Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
JOHN GRAHAM FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)1201 THIRD AVENUE SUITE 4900
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
SEATTLE, WA981013099
A Employer identification number

91-6339306
B Telephone number (see instructions)

(206) 359-8382
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,155,608J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 44,750
2 Check bullet.............
3 Interest on savings and temporary cash investments 293 293  
4 Dividends and interest from securities... 27,652 27,652  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 51,006
b Gross sales price for all assets on line 6a 500,110
7 Capital gain net income (from Part IV, line 2)... 51,006
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 123,701 78,951  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 3,855 3,469 0 386
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 169 169   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 13,316 12,931   385
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 17,340 16,569 0 771
25 Contributions, gifts, grants paid....... 330,000 330,000
26 Total expenses and disbursements. Add lines 24 and 25 347,340 16,569 0 330,771
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -223,639
b Net investment income (if negative, enter -0-) 62,382
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 76,212 61,267 61,267
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 63,341 Click to see attachment35,557 11,906
b Investments—corporate stock (attach schedule)....... 226,944 Click to see attachment183,643 462,326
c Investments—corporate bonds (attach schedule)....... 381,976 Click to see attachment311,779 324,833
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 279,571 Click to see attachment212,314 295,271
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment159 Click to see attachment4 Click to see attachment5
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,028,203 804,564 1,155,608
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 1,028,203 804,564
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 1,028,203 804,564
30 Total liabilities and net assets/fund balances (see instructions). 1,028,203 804,564
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
1,028,203
2
Enter amount from Part I, line 27a .....................
2
-223,639
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
804,564
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
804,564
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 21. ISHARES BARCLAYS 3-7 YR TREASURY BD ETF   2012-12-21 2020-01-02
b 27. ISHARES BARCLAYS 3-7 YR TREASURY BD ETF   2015-06-17 2020-01-02
c 8. VANGUARD SHORT TERM CORPORAT E BOND INDEX ETF   2019-08-29 2020-01-02
d 69. VANGUARD SHORT TERM CORPORAT E BOND INDEX ETF   2017-08-11 2020-01-02
e 5. BOEING CO   2009-09-15 2020-01-28
134. ISHARES MCSI PACIFIC EX-JAPAN   2009-04-27 2020-01-28
39. MARRIOTT INTERNATIONAL INC   2011-03-28 2020-01-28
20000. ABBOTT LABORATORIES 2.55% 03/15/2022   2018-01-09 2020-01-31
2. ADOBE INC   2018-09-20 2020-01-31
5. ALIBABA GROUP HOLDING-SP ADR   2017-05-23 2020-01-31
1. ALPHABET INC CL C   2014-04-02 2020-01-31
2. AMAZON.COM INC   2008-05-21 2020-01-31
5. AMERICAN TOWER CORP   2009-10-09 2020-01-31
5. AMGEN INC   2016-06-02 2020-01-31
6. APPLE INC   2005-09-08 2020-01-31
25. BANK OF AMERICA CORP   2017-12-12 2020-01-31
6. BERKSHIRE HATHAWAY CL B   2019-08-08 2020-01-31
5. BERKSHIRE HATHAWAY CL B   2011-02-03 2020-01-31
6. BOEING CO   2009-09-15 2020-01-31
4. BROADCOM INC NPV   2016-06-09 2020-01-31
8. CARMAX INC   2019-11-12 2020-01-31
8. CHEVRON CORP   2019-09-23 2020-01-31
1. CHEVRON CORP   2016-12-09 2020-01-31
20. CISCO SYSTEMS INC   2019-03-13 2020-01-31
14. COMCAST CORP   2019-08-15 2020-01-31
10. CONSTELLATION BRANDS INC   2016-01-19 2020-01-31
6. COSTCO WHOLESALE CORP   1998-01-06 2020-01-31
1. COSTAR GROUP INC   2018-09-20 2020-01-31
3. DANAHER CORP   2014-01-08 2020-01-31
1. DANAHER CORP   2013-11-15 2020-01-31
7. DIGITAL REALTY TRUST INC   2019-03-13 2020-01-31
11. WALT DISNEY CO   2019-05-30 2020-01-31
4. EOG RESOURCES INC   2012-04-12 2020-01-31
8. ECOLAB INC   2002-04-08 2020-01-31
3. EQUINIX INC   2019-03-15 2020-01-31
13. EXXON MOBIL CORP   2017-02-02 2020-01-31
8. FACEBOOK INC   2014-06-25 2020-01-31
17. FIDELITY NATIONAL INFO SERVICES   2009-08-05 2020-01-31
6. FIRST REPUBLIC BANK   2018-02-07 2020-01-31
10000. FISERV INC 2.70% 06/01/2020   2016-05-17 2020-01-31
5. FORTIVE CORP   2017-01-23 2020-01-31
6. FORTIVE CORP   2015-02-02 2020-01-31
23. GOLDMAN SACHS ACTIVEBETA EME RGING MKTS ETF   2017-10-10 2020-01-31
15. HEALTHEQUITY INC   2018-07-03 2020-01-31
9. HOME DEPOT INC   2010-03-15 2020-01-31
6. HONEYWELL INTL INC   2011-03-22 2020-01-31
23. ISHARES CORE S&P TOTAL   2020-01-02 2020-01-31
24. ISHARES 7-10 YR TREASURY BOND ETF   2017-09-06 2020-01-31
75. ISHARES MSCI EAFE INDEX ETF   2019-08-08 2020-01-31
57. ISHARES MSCI EAFE INDEX ETF   2012-01-20 2020-01-31
7. ISHARES RUSSELL MIDCAP GROWTH ETF   2015-03-02 2020-01-31
20. ISHARES RUSSELL MIDCAP ETF   2018-02-16 2020-01-31
10. ISHARES CORE S&P MIDCAP ETF   2019-08-08 2020-01-31
13. ISHARES CORE S&P MIDCAP ETF   2010-01-22 2020-01-31
9. ISHARES RUSSELL 2000 VALUE ETF   2017-10-10 2020-01-31
6. ISHARES RUSSELL 2000 GROWTH ETF   2019-08-08 2020-01-31
5. ISHARES RUSSELL 2000 GROWTH ETF   2017-10-10 2020-01-31
2. ISHARES RUSSELL 2000 GROWTH ETF   2015-07-21 2020-01-31
3. ISHARES S&P SMALLCAP 600 GROWTH INDEX FUND   2010-01-22 2020-01-31
6. ISHARES BARCLAYS 3-7 YR TREASURY BD ETF   2015-06-17 2020-01-31
18. ISHARES BARCLAYS 3-7 YR TREASURY BD ETF   2018-12-13 2020-01-31
10. JPMORGAN CHASE & CO   2019-08-08 2020-01-31
11. JPMORGAN CHASE & CO   2009-09-15 2020-01-31
14. JPMORGAN DIVERSIFIED RETURN INTERNATIONAL ETF   2018-09-17 2020-01-31
4. JOHNSON & JOHNSON   2008-12-08 2020-01-31
1. LAM RESEARCH CORP   2014-03-11 2020-01-31
7. ESTEE LAUDER CO   2018-01-03 2020-01-31
10. ELI LILLY AND COMPANY   2017-01-11 2020-01-31
16. MARSH & MCLENNAN COS INC   2008-07-28 2020-01-31
8. MCDONALDS CORP   2018-11-28 2020-01-31
1. MCDONALDS CORP   2018-08-28 2020-01-31
10000. CB MERCK & CO INC NEW 2.35% DUE 2/10/22   2015-06-18 2020-01-31
16. MICROSOFT CORP   2008-12-08 2020-01-31
10. MONDELEZ INTERNATIONAL INC   2009-05-19 2020-01-31
9. MORGAN STANLEY COM   2017-01-23 2020-01-31
6. NETFLIX INC   2017-05-23 2020-01-31
9. NEXTERA ENERGY INC   2011-07-01 2020-01-31
6. NVIDIA CORPORATION   2020-01-28 2020-01-31
5. PALO ALTO NETWORKS INC   2019-05-16 2020-01-31
17. PAYPAL HOLDINGS INC   2011-07-26 2020-01-31
6. PEPSICO INC   2002-04-08 2020-01-31
7. PFIZER INC   2017-06-27 2020-01-31
16. PFIZER INC   2010-01-22 2020-01-31
1. PIMCO ENHANCED SHORT MATURIT Y ETF   2018-02-09 2020-01-31
23. PIMCO ENHANCED SHORT MATURIT Y ETF   2019-03-26 2020-01-31
16. PROCTER & GAMBLE CO   2019-03-28 2020-01-31
21. PROGRESSIVE CORP OHIO   2019-03-26 2020-01-31
9. PROLOGIS INC   2019-03-13 2020-01-31
5. RAYTHEON CO   2018-03-23 2020-01-31
10. SPDR BLOOMBERG BARCLAYS CONV ERTIBLE SECS ETF   2020-01-02 2020-01-31
7. SALESFORCE.COM INC   2016-03-09 2020-01-31
7. SCHLUMBERGER LTD   2018-01-30 2020-01-31
2. SCHLUMBERGER LTD   2019-04-11 2020-01-31
8. SERVICENOW INC   2018-06-20 2020-01-31
1. SHERWIN-WILLIAMS CO   2017-10-31 2020-01-31
10. STRYKER CORP   2017-03-07 2020-01-31
5. THERMO FISHER SCIENTIFIC INC   2009-05-19 2020-01-31
9. TRUIST FINANCIAL CORP   2016-03-28 2020-01-31
4. UNION PACIFIC CORP   2011-02-03 2020-01-31
9. UNITED TECHNOLOGIES CORP   2019-09-23 2020-01-31
5. UNITEDHEALTH GROUP INC   2017-01-23 2020-01-31
9. VALERO ENERGY CORP   2014-02-25 2020-01-31
24. VANGUARD TOTAL INTL STOCK INDEX FD ETF SHS   2020-01-02 2020-01-31
52. VANGUARD FTSE DEVELOPED MKTS INDEX ETF SHS   2015-02-13 2020-01-31
50. VANGUARD EMERGING MKTS ETF   2019-08-08 2020-01-31
36. VANGUARD EMERGING MKTS ETF   2017-04-04 2020-01-31
24. VANGUARD SHORT TERM CORPORAT E BOND INDEX ETF   2017-08-11 2020-01-31
17. VANGUARD LARGE CAP INDEX ETF   2019-12-02 2020-01-31
10. VANGUARD SMALL CAP INDEX ETF   2019-08-08 2020-01-31
17. VANGUARD SMALL CAP INDEX ETF   2019-08-29 2020-01-31
14. VERIZON COMMUNICATIONS   2018-11-28 2020-01-31
12. VISA INC   2012-02-16 2020-01-31
22. WEC ENERGY GROUP INC   2010-09-02 2020-01-31
13. WAL-MART STORES INC   2018-02-16 2020-01-31
15. WASTE MANAGEMENT INC   2019-03-15 2020-01-31
23. WISDOMTREE EMERGING MTKS EX- STATE OWNED ETF   2020-01-28 2020-01-31
12. ZOETIS INCORPORATED   2020-01-28 2020-01-31
7. MEDTRONIC PLC   2018-10-19 2020-01-31
17. MARSH & MCLENNAN COS INC   2008-07-28 2020-02-25
44. ISHARES CORE S&P TOTAL   2020-01-02 2020-02-28
19. ISHARES CORE S&P TOTAL   2016-12-09 2020-02-28
39. ISHARES CORE S&P TOTAL   2016-09-08 2020-02-28
20. VANGUARD TOTAL INTL STOCK INDEX FD ETF SHS   2020-01-02 2020-02-28
32. VANGUARD TOTAL INTL STOCK INDEX FD ETF SHS   2019-12-02 2020-02-28
18. VANGUARD LARGE CAP INDEX ETF   2019-12-02 2020-02-28
29. VANGUARD LARGE CAP INDEX ETF   2012-12-21 2020-02-28
136. ISHARES CORE S&P TOTAL   2016-09-08 2020-03-11
78. SPDR BLOOMBERG BARCLAYS CONV ERTIBLE SECS ETF   2020-01-02 2020-03-11
107. VANGUARD TOTAL INTL STOCK INDEX FD ETF SHS   2019-12-02 2020-03-11
10000. OCCIDENTAL PETROLEUM CORP 4. 1% DUE 2/1/2021   2011-04-13 2020-03-13
12. BROADCOM INC NPV   2016-06-09 2020-03-18
54. PIMCO ENHANCED SHORT MATURIT Y ETF   2020-02-28 2020-03-19
75. PIMCO ENHANCED SHORT MATURIT Y ETF   2019-03-26 2020-03-19
62. PIMCO ENHANCED SHORT MATURIT Y ETF   2018-06-20 2020-03-19
23. VANGUARD SHORT TERM CORPORAT E BOND INDEX ETF   2017-08-11 2020-03-19
61. VANGUARD SHORT TERM CORPORAT E BOND INDEX ETF   2015-06-17 2020-03-19
89. VANGUARD SHORT TERM CORPORAT E BOND INDEX ETF   2019-01-18 2020-03-19
45. GOLDMAN SACHS ACTIVEBETA EME RGING MKTS ETF   2017-10-10 2020-03-24
122. GOLDMAN SACHS ACTIVEBETA EME RGING MKTS ETF   2017-08-01 2020-03-24
27. ISHARES S&P SMALLCAP 600 GROWTH INDEX FUND   2010-01-22 2020-03-24
135. JPMORGAN DIVERSIFIED RETURN INTERNATIONAL ETF   2018-09-17 2020-03-24
177. WISDOMTREE EMERGING MTKS EX- STATE OWNED ETF   2020-01-28 2020-03-24
77. ISHARES RUSSELL MIDCAP ETF   2018-02-16 2020-03-27
5. ISHARES RUSSELL 2000 VALUE ETF   2017-10-10 2020-03-27
29. ISHARES RUSSELL 2000 VALUE ETF   2015-07-21 2020-03-27
29. ISHARES RUSSELL 2000 GROWTH ETF   2015-07-21 2020-03-27
40. VANGUARD FTSE DEVELOPED MKTS INDEX ETF SHS   2015-02-13 2020-03-27
115. VANGUARD FTSE DEVELOPED MKTS INDEX ETF SHS   2015-08-18 2020-03-27
72. VANGUARD EMERGING MKTS ETF   2017-04-04 2020-03-27
28. VANGUARD EMERGING MKTS ETF   2015-08-18 2020-03-27
16. VANGUARD EMERGING MKTS ETF   2016-04-07 2020-03-27
10. CARMAX INC   2019-11-12 2020-03-31
25. CARMAX INC   2019-11-13 2020-03-31
.6872 RAYTHEON TECHNOLOGIES CORP   2020-04-03 2020-04-06
10. CARRIER GLOBAL CORPORATION   2019-09-23 2020-04-13
23. CARRIER GLOBAL CORPORATION   2019-05-14 2020-04-13
5. OTIS WORLDWIDE CORP COM   2019-09-23 2020-04-13
11. OTIS WORLDWIDE CORP COM   2019-05-14 2020-04-13
64. ISHARES BARCLAYS 3-7 YR TREASURY BD ETF   2020-03-11 2020-04-21
101. ISHARES BARCLAYS 3-7 YR TREASURY BD ETF   2020-03-19 2020-04-21
36. ISHARES BARCLAYS 3-7 YR TREASURY BD ETF   2020-02-28 2020-04-21
.5 OTIS WORLDWIDE CORP COM   2019-09-23 2020-04-24
11. BERKSHIRE HATHAWAY CL B   2011-02-03 2020-05-13
8. BERKSHIRE HATHAWAY CL B   2012-03-14 2020-05-13
24. WEC ENERGY GROUP INC   2010-09-02 2020-05-13
159. GOLDMAN ACCESS TREASURY 0-1 YEAR ETF   2020-03-19 2020-05-26
47. ISHARES 7-10 YR TREASURY BOND ETF   2020-02-28 2020-05-26
38. ISHARES 7-10 YR TREASURY BOND ETF   2017-09-06 2020-05-26
3. ISHARES 7-10 YR TREASURY BOND ETF   2019-03-26 2020-05-26
10000. JPMORGAN CHASE & CO 2.75% 06/23/2020   2016-05-19 2020-05-26
13. DANAHER CORP   2013-11-15 2020-06-22
5. NEXTERA ENERGY INC   2011-07-01 2020-06-22
52. PFIZER INC   2010-01-22 2020-06-22
31. GOLDMAN ACCESS TREASURY 0-1 YEAR ETF   2020-03-19 2020-06-25
40. GOLDMAN ACCESS TREASURY 0-1 YEAR ETF   2020-03-11 2020-06-25
6. ISHARES BARCLAYS 3-7 YR TREASURY BD ETF   2020-02-28 2020-06-25
50. ISHARES BARCLAYS 3-7 YR TREASURY BD ETF   2018-12-13 2020-06-25
28. ISHARES BARCLAYS 3-7 YR TREASURY BD ETF   2018-11-16 2020-06-25
10000. WAL-MART STORES 3.625% 07/08/2020   2011-04-14 2020-07-08
11756.5 US TREASURY INFLATION INDEX 1.25% 07/15/2020   2011-04-27 2020-07-15
33. HEALTHEQUITY INC   2018-07-03 2020-07-22
102. ISHARES BARCLAYS 3-7 YR TREASURY BD ETF   2018-11-16 2020-08-12
4. EXXON MOBIL CORP   2017-02-02 2020-09-15
35. EXXON MOBIL CORP   2005-09-20 2020-09-15
8. HONEYWELL INTL INC   2011-03-22 2020-09-15
11. MCDONALDS CORP   2018-08-28 2020-09-15
20. RAYTHEON TECHNOLOGIES CORP   2020-04-03 2020-09-15
.4 VONTIER CORPORATION   2015-02-02 2020-10-09
8. AMGEN INC   2016-06-02 2020-10-20
3. COSTCO WHOLESALE CORP   1998-01-06 2020-10-20
4. FACEBOOK INC   2014-06-25 2020-10-20
10. ELI LILLY AND COMPANY   2017-01-11 2020-10-20
4. MICROSOFT CORP   2008-12-08 2020-10-20
5. PAYPAL HOLDINGS INC   2011-07-26 2020-10-20
6. SALESFORCE.COM INC   2016-03-09 2020-10-20
5. VISA INC   2012-02-16 2020-10-20
166. SPDR PORTFOLIO S&P 1500 COMPOSITE ETF   2020-08-12 2020-10-29
146. SPDR PORTFOLIO S&P 1500 COMPOSITE ETF   2020-06-25 2020-10-29
15. ISHARES RUSSELL MIDCAP GROWTH ETF   2015-03-02 2020-11-16
11. VIATRIS INC   2010-01-22 2020-11-30
3.2 VONTIER CORPORATION   2015-02-02 2020-11-30
16.8 VONTIER CORPORATION   2014-01-08 2020-11-30
4. PROCTER & GAMBLE CO   2019-03-28 2020-12-11
11. PROCTER & GAMBLE CO   2019-02-11 2020-12-11
11. VERIZON COMMUNICATIONS   2018-11-28 2020-12-11
15. VERIZON COMMUNICATIONS   2019-08-15 2020-12-11
20. ISHARES RUSSELL MIDCAP GROWTH ETF   2015-03-02 2020-12-15
13. ISHARES CORE S&P MIDCAP ETF   2010-01-22 2020-12-15
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CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 2,645   2,592 53
b 3,401   3,317 84
c 648   650 -2
d 5,590   5,531 59
e 1,584   261 1,323
6,140   3,607 2,533
5,405   1,317 4,088
20,378   19,808 570
695   532 163
1,027   629 398
1,430   141 1,289
4,044   160 3,884
1,152   184 968
1,058   794 264
1,865   43 1,822
815   726 89
1,339   1,200 139
1,116   414 702
1,900   313 1,587
1,222   656 566
775   764 11
848   995 -147
106   116 -10
915   1,045 -130
597   593 4
1,882   1,441 441
1,825   135 1,690
650   415 235
477   174 303
159   56 103
860   808 52
1,507   1,449 58
285   210 75
1,564   138 1,426
1,770   1,325 445
801   1,088 -287
1,608   532 1,076
2,450   415 2,035
659   541 118
10,015   10,031 -16
371   269 102
445   242 203
742   794 -52
979   1,164 -185
2,064   293 1,771
1,024   325 699
1,665   1,683 -18
2,727   2,604 123
5,051   4,762 289
3,839   2,955 884
1,073   690 383
1,177   1,049 128
2,004   1,921 83
2,605   953 1,652
1,091   1,130 -39
1,269   1,199 70
1,057   910 147
423   315 108
565   172 393
766   737 29
2,299   2,162 137
1,320   1,101 219
1,452   483 969
769   811 -42
589   234 355
294   54 240
1,363   897 466
1,394   768 626
1,786   428 1,358
1,708   1,483 225
213   161 52
10,152   9,897 255
2,718   333 2,385
570   158 412
466   378 88
2,062   949 1,113
2,398   522 1,876
1,421   1,448 -27
1,169   1,113 56
1,920   337 1,583
844   281 563
258   238 20
591   308 283
102   102  
2,338   2,336 2
1,993   1,656 337
1,689   1,532 157
829   653 176
1,091   1,060 31
567   559 8
1,263   491 772
228   527 -299
65   91 -26
2,695   1,486 1,209
552   396 156
2,097   1,296 801
1,559   179 1,380
456   303 153
710   188 522
1,347   1,220 127
1,359   793 566
748   462 286
1,280   1,350 -70
2,214   2,065 149
2,088   2,023 65
1,503   1,445 58
1,955   1,924 31
2,516   2,456 60
1,620   1,552 68
2,755   2,584 171
825   849 -24
2,397   342 2,055
2,191   624 1,567
1,476   1,334 142
1,820   1,519 301
677   703 -26
1,612   1,629 -17
805   669 136
1,935   455 1,480
2,878   3,219 -341
1,243   989 254
2,551   1,954 597
982   1,125 -143
1,571   1,727 -156
2,404   2,600 -196
3,873   1,902 1,971
8,511   6,815 1,696
4,040   4,357 -317
4,929   5,776 -847
9,614   9,980 -366
2,218   1,969 249
5,340   5,506 -166
7,417   7,619 -202
6,132   6,296 -164
1,679   1,844 -165
4,452   4,859 -407
6,496   6,971 -475
1,123   1,553 -430
3,045   4,061 -1,016
3,464   1,549 1,915
5,379   7,818 -2,439
4,103   5,413 -1,310
3,336   4,037 -701
411   628 -217
2,383   2,937 -554
4,550   4,565 -15
1,319   1,589 -270
3,793   4,549 -756
2,379   2,890 -511
925   1,011 -86
529   538 -9
542   954 -412
1,355   2,362 -1,007
33   62 -29
143   226 -83
328   508 -180
239   344 -105
525   741 -216
8,546   8,461 85
13,487   13,210 277
4,807   4,682 125
24   34 -10
1,878   912 966
1,366   646 720
2,010   680 1,330
15,978   16,038 -60
5,705   5,498 207
4,612   4,123 489
364   319 45
10,000   10,004 -4
2,254   731 1,523
1,217   290 927
1,714   1,002 712
3,114   3,127 -13
4,018   4,029 -11
801   780 21
6,673   6,005 668
3,737   3,342 395
10,000   9,866 134
11,757   35,269 -23,512
1,882   2,560 -678
13,609   12,175 1,434
147   335 -188
1,290   2,273 -983
1,349   434 915
2,441   1,768 673
1,231   1,815 -584
12   6 6
1,849   1,271 578
1,134   67 1,067
1,069   266 803
1,432   768 664
858   83 775
1,018   99 919
1,543   421 1,122
987   143 844
6,637   6,842 -205
5,837   5,392 445
2,814   1,480 1,334
187   93 94
106   48 58
554   229 325
541   414 127
1,488   1,076 412
659   667 -8
899   839 60
2,011   986 1,025
2,913   953 1,960
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
      60
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       53
b       84
c       -2
d       59
e       1,323
      2,533
      4,088
      570
      163
      398
      1,289
      3,884
      968
      264
      1,822
      89
      139
      702
      1,587
      566
      11
      -147
      -10
      -130
      4
      441
      1,690
      235
      303
      103
      52
      58
      75
      1,426
      445
      -287
      1,076
      2,035
      118
      -16
      102
      203
      -52
      -185
      1,771
      699
      -18
      123
      289
      884
      383
      128
      83
      1,652
      -39
      70
      147
      108
      393
      29
      137
      219
      969
      -42
      355
      240
      466
      626
      1,358
      225
      52
      255
      2,385
      412
      88
      1,113
      1,876
      -27
      56
      1,583
      563
      20
      283
       
      2
      337
      157
      176
      31
      8
      772
      -299
      -26
      1,209
      156
      801
      1,380
      153
      522
      127
      566
      286
      -70
      149
      65
      58
      31
      60
      68
      171
      -24
      2,055
      1,567
      142
      301
      -26
      -17
      136
      1,480
      -341
      254
      597
      -143
      -156
      -196
      1,971
      1,696
      -317
      -847
      -366
      249
      -166
      -202
      -164
      -165
      -407
      -475
      -430
      -1,016
      1,915
      -2,439
      -1,310
      -701
      -217
      -554
      -15
      -270
      -756
      -511
      -86
      -9
      -412
      -1,007
      -29
      -83
      -180
      -105
      -216
      85
      277
      125
      -10
      966
      720
      1,330
      -60
      207
      489
      45
      -4
      1,523
      927
      712
      -13
      -11
      21
      668
      395
      134
      -23,512
      -678
      1,434
      -188
      -983
      915
      673
      -584
      6
      578
      1,067
      803
      664
      775
      919
      1,122
      844
      -205
      445
      1,334
      94
      58
      325
      127
      412
      -8
      60
      1,025
      1,960
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 51,006
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 867
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 867
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 867
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 3,004
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 3,004
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 2,137
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet2,137 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletWA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletPerkins Coie Trust Company Telephone no.bullet (206) 359-8382

    Located atbullet1201 THIRD AVENUE SUITE 4900SEATTLEWA ZIP+4bullet98101
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    THOMAS C GORES TRUSTEE
    1     		0    
    1201 THIRD AVE SUITE 4900
    SEATTLE,WA98101
    J KEVIN CALLAGHAN TRUSTEE
    1     		0    
    1201 THIRD AVE SUITE 4900
    SEATTLE,WA98101
    STANLEY D SAVAGE TRUSTEE
    1     		0    
    1201 THIRD AVE SUITE 4900
    SEATTLE,WA98101
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    1,039,608
    b
    Average of monthly cash balances.......................
    1b
    77,714
    c
    Fair market value of all other assets (see instructions)................
    1c
    1
    d
    Total (add lines 1a, b, and c).........................
    1d
    1,117,323
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    1,117,323
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    16,760
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    1,100,563
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    55,028
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    55,028
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    867
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    867
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    54,161
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    54,161
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    54,161
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    330,771
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    330,771
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    330,771
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 54,161
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 128,274
    b From 2016...... 180,580
    c From 2017...... 232,819
    d From 2018...... 235,742
    e From 2019...... 238,344
    fTotal of lines 3a through e........ 1,015,759
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 330,771
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 54,161
    e Remaining amount distributed out of corpus 276,610
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 1,292,369
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		128,274
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		1,164,095
    10 Analysis of line 9:
    a Excess from 2016.... 180,580
    b Excess from 2017.... 232,819
    c Excess from 2018.... 235,742
    d Excess from 2019.... 238,344
    e Excess from 2020.... 276,610
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    PACIFIC NORTHWEST BALLET ASSOCIATION
    301 MERCER STREET
    SEATTLE,WA98109     		NONE PC PROGRAM SERVICE SUPPORT 30,000
    SEATTLE SYMPHONY ORCHESTRA INC
    PO BOX 21906
    SEATTLE,WA98111     		NONE PC PROGRAM SERVICE SUPPORT 75,000
    SEATTLE OPERA ASSOCIATION
    363 MERCER STREET
    SEATTLE,WA98109     		NONE PC PROGRAM SERVICE SUPPORT 75,000
    SEATTLE REPERTORY THEATRE
    155 MERCER STREET
    SEATTLE,WA981094639     		NONE PC PROGRAM SERVICE SUPPORT 50,000
    ARTSFUND
    10 HARRISON STREET 200
    SEATTLE,WA981096780     		NONE PC PROGRAM SERVICE SUPPORT 25,000
    FIFTH AVENUE THEATRE ASSOCIATION
    1308 5TH AVENUE
    SEATTLE,WA98101     		NONE PC PROGRAM SERVICE SUPPORT 25,000
    ACT THEATRE
    700 UNION STREET
    SEATTLE,WA98101     		NONE PC PROGRAM SERVICE SUPPORT 50,000
    Total .................................bullet 3a 330,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 293  
    4 Dividends and interest from securities....     14 27,652  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 51,006  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   78,951  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    78,951
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    JOHN GRAHAM FOUNDATION
     
    Employer identification number

    91-6339306
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    JOHN GRAHAM FOUNDATION
          		Employer identification number
    91-6339306
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    JOHN GRAHAM TRUST
    1201 THIRD AVENUE SUITE 4900
     
    SEATTLE, WA98101

    		$ 44,750


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    JOHN GRAHAM FOUNDATION
          		Employer identification number

    91-6339306
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    JOHN GRAHAM FOUNDATION
          		Employer identification number

    91-6339306
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    JOHN GRAHAM FOUNDATION
    EIN:
    91-6339306
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX RETURN PREPARATION FEES 3,855 3,469   386

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    JOHN GRAHAM FOUNDATION
    EIN:
    91-6339306
    Name of Bond End of Year Book Value End of Year Fair Market Value
    GENERAL DYNAMICS 1.875% 08/15/ 19,196 20,741
    BANK OF AMERICA 3.3% 01/11/202 20,202 21,204
    JPMORGAN CHASE & CO 3.2% 06/15 20,750 22,367
    OCCIDENTAL PETRO 4.1% 02/01/20    
    WAL-MART STORES 3.625% 07/08/2    
    PRAXAIR INC 2.2% 08/15/2022 9,869 10,251
    MERCK & CO 2.35% 02/10/2022    
    SUNTRUST BANKS 2.7% 01/27/2022 19,840 20,472
    AMAZON.COM INC 3.3% 12/05/2021 25,337 25,576
    FISERV INC 2.7% 06/01/2020    
    WASTE MGMT INC 2.9%09/15/2022 10,095 10,363
    VISA INC 2.8% 12/14/2022 15,210 15,696
    JPMORGAN CHASE & CO 2.75% 06/2    
    CINTAS CORP 2.0% 04/01/2022 20,129 20,586
    ORACLE CORP 2.5% 05/15/2022 10,050 10,267
    ABBOTT LABORATORIES 2.55% 03/1    
    DIAGEO INVST CORP 2.875% 05/11 19,902 20,681
    UNITEDHEALTH GROUP 3.35% 07/05 20,076 20,964
    ABODE INC 3.25% 02/01/2025 20,902 22,021
    DISNEY CO MID-TERM NOTE 2.35% 19,906 20,768
    EQUIFAX INC 2.3% 06/01/2021 20,000 20,112
    JPMORGAN CHASE & CO 2.75% 06/2    
    MICROSOFT CORP 2.7% 02/12/2025 20,003 21,727
    NVR INC 3.95% 09/15/2022 20,312 21,037

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    JOHN GRAHAM FOUNDATION
    EIN:
    91-6339306
    Name of Stock End of Year Book Value End of Year Fair Market Value
    COSTCO WHOLESALE CORP 426 7,159
    MICROSOFT CORP 1,872 20,018
    PEPSICO INC 1,173 3,708
    CHEVRON CORPORATION 6,287 6,249
    EXXON MOBIL CORP    
    JPMORGAN CHASE & CO 3,995 11,563
    JOHNSON & JOHNSON 2,163 5,823
    TRUIST FINANCIAL CORPORATION 2,422 3,451
    BOEING CO 2,053 3,211
    VERIZON COMMUNICATIONS 2,929 4,641
    AMAZON.COM INC 479 19,542
    APPLE INC 364 27,069
    MARSH & MCLENNAN COS 1,017 4,446
    AMERICAN TOWER CORP 697 4,265
    FIDELITY NATIONAL INFO SERVICE 1,245 7,214
    THERMO FISHER SCIENTIFIC INC 646 6,384
    HOME DEPOT INC 782 6,375
    PFIZER INC 1,621 3,276
    WASTE MANAGEMENT INC 2,936 3,420
    BERKSHIRE HATHAWAY CL B 2,181 6,260
    HONEYWELL INTL INC 1,085 4,254
    MARRIOTT INTERNATIONAL INC    
    NEXTERA ENERGY INC 1,683 8,949
    PROCTER & GAMBLE CO 5,675 8,070
    UNION PACIFIC CORP 1,649 7,288
    ALIBABA GROUP HOLDINGS - SP AD 1,886 3,491
    EOG RESOURCES INC 2,520 2,394
    MONDELEZ INTERNATIONAL INC 1,276 4,736
    VISA INC 1,454 11,155
    CARMAX INC    
    CISCO SYSTEMS INC 4,458 4,475
    DANAHER CORP 2,418 9,552
    DISNEY WALT CO 4,022 9,421
    FIRST REPUBLIC BANK 3,603 5,877
    COSTAR GROUP INC 2,488 5,546
    ECOLAB INC COM 516 6,491
    FACEBOOK INC 1,997 8,195
    LAM RESEARCH CORP 803 7,084
    WEC ENERGY GROUP INC 907 2,945
    VALERO ENERGY CORP 3,132 3,168
    MEDTRONIC PLC 5,201 7,848
    ALPHABET INC CL C    
    ALPHABET INC CL A 982 12,268
    AMGEN INC 2,155 3,449
    EQUINIX INC 3,092 4,999
    HEALTH EQUITY INC    
    PAYPAL HOLDINGS INC 852 10,071
    SCHLUMBERGER LTD    
    WAL-MART STORES INC 4,740 6,775
    APTIV PLC 2,730 4,560
    CONSTELLATION BRANDS INC 2,449 3,724
    PROLOGICS INC 3,419 7,475
    SALESFORCE COM INC 2,035 8,453
    BROADCOM INC    
    BANK OF AMERICA CORP 5,379 5,759
    D R HORTON INCORPORATED 3,239 3,032
    LILLY ELI & CO 1,997 4,390
    NETFLIX INC 2,213 7,570
    SHERWIN-WILLIAMS CO 2,375 4,409
    STRYKER CORP 2,333 4,411
    UNITEDHEALTH GROUP INC 3,014 6,663
    MORGAN STANLEY 5,124 8,703
    ABBOTT LABS 2,026 2,737
    ADOBE INC 2,661 5,001
    BOOKING HOLDINGS INC 974 4,455
    LAUDER ESTEE CO 2,177 4,525
    MCDONALDS CORP 3,054 4,077
    RAYTHEON TECHNOLOGIES CORP 3,642 3,218
    SERVICENOW INC 2,787 8,256
    COMCAST CORP 3,602 4,454
    DIGITAL REALTY TRUST INC 3,487 4,185
    PALO ALTO NETWORKS INC 2,671 4,265
    PROGRESSIVE CORP 2,700 3,659
    UNITED TECHNOLOGIES CORP    
    FORTIVE CORP 1,634 4,265
    BALL CORPORATION 1,951 2,143
    INTEL CORP 2,260 2,342
    L3HARRIS TECHNOLOGIES INC 4,182 3,591
    LINDE PLC 1,996 2,108
    NIKE INC CL B 1,873 2,688
    NVIDIA CORPORATION 2,710 5,744
    PPG INDUSTRIES INC 2,469 3,461
    VERISK ANALYSTICS INC 2,055 2,283
    ZOETIS INCORPORATED 2,543 3,145

    TY 2020 InvestmentsGovtObligationsSch
    Name:
    JOHN GRAHAM FOUNDATION
    EIN:
    91-6339306
    US Government Securities - End of Year Book Value:

    35,557
    US Government Securities - End of Year Fair Market Value:

    11,906
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2020 InvestmentsOtherSchedule2
    Name:
    JOHN GRAHAM FOUNDATION
    EIN:
    91-6339306
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ISHARES CORE S&P MIDCAP ETF AT COST 6,887 21,604
    ISHARES BARCLAYS 3-7 YR TREASU      
    VANGUARD EMERGING MARKETS ETF AT COST 9,086 17,338
    VANGUARD LARGE CAP ETF AT COST 19,064 28,997
    VANGUARD SMALL CAP INDEX ETF AT COST 15,160 27,839
    SCHWAB US TIPS ETF AT COST 10,733 11,236
    ISHARES MSCI PACIFIC EX-JAPAN      
    ISHARES MSCI EAFE INDEX ETF AT COST 33,153 49,102
    SPDR PORTFOLIO I/T CORP BOND E AT COST 26,781 28,257
    VANGUARD SHORT-TERM CORPORATE      
    ISHARES RUSSELL MIDCAP GROWTH AT COST 2,762 5,748
    ISHARES RUSSELL 2000 VALUE ETF AT COST 9,913 11,462
    ISHARES RUSSELL 2000 GROWTH ET AT COST 5,726 8,888
    ISHARES S&P SMALL CAP 600 GROW      
    ISHARES CORE S&P TOTAL      
    ISHARES 7-10 TR TREAS BOND ETF AT COST 8,618 9,716
    GOLDMAN SACHS ACTIVEBETA EMERG      
    ISHARES TR RUSSELL MIDCAP      
    JPMORGAN DIVERSIFIED RETURN IN      
    PIMCO ENHANCED SHORT MATURITY AT COST 12,550 12,551
    VANGUARD FTSE DEVELOPED MKTS I AT COST 16,980 21,953
    VANGUARD TOTAL INTL STOCK INDE AT COST 6,953 7,821
    INVESCO S&P 500 QUALITY ETF AT COST 5,350 6,443
    INVESCO TAXABLE MUNI BOND ETF AT COST 7,229 7,337
    ISHARES EXPONENTIAL TECHNOLOGI AT COST 5,479 7,155
    ISHARES RUSSELL MIDCAP ETF AT COST 4,037 5,278
    WISDOMTREE EMERGING MKTS EX-ST AT COST 5,853 6,546

    TY 2020 OtherAssetsSchedule
    Name:
    JOHN GRAHAM FOUNDATION
    EIN:
    91-6339306
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    INCOME REPORTED NOT YET RECEIV 126 1 1
    ROUNDING ADJUSTMENTS 6 3 4
    PURCHASED INTEREST CARRYOVER T 27 0 0


    TY 2020 OtherExpensesSchedule
    Name:
    JOHN GRAHAM FOUNDATION
    EIN:
    91-6339306
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT AGENCY FEES 3,600 3,240   360
    INVESTMENT MANAGEMENT FEES 9,691 9,691   0
    STATE REGISTRATION FEES 25 0   25


    TY 2020 TaxesSchedule
    Name:
    JOHN GRAHAM FOUNDATION
    EIN:
    91-6339306
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX PAID 169 169   0