TY 2020 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2020

Open to Public Inspection

For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020

Name of foundation
ALBERT & ANNE MANSFIELD FOUNDATION
C/O JEFFREY HOPMAYER

Number and street (or P.O. box number if mail is not delivered to street address)3610 RICHLAND AVENUE
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
NASHVILLE, TN37205

A Employer identification number

36-4244272

B Telephone number (see instructions)

(615) 668-7696

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$8,588,023J Accounting method: Cash Accrual
Other (specify)MODIFIED CASH
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments	44,553		44,553
4	Dividends and interest from securities...	109,403		109,221
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		85,869
b	Gross sales price for all assets on line 6a 1,750,458
7	Capital gain net income (from Part IV, line 2)...			85,782
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		12,083	58
12	Total. Add lines 1 through 11........	251,908		239,614
13	Compensation of officers, directors, trustees, etc.	0		0	0
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........
b	Accounting fees (attach schedule).......		14,913	7,457	7,456
c	Other professional fees (attach schedule)....		85,162	82,162	3,000
17	Interest...............
18	Taxes (attach schedule) (see instructions)...			71
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		15	0	15
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	100,090		89,690	10,471
25	Contributions, gifts, grants paid.......	430,500			430,500
26	Total expenses and disbursements. Add lines 24 and 25	530,590		89,690	440,971
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-278,682
b	Net investment income (if negative, enter -0-)			149,924
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2020)

Form 990-PF (2020)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	4,987	17,066	17,066
	2	Savings and temporary cash investments.........	144,650	185,296	185,296
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	4,758,215	4,495,256	6,993,495
	c	Investments—corporate bonds (attach schedule).......	1,389,846	1,318,876	1,392,166
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	6,297,698	6,016,494	8,588,023
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........	0	0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........	6,297,698	6,016,494
	27	Paid-in or capital surplus, or land, bldg., and equipment fund	0	0
	28	Retained earnings, accumulated income, endowment, or other funds	0	0
	29	Total net assets or fund balances (see instructions).....	6,297,698	6,016,494
	30	Total liabilities and net assets/fund balances (see instructions).	6,297,698	6,016,494

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

6,297,698

Enter amount from Part I, line 27a .....................

-278,682

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

6,019,016

Decreases not included in line 2 (itemize) bullet

2,522

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

6,016,494

Form 990-PF (2020)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	PUBLICLY TRADED SECURITIES
b	PLAINS ALL AMERICAN PIPELINE, LP LONG-TERM CAPITAL GAIN	P	2020-12-31	2020-12-31
c	PLAINS ALL AMERICAN PIPELINE, LP NET SECTION 1231 LOSS	P	2020-12-31	2020-12-31
d	CAPITAL GAINS DIVIDENDS	P
e

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	1,749,768	1,664,589	85,179
b	26		26
c		113	-113
d	690		690
e

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			85,179
b			26
c			-113
d			690
e

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	85,782
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE

1 Reserved

(a) Reserved	(b) Reserved	(c) Reserved	(d) Reserved

Reserved...........................

Reserved,..........................

Form 990-PF (2020)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Reserved................................	1	2,084
c	All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	2,084
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	2,084
6	Credits/Payments:

a	2020 estimated tax payments and 2019 overpayment credited to 2020	6a	2,500
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d	0

7	Total credits and payments. Add lines 6a through 6d..............		7	2,500
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	416
11	Enter the amount of line 10 to be: Credited to 2021 estimated tax416	Refunded	11	0

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ 0(2) On foundation managers. bullet

$ 0

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

$ 0

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2020)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

WWW.MANSFIELDFOUNDATION.ORG

The books are in care of bullet

JEFFREY HOPMAYER Telephone no. bullet

(615) 668-7696

Located at bullet

3610 RICHLAND AVENUENASHVILLETN ZIP+4 bullet

37205

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2020?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2020, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2020?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2020.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?

Form 990-PF (2020)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
JUSTIN MANSFIELD	DIRECTOR 0.00	0	0	0
1423 SOUTH PLYMOUTH COURT CHICAGO,IL60605	DIRECTOR 0.00	0	0	0
BRIANA NICHOLS	DIRECTOR 0.00	0	0	0
1003 SPRUCE ST APT 3F PHILADELPHIA,PA19107	DIRECTOR 0.00	0	0	0
ADAM NICHOLS	DIRECTOR 0.00	0	0	0
700 EAST 9TH STREET 12 NEW YORK,NY10009	DIRECTOR 0.00	0	0	0
MARLENE HOPMAYER	DIRECTOR 0.00	0	0	0
999 NORTH LAKE SHORE DRIVE CHICAGO,IL60611	DIRECTOR 0.00	0	0	0
BENETTA MANSFIELD	DIRECTOR 0.00	0	0	0
727 S RACINE UNIT B CHICAGO,IL60607	DIRECTOR 0.00	0	0	0
SEYMOUR MANSFIELD	DIRECTOR 0.00	0	0	0
2837 SUNSET BOULEVARD MINNEAPOLIS,MN55416	DIRECTOR 0.00	0	0	0
ALEXIS MANSFIELD	DIRECTOR 0.00	0	0	0
2908 N RIVERSIDE DRIVE CHICAGO,IL60618	DIRECTOR 0.00	0	0	0
MARCY SHINBAUM	DIRECTOR 0.00	0	0	0
343 ROLLING HILLS DRIVE FAIRFIELD,CT06824	DIRECTOR 0.00	0	0	0
ALEC HOPMAYER	PRESIDENT & CEO 0.00	0	0	0
120 EAST CULLERTON AVE 402 CHICAGO,IL60616	PRESIDENT & CEO 0.00	0	0	0
JEFFREY HOPMAYER	EXEC DIREC & TREASURER 0.00	0	0	0
3610 RICHLAND AVENUE NASHVILLE,TN37205	EXEC DIREC & TREASURER 0.00	0	0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2020)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2020)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

7,577,491

Average of monthly cash balances.......................

127,448

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

7,704,939

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

7,704,939

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

115,574

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

7,589,365

Minimum investment return. Enter 5% of line 5..................

379,468

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part X, line 6....................

379,468

Tax on investment income for 2020 from Part VI, line 5......

2,084

Income tax for 2020. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

2,084

Distributable amount before adjustments. Subtract line 2c from line 1............

377,384

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

377,384

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

377,384

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

440,971

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

440,971

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

440,971

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2020)

Page 9

Part XIII

Undistributed Income (see instructions)

	(a) Corpus	(b) Years prior to 2019	(c) 2019	(d) 2020
1 Distributable amount for 2020 from Part XI, line 7				377,384
2 Undistributed income, if any, as of the end of 2020:
a Enter amount for 2019 only.......			67,187
b Total for prior years:20, 20, 20		0
3 Excess distributions carryover, if any, to 2020:
a From 2015......
b From 2016......
c From 2017......
d From 2018......
e From 2019......
fTotal of lines 3a through e........	0
4Qualifying distributions for 2020 from Part
XII, line 4: $ 440,971
a Applied to 2019, but not more than line 2a			67,187
b Applied to undistributed income of prior years (Election required—see instructions).....		0
c Treated as distributions out of corpus (Election required—see instructions)........	0
d Applied to 2020 distributable amount.....				373,784
e Remaining amount distributed out of corpus	0
5 Excess distributions carryover applied to 2020.	0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5	0
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........		0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......		0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........		0
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............			0
f Undistributed income for 2020. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2021 ..........				3,600
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......	0
8 Excess distributions carryover from 2015 not applied on line 5 or line 7 (see instructions) ...	0
9Excess distributions carryover to 2021. Subtract lines 7 and 8 from line 6a ......	0
10 Analysis of line 9:
a Excess from 2016....
b Excess from 2017....
c Excess from 2018....
d Excess from 2019....
e Excess from 2020....

Form 990-PF (2020)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2020	(b) 2019	(c) 2018	(d) 2017	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:

FOCUSED PHILANTHROPY CELENE PEURYE
122 FOURTH STREET
WILMETTE,IL60091
(847) 525-3998

bThe form in which applications should be submitted and information and materials they should include:

APPLICATIONS SHOULD BE SUBMITTED IN WRITING.

cAny submission deadlines:

N/A

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

N/A

Form 990-PF (2020)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
ARISE CHICAGO 1436 WEST RANDOLPH ST SUITE 202 CHICAGO,IL60607		PC	GENERAL SUPPORT	17,000
AVODAH THE JEWISH SERVICE CORPS 4700 NORTH RAVENSWOOD SUITE B CHICAGO,IL60640		PC	GENERAL SUPPORT	15,000
CENTRO COMUNITARIO ARTS PO BOX 577 WEST NEW YORK,NJ07093		PC	GENERAL SUPPORT	25,000
CHICAGO ARTS PARTNERSHIPS IN EDUCATION 228 S WABASH AVE SUITE 500 CHICAGO,IL60604		PC	GENERAL SUPPORT	15,000
CHICAGO VOLUNTEER DOULAS PO BOX 5851 CHICAGO,IL60680		PC	GENERAL SUPPORT	15,000
CONECT 185 COLD SPRING ST NEW HAVEN,CT06511		PC	GENERAL SUPPORT	12,000
CURTS CAFE 2922 CENTRAL ST EVANSTON,IL60201		PC	GENERAL SUPPORT	18,000
EQUAL JUSTICE WORKS 1730 M STREET NW SUITE 800 WASHINGTON,DC20036		PC	GENERAL SUPPORT	138,500
FRACTURED ATLAS 286 STANHOPE ST GROUND FLOOR BROOKLYN,NY11237		PC	GENERAL SUPPORT	15,000
GROWING HOME 2732 N CLARK ST SUITE 310 CHICAGO,IL60614		PC	GENERAL SUPPORT	15,000
I GROW CHICAGO 415 EAST NORTH WATER ST SUITE 2503 CHICAGO,IL60611		PC	GENERAL SUPPORT	40,000
JEWISH COUNCIL ON URBAN AFFAIRS 4700 NORTH RAVENSWOOD SUITE B CHICAGO,IL60640		PC	GENERAL SUPPORT	15,000
RESTORE JUSTICE FOUNDATION PO BOX 101099 CHICAGO,IL60610		PC	GENERAL SUPPORT	30,000
UJAMAA PLACE 1821 UNIVERSITY AVENUE N187 ST PAUL,MN55104		PC	GENERAL SUPPORT	15,000
WE-WIN INSTITUTE 3751 17TH AVE S MINNEAPOLIS,MN55407		PC	GENERAL SUPPORT	10,000
YOUNG CHICAGO AUTHORS 1180 N MILWAUKEE AVE CHICAGO,IL60642		PC	GENERAL SUPPORT	20,000
YOGACARE 1808 W CHICAGO AVE NUM 2R CHICAGO,IL60622		PC	GENERAL SUPPORT	15,000
Total ................................. 3a				430,500

bApproved for future payment

Total ................................. 3b				0

Form 990-PF (2020)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........			14	44,553
4 Dividends and interest from securities....			14	109,403
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............			18	85,869
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: aFEDERAL EXCISE TAX REFUND			01	12,025
bSETTLEMENT PROCEEDS			01	58
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..		0		251,908	0

13Total. Add line 12, columns (b), (d), and (e)..................

251,908

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2020)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2020)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

- TIN:

TY 2020 AccountingFeesSchedule

Name:

ALBERT & ANNE MANSFIELD FOUNDATION

C/O JEFFREY HOPMAYER

EIN:

36-4244272

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
ACCOUNTING FEES	14,913	7,457		7,456

- TIN:

TY 2020 InvestmentsCorpBondsSchedule

Name:

ALBERT & ANNE MANSFIELD FOUNDATION

C/O JEFFREY HOPMAYER

EIN:

36-4244272

Name of Bond	End of Year Book Value	End of Year Fair Market Value
WELLS FARGO & CO 2.100% 7/26/21	62,921	65,656
PFIZER INC 2.200% 12/15/21	32,304	32,622
PEPSI 3/5/22 2.750%	64,566	66,909
HOME DEPOT 2.625% 5/1/22	64,223	67,029
KINDER MORGAN ENERGY PARTNERS 3.95% 9/1/22	36,045	36,728
VISA 2.800% 12/14/22	64,210	68,017
CVS 3.700% 2/9/23	35,076	37,444
EOG RES INC 2.625% 12/15/22	33,908	36,525
ABBVIE 2.850% 3/14/23	34,012	36,800
SOUTHERN CO 2.950% 7/1/23	33,899	37,064
NORTHROP GRUMMAN CORP	34,761	37,618
CITIGROUP 3.875% 10/25/23	35,410	38,489
MICROSOFT CORP 3.625% 12/15/23	66,543	70,991
THERMO FISHER SCIENTIFIC 2/1/24	35,922	38,592
AMERICAL INTL GROUP 4.125% 2/15/24	35,537	38,753
COMCAST CORP	64,959	71,514
US BANCORP 3.6% 9/11/24	66,505	71,886
BB&T CORP 2.85% 10/26/24	60,905	64,928
MERCK & CO INC 2.75%, 2/10/25	30,758	32,590
VERIZON COMM INC 3.376% 2/15/25	31,226	33,319
JP MORGAN CHASE 3.9% 7/15/25	69,878	73,843
BP CAP MKTS AMER INC 3.796% 09/21/25	65,487	71,439
UNITED TECHNOLOGIES CORP 3.950% 08/16/25	34,774	35,554
HEWLETT PACKARD ENTERPRISE 4.9% 10/15/25	35,059	36,269
MCDONALDS CORP 3.700% DUE 1/30/26	35,388	35,312
AT&T INC 4.125% DUE 02/17/26	25,419	25,460
ROYAL BNK CDA 2.5% 01/19/21	64,504	65,057
TOTAL CAP INTL 2.750% 6/19/21	64,677	65,758

- TIN:

TY 2020 InvestmentsCorpStockSchedule

Name:

ALBERT & ANNE MANSFIELD FOUNDATION

C/O JEFFREY HOPMAYER

EIN:

36-4244272

Name of Stock	End of Year Book Value	End of Year Fair Market Value
ABBOTT LABS	45,068	75,658
ABBVIE INC	40,465	44,896
ADOBE INC	57,413	113,527
AGILENT TECHNOLOGIES INC	23,148	41,708
AIR PRODS & CHEMS INC	45,498	77,594
ALPHABET CL C	67,876	264,534
AMERICAN EXPRESS CO	64,407	73,634
AMERICAN TOWER CORP	27,925	24,242
AMERICAN WTR WKS CO INC	52,491	91,315
AMGEN INC	48,993	56,790
ANTHEM INC	43,833	50,411
APPLE	42,970	478,746
APPLIED MATLS INC	58,024	84,315
APTIV	38,551	50,943
AUTODESK INC	16,961	18,626
BALL CORP	20,434	45,845
BAXTER INTL INC	23,494	21,264
BECTON DICKINSON & CO	16,227	17,265
BLACK ROCK INC CL A	57,753	87,306
CIGNA CORP	39,927	43,718
CISCO SYS INC	79,444	82,564
CITIGROUP	122,849	147,244
COLGATE PALMOLIVE	28,147	35,572
COMCAST CORP	55,721	78,548
CONOCO PHILLIPS	88,155	49,588
CUMMINS INC	23,922	34,292
CVS HEALTH CORP	49,312	49,996
DEERE & CO	30,853	57,846
DISNEY	16,086	140,052
EBAY INC	54,220	75,074
ECOLAB INC	35,740	52,575
EDWARDS LIFESCIENCES CORP	17,969	33,846
ELECTRONIC ARTS INC	17,038	20,966
EMERSON ELEC CO	78,119	86,639
EQUINIX INC	29,180	45,708
FACEBOOK INC	81,271	131,117
GENERAL MLS INC	43,888	54,508
GILEAD SCIENCES INC	39,925	35,189
HERSHEY CO	14,329	19,498
HOME DEPOT INC	69,877	94,826
HUMANA INC	42,028	57,438
IDEXX LABS INC	13,247	32,991
INTERCONTINENTAL EXCHANGE INC	16,445	20,867
INTUIT	13,995	21,651
KIMBERLY CLARK CORP	29,565	33,977
LAM RESEARCH CORP	37,908	60,451
LAUDER ESTEE COS INC	19,750	38,864
LOWES COS INC	36,126	57,302
MARSH & MCLENNAN COS INC	23,754	28,431
MASTERCARD INC	62,306	91,020
MEDTRONIC PLC	54,842	70,987
MICROSOFT CORP	169,588	350,089
MORGAN STANLEY	73,724	124,793
NEXTERA ENERGY INC	70,573	127,066
NIKE INC CL B	49,169	86,438
NVIDIA CORP	35,524	92,952
OWENS CORNING INC	15,181	27,880
PEPSICO INC	83,355	106,183
PHILLIPS 66	34,616	24,129
PNC FINL SVCS CORP	115,517	130,226
PRICE T ROWE GROUP	23,438	36,788
PROCTER & GAMBLE CO	36,818	62,056
PROGRESSIVE CORP OHIO	26,289	33,520
PROLOGIS INC	46,863	57,902
QUALCOMM INC	29,320	51,948
S&P GLOBAL INC	24,683	39,119
SALESFORCE COM INC	73,850	116,606
STARBUCKS CORP	107,155	143,888
TARGET	35,463	76,791
TEXAS INSTRS INC	46,449	67,622
THERMO FISHER SCIENTIFIC CORP	24,262	38,194
TRACTOR SUPPLY CO	17,029	19,681
TJX INC	44,927	62,827
VALERO ENERGY CORP	51,095	25,117
VERIZON COMMUNICATIONS INC	72,780	79,959
VERTEX PHARMACEUTICALS INC	15,715	13,944
VISA INC CL A	30,015	47,027
WASTE MGMT INC DEL	36,555	38,799
ZOETIS	33,765	63,221
AKAMAI TECHNOLOGIES INC	16,804	21,103
AVERY DENNISON CORP	22,509	38,002
BEST BUY INC	22,585	36,723
CADENCE DESIGN SYSTEM INC	17,380	20,192
CARMAX INC	59,075	53,937
CBRE GROUP INC	12,024	31,862
CLOROX	26,267	36,951
ETSY INC.	9,542	35,582
EXPEDITORS INTL WASHINGTON INC	22,587	28,913
GRAINGER W W INC	26,846	39,201
HASBRO INC	21,896	20,579
HESS CORP	40,681	38,431
HUNTINGTON BANCSHARES INC	28,625	27,748
INTERNATIONAL FLAVORS & FRAGRANCES	25,262	20,462
METTLER TOLEDO INTERNATIONAL	14,643	28,492
NASDAQ	16,176	20,707
PARKER HANNIFIN CORP	51,281	66,468
PERKINELMER INC	17,294	17,938
REGIONS FINL CORP	28,359	28,581
ROCKWELL AUTOMATION INC	27,430	39,126
STANLEY BLACK & DECKER	36,409	43,747
SVB FINL GROUP	20,569	37,232
TELADOC HEALTH INC	6,360	20,596
WEST PHARMACEUTICAL SVSC INC	9,646	18,698
XYLEM INC	24,827	33,285
ALEXANDRIA REAL ESTATE EQ INC	42,684	44,911
ALEXION PHARMACEUTICALS INC	20,042	27,498
AMN HEALTHCARE SVCS	14,574	17,813
TETRA TECH INC	30,153	53,259
ACCENTURE	47,639	77,579
EATON CORP LLC	56,401	86,621
TRANE TECH (NAME CHANGE FROM INGERSOLL-RAND CO LTD)	19,465	37,596
JOHNSON CONTROLS INTL PLC	48,303	58,191
STERIS PLC	13,492	19,523
PENTAIR PLC	16,239	19,219

- TIN:

TY 2020 OtherDecreasesSchedule

Name:

ALBERT & ANNE MANSFIELD FOUNDATION

C/O JEFFREY HOPMAYER

EIN:

36-4244272

Description	Amount
COST BASIS ADJUSTMENT	2,522

- TIN:

TY 2020 OtherExpensesSchedule

Name:

ALBERT & ANNE MANSFIELD FOUNDATION

C/O JEFFREY HOPMAYER

EIN:

36-4244272

Description	Revenue and Expenses per Books	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
ILLINOIS ATTORNEY GENERAL FILING FEE	15	0		15

- TIN:

TY 2020 OtherIncomeSchedule2

Name:

ALBERT & ANNE MANSFIELD FOUNDATION

C/O JEFFREY HOPMAYER

EIN:

36-4244272

Description	Revenue And Expenses Per Books	Net Investment Income	Adjusted Net Income
FEDERAL EXCISE TAX REFUND	12,025		12,025
SETTLEMENT PROCEEDS	58	58	58

- TIN:

TY 2020 OtherProfessionalFeesSchedule

Name:

ALBERT & ANNE MANSFIELD FOUNDATION

C/O JEFFREY HOPMAYER

EIN:

36-4244272

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
INVESTMENT MANAGEMENT FEES	82,162	82,162		0
FOUNDATION MANAGEMENT SERVICES	3,000	0		3,000