| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING FEES | 16,350 | 8,175 | 4,088 |
| Identifier | Return Reference | Explanation |
|---|---|---|
| FORM 990-PF, PART VII-B, LINES 1A(3) AND 1B | PART VII-B, LINE 1A(3) HAS BEEN ANSWERED "YES" BECAUSE HERBERT SIMON IS A SUBSTANTIAL CONTRIBUTOR TO THIS FOUNDATION AND THEREFORE IS CONSIDERED A DISQUALIFIED PERSON. HE PROVIDES "SERVICE" TO ANGELS WINGS FOUNDATION INTERNATIONAL, INC. BY KEEPING ITS BOOKS AND SERVING ON ITS BOARD. LINE 1B IS ANSWERED "NO" BECAUSE THESE ARE VOLUNTARY, UNCOMPENSATED SERVICES, ACTS EXCEPTED BY THE REGULATIONS UNDER SECTION 4941. |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| CITIGROUP INC. | 12,226 | 12,133 |
| CVS CAREMARK | 25,084 | 24,928 |
| ENTERPRISE PRODU 3.75% DUE 2/15/25 | 13,385 | 13,429 |
| GENERAL ELECTRIC 4.65% DUE 10/17/21 | 23,076 | 22,744 |
| GILEAD SCIENCES 3.5% DUE 2/1/25 | 12,321 | 12,152 |
| JPMORGAN CHASE - 46625HJX9 | 13,317 | 13,260 |
| MONDELEZ INTL 4% DUE 2/1/24 | 12,157 | 12,028 |
| PIMCO HIGH YIELD FUND (PHIYX) | 103,305 | 107,436 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| ALIBABA GROUP | 149,024 | 186,184 |
| AMAZON | 145,738 | 325,693 |
| BROADMARK REALTY CAP INC | 500,000 | 520,027 |
| CATERPILLAR INC. | 54,943 | 154,717 |
| CISCO SYSTEMS, INC. | 133,900 | 232,700 |
| CVS HEALTH CORP | 171,303 | 182,498 |
| INTERNATIONAL PAPER | 174,918 | 222,497 |
| NEWMONT GOLDCORP CORP | 48,739 | 83,846 |
| NOVAGOLD RES INC | 104,061 | 232,471 |
| PFIZER INC | 113,190 | 143,559 |
| PROCTOR & GAMBLE | 78,040 | 166,968 |
| 1/100 BERKSHIRE HATHAWAY | 615,990 | 695,630 |
| ARK INNOVATION ETF | 99,550 | 112,663 |
| SPDR GOLD SHARES ETF | 120,415 | 178,360 |
| VANECK VECTORS GOLD ETF (GDX) | 198,608 | 316,976 |
| VANECK VECTORS JUNIOR ETF (GDXJ) | 98,992 | 168,144 |
| CALAMOS MARKET NEUTRAL | 556,574 | 584,790 |
| COHEN & STEERS INST (CSRIX) | 150,015 | 154,393 |
| COHEN & STEERS PREFERRED (CPXIX) | 134,020 | 126,251 |
| PARAMETRIC (EIEMX) | 128,572 | 153,230 |
| VANGUARD 500 INDEX (VFIAX) | 128,855 | 260,889 |
| VANGUARD MID CAP INDEX (VIMAX) | 151,774 | 249,373 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| EQUINOX CONSERVATIVE FUND | FMV | 641,291 | 579,918 |
| GREENBACKER RENEWABLE ENERGY | FMV | 398,731 | 511,918 |
| KAYNE ANDERSON REAL ESTATE DEBT II | FMV | 345,016 | 365,932 |
| KAYNE ANDERSON RENEWABLE INFRASTRUCTURE | FMV | 450,246 | 693,626 |
| KAYNE LIQUID CREDIT FUND | FMV | 325,670 | 429,222 |
| KAYNE RENEWABLE OPPS PARTNERS | FMV | 64,226 | 73,733 |
| STRUCTURAL CAPITAL INVESTORS II | FMV | 201,358 | 322,414 |
| STRUCTURAL CAPITAL INVESTMENTS III | FMV | 99,845 | 95,231 |
| SUNDANCE DEBT PARTNERS | FMV | 536,986 | 533,523 |
| GOLUB CAPITAL PARTNERS INTERNATIONAL 11, LP | FMV | 1,010,076 | 891,739 |
| GOLUB CAPITAL PARTNERS INTERNATIONAL 12, LP | FMV | 255,424 | 255,788 |
| KAYNE SENIOR CREDIT III OFFSHORE FUND, LP | FMV | 925,498 | 664,673 |
| Description | Amount |
|---|---|
| COST BASIS ADJUSTMENTS | 68,386 |
| FOREIGN CURRENCY ADJUSTMENT | 2,160 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| OFFICE EXPENSES | 4,884 | 0 | 0 | |
| WEBSITE EXPENSE | 471 | 0 | 0 | |
| AWARDS CEREMONY EXPENSE | 10,556 | 0 | 5,278 | |
| FROM K-1S: MISC AND NDES | 13,911 | 13,911 | 0 | |
| PASSTHROUGH LOSSES | 32,817 | 0 | 0 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| FROM K-1: EQUINOX CONSERVATIVE FUND | 1,351 | 1,351 | 1,351 |
| FROM K-1: EQUINOX CONSERVATIVE FUND - UBIT | 4,931 | 1,364 | 4,931 |
| FROM K-1: KARIP | -1,276 | 0 | -1,276 |
| FROM K-1: KLCF | 34 | 34 | 34 |
| FROM K-1: KROPTE | 4 | 4 | 4 |
| FROM K-1: SCI II | 13,915 | 13,915 | 13,915 |
| FROM K-1: SCI III | -79 | 0 | -79 |
| FROM K-1: SUNDANCE DEBT PARTNERS | 182 | 0 | 182 |
| FROM K_1: SCI III | -76 | 0 | -76 |
| REFUNDED SCHOLARSHIP | 16,667 | 16,667 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| BROKERAGE ADVISORY FEES | 75,062 | 73,870 | 0 | |
| CONSULTING FEES | 28,600 | 0 | 14,300 | |
| PUBLIC RELATIONS | 0 | 0 | 0 | |
| FROM K-1S: INVESTMENT FEES | 50,914 | 50,914 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAX PAID | 1,598 | 1,598 | 0 | |
| PAYROLL TAX PAID | 20,646 | 0 | 20,646 | |
| FEDERAL TAX PAID | 5,528 | 0 | 0 | |
| IN STATE TAX PAID | 572 | 0 | 0 |