Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
Ann M Duffer Family Foundation
 
% Foundation Source
Number and street (or P.O. box number if mail is not delivered to street address)Foundation Source 501 Silverside Rd
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Wilmington, DE198091377
A Employer identification number

83-2381733
B Telephone number (see instructions)

(800) 839-1754
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$11,750,151J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 2,008,732
2 Check bullet.............
3 Interest on savings and temporary cash investments 3,268 3,268  
4 Dividends and interest from securities... 289,293 289,293  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 7,790
b Gross sales price for all assets on line 6a 2,839,318
7 Capital gain net income (from Part IV, line 2)... 7,790
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 2,309,083 300,351  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0      
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 9,761 9,761    
17 Interest............... 23 23    
18 Taxes (attach schedule) (see instructions)... Click to see attachment 3,540 440    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 26,845 3   26,842
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 40,169 10,227   26,842
25 Contributions, gifts, grants paid....... 270,000 270,000
26 Total expenses and disbursements. Add lines 24 and 25 310,169 10,227   296,842
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 1,998,914
b Net investment income (if negative, enter -0-) 290,124
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 1,188,083 2,287,771 2,287,771
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet   1,186    
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 5,476,581 Click to see attachment6,340,938 7,115,462
c Investments—corporate bonds (attach schedule)....... 863,883 Click to see attachment1,106,792 1,163,016
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 1,097,956 Click to see attachment891,102 1,183,902
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 8,627,689 10,626,603 11,750,151
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds 8,627,689 10,626,603
29 Total net assets or fund balances (see instructions)..... 8,627,689 10,626,603
30 Total liabilities and net assets/fund balances (see instructions). 8,627,689 10,626,603
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
8,627,689
2
Enter amount from Part I, line 27a .....................
2
1,998,914
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
10,626,603
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
10,626,603
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a Publicly-traded Securities      
b BLACKSTONE REAL ESTATE INCOME TRUST P   2020-04-03
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 2,447,422   2,459,306 -11,884
b 391,896   372,222 19,674
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -11,884
b       19,674
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 7,790
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 4,033
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 4,033
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 4,033
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 9,060
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 9,060
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 5,027
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet4,100 RefundedBullet 11 927
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletDE
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletFoundation Source Telephone no.bullet (800) 839-1754

    Located atbullet501 Silverside Road Suite 123WilmingtonDE ZIP+4bullet198091377
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    Michael Duffer Dir, Pres, Sec, Treas
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
     
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    6,861,004
    b
    Average of monthly cash balances.......................
    1b
    955,904
    c
    Fair market value of all other assets (see instructions)................
    1c
    1,240,471
    d
    Total (add lines 1a, b, and c).........................
    1d
    9,057,379
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    9,057,379
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    135,861
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    8,921,518
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    446,076
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    446,076
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    4,033
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    4,033
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    442,043
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    442,043
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    442,043
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    296,842
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    296,842
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    296,842
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 442,043
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 280,239
    b Total for prior years:2018, 2017, 2016  
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017......  
    d From 2018......  
    e From 2019......  
    fTotal of lines 3a through e........  
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 296,842
    a Applied to 2019, but not more than line 2a 280,239
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2020 distributable amount..... 16,603
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		425,440
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018....  
    d Excess from 2019....  
    e Excess from 2020.... 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    Michael Duffer
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    BOYS AND GIRLS CLUB OF MIDDLE TENNESSEE INC
    1704 CHARLOTTE AVE STE 200
    NASHVILLE,TN37203     		N/A PC General & Unrestricted 25,000
    COLUMBIA COLLEGE FOUNDATION
    11600 COLUMBIA COLLEGE DR
    SONORA,CA95370     		N/A PC General & Unrestricted 25,000
    NAACP LEGAL DEFENSE AND EDUCATIONAL FUND INC
    40 RECTOR ST 5TH FL
    NEW YORK,NY10006     		N/A PC General & Unrestricted 20,000
    NASHVILLE RESCUE MISSION
    639 LAFAYETTE ST
    NASHVILLE,TN37203     		N/A PC General & Unrestricted 5,000
    SECOND HARVEST FOOD BANK OF MIDDLE TENNESSEE INC
    331 GREAT CIR RD
    NASHVILLE,TN37228     		N/A PC General & Unrestricted 20,000
    THE COMMUNITY FOUNDATION OF MIDDLE TENNESSEE INC
    3833 CLEGHORN AVE
    NASHVILLE,TN37215     		N/A PC Middle Tennessee Emergency Response Fund 100,000
    THE SEVENTH GENERATION FUND FOR INDIGENOUS PEOPLES
    PO BOX 4569
    ARCATA,CA95518     		N/A PC General & Unrestricted 20,000
    THISTLE FARMS INC
    5122 CHARLOTTE AVE
    NASHVILLE,TN37209     		N/A PC General & Unrestricted 5,000
    VANDERBILT UNIVERSITY MEDICAL CENTER
    3322 W END AVE STE 900
    NASHVILLE,TN37207     		N/A PC Dr. Blackwell's COPD Study 25,000
    VANDERBILT UNIVERSITY MEDICAL CENTER
    3322 W END AVE STE 900
    NASHVILLE,TN37207     		N/A PC Rheumatoid Arthritis Research FUND 25,000
    Total .................................bullet 3a 270,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 3,268  
    4 Dividends and interest from securities....     14 289,293  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 7,790  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   300,351  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    300,351
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    Ann M Duffer Family Foundation
     
    Employer identification number

    83-2381733
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    Ann M Duffer Family Foundation
          		Employer identification number
    83-2381733
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    Duffer Michael
    717 Lakeshore Pointe
     
    Old Hickory, TN37138

    		$ 2,008,732


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    Ann M Duffer Family Foundation
          		Employer identification number

    83-2381733
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 ZOETIS INC ZTS, 77 sh. $ 12,429 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 YASKAWA ELEC CORP YASKY, 44 sh. $ 4,279 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 ZALANDO SE ZLNDY, 38 sh. $ 2,072 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 UNICHARM CORP - SPN ADR UNICY, 662 sh. $ 6,335 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 UNITED PARCEL SERVICE UPS, 87 sh. $ 15,162 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 VERISK ANALYTICS, INC VRSK, 59 sh. $ 11,889 2020-12-23
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Name of organization
    Ann M Duffer Family Foundation
          		Employer identification number

    83-2381733
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 LONZA GROUP AG UNSP/ADR LZAGY, 150 sh. $ 9,328 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 AGILENT TECHNOLOGIES INC A, 32 sh. $ 3,778 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 APPLE INC AAPL, 2100 sh. $ 276,371 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 ABBOTT LABS ABT, 189 sh. $ 20,517 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 ACCENTURE PLC ACN, 59 sh. $ 15,318 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 ADOBE SYSTEMS, INC ADBE, 59 sh. $ 29,560 2020-12-23
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Name of organization
    Ann M Duffer Family Foundation
          		Employer identification number

    83-2381733
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 LENNAR CORP LEN, 59 sh. $ 4,681 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 LINDE PLC COM LIN, 54 sh. $ 13,842 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 LONDON STK EXCHANGE GROUP LNSTY, 191 sh. $ 5,836 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 LOWES COMPANIES INC LOW, 86 sh. $ 14,101 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 LAM RESEARCH CORP LRCX, 18 sh. $ 8,565 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 LVMH MOET HENN UNSP LVMUY, 172 sh. $ 20,759 2020-12-23
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Name of organization
    Ann M Duffer Family Foundation
          		Employer identification number

    83-2381733
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 INTUIT INTU, 32 sh. $ 12,170 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 IPG PHOTONICS CORP IPGP, 12 sh. $ 2,637 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 INTUITIVE SURGICAL ISRG, 14 sh. $ 11,447 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 JAMES HARDIE IND ADR JHX, 304 sh. $ 8,913 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 KEYSIGHT TECHNOLOGIES INC KEYS, 56 sh. $ 7,309 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 KLA TENCOR CORP KLAC, 16 sh. $ 4,089 2020-12-23
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Name of organization
    Ann M Duffer Family Foundation
          		Employer identification number

    83-2381733
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 GIVAUDAN SA UNSP/ADR GVDNY, 120 sh. $ 9,967 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 HONG KONG EX&CL UNSP/ADR HKXCY, 115 sh. $ 5,997 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 HOYA CORP SPONS ADR HOCPY, 75 sh. $ 10,235 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 HEXAGON HXGBY, 18 sh. $ 1,591 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 IBERDROLA ADR IBDRY, 215 sh. $ 12,074 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 IDEXX CORP IDXX, 20 sh. $ 9,948 2020-12-23
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Name of organization
    Ann M Duffer Family Foundation
          		Employer identification number

    83-2381733
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 FIDELITY NATIONAL INFORMATION SERVICES FIS, 48 sh. $ 6,469 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 FUJITSU LTD ADR OTC FJTSY, 301 sh. $ 8,318 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 FAST RETAILING CO LT FRCOY, 78 sh. $ 6,362 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 FORTESCUE METALS G ADR EA REPR 2 ORD SH FSUGY, 123 sh. $ 4,386 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 ALPHABET INC CL C GOOG, 32 sh. $ 55,568 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 ALPHABET INC CL A GOOGL, 28 sh. $ 48,514 2020-12-23
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Name of organization
    Ann M Duffer Family Foundation
          		Employer identification number

    83-2381733
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 ESTEE LAUDER COMPANIES INC EL, 35 sh. $ 9,078 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 ENEL SOCIETA PER AZI ENLAY, 1144 sh. $ 11,503 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 EPIROC AB EPOKY, 86 sh. $ 1,552 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 EQUINIX, INC EQIX, 12 sh. $ 8,534 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 FACEBOOK INC FB, 231 sh. $ 62,185 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 FORTUNE BRANDS HOME & SECURITY, INC FBHS, 89 sh. $ 7,768 2020-12-23
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Name of organization
    Ann M Duffer Family Foundation
          		Employer identification number

    83-2381733
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 DEUTSCHE POST AG DPSGY, 239 sh. $ 11,682 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 DSV UNSP ADR EACH REPR 0.5 ORD DSDVY, 103 sh. $ 8,580 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 DAIICHI SANKYO CO LTD SPONSORED ADR LEV DSNKY, 333 sh. $ 11,062 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 ELECTRONIC ARTS EA, 49 sh. $ 6,885 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 EBAY INC EBAY, 40 sh. $ 2,063 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 EQUIFAX INC EFX, 17 sh. $ 3,295 2020-12-23
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Name of organization
    Ann M Duffer Family Foundation
          		Employer identification number

    83-2381733
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 DEUTSCHE BANK AG DB, 119 sh. $ 1,291 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 DOLLAR GENERAL CORP DG, 40 sh. $ 8,487 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 D R HORTON DHI, 71 sh. $ 5,078 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 DANAHER CORP DHR, 87 sh. $ 19,374 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 WALT DISNEY HOLDINGS CO DIS, 192 sh. $ 33,432 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 DAIKIN INDS LTD ADR DKILY, 408 sh. $ 8,807 2020-12-23
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Name of organization
    Ann M Duffer Family Foundation
          		Employer identification number

    83-2381733
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 CHARTER COMMUNICATIONS, INC CHTR, 23 sh. $ 14,865 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 COLOPLAST AS ADR CLPBY, 572 sh. $ 8,646 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 CHIPOTLE MEX GRILL CMG, 3 sh. $ 4,262 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 COSTCO WHOLESALE CORPORATION COST, 42 sh. $ 15,175 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 SALESFORCE.COM CRM, 31 sh. $ 7,135 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 CSL LTD CSLLY, 65 sh. $ 7,140 2020-12-23
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Name of organization
    Ann M Duffer Family Foundation
          		Employer identification number

    83-2381733
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 ACTIVISION BLIZZARD INC ATVI, 112 sh. $ 10,040 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 BROADCOM INC AVGO, 47 sh. $ 20,235 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 AMERICAN WATER WORKS COMPANY INC AWK, 59 sh. $ 8,791 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 BLACKROCK INC BLK, 19 sh. $ 13,342 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 BRENNTAG AG UNSP ADR BNTGY, 97 sh. $ 1,516 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 COCA-COLA AMATIL LTD ADR CCLAY, 799 sh. $ 7,774 2020-12-23
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Name of organization
    Ann M Duffer Family Foundation
          		Employer identification number

    83-2381733
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 ADVANCED MICRO DEVICES INC AMD, 128 sh. $ 11,814 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 AMETEK INC AME, 77 sh. $ 9,123 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 AMAZON COM AMZN, 45 sh. $ 143,872 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 AIR PRODS & CHEM INC APD, 39 sh. $ 10,413 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 ASHTEAD GROUP PLC ASHTY, 9 sh. $ 1,703 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 ASML HOLDING NV NY REG SHS ASML, 51 sh. $ 24,342 2020-12-23
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Name of organization
    Ann M Duffer Family Foundation
          		Employer identification number

    83-2381733
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 QORVO INC QRVO, 30 sh. $ 5,012 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 FERRARI NV RACE, 7 sh. $ 1,589 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 REGENERON PHARMACEUTICALS INC REGN, 9 sh. $ 4,420 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 AUTODESK, INC ADSK, 32 sh. $ 9,716 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 ALIGN TECHNOLOGY, INC ALGN, 9 sh. $ 4,809 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 APPLIED MATERIALS INC AMAT, 123 sh. $ 10,483 2020-12-23
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Name of organization
    Ann M Duffer Family Foundation
          		Employer identification number

    83-2381733
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 ONO PHARMACEUTICAL ADR OPHLY, 181 sh. $ 1,871 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 FLUTTER ENTMT PLC ADR PDYPY, 47 sh. $ 4,866 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 PRYSMIAN SPA MILANO PRYMY, 88 sh. $ 1,507 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 PERSIMMON PLC ADR PSMMY, 17 sh. $ 1,316 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 PAYPAL HOLDINGS, INC PYPL, 124 sh. $ 29,920 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 QUALCOMM INC QCOM, 155 sh. $ 23,127 2020-12-23
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Name of organization
    Ann M Duffer Family Foundation
          		Employer identification number

    83-2381733
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 NINTENDO CO LTD ADR UNSPON NTDOY, 121 sh. $ 9,401 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 NESTE OYJ NTOIY, 90 sh. $ 3,186 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 NVIDIA CORP NVDA, 82 sh. $ 43,099 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 NOVO NORDISK A S NVO, 128 sh. $ 8,948 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 OLYMPUS CORP S/ADR OCPNY, 256 sh. $ 5,480 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 OMRON CORP S/ADR OMRNY, 124 sh. $ 10,960 2020-12-23
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Name of organization
    Ann M Duffer Family Foundation
          		Employer identification number

    83-2381733
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 NEWMONT GOLDCORP CORPORATION NEM, 110 sh. $ 6,593 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 NICE SYSTEMS LTD NICE, 9 sh. $ 2,511 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 NIDEC CORPORATION ADR NJDCY, 136 sh. $ 4,147 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 NIKE INC-CL B NKE, 143 sh. $ 20,399 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 NOMURA HOLDINGS ADR NMR, 1734 sh. $ 8,939 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 SERVICE NOW NOW, 26 sh. $ 14,491 2020-12-23
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Name of organization
    Ann M Duffer Family Foundation
          		Employer identification number

    83-2381733
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 MONSTER BEVERAGE CORP MNST, 77 sh. $ 6,841 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 MURATA MFG INC UNSP/ADR MRAAY, 324 sh. $ 6,947 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 MICROSOFT CORP MSFT, 923 sh. $ 205,072 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 MICRON TECHNOLOGY MU, 136 sh. $ 9,585 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 NITTO DENKO ADR NDEKY, 51 sh. $ 2,153 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 NEXTERA ENERGY, INC NEE, 236 sh. $ 17,686 2020-12-23
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Name of organization
    Ann M Duffer Family Foundation
          		Employer identification number

    83-2381733
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 TARGET CORPORATION TGT, 65 sh. $ 11,317 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 MASTERCARD INC MA, 99 sh. $ 32,880 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 MASCO CORP MAS, 122 sh. $ 6,904 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 MERCADOLIBRE, INC MELI, 8 sh. $ 13,610 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 MERCK KGAA SPON ADR EACH REPR MKKGY, 36 sh. $ 1,199 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 MAKITA CORP MKTAY, 97 sh. $ 4,873 2020-12-23
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Name of organization
    Ann M Duffer Family Foundation
          		Employer identification number

    83-2381733
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 SONY CORP ADR - OLD SNE, 163 sh. $ 15,923 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 S&P GLOBAL INC COM SPGI, 36 sh. $ 11,432 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 SYSMEX CORP UNSP ASDR SSMXY, 93 sh. $ 5,334 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 STMICROELECTRONICS STM, 153 sh. $ 5,656 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 SKYWORKS SOLUTIONS, INC SWKS, 23 sh. $ 3,469 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 SYMRISE AG UNSPONSORED SYIEY, 252 sh. $ 8,283 2020-12-23
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Name of organization
    Ann M Duffer Family Foundation
          		Employer identification number

    83-2381733
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 SCHNEIDER ELEC UNSP/ADR SBGSY, 461 sh. $ 13,136 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 SOFTBANK CP UNSP ADR SFTBY, 398 sh. $ 15,510 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 SHIN-ETSU CHEMICAL C SHECY, 219 sh. $ 9,191 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 SHERWIN-WILLIAMS CO SHW, 16 sh. $ 11,720 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 SMC CORPORATION SMCAY, 166 sh. $ 5,061 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 SHIMANO INC UNSP ADR EACH REPR 10 ORD SMNNY, 281 sh. $ 6,577 2020-12-23
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Name of organization
    Ann M Duffer Family Foundation
          		Employer identification number

    83-2381733
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 TAKE-TWO INTERACTIVE SOFTWARE TTWO, 14 sh. $ 2,824 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 TEXAS INSTRUMENTS INC TXN, 88 sh. $ 14,258 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 UMICORE SA UMICY, 230 sh. $ 2,700 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 RESMED INC RMD, 18 sh. $ 3,807 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 ROCKWELL AUTOMATION INC ROK, 29 sh. $ 7,234 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 RWE AKTIENGESELLSCHAF RWEOY, 82 sh. $ 3,386 2020-12-23
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Name of organization
    Ann M Duffer Family Foundation
          		Employer identification number

    83-2381733
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 VESTAS WIND SYS UNSP/ADR VWDRY, 91 sh. $ 6,942 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 THERMO FISHER SCIENTIFIC INC TMO, 58 sh. $ 26,904 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 T-MOBILE US INC TMUS, 26 sh. $ 3,430 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 TOKYO ELECTRON LTD TOELY, 170 sh. $ 15,003 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 TDK CORP TTDKY, 51 sh. $ 7,215 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 TECHTRONIC INDS SPD ADR TTNDY, 89 sh. $ 6,221 2020-12-23
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    Ann M Duffer Family Foundation
          		Employer identification number

    83-2381733
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2020 DepreciationSchedule
    Name:
    Ann M Duffer Family Foundation
    EIN:
    83-2381733
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    Ann M Duffer Family Foundation
    EIN:
    83-2381733
    Name of Bond End of Year Book Value End of Year Fair Market Value
    ABBVIE INC - 3.600% - 05/14/20 105,334 111,474
    ATT INC - 3.800% - 02/15/2027 107,289 115,093
    CAPITAL ONE FINANCIAL CO NOTE 104,110 109,461
    CIMAREX ENERGY CO - 3.900% - 0 102,490 110,214
    DOLLAR TREE INC - 4.200% - 05/ 107,703 119,016
    ENBRIDGE INC - 4.250% - 12/01/ 110,504 116,988
    EXPEDIA GROUP INC - 3.800% - 0 26,022 26,853
    FEDEX CORP - 3.250% - 04/01/20 104,796 111,719
    GM FINANCIAL - 4.000% - 01/15/ 26,575 27,518
    LEUCADIA NATL CORP - 5.500% - 109,418 110,119
    NYIDIA CORP - 2.200% - 09/16/2 100,840 101,217
    VERIZON COMMUNICATIONS - 2.450 101,711 103,344

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    Ann M Duffer Family Foundation
    EIN:
    83-2381733
    Name of Stock End of Year Book Value End of Year Fair Market Value
    AAM/BAHL & GAYNOR INCOME GROWT 52,546 53,981
    ABBOTT LABS 20,517 20,694
    ACCENTURE PLC 51,905 64,258
    ACTIVISION BLIZZARD INC 10,040 10,399
    ADOBE SYSTEMS, INC 29,560 29,507
    ADVANCE AUTO PARTS INC 14,232 16,381
    ADVANCED MICRO DEVICES INC 11,814 11,739
    AGILENT TECHNOLOGIES INC 3,778 3,792
    AIR PRODS & CHEM INC 10,413 10,656
    AKAMAI TECH COM STK 14,319 17,323
    ALEXANDRIA REAL ESTATE EQUITIE 7,576 9,089
    ALIGN TECHNOLOGY, INC 4,809 4,809
    ALPHABET INC CL A 48,514 49,074
    ALPHABET INC CL C 95,290 112,120
    AMAZON COM 209,053 263,811
    AMERICAN WATER WORKS COMPANY I 23,412 27,164
    AMETEK INC 9,123 9,312
    APPLE INC 306,636 354,547
    APPLIED MATERIALS INC 10,483 10,615
    ARISTA NETWORKS 10,571 13,947
    ASHTEAD GROUP PLC 1,703 1,706
    ASML HOLDING NV NY REG SHS 24,342 24,874
    AUTODESK, INC 9,716 9,771
    BARCLAYS BANK PLC CYN RTY SPX 200,000 200,800
    BLACKROCK INC 27,627 38,242
    BOOZ ALLEN HAMILTON HOLDING CO 11,647 13,774
    BRENNTAG AG UNSP ADR 1,516 1,529
    BROADCOM INC 20,235 20,579
    CARRIER GLOBAL 3,353 5,809
    CARTER'S INC 25,271 28,221
    CATERPILLAR INC 30,223 46,961
    CBOE HOLDINGS INC 16,445 12,757
    CENTENE CORP 11,038 14,047
    CHARTER COMMUNICATIONS, INC 14,865 15,216
    CHEVRON CORP 22,353 16,214
    CHIPOTLE MEX GRILL 4,262 4,160
    CHUBB LIMITED 19,761 19,548
    CITIGROUP GLOBAL MKTS AUTOCAL 250,000 254,750
    CITIGROUP INC 15,182 14,675
    COCA-COLA AMATIL LTD ADR 7,774 7,830
    COLOPLAST AS ADR 8,646 8,763
    COMCAST CORP 35,396 41,920
    COSTCO WHOLESALE CORPORATION 15,175 15,825
    CRANE CO 11,983 12,426
    CREDIT SUISSE AG MLN SPX 03/31 100,000 141,100
    CSL LTD 7,140 7,160
    D R HORTON 5,078 4,893
    DAIICHI SANKYO CO LTD SPONSORE 11,062 11,535
    DAIKIN INDS LTD ADR 8,807 9,111
    DANAHER CORP 19,374 19,326
    DEUTSCHE BANK AG 1,291 1,297
    DEUTSCHE POST AG 11,682 11,912
    DIAGEO PLC ADS 21,706 20,645
    DOLLAR GENERAL CORP 8,487 8,412
    DSV UNSP ADR EACH REPR 0.5 ORD 8,580 8,654
    EBAY INC 2,063 2,010
    ELECTRONIC ARTS 6,885 7,036
    ENEL SOCIETA PER AZI 11,503 11,612
    EPAM SYSTEMS INC 18,139 33,685
    EPIROC AB 1,552 1,563
    EQUIFAX INC 3,295 3,278
    EQUINIX, INC 8,534 8,570
    ESTEE LAUDER COMPANIES INC 9,078 9,317
    FACEBOOK INC 62,185 63,100
    FAST RETAILING CO LT 6,362 7,009
    FERRARI NV 1,589 1,607
    FIDELITY NATIONAL INFORMATION 6,469 6,790
    FLUTTER ENTMT PLC ADR 4,866 4,902
    FORTESCUE METALS G ADR EA REPR 4,386 4,433
    FORTINET INC 7,512 13,962
    FORTUNE BRANDS HOME & SECURITY 7,768 7,629
    FUJITSU LTD ADR OTC 8,318 8,720
    GIVAUDAN SA UNSP/ADR 9,967 10,183
    GS FINANCE CORP L/O INDUSTRY S 499,999 505,499
    HEXAGON 1,591 1,632
    HOME DEPOT INC 34,556 42,234
    HONG KONG EX&CL UNSP/ADR 5,997 6,295
    HOULIHAN LOKEY INC 9,332 14,454
    HOYA CORP SPONS ADR 10,235 10,409
    HUNTINGTON INGALLS INDUSTRIES 13,695 11,252
    IAC INTERACTIVE CORP 4,683 10,982
    IBERDROLA ADR 12,074 12,363
    IDEXX CORP 9,948 9,997
    INT'L FLAVORS & FRAGRANCES INC 9,472 9,360
    INTEL CORP 36,007 38,461
    INTUIT 12,170 12,155
    INTUITIVE SURGICAL 11,447 11,453
    IPG PHOTONICS CORP 2,637 2,685
    ISHARES CORE MSCI EAFE ETF 358,427 422,968
    ISHARES CORE MSCI EMERGING MAR 164,052 212,487
    ISHARES MSCI EMERGING MARKETS 45,503 58,955
    ISHARES TRUST MSCI EAFE INDEX 30,321 35,386
    JAMES HARDIE IND ADR 8,913 9,017
    JOHNSON & JOHNSON 32,413 38,873
    JP MORGAN CHASE 57,672 67,982
    JPMORGAN CHASE FINL CO LLC 0.0 250,000 238,000
    KANSAS CITY SOUTHERN 15,957 26,537
    KEYSIGHT TECHNOLOGIES INC 7,309 7,397
    KLA TENCOR CORP 4,089 4,143
    LABORATORY CORP AMER HLDGS 11,232 13,638
    LAM RESEARCH CORP 8,565 8,501
    LENNAR CORP 4,681 4,498
    LENNOX INTL INC 10,356 10,959
    LINDE PLC COM 28,903 35,310
    LOCKHEED MARTIN CORP 38,370 35,498
    LOGITECH INTERNATIONAL 11,691 28,865
    LONDON STK EXCHANGE GROUP 5,836 5,971
    LONZA GROUP AG UNSP/ADR 9,328 9,612
    LOWES COMPANIES INC 14,101 13,804
    LVMH MOET HENN UNSP 20,759 21,454
    MAKITA CORP 4,873 4,882
    MARSH AND MCLENNAN COMPANIES I 24,147 28,899
    MASCO CORP 6,904 6,701
    MASIMO CORPORATION 9,668 16,908
    MASTERCARD INC 32,880 35,337
    MATCH GROUP INC 9,995 18,899
    MCCORMICK & CO 11,984 14,149
    MCDONALD'S CORP 30,487 29,827
    MEDTRONIC PLC 38,256 41,350
    MERCADOLIBRE, INC 13,610 13,402
    MERCK KGAA SPON ADR EACH REPR 1,199 1,237
    MICRON TECHNOLOGY 9,585 10,224
    MICROSOFT CORP 269,113 308,497
    MONSTER BEVERAGE CORP 6,841 7,121
    MURATA MFG INC UNSP/ADR 6,947 7,342
    NESTE OYJ 3,186 3,287
    NEWMONT GOLDCORP CORPORATION 6,593 6,588
    NEXTERA ENERGY, INC 45,246 57,091
    NICE SYSTEMS LTD 2,511 2,552
    NIDEC CORPORATION ADR 4,147 4,311
    NIKE INC-CL B 20,399 20,230
    NINTENDO CO LTD ADR UNSPON 9,401 9,743
    NITTO DENKO ADR 2,153 2,284
    NOMURA HOLDINGS ADR 8,939 9,242
    NORTHERN TRUST CORPORATION 12,220 13,040
    NOVARTIS AG ADR 23,402 24,741
    NOVO NORDISK A S 8,948 8,941
    NVIDIA CORP 43,099 42,820
    OLLIES BARGAIN OUTLET HOLDINGS 9,477 9,894
    OLYMPUS CORP S/ADR 5,480 5,635
    OMRON CORP S/ADR 10,960 11,096
    ONO PHARMACEUTICAL ADR 1,871 1,806
    OWL ROCK CAPITAL ORD SHS 50,159 50,640
    PALO ALTO NETWORKS INC 7,200 12,794
    PAYPAL HOLDINGS, INC 29,920 29,041
    PERSIMMON PLC ADR 1,316 1,300
    PROCTER GAMBLE CO 25,436 29,637
    PRUDENTIAL FINCL INC 61,399 78,070
    PRYSMIAN SPA MILANO 1,507 1,563
    QORVO INC 5,012 4,988
    QUALCOMM INC 23,127 23,613
    RAYTHEON TECHNOLOGIES CORP 11,185 11,013
    REGENERON PHARMACEUTICALS INC 4,420 4,348
    REPUBLIC SVCS INC 16,526 17,816
    RESMED INC 3,807 3,826
    ROCKWELL AUTOMATION INC 19,894 28,342
    RWE AKTIENGESELLSCHAF 3,386 3,480
    S&P GLOBAL INC COM 11,432 11,834
    SALESFORCE.COM 37,449 52,962
    SCHNEIDER ELEC UNSP/ADR 13,136 13,346
    SERVICE NOW 14,491 14,311
    SHERWIN-WILLIAMS CO 11,720 11,759
    SHIMANO INC UNSP ADR EACH REPR 6,577 6,612
    SHIN-ETSU CHEMICAL C 9,191 9,632
    SKYWORKS SOLUTIONS, INC 3,469 3,516
    SMC CORPORATION 5,061 5,083
    SOFTBANK CP UNSP ADR 15,510 15,387
    SONY CORP ADR - OLD 15,923 16,479
    SPDR GOLD SHARES 20,876 26,219
    SS&C TECHNOLOGIES INC 10,656 16,951
    STMICROELECTRONICS 5,656 5,679
    SYMRISE AG UNSPONSORED 8,283 8,384
    SYSMEX CORP UNSP ASDR 5,334 5,594
    T-MOBILE US INC 3,430 3,506
    TAKE-TWO INTERACTIVE SOFTWARE 18,357 27,428
    TARGET CORPORATION 38,864 46,780
    TDK CORP 7,215 7,731
    TECHTRONIC INDS SPD ADR 6,221 6,351
    TEXAS INSTRUMENTS INC 40,917 49,567
    THE COCA-COLA CO 33,914 34,330
    THERMO FISHER SCIENTIFIC INC 26,904 27,015
    TOKYO ELECTRON LTD 15,003 15,910
    TRUIST FINANCIAL CORPORATION 18,834 19,364
    UBER 22,985 36,312
    UMICORE SA 2,700 2,737
    UNICHARM CORP - SPN ADR 6,335 6,349
    UNION PACIFIC 18,694 23,112
    UNITED PARCEL SERVICE 15,162 14,651
    V F CORP 14,141 15,118
    VANGUARD DIVIDEND APPRECIATION 275,891 312,267
    VANGUARD MID-CAP ETF 173,944 202,428
    VANGUARD SM-CAP ETF 169,768 199,936
    VERISK ANALYTICS, INC 11,889 12,248
    VESTAS WIND SYS UNSP/ADR 6,942 7,119
    VICTORYSHARES US 500 VOLATILIT 277,934 306,716
    WALT DISNEY HOLDINGS CO 33,432 34,787
    YASKAWA ELEC CORP 4,279 4,410
    ZALANDO SE 2,072 2,099
    ZOETIS INC 12,429 12,744

    TY 2020 InvestmentsOtherSchedule2
    Name:
    Ann M Duffer Family Foundation
    EIN:
    83-2381733
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    BLACKSTONE STRATEGIC PTNRS VII   358,133 559,378
    NB CROSSROADS PRIVATE MARKETS   172,500 189,715
    PARTNERS GROUP PRIVATE EQUITY   360,469 434,809

    TY 2020 OtherExpensesSchedule
    Name:
    Ann M Duffer Family Foundation
    EIN:
    83-2381733
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Administrative Fees 26,792     26,792
    Bank Charges 3 3    
    Postage/Delivery Service 25     25
    State or Local Filing Fees 25     25


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    Ann M Duffer Family Foundation
    EIN:
    83-2381733
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Investment Management Services 9,761 9,761    


    TY 2020 TaxesSchedule
    Name:
    Ann M Duffer Family Foundation
    EIN:
    83-2381733
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    990-PF Estimated Tax for 2020 3,100      
    Foreign Tax Paid 440 440