TY 2020 Form 990PF

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	1,287,208	600,201	600,201
	2	Savings and temporary cash investments.........
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule) 18,095
		Less: allowance for doubtful accounts		18,095	18,095
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......
	c	Investments—corporate bonds (attach schedule).......
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	2,354,510	2,303,061	2,303,061
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	3,641,718	2,921,357	2,921,357
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......	18,904
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........	18,904	0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........
	27	Paid-in or capital surplus, or land, bldg., and equipment fund	1,684,202	1,684,202
	28	Retained earnings, accumulated income, endowment, or other funds	1,938,612	1,237,155
	29	Total net assets or fund balances (see instructions).....	3,622,814	2,921,357
	30	Total liabilities and net assets/fund balances (see instructions).	3,641,718	2,921,357

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................	3

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Reserved................................	1	0
c	All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2
3	Add lines 1 and 2...........................	3
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5
6	Credits/Payments:

a	2020 estimated tax payments and 2019 overpayment credited to 2020	6a
b	Exempt foreign organizations—tax withheld at source......	6b
c	Tax paid with application for extension of time to file (Form 8868)...	6c
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............	7
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.	8
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......	9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...	10
11	Enter the amount of line 10 to be: Credited to 2021 estimated tax	Refunded	11

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)
Daniel Rose	President 3.00	0
375 Passaic Avenue Suite 200 Fairfield,NJ07004
Joanna Rose	Member 3.00	0
375 Passaic Avenue Suite 200 Fairfield,NJ07004

		(a) Corpus	(d) 2020
1 Distributable amount for 2020 from Part XI, line 7			160,038
2 Undistributed income, if any, as of the end of 2020:
a Enter amount for 2019 only.......
b Total for prior years:20, 20, 20
3 Excess distributions carryover, if any, to 2020:
a From 2015......	767,104
b From 2016......	629,773
c From 2017......	581,514
d From 2018......	717,882
e From 2019......	551,159
fTotal of lines 3a through e........		3,247,432
4Qualifying distributions for 2020 from Part
XII, line 4: $ 711,921
a Applied to 2019, but not more than line 2a
b Applied to undistributed income of prior years (Election required—see instructions).....
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2020 distributable amount.....			160,038
e Remaining amount distributed out of corpus		551,883
5 Excess distributions carryover applied to 2020.
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		3,799,315
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............
f Undistributed income for 2020. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2021 ..........			0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......
8 Excess distributions carryover from 2015 not applied on line 5 or line 7 (see instructions) ...		767,104
9Excess distributions carryover to 2021. Subtract lines 7 and 8 from line 6a ......		3,032,211
10 Analysis of line 9:
a Excess from 2016....	629,773
b Excess from 2017....	581,514
c Excess from 2018....	717,882
d Excess from 2019....	551,159
e Excess from 2020....	551,883

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
Adakum Educational Foundation Inc 525 West 141St Street New York,NY10031		PC	Exclusively charitable, religious, educational, literary and scientific purposes	10,000
American Academy of Arts Sciences 135 Irving St Cambridge Cambridge,MA02138		PC	Exclusively charitable, religious, educational, literary and scientific purposes	325
American Friends of St Hilda Colleg 12 Rutland St Cambridge,MA02138		PC	Exclusively charitable, religious, educational, literary and scientific purposes	50,000
American Friends of the Jewish Muse 36 Battery Place New York,NY10280		PC	Exclusively charitable, religious, educational, literary and scientific purposes	1,000
American Museum of Natural History 79th St Central Park New York,NY10024		PC	Exclusively charitable, religious, educational, literary and scientific purposes	575
Council on Foreign Relations 58 E 68th St New York,NY10065		PC	Exclusively charitable, religious, educational, literary and scientific purposes	1,000
HEAF 2090 Adam Clayton Powell Jr Blvd New York,NY10027		PC	Exclusively charitable, religious, educational, literary and scientific purposes	115,000
MOMA 11 West 53 Street New York,NY10019		PC	Exclusively charitable, religious, educational, literary and scientific purposes	140
New York Society Library 53 E 79th St New York,NY10075		PC	Exclusively charitable, religious, educational, literary and scientific purposes	350
Poets Writers 90 Broad Street Suite 2100 New York,NY10004		PC	Exclusively charitable, religious, educational, literary and scientific purposes	25,000
Police Athletic League 34 1/2 East 12th Street New York,NY10003		PC	Exclusively charitable, religious, educational, literary and scientific purposes	20,000
Realty Foundation of NY 551 5th Ave Rm 415 New York,NY10176		PC	Exclusively charitable, religious, educational, literary and scientific purposes	7,500
Temple Israel of the City of NY 112E 75th St New York,NY10021		PC	Exclusively charitable, religious, educational, literary and scientific purposes	13,700
The Frick Collection 1 E 70th Street New York,NY10021		PC	Exclusively charitable, religious, educational, literary and scientific purposes	300
The Public Theatre 425 Lafayette St New York,NY10003		PC	Exclusively charitable, religious, educational, literary and scientific purposes	11,095
Yale University PO Box 2038 New Haven,CT06521		PC	Exclusively charitable, religious, educational, literary and scientific purposes	50,000
The Paideia Institute 540 President St 3rd Floor Brooklyn,NY11215		PC	Exclusively charitable, religious, educational, literary and scientific purposes	10,500
The Metropolitan Opera 1915 Broadway New York,NY10023		PC	Exclusively charitable, religious, educational, literary and scientific purposes	15,000
Lincoln Center for the Performing A 10 Lincoln Center Plaza New York,NY10023		PC	Exclusively charitable, religious, educational, literary and scientific purposes	18,000
The Perlman Music Program 19 West 69th Street Suite 1101 New York,NY10023		PC	Exclusively charitable, religious, educational, literary and scientific purposes	3,000
East Hampton Historical Society 101 Main Street East Hampton,NY11937		PC	Exclusively charitable, religious, educational, literary and scientific purposes	25,000
Jewish Center for the Hamptons 44 Woods Lane East Hampton,NY11937		PC	Exclusively charitable, religious, educational, literary and scientific purposes	1,650
Philanthropy Round Table 1120 20th Street NW Suite 550 S Washington,DC20036		PC	Exclusively charitable, religious, educational, literary and scientific purposes	2,000
NACASE 45 West Kerr Street Uniontown,PA15401		PC	Exclusively charitable, religious, educational, leterary and scientific purposes	15,000
Urban Design Forum 29-10 Thomson Avenue Suite 14 Long Island City,NY11101		PC	Exclusively charitable, religious, educational, literary and scientific purposes	6,964
Assoc for Frontotemporal Degenerati 290 King of Prussia Rd 2-320 Radnor,PA19087		PC	Exclusively charitable, religious, educational, literary and scientific purposes	50,000
Institute of International Educatio 809 United Nations Plaza New York,NY10017		PC	Exclusively charitable, religious, educational, literary and scientific purposes	50,000
New York Botanical Garden 2900 Southern Blvd Bronx,NY10458		PC	Exclusively charitable, religious, educational, literary and scientific purposes	2,000
The Paideia Institute PO Box 670 New York,NY10012		PC	Exclusively charitable, religious, educational, literary and scientific purposes	1,000
Cambridge in America 1120 Avenue of the Americas NY,NY10036		PC	Exclusively charitable, religious, educational, literary and scientific purposes	10,000
Cause Celebre PO Box 17 New York,NY10108		PC	Exclusively charitable, religious, educational, literary and scientific purposes	48,500
National Dance Institute 217 West 147th Street New York,NY10039		PC	Exclusively charitable, religious, educational, literary and scientific purposes	27,000
FJC Foundation of Philathropic Fund 520 Eighth Avenue New York,NY10018		PC	Exclusively charitable, religious, educational, literary and scientific purposes	10,000
International Quilt Museum 1523 N 33rd Street Lincoln,NE68583		PC	Exclusively charitable, religious, educational, literary and scientific purposes	1,000
All Faiths Cemetery 67-29 Metropolitan Ave Middle Village,NY11379		PC	Exclusively charitable, religious, educational, literary and scientific purposes	250
Center for Book Arts 28 W 27th St New York,NY10001		PC	Exclusively charitable, religious, educational, literary and scientific purposes	2,500
Columbia Business School 3022 Broadway New York,NY10027		PC	Exclusively charitable, religious, educational, literary and scientific purposes	2,000
Columbia University 3022 Broadway New York,NY10027		PC	Exclusively charitable, religious, educational, literary and scientific purposes	6,000
EH Police Benevolent Association PO Box 1035 East Hampton,NY11937		PC	Exclusively charitable, religious, educational, literary and scientific purposes	500
Fair Elections Center 1825 K St NW Washington,DC20006		PC	Exclusively charitable, religious, educational, literary and scientific purposes	22
Friends of Jewish Chapel 326 First St 22 Annapolis,MD21403		PC	Exclusively charitable, religious, educational, literary and scientific purposes	50
Fund for the Ages 120 West 106th St New York,NY10025		PC	Exclusively charitable, religious, educational, literary and scientific purposes	50,000
Grolier Club 47 E 60th St New York,NY10022		PC	Exclusively charitable, religious, educational, literary and scientific purposes	15,000
New York University 70 Washington Square South New York,NY10012		PC	Exclusively charitable, religious, educational, literary and scientific purposes	18,000
St Judes 220 E 42nd St New York,NY10017		PC	Exclusively charitable, religious, educational, literary and scientific purposes	500
Stevens Institute of Technology 1 Castle Point Terrace Hoboken,NJ07030		PC	Exclusively charitable, religious, educational, literary and scientific purposes	500
The Horticultural Society of NY 148 W 37th St 13 New York,NY10018		PC	Exclusively charitable, religious, educational, literary and scientific purposes	1,500
The Colonial Dames of America 417 E 61st St New York,NY10065		PC	Exclusively charitable, religious, educational, literary and scientific purposes	2,500
The New Jewish Home 120 West 106th Street New York,NY10025		PC	Exclusively charitable, religious, educational, literary and scientific purposes	5,000
The Village Preservation Society 232 East 11th Street New York,NY10003		PC	Exclusively charitable, religious, educational, literary and scientific purposes	2,500
The Village Preservation Society of PO Box 2015 East Hampton,NY11937		PC	Exclusively charitable, religious, educational, literary and scientific purposes	2,500
Total ................................. 3a				711,921

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)	64,394
2	Check .............
3	Interest on savings and temporary cash investments	2,814		2,814
4	Dividends and interest from securities...
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10
b	Gross sales price for all assets on line 6a
7	Capital gain net income (from Part IV, line 2)...
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		-33,844	-33,844
12	Total. Add lines 1 through 11........	33,364		-31,030
13	Compensation of officers, directors, trustees, etc.
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........
b	Accounting fees (attach schedule).......
c	Other professional fees (attach schedule)....
17	Interest...............
18	Taxes (attach schedule) (see instructions)...
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		22,900	22,900
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	22,900		22,900	0
25	Contributions, gifts, grants paid.......	711,921			711,921
26	Total expenses and disbursements. Add lines 24 and 25	734,821		22,900	711,921
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-701,457
b	Net investment income (if negative, enter -0-)			0
c	Adjusted net income (if negative, enter -0-)...

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1a
b
c
d
e

(e) Gross sales price		(f) Depreciation allowed (or allowable)	(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a
b
c
d
e

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a
b
c
d
e

(a) Reserved	(b) Reserved	(c) Reserved	(d) Reserved


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2020	(b) 2019	(c) 2018	(d) 2017	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

bApproved for future payment

Total ................................. 3b

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........					2,814
4 Dividends and interest from securities....
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: aK1 Pass-through income			16	-33,844
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				-33,844	2,814

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Name of organization Daniel and Joanna S Rose Fund Inc

Part I Contributors	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
1	Frederick P and Sandra Rose Found PO Box 657 Cross River, NY10518	$ 64,394	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)

Name of organization Daniel and Joanna S Rose Fund Inc		Employer identification number 13-3484179

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
1	4.083% Interest in Goodhue House Company	$ 64,394
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)


Name of organization Daniel and Joanna S Rose Fund Inc			Employer identification number 13-3484179
Part III Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) $ Use duplicate copies of Part III if additional space is needed.

Software ID:	20011551
Software Version:	2020v4.0