDNTL INVSTMNT CRP PFD USD1.8750(7.50%) SERIES A P 2020-02-11 2020-03-25
PEBBLEBROOK HOTEL TRUST CONV PFD USD1.6250(6.50%) SERI P 2020-02-06 2020-04-06
PEBBLEBROOK HOTEL TRUST CONV PFD USD1.6250(6.50%) SERI P 2020-02-06 2020-04-06
PEBBLEBROOK HOTEL TRUST CONV PFD USD1.6250(6.50%) SERI P 2020-02-06 2020-04-06
PEBBLEBROOK HOTEL TRUST CONV PFD USD1.6250(6.50%) SERI P 2020-02-06 2020-04-06
SUMMIT HOTEL PROPERTIES, INC. PFD USD1.5625(6.25%) SERIES E P 2019-04-12 2020-04-08
SOTHERLY HOTELS INC. PFD USD2.0625(8.25%) SERIES D P 2019-04-26 2020-04-13
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES A P 2019-08-22 2020-04-14
SOTHERLY HOTELS INC. PFD USD2.0625(8.25%) SERIES D P 2019-04-26 2020-04-14
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES A P 2019-08-22 2020-04-15
ISTAR INC. PFD 7.5% SERIES I P 2019-05-22 2020-04-15
AG MORTGAGE INVESTMENT TRUST PFD USD2.0000(8.00%) SERIES C P 2019-10-08 2020-04-17
AG MORTGAGE INVESTMENT TRUST PFD USD2.0000(8.00%) SERIES C P 2019-09-12 2020-04-17
AG MORTGAGE INVESTMENT TRUST PFD USD2.0000(8.00%) SERIES C P 2019-09-12 2020-04-17
AG MORTGAGE INVESTMENT TRUST PFD USD2.0000(8.00%) SERIES C P 2019-10-07 2020-04-17
AG MORTGAGE INVESTMENT TRUST PFD USD2.0000(8.00%) SERIES C P 2019-09-11 2020-04-17
ASHFORD HOSPITALITY TRST, INC PFD USD1.8750(7.50%) SERIES I P 2019-04-26 2020-04-20
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERI P 2019-05-02 2020-04-20
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERI P 2019-05-02 2020-04-20
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES A P 2019-08-22 2020-04-20
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES C P 2019-05-13 2020-04-20
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES C P 2019-05-06 2020-04-20
ISTAR INC. PFD 7.5% SERIES I P 2019-05-22 2020-04-20
TAUBMAN CENTERS, INC. CONV PFD USD1.5625(6.25%) SERI P 2019-12-26 2020-04-20
TAUBMAN CENTERS, INC. PFD USD1.6250(6.50%) SERIES J P 2020-01-29 2020-04-20
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES C P 2019-05-10 2020-04-21
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES C P 2019-05-22 2020-04-21
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES C P 2019-05-13 2020-04-21
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES C P 2019-05-14 2020-04-21
TAUBMAN CENTERS, INC. CONV PFD USD1.5625(6.25%) SERI P 2019-12-26 2020-04-21
TAUBMAN CENTERS, INC. PFD USD1.6250(6.50%) SERIES J P 2020-01-29 2020-04-21
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERI P 2019-05-02 2020-04-22
ASHFORD HOSPITALITY TST, INC PFD USD1.8436(7.37%) SERIES F P 2019-04-26 2020-04-22
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES C P 2019-05-22 2020-04-22
ASHFORD HOSPITALITY TRST, INC PFD USD1.8750(7.50%) SERIES I P 2019-04-26 2020-04-23
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERI P 2019-05-02 2020-04-23
ASHFORD HOSPITALITY TST, INC PFD USD1.8436(7.37%) SERIES F P 2019-04-26 2020-04-23
ISTAR INC. PFD 7.5% SERIES I P 2019-05-22 2020-04-23
ISTAR INC. PFD 7.5% SERIES I P 2019-05-21 2020-04-23
SOTHERLY HOTELS INC. PFD USD2.0625(8.25%) SERIES D P 2019-04-26 2020-04-23
TAUBMAN CENTERS, INC. PFD USD1.6250(6.50%) SERIES J P 2020-01-29 2020-04-23
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERI P 2019-05-02 2020-04-24
ASHFORD HOSPITALITY TST, INC PFD USD1.8436(7.37%) SERIES F P 2019-04-26 2020-04-24
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES C P 2019-05-22 2020-04-24
ISTAR INC. 7.65% PFD SERIES G P 2019-04-26 2020-04-24
ISTAR INC. PFD 7.5% SERIES I P 2019-05-21 2020-04-24
SOTHERLY HOTELS INC. PFD USD2.0625(8.25%) SERIES D P 2019-04-26 2020-04-24
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERI P 2019-05-02 2020-04-27
ASHFORD HOSPITALITY TRUST INC CUMULATIVE PFD SERIES D P 2019-05-02 2020-04-27
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES C P 2019-05-22 2020-04-27
ISTAR INC. PFD 7.5% SERIES I P 2019-05-21 2020-04-27
ISTAR INC. PFD 7.5% SERIES I P 2019-12-26 2020-04-27
ASHFORD HOSPITALITY TRUST INC CUMULATIVE PFD SERIES D P 2019-05-02 2020-04-28
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES C P 2019-05-22 2020-04-28
ISTAR INC. PFD 7.5% SERIES I P 2019-12-26 2020-04-28
ASHFORD HOSPITALITY TRUST INC CUMULATIVE PFD SERIES D P 2019-05-02 2020-04-29
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES C P 2019-05-03 2020-04-29
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES C P 2019-05-22 2020-04-29
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES C P 2019-05-02 2020-04-29
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES C P 2019-05-21 2020-04-29
ISTAR INC. PFD 7.5% SERIES I P 2019-05-02 2020-04-29
ISTAR INC. PFD 7.5% SERIES I P 2019-05-02 2020-04-29
ISTAR INC. PFD 7.5% SERIES I P 2019-12-26 2020-04-29
AGNC INVESTMENT CORP. CONV PFD USD1.5312(6.12%) SERI P 2020-02-04 2020-05-07
AGNC INVESTMENT CORP. CONV PFD USD1.5312(6.12%) SERI P 2020-02-04 2020-05-12
PUBLIC STORAGE PFD USD1.3438(5.38%) SERIES V P 2020-03-11 2020-06-08
PUBLIC STORAGE PFD USD1.3438(5.38%) SERIES V P 2020-04-06 2020-06-08
TAUBMAN CENTERS, INC. CONV PFD USD1.5625(6.25%) SERI P 2019-12-26 2020-06-10
TAUBMAN CENTERS, INC. PFD USD1.6250(6.50%) SERIES J P 2020-01-29 2020-06-10
TAUBMAN CENTERS, INC. PFD USD1.6250(6.50%) SERIES J P 2019-08-22 2020-06-10
PUBLIC STORAGE PFD USD1.3438(5.38%) SERIES V P 2020-03-19 2020-06-11
PUBLIC STORAGE PFD USD1.3438(5.38%) SERIES V P 2020-04-06 2020-06-11
PUBLIC STORAGE PFD USD1.3438(5.38%) SERIES V P 2020-03-23 2020-06-11
PUBLIC STORAGE PFD USD1.3438(5.38%) SERIES V P 2020-03-30 2020-06-11
PUBLIC STORAGE PFD USD1.3438(5.38%) SERIES V P 2020-04-01 2020-06-11
SENIOR HOUSING PROPERTIES TRUS 6.75% 12/15/2021 P 2020-05-08 2020-06-12
SPIRIT REALTY CAPITAL, INC. 3.75% 05/15/2021 P 2020-05-06 2020-06-12
GOVERNMENT PROPERTIES PFD USD1.4688(5.88%) P 2019-10-07 2020-06-17
GOVERNMENT PROPERTIES PFD USD1.4688(5.88%) P 2019-10-07 2020-06-18
STARWOOD PROPERTY TRUST, INC. 3.625% 02/01/2021 P 2020-05-08 2020-07-16
GOVERNMENT PROPERTIES PFD USD1.4688(5.88%) P 2019-10-08 2020-07-22
GOVERNMENT PROPERTIES PFD USD1.4688(5.88%) P 2019-10-07 2020-07-22
VEREIT, INC. PFD USD1.6750(6.70%) SERIES F P 2020-03-13 2020-07-22
VEREIT, INC. PFD USD1.6750(6.70%) SERIES F P 2020-05-18 2020-07-22
VEREIT, INC. PFD USD1.6750(6.70%) SERIES F P 2020-06-18 2020-07-22
VEREIT, INC. PFD USD1.6750(6.70%) SERIES F P 2020-05-19 2020-07-22
VEREIT, INC. PFD USD1.6750(6.70%) SERIES F P 2020-03-13 2020-07-22
GOVERNMENT PROPERTIES PFD USD1.4688(5.88%) P 2019-10-08 2020-07-24
GOVERNMENT PROPERTIES PFD USD1.4688(5.88%) P 2019-10-08 2020-07-27
GOVERNMENT PROPERTIES PFD USD1.4688(5.88%) P 2019-10-08 2020-07-29
DIVERSIFIED HEALTHCARE TRUST PFD 5.6250 08/01/2042 P 2020-06-05 2020-08-04
DIGITAL REALTY TRUST, INC. CONV PFD USD1.5875(6.35%) SERI P 2020-03-30 2020-08-07
AMERICAN HOMES 4 RENT PFD USD1.6250(6.50%) SERIES D P 2020-03-26 2020-08-10
AMERICAN HOMES 4 RENT PFD USD1.6250(6.50%) SERIES D P 2020-03-30 2020-08-11
AMERICAN HOMES 4 RENT PFD USD1.6250(6.50%) SERIES D P 2020-03-26 2020-08-11
PUBLIC STORAGE PFD USD1.2875(5.15%) SERIES F P 2020-04-06 2020-08-11
DIGITAL REALTY TRUST, INC. CONV PFD USD1.5875(6.35%) SER P 2020-03-30 2020-08-13
DIGITAL REALTY TRUST, INC. CONV PFD USD1.5875(6.35%) SER P 2020-03-20 2020-08-13
DIGITAL REALTY TRUST, INC. CONV PFD USD1.5875(6.35%) SER P 2020-03-24 2020-08-13
DIGITAL REALTY TRUST, INC. CONV PFD USD1.5875(6.35%) SER P 2020-03-25 2020-08-13
DIGITAL REALTY TRUST, INC. CONV PFD USD1.5875(6.35%) SER P 2020-04-02 2020-08-13
TWO HARBORS INVESTMENT CORP. 6.25% 01/15/2022 P 2020-06-15 2020-08-13
AMERICAN HOMES 4 RENT PFD USD1.6250(6.50%) SERIES D P 2020-03-30 2020-08-18
AMERICAN HOMES 4 RENT PFD USD1.6250(6.50%) SERIES D P 2020-03-30 2020-08-20
AMERICAN HOMES 4 RENT PFD USD1.6250(6.50%) SERIES D P 2020-03-30 2020-08-24
AMERICAN HOMES 4 RENT PFD USD1.6250(6.50%) SERIES D P 2020-03-30 2020-08-27
AMERICAN HOMES 4 RENT PFD USD1.6250(6.50%) SERIES D P 2020-03-30 2020-08-28
AMERICAN HOMES 4 RENT PFD USD1.6250(6.50%) SERIES D P 2020-03-30 2020-09-01
AMERICAN HOMES 4 RENT PFD USD1.6250(6.50%) SERIES D P 2020-03-27 2020-09-16
AMERICAN HOMES 4 RENT PFD USD1.6250(6.50%) SERIES D P 2020-03-30 2020-09-16
AMERICAN HOMES 4 RENT PFD USD1.6250(6.50%) SERIES D P 2020-03-27 2020-09-17
VEREIT, INC. PFD USD1.6750(6.70%) SERIES F P 2020-04-14 2020-09-21
VEREIT, INC. PFD USD1.6750(6.70%) SERIES F P 2020-08-11 2020-09-21
VEREIT, INC. PFD USD1.6750(6.70%) SERIES F P 2020-03-13 2020-09-21
BLUEROCK RESIDENTIAL GROTH PFD USD2.0625(8.25%) SERIES A P 2020-07-13 2020-09-22
BLUEROCK RESIDENTIAL GROTH PFD USD2.0625(8.25%) SERIES A P 2020-08-14 2020-09-22
BLUEROCK RESIDENTIAL GROTH PFD USD2.0625(8.25%) SERIES A P 2020-08-11 2020-09-22
BLUEROCK RESIDENTIAL GROTH PFD USD2.0625(8.25%) SERIES A P 2020-07-16 2020-09-22
PUBLIC STORAGE PFD 5.2000 SERIES W BEO P 2020-03-19 2020-09-30
PUBLIC STORAGE PFD 5.2000 SERIES W BEO P 2020-03-11 2020-09-30
PUBLIC STORAGE PFD 5.2000 SERIES W BEO P 2020-03-23 2020-09-30
PUBLIC STORAGE PFD 5.2000 SERIES W BEO P 2020-04-02 2020-09-30
PUBLIC STORAGE PFD 5.2000 SERIES W BEO P 2020-03-23 2020-09-30
PUBLIC STORAGE PFD 5.2000 SERIES W BEO P 2020-03-11 2020-09-30
PUBLIC STORAGE PFD 5.2000 SERIES W BEO P 2020-04-03 2020-09-30
ANNALY CAPITAL MANAGEMENT, INC PFD USD1.6250(6.50%) SERIES G P 2020-02-04 2020-10-02
ANNALY CAPITAL MANAGEMENT, INC PFD USD1.6250(6.50%) SERIES G P 2020-02-04 2020-10-05
ANNALY CAPITAL MANAGEMENT, INC PFD USD1.6250(6.50%) SERIES G P 2020-02-04 2020-10-06
ANNALY CAPITAL MANAGEMENT, INC PFD USD1.6250(6.50%) SERIES G P 2020-02-04 2020-10-07
ANNALY CAPITAL MANAGEMENT, INC PFD USD1.6250(6.50%) SERIES G P 2020-02-04 2020-10-08
ANNALY CAPITAL MANAGEMENT, INC PFD USD1.6250(6.50%) SERIES G P 2020-02-04 2020-10-12
ANNALY CAPITAL MANAGEMENT, INC PFD USD1.6250(6.50%) SERIES G P 2020-02-04 2020-10-13
ANNALY CAPITAL MANAGEMENT, INC PFD USD1.6250(6.50%) SERIES G P 2020-02-04 2020-10-15
DIGITAL REALTY TRUST, INC. PFD USD0.0000(0.00%) SERIES G P 2020-04-13 2020-10-15
UMH PROPERTIES, INC. PFD 8.0000 SERIES B P 2020-05-08 2020-10-20
UMH PROPERTIES, INC. PFD 8.0000 SERIES B P 2020-05-20 2020-10-20
UMH PROPERTIES, INC. PFD 8.0000 SERIES B P 2020-05-14 2020-10-20
UMH PROPERTIES, INC. PFD 8.0000 SERIES B P 2020-05-18 2020-10-20
UMH PROPERTIES, INC. PFD 8.0000 SERIES B P 2020-05-15 2020-10-20
UMH PROPERTIES, INC. PFD 8.0000 SERIES B P 2020-05-13 2020-10-20
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES B P 2020-03-13 2020-10-30
PUBLIC STORAGE PFD USD1.2875(5.15%) SERIES F P 2020-04-06 2020-11-09
PUBLIC STORAGE PFD USD1.2875(5.15%) SERIES F P 2020-04-06 2020-11-10
PUBLIC STORAGE PFD USD1.2875(5.15%) SERIES F P 2020-04-06 2020-11-11
DIAMONDROCK HOSPITALITY CO. PFD USD2.0625(8.25%) SERIES A P 2020-08-20 2020-11-13
PUBLIC STORAGE PFD USD1.2875(5.15%) SERIES F P 2020-04-06 2020-11-13
ARMOUR RESIDENTIAL REIT, INC. PFD USD1.7500(7.00%) SERIES C P 2020-02-20 2020-11-16
DIAMONDROCK HOSPITALITY CO. PFD USD2.0625(8.25%) SERIES A P 2020-08-20 2020-11-16
PUBLIC STORAGE PFD USD1.2875(5.15%) SERIES F P 2020-04-06 2020-11-16
TAUBMAN CENTERS, INC. PFD USD1.6250(6.50%) SERIES J P 2020-02-23 2020-11-16
TAUBMAN CENTERS, INC. PFD USD1.6250(6.50%) SERIES J P 2020-11-09 2020-11-16
TAUBMAN CENTERS, INC. PFD USD1.6250(6.50%) SERIES J P 2020-02-22 2020-11-16
TAUBMAN CENTERS, INC. PFD USD1.6250(6.50%) SERIES J P 2020-02-25 2020-11-16
TAUBMAN CENTERS, INC. PFD USD1.6250(6.50%) SERIES J P 2020-02-06 2020-11-16
ARMOUR RESIDENTIAL REIT, INC. PFD USD1.7500(7.00%) SERIES C P 2020-02-20 2020-11-17
DIAMONDROCK HOSPITALITY CO. PFD USD2.0625(8.25%) SERIES A P 2020-08-20 2020-11-17
ARMOUR RESIDENTIAL REIT, INC. PFD USD1.7500(7.00%) SERIES C P 2020-02-20 2020-11-18
DIAMONDROCK HOSPITALITY CO. PFD USD2.0625(8.25%) SERIES A P 2020-08-20 2020-11-18
ARMOUR RESIDENTIAL REIT, INC. PFD USD1.7500(7.00%) SERIES C P 2020-02-20 2020-11-19
BLACKSTONE MORTGAGE TRUST,IN 4.37500000 05/05/2022 P 2020-05-13 2020-11-20
ARMOUR RESIDENTIAL REIT, INC. PFD USD1.7500(7.00%) SERIES C P 2020-01-24 2020-11-23
ARMOUR RESIDENTIAL REIT, INC. PFD USD1.7500(7.00%) SERIES C P 2020-02-20 2020-11-23
ARMOUR RESIDENTIAL REIT, INC. PFD USD1.7500(7.00%) SERIES C P 2020-01-24 2020-11-24
BLACKSTONE MORTGAGE TRUST,IN 4.37500000 05/05/2022 P 2020-05-13 2020-11-24
DIAMONDROCK HOSPITALITY CO. PFD USD2.0625(8.25%) SERIES A P 2020-08-20 2020-11-24
ARMOUR RESIDENTIAL REIT, INC. PFD USD1.7500(7.00%) SERIES C P 2020-01-24 2020-11-25
AG MORTGAGE INVESTMENT TRUST PFD USD2.0000(8.00%) SERIES C P 2020-11-25 2020-11-27
ARMOUR RESIDENTIAL REIT, INC. PFD USD1.7500(7.00%) SERIES C P 2020-01-24 2020-12-01
ARMOUR RESIDENTIAL REIT, INC. PFD USD1.7500(7.00%) SERIES C P 2020-01-24 2020-12-02
ARMOUR RESIDENTIAL REIT, INC. PFD USD1.7500(7.00%) SERIES C P 2020-01-24 2020-12-03
ARMOUR RESIDENTIAL REIT, INC. PFD USD1.7500(7.00%) SERIES C P 2020-01-24 2020-12-04
DIAMONDROCK HOSPITALITY CO. PFD USD2.0625(8.25%) SERIES A P 2020-01-24 2020-12-04
ARMOUR RESIDENTIAL REIT, INC. PFD USD1.7500(7.00%) SERIES C P 2020-01-24 2020-12-07
ARMOUR RESIDENTIAL REIT, INC. PFD USD1.7500(7.00%) SERIES C P 2020-01-24 2020-12-08
NW RSDNTL INVSTMNT CRP PFD USD1.8750(7.50%) SERIES A P 2020-11-03 2020-12-09
NW RSDNTL INVSTMNT CRP PFD USD1.8750(7.50%) SERIES A P 2020-11-02 2020-12-09
UMH PROPERTIES, INC PFD USD1.6875(6.75%) SERIES C P 2020-01-29 2020-12-14
UMH PROPERTIES, INC PFD USD1.6875(6.75%) SERIES C P 2020-01-29 2020-12-15
UMH PROPERTIES, INC PFD USD1.6875(6.75%) SERIES C P 2020-01-29 2020-12-16
UMH PROPERTIES, INC PFD USD1.6875(6.75%) SERIES C P 2020-01-29 2020-12-17
DIAMONDROCK HOSPITALITY CO P 2020-12-03 2020-12-18
UMH PROPERTIES, INC PFD USD1.6875(6.75%) SERIES C P 2020-01-29 2020-12-18
AG MORTGAGE INVESTMENT TRUST PFD USD2.0000(8.00%) SERIES C P 2020-11-25 2020-12-21
BLUEROCK RESIDENTIAL GROTH PFD USD2.0625(8.25%) SERIES A P 2020-07-13 2020-12-21
BLUEROCK RESIDENTIAL GROTH PFD USD2.0625(8.25%) SERIES A P 2020-07-08 2020-12-21
UMH PROPERTIES, INC PFD USD1.6875(6.75%) SERIES C P 2020-01-29 2020-12-21
RIVER PARTNERS 2000-3, LLC P   2020-12-31
RIVER PARTNERS 2000-4, LLC P   2020-12-31
RIVER PARTNERS 2001-BBI, LLC P   2020-12-31
RIVER PARTNERS 2002-NCH, LLC P   2020-12-31
RIVER PARTNERS 2003-NEA, LP P   2020-12-31
RIVER PARTNERS 2005-NCH2, LLC P   2020-12-31
RIVER PARTNERS 2006-OLIF, LLC P   2020-12-31
RIVER PARTNERS 2006-WRIF, LLC P   2020-12-31
RIVER PARTNERS 2007-AP, LLC P   2020-12-31
LHC LP P   2020-12-31
GAIN ON EXCESS DISTRIBUTIONS OF RIVER PARTNERS 2004-BROWN, LLC P   2020-12-31
GAIN ON EXCESS DISTRIBUTIONS OF RIVER PARTNERS 2004-CCH, LLC P   2020-12-31
GAIN ON EXCESS DISTRIBUTIONS OF RIVER PARTNERS 2006-AF06, LLC P   2020-12-31
GAIN ON EXCESS DISTRIBUTIONS OF RIVER PARTNERS 2007-AF07, LLC P   2020-12-31
RIVER PARTNERS 2000-4, LLC P   2020-12-31
RIVER PARTNERS 2001-BBI, LLC P   2020-12-31
RIVER PARTNERS 2002-NCH, LLC P   2020-12-31
RIVER PARTNERS 2003-NEA, LP P   2020-12-31
RIVER PARTNERS 2006-AF06, LLC P   2020-12-31
RIVER PARTNERS 2006-LS, LLC 1231 GAIN P   2020-12-31
RIVER PARTNERS 2007-AF07, LLC P   2020-12-31
RIVER PARTNERS 2007-TCG, LLC P   2020-12-31
RIVER PARTNERS 2007-TCG, LLC P   2020-12-31
GAIN ON EXCESS DISTRIBUTIONS OF RIVER PARTNERS 2007-HPC, LLC P   2020-12-31
GAIN ON EXCESS DISTRIBUTIONS OF RIVER PARTNERS 2007-LEE, LLC P   2020-12-31
GAIN ON EXCESS DISTRIBUTIONS OF RIVER PARTNERS 2007-MSRE, LLC P   2020-12-31
GAIN ON EXCESS DISTRIBUTIONS OF RIVER PARTNERS 2010-CREF, LLC P   2020-12-31
ACQUISITION FUND FOUR L.P. P   2020-12-31
OVERSEAS ACQUISITION FUND TWO, L.P. P   2020-12-31
RIVER PARTNERS 2007-AP, LLC - 1231 GAIN P   2020-12-31
RIVER PARTNERS 2007-AF07, LLC - 1231 GAIN P   2020-12-31
RIVER PARTNERS 2002-NCH, LLC - 1231 GAIN P   2020-12-31
RIVER PARTNERS 2000-4, LLC - 1256 LOSS P   2020-12-31
GS LIQUIDATION DISTRIBUTION P   2020-12-31
ADJUSTMENT TO STCG P   2020-12-31
ADJUSTMENT TO LTCG P   2020-12-31
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 16,715   41,111 -24,396
b 31,509   50,966 -19,457
c 64,731   90,705 -25,974
d 9,289   15,215 -5,926
e 4,993   8,274 -3,281
7,705   12,425 -4,720
26,470   37,829 -11,359
18,894   23,224 -4,330
68,918   86,217 -17,299
184,902   223,695 -38,793
46,466   61,931 -15,465
11,900   13,612 -1,712
37,182   43,574 -6,392
48,225   43,628 4,597
164,729   173,395 -8,666
106,357   70,311 36,046
75,962   49,712 26,250
55,599   37,380 18,219
3,158   2,123 1,035
63,907   41,333 22,574
8,995   5,979 3,016
1,055   674 381
6,061   37,992 -31,931
6,311   37,997 -31,686
11,220   44,677 -33,457
22,345   84,991 -62,646
33,565   71,971 -38,406
15,095   15,367 -272
42,316   43,953 -1,637
20,240   28,150 -7,910
20,507   21,753 -1,246
76,584   87,478 -10,894
29,549   33,033 -3,484
49,486   62,205 -12,719
19,335   13,646 5,689
43,071   24,295 18,776
82,947   70,064 12,883
86,938   63,181 23,757
64,489   69,927 -5,438
87,101   69,927 17,174
21,919   58,999 -37,080
963   2,232 -1,269
75,014   175,954 -100,940
20,861   56,682 -35,821
33,393   56,643 -23,250
23,713   86,150 -62,437
6,473   24,315 -17,842
3   3 0
1,100   1,757 -657
65,393   89,202 -23,809
33,477   41,636 -8,159
26,909   38,637 -11,728
33,145   64,469 -31,324
23,731   46,759 -23,028
288,985   245,559 43,426
604,453   601,355 3,098
54,404   111,404 -57,000
22,912   35,224 -12,312
22,748   25,061 -2,313
13,325   20,108 -6,783
28,630   41,049 -12,419
8,077   20,108 -12,031
14,794   37,183 -22,389
22,489   106,232 -83,743
71,214   14,456 56,758
71,214   14,215 56,999
40,856   28,778 12,078
66,944   33,629 33,315
10,451   3,737 6,714
63,309   92,768 -29,459
158,842   147,968 10,874
55,058   51,453 3,605
29,274   41,412 -12,138
23,460   35,389 -11,929
91,579   126,688 -35,109
5,458   7,376 -1,918
21,685   22,156 -471
56,889   68,089 -11,200
34,364   41,208 -6,844
17,327   20,598 -3,271
58,991   88,793 -29,802
31,075   60,013 -28,938
12,961   25,185 -12,224
5,851   9,240 -3,389
37,215   58,798 -21,583
3,074   4,682 -1,608
59,473   77,986 -18,513
101,720   182,786 -81,066
31,527   51,044 -19,517
70,059   105,725 -35,666
34,501   53,652 -19,151
41,541   60,800 -19,259
31,234   30,886 348
4,618   4,226 392
38,454   50,912 -12,458
69,749   93,137 -23,388
76,733   34,388 42,345
29,338   18,970 10,368
195,869   153,097 42,772
87,255   111,487 -24,232
31,127   44,586 -13,459
14,004   20,884 -6,880
134,145   20,963 113,182
81,112   11,869 69,243
6,706   4,448 2,258
22,769   8,006 14,763
3,168   1,137 2,031
86,093   30,788 55,305
21,498   17,885 3,613
12,442   10,392 2,050
42,076   38,070 4,006
11,028   8,924 2,104
1,702   1,553 149
83,658   60,350 23,308
41,427   27,186 14,241
35,756   27,198 8,558
1,032,607   1,021,957 10,650
75,891   74,854 1,037
302,484   295,219 7,265
79,222   63,377 15,845
115   102 13
15,967   10,863 5,104
79,127   53,837 25,290
53,878   30,535 23,343
60,196   34,141 26,055
17   9 8
2   1 1
199,391   101,981 97,410
25,774   13,198 12,576
14,199   32,901 -18,702
1     1
2   1 1
6   4 2
1,059   406 653
2,602   1,086 1,516
6,347   4,074 2,273
444   191 253
13,067   5,799 7,268
12,328   5,690 6,638
98,529   61,175 37,354
1,175   1,170 5
2,100   2,149 -49
2,418   2,315 103
3,996   3,793 203
6,046   5,751 295
286   277 9
5,440   5,191 249
285   277 8
473   430 43
210   197 13
8,055   7,708 347
1,559   1,130 429
1,559   1,141 418
2,268   1,642 626
2,410   1,752 658
3,260   2,300 960
5,103   3,740 1,363
7,796   5,685 2,111
4,075   3,207 868
5,433   4,267 1,166
6,792   5,307 1,485
12,225   9,664 2,561
16,300   13,185 3,115
2,741   2,487 254
718   749 -31
2,681   2,800 -119
1,066   1,555 -489
481   591 -110
982   1,206 -224
1,283   1,578 -295
1,944   2,387 -443
4,269   5,262 -993
11,324   13,877 -2,553
2,473   2,791 -318
832   804 28
1,033   985 48
1,058   1,001 57
3,225   3,137 88
8,315   8,105 210
1,383   1,460 -77
5,003   6,481 -1,478
24,789   32,241 -7,452
738   902 -164
276   297 -21
430   455 -25
1,848   2,510 -662
2,430   3,331 -901
3,902   7,902 -4,000
2,764   3,867 -1,103
6,950   9,702 -2,752
392   1,006 -614
1,776   3,046 -1,270
2,584   4,945 -2,361
1,064   2,380 -1,316
9,257   18,784 -9,527
580   1,227 -647
1,322   2,777 -1,455
3,699   7,772 -4,073
881   2,610 -1,729
881   2,610 -1,729
1,288   3,873 -2,585
1,321   3,934 -2,613
661   1,867 -1,206
2,189   6,199 -4,010
666   1,889 -1,223
1,551   4,358 -2,807
1,262   2,678 -1,416
255   543 -288
329   701 -372
350   750 -400
510   1,082 -572
584   1,247 -663
354   571 -217
601   967 -366
801   1,289 -488
9,444   27,837 -18,393
465   1,507 -1,042
1,517   4,725 -3,208
533   1,334 -801
772   2,117 -1,345
2,198   5,381 -3,183
652   2,376 -1,724
1,440   9,335 -7,895
239   1,072 -833
244   1,104 -860
459   2,021 -1,562
291   645 -354
348   715 -367
359   787 -428
415   909 -494
448   948 -500
460   955 -495
471   1,004 -533
3,329   11,000 -7,671
3,374   16,661 -13,287
1,733   4,608 -2,875
840   6,777 -5,937
2,920   23,508 -20,588
2,206   11,143 -8,937
4,364   15,053 -10,689
3,433   6,866 -3,433
17,977   37,651 -19,674
466   787 -321
640   1,089 -449
1,440   2,426 -986
473   773 -300
5,922   9,827 -3,905
2,133   4,614 -2,481
2,571   5,565 -2,994
6,340   12,460 -6,120
7,366   15,240 -7,874
62   181 -119
1,654   2,802 -1,148
1,827   3,093 -1,266
65   181 -116
1,154   3,451 -2,297
3,840   11,391 -7,551
4,219   12,588 -8,369
264   740 -476
264   750 -486
408   1,169 -761
510   1,466 -956
587   1,682 -1,095
723   2,065 -1,342
748   2,153 -1,405
1,676   4,916 -3,240
4,678   13,583 -8,905
237   432 -195
307   555 -248
56   200 -144
166   277 -111
329   1,244 -915
57   200 -143
1,430   2,395 -965
251   950 -699
336   1,279 -943
262   1,091 -829
94   377 -283
337   1,299 -962
753   3,176 -2,423
1,793   2,109 -316
2,189   2,539 -350
4,690   5,362 -672
4,899   5,773 -874
6,504   7,680 -1,176
686   2,719 -2,033
737   2,898 -2,161
198   793 -595
885   3,734 -2,849
23   90 -67
745   2,867 -2,122
460   1,746 -1,286
1,328   5,040 -3,712
1,185   4,338 -3,153
1,715   6,483 -4,768
581   923 -342
1,862   2,924 -1,062
884   1,057 -173
1,439   1,650 -211
1,604   1,933 -329
1,994   2,387 -393
2,036   2,426 -390
3,146   3,685 -539
7,197   8,586 -1,389
15,401   17,629 -2,228
17,395   19,912 -2,517
347   1,267 -920
960   3,269 -2,309
591   898 -307
606   923 -317
503   515 -12
7,721   8,026 -305
141   165 -24
399   1,380 -981
960   3,531 -2,571
1,945   3,961 -2,016
611   706 -95
528   562 -34
158   520 -362
254   286 -32
182   212 -30
351   375 -24
645   1,101 -456
202   871 -669
226   1,027 -801
527   2,202 -1,675
199   820 -621
198   813 -615
450   1,826 -1,376
346   400 -54
66   226 -160
69   284 -215
315   1,296 -981
1,396   2,254 -858
217   377 -160
307   539 -232
1,420   2,459 -1,039
116   222 -106
302   574 -272
2,489   2,529 -40
126   456 -330
1,000   3,594 -2,594
1,270   4,553 -3,283
1,382   4,949 -3,567
4,903   17,590 -12,687
3,280   7,422 -4,142
5,228   11,866 -6,638
1,640   4,337 -2,697
835   3,137 -2,302
1,109   4,495 -3,386
149   589 -440
798   3,211 -2,413
2,310   9,288 -6,978
104   452 -348
375   827 -452
15,324   35,448 -20,124
117   255 -138
1,331   2,874 -1,543
2,262   4,869 -2,607
96   208 -112
4,990   5,922 -932
452   445 7
471   443 28
1,735   1,575 160
3,396   3,193 203
7,015   6,838 177
9,593   9,678 -85
15,692   15,606 86
50   136 -86
1,745   7,191 -5,446
171   648 -477
219   824 -605
285   1,018 -733
72   204 -132
240   677 -437
246   879 -633
70   203 -133
977   970 7
4,067   4,036 31
7,801   7,801 0
2,055   2,055 0
2,148   2,066 82
26   25 1
491   473 18
1,857   1,790 67
1,186   1,130 56
21,766   20,984 782
954   855 99
4,306   4,101 205
4,057   3,604 453
8,392   7,506 886
1,056   938 118
8,893   7,898 995
415   370 45
302   281 21
122   155 -33
314   392 -78
715   678 37
251   234 17
863   814 49
660   586 74
1,803   1,601 202
479   452 27
1,215   1,082 133
312   294 18
198   187 11
151   135 16
287   271 16
238   226 12
223   211 12
312   294 18
1,680   1,582 98
2,015   1,898 117
119   113 6
680   756 -76
574   542 32
549   515 34
1,128   1,286 -158
119   113 6
857   983 -126
1,033   1,184 -151
190   181 9
723   679 44
151   135 16
1,072   1,017 55
950   834 116
1,196   1,130 66
374   351 23
1,497   1,376 121
2,345   2,193 152
2,004   1,756 248
2,029   1,668 361
4,598   4,035 563
998   918 80
4,869   4,588 281
2,126   1,917 209
4,902   4,496 406
935   1,168 -233
1,197   1,393 -196
405   620 -215
1,077   1,262 -185
3,585   4,200 -615
205   310 -105
563   524 39
5,290   4,918 372
13,196   12,331 865
1,002   1,175 -173
165   254 -89
259   282 -23
956   1,038 -82
1,514   1,598 -84
1,614   1,730 -116
1,614   1,760 -146
8,865   9,684 -819
147   226 -79
353   328 25
730   674 56
1,209   1,114 95
2,720   2,522 198
3,929   3,691 238
7,909   7,437 472
15,616   14,390 1,226
5,219   5,194 25
108   100 8
2,477   2,374 103
175   171 4
325   329 -4
350   355 -5
350   343 7
400   392 8
400   402 -2
500   503 -3
525   515 10
575   564 11
600   606 -6
650   654 -4
750   756 -6
775   780 -5
850   862 -12
1,025   1,000 25
1,075   1,081 -6
1,125   1,125 0
1,175   1,183 -8
1,200   1,209 -9
1,200   1,212 -12
1,425   1,396 29
1,425   1,434 -9
1,450   1,423 27
1,500   1,510 -10
1,525   1,540 -15
2,125   2,125 0
2,800   2,811 -11
4,150   4,068 82
5,025   5,038 -13
6,450   6,481 -31
22,575   22,769 -194
60,834   60,834 0
191   191 0
60,807   61,178 -371
179   175 4
155   152 3
230   213 17
358   332 26
181   175 6
701   644 57
1,202   1,213 -11
3,376   3,417 -41
5,610   5,720 -110
11,024   11,058 -34
26,926   27,600 -674
1,552   1,552 0
1,530   1,929 -399
3,759   4,748 -989
2,150   2,643 -493
6,926   7,251 -325
3,384   4,539 -1,155
3,655   4,423 -768
15,697   19,264 -3,567
16,631   20,353 -3,722
81   151 -70
364   678 -314
526   976 -450
607   1,131 -524
796   1,477 -681
998   1,844 -846
1,092   2,024 -932
3,892   5,198 -1,306
4,634   6,916 -2,282
6,293   9,412 -3,119
2,247   4,660 -2,413
61   125 -64
366   1,225 -859
333   450 -117
665   1,285 -620
1,137   2,186 -1,049
3,969   5,189 -1,220
135   360 -225
458   1,111 -653
5,866   14,444 -8,578
831   1,293 -462
5,260   8,138 -2,878
686   3,169 -2,483
1,291   5,580 -4,289
1,288   3,908 -2,620
8,070   13,492 -5,422
117   345 -228
142   420 -278
176   516 -340
235   689 -454
285   835 -550
2,011   6,104 -4,093
2,151   6,736 -4,585
4   25 -21
8   50 -42
26   173 -147
30   199 -169
34   222 -188
41   267 -226
41   272 -231
45   296 -251
53   346 -293
60   394 -334
60   396 -336
83   546 -463
87   565 -478
117   768 -651
124   813 -689
147   959 -812
155   1,005 -850
158   1,038 -880
162   1,057 -895
411   2,667 -2,256
434   2,825 -2,391
1,056   6,466 -5,410
1,608   4,396 -2,788
1,622   8,047 -6,425
743   3,745 -3,002
11,716   32,147 -20,431
335   721 -386
407   864 -457
698   1,234 -536
698   1,473 -775
1,902   3,879 -1,977
666   1,384 -718
2,661   3,696 -1,035
1,261   2,648 -1,387
4,359   6,329 -1,970
1,607   2,040 -433
648   1,986 -1,338
1,059   3,193 -2,134
1,247   3,722 -2,475
1,330   4,066 -2,736
1,674   4,998 -3,324
149   535 -386
47   170 -123
442   1,604 -1,162
679   1,015 -336
291   533 -242
304   561 -257
513   630 -117
572   685 -113
1,818   1,818 0
118   207 -89
315   550 -235
341   603 -262
892   1,568 -676
1,049   1,319 -270
1,474   1,502 -28
109   422 -313
108   408 -300
220   366 -146
128   513 -385
53   211 -158
187   730 -543
2,007   2,519 -512
3,031   3,781 -750
1,752   5,702 -3,950
727   900 -173
621   2,617 -1,996
859   3,670 -2,811
695   1,168 -473
352   418 -66
1,842   2,279 -437
49   167 -118
193   823 -630
289   949 -660
1,169   1,947 -778
1,676   2,078 -402
6,806   8,358 -1,552
27   93 -66
2,396   4,008 -1,612
2,233   2,703 -470
457   1,411 -954
312   502 -190
1,048   1,695 -647
1,600   2,560 -960
2,493   3,996 -1,503
164   197 -33
5,325   6,377 -1,052
6,868   8,284 -1,416
1,858   2,150 -292
654   775 -121
989   986 3
4,335   4,113 222
4,564   5,708 -1,144
1,236   1,542 -306
6,017   7,446 -1,429
633   528 105
1,114   1,058 56
1,975   1,651 324
3,165   3,004 161
4,963   4,662 301
17,000   16,426 574
3,965   3,840 125
1,149   1,239 -90
357   387 -30
33,533   32,470 1,063
399   411 -12
599   620 -21
625   582 43
2,024   1,954 70
2,500   2,492 8
2,675   2,591 84
4,375   4,066 309
599   616 -17
499   513 -14
999   1,027 -28
1,350   1,409 -59
607   596 11
1,013   951 62
181   168 13
207   195 12
2,677   2,389 288
152   149 3
581   510 71
1,389   1,265 124
3,208   3,037 171
8,665   8,369 296
4,000   3,903 97
620   575 45
363   336 27
1,559   1,438 121
181   168 13
181   168 13
311   288 23
155   141 14
2,868   2,661 207
4,932   4,527 405
350   320 30
7,000   7,119 -119
7,950   7,298 652
125   120 5
475   473 2
950   943 7
975   937 38
1,000   815 185
1,475   1,486 -11
3,050   2,538 512
14,300   13,242 1,058
1,250   1,042 208
3,475   3,511 -36
5,300   4,903 397
2,405   2,965 -560
1,136   1,392 -256
1,476   1,805 -329
1,036   1,263 -227
1,696   2,062 -366
547   670 -123
906   1,109 -203
2,174   2,655 -481
1,700   1,667 33
550   530 20
1,375   1,346 29
2,500   2,406 94
2,500   2,439 61
2,925   2,849 76
7,125   6,924 201
775   655 120
2,712   2,436 276
526   473 53
973   875 98
290   273 17
1,447   1,301 146
1,820   1,790 30
764   720 44
2,053   1,845 208
76   78 -2
580   532 48
706   766 -60
1,009   1,101 -92
2,068   2,114 -46
1,067   1,050 17
949   894 55
1,043   1,027 16
1,186   1,117 69
1,909   1,886 23
1,998   1,793 205
49   47 2
873   859 14
1,189   1,153 36
20,974   18,821 2,153
314   298 16
1,068   1,035 33
220   221 -1
340   329 11
630   612 18
1,578   1,529 49
1,456   1,411 45
1,177   1,117 60
5,003   4,845 158
3,188   3,081 107
441   418 23
511   483 28
1,577   1,566 11
329   328 1
505   505 0
983   985 -2
6,418   6,522 -104
704   707 -3
1,204   1,226 -22
375   352 23
3,175   2,975 200
931   935 -4
50     50
1,647     1,647
8,811     8,811
151     151
854     854
123     123
749     749
53     53
61,168     61,168
9,009     9,009
9,435     9,435
2,488     2,488
20,337     20,337
3,697     3,697
129     129
1,629     1,629
    51 -51
126     126
2     2
2,385     2,385
1     1
3,461     3,461
458     458
2,661     2,661
6,807     6,807
31,007     31,007
11,136     11,136
    12 -12
    20 -20
1,604     1,604
160     160
    25 -25
    46 -46
650     650
    2 -2
8,572     8,572
20,143     20,143
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -24,396
b       -19,457
c       -25,974
d       -5,926
e       -3,281
      -4,720
      -11,359
      -4,330
      -17,299
      -38,793
      -15,465
      -1,712
      -6,392
      4,597
      -8,666
      36,046
      26,250
      18,219
      1,035
      22,574
      3,016
      381
      -31,931
      -31,686
      -33,457
      -62,646
      -38,406
      -272
      -1,637
      -7,910
      -1,246
      -10,894
      -3,484
      -12,719
      5,689
      18,776
      12,883
      23,757
      -5,438
      17,174
      -37,080
      -1,269
      -100,940
      -35,821
      -23,250
      -62,437
      -17,842
      0
      -657
      -23,809
      -8,159
      -11,728
      -31,324
      -23,028
      43,426
      3,098
      -57,000
      -12,312
      -2,313
      -6,783
      -12,419
      -12,031
      -22,389
      -83,743
      56,758
      56,999
      12,078
      33,315
      6,714
      -29,459
      10,874
      3,605
      -12,138
      -11,929
      -35,109
      -1,918
      -471
      -11,200
      -6,844
      -3,271
      -29,802
      -28,938
      -12,224
      -3,389
      -21,583
      -1,608
      -18,513
      -81,066
      -19,517
      -35,666
      -19,151
      -19,259
      348
      392
      -12,458
      -23,388
      42,345
      10,368
      42,772
      -24,232
      -13,459
      -6,880
      113,182
      69,243
      2,258
      14,763
      2,031
      55,305
      3,613
      2,050
      4,006
      2,104
      149
      23,308
      14,241
      8,558
      10,650
      1,037
      7,265
      15,845
      13
      5,104
      25,290
      23,343
      26,055
      8
      1
      97,410
      12,576
      -18,702
      1
      1
      2
      653
      1,516
      2,273
      253
      7,268
      6,638
      37,354
      5
      -49
      103
      203
      295
      9
      249
      8
      43
      13
      347
      429
      418
      626
      658
      960
      1,363
      2,111
      868
      1,166
      1,485
      2,561
      3,115
      254
      -31
      -119
      -489
      -110
      -224
      -295
      -443
      -993
      -2,553
      -318
      28
      48
      57
      88
      210
      -77
      -1,478
      -7,452
      -164
      -21
      -25
      -662
      -901
      -4,000
      -1,103
      -2,752
      -614
      -1,270
      -2,361
      -1,316
      -9,527
      -647
      -1,455
      -4,073
      -1,729
      -1,729
      -2,585
      -2,613
      -1,206
      -4,010
      -1,223
      -2,807
      -1,416
      -288
      -372
      -400
      -572
      -663
      -217
      -366
      -488
      -18,393
      -1,042
      -3,208
      -801
      -1,345
      -3,183
      -1,724
      -7,895
      -833
      -860
      -1,562
      -354
      -367
      -428
      -494
      -500
      -495
      -533
      -7,671
      -13,287
      -2,875
      -5,937
      -20,588
      -8,937
      -10,689
      -3,433
      -19,674
      -321
      -449
      -986
      -300
      -3,905
      -2,481
      -2,994
      -6,120
      -7,874
      -119
      -1,148
      -1,266
      -116
      -2,297
      -7,551
      -8,369
      -476
      -486
      -761
      -956
      -1,095
      -1,342
      -1,405
      -3,240
      -8,905
      -195
      -248
      -144
      -111
      -915
      -143
      -965
      -699
      -943
      -829
      -283
      -962
      -2,423
      -316
      -350
      -672
      -874
      -1,176
      -2,033
      -2,161
      -595
      -2,849
      -67
      -2,122
      -1,286
      -3,712
      -3,153
      -4,768
      -342
      -1,062
      -173
      -211
      -329
      -393
      -390
      -539
      -1,389
      -2,228
      -2,517
      -920
      -2,309
      -307
      -317
      -12
      -305
      -24
      -981
      -2,571
      -2,016
      -95
      -34
      -362
      -32
      -30
      -24
      -456
      -669
      -801
      -1,675
      -621
      -615
      -1,376
      -54
      -160
      -215
      -981
      -858
      -160
      -232
      -1,039
      -106
      -272
      -40
      -330
      -2,594
      -3,283
      -3,567
      -12,687
      -4,142
      -6,638
      -2,697
      -2,302
      -3,386
      -440
      -2,413
      -6,978
      -348
      -452
      -20,124
      -138
      -1,543
      -2,607
      -112
      -932
      7
      28
      160
      203
      177
      -85
      86
      -86
      -5,446
      -477
      -605
      -733
      -132
      -437
      -633
      -133
      7
      31
      0
      0
      82
      1
      18
      67
      56
      782
      99
      205
      453
      886
      118
      995
      45
      21
      -33
      -78
      37
      17
      49
      74
      202
      27
      133
      18
      11
      16
      16
      12
      12
      18
      98
      117
      6
      -76
      32
      34
      -158
      6
      -126
      -151
      9
      44
      16
      55
      116
      66
      23
      121
      152
      248
      361
      563
      80
      281
      209
      406
      -233
      -196
      -215
      -185
      -615
      -105
      39
      372
      865
      -173
      -89
      -23
      -82
      -84
      -116
      -146
      -819
      -79
      25
      56
      95
      198
      238
      472
      1,226
      25
      8
      103
      4
      -4
      -5
      7
      8
      -2
      -3
      10
      11
      -6
      -4
      -6
      -5
      -12
      25
      -6
      0
      -8
      -9
      -12
      29
      -9
      27
      -10
      -15
      0
      -11
      82
      -13
      -31
      -194
      0
      0
      -371
      4
      3
      17
      26
      6
      57
      -11
      -41
      -110
      -34
      -674
      0
      -399
      -989
      -493
      -325
      -1,155
      -768
      -3,567
      -3,722
      -70
      -314
      -450
      -524
      -681
      -846
      -932
      -1,306
      -2,282
      -3,119
      -2,413
      -64
      -859
      -117
      -620
      -1,049
      -1,220
      -225
      -653
      -8,578
      -462
      -2,878
      -2,483
      -4,289
      -2,620
      -5,422
      -228
      -278
      -340
      -454
      -550
      -4,093
      -4,585
      -21
      -42
      -147
      -169
      -188
      -226
      -231
      -251
      -293
      -334
      -336
      -463
      -478
      -651
      -689
      -812
      -850
      -880
      -895
      -2,256
      -2,391
      -5,410
      -2,788
      -6,425
      -3,002
      -20,431
      -386
      -457
      -536
      -775
      -1,977
      -718
      -1,035
      -1,387
      -1,970
      -433
      -1,338
      -2,134
      -2,475
      -2,736
      -3,324
      -386
      -123
      -1,162
      -336
      -242
      -257
      -117
      -113
      0
      -89
      -235
      -262
      -676
      -270
      -28
      -313
      -300
      -146
      -385
      -158
      -543
      -512
      -750
      -3,950
      -173
      -1,996
      -2,811
      -473
      -66
      -437
      -118
      -630
      -660
      -778
      -402
      -1,552
      -66
      -1,612
      -470
      -954
      -190
      -647
      -960
      -1,503
      -33
      -1,052
      -1,416
      -292
      -121
      3
      222
      -1,144
      -306
      -1,429
      105
      56
      324
      161
      301
      574
      125
      -90
      -30
      1,063
      -12
      -21
      43
      70
      8
      84
      309
      -17
      -14
      -28
      -59
      11
      62
      13
      12
      288
      3
      71
      124
      171
      296
      97
      45
      27
      121
      13
      13
      23
      14
      207
      405
      30
      -119
      652
      5
      2
      7
      38
      185
      -11
      512
      1,058
      208
      -36
      397
      -560
      -256
      -329
      -227
      -366
      -123
      -203
      -481
      33
      20
      29
      94
      61
      76
      201
      120
      276
      53
      98
      17
      146
      30
      44
      208
      -2
      48
      -60
      -92
      -46
      17
      55
      16
      69
      23
      205
      2
      14
      36
      2,153
      16
      33
      -1
      11
      18
      49
      45
      60
      158
      107
      23
      28
      11
      1
      0
      -2
      -104
      -3
      -22
      23
      200
      -4
      50
      1,647
      8,811
      151
      854
      123
      749
      53
      61,168
      9,009
      9,435
      2,488
      20,337
      3,697
      129
      1,629
      -51
      126
      2
      2,385
      1
      3,461
      458
      2,661
      6,807
      31,007
      11,136
      -12
      -20
      1,604
      160
      -25
      -46
      650
      -2
      8,572
      20,143
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 -759,450
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 4,101
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 4,101
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 4,101
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 13,492
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 13,492
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 9,391
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet9,391 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletDE
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. Click to see attachment...............................
    10
    Yes
     
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletBAKER TILLY US LLP Telephone no.bullet (212) 697-6900

    Located atbulletONE PENN PLAZA - SUITE 3000NEW YORKNY ZIP+4bullet10119
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ADAM R BRONFMAN PRESIDENT
    0.00     		0 0 0
    C/O BAKER TILLY ONE PENN PLAZA -
    SUITE 3000
    NEW YORK,NY10119
    ALMOG GEVA SECRETARY
    0.00     		0 0 0
    C/O BA LLC 375 PARK AVE - 17TH
    FLOOR
    NEW YORK,NY10152
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    BAKER TILLY US ACCOUNTING 64,552
    BAKER TILLY ONE PENN PLAZA STE 3000
    NEW YORK,NY10119
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    18,657,336
    b
    Average of monthly cash balances.......................
    1b
    1,883,884
    c
    Fair market value of all other assets (see instructions)................
    1c
    1,650,189
    d
    Total (add lines 1a, b, and c).........................
    1d
    22,191,409
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    22,191,409
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    332,871
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    21,858,538
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,092,927
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,092,927
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    4,101
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
    1,555
    c
    Add lines 2a and 2b............................
    2c
    5,656
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,087,271
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,087,271
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    1,087,271
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,071,021
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,071,021
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,071,021
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 1,087,271
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 1,000,675
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017......  
    d From 2018......  
    e From 2019......  
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 1,071,021
    a Applied to 2019, but not more than line 2a 1,000,675
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 70,346
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		1,016,925
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018....  
    d Excess from 2019....  
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    COMMUNITY FOUNDATION OF THE VIRGIN ISLANDS
    5150 DRONNINGENS GADE STE 1
    ST THOMAS,VI00802     		NONE 501(C)(3) TAX EXEMPT GENERAL CHARITABLE SUPPORT - NO DESIGNATION 20,000
    DUNN SCHOOL
    2555 WEST HWY 154
    LOS OLIVOS,CA93441     		NONE 501(C)(3) TAX EXEMPT GENERAL CHARITABLE SUPPORT - NO DESIGNATION 150,000
    LETS BE BETTER HUMANS
    5640 E BELL RD 1049
    SCOTTSDALE,AZ85254     		NONE 501(C)(3) TAX EXEMPT GENERAL CHARITABLE SUPPORT - NO DESIGNATION 40,000
    MAYO CLINIC FOUNDATION
    13400 EAST SHEA BOULEVARD
    SCOTTSDALE,AZ85259     		NONE 501(C)(3) TAX EXEMPT GENERAL CHARITABLE SUPPORT - NO DESIGNATION 200,000
    PARK CITY JEWISH CENTER - TEMPLE HAR SHALOM
    3700 N BROOKSIDE CT
    PARK CITY,UT84060     		NONE 501(C)(3) TAX EXEMPT GENERAL CHARITABLE SUPPORT - NO DESIGNATION 50,000
    PARTNERS IN SCHOOL INNOVATION
    1060 TENNESSEE STREET 2ND FLOOR
    SAN FRANCISCO,CA94107     		NONE 501(C)(3) TAX EXEMPT GENERAL CHARITABLE SUPPORT - NO DESIGNATION 50,000
    PEACE HOUSE INC
    1960 SIDEWINDER DR SUITE 208
    PARK CITY,UT84060     		NONE 501(C)(3) TAX EXEMPT GENERAL CHARITABLE SUPPORT - NO DESIGNATION 100,000
    PEACE USA
    7319 VISA DEL MAR
    LA JOLLA,CA92037     		NONE 501(C)(3) TAX EXEMPT GENERAL CHARITABLE SUPPORT - NO DESIGNATION 1,000
    TEAMWORK FOUNDATION INC
    478 GERARD AVENUE
    BRONX,NY10451     		NONE 501(C)(3) TAX EXEMPT GENERAL CHARITABLE SUPPORT - NO DESIGNATION 15,000
    URI L'TZEDEK
    475 RIVERSIDE DR 1800
    NEW YORK,NY10115     		NONE 501(C)(3) TAX EXEMPT GENERAL CHARTABLE SUPPORT - NO DESIGNATION 10,000
    VALLEY BEIT MIDRASH
    4645 EAST MARILYN ROAD
    PHOENIX,AZ85032     		NONE 501(C)(3) TAX EXEMPT GENERAL CHARTABLE SUPPORT - NO DESIGNATION 90,000
    VARIOUS CONTRIBUTIONS FROM PASS-THROUGH ENTITIES
    BAKER TILLY ONE PENN PLAZA STE 3000
    NEW YORK,NY10119     		NONE 501(C)(3) TAX EXEMPT GENERAL CHARITABLE SUPPORT - NO DESIGNATION 3
    EL PASO COMMUNITY FOUNDATION
    PO BOX 272
    EL PASO,TX79943     		NONE 501(C)(3) TAX EXEMPT GENERAL CHARITABLE SUPPORT - NO DESIGNATION 100,000
    PARK CITY COMMUNITY FOUNDATION
    PO BOX 681499
    PARK CITY,UT84068     		NONE 501(C)(3) TAX EXEMPT GENERAL CHARITABLE SUPPORT - NO DESIGNATION 25,000
    PM HOSPITAL FOUNDATION
    99 N LA CIENEGA BLVD
    BEVERLY HILLS,CA90211     		NONE 501(C)(3) TAX EXEMPT GENERAL CHARITABLE SUPPORT - NO DESIGNATION 50,000
    NAACP LEGAL & DEFENSE EDUCATIONAL FUND
    40 RECTOR STREET 5TH FLOOR
    NEW YORK,NY10006     		NONE 501(C)(3) TAX EXEMPT GENERAL CHARITABLE SUPPORT - NO DESIGNATION 10,000
    AMERICAN CIVIL LIBERTIES UNION
    125 BROAD ST 18TH FLOOR
    NEW YORK,NY10033     		NONE 501(C)(3) TAX EXEMPT GENERAL CHARITABLE SUPPORT - NO DESIGNATION 25,000
    SOUTHERN POVERTY LAW CENTER
    400 WASHINGTON AVE
    MONTGOMERY,AL36104     		NONE 501(C)(3) TAX EXEMPT GENERAL CHARITABLE SUPPORT - NO DESIGNATION 10,000
    JEWISH FAMILY SERVICE OF UTAH
    495 E 4500 S STE 100
    SALT LAKE CITY,UT84107     		NONE 501(C)(3) TAX EXEMPT GENERAL CHARITABLE SUPPORT - NO DESIGNATION 10,000
    JEWISH FEDERATION OF UTAH-HILLEL OF UTAH
    2 N MEDICAL DR
    SALT LAKE CITY,UT84113     		NONE 501(C)(3) TAX EXEMPT GENERAL CHARITABLE SUPPORT - NO DESIGNATION 50,000
    Total .................................bullet 3a 1,006,003
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 392,875  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 -759,450  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 -366,575 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    -366,575
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    ADAM R BRONFMAN FAMILY FOUNDATION INC
     
    Employer identification number

    45-2329181
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    ADAM R BRONFMAN FAMILY FOUNDATION INC
          		Employer identification number
    45-2329181
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    ANN L BRONFMAN CHARITABLE TRUST
     
    ANN L BRONFMAN CHARITABLE TRUST
     
    NEW YORK, NY10119

    		$ 45,195


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    ADAM R BRONFMAN FAMILY FOUNDATION INC
          		Employer identification number

    45-2329181
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    ADAM R BRONFMAN FAMILY FOUNDATION INC
          		Employer identification number

    45-2329181
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    ADAM R BRONFMAN FAMILY FOUNDATION INC
    EIN:
    45-2329181
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 64,717 0   64,717

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    ADAM R BRONFMAN FAMILY FOUNDATION INC
    EIN:
    45-2329181
    Name of Stock End of Year Book Value End of Year Fair Market Value
    GOVERNMENT PROPERTIES PFD USD1.4688(5.88%) 27,954 31,502
    RESOURCE CAPITAL CORP 4.5% 08/15/2022 15,471 15,620
    GRANITE POINT MYG TRIST INC 6.375% 10/01/2023 20,505 20,075
    BRAEMAR HOTELS & RESORTS INV CONV OFD USD1.3752(5.50%) 16,500 16,003
    EPR PROPERTIES CONV PFD USD 1.4375 (5.75%) SERI S&P BB 62,675 26,354
    EPR PROPERTIES CONV PFD SERIES E (EPRPRE) 4,736 51,152
    QTS REALTY TRUST, INC. PFD USD6.50 (6.5%) SRS B 30,318 43,280
    RPT REALTY CONV PFD USD3.6250(7.25%) SERI S&P B 42,506 42,065
    TRAVELCENTERS OF AMERICA LLC PFD USD2.0625(8.25) (TANNI) 19,240 20,223
    TRAVELCENTERS OF AMERICA LLC PFD USD2.0000(8.00%) (TANNL) 51,167 52,104
    TRAVELCENTERS OF AMERICA LLC PFD USD2.0000(8.00%) (TANNZ) 31,295 32,462
    SENIOR HOUSING PROP TR PFD USD1.565(6.25%) 18,033 25,995
    AGNC INVESTMENT CORP PFD USD1.7188(6.88%)SERIES D (AGNCM) 7,745 8,506
    AGNC INVESTMENT CORP PFD 1.6250 (6.50%) SERIES E (AGNCO) 35,851 35,360
    AGNC INVESTMENT CORP PFD 1.5312(6.12%) SERIES F (AGNCP) 53,705 54,947
    AMERICAN FINANCE TRUST, INC. PFD 7.7350 SERIES C 20,076 20,268
    AMERICAN FINANCE TRUST PFD SERIES A (AFINP) 86,747 88,388
    AMERICAN HOMES 4 RENT SERIES D (AMHPRD) 7,357 8,236
    AMERICAN HOMES 4 RENT SERIES E (AMHPRE) 17,221 18,302
    AMERICAN HOMES 4 RENT SERIES F (AMHPRF) 28,855 32,818
    AMERICAN HOMES 4 RENT SERIES G (AMHPRG) 25,285 28,983
    AMERICAN HOMES 4 RENT SERIES H (AMHPRH) 8,138 9,525
    ANNALY CAPITAL MGMNT INC SERIES G (NLYPRG) 23,050 23,325
    ANNALY CAPITAL MGMNT INC PFD SERIES I (NLYPRI) 20,791 21,470
    ARMADA HOFFLER PROP PFD SERIES A (AHHPRA) 47,636 50,218
    BLUEROCK RESIDENTIAL GROWTH PFD USD2.0625 (8.25%) SERIES A 3,732 4,016
    BLUEROCK RESIDENTIAL GROWTH REIT INC. PFD 7.1250 (BRGPRD) 44,140 51,581
    BLUEROCK RSDTL GROWTH REIT INC PFD USD-1.9062(7.62%) SERIES C (BRGPRC) 17,378 20,280
    BOSTON PROPERTIES INC (BXPPRB) 13,403 14,428
    BRAEMAR HOTELS & RESORTS PFD 8.2500 SERIES D 20,751 18,236
    CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES C (CDRPRC) 15,936 16,628
    CEDAR REALTY TRUST, INC. PFD USD1.8125(7.25%) SERIES B (CDRPRB) 5,221 4,672
    CITY OFFICE REIT, INC. PFD USD1.6562(6.62%) SERIES A (CIOPRA) 55,757 60,282
    COLONY CAPITAL INC. PFD 1.7875(7.15%) SERIES I 18,951 19,918
    COLONY CAPITAL INC. PFD USD1.7812(7.12%) (CLNYPRH) 40,356 43,734
    DIAMONDROCK HOSPITALITY PFD 8.2500 12/31/2049 26,423 29,240
    DIGITAL REALTY TRUST INC PFD 1.3000 (5.20%) SERIES L (DLRPRL) 13,638 15,534
    DIVERSIFIED HEALTHCARE TRUST (DHCNL) 5,633 0
    EPR PROPERTIES PFD SERIES E (EPRPRE) 15,731 0
    EPR PROPERTIES PFD SERIES G (EPRPRG) 22,064 31,801
    FEDERAL REALTY INVESTMENT TRUST SERIES C (FRTPRC) 20,868 23,697
    GLADSTONE COMMERCIAL CORP SERIES D (GOODM) 30,147 30,805
    GLADSTONE COMMERCIAL CORP SERIES E (GOODN) 17,888 18,509
    GLOBAL MEDICAL REIT INC PFD USD1.8750(7.50%) SERIES A (GMREPRA) 21,511 23,197
    GLOBAL NET LEASE INC PFD SERIES B (GNLPRB) 48,309 49,581
    GLOBAL NET LEASE, INC. PFD SERIES A (GNLPRA) 79,597 83,189
    HERSA HOSPITALITY TRUST PFD USD0.0000(0.00%) SERIES C 10,612 10,678
    KIMCO REALTY CORP PFD 5.1250 CLASS L (KIMPRL) 2,445 5,143
    KIMCO REALTY CORPORATION PFD 5.2500 CLASS M SERIES (KIMPRM) 15,748 15,953
    MONMOUTH REAL ESTATE INV CORP PFD SERIES C (MNRPRC) 43,570 43,850
    NATIONAL RETAIL PROP INC SERIES F (NNNPRF) 30,361 33,295
    NEW RESIDENTIAL INVST CORP CONV PFD USD 1.5938(6.38%) 9,605 10,785
    NEW RESIDENTIAL INVST CORP CONV PFD USD 1.78(7.12%) SERIES B 9,966 11,252
    NEXPOINT REAL ESTATE FINANCE 17,652 18,823
    OFFICE PROPERTIES INCOME TRUST (OPINL) 35,849 38,687
    PEBBLEBROOK HOTEL TRUST PFD USD 1.5938 (6.38) SERIES D 60,527 64,953
    PS BUSINESS PARKS INC SERIES W (PSBPRW) 4,351 5,038
    PS BUSINESS PARKS INC SERIES X (PSBPRX) 2,752 3,474
    PS BUSINESS PARKS INC SERIES Y (PSBPRY) 11,470 13,776
    PS BUSINESS PARKS INC SERIES Z (PSBPRZ) 23,142 27,445
    PUBLIC STORAGE PFD USD0.9688(3.88%) SERIES N 2,310 2,401
    PUBLIC STORAGE SERIES M (PSAPRM) 9,825 10,662
    PUBLIC STORAGE SERIES L (PSAPRL) 15,792 17,152
    QTS REALTY TRUST, INC. PFD 7.1250 SERIES A 10,884 12,207
    RJL LODGING TRUST SERIES A (RLJPRA) 38,728 42,697
    REXFORD INDUSTRIAL REALTY, INC PFD USD1.4688(5.88%) SERIES A (REXRPRA) 8,637 9,652
    REXFORD INDUSTRIAL REALTY, INC PFD USD1.4688(5.88%) SERIES B (REXRPRB) 10,480 11,493
    REXFORD INDUSTRIAL REALTY INC SERIES C (REXRPRC) 15,475 16,676
    SAUL CENTERS, INC PFD USD1.5312(6.12%) SERIES D (BFSPRD) 58,351 64,457
    SAUL CENTERS INC PFD SERIES E (BFSPRE) 2,157 2,168
    SITE CENTERS CORP PFD USD 1.5938 (6.38%) CLASS A (SITCPRA) 60,600 63,042
    SITE CENTERS CORP PFD USD1.5625 (6.25%) (SITCPRK) 53,536 58,505
    SL GREEN REALTY CORP SERIES I (SLGPRI) 71,228 77,688
    SOTHERLY HOTELS INC. PFD USD1.9688(7.88%) SERIES C (SOHOO) 6,329 3,229
    SPIRIT REALTY CAPITAL (SRCPRA) 35,746 43,088
    TRAVELCENTERS OF AMERICA LLC (TANNL) 1,062 0
    TWO HARBORS INVESTMENT CORP SERIES C (TWOPRC) 3,398 3,953
    TWO HARBORS INVESTMENT CORP PFD USD1.875(7.50%) SERIES E (TWOPRE) 9,383 11,808
    TWO HARBORS INVESTMENT CORP. SERIES B (TWOPRB) 29,808 33,470
    UMH PROPERTIES, INC PFD USD1.5938(6.38%) SERIES D 19,251 21,137
    UMH PROPERTIES, INC PFD USD1.6875(6.75%) SERIES C (UMHPRC) 64,439 72,066
    URSTADT BIDDLE PROPERTIES INC SERIES H (UBPPRH) 25,053 26,296
    VEREIT INC SERIES F (VERPRF) 38,069 48,640
    VORNADO REALTY TRUST PFD 5.25 SERIES M 31,452 38,723
    VORNADO REALTY TRUST SERIES L (VNOPRL) 36,060 41,346
    VORNADO REALTY TRUST SERIES K (VNOPRK) 35,190 40,231
    CC NEUBERGER PRIN HLDGS 406,742 476,216
    NESTLE SA 4,533 30,315
    AES CORP COM 550,562 624,301
    ABBVIE INC 136,882 177,119
    AERIE PHARMACEUTICALS INC 376,621 277,428
    ALPHABET INC CAP STK CL C 45,867 227,744
    ALPHABET INC CAP STK CL A 46,014 227,843
    AMAZON.COM INC 168,534 312,665
    APPLE INC 84,772 700,603
    BANK OF NEW YORK MELLON CORP 268,415 505,036
    BARRICK GOLD CORP 33,629 59,228
    BERKSHIRE HATHAWAY INC 120,899 157,903
    BRUNSWICK CORP 248,271 575,688
    CATERPILLAR INC 64,141 134,331
    CITIGROUP 921,877 1,224,506
    CONCORD ACQUISITION CORP 160,384 163,300
    COVANTTA HLGS CORP 131,044 170,204
    DIAGEO PLC 12,638 36,526
    DISH NETWORK CORP 24,295 41,686
    DUPONT DE NEMOURS INC 117,029 205,863
    FACEBOOK 88,155 177,554
    GC ACQUISITION HLDGS CORP 261,258 274,811
    GENERAL MOTORS 512,977 611,900
    GRACE (WR) & CO 486,433 509,497
    HESS CORP 426,453 500,396
    IGENE BIOTECHNOLOGY INC 0 348
    INTL BUSINESS 548,056 534,109
    INTERNATIONAL FLAVORS & FRAGRANCES 191,766 183,940
    JP MORGAN CHASE & CO 594,331 1,536,785
    JOHNSON & JOHNSON 191,000 470,251
    KRAFT HEINZ CO 63,181 87,378
    LOEWS CORP 170,718 193,316
    MARSH & MCLENNAN 45,692 163,215
    MERCK & CO 169,673 171,371
    MICROSOFT CORP 96,418 711,299
    NESTLE A SPONSORED ADR 91,863 185,768
    PFIZER INC 99,041 174,295
    PRIMO WATER CORP (FKA COTT CORP) 492,367 531,709
    SIMPLY GOOD 0 31,611
    SONY CORP 233,042 259,928
    TEJON RANCH CO COM 128,657 90,818
    TRULIEVE CANNABIS CORP 78,170 112,238
    VERIZON COMMUNICATIONS 94,774 111,155
    VIACOMCBS INC 73,831 125,156
    WESTERN ASST 308,900 341,000
    WESTERN AST 241,899 260,610
    VOLKSWAGEN AG 151,795 179,674
    UNITED STATES TREAS BILLS ZERO CPN 2/25/2021 2,394,398 2,399,760
    VERTIV HLDGS CO COM (FKA GS ACQUISITION HLDGS) 13,999 30,843
    VORNADO RLTY 117,436 68,892

    TY 2020 InvestmentsOtherSchedule2
    Name:
    ADAM R BRONFMAN FAMILY FOUNDATION INC
    EIN:
    45-2329181
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    RIVER PARTNERS 2000-4 LLC AT COST 4,548 30,323
    RIVER PARTNERS 2001 -- BBI LLC AT COST 96,822 177,067
    RIVER PARTNERS 2002 -- EDGE LLC AT COST 94 1,496
    RIVER PARTNERS 2002 -- NCH LLC AT COST 18,472 16,875
    RIVER PARTNERS 2003 -- NEA LLC AT COST 39,568 58,140
    RIVER PARTNERS 2004 -- BRN LLC AT COST 0 5,103
    RIVER PARTNERS 2004 -- CCH LLC AT COST 0 12,652
    RIVER PARTNERS 2004 -- CVL LLC AT COST 18,104 19,877
    RIVER PARTNERS 2005 -- NCH2 LLC AT COST 15,271 24,031
    RIVER PARTNERS 2005 -- SAK LLC AT COST 0 52
    RIVER PARTNERS 2006 -- AF06 LLC AT COST 0 24,949
    RIVER PARTNERS 2006 -- LS LLC AT COST 40,336 61,473
    RIVER PARTNERE 2006 -- OLIF LLC AT COST 35,599 47,912
    RIVER PARTNERS 2006 -- WRIF LLC AT COST 27,981 42,726
    RIVER PARTNERS 2007 -- AF07 LLC AT COST 0 12,461
    RIVER PARTNERS 2007 -- AP LLC AT COST 27,822 42,398
    RIVER PARTNERS 2007 -- HPC LLC AT COST 0 24,108
    RIVER PARTNERS 2007 -- TCG LLC AT COST 35,315 44,829
    LAA ASSOCIATES, LLC AT COST 15,782 0
    LAT ASSOCIATES, LLC AT COST 10,105 0
    PRINCETON LR LLC AND PRINCETON LR II, LLC AT COST 14,724 3,351
    L ONE CANAL PLACE, LLC AT COST 12,714 8,818
    LHC LIMITED PARTNERSHIP AT COST 3,291 1,636
    ACQUISITION FUND FOUR LP LIMITED PARTNERSHIP AT COST 0 1,140
    OVERSEAS ACQUISITION FUND TWO LP AT COST 3,201 432
    L & R EXPLORATION VENTURE AT COST 1,250 1,250
    LOEB HOLDING CORP A AT COST 54,893 54,893
    LOEB HOLDING CORP B AT COST 384,250 384,250
    RIVER PARTNERS 2012-CBX LLC AT COST 148,648 148,648
    RIVER PARTNERS 2007-RCG AT COST 0 16,943
    RIVER PARTNERS 2000-3 (HIGHFIELDS) LLC AT COST 0 19,833

    TY 2020 OtherExpensesSchedule
    Name:
    ADAM R BRONFMAN FAMILY FOUNDATION INC
    EIN:
    45-2329181
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FROM PASS-THROUGH ENTITIES - NON-DEDUCTIBLE EXP 31 0   0
    BANK FEE 301 0   301
    ADR PROCESSING FEES 2 2   0
    PASSIVE INCOME/LOSS FROM PASS-THROUGH ENTITIES 328 328   0
    LESS: UBTI FROM PASS-THROUGH ENTITIES REPORTED ON FORM 990-T 0 8,406   0


    TY 2020 OtherLiabilitiesSchedule
    Name:
    ADAM R BRONFMAN FAMILY FOUNDATION INC
    EIN:
    45-2329181
    Description Beginning of Year - Book Value End of Year - Book Value
    RIVER PARTNERS 2000-3 (HIGHFIELDS) LLC 529 468
    RIVER PARTNERS 2007 -- MSRE LLC 1,955 0
    LA STOUGHTON, LLC 36,475 40,118
    PARK HILL LANE ASSOCIATES LP 36,505 37,118
    PRESIDENTIAL ESTATES ASSOCIATES 86,096 88,664
    BGT INVESTORS LLC 9,871 9,863
    RIVER PARTNERS 2007-RCG 32 0


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    ADAM R BRONFMAN FAMILY FOUNDATION INC
    EIN:
    45-2329181
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT/MANAGEMENT FEES 86,549 86,549   0


    TY 2020 SubstantialContributorsSch
    Name:
    ADAM R BRONFMAN FAMILY FOUNDATION INC
    EIN:
    45-2329181
    Name Address
    THE ANN L BRONFMAN TRUST C/O BAKER TILLY ONE PENN PLAZA -
    SUITE 3000
    NEW YORK,NY10119
    ESTATE OF ANN L BRONFMAN C/O BAKER TILLY ONE PENN PLAZA -
    SUITE 3000
    NEW YORK,NY10119


    TY 2020 TaxesSchedule
    Name:
    ADAM R BRONFMAN FAMILY FOUNDATION INC
    EIN:
    45-2329181
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX 7,000 0   0
    FROM PASS-THROUGH K-1S - FOREIGN TAXES 394 394   0
    DELAWARE CORP TAX 25 25   0
    FIDELITY #1095 - FOREIGN TAXES 2,108 2,108   0
    US TAXES 6 6   0