Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
ROBERT STERLING CLARK FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)135 EAST 64TH STREET
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10065
A Employer identification number

13-1957792
B Telephone number (see instructions)

(212) 288-8900
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ...
bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$99,785,761
J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 6,798 6,798  
4 Dividends and interest from securities... 1,261,870 1,600,312  
5a Gross rents............ 16,710 16,710  
b Net rental income or (loss) 16,710
6a Net gain or (loss) from sale of assets not on line 10 213,653
b Gross sales price for all assets on line 6a 18,511,386
7 Capital gain net income (from Part IV, line 2)... 0
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... -674,754 18,981 0
12 Total. Add lines 1 through 11........ 824,277 1,642,801 0
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 283,500 14,175 0 269,325
14 Other employee salaries and wages...... 525,978 26,299 0 499,679
15 Pension plans, employee benefits....... 406,309 20,315 0 385,994
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... 102,117 30,635 0 71,482
c Other professional fees (attach schedule).... 463,199 402,406 0 60,793
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... 10,250 0 0 0
19 Depreciation (attach schedule) and depletion... 51,857 0 0
20 Occupancy.............. 129,666 12,967 0 116,699
21 Travel, conferences, and meetings....... 6,683 0 0 6,683
22 Printing and publications..........        
23 Other expenses (attach schedule)....... 758,795 256,447 0 754,970
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 2,738,354 763,244 0 2,165,625
25 Contributions, gifts, grants paid....... 4,166,907 4,166,907
26 Total expenses and disbursements. Add lines 24 and 25 6,905,261 763,244 0 6,332,532
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -6,080,984
b Net investment income (if negative, enter -0-) 879,557
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 1,873,532 1,024,408 1,024,408
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 76,453,410 Click to see attachment71,257,067 98,333,782
14 Land, buildings, and equipment: basis bullet1,294,309
Less: accumulated depreciation (attach schedule) bullet866,738 463,088 427,571 427,571
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 78,790,030 72,709,046 99,785,761
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 78,790,030 72,709,046
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 78,790,030 72,709,046
30 Total liabilities and net assets/fund balances (see instructions). 78,790,030 72,709,046
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
78,790,030
2
Enter amount from Part I, line 27a .....................
2
-6,080,984
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
72,709,046
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
72,709,046
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES      
b CAPITAL INTERNATIONAL PRIVATE EQUITY FUND P    
c POLUNIN DEVELOPING COUNTRIES FUND P    
d THE KILTEARN GLOBAL EQUITY FUND P    
e THE CHAMPLAIN SMALL CAP FUND P    
DAVIDSON KEMPNER INSTITUTIONAL PARTNERS LP P    
THE VARDE FUND XIII (B) (FEEDER) L.P. P    
THE COLCHESTER GLOBAL BOND FUND P    
SEAPORT GLOBAL PROPERTY SECURITIES FUND P    
AG REALTY P    
NEWBURY EQUITY PARTNERS P    
LESS: REALIZED GAIN ATTRIBUTABLE TO UBI P    
DAVIDSON KEMPNER LONG-TERM DISTRESSED P    
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a 18,511,386   18,297,733 213,653
b       -160
c       190,083
d       -866,057
e       194,081
      69,146
      107,409
      -1,240
      -275,935
      38,337
      7,761
      -49,039
      -199,802
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a       213,653
b       -160
c       190,083
d       -866,057
e       194,081
      69,146
      107,409
      -1,240
      -275,935
      38,337
      7,761
      -49,039
      -199,802
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 -571,763
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ...................
Bracket 3 -571,763
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved
(b)
Reserved
(c)
Reserved
(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 12,226
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 12,226
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 12,226
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 74,719
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 74,719
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 62,493
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet62,493 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.RSCLARK.ORG
    14
    The books are in care ofbulletPHILIP LI Telephone no.bullet (212) 288-8900

    Located atbullet135 EAST 64TH STREETNEW YORKNY ZIP+4bullet10065
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JAMES ALLEN SMITH CHAIRMAN
    1.00
    0 0 0
    135 EAST 64TH STREET
    NEW YORK,NY10065
    JULIE C MURACO TREASURER
    1.00
    0 0 0
    135 EAST 64TH STREET
    NEW YORK,NY10065
    PAUL R DOLAN SECRETARY
    1.00
    0 0 0
    135 EAST 64TH STREET
    NEW YORK,NY10065
    VINCENT MCGEE TRUSTEE
    1.00
    0 0 0
    135 EAST 64TH STREET
    NEW YORK,NY10065
    JOHN HOYT STOOKEY TRUSTEE
    1.00
    0 0 0
    135 EAST 64TH STREET
    NEW YORK,NY10065
    PHILIP LI PRESIDENT & CEO
    55.00
    283,500 0 0
    135 EAST 64TH STREET
    NEW YORK,NY10065
    DAISY AUGER-DOMINGUEZ TRUSTEE
    1.00
    0 0 0
    135 EAST 64TH STREET
    NEW YORK,NY10065
    DIAHANN BILLINGS-BURFORD TRUSTEE
    1.00
    0 0 0
    135 EAST 64TH STREET
    NEW YORK,NY10065
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
    LISA COWAN VICE PRESIDENT
    40.00
    171,306 0 0
    135 EAST 64TH STREET
    NEW YORK,NY10065
    ALICIA SYLVIA EXECUTIVE DIRECTOR
    40.00
    99,000 0 0
    135 EAST 64TH STREET
    NEW YORK,NY10065
    BROOKE RICHIE-BABBAGE NETWORK DIRECTOR
    40.00
    90,250 0 0
    135 EAST 64TH STREET
    NEW YORK,NY10065
    DAISY MARTINEZ OPERATIONS MANAGER
    40.00
    83,500 0 0
    135 EAST 64TH STREET
    NEW YORK,NY10065
    TRISHA TCHUME NETWORK ORGANIZER
    40.00
    63,500 0 0
    135 EAST 64TH STREET
    NEW YORK,NY10065
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    PRIME BUCHHOLZ & ASSOCIATES INC INVESTMENT ADVISOR 105,117
    273 CORPORATE DRIVE
    PORTSMOUTH,NH03801
    ARLENE RODRIGUEZ NETWORK CONSULTANT 75,100
    3612 SURRY TRAIL
    HILLSBOROUGH,NC27278
    JANICE YOOJIN Y LEE PROGRAM CONSULTANT 60,000
    329 HARVARD ST APT 8
    CAMBRIDGE,MA02139
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    58,266,970
    b
    Average of monthly cash balances.......................
    1b
    2,153,020
    c
    Fair market value of all other assets (see instructions)................
    1c
    26,372,718
    d
    Total (add lines 1a, b, and c).........................
    1d
    86,792,708
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    86,792,708
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    1,301,891
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    85,490,817
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    4,274,541
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    4,274,541
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    12,226
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
    3,098
    c
    Add lines 2a and 2b............................
    2c
    15,324
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    4,259,217
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    4,259,217
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    4,259,217
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    6,332,532
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    16,340
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    6,348,872
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    6,348,872
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2019
    (c)
    2019
    (d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 4,259,217
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 46,178
    b From 2016......  
    c From 2017......  
    d From 2018......  
    e From 2019...... 239,734
    fTotal of lines 3a through e........ 285,912
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 6,348,872
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....
    0
    c Treated as distributions out of corpus (Election
    required—see instructions)........
    0
    d Applied to 2020 distributable amount..... 4,259,217
    e Remaining amount distributed out of corpus 2,089,655
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 2,375,567
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........
    0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
    0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
    0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
    0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........
    0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......
    0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...
    46,178
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......
    2,329,389
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018....  
    d Excess from 2019.... 239,734
    e Excess from 2020.... 2,089,655
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...
             
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    PHILIP LI
    135 EAST 64TH STREET
    NEW YORK,NY10065
    (212) 288-8900
    PLI@RSCLARK.ORG
    bThe form in which applications should be submitted and information and materials they should include:
    APPLY ONLINE AT: WWW.RSCLARK.ORG/APPLY/
    cAny submission deadlines:
    THE FOUNDATION RECEIVES AND REVIEW PROPOSALS YEAR ROUND
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    ONLINE AT: WWW.RSCLARK.ORG/APPLY/
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    LOCAL PROGRESS
    449 TROUTMAN ST STE A
    NEW YORK,NY11237
    NONE NC GENERAL SUPPORT 55,000
    LOCAL PROGRESS
    449 TROUTMAN ST STE A
    NEW YORK,NY11237
    NONE NC GENERAL SUPPORT 20,000
    PUBLIC POLICY AND EDUCATION FUND (ALLIANCE FOR QUALITY EDUCATION)
    52 BROADWAY
    NEW YORK,NY10004
    NONE NC GENERAL SUPPORT 20,000
    HOSTOS FOUNDATION
    500 GRAND CONCOURSE
    BRONX,NY10451
    NONE NC GENERAL SUPPORT 20,000
    CENTER FOR POPULAR DEMOCRACY (LOCAL PROGRESS)
    449 TROUTMAN ST STE A
    BROOKLYN,NY11238
    NONE NC GENERAL SUPPORT 20,000
    CENTER FOR JUSTICE (TRUSTEES OF COLUMBIA UNIVERSITY)
    1255 AMSTERDAM AVENUE
    NEW YORK,NY10027
    NONE NC GENERAL SUPPORT 55,000
    CENTER FOR JUSTICE (TRUSTEES OF COLUMBIA UNIVERSITY)
    1255 AMSTERDAM AVENUE
    NEW YORK,NY10027
    NONE NC GENERAL SUPPORT 20,000
    CENTER FOR BRONX NONPROFITS (HOSTOS FOUNDATION)
    500 GRAND CONCOURSE
    BRONX,NY10451
    NONE NC GENERAL SUPPORT 40,000
    BRONX COMMUNITY DEVELOPMENT INC
    2431 MORRIS AVENUE
    BRONX,NY10468
    NONE NC GENERAL SUPPORT 20,000
    ASIAN BOSS LADIES
    326 STATE ST 1B
    BROOKLYN,NY11201
    NONE NC GENERAL SUPPORT 20,000
    COOP
    1460 BROADWAY
    NEW YORK,NY10036
    NONE NC GENERAL SUPPORT 55,000
    FIERCE (FOR UNIVERSAL PARTNERSHIP)
    2427 MORRIS AVENUE
    BRONX,NY10468
    NONE NC GENERAL SUPPORT 20,000
    FIERCE (FOR UNIVERSAL PARTNERSHIP)
    2427 MORRIS AVENUE
    BRONX,NY10468
    NONE NC GENERAL SUPPORT 40,000
    ADVOCACY INSTITUTE (TIDES CENTER)
    420 MONTGOMERY STREET
    SAN FRANCISCO,CA94104
    NONE PC GENERAL SUPPORT 75,000
    NON PROFIT NEW YORK
    320 EAST 43RD STREET
    NEW YORK,NY10017
    NONE PC GENERAL SUPPORT 50,000
    NEW YORK IMMIGRATION COALITION
    131 WEST 33RD STREET SUITE 610
    NEW YORK,NY10001
    NONE PC GENERAL SUPPORT 20,000
    LUTHERAN SOCIAL SERVICES OF NEW YORK
    475 RIVERSIDE DRIVE SUITE 1244
    NEW YORK,NY10115
    NONE PC GENERAL SUPPORT 55,000
    LITERACY ASSISTANCE CENTER
    475 RIVERSIDE STE 1244
    NEW YORK,NY10115
    NONE PC GENERAL SUPPORT 20,000
    LET US BREATHE FUND (NORTH STAR FUND)
    520 EIGHTH AVENUE SUITE 1800
    NEW YORK,NY10018
    NONE PC GENERAL SUPPORT 100,000
    LEADERSHIP LEARNING COMMUNITY (COMMUNITY INITIATIVES)
    1000 BROADWAY SUITE 700
    OAKLAND,CA94607
    NONE PC GENERAL SUPPORT 20,000
    LEADERSHIP LEARNING COMMUNITY (COMMUNITY INITIATIVES)
    1000 BROADWAY SUITE 700
    OAKLAND,CA94607
    NONE PC GENERAL SUPPORT 4,657
    LEADERSHIP LEARNING COMMUNITY (COMMUNITY INITIATIVES)
    1000 BROADWAY SUITE 700
    OAKLAND,CA94607
    NONE PC GENERAL SUPPORT 55,000
    LAWYERS ALLIANCE FOR NEW YORK
    171 MADISON AVENUE 9TH FLOOR
    NEW YORK,NY10016
    NONE PC GENERAL SUPPORT 20,000
    LAUNDROMAT PROJECT
    127 WEST 127TH STREET SUITE 434
    NEW YORK,NY10027
    NONE PC GENERAL SUPPORT 82,500
    JUST LEADERSHIP USA
    1900 LEXINGTON AVENUE
    NEW YORK,NY10035
    NONE PC GENERAL SUPPORT 20,000
    INSTITUTE FOR STATE & LOCAL GOVERNANCE (RESEARCH FOUNDATION OF CITY UNIVERS
    220 WEST 41ST STREET 7
    NEW YORK,NY10036
    NONE PC GENERAL SUPPORT 82,500
    IN OUR BACKYARDS
    540 PRESIDENT STREET
    BROOKLYN,NY11215
    NONE PC GENERAL SUPPORT 20,000
    THE ELECTORAL JUSTICE VOTER FUND (TIDES FOUNDATION)
    PO BOX 29198
    SAN FRANCISCO,CA94129
    NONE PC GENERAL SUPPORT 55,000
    THE ELECTORAL JUSTICE VOTER FUND (TIDES FOUNDATION)
    PO BOX 29198
    SAN FRANCISCO,CA94129
    NONE PC GENERAL SUPPORT 20,000
    THE CENTER FOR ANTI VIOLENCE EDUCATION
    327 7TH STREET 2ND FLOOR
    BROOKLYN,NY11215
    NONE PC GENERAL SUPPORT 5,000
    SOCIAL TRANSFORMATION PROJECT (NEO PHILANTHROPY)
    308 PASEO DE LA PLAYA UNIT 6
    REDONDO BEACH,CA90277
    NONE PC GENERAL SUPPORT 55,000
    SOCIAL TRANSFORMATION PROJECT (NEO PHILANTHROPY)
    308 PASEO DE LA PLAYA UNIT 6
    REDONDO BEACH,CA90277
    NONE PC GENERAL SUPPORT 20,000
    SOCIAL AND ENVIRONMENTAL ENTREPRENEURS (TRUST-BASED PHILANTHROPY PROJECT)
    23532 CALABASAS ROAD SUITE A
    CALABASAS,CA91302
    NONE PC GENERAL SUPPORT 50,000
    RESEARCH FOUNDATION OF CUNY
    230 WEST 41ST STREET
    NEW YORK,NY10036
    NONE PC GENERAL SUPPORT 20,000
    INSTITUTE FOR NONPROFIT PRACTICE
    89 SOUTH STREET SUITE LL02
    BOSTON,MA02111
    NONE PC GENERAL SUPPORT 55,000
    BUILDING MOVEMENT PROJECT (TSNE)
    89 SOUTH STREET SUITE 700
    BOSTON,MA02111
    NONE PC GENERAL SUPPORT 82,500
    BUILDING MOVEMENT PROJECT (TSNE)
    89 SOUTH STREET SUITE 700
    BOSTON,MA02111
    NONE PC GENERAL SUPPORT 15,000
    BLACK WOMENS BLUEPRINT INC
    270 EMPIRE BOULEVARD
    BROOKLYN,NY11225
    NONE PC GENERAL SUPPORT 2,500
    BLACK PUBLIC DEFENDER ASSOCIATION
    1901 PENNSYLVANIA AVENUE NW
    WASHINGTON,DC20006
    NONE PC GENERAL SUPPORT 5,000
    CONCORD BAPTIST CHURCH OF CHRIST
    100-10 ASTORIA BLVD
    ELMHURST,NY11369
    NONE PC GENERAL SUPPORT 5,000
    COOPERATE INC
    140 ST JAMES PLACE SUITE 1
    NEW YORK,NY11238
    NONE PC GENERAL SUPPORT 20,000
    FUND THE PEOPLE (COMMUNITY PARTNERS)
    1000 N ALAMEDA ST SUITE 240
    LOS ANGELES,CA90012
    NONE PC GENERAL SUPPORT 20,000
    FUND THE PEOPLE (COMMUNITY PARTNERS)
    1000 N ALAMEDA ST SUITE 240
    LOS ANGELES,CA90012
    NONE PC GENERAL SUPPORT 20,000
    EDUCATION PIONEERS
    155 WATER STREET
    BROOKLYN,NY11201
    NONE PC GENERAL SUPPORT 20,000
    DEGREES OF CHANGE
    PO BOX 1573
    TACOMA,WA98401
    NONE PC GENERAL SUPPORT 20,000
    PARTNERSHIP FOR AFTER SCHOOL EDUCATION
    120 BROADWAY SUITE 230
    NEW YORK,NY10271
    NONE PC GENERAL SUPPORT 55,000
    NY STATE CENSUS EQUITY PROJECT (NEW YORK COMMUNITY TRUST)
    909 THIRD AVE
    NEW YORK,NY10022
    NONE PC GENERAL SUPPORT 40,000
    NORTH STAR FUND
    520 EIGHTH AVENUE SUITE 1800
    NEW YORK,NY10018
    NONE PC GENERAL SUPPORT 20,000
    NORTH STAR FUND
    520 EIGHTH AVENUE SUITE 1800
    NEW YORK,NY10018
    NONE PC GENERAL SUPPORT 82,500
    NEXT 100 (THE CENTURY FOUNDATION)
    25 BROADWAY
    NEW YORK,NY10004
    NONE PC GENERAL SUPPORT 20,000
    NEW YORK IMMIGRATION COALITION
    131 WEST 33RD STREET SUITE 610
    NEW YORK,NY10001
    NONE PC GENERAL SUPPORT 82,500
    NEW YORK CAPACITY BUILDING COLLABORATIVE (NEW YORK FOUNDATION)
    150 WEST 30TH ST
    NEW YORK,NY10001
    NONE PC GENERAL SUPPORT 15,000
    NEW AMERICAN LEADERS
    530 7TH AVENUE FLOOR M1
    NEW YORK,NY10018
    NONE PC GENERAL SUPPORT 55,000
    NEW AMERICAN LEADERS
    530 7TH AVENUE FLOOR M1
    NEW YORK,NY10018
    NONE PC GENERAL SUPPORT 20,000
    NATIONAL DOMESTIC WORKERS ALLIANCE
    45 BROADWAY 320
    NEW YORK,NY10006
    NONE PC GENERAL SUPPORT 55,000
    PARTNERSHIP FOR AFTER SCHOOL EDUCATION
    120 BROADWAY SUITE 230
    NEW YORK,NY10271
    NONE PC GENERAL SUPPORT 20,000
    JUST LEADERSHIP USA
    1900 LEXINGTON AVENUE
    NEW YORK,NY10035
    NONE PC GENERAL SUPPORT 82,500
    VOTER MOVEMENT PROJECT (TIDES CENTER)
    PO BOX 749
    NORTHAMPTON,MA01061
    NONE PC GENERAL SUPPORT 100,000
    PHILANTHROPY NEW YORK
    320 EAST 43RD STREET
    NEW YORK,NY10017
    NONE PC GENERAL SUPPORT 20,000
    PHILANTHROPY NEW YORK
    320 EAST 43RD STREET
    NEW YORK,NY10017
    NONE PC GENERAL SUPPORT 7,250
    UPSTART BAY AREA
    1111 BROADWAY 3RD FLOOR
    OAKLAND,CA94607
    NONE PC GENERAL SUPPORT 10,000
    UNITED PHILANTHROPY
    1020 19TH ST NW SUITE 360
    NEW YORK,NY20036
    NONE PC GENERAL SUPPORT 10,000
    UNITED NEIGHBORHOOD HOUSES OF NEW YORK
    45 BROADWAY SUITE 2210
    NEW YORK,NY10006
    NONE PC GENERAL SUPPORT 20,000
    UNITED NEIGHBORHOOD HOUSES
    45 BROADWAY SUITE 2210
    NEW YORK,NY10006
    NONE PC GENERAL SUPPORT 55,000
    THIRD SECTOR NEW ENGLAND
    89 SOUTH STREET SUITE 700
    BOSTON,MA02111
    NONE PC GENERAL SUPPORT 5,000
    THE NEW YORK WOMEN'S FOUNDATION
    39 BROADWAY 23
    NEW YORK,NY10006
    NONE PC GENERAL SUPPORT 82,500
    THE NEW YORK WOMEN'S FOUNDATION
    39 BROADWAY 23
    NEW YORK,NY10006
    NONE PC GENERAL SUPPORT 20,000
    THE MOVEMENT FOR BLACK LIVES (ALLIANCE FOR GLOBAL JUSTICE)
    225 E 26TH SUITE 1
    TUCSON,AZ85713
    NONE PC GENERAL SUPPORT 100,000
    THE INTERFAITH CENTER
    476 RIVERSIDE STE 540
    NEW YORK,NY10015
    NONE PC GENERAL SUPPORT 20,000
    THE INTERFAITH CENTER
    475 RIVERSIDE STE 540
    NEW YORK,NY10015
    NONE PC GENERAL SUPPORT 82,500
    PHILANTHROPY NEW YORK
    320 EAST 43RD STREET
    NEW YORK,NY10017
    NONE PC GENERAL SUPPORT 55,000
    RVC (FORMALLY RAINIER VALLEY CORPS)
    3715 S HUDSON STREET UNIT 102
    SEATTLE,WA98118
    NONE PC GENERAL SUPPORT 40,000
    ROCKWOOD LEADERSHIP INSTITUTE
    1212 BROADWAY SUITE 700
    OAKLAND,CA94612
    NONE PC GENERAL SUPPORT 82,500
    ROCKWOOD LEADERSHIP INSTITUTE
    1212 BROADWAY SUITE 700
    OAKLAND,CA94612
    NONE PC GENERAL SUPPORT 20,000
    RED HOOK INITIATIVE
    767 HICKS STREET
    BROOKLYN,NY11231
    NONE PC GENERAL SUPPORT 1,250
    RED HOOK INITIATIVE
    767 HICKS STREET
    BROOKLYN,NY11231
    NONE PC GENERAL SUPPORT 2,500
    RAINER VALLEY CORPS
    1225 S WELLER SUITE 400
    SEATTLE,WA98144
    NONE PC GENERAL SUPPORT 20,000
    PRINCETON PROJECT 55
    12 STOCKTON ST
    PRINCETON,NY08540
    NONE PC GENERAL SUPPORT 40,000
    THE ARAB-AMERICAN FAMILY SUPPORT CENTER
    150 COURT ST
    BROOKLYN,NY11201
    NONE PC GENERAL SUPPORT 20,000
    COMMUNITY FOOD PARTNERS (NORTH STAR FUND)
    520 8TH AVENUE 1800
    NEW YORK,NY10018
    NONE PC GENERAL SUPPORT 40,000
    COMMUNITY RESOURCE EXCHANGE
    42 BROADWAY 20TH FLOOR
    NEW YORK,NY10004
    NONE PC GENERAL SUPPORT 82,500
    COMMUNITY RESOURCE EXCHANGE
    42 BROADWAY 20TH FLOOR
    NEW YORK,NY10004
    NONE PC GENERAL SUPPORT 20,000
    GRANTMAKERS FOR EFFECTIVE ORGANIZATIONS-GEO PHILANTHROPY
    1310 L STREET NW 650
    WASHINGTON,DC20005
    NONE PC GENERAL SUPPORT 55,000
    COMMUNITY FOOD PARTNERS (NORTH STAR FUND)
    520 8TH AVENUE 1800
    NEW YORK,NY10018
    NONE PC GENERAL SUPPORT 20,000
    COMMUNITY FOOD PARTNERS (NORTH STAR FUND)
    520 8TH AVENUE 1800
    NEW YORK,NY10018
    NONE PC GENERAL SUPPORT 20,000
    CHANGE ELEMENTAL (FORMERLY MANAGEMENT ASSISTANCE GROUP)
    1155 F STREET NW SUITE 1050
    WASHINGTON,DC20004
    NONE PC GENERAL SUPPORT 20,000
    CHANGE ELEMENTAL (FORMERLY MANAGEMENT ASSISTANCE GROUP)
    1155 F STREET NW SUITE 1050
    WASHINGTON,DC20004
    NONE PC GENERAL SUPPORT 55,000
    CENTER FOR THIRD WORLD ORGANIZING
    1714 FRANKLIN STREET
    OAKLAND,CA94612
    NONE PC GENERAL SUPPORT 100,000
    BROOKLYN WORKFORCE INNOVATION
    621 DEGRAW STREET
    BROOKLYN,NY11217
    NONE PC GENERAL SUPPORT 1,250
    BROOKLYN WORKFORCE INNOVATION
    621 DEGRAW STREET
    BROOKLYN,NY11217
    NONE PC GENERAL SUPPORT 2,500
    BOREALIS PHILANTHROPY (REACH FUND) (THIRD SECTOR NEW ENGLAND)
    PO BOX 3295
    MINNEAPOLIS,MN55403
    NONE PC GENERAL SUPPORT 100,000
    BEND THE ARC
    330 7TH AVENUE
    NEW YORK,NY10001
    NONE PC GENERAL SUPPORT 102,500
    ASSOCIATION FOR NEIGHBORHOOD AND HOUSING DEVELOPMENT
    50 BROAD STREET SUITE 1402
    NEW YORK,NY10004
    NONE PC GENERAL SUPPORT 75,000
    ALLIANCE FOR QUALITY EDUCATION (PUBLIC POLICY AND EDUCATION FUND OF NY)
    52 BROADWAY
    NEW YORK,NY10004
    NONE PC GENERAL SUPPORT 40,000
    ALLIANCE FOR GLOBAL JUSTICE
    225 E 26TH SUITE 1
    TUCSON,AZ85713
    NONE PC GENERAL SUPPORT 5,000
    WIN BLACKPALANTE (THE TRUTH FUND)
    150 COLUMBIA HEIGHTS APT 1G
    BROOKLYN,NY11201
    NONE PC GENERAL SUPPORT 100,000
    GRANTMAKERS FOR EFFECTIVE ORGANIZATIONS
    1310 L STREET NW 650
    WASHINGTON,DC20005
    NONE PC GENERAL SUPPORT 20,000
    GETTING OUT STAYING OUT
    75 EAST 116TH STREET
    NEW YORK,NY10029
    NONE PC GENERAL SUPPORT 5,000
    FORUM FOR URBAN DESIGN INC
    114 BOWERY SUITE 301
    NEW YORK,NY10013
    NONE PC GENERAL SUPPORT 40,000
    FORUM FOR URBAN DESIGN INC
    114 BOWERY SUITE 301
    NEW YORK,NY10013
    NONE PC GENERAL SUPPORT 20,000
    EQUITY ADVOCATES
    258 HALSTEAD AVENUE 613
    HARRISON,NY10528
    NONE PC GENERAL SUPPORT 20,000
    DESIGN TRUST FOR PUBLIC SPACE
    40 WORTH STREET SUITE 603
    NEW YORK,NY10013
    NONE PC GENERAL SUPPORT 40,000
    EDUCATION PIONEERS
    155 WATER STREET
    BROOKLYN,NY11201
    NONE PC GENERAL SUPPORT 55,000
    CORO NEW YORK LEADERSHIP CENTER
    42 BROADWAY SUITE 1827
    NEW YORK,NY10004
    NONE PC GENERAL SUPPORT 30,000
    DESIGN TRUST FOR PUBLIC SPACE
    40 WORTH STREET SUITE 603
    NEW YORK,NY10013
    NONE PC GENERAL SUPPORT 20,000
    COOPERATIVE ECONOMIC ALLIANCE OF NYC (SOCIAL GOOD FUND)
    12651 SAN PABLO AVE 5473
    RICHMOND,CA94805
    NONE PC GENERAL SUPPORT 20,000
    COOPERATIVE INC
    140 ST JAMES PLACE SUITE 1
    BROOKLYN,NY11238
    NONE PC GENERAL SUPPORT 55,000
    DEGREES OF CHANGE
    PO BOX 1573
    TACOMA,WA98401
    NONE PC GENERAL SUPPORT 40,000
    CORO NEW YORK LEADERSHIP CENTER
    42 BROADWAY SUITE 1827
    NEW YORK,NY10004
    NONE PC GENERAL SUPPORT 82,500
    Total .................................bullet 3a 4,166,907
    bApproved for future payment
    UNITED PHILANTHROPY FORUM
    1020 19TH STREET NW SUITE 360
    WASHINGTON,DC20036
    NONE NC GENERAL SUPPORT 20,000
    NYC CAPACITY BUILDING COLLABORATIVE (NEW YORK FOUNDATION)
    150 WEST 30TH STREET
    NEW YORK,NY10001
    NONE NC GENERAL SUPPORT 30,000
    ASSOCIATION FOR NEIGHBORHOOD AND HOUSING DEVELOPMENT
    50 BROAD STREET SUITE 1402
    NEW YORK,NY10004
    NONE NC GENERAL SUPPORT 55,000
    LOCAL PROGRESS (CENTER FOR DEMOCRACY)
    449 TROUTMAN ST STE A
    BROOKLYN,NY11237
    NONE NC GENERAL SUPPORT 55,000
    BUILDING MOVEMENT PROJECT
    45 WEST 36TH STREET FLOOR 6
    NEW YORK,NY10018
    NONE NC GENERAL SUPPORT 165,000
    COOP
    1460 BROADWAY
    NEW YORK,NY10036
    NONE NC GENERAL SUPPORT 55,000
    SOCIAL TRANSFORMATION PROJECT (NEO PHILANTHROPY)
    308 PASEO DE LA PLAYA UNIT 6
    REDONDO BEACH,CA90277
    NONE PC GENERAL SUPPORT 55,000
    ADVOCACY INSTITUTE (TIDES CENTER)
    449 TROUTMAN ST STE A
    BROOKLYN,NY11237
    NONE PC GENERAL SUPPORT 55,000
    COOPERATIVE INC
    140 ST JAMES PLACE SUITE 1
    BROOKLYN,NY11238
    NONE PC GENERAL SUPPORT 55,000
    BEND THE ARC
    330 7TH AVENUE
    NEW YORK,NY10001
    NONE PC GENERAL SUPPORT 165,000
    CENTER FOR POPULAR DEMOCRACY
    449 TROUTMAN ST STE A
    BROOKLYN,NY11237
    NONE PC GENERAL SUPPORT 110,000
    CHANGE ELEMENTAL (FORMERLY MANAGEMENT ASSISTANCE GROUP)
    1155 F STREET NW SUITE 1050
    WASHINGTON,DC20004
    NONE PC GENERAL SUPPORT 55,000
    NEW AMERICAN LEADERS
    530 7TH AVENUE FLOOR M1
    NEW YORK,NY10018
    NONE PC GENERAL SUPPORT 55,000
    EDUCATION PIONEERS
    155 WATER STREET
    BROOKLYN,NY11201
    NONE PC GENERAL SUPPORT 55,000
    SOCIAL AND ENVIRONMENTAL ENTREPRENEURS (TRUST-BASED PHILANTHROPY PROJECT)
    191 SKYVIEW WAY
    SAN FRANCISCO,CA91302
    NONE PC GENERAL SUPPORT 200,000
    DESIGN TRUST FOR PUBLIC SPACE
    40 WORTH STREET SUITE 603
    NEW YORK,NY10013
    NONE PC GENERAL SUPPORT 40,000
    FORUM FOR URBAN DESIGN INC
    195 CHRYSTIE STREET SUITE 301
    NEW YORK,NY10002
    NONE PC GENERAL SUPPORT 80,000
    HOSTOS FOUNDATION
    500 GRAND CONCOURSE
    BRONX,NY10451
    NONE PC GENERAL SUPPORT 80,000
    Total .................................bullet 3b 1,385,000
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........
        14 6,798  
    4 Dividends and interest from securities....   22,420 14 1,239,450  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......     16 16,710  
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............
      49,039 18 164,614  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aADD: AMOUNT ATTRIBUTABLE TO UBI
      18,981 14 0 0
    bOTHER INCOME         25,895
    cINCOME (LOSS) FROM PARTNERSHIPS       -700,649  
    dPARTNERSHIP NET LOSS       -18,981  
    e
    12 Subtotal. Add columns (b), (d), and (e).. 90,440 707,942 25,895
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    824,277
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    11C OTHER INCOME
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    Firm's EIN SmallBullet
    Firm's address SmallBullet


    Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    LOCAL PROGRESS449 TROUTMAN ST STE A
    NEW YORK,NY11237
    NONE NC GENERAL SUPPORT 55,000
    LOCAL PROGRESS449 TROUTMAN ST STE A
    NEW YORK,NY11237
    NONE NC GENERAL SUPPORT 20,000
    PUBLIC POLICY AND EDUCATION FUND (ALLIANCE FOR QUALITY EDUCATION)52 BROADWAY
    NEW YORK,NY10004
    NONE NC GENERAL SUPPORT 20,000
    HOSTOS FOUNDATION500 GRAND CONCOURSE
    BRONX,NY10451
    NONE NC GENERAL SUPPORT 20,000
    CENTER FOR POPULAR DEMOCRACY (LOCAL PROGRESS)449 TROUTMAN ST STE A
    BROOKLYN,NY11238
    NONE NC GENERAL SUPPORT 20,000
    CENTER FOR JUSTICE (TRUSTEES OF COLUMBIA UNIVERSITY)1255 AMSTERDAM AVENUE
    NEW YORK,NY10027
    NONE NC GENERAL SUPPORT 55,000
    CENTER FOR JUSTICE (TRUSTEES OF COLUMBIA UNIVERSITY)1255 AMSTERDAM AVENUE
    NEW YORK,NY10027
    NONE NC GENERAL SUPPORT 20,000
    CENTER FOR BRONX NONPROFITS (HOSTOS FOUNDATION)500 GRAND CONCOURSE
    BRONX,NY10451
    NONE NC GENERAL SUPPORT 40,000
    BRONX COMMUNITY DEVELOPMENT INC2431 MORRIS AVENUE
    BRONX,NY10468
    NONE NC GENERAL SUPPORT 20,000
    ASIAN BOSS LADIES326 STATE ST 1B
    BROOKLYN,NY11201
    NONE NC GENERAL SUPPORT 20,000
    COOP1460 BROADWAY
    NEW YORK,NY10036
    NONE NC GENERAL SUPPORT 55,000
    FIERCE (FOR UNIVERSAL PARTNERSHIP)2427 MORRIS AVENUE
    BRONX,NY10468
    NONE NC GENERAL SUPPORT 20,000
    FIERCE (FOR UNIVERSAL PARTNERSHIP)2427 MORRIS AVENUE
    BRONX,NY10468
    NONE NC GENERAL SUPPORT 40,000
    ADVOCACY INSTITUTE (TIDES CENTER)420 MONTGOMERY STREET
    SAN FRANCISCO,CA94104
    NONE PC GENERAL SUPPORT 75,000
    NON PROFIT NEW YORK320 EAST 43RD STREET
    NEW YORK,NY10017
    NONE PC GENERAL SUPPORT 50,000
    NEW YORK IMMIGRATION COALITION131 WEST 33RD STREET SUITE 610
    NEW YORK,NY10001
    NONE PC GENERAL SUPPORT 20,000
    LUTHERAN SOCIAL SERVICES OF NEW YORK475 RIVERSIDE DRIVE SUITE 1244
    NEW YORK,NY10115
    NONE PC GENERAL SUPPORT 55,000
    LITERACY ASSISTANCE CENTER475 RIVERSIDE STE 1244
    NEW YORK,NY10115
    NONE PC GENERAL SUPPORT 20,000
    LET US BREATHE FUND (NORTH STAR FUND)520 EIGHTH AVENUE SUITE 1800
    NEW YORK,NY10018
    NONE PC GENERAL SUPPORT 100,000
    LEADERSHIP LEARNING COMMUNITY (COMMUNITY INITIATIVES)1000 BROADWAY SUITE 700
    OAKLAND,CA94607
    NONE PC GENERAL SUPPORT 20,000
    LEADERSHIP LEARNING COMMUNITY (COMMUNITY INITIATIVES)1000 BROADWAY SUITE 700
    OAKLAND,CA94607
    NONE PC GENERAL SUPPORT 4,657
    LEADERSHIP LEARNING COMMUNITY (COMMUNITY INITIATIVES)1000 BROADWAY SUITE 700
    OAKLAND,CA94607
    NONE PC GENERAL SUPPORT 55,000
    LAWYERS ALLIANCE FOR NEW YORK171 MADISON AVENUE 9TH FLOOR
    NEW YORK,NY10016
    NONE PC GENERAL SUPPORT 20,000
    LAUNDROMAT PROJECT127 WEST 127TH STREET SUITE 434
    NEW YORK,NY10027
    NONE PC GENERAL SUPPORT 82,500
    JUST LEADERSHIP USA1900 LEXINGTON AVENUE
    NEW YORK,NY10035
    NONE PC GENERAL SUPPORT 20,000
    INSTITUTE FOR STATE & LOCAL GOVERNANCE (RESEARCH FOUNDATION OF CITY UNIVERS220 WEST 41ST STREET 7
    NEW YORK,NY10036
    NONE PC GENERAL SUPPORT 82,500
    IN OUR BACKYARDS540 PRESIDENT STREET
    BROOKLYN,NY11215
    NONE PC GENERAL SUPPORT 20,000
    THE ELECTORAL JUSTICE VOTER FUND (TIDES FOUNDATION)PO BOX 29198
    SAN FRANCISCO,CA94129
    NONE PC GENERAL SUPPORT 55,000
    THE ELECTORAL JUSTICE VOTER FUND (TIDES FOUNDATION)PO BOX 29198
    SAN FRANCISCO,CA94129
    NONE PC GENERAL SUPPORT 20,000
    THE CENTER FOR ANTI VIOLENCE EDUCATION327 7TH STREET 2ND FLOOR
    BROOKLYN,NY11215
    NONE PC GENERAL SUPPORT 5,000
    SOCIAL TRANSFORMATION PROJECT (NEO PHILANTHROPY)308 PASEO DE LA PLAYA UNIT 6
    REDONDO BEACH,CA90277
    NONE PC GENERAL SUPPORT 55,000
    SOCIAL TRANSFORMATION PROJECT (NEO PHILANTHROPY)308 PASEO DE LA PLAYA UNIT 6
    REDONDO BEACH,CA90277
    NONE PC GENERAL SUPPORT 20,000
    SOCIAL AND ENVIRONMENTAL ENTREPRENEURS (TRUST-BASED PHILANTHROPY PROJECT)23532 CALABASAS ROAD SUITE A
    CALABASAS,CA91302
    NONE PC GENERAL SUPPORT 50,000
    RESEARCH FOUNDATION OF CUNY230 WEST 41ST STREET
    NEW YORK,NY10036
    NONE PC GENERAL SUPPORT 20,000
    INSTITUTE FOR NONPROFIT PRACTICE89 SOUTH STREET SUITE LL02
    BOSTON,MA02111
    NONE PC GENERAL SUPPORT 55,000
    BUILDING MOVEMENT PROJECT (TSNE)89 SOUTH STREET SUITE 700
    BOSTON,MA02111
    NONE PC GENERAL SUPPORT 82,500
    BUILDING MOVEMENT PROJECT (TSNE)89 SOUTH STREET SUITE 700
    BOSTON,MA02111
    NONE PC GENERAL SUPPORT 15,000
    BLACK WOMENS BLUEPRINT INC270 EMPIRE BOULEVARD
    BROOKLYN,NY11225
    NONE PC GENERAL SUPPORT 2,500
    BLACK PUBLIC DEFENDER ASSOCIATION1901 PENNSYLVANIA AVENUE NW
    WASHINGTON,DC20006
    NONE PC GENERAL SUPPORT 5,000
    CONCORD BAPTIST CHURCH OF CHRIST100-10 ASTORIA BLVD
    ELMHURST,NY11369
    NONE PC GENERAL SUPPORT 5,000
    COOPERATE INC140 ST JAMES PLACE SUITE 1
    NEW YORK,NY11238
    NONE PC GENERAL SUPPORT 20,000
    FUND THE PEOPLE (COMMUNITY PARTNERS)1000 N ALAMEDA ST SUITE 240
    LOS ANGELES,CA90012
    NONE PC GENERAL SUPPORT 20,000
    FUND THE PEOPLE (COMMUNITY PARTNERS)1000 N ALAMEDA ST SUITE 240
    LOS ANGELES,CA90012
    NONE PC GENERAL SUPPORT 20,000
    EDUCATION PIONEERS155 WATER STREET
    BROOKLYN,NY11201
    NONE PC GENERAL SUPPORT 20,000
    DEGREES OF CHANGEPO BOX 1573
    TACOMA,WA98401
    NONE PC GENERAL SUPPORT 20,000
    PARTNERSHIP FOR AFTER SCHOOL EDUCATION120 BROADWAY SUITE 230
    NEW YORK,NY10271
    NONE PC GENERAL SUPPORT 55,000
    NY STATE CENSUS EQUITY PROJECT (NEW YORK COMMUNITY TRUST)909 THIRD AVE
    NEW YORK,NY10022
    NONE PC GENERAL SUPPORT 40,000
    NORTH STAR FUND520 EIGHTH AVENUE SUITE 1800
    NEW YORK,NY10018
    NONE PC GENERAL SUPPORT 20,000
    NORTH STAR FUND520 EIGHTH AVENUE SUITE 1800
    NEW YORK,NY10018
    NONE PC GENERAL SUPPORT 82,500
    NEXT 100 (THE CENTURY FOUNDATION)25 BROADWAY
    NEW YORK,NY10004
    NONE PC GENERAL SUPPORT 20,000
    NEW YORK IMMIGRATION COALITION131 WEST 33RD STREET SUITE 610
    NEW YORK,NY10001
    NONE PC GENERAL SUPPORT 82,500
    NEW YORK CAPACITY BUILDING COLLABORATIVE (NEW YORK FOUNDATION)150 WEST 30TH ST
    NEW YORK,NY10001
    NONE PC GENERAL SUPPORT 15,000
    NEW AMERICAN LEADERS530 7TH AVENUE FLOOR M1
    NEW YORK,NY10018
    NONE PC GENERAL SUPPORT 55,000
    NEW AMERICAN LEADERS530 7TH AVENUE FLOOR M1
    NEW YORK,NY10018
    NONE PC GENERAL SUPPORT 20,000
    NATIONAL DOMESTIC WORKERS ALLIANCE45 BROADWAY 320
    NEW YORK,NY10006
    NONE PC GENERAL SUPPORT 55,000
    PARTNERSHIP FOR AFTER SCHOOL EDUCATION120 BROADWAY SUITE 230
    NEW YORK,NY10271
    NONE PC GENERAL SUPPORT 20,000
    JUST LEADERSHIP USA1900 LEXINGTON AVENUE
    NEW YORK,NY10035
    NONE PC GENERAL SUPPORT 82,500
    VOTER MOVEMENT PROJECT (TIDES CENTER)PO BOX 749
    NORTHAMPTON,MA01061
    NONE PC GENERAL SUPPORT 100,000
    PHILANTHROPY NEW YORK320 EAST 43RD STREET
    NEW YORK,NY10017
    NONE PC GENERAL SUPPORT 20,000
    PHILANTHROPY NEW YORK320 EAST 43RD STREET
    NEW YORK,NY10017
    NONE PC GENERAL SUPPORT 7,250
    UPSTART BAY AREA1111 BROADWAY 3RD FLOOR
    OAKLAND,CA94607
    NONE PC GENERAL SUPPORT 10,000
    UNITED PHILANTHROPY1020 19TH ST NW SUITE 360
    NEW YORK,NY20036
    NONE PC GENERAL SUPPORT 10,000
    UNITED NEIGHBORHOOD HOUSES OF NEW YORK45 BROADWAY SUITE 2210
    NEW YORK,NY10006
    NONE PC GENERAL SUPPORT 20,000
    UNITED NEIGHBORHOOD HOUSES45 BROADWAY SUITE 2210
    NEW YORK,NY10006
    NONE PC GENERAL SUPPORT 55,000
    THIRD SECTOR NEW ENGLAND89 SOUTH STREET SUITE 700
    BOSTON,MA02111
    NONE PC GENERAL SUPPORT 5,000
    THE NEW YORK WOMEN'S FOUNDATION39 BROADWAY 23
    NEW YORK,NY10006
    NONE PC GENERAL SUPPORT 82,500
    THE NEW YORK WOMEN'S FOUNDATION39 BROADWAY 23
    NEW YORK,NY10006
    NONE PC GENERAL SUPPORT 20,000
    THE MOVEMENT FOR BLACK LIVES (ALLIANCE FOR GLOBAL JUSTICE)225 E 26TH SUITE 1
    TUCSON,AZ85713
    NONE PC GENERAL SUPPORT 100,000
    THE INTERFAITH CENTER476 RIVERSIDE STE 540
    NEW YORK,NY10015
    NONE PC GENERAL SUPPORT 20,000
    THE INTERFAITH CENTER475 RIVERSIDE STE 540
    NEW YORK,NY10015
    NONE PC GENERAL SUPPORT 82,500
    PHILANTHROPY NEW YORK320 EAST 43RD STREET
    NEW YORK,NY10017
    NONE PC GENERAL SUPPORT 55,000
    RVC (FORMALLY RAINIER VALLEY CORPS)3715 S HUDSON STREET UNIT 102
    SEATTLE,WA98118
    NONE PC GENERAL SUPPORT 40,000
    ROCKWOOD LEADERSHIP INSTITUTE1212 BROADWAY SUITE 700
    OAKLAND,CA94612
    NONE PC GENERAL SUPPORT 82,500
    ROCKWOOD LEADERSHIP INSTITUTE1212 BROADWAY SUITE 700
    OAKLAND,CA94612
    NONE PC GENERAL SUPPORT 20,000
    RED HOOK INITIATIVE767 HICKS STREET
    BROOKLYN,NY11231
    NONE PC GENERAL SUPPORT 1,250
    RED HOOK INITIATIVE767 HICKS STREET
    BROOKLYN,NY11231
    NONE PC GENERAL SUPPORT 2,500
    RAINER VALLEY CORPS1225 S WELLER SUITE 400
    SEATTLE,WA98144
    NONE PC GENERAL SUPPORT 20,000
    PRINCETON PROJECT 5512 STOCKTON ST
    PRINCETON,NY08540
    NONE PC GENERAL SUPPORT 40,000
    THE ARAB-AMERICAN FAMILY SUPPORT CENTER150 COURT ST
    BROOKLYN,NY11201
    NONE PC GENERAL SUPPORT 20,000
    COMMUNITY FOOD PARTNERS (NORTH STAR FUND)520 8TH AVENUE 1800
    NEW YORK,NY10018
    NONE PC GENERAL SUPPORT 40,000
    COMMUNITY RESOURCE EXCHANGE42 BROADWAY 20TH FLOOR
    NEW YORK,NY10004
    NONE PC GENERAL SUPPORT 82,500
    COMMUNITY RESOURCE EXCHANGE42 BROADWAY 20TH FLOOR
    NEW YORK,NY10004
    NONE PC GENERAL SUPPORT 20,000
    GRANTMAKERS FOR EFFECTIVE ORGANIZATIONS-GEO PHILANTHROPY1310 L STREET NW 650
    WASHINGTON,DC20005
    NONE PC GENERAL SUPPORT 55,000
    COMMUNITY FOOD PARTNERS (NORTH STAR FUND)520 8TH AVENUE 1800
    NEW YORK,NY10018
    NONE PC GENERAL SUPPORT 20,000
    COMMUNITY FOOD PARTNERS (NORTH STAR FUND)520 8TH AVENUE 1800
    NEW YORK,NY10018
    NONE PC GENERAL SUPPORT 20,000
    CHANGE ELEMENTAL (FORMERLY MANAGEMENT ASSISTANCE GROUP)1155 F STREET NW SUITE 1050
    WASHINGTON,DC20004
    NONE PC GENERAL SUPPORT 20,000
    CHANGE ELEMENTAL (FORMERLY MANAGEMENT ASSISTANCE GROUP)1155 F STREET NW SUITE 1050
    WASHINGTON,DC20004
    NONE PC GENERAL SUPPORT 55,000
    CENTER FOR THIRD WORLD ORGANIZING1714 FRANKLIN STREET
    OAKLAND,CA94612
    NONE PC GENERAL SUPPORT 100,000
    BROOKLYN WORKFORCE INNOVATION621 DEGRAW STREET
    BROOKLYN,NY11217
    NONE PC GENERAL SUPPORT 1,250
    BROOKLYN WORKFORCE INNOVATION621 DEGRAW STREET
    BROOKLYN,NY11217
    NONE PC GENERAL SUPPORT 2,500
    BOREALIS PHILANTHROPY (REACH FUND) (THIRD SECTOR NEW ENGLAND)PO BOX 3295
    MINNEAPOLIS,MN55403
    NONE PC GENERAL SUPPORT 100,000
    BEND THE ARC330 7TH AVENUE
    NEW YORK,NY10001
    NONE PC GENERAL SUPPORT 102,500
    ASSOCIATION FOR NEIGHBORHOOD AND HOUSING DEVELOPMENT50 BROAD STREET SUITE 1402
    NEW YORK,NY10004
    NONE PC GENERAL SUPPORT 75,000
    ALLIANCE FOR QUALITY EDUCATION (PUBLIC POLICY AND EDUCATION FUND OF NY)52 BROADWAY
    NEW YORK,NY10004
    NONE PC GENERAL SUPPORT 40,000
    ALLIANCE FOR GLOBAL JUSTICE225 E 26TH SUITE 1
    TUCSON,AZ85713
    NONE PC GENERAL SUPPORT 5,000
    WIN BLACKPALANTE (THE TRUTH FUND)150 COLUMBIA HEIGHTS APT 1G
    BROOKLYN,NY11201
    NONE PC GENERAL SUPPORT 100,000
    GRANTMAKERS FOR EFFECTIVE ORGANIZATIONS1310 L STREET NW 650
    WASHINGTON,DC20005
    NONE PC GENERAL SUPPORT 20,000
    GETTING OUT STAYING OUT75 EAST 116TH STREET
    NEW YORK,NY10029
    NONE PC GENERAL SUPPORT 5,000
    FORUM FOR URBAN DESIGN INC114 BOWERY SUITE 301
    NEW YORK,NY10013
    NONE PC GENERAL SUPPORT 40,000
    FORUM FOR URBAN DESIGN INC114 BOWERY SUITE 301
    NEW YORK,NY10013
    NONE PC GENERAL SUPPORT 20,000
    EQUITY ADVOCATES258 HALSTEAD AVENUE 613
    HARRISON,NY10528
    NONE PC GENERAL SUPPORT 20,000
    DESIGN TRUST FOR PUBLIC SPACE40 WORTH STREET SUITE 603
    NEW YORK,NY10013
    NONE PC GENERAL SUPPORT 40,000
    EDUCATION PIONEERS155 WATER STREET
    BROOKLYN,NY11201
    NONE PC GENERAL SUPPORT 55,000
    CORO NEW YORK LEADERSHIP CENTER42 BROADWAY SUITE 1827
    NEW YORK,NY10004
    NONE PC GENERAL SUPPORT 30,000
    DESIGN TRUST FOR PUBLIC SPACE40 WORTH STREET SUITE 603
    NEW YORK,NY10013
    NONE PC GENERAL SUPPORT 20,000
    COOPERATIVE ECONOMIC ALLIANCE OF NYC (SOCIAL GOOD FUND)12651 SAN PABLO AVE 5473
    RICHMOND,CA94805
    NONE PC GENERAL SUPPORT 20,000
    COOPERATIVE INC140 ST JAMES PLACE SUITE 1
    BROOKLYN,NY11238
    NONE PC GENERAL SUPPORT 55,000
    DEGREES OF CHANGEPO BOX 1573
    TACOMA,WA98401
    NONE PC GENERAL SUPPORT 40,000
    CORO NEW YORK LEADERSHIP CENTER42 BROADWAY SUITE 1827
    NEW YORK,NY10004
    NONE PC GENERAL SUPPORT 82,500
    Total ...............................bullet 3a 4,166,907
    bApproved for future payment
    UNITED PHILANTHROPY FORUM1020 19TH STREET NW SUITE 360
    WASHINGTON,DC20036
    NONE NC GENERAL SUPPORT 20,000
    NYC CAPACITY BUILDING COLLABORATIVE (NEW YORK FOUNDATION)150 WEST 30TH STREET
    NEW YORK,NY10001
    NONE NC GENERAL SUPPORT 30,000
    ASSOCIATION FOR NEIGHBORHOOD AND HOUSING DEVELOPMENT50 BROAD STREET SUITE 1402
    NEW YORK,NY10004
    NONE NC GENERAL SUPPORT 55,000
    LOCAL PROGRESS (CENTER FOR DEMOCRACY)449 TROUTMAN ST STE A
    BROOKLYN,NY11237
    NONE NC GENERAL SUPPORT 55,000
    BUILDING MOVEMENT PROJECT45 WEST 36TH STREET FLOOR 6
    NEW YORK,NY10018
    NONE NC GENERAL SUPPORT 165,000
    COOP1460 BROADWAY
    NEW YORK,NY10036
    NONE NC GENERAL SUPPORT 55,000
    SOCIAL TRANSFORMATION PROJECT (NEO PHILANTHROPY)308 PASEO DE LA PLAYA UNIT 6
    REDONDO BEACH,CA90277
    NONE PC GENERAL SUPPORT 55,000
    ADVOCACY INSTITUTE (TIDES CENTER)449 TROUTMAN ST STE A
    BROOKLYN,NY11237
    NONE PC GENERAL SUPPORT 55,000
    COOPERATIVE INC140 ST JAMES PLACE SUITE 1
    BROOKLYN,NY11238
    NONE PC GENERAL SUPPORT 55,000
    BEND THE ARC330 7TH AVENUE
    NEW YORK,NY10001
    NONE PC GENERAL SUPPORT 165,000
    CENTER FOR POPULAR DEMOCRACY449 TROUTMAN ST STE A
    BROOKLYN,NY11237
    NONE PC GENERAL SUPPORT 110,000
    CHANGE ELEMENTAL (FORMERLY MANAGEMENT ASSISTANCE GROUP)1155 F STREET NW SUITE 1050
    WASHINGTON,DC20004
    NONE PC GENERAL SUPPORT 55,000
    NEW AMERICAN LEADERS530 7TH AVENUE FLOOR M1
    NEW YORK,NY10018
    NONE PC GENERAL SUPPORT 55,000
    EDUCATION PIONEERS155 WATER STREET
    BROOKLYN,NY11201
    NONE PC GENERAL SUPPORT 55,000
    SOCIAL AND ENVIRONMENTAL ENTREPRENEURS (TRUST-BASED PHILANTHROPY PROJECT)191 SKYVIEW WAY
    SAN FRANCISCO,CA91302
    NONE PC GENERAL SUPPORT 200,000
    DESIGN TRUST FOR PUBLIC SPACE40 WORTH STREET SUITE 603
    NEW YORK,NY10013
    NONE PC GENERAL SUPPORT 40,000
    FORUM FOR URBAN DESIGN INC195 CHRYSTIE STREET SUITE 301
    NEW YORK,NY10002
    NONE PC GENERAL SUPPORT 80,000
    HOSTOS FOUNDATION500 GRAND CONCOURSE
    BRONX,NY10451
    NONE PC GENERAL SUPPORT 80,000
    Total ................................bullet 3b 1,385,000

    TY 2020 AccountingFeesSchedule
    Name:
    ROBERT STERLING CLARK FOUNDATION INC
    EIN:
    13-1957792
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 102,117 30,635 0 71,482

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    TY 2020 ExpenditureResponsibilityStmt
    Name:
    ROBERT STERLING CLARK FOUNDATION INC
    EIN:
    13-1957792
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
    CENTER FOR PUBLIC DEMOCRACY
     
    449 TROUTMAN STREET SUITE A
    BROOKLYN,NY11237
    2020-06-17 55,000 GENERAL OPERATING AND PROFESSIONAL DEVELOPMENT GRANT. 55,000 NONE N/A   THE FOUNDATION HAD NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS RECEIVED, THEREFORE NO INDEPENDENT VERIFICATION IS REQUIRED TO BE UNDERTAKEN.
    ASIAN BOSS LADIES
     
    326 STATE ST 1B
    BROOKLYN,NY11201
    2020-11-17 20,000 GENERAL OPERATING AND PROFESSIONAL DEVELOPMENT GRANT. 20,000 NONE N/A   THE FOUNDATION HAD NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS RECEIVED, THEREFORE NO INDEPENDENT VERIFICATION IS REQUIRED TO BE UNDERTAKEN.
    UNIVERSAL PARTNERSHIP
     
    1 SONOMA ROAD
    CORTLANDT MANOR,NY10567
    2020-10-17 60,000 GENERAL OPERATING AND PROFESSIONAL DEVELOPMENT GRANT. 60,000 NONE N/A   THE FOUNDATION HAD NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS RECEIVED, THEREFORE NO INDEPENDENT VERIFICATION IS REQUIRED TO BE UNDERTAKEN.
    ALLIANCE FOR QUALITY EDUCATION
     
    52 BROADWAY
    NEW YORK,NY10004
    2020-06-17 40,000 GENERAL OPERATING AND PROFESSIONAL DEVELOPMENT GRANT. 40,000 NONE N/A   THE FOUNDATION HAD NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS RECEIVED, THEREFORE NO INDEPENDENT VERIFICATION IS REQUIRED TO BE UNDERTAKEN.
    CENTER FOR JUSTICE AT COLUMBIA UNIVERSITY
     
    1255 AMSTERDAM AVENUE
    NEW YORK,NY10027
    2020-10-13 75,000 GENERAL OPERATING AND PROFESSIONAL DEVELOPMENT GRANT. 75,000 NONE N/A   THE FOUNDATION HAD NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS RECEIVED, THEREFORE NO INDEPENDENT VERIFICATION IS REQUIRED TO BE UNDERTAKEN.
    COOPERATIVE ECONOMIC ALLIANCE OF NYC
     
    12651 SAN PABLO AVENUE 5473
    RICHMOND,CA94805
    2020-06-17 55,000 GENERAL OPERATING AND PROFESSIONAL DEVELOPMENT GRANT. 55,000 NONE N/A   THE FOUNDATION HAD NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS RECEIVED, THEREFORE NO INDEPENDENT VERIFICATION IS REQUIRED TO BE UNDERTAKEN.
    CENTER FOR BRONX NONPROFITS
     
    500 GRAND CONCOURSE
    BRONX,NY10451
    2020-06-17 60,000 GENERAL OPERATING AND PROFESSIONAL DEVELOPMENT GRANT. 40,000 NONE N/A   THE FOUNDATION HAD NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS RECEIVED, THEREFORE NO INDEPENDENT VERIFICATION IS REQUIRED TO BE UNDERTAKEN.
    LOCAL PROGRESS
     
    449 TROUTMAN STREET SUITE A
    NEW YORK,NY11237
    2020-11-17 75,000 GENERAL OPERATING AND PROFESSIONAL DEVELOPMENT GRANT. 75,000 NONE N/A   THE FOUNDATION HAD NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS RECEIVED, THEREFORE NO INDEPENDENT VERIFICATION IS REQUIRED TO BE UNDERTAKEN.
    BRONX COMMUNITY DEVELOPMENT
     
    2431 MORRIS AVENUE
    BRONX,NY10468
    2020-11-17 75,000 GENERAL OPERATING AND PROFESSIONAL DEVELOPMENT GRANT. 75,000 NONE N/A   THE FOUNDATION HAD NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS RECEIVED, THEREFORE NO INDEPENDENT VERIFICATION IS REQUIRED TO BE UNDERTAKEN.

    TY 2020 InvestmentsOtherSchedule2
    Name:
    ROBERT STERLING CLARK FOUNDATION INC
    EIN:
    13-1957792
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    CAPITAL INTERNATIONAL PRIVATE EQUITY FUND V, L.P. AT COST 1,185,521 81,604
    VARDE FUND XIII AT COST 1,098,880 1,155,013
    AG REALTY VALUE FUND X AT COST 1,037,776 1,255,137
    NEWBURY PARTNERS V LP AT COST 27,820 93,300
    ARCHIPELAGO HOLDINGS LTD. AT COST 1,369,676 2,435,549
    DAVIDSON KEMPNER, L-T DISTRESSED OPPORTUNITIES INTL III, LP AT COST 491,613 1,226,719
    DAVIDSON KEMPNER, L-T DISTRESSED OPPORTUNITIES INTL V, LP AT COST 333,753 374,420
    DAVIDSON KEMPNER, L-T(AIV) DISTRESSED OPPORTUNITIES INTL III, LP AT COST 474,345 414,715
    DAVIDSON KEMPNER INSTITUTIONAL PARTNERS, L.P. AT COST 2,322,635 2,374,871
    DODGE & COX GLOBAL STOCK FUND AT COST 4,731,678 5,486,040
    LOOMIS SAYLES STRATEGIC ALPHA AT COST 2,216,563 2,338,409
    FPA CRESCENT PORTFOLIO INSTITUTIONAL FUND AT COST 2,430,198 2,572,342
    ARISTOTLE AT COST 2,008,829 2,262,253
    GOVERNORS LANE OFFSHORE FUND, LTD. AT COST 1,982,392 2,268,971
    ARTISAN GLOBAL OPPORTUNITIES FUND AT COST 5,183,530 7,038,404
    CHAMPLAIN SMALL COMPANY FUND LLC AT COST 2,380,087 3,151,814
    VANGUARD TOTAL STOCK MARKET INDEX FUND AT COST 7,414,282 22,540,570
    VANGUARD TOTAL INTERNATIONAL STOCK INDEX FUND AT COST 13,088,003 17,135,385
    VANGUARD FIXED INCOME INTER-TERM TREASURIES FUND AT COST 7,841,138 7,862,694
    VANGUARD FIXED INCOME INFLATION PROTECTED FUND AT COST 3,875,237 4,049,194
    VANGUARD INTERNATIONAL EQUITY INDEX FUND AT COST 3,219,270 3,701,329
    FIDELITY COMMONWEALTH NASDAQ INDEX AT COST 2,607,155 3,103,815
    POLUNIN DEVELOPING COUNTRIES FUND AT COST 2,010,913 2,308,419
    SEG PARTNERS OFFSHORE FUND AT COST 1,925,773 3,102,815

    TY 2020 OtherExpensesSchedule
    Name:
    ROBERT STERLING CLARK FOUNDATION INC
    EIN:
    13-1957792
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PROGRAM COSTS 533,348 0 0 533,348
    INSURANCE - OTHER 12,357 0 0 12,357
    OFFICE 41,433 1,358 0 40,075
    TELEPHONE 9,867 2,467 0 7,400
    SUPPLIES 12,645 0 0 12,645
    STATE FILING FEE 1,500 0 0 1,500
    MISCELLANEOUS 147,645 0 0 147,645
    PARTNERSHIP EXPENSES 0 265,189 0 0
    LESS: PARTNERSHIP EXPENSES ATTRIBUTABLE TO UBI 0 -12,567 0 0


    TY 2020 OtherIncomeSchedule2
    Name:
    ROBERT STERLING CLARK FOUNDATION INC
    EIN:
    13-1957792
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    ADD: AMOUNT ATTRIBUTABLE TO UBI 0 18,981 0
    OTHER INCOME 25,895   0
    INCOME (LOSS) FROM PARTNERSHIPS -700,649 0 0
    PARTNERSHIP NET LOSS 0 0 0


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    ROBERT STERLING CLARK FOUNDATION INC
    EIN:
    13-1957792
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT FEES 402,406 402,406 0 0
    CONSULTANT FEES - PROGRAM 60,793 0 0 60,793


    TY 2020 TaxesSchedule
    Name:
    ROBERT STERLING CLARK FOUNDATION INC
    EIN:
    13-1957792
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXCISE TAXES 10,250 0 0 0