Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
Simmons Foundation - PerkinsThompson
 
Number and street (or P.O. box number if mail is not delivered to street address)PO Box 426 One Canal Plaza
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Portland, ME04112
A Employer identification number

01-0277832
B Telephone number (see instructions)

(207) 774-2635
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$3,564,075J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 58,786 58,786  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment 428,486
b Gross sales price for all assets on line 6a 1,491,722
7 Capital gain net income (from Part IV, line 2)... 146,545
8 Net short-term capital gain......... 34,765
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule)..... 0  
11 Other income (attach schedule)....... 0    
12 Total. Add lines 1 through 11........ 487,272 205,331 34,765
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 2,100 1,050   1,050
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 7,743 3,872   3,871
b Accounting fees (attach schedule)....... 0      
c Other professional fees (attach schedule).... Click to see attachment 24,068 24,068    
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 20,743      
19 Depreciation (attach schedule) and depletion... 0    
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 86 43   43
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 54,740 29,033   4,964
25 Contributions, gifts, grants paid....... 123,500 123,500
26 Total expenses and disbursements. Add lines 24 and 25 178,240 29,033   128,464
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 309,032
b Net investment income (if negative, enter -0-) 176,298
c Adjusted net income (if negative, enter -0-)... 34,765
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 32,600 29,170 29,170
2 Savings and temporary cash investments......... 130,471 86,712 86,712
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....   0  
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet     0  
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 139,613    
b Investments—corporate stock (attach schedule)....... 2,052,959 Click to see attachment2,492,212 2,492,212
c Investments—corporate bonds (attach schedule)....... 874,746 Click to see attachment946,908 946,908
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet     0  
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........   0  
14 Land, buildings, and equipment: basis bullet3,848
Less: accumulated depreciation (attach schedule) bullet3,598 250 Click to see attachment250 250
15 Other assets (describe bullet) Click to see attachment19,132 Click to see attachment8,823 Click to see attachment8,823
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 3,249,771 3,564,075 3,564,075
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons   0
21 Mortgages and other notes payable (attach schedule)......   0
22 Other liabilities (describe bullet) Click to see attachment4,907 Click to see attachment10,179
23 Total liabilities (add lines 17 through 22)......... 4,907 10,179
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 3,244,864 3,553,896
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 3,244,864 3,553,896
30 Total liabilities and net assets/fund balances (see instructions). 3,249,771 3,564,075
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
3,244,864
2
Enter amount from Part I, line 27a .....................
2
309,032
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
3,553,896
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
3,553,896
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 3 shrs Accenture PLC Ireland Class A P 2020-04-02 2020-06-04
b 1 shrs Booking Holdings Inc P 2019-06-18 2020-01-16
c 5 shrs Chubb LTD P 2019-06-18 2020-04-29
d 23 shrs ConocoPhillips Com P 2019-06-18 2020-06-04
e 1828 shrs DFA Short-Term Government P 2019-09-11 2020-02-21
429 shrs Fidelity Floating Rate High Income P 2020-01-01 2020-06-04
1047 shrs Fidelity Floating Rate High Income P 2019-09-11 2020-06-23
15 shrs Fiserv Inc Wisconsin P 2020-06-04 2020-07-13
1 shrs Ingersoll Rand Inc P 2019-08-13 2020-03-09
49 shrs Ingersoll Rand Inc P 2019-08-13 2020-03-18
14 shrs Ingersoll-Rand Public Limited Co P 2019-08-13 2020-02-21
48 shrs Intel Corp P 2020-06-04 2020-12-23
824 shrs IShares Core S&P 500 ETF P 2020-01-01 2020-06-04
63 shrs IShares Global REIT ETF P 2020-01-01 2020-03-16
6 shrs Marsh & Mclennan COS Inc P 2019-06-18 2020-02-21
16 shrs Medtronic PLC P 2020-06-04 2020-06-15
7 shrs Medtronic PLC P 2019-06-18 2020-06-15
38 shrs Mondelez International Inc P 2020-06-04 2020-11-09
12 shrs MSCI Inc P 2019-04-25 2020-02-21
469 shrs Oakmark International Institutional P 2020-01-01 2020-03-16
19 shrs Oneok Inc New P 2019-08-07 2020-06-04
176 shrs Pimco High Yield P 2019-09-11 2020-06-04
2051 shrs Pimco Investment Grade Corp BD Instl P 2020-01-01 2020-06-04
15 shrs Progressive Corp P 2019-09-16 2020-02-21
210 shrs The International Equity Fund K P 2020-02-24 2020-06-04
405 shrs Vanguard Real Estate ETF P 2020-03-16 2020-07-06
2 shrs Adobe Sys Inc P 2018-08-08 2020-02-21
1 shrs Amazon.com Inc P 2018-08-08 2020-02-21
18 shrs AON PLC P 2019-01-07 2020-02-21
6 shrs Avery Dennison Corp P 2019-01-07 2020-02-21
36 shrs Boeing Co P 2019-01-01 2020-03-12
4 shrs Booking Holdings Inc P 2015-07-16 2020-01-16
36 shrs Chubb LTD P 2019-01-01 2020-04-29
10 shrs Church & Dwight Inc P 2019-01-07 2020-02-21
232 shrs Cisco Systems Inc P 2019-01-01 2020-04-02
4 shrs Costco Whsl Corp New P 2019-01-07 2020-02-21
27 shrs Danaher Corp P 2019-01-01 2020-02-21
11405 shrs DFA Short-Term Government I P 2019-01-01 2020-02-21
39 shrs Disney Walt Co P 2019-01-01 2020-07-13
1516 shrs Dodge & Cox Income Fund P 2014-11-12 2020-06-04
6 shrs Ecolab Inc P 2019-01-01 2020-02-21
6 shrs Facebook Inc A P 2018-02-01 2020-06-04
4280 shrs Fidelity Floating Rate High Income P 2019-01-01 2020-06-23
9 shrs Fiserv Inc Wisconsin P 2019-01-01 2020-02-21
33 shrs Fiserv Inc Wisconsin P 2018-02-01 2020-07-13
5 shrs Illinois Tool Works P 2018-08-08 2020-02-21
12 shrs Intel Corp P 2019-01-07 2020-02-21
192 shrs Invesco Oppenheimer Developing Mkts P 2019-01-01 2020-11-16
1348 shrs IShares Global REIT ETF P 2019-01-01 2020-03-16
40 shrs IShares Global REIT ETF P 2018-02-01 2020-03-16
1465 shrs IShares MSCI EAFE Growth Index ETF P 2019-01-01 2020-02-21
5 shrs JP Morgan Chase & Co P 2019-01-01 2020-02-21
7 shrs Johnson & Johnson Inc P 2019-01-01 2020-02-21
4960 shrs JP Morgan Core Bond Select P 2019-01-01 2020-04-24
80 shrs Medtronic PLC P 2016-02-16 2020-06-15
179 shrs Metlife Inc P 2019-01-01 2020-04-15
34 shrs Microsoft Corp P 2019-01-01 2020-02-21
25 shrs Microsoft Corp P 2013-01-15 2020-07-13
11 shrs Mondelez International Inc P 2018-08-08 2020-02-21
156 shrs Mondelez International Inc P 2019-01-01 2020-11-09
8 shrs Nextera Energy Inc P 2019-01-01 2020-02-21
294 shrs Oakmark International Institutional P 2018-08-08 2020-03-16
130 shrs Oakmark International Institutional P 2019-01-01 2020-03-16
6 shrs Paypal Holdings Inc P 2019-01-07 2020-06-04
6 shrs Pepsico Inc P 2016-08-18 2020-02-21
4793 shrs Pimco Total Return Portfolio P 2019-01-01 2020-06-04
133 shrs Principal Midcap P 2015-07-22 2020-02-21
5419 shrs Principal Midcap P 2015-07-22 2020-11-16
16 shrs T. Rowe Price International Discover P 2018-02-01 2020-02-21
18 shrs Texas Instruments P 2018-08-08 2020-02-21
24 shrs Thermo Electron P 2012-04-27 2020-02-21
5 shrs Union Pacific Corp P 2019-01-07 2020-02-21
3 shrs UnitedHealth Group Inc P 2013-01-15 2020-02-21
10 shrs Visa Inc Class A Shares P 2016-02-16 2020-02-21
858 shrs WisdomTree Europe Hedged EQ Fund ETF P 2019-01-01 2020-03-16
8 shrs Zoetis Inc P 2019-01-07 2020-02-21
1 shrs Alphabet Inc CL A P 2010-06-22 2020-02-21
25 shrs Apple Computer Inc P 2006-03-22 2020-02-21
24 shrs Home Depot Inc P 2002-08-09 2020-02-21
8 shrs Intel Corp P 2008-12-24 2020-02-21
203 shrs Intel Corp P 2008-12-24 2020-12-23
8 shrs McDonalds Corp P 2009-02-17 2020-02-21
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 609 0 476 133
b 2,051 0 1,807 244
c 560 0 746 -186
d 1,022 0 1,378 -356
e 19,322 0 19,359 -37
3,788 0 4,058 -270
9,290 0 9,908 -618
1,442 0 1,586 -144
12 0 13 -1
889 0 1,498 -609
2,030 0 1,684 346
2,230 0 3,011 -781
256,687 0 220,134 36,553
1,209 0 1,787 -578
698 0 585 113
1,489 0 1,549 -60
651 0 651 0
2,143 0 1,951 192
3,692 0 2,673 1,019
6,753 0 10,663 -3,910
766 0 1,231 -465
1,517 0 1,569 -52
22,070 0 22,461 -391
1,219 0 1,103 116
2,769 0 2,727 42
32,466 0 28,001 4,465
742 0 508 234
2,094 0 1,889 205
4,160 0 2,602 1,558
803 0 548 255
6,649 0 3,109 3,540
8,203 0 4,733 3,470
4,032 0 4,094 -62
766 0 661 105
8,992 0 6,108 2,884
1,286 0 832 454
4,362 0 2,489 1,873
120,555 0 119,123 1,432
4,653 0 3,699 954
21,949 0 21,040 909
1,246 0 820 426
1,353 0 1,169 184
37,960 0 41,715 -3,755
1,070 0 658 412
3,172 0 2,322 850
946 0 700 246
769 0 572 197
9,659 0 8,098 1,561
25,879 0 34,373 -8,494
768 0 768 0
126,316 0 122,745 3,571
677 0 506 171
1,046 0 901 145
60,715 0 58,190 2,525
7,446 0 5,920 1,526
5,799 0 6,837 -1,038
6,051 0 2,663 3,388
5,382 0 682 4,700
647 0 471 176
8,797 0 6,657 2,140
2,224 0 1,323 901
4,231 0 7,901 -3,670
1,878 0 1,878 0
925 0 523 402
874 0 651 223
51,335 0 49,976 1,359
4,405 0 3,091 1,314
189,498 0 126,346 63,152
1,115 0 1,213 -98
2,309 0 2,094 215
8,039 0 1,320 6,719
908 0 694 214
904 0 162 742
2,081 0 706 1,375
38,782 0 49,287 -10,505
1,137 0 684 453
1,482 0 246 1,236
7,787 0 221 7,566
5,881 0 673 5,208
513 0 113 400
9,433 0 2,882 6,551
1,725 0 444 1,281
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a 0 0 0 133
b 0 0 0 244
c 0 0 0 -186
d 0 0 0 -356
e 0 0 0 -37
0 0 0 -270
0 0 0 -618
0 0 0 -144
0 0 0 -1
0 0 0 -609
0 0 0 346
0 0 0 -781
0 0 0 36,553
0 0 0 -578
0 0 0 113
0 0 0 -60
0 0 0 0
0 0 0 192
0 0 0 1,019
0 0 0 -3,910
0 0 0 -465
0 0 0 -52
0 0 0 -391
0 0 0 116
0 0 0 42
0 0 0 4,465
0 0 0 234
0 0 0 205
0 0 0 1,558
0 0 0 255
0 0 0 3,540
0 0 0 3,470
0 0 0 -62
0 0 0 105
0 0 0 2,884
0 0 0 454
0 0 0 1,873
0 0 0 1,432
0 0 0 954
0 0 0 909
0 0 0 426
0 0 0 184
0 0 0 -3,755
0 0 0 412
0 0 0 850
0 0 0 246
0 0 0 197
0 0 0 1,561
0 0 0 -8,494
0 0 0 0
0 0 0 3,571
0 0 0 171
0 0 0 145
0 0 0 2,525
0 0 0 1,526
0 0 0 -1,038
0 0 0 3,388
0 0 0 4,700
0 0 0 176
0 0 0 2,140
0 0 0 901
0 0 0 -3,670
0 0 0 0
0 0 0 402
0 0 0 223
0 0 0 1,359
0 0 0 1,314
0 0 0 63,152
0 0 0 -98
0 0 0 215
0 0 0 6,719
0 0 0 214
0 0 0 742
0 0 0 1,375
0 0 0 -10,505
0 0 0 453
0 0 0 1,236
0 0 0 7,566
0 0 0 5,208
0 0 0 400
0 0 0 6,551
0 0 0 1,281
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 146,545
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 34,765
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 2,451
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 2,451
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 2,451
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 20,722
b Exempt foreign organizations—tax withheld at source...... 6b  
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. Part VI Line 7 - Original Return Overpayment: -20722 7 20,722
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 18,271
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet18,271 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletME
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletPaul Rausch CPA Telephone no.bullet (207) 774-2635

    Located atbulletPO Box 426 One Canal PlazaPortlandME ZIP+4bullet04112
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    Robert Woodward Pres.
    1.00     		100 0 0
    4230 Oakhurst Cir E
    Sarasota,FL34233
    Stephen G Woodward 1st VP
    1.00     		100 0 0
    208 Lufkin Road
    North Yarmouth,ME04097
    Paul H Rausch Treasurer
    2.00     		1,300 0 0
    PO Box 175
    Oxford,ME04270
    Deanna Woodward Trustee
    1.00     		100 0 0
    4230 Oakhurst Cir E
    Sarasota,FL34233
    Robert Aranson MD Trustee
    1.00     		100 0 0
    20 Lookout Drive
    Freeport,ME04032
    Tina Jennings Trustee
    1.00     		100 0 0
    208 Lufkin Road
    North Yarmouth,ME04097
    Rev Anita White Trustee
    1.00     		100 0 0
    15 Forest Ave
    Auburn,ME04210
    Samuel Woodward Trustee
    1.00     		100 0 0
    912 Roosevelt Trail Apt 8
    Windham,ME04062
    John R Opperman Esq Trustee
    1.00     		100 0 0
    25 Woodmont Street
    Portland,ME04102
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    3,253,219
    b
    Average of monthly cash balances.......................
    1b
    139,317
    c
    Fair market value of all other assets (see instructions)................
    1c
    250
    d
    Total (add lines 1a, b, and c).........................
    1d
    3,392,786
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    3,392,786
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    50,892
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    3,341,894
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    167,095
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    167,095
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    2,451
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    2,451
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    164,644
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    164,644
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    164,644
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    128,464
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    128,464
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    128,464
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 164,644
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 14,847
    b From 2016...... 37,153
    c From 2017...... 1
    d From 2018...... 0
    e From 2019...... 0
    fTotal of lines 3a through e........ 52,001
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 128,464
    a Applied to 2019, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 128,464
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 36,180 36,180
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 15,821
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		15,821
    10 Analysis of line 9:
    a Excess from 2016.... 15,820
    b Excess from 2017.... 1
    c Excess from 2018.... 0
    d Excess from 2019.... 0
    e Excess from 2020.... 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    None
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    None
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    Paul Rausch co Perkins Thompson
    One Canal Plaza
    Portland,ME04101
    (207) 774-2635
    bThe form in which applications should be submitted and information and materials they should include:
    See attached schedule
    cAny submission deadlines:
    There are no submission deadlines
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    See attached schedule
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    Good Shepherd Food Bank
    PO Box 1807
    Auburn,ME04211     		  Exempt Emergency ResponseCapacity Program 5,000
    University of Southern Maine
    96 Falmouth Street
    Portland,ME04103     		  Exempt Scholarship Program 10,000
    Gould Academy
    39 Church Street
    Bethel,ME04217     		  Exempt ScholarshipProgram 5,000
    Community Dental
    366 Route One
    Falmouth,ME04105     		  Exempt Biddeford DentalProgram 2,500
    Hebron Academy
    PO Box 309
    Hebron,ME04238     		  Exempt Scholarship 5,000
    Furniture Friends
    PO Box 631
    Westbrook,ME04098     		  Exempt Bed and cribpurchases 2,500
    The Iris Network
    180 Park Avenue
    Portland,ME04102     		  Exempt Low VisionClinic 2,500
    Hospice of Southern Maine
    390 US Route One
    Scarborough,ME04074     		  Exempt VolunteerismProject 5,000
    Jewish Community Alliance of So ME
    1342 Congress Street
    Portland,ME04101     		  Exempt Jewish FamilyDiaper Bank 2,500
    Southern Maine Agency on Aging
    136 US Route One
    Scarborough,ME04074     		  Exempt MealsOn Wheels 2,500
    MCH Inc
    46 Summer Street
    Rockland,ME04841     		  Exempt Meals on Wheels 3,000
    Frannie Peabody Center
    30 Danforth Street Suite 311
    Portland,ME04101     		  Exempt Dental CareProgram 2,500
    American Red Cross
    2401 Congress Street
    Portland,ME04102     		  Exempt Covid-19 AntibodyTesting 4,000
    Preble Street
    38 Preble Street
    Portland,ME04101     		  Exempt FoodProgram 2,500
    Literacy Volunteers of Bangor
    354 Hogan Road
    Bangor,ME04401     		  Exempt DistanceLearning Program 2,000
    The Susan L Curtis Foundation
    1321 Washington Avenue Suite 104
    Portland,ME04103     		  Exempt Camp Susan Curtis 2,500
    Woodfords Family Services
    15 Saunders Way Suite 900
    Westbrook,ME04092     		  Exempt Remote SchoolBased LearningLibrary 1,000
    Family and Community Mediation
    190 US Route 1 259
    Falmouth,ME04105     		  Exempt Seed FundingFor Family AndCommunity Mediation 2,000
    Bangor Humane Society
    693 Mt Hope Avenue
    Bangor,ME04401     		  Exempt Spay & NeuterVoucher Program 2,000
    Bangor Region YMCA
    17 2nd Street
    Bangor,ME04401     		  Exempt Covid-19 EmergencyChild Care 2,500
    Big Brothers & Big Sisters of Southern Maine
    PO Box 7830
    Portland,ME04112     		  Exempt Site BasedMentoring Program 2,500
    Boothbay Region YMCA
    PO Box 500
    Boothbay Harbor,ME04538     		  Exempt Y Feeds KidsProgram 2,500
    Boys & Girls Clubs of Greater Waterville
    126 North Street
    Waterville,ME04901     		  Exempt Covid-19 Relief SerivcesFree Meals 2,500
    Central Lincoln County YMCA
    525 Main Street
    Damariscotta,ME04543     		  Exempt Feeding ourCommunity 2,500
    Community Concepts Inc
    240 Bates Street
    Lewiston,ME04240     		  Exempt Enhancing YouthEducationStandards 2,000
    Educate Maine
    482 Congress Street 303
    Portland,ME04101     		  Exempt Exposing ME Studentsto EmploymentOpportunities 2,000
    Graze In Peace
    591 Pinkham Brook Rd
    Durham,ME04222     		  Exempt Therapeutic CareFarm Program 500
    Island Connections
    93 Cottage Street Suite 101
    Bar Harbor,ME04609     		  Exempt Free Transportation ProgramCovid-19 2,000
    Jobs For Maines Graduates Inc
    65 Stone Street
    Augusta,ME04330     		  Exempt Literacy & CollegeCredit Program 3,000
    Kids First Center
    51 US Route 1 Suite S
    Scarborough,ME04074     		  Exempt Caring DadPilot Program 2,500
    Knox County Health Clinic
    22 White Street
    Rockland,ME04841     		  Exempt Caring DuringCovid-19 2,500
    Lincoln County Dental
    PO Box 256
    Boothbay,ME04537     		  Exempt To Support LincolnCounty Dental 2,500
    Mid-Coast Recovering Coalition
    PO Box 1002
    Camden,ME04843     		  Exempt Recovery Project 3,000
    Midcoast Humane
    190 Pleasant Street
    Brunswick,ME04011     		  Exempt Rural Services Program 2,500
    Midcoast Hunger Prevention Program
    12 Tenney Way
    Brunswick,ME04011     		  Exempt Food Pantry 2,500
    My Place Teen Center
    755 Main Street
    Westbrook,ME04092     		  Exempt Daily MobilFood Program 2,500
    Pine Tree Legal Assistance
    PO Box 547
    Portland,ME04101     		  Exempt ProtectingMaine Families 1,000
    Ronald McDonald House
    250 Brackett Street
    Portland,ME04102     		  Exempt Keeping FamiliesTogether 5,000
    Sailing Ships Maine
    PO Box 517
    Portland,ME04112     		  Exempt High SchoolAlternative EducationProgram 2,000
    St Andre Home LLC
    168 Prospect Street
    Biddeford,ME04005     		  Exempt Courage LivesOutreach Program 3,000
    Strive Worldwide
    39 Darling Ave
    South Portland,ME04106     		  Exempt Providing People WithIntellectual DisabilitiesSupport In Finding Greater Independence 2,500
    The Cromwell Center For Disabilities Awareness
    97A Exchange Street
    Portland,ME04101     		  Exempt Computer LearningDuring Covid-19 2,500
    Wayside Food Programs
    PO Box 1278
    Portland,ME04104     		  Exempt Kids Healthy Snacks 2,500
    Wells Reserve At Laudholm
    342 Laudholm Farm Rd
    Wells,ME04090     		  Exempt Wells ReserveVolunteer Program 1,000
    Total .................................bullet 3a 123,500
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 58,786  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    14 428,486  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   487,272  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    487,272
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  
    Part VI Line 7 -Original Return Overpayment: -20,722


    Form 990PF - Special Condition Description:
    Special Condition Description

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2020 GainLossSaleOtherAssetsSch
    Name:
    Simmons Foundation - PerkinsThompson
    EIN:
    01-0277832
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    Realized gains and losses on investments   Purchased 2020-12   1,209,781 1,063,236     146,545  
    Unrealized gains and losses on investments   Purchased 2020-12   281,941       281,941  

    TY 2020 GeneralExplanationAttachment
    Name:
    Simmons Foundation - PerkinsThompson
    EIN:
    01-0277832
    Identifier Return Reference Explanation
      Part XV Line 2 Line 2bLine 2bLine 2bLine 2bLine 2bLine 2bLine 2bLine 2bLine 2bLine 2bLine 2bLine 2bLine 2bLine 2b

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    Simmons Foundation - PerkinsThompson
    EIN:
    01-0277832
    Name of Bond End of Year Book Value End of Year Fair Market Value
    Dodge & Cox Income #147 8567 shrs 125,511 125,511
    JP Morgan Core Bond Select #3720 21896 shrs 268,883 268,883
    Pimco Total Return Instl #35 26841 shrs 284,513 284,513
    Pimco High Yield Instl #108 2713 shrs 24,632 24,632
    Pimco Investment Grade Corp Bd Instl #56 17394 shrs 196,381 196,381
    Vanguard Mortgage Backed Sec Idx Adm #1948 2173 shrs 46,988 46,988

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    Simmons Foundation - PerkinsThompson
    EIN:
    01-0277832
    Name of Stock End of Year Book Value End of Year Fair Market Value
    Alphabet Inc Cl C 9 shrs 15,767 15,767
    Alphabet Inc Cl A 9 shrs 15,774 15,774
    Facebook Inc A 72 shrs 19,668 19,668
    Qorvo Inc 54 shrs 8,979 8,979
    Verizon Communications 171 shrs 10,046 10,046
    Amazon Com Inc 11 shrs 35,826 35,826
    Best Buy Co 111 shrs 11,077 11,077
    Disney (Walt) Company Holding Co 71 shrs 12,864 12,864
    Dollar General Corp 61 shrs 12,828 12,828
    Home Depot Inc 79 shrs 20,984 20,984
    McDonalds Corp 38 shrs 8,154 8,154
    Nike Inc Cl B 119 shrs 16,835 16,835
    TJX Cos Inc 186 shrs 12,701 12,701
    Church & Dwight Inc 124 shrs 10,817 10,817
    Costco Whsl Corp New 56 shrs 21,100 21,100
    Lamb Weston Holdings Inc 124 shrs 9,764 9,764
    Pepsico Inc 88 shrs 13,050 13,050
    Chevron Corp 113 shrs 9,543 9,543
    Conocophillips 168 shrs 6,718 6,718
    Oneok Inc New 80 shrs 3,070 3,070
    Aon PLC 61 shrs 12,887 12,887
    Bank Of America Corp 399 shrs 12,094 12,094
    Bershire Hathaway Inc Del Cl B 56 shrs 12,985 12,985
    JPMorgan Chase & Co 149 shrs 18,933 18,933
    MSCI Inc 47 shrs 20,987 20,987
    Marsh & McLennan Cos Inc 66 shrs 7,722 7,722
    Nasdaq Inc 86 shrs 11,416 11,416
    Progressive Corp 145 shrs 14,337 14,337
    Abbott Labs 175 shrs 19,161 19,161
    Danaher Corp 113 shrs 25,102 25,102
    Edwards Lifesciences Corp 181 shrs 16,513 16,513
    iShares Nasdaq Biotechnology ETF 114 shrs 17,270 17,270
    Johnson & Johnson Inc 89 shrs 14,007 14,007
    Thermo Fisher Scientific Inc 47 shrs 21,892 21,892
    Unitedhealth Group Inc 61 shrs 21,391 21,391
    Zoetis Inc 133 shrs 22,011 22,011
    Trane Technologies PLC 80 shrs 11,613 11,613
    Dover Corp 92 shrs 11,615 11,615
    Fastenal Co 215 shrs 10,498 10,498
    Honeywell Intl Inc 110 shrs 23,397 23,397
    Illinois Tool Works 80 shrs 16,310 16,310
    Lockheed Martin Corporation 24 shrs 8,520 8,520
    Union Pacific Corp 76 shrs 15,825 15,825
    Accenture PLC Ireland Class A 58 shrs 15,150 15,150
    Adobe Inc 42 shrs 21,005 21,005
    Apple Inc 504 shrs 66,876 66,876
    Electronic Arts Inc 60 shrs 8,616 8,616
    Fiserv Inc 97 shrs 11,044 11,044
    Microsoft Corp 243 shrs 54,048 54,048
    Paypal Holdings Inc 56 shrs 13,115 13,115
    Texas Instruments 109 shrs 17,890 17,890
    Visa Inc Class A Shares 109 shrs 23,842 23,842
    Avery Dennison Corp 106 shrs 16,442 16,442
    Ecolab Inc 64 shrs 13,847 13,847
    Lauder Estee Cos Inc Cl A 39 shrs 10,381 10,381
    Lamar Advertising Co Class A REIT 104 shrs 8,655 8,655
    N R G Energy Inc New 180 shrs 6,759 6,759
    Nextera Energy Inc 268 shrs 20,676 20,676
    Invesco Oppenheimer Developing Mkts 3619 shrs 193,440 193,440
    The International Equity Fund K 9462 shrs 158,296 158,296
    Fidelity Small Cap Discovery 8290 shrs 199,468 199,468
    Oakmark International Institutional 4629 shrs 120,642 120,642
    iShares S&P Mid-Cap 400 Value ETF 1549 shrs 133,679 133,679
    MFS Value I #893 shrs 190,788 190,788
    Matthews China Instl 2926 shrs 78,837 78,837
    Principal Midcap R-6#4268 5119 shrs 184,937 184,937
    T. Rowe Price International Discover #436 409 shrs 37,179 37,179
    Wells Fargo Premier Lg Co Growth I #4123 10997 shrs 200,805 200,805
    Cohen & Steers Inst Realty Shares 1010 shrs 43,744 43,744

    TY 2020 LandEtcSchedule2
    Name:
    Simmons Foundation - PerkinsThompson
    EIN:
    01-0277832
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    Equipment 3,848 3,598 250  


    TY 2020 LegalFeesSchedule
    Name:
    Simmons Foundation - PerkinsThompson
    EIN:
    01-0277832
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Perkins Thompson Legal 7,743 3,872   3,871


    TY 2020 OtherAssetsSchedule
    Name:
    Simmons Foundation - PerkinsThompson
    EIN:
    01-0277832
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    Accrued investment income 2,390 1,552 1,552
    Tax refund 16,742 7,271 7,271


    TY 2020 OtherExpensesSchedule
    Name:
    Simmons Foundation - PerkinsThompson
    EIN:
    01-0277832
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Office expense 86 43   43


    TY 2020 OtherLiabilitiesSchedule
    Name:
    Simmons Foundation - PerkinsThompson
    EIN:
    01-0277832
    Description Beginning of Year - Book Value End of Year - Book Value
    Deferred excise tax 4,907 10,179


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    Simmons Foundation - PerkinsThompson
    EIN:
    01-0277832
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Peoples United Bank Investment fees 24,068      


    TY 2020 TaxesSchedule
    Name:
    Simmons Foundation - PerkinsThompson
    EIN:
    01-0277832
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Excise tax 20,743